Agriculture
for Developing Nations
The capital-intensive, highly mechanized Western model
may not suit every developing region. Systems of intensive
polyculture, exemplified by rice cultivation, may be better
by Francesca Bray
P
eople in the rich industrial countries have Þxed ideas about the
development of agriculture. Children at school learn about the technical progress from digging stick to hoe
and from the cattle-drawn wooden ard
to the tractor-driven, steel-shared plow.
Economists and sociologists describe
the shift from small family farms to
large, eÛcient commercial enterprises.
Human labor and skills yield to increasingly complicated machines. Although
at times we feel pangs of nostalgia for
the old ways, we know that the Western model traces the inevitable path of
human progress.
Or does it? Mounting frustration over
attempts to plan agricultural development around the world has made it
clear that the way farming developed
in Europe and North America may not,
after all, be the best model in the poor
countries of Africa, Asia and Latin
AmericaÑnor, indeed, for the survival
of the biosphere. The Earth Summit
held in 1992 in Rio de Janeiro marked
the oÛcial endorsement of a new, critical approach to the worldÕs problems
with resources. Its key words are not
ÒgrowthÓ and ÒdevelopmentÓ but ÒconservationÓ and Òsustainability.Ó The basic philosophy of classical agricultural
and economic developmentÑmore is
better, for everybodyÑis now seriously
in question.
Yet the world still faces urgent problems of poverty, hunger and disease.
Rural populations are especially deprived and vulnerable. The great question is whether agricultural policies
based on conservation and sustainability can solve these acute problems. Or
is conventional growth-driven development, for all its drawbacks, the only way
to improve rural living standards? I
shall argue here that the Western model may not be the ideal for every developing region.
FRANCESCA BRAY is professor of anthropology at the University of California, Santa
Barbara. Taking her bachelorÕs degree in Chinese studies and her Ph.D. in social anthropology at the University of Cambridge, she worked at the Needham Research Institute in
Cambridge from 1973 to 1981. Her Þeld there was the history of Chinese agriculture,
and she wrote Agriculture, a volume in the series Science and Civilisation in China, edited by Joseph Needham. From 1981 to 1983 she held a Leverhulme Research Fellowship
to study the rice economies of Asia, and for the next four years she worked at the CNRS
in Paris. She came to the U.S. in 1987, serving as professor of anthropology at the University of California, Los Angeles, until she transferred to Santa Barbara last year. Her
books include The Rice Economies: Technology and Development in Asian Societies, published in 1986 and reissued this year, and the forthcoming Fabrics of Power, a study of
the technologies that deÞned womenÕs lives in imperial China. Her next research project
will be on innovation in Chinese medicine.
30
SCIENTIFIC AMERICAN July 1994
As critics of classical development
policies have pointed out, the world
now produces more than enough food
for everyone, but development has often worsened the inequities of distribution. In fact, this trend is hardly surprising if one examines the criteria that
deÞne development in agriculture. The
ÒmodernizationÓ of agriculture, as generally understood, entails the application of science, technology and capital
to increase the output of just a few
crops that have world marketsÑamong
them wheat and rice for human consumption, corn and soybeans for animal feed, and cotton for industry.
T
his approach gives rise to issues
of equity and conservation. In
terms of equity, the system favors rich farmers and puts poor ones
at a disadvantage. In addition, specialization and economies of scale reduce
economic diversity and employment
opportunities in rural areas. The system
entails three problems in conservation.
Monoculture reduces biodiversity. The
intensive use of fossil fuels and chemical inputs creates pollution; often the
inputs of energy equal or even exceed
the output of crops. Large-scale mechanized operations hasten soil erosion
and other environmental degradation.
For these reasons, the trend of Western agricultural development toward
industrial farming has come under increasing challenge from conservationists and also from social groups that
feel threatened by itÑamong them In-
Copyright 1994 Scientific American, Inc.
TRADITIONAL RICE FARMING entailed large amounts of hand
labor. This scene of rice cultivation in the beautiful but poor
dian rebels in the Mexican state of Chiapas and owners of small farms in
France. Are there alternatives to the
Western model, or do we need to invent
new models? Environmentalists have
identiÞed several apparently sustainable local farming traditionsÑall of
them forms of polyculture. All farming
systems were originally polycultures
providing a range of basic requirements
for subsistence. In some Mediterranean
areas even today, one can Þnd farmers
planting wheat and barley around their
olive trees. Much of the North American
wheat belt used to support mixed grain
and dairy farming. A form of polyculture that has recently attracted attention from agronomists because of its
inherent sustainability is the system
whereby corn, beans and squash are
Copyright 1994 Scientific American, Inc.
Malaysian state of Kelantan was photographed some 20 years
ago by the author. The woman is transplanting seedlings.
planted in the same hole. They complement rather than compete with one another because their root systems draw
nutrition and moisture from diÝerent
levels of the soil. In fact, the roots of
the bean actually Þx nitrates and so furnish natural fertilizer for the corn. This
highly intensive form of land use was
Þrst developed well over 2,000 years
ago. It sustained great civilizations such
as the Maya and continues to support
dense pockets of population all over
Central America.
Are there other types of agricultural
systems that might support sustainable but intensive development on a
scale large enough to address the dire
problems of rural poverty faced by
many developing nations? The answer
requires Þrst a deÞnition of Òsustain-
able.Ó To my mind, a sustainable agricultural system cannot be judged simply by the ecological soundness of its
farming methods. It must also provide
a living for all its population, farmers
and nonfarmers alike. The majority of
the worldÕs poor live in the countryside; rural populations are still growing, and urban services and industries
now absorb less labor than they once
did. A sustainable agricultural system
must therefore be able to create employment as well as to produce food. It
should be ßexible and diversiÞed, able
to yield not only subsistence but also
marketable surpluses, and it should sustain an internal rural exchange of goods
and services instead of depending
heavily on the external world for both
inputs and markets.
SCIENTIFIC AMERICAN July 1994
31
where a plowshare had to cut
deeply to turn the soil over,
as many as a dozen oxen
might form a team. Where
draft animals and heavy implements Þgure prominently in agricultural production,
it is clear that large farms,
which can aÝord more animals and equipment and can
organize their use more eÛciently, will have a significant
advantage over smaller holdings. The larger the farm in
medieval Europe, the more
likely it was to produce a
surplus.
Urban markets for food
grew in the 12th and 13th
centuries, and the old feudal
systems, under which serfs
worked both their own strips
of land and the lordÕs domain, began to break down.
Manorial lords started to consolidate and enclose large
holdings and farm them with
wage labor. The laborers were
often peasants who had lost
traditional rights to land as
he view of ÒproperÓ
its ownership became privaagricultural progress
tized. If landowners let their
that the West has inland to tenants, it was not to
ßicted on the rest of the
subsistence smallholders but
world has its historical roots
to better-oÝ farmersÑsmall
in the development of farmcapitalists like the English
ing in northwestern Europe
yeomen, who could bear the
and the grain belts of the
risks of investment in aniNew WorldÑthe regions that
mals and equipment. Capisupplied food for the urban
talist relations in agriculture
centers of the industrial revhad formed in many parts of
olution. But this dynamic, in
northwestern Europe before
which labor is a scarce rethe 15th century. Markets in
source and output is inland and labor were well decreased by substituting techveloped. The social relations
nical innovations for mannecessary for the foundation
power and animals, is not
of a modern mechanized agSUPPLEMENTARY CROP of kabocha ( Japanese pumpkin
inevitable; it is predicated on squash) is grown on a bund, or small dike, surrounding a riculture were thus in place,
the conditions of production rice field in Japan. Such a concentrated use of land is characbut the necessary technical
speciÞc to those regions.
expertise was lacking.
teristic of farming in East Asian polyculture.
Northern Europe, where
Development of this agthis dry-grain farming sysricultural system was driven
tem evolved, has a short growing sea- fertilizer available was manure, land by the superior performance of large,
son. The staple cerealsÑwheat, barley had to be left fallow often and could be centrally managed units of production.
and ryeÑbear seed heads, or panicles, planted with cereal only once every The 18th century recorded improvewith relatively few grains, at best a few two or three years. In short, this farm- ments that included new crop varieties
dozen compared with 100 or more ing system used land extensively and and breeds of animal, better plows and
grains on a panicle of rice or millet. could not support high population den- drainage systems, and crop rotations
Each plant usually has no more than sities. The typical 11th-century English that combined cereals with fodder crops
three or four stems, or tillers. In princi- holding, as recorded in the Domesday such as clover and turnips. All the exple, one seed could produce some 200 Book, was 30 acres (12 hectares).
perts agreed that only large farms were
oÝspring, but the biblical parable reDraft animals played a crucial role in suitable for these Òhigh farmingÓ methminds us that many seeds die where this farming system. Yields were so low ods. Economies of scale dictated who
they fall. Farmers in medieval Europe that it was impossible to till enough land could aÝord such improvements.
had to keep as much as a third of their for subsistence by manpower alone.
Before mechanization, many highcrop for the next yearÕs seed; another Some plow teams consisted only of a farming innovations required increased
large portion went to feeding draft ani- pair or two of oxen, but in the heavy labor as well as capital. In northwestern
mals over the winter. Because the only clay soils typical of northern Europe, Europe, farmers had to compete with
I want to propose that it is
easier to plan development
toward sustainable rural
economies if we take as our
model not the farming systems of the West, which inherently tend toward systems of monoculture and
economies of scale, but systems of polyculture that use
land intensively and oÝer a
basis for economic diversiÞcation. Some food staples
lend themselves more easily
than do others to intensive
polyculture. In this article, I
use wet-rice farming in East
Asia as my case, because its
historical record is suÛciently rich to demonstrate a
coherent pattern of technical
and economic evolution. I do
not suggest, however, that
the worldÕs problems will be
solved if every region switches to wet rice. Almost any
combination of food staples
that uses land intensively
will do.
T
32
SCIENTIFIC AMERICAN July 1994
Copyright 1994 Scientific American, Inc.
the new and expanding industries for
workers; in the sparsely populated New
World, labor was simply very scarce. Inventors had been tinkering with farm
machinery as early as the 16th century,
but without much success. By the early
19th century the need for such machines was felt acutely.
That was the time when engineers
could at last draw on materials and expertise from the industrial sphereÑ
steel, steam power and chemicalsÑto
develop labor substitutes for agriculture. The Þrst successful mechanical
threshers came on the British market
in the 1830s (provoking riots by agricultural laborers as they saw their precarious livelihoods threatened ). Horsedrawn reapers, harvesters and mechanical drills followed, and eventually in
the 20th century the tractor replaced
the horse. Chemical fertilizer eliminated the necessity for crop rotations and
facilitated monoculture. Herbicides and
pesticides further reduced the need for
labor. The amount of agricultural land
per agricultural worker in the U.S. today
is 137 hectares, and a medium-size farm
of the type usually run by a single family ranges between 20 and 100 hectares.
T
his is the historical experience
from which our image of ÒnormalÓ agricultural progress derives. Just as Western patterns of industrialism spread from nation to nation,
deÞning our notions of a modern economy, so, too, after World War II the characteristics of the Western agricultural
revolution deÞned the worldwide agenda of agricultural modernization. Such
progress seemed normal and inevitable
to the postwar agricultural economists
and scientists, mostly from or trained
in the U.S., who worked out a package of
technical and economic aid to modernize agriculture in the poorer nations.
The new technology they developed
gave such impressive initial results that
it quickly came to be called the green
revolution. The technology centers on
the use of high-yielding varieties of
wheat, corn and rice. These varieties
are hybrids that farmers cannot breed
themselves and that need chemical fertilizers and herbicides to thrive. In experimental stations the hybrids produced such high yields that they were
soon called miracle seeds. As Indian
economist Vandana Shiva points out,
however, comparisons between old and
new varieties measure only the output
of that one crop, not of the whole mixed
cropping system that it often displaces,
so the overall gains may be much less
than claimed.
Because of the emphasis on monoculture, the agricultural agencies that
Copyright 1994 Scientific American, Inc.
supply technical information, seed and
credit to farmers usually advocate largescale cultivation and the consolidation
of holdings to make mechanization feasible. Under these conditions, salable
surpluses and proÞt margins (but not
necessarily yields) are generally proportional to the size of the farm, and
small farms lose their viability.
The primary aim of the green revolution policies of the 1960s and 1970s
was the eradication of world hunger:
the modernization of underproductive
farming systems would increase the
world output of staple grains. In this
respect, the green revolution has been
a great success. The worldÕs produc-
tion of the main staple grains (wheat,
corn and rice) would today be more
than adequate to feed the worldÕs population if it were not for problems of
maldistribution.
But as farmers have been encouraged
to concentrate on monoculture, they
have become more vulnerable to crop
pests and price ßuctuations. The variety of local diets has been drastically
reduced, as have employment opportunities. The new technology uses enormous amounts of chemicals and fossil
fuels. In energy terms, it is less eÛcient
than many traditional farming systems.
Monoculture, mechanical plowing, the
extension of crops into woodlands and
Agricultural Productivity
E
conomic calculations of agricultural productivity usually take into account
only the yield of a particular crop per unit of land and overlook other
uses to which the land may be put. The drawings show the result of such a
calculation comparing a polyculture (growing several different crops on a
hectare of land) with a monoculture in which only rice—a dwarf, high-yielding variety common in green revolution agriculture—is grown.
In the polyculture (top) one hectare of land is used for several crops in a
year, producing as the main crop 1.1 tons of a cereal grain (rice) and 1.6 tons
of straw used for fodder and fuel, but also producing as secondary crops
quantities of oil, beans and fiber. The monoculture (bottom) produces four
tons of rice and two tons of straw. Because the typical calculation of productivity applies only to yields of a single crop, the comparison puts the polyculture in an unfavorable light—1.1 tons of grain per hectare as against four tons
for the monoculture crop. The other yields of the polyculture are ignored.
TRADITIONAL POLYCULTURE
OIL
CROPS
BEANS
AND PULSES
FIBER
CROPS
CEREALS
GRAIN = 1.1 TONS
STRAW = 1.6 TONS
GREEN REVOLUTION MONOCULTURE
DWARF HIGH-YIELD VARIETIES OF CEREALS
GRAIN = 4 TONS
STRAW = 2 TONS
SCIENTIFIC AMERICAN July 1994
33
pastures, and the use of chemical products all contribute to environmental
degradation.
The second aim of green revolution
policies was to generate rural prosperity through the production of marketable surpluses. It seemed clear that the
application of science and capital would
yield more eÛcient and productive
farming practices. Theories in vogue at
the time recognized that the capital requirements of this kind of modernization would initially favor wealthier
farmers but assumed that soon the
beneÞts would trickle down to the entire population.
In fact, many regions have experienced a severe economic polarization.
Rich farmers add to their holdings while
poor ones are edged out of farming into
a dependent wage-labor force. The people who can aÝord to farm rely increasingly on the urban economy for goods,
services and markets. Opportunities for
work in the countryside diminish, but
urban industry cannot generate enough
jobs, and the unemployed congregate
in city slums.
The parallels between the green revolution and the 18th-century modernization of Western farming are clear. If
advocates of the green revolution neglected to consider the negative social
and ecological consequences of their
plans, it was largely because this style
of development, with its reliance on capital and machinery, seems to represent
the inevitable path to modernization.
I
t was in 1976, during a year spent
studying farmersÕ reactions to the
green revolution in the beautiful
but poor Malaysian state of Kelantan,
that I began to think about alternative
models of agricultural development.
Before I went to Kelantan, I had spent
several years researching the history of
rice cultivation in China. As I read more
about agricultural development, I realized that many Japanese experts had
reached conclusions similar to mine
based on their historical experience.
They, too, saw a logic in the historical
intensiÞcation of Asian rice cultivation
that was quite diÝerent from what had
happened in the West. They also felt
that the introduction of green revolution technology often represented a
disastrous break with the past, and they
suggested that there would be many
advantages to adopting the ÒJapanese
model.Ó
Looking at the conditions of production and the consequences of development, one Þnds that the Japanese (or,
better, East Asian) model, which centers
on the production of wet rice, diÝers
radically from the dry-wheat model of
northern Europe. In China, Japan, Vietnam and Korea, the use of land was in-
tensiÞed over the centuries because of
the increasing availability of skilled labor. There were few economies of scale,
smallholdings predominated and intensive cropping patterns sustained a
mixed farming system and a highly diversiÞed rural economy that could provide a living for large populations.
Water is a crucial factor in shaping
the development of rice cultivation. Rice
is a monsoon crop; it can be grown in
dry Þelds, but water is its natural habitat. The earliest Þnd of domesticated
rice so far is in a Neolithic Chinese village near Shanghai, situated at the edge
of a shallow marsh and dated to approximately 5000 B.C. Other early sites
dotted around southeastern continental Asia are also close to marshes or
other natural water supplies.
A good rice Þeld or paddy is one in
which the water supply can be accurately regulated and drained. As a result,
paddies are usually quite small by Western standards: a Þeld 20 yards square
would be considered large in China.
Young rice seedlings need damp soil
but rot in standing water; once they are
about a foot tall, they like to have several inches of standing water through
the period of ßowering and ripening,
after which the Þeld should be drained
for several days before harvesting.
Rainwater can easily be impounded
in a Þeld surrounded by bunds (small
TRADITIONAL RICE-BASED
POLYCULTURE
(16TH-CENTURY SOUTHEASTERN CHINA)
HOUSEHOLD ECONOMIC ACTIVITIES
OUTPUT = 100
FODDER FOR LIVESTOCK
INPUT = 5
(EXCLUDING LABOR)
TRANSPLANTING
IRRIGATION
SEED FROM FARM
HARVEST
WEAVING
COMMERCIAL FERTILIZERS
(BEAN FIBER, NIGHT SOIL)
FALL
FUEL
RAW MATERIALS
FOR COMMODITY PRODUCTION
WINTER
RICE
OTHER CROPS
HANDICRAFTS, ETC.
SILKWORM SEASONS
34
FOOD
CAPITAL GOODS
(SIMPLE EQUIPMENT)
MANURE FROM FARM
SPRING SUMMER
SEED GRAIN
SCIENTIFIC AMERICAN July 1994
FAMILY LABOR
INPUTS AND OUTPUTS are compared
for a traditional rice-based polyculture
in 16th-century southeastern China and
a modern green revolution rice mono-
Copyright 1994 Scientific American, Inc.
dikes), but it may evaporate before the
rice is fully grown. Rice farmers in some
regions therefore adopted rain-fed tank
irrigation systems very early. Other
forms of irrigation include the channeling of small streams into hillside terraces and the construction of diversion
channels from larger riversÑin which
case the water usually has to be pumped
up into the Þelds. All these forms were
common in China and Japan by medieval times and allowed rice farming
to spread from small river valleys up
mountainsides and down into the deltaic ßoodplains. Constructing bunds,
irrigation networks, tanks or terraced
Þelds requires large initial investments
of labor, but thereafter maintenance is
relatively cheap and easy. So it is not
surprising that rice farmers have often
preferred intensifying production in
their existing Þelds to extending the
cultivated area.
Water enhances the sustainability of
rice systems. Unlike dry Þelds, rice paddies gain rather than lose fertility over
the years. Whatever the original structure and fertility of the soil, over several years of continuous wet-rice cultivation the top few inches of soil turn to a
Þne, gray, low-acidity mud with a layer
of hardpan below that retains the water. Nitrogen-Þxing organisms that occur naturally in the water serve as a manure. Traditional rice varieties usually
respond well to organic fertilizers; lime
and soybean waste were widely used in
both China and Japan by the 17th century, giving annual yields of up to six
tons per hectare in some double-cropping areas.
Rice plants have several seed-bearing
stems, and each seed head contains on
average about 100 grains. The technique of transplanting rice seedlings
augments these traits. A small patch of
fertile land is meticulously tilled, manured and sowed with carefully selected pregerminated seed. Meanwhile the
main Þeld is soaked, plowed and harINPUT = 300
(EXCLUDING LABOR)
PURCHASED HYBRID SEEDS
IRRIGATION FEES
CHEMICAL FERTILIZERS
HERBICIDES
rowed to create a Þne silky mud. After
a month or so, the seedlings are pulled
up, the sickly ones are discarded and
the tops of the leaves of the healthy
ones are chopped oÝ. Then the seedlings are replanted in shallow water in
the main Þeld.
This procedure is labor intensive, but
it permits the careful selection of healthy
plants and the eÛcient use of small
amounts of manure. Moreover, the plant
responds to the transplanting process
by growing more tillers. By the time the
seedlings are transplanted, they need
only a few weeks in the main Þeld.
Hence, the land can be used for other
crops in the oÝ-season.
W
et-rice cultivation has enormous potential for expanding
the uses of land. Tanks, channels and bunds may occupy as much
as a Þfth of the land, but no space need
be wasted. Fish nibble the weeds in the
tanks or eat snails in the paddy, and
ducks feed on the Þsh. Narrow bunds
serve for growing vegetables, and broad
bunds may be planted with mulberries
to feed silkworms, whose droppings are
used as manure. After the rice is harvested, the Þeld can be drained to grow
barley, vegetables, sugarcane or tobacco.
The alternation of winter rice with
summer wheat became common in the
lower Yangtze region of China 1,000
GREEN REVOLUTION
HIGH-TECH RICE MONOCULTURE
(CONTEMPORARY JAPAN)
FOSSIL FUELS
HOUSEHOLD ECONOMIC ACTIVITIES
OUTPUT = 100
TRANSPLANTING
HARVEST
CAPITAL EQUIPMENT
(FARM MACHINERY)
FOOD GRAIN
OFF-FARM
WAGE WORK
RICE
SPRING SUMMER
FALL
WINTER
FAMILY LABOR
culture in Japan. The height of the labeled bars reßects the
relative amount of that input or output. The curves at the bottom left of each diagram indicate how the people of the farm
household apportion their productive time. In the polyculture
Copyright 1994 Scientific American, Inc.
economy the women do little work in the Þelds but are heavily involved in handicrafts such as silk production. In the
monoculture economy, women do more of the Þeldwork because many of the men have off-site jobs.
SCIENTIFIC AMERICAN July 1994
35
years ago. A judicious choice of fastmaturing varieties and the abundance
of water aÝorded 17th-century farmers
in the Canton region two or even three
crops per year plus a few side crops
of vegetables; yearly yields totaled as
much as seven tons per hectare. Because Þelds were small, farm implements were small, light and cheap. A
single water buÝalo served the needs
of a typical farm; if production was really intensive, the farmer might give up
plowing altogether in favor of hoeing.
In general, rice farming did not require much capital outlay compared
with dry-wheat farming, and there were
few economies of scale to be practiced.
Although a landlord in south China
might own as much land as his English
counterpart, his home farm would be
of modest size, and the rest would be
let out in small parcels to many tenants, chosen not for their capital assets
but for their skills and experience. The
system did not polarize rural society
and drive poor people out. The relative
advantage of smallholdings guaranteed
access to land for large numbers of
peasants, even if it was through the exploitative relation of tenancy.
The labor requirements of wet-rice
farming are high but intermittent. Peasants in medieval China and Japan could
therefore use rice farming as the basis
for the commercial production of vegetables, sugar, silk or tea or for the household manufacture of textiles, liquor,
bean curd or handicrafts. Rice served
as the foundation of a rural economy
that both required and absorbed the labor of a dense population.
Economic historians have often equated this system with Òagricultural involution,Ó by which individuals work harder and harder for ever decreasing returns. The assertion might be true if
calculations were based only on rice
yields, as if one were dealing with a
monoculture. But when all the other
goods produced in such an economy
are taken into account, the system appears in a much more favorable light.
Although its capacities for expansion
are not inÞnite, they are considerable.
During several centuries of population
growth, ChinaÕs rice regions established
the foundation for a rural economy in
which many of the people made salable
goods at home. Only after 1800 did rural living standards begin sharply decliningÑa trend that was exacerbated
by the eÝects of multiple wars.
A similar process of rural development took place in Japan, creating the
basis for the building of the modern
state. This achievement is one reason
Comparison between the U.S. and Japan
AVERAGE FARM SIZE (HECTARES)
185
0.97 JAPAN
U.S.
AGRICULTURAL LAND PER AGRICULTURAL WORKER (HECTARES)
137
1.15
AGRICULTURAL LAND PER CAPITA (HECTARES)
1.77
0.04
AGRICULTURAL LABOR AS PERCENT OF TOTAL WORKFORCE
2.6
7.6
RICE YIELDS (KILOGRAMS PER HECTARE)
6,246
6,112
PRICE AS RICE LEAVES FARM (U.S. = 100)
100
688
RICE PRODUCTION COSTS (U.S. = 100)
100
1,150
LABOR PRODUCTIVITY
(KILOGRAMS OF BROWN RICE PRODUCED BY ONE WORKER IN 10 HOURS)
2,435
106
36
SCIENTIFIC AMERICAN July 1994
Japanese agronomists see their system
as an exportable model. Yet in Japan
as in the West, industrialization was
achieved through ruthless patterns of
exploitation. Between 1600 and 1800
the rural economy expanded in conjunction with the growth of trade and
cities. Techniques for growing rice were
improved, and land became so productive that the Meiji government of 1868Ð
1912 was able to fund the construction
of a modern industrial state mostly
through raising agricultural taxes. But
this level of extraction left tenant farmers in a state of near destitution that
the state did not feel obliged to address
until the introduction of universal suffrage in 1945.
The new regime set out to guarantee
rice self-suÛciency and to eliminate rural poverty. Land reforms were enacted
to do away with tenancy and set stringent limits on the purchase of land.
This policy institutionalized the tiny
but independent family rice farm, supplying a framework for the successful
long-term balancing and integration of
rural and urban development.
Y
et Japanese agriculture today is
in a state of crisis. Except for the
aberrant poor harvest of 1993,
caused by bad weather, rice is overproduced and wastefully produced, in
large part because of heavy subsidies
and price support paid by the government since the 1950s. The strategy of
increasing rural incomes by raising rice
prices has backÞred. Until the 1960s,
Japanese farmers used moderate inputs and simple machinery. Since the
1960s, mechanization has taken over
in rice production with small-scale tractors, transplanters and harvesters. Almost all farmers own a full range of expensive machinery, and the average use
of fertilizer per hectare is 1,110 kilograms (compared with 160 in the U.S.
and 48 in Thailand ). As long ago as
1977, the Japanese economist Taketoshi Udagawa calculated that energy inputs amounted to three times the food
energy of the rice. It costs 15 times as
much to produce a kilogram of rice in
Japan as in Thailand and 11 times as
much as in the U.S.
No one in Japan today would call this
policy economically sustainable. Nor is
it any longer conservationally sound.
Although the irrigated Þelds and channels still protect JapanÕs narrow river
valleys from ßoods, the channels and
soil are saturated with chemicals. No
Þsh or frogs swim in the paddies now.
JapanÕs current crisis makes it clear
that the East Asian model of agriculture, too, can go awry. Yet it would be
tragic if the Japanese gave in tamely to
Copyright 1994 Scientific American, Inc.
the advice they are hearing to adopt
the Western style rather than seeking
creative endogenous solutions that
might be ecologically and socially more
rewarding.
Such solutions may be already at
work. Through recent economic reforms in Japan, Taiwan and China, the
patterns of land use and economic diversiÞcation based on rice cultivation
have brought about a modernization
characterized by an unusual degree of
balance between rural and urban development. The rising ratio of farm-household income to the household income
of industrial workers in Japan shows
the trend: 69 percent in 1960, 92 in
1970, 115 in 1980 and 113 in 1988.
W
hat are the implications for
sustainable rural development
elsewhere? This is a problem
faced not only by nations with large and
impoverished rural populations, such
as Mexico and India, but also by wealthy
nations, such as France, that want to
avoid further rural depopulation. Monoculture is not an irreversible trend, but
in todayÕs global economy, rural diversiÞcation does require structured support and fair prices for agricultural
products. In Japan, where consumers
will pay high prices for fruits and vegetables, large numbers of rice farmers
have been persuaded to switch part of
their land to orchards and truck farms.
In China, the state abandoned the Maoist policy of Òputting grain ÞrstÓ in the
late 1970s. It allowed farmers to combine a basic level of grain farming with
all kinds of other crops and livestock.
At the same time, farm prices were increased to a realistic level. Agricultural
production shot up overnight. Farmers
produced not just food but also the
raw materials for the development of
rural industry. Moreover, they became
wealthy enough to consume a wide
range of industrial goods. ChinaÕs current spectacular growth rates can be
understood only against this background of rural revitalization.
The examples of premodern China
and Japan show that intensive polyculture, precisely because it does not depend on expensive inputs, can yield
a livelihood for poorer farmers, oÝer
widespread access to land and generate
other employment opportunities. Ideally, polyculture should not only support
rural diversiÞcation but also lessen dependence on industrial inputs. Mayan
peasants can grow corn without buying
chemicals because beans naturally manufacture nitrates. But a farmer does not
have to operate at the scale of peasant
subsistence to do without chemicals. In
California, organic vegetable growers
Copyright 1994 Scientific American, Inc.
MODERN RICE FARMING is increasingly done with machines designed for the small
scale of rice Þelds. Here a farmer in Japan operates a machine that transplants rice
seedlings in a wet paddy after they have grown to a length of about a foot.
and wine producers are developing interplanting techniques (another form
of polyculture) to substitute for chemical pesticides. They grow more kinds of
plants, hire more workers and buy fewer chemicalsÑand they are doing a big
business.
The examples I have cited should be
a stimulus to look closely at other nonWestern agricultural systems. If we are
to Þnd long-term solutions to the truly
modern problem of feeding the world
without destroying it, we have much to
learn from such systems.
FURTHER READING
JAPANESE AGRICULTURE: PATTERNS OF
RURAL DEVELOPMENT. Richard H. Moore.
Westview Press, 1990.
THE VIOLENCE OF THE GREEN REVOLUTION: THIRD WORLD AGRICULTURE, ECOLOGY AND POLITICS. Vandana Shiva. Zed
Books and Third World Network, 1991.
JAPANESE AND AMERICAN AGRICULTURE:
TRADITION AND PROGRESS IN CONFLICT.
Luther Tweeten, Cynthia L. Dishon, Wen
S. Chern, Naraomi Imamura and Masaru
Morishima. Westview Press, 1993.
THE RICE ECONOMIES: TECHNOLOGY AND
DEVELOPMENT IN ASIAN SOCIETIES. Francesca Bray. University of California
Press, 1994.
SCIENTIFIC AMERICAN July 1994
37