Using Hyperspectral Crop Residue Angle Index to Estimate Maize and Winter-Wheat Residue Cover: A Laboratory Study
"> Figure 1
<p>Reflectance spectra (400–2500 nm) of four distinct soils with different relative water contents.</p> "> Figure 2
<p>Reflectance spectra (400–2500 nm) of two crop residues with different relative water contents.</p> "> Figure 3
<p>Angles α and β as a function of crop residue moisture and soil moisture content (same hyperspectral data as shown in <a href="#remotesensing-11-00807-f001" class="html-fig">Figure 1</a> and <a href="#remotesensing-11-00807-f002" class="html-fig">Figure 2</a>).</p> "> Figure 4
<p>Experimental apparatus for measuring hyperspectral reflectance in the laboratory.</p> "> Figure 5
<p>Digital photographs for determining crop residue cover (125 dot in 23-cm-radius tray).</p> "> Figure 6
<p>Correlation between spectral indices and crop residue cover for various crop residue moisture contents (laboratory-based calibration dataset: <span class="html-italic">n</span> = 279 for wheat and <span class="html-italic">n</span> = 261 for maize). <b>Note:</b> All laboratory-based calibration datasets were divided into three moisture groups (dry, wet, and saturated), and each groups includes four soils (paddy soil, black soil, meadow soil, and brown soil).</p> "> Figure 7
<p>Absolute value of correlation coefficient between: (i) CRC and (ii) CRAI, CAI, SINDRI, NDSVI, SGNDI, and SRNDI for the different datasets for maize (<b>a</b>) and wheat (<b>b</b>) (see legend).</p> "> Figure 8
<p>Correlation between spectral indices and winter-wheat CRC for four soil backgrounds at single moisture contents. <b>Note:</b> For visualization, the ordinate of the six SIs may differ. Only dry and saturated samples of the calibration dataset were used (<span class="html-italic">n</span> = 137), and the data were divided into four soil groups (paddy soil, black soil, meadow soil, and brown soil).</p> "> Figure 9
<p>Absolute value (|r|) of correlation coefficient between: (i) CRC and (ii) CRAI, CAI, SINDRI, NDSVI, SGNDI, and SRNDI for saturated (<b>a</b>) and dry (<b>b</b>) datasets (see legend).</p> "> Figure 10
<p>Correlation between estimated and measured CRC (validation dataset: <span class="html-italic">n</span> = 556 for wheat and <span class="html-italic">n</span> = 522 for maize, formula <span class="html-italic">y</span> = a × <span class="html-italic">x</span> + b represent the fit line).</p> "> Figure 11
<p>Statistics of regression accuracy (mean absolute error (MAE) (%), root mean square error (RMSE) (%), normalized root mean square error (nRMSE) (%), and coefficient of determination (<span class="html-italic">R</span><sup>2</sup>)).</p> ">
Abstract
:1. Introduction
2. Background and Proposed Crop Residue Angle Index
2.1. Response to Moisture of Crop Residue and Soil Reflectance
2.2. Proposed Crop Residue Angle Index and Its Response to Moisture
2.3. Traditional Crop Residue Cover Spectral Indices
3. Laboratory Data Collection
3.1. Laboratory Measurements
3.1.1. Hyperspectral Measurements
3.1.2. Crop Residue Cover and Moisture Measurements
3.2. Estimate of Crop Residue Cover and Statistical Analysis
3.2.1. Estimate of Crop Residue Cover
3.2.2. Statistical Analysis
4. Results
4.1. Selection of Traditional Broad-Band Spectral Indices
4.2. Response of Spectral Indices to Moisture and Soil Background
4.2.1. Response of Spectral Indices to Moisture
4.2.2. Response of Spectral Indices to Soil Background
4.3. Estimation of Crop Residue Cover
5. Analysis and Discussion
5.1. Analysis of Spectral Indices for Crop Residue Cover Using Laboratory Dataset
5.2. Limitations and Future Application of Laboratory-Based CRAI
6. Conclusions
- (i)
- Mitigating the uncertain effect caused by moisture is of significant importance to properly estimate CRC using remote-sensing techniques. Crop residue moisture content significantly affects the traditional SIs (Table 3, Figure 6) except for SINDRI. All broad-band indices are less correlated with CRC when using all datasets than when using only the dry, wet, or saturated dataset (Table 3). Although the CAI provides the best estimate of CRC (r = 0.869) when using the dry dataset, it leads to a poor estimate of CRC (r = 0.580) when crop residue samples have varying moisture content (Table 3).
- (ii)
- In this work, the proposed CRAI accurately estimates the CRC regardless of soil, soil moisture, or crop residue moisture by using a laboratory-based dataset (Table 2). The CRAI combines two features that reflect the moisture content in soil and crop residue. The first is the different reflectance of soil and crop residue as a function of moisture in the near-infrared band (833 nm) and short-wave near-infrared band (1670 nm), and the second is different reflectance of soils and crop residues to lignin, cellulose, and moisture in the bands at 2101, 2031, and 2201 nm. However, note that the CRAI has yet to be verified in the field. Thus, above-mentioned advantages of new proposed index require additional real satellite-based hyperspectral remote sensing testing.
- (iii)
- The current study uses laboratory-based tests, which allows us to compare samples with different moisture content ((i) dry, (ii) wet, (iii) saturated, and (iv) all datasets). To confirm that the findings apply to a broader range of crops and ecological areas, additional field-based experiments are planned.
- (iv)
- Because numerous broadband remote-sensing data are free and available, a multispectral crop residue angle index will be more valuable than the hyperspectral version presented herein. Therefore, broad-band multi-spectral reflectance respond to SM/CRM should be analyzed in future works.
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
Appendix A
Soil Name | City | Color | Soil Order | Clay a | Silt b | Sand c | Soil Type | PH |
---|---|---|---|---|---|---|---|---|
Paddy Soil | Nanjing | 10YR4/3 | Anthrosols | 99.95% | 0.05% | 0.00% | Clay | 6.46 |
Black Soil | Jining | 10YR4/3 | Vertisols | 87.00% | 6.83% | 6.17% | Clay | 7.36 |
Meadow Soil | Jining | 2.5YR7/4 | Histosols | 76.7% | 20.4% | 2.90% | Clay | 7.74 |
Brown Soil | Jining | 2.5YR6/3 | Alfisols | 71.10% | 11.70% | 17.20% | Clay | 6.54 |
Types | Indices | Saturated | Wet | Dry | All |
---|---|---|---|---|---|
Wheat | CRAI | 0.981 | 0.947 | 0.943 | 0.932 |
CAI | 0.920 | 0.850 | 0.919 | 0.628 | |
SINDRI | 0.914 | 0.922 | 0.936 | 0.910 | |
NDSVI | 0.893 | 0.764 | 0.839 | 0.665 | |
SGNDI | 0.913 | 0.823 | 0.930 | 0.692 | |
SRNDI | 0.911 | 0.816 | 0.941 | 0.666 | |
Maize | CRAI | 0.922 | 0.911 | 0.927 | 0.859 |
CAI | 0.817 | 0.678 | 0.892 | 0.502 | |
SINDRI | 0.836 | 0.868 | 0.804 | 0.793 | |
NDSVI | 0.857 | 0.797 | 0.754 | 0.657 | |
SGNDI | 0.776 | 0.750 | 0.788 | 0.576 | |
SRNDI | 0.761 | 0.737 | 0.763 | 0.552 |
Types | Indices | Paddy Soil | Black Soil | Meadow Soil | Brown Soil | Four Soils |
---|---|---|---|---|---|---|
Dry | CRAI | 0.979 | 0.992 | 0.989 | 0.957 | 0.943 |
CAI | 0.971 | 0.973 | 0.970 | 0.957 | 0.919 | |
SINDRI | 0.958 | 0.968 | 0.975 | 0.953 | 0.936 | |
NDSVI | 0.877 | 0.976 | 0.953 | 0.838 | 0.839 | |
SGNDI | 0.953 | 0.986 | 0.984 | 0.943 | 0.930 | |
SRNDI | 0.959 | 0.986 | 0.985 | 0.932 | 0.941 | |
Saturated | CRAI | 0.995 | 0.980 | 0.995 | 0.996 | 0.981 |
CAI | 0.965 | 0.852 | 0.965 | 0.977 | 0.920 | |
SINDRI | 0.928 | 0.840 | 0.928 | 0.978 | 0.914 | |
NDSVI | 0.980 | 0.920 | 0.980 | 0.937 | 0.893 | |
SGNDI | 0.978 | 0.868 | 0.978 | 0.940 | 0.913 | |
SRNDI | 0.967 | 0.927 | 0.967 | 0.948 | 0.911 |
Crops | Indices | Calibration (279 Wheat and 261 Maize) | Validation (556 Wheat and 520 Maize) | |||||||
---|---|---|---|---|---|---|---|---|---|---|
Regression Model | MAE | RMSE | nRMSE | R2 | MAE | RMSE | nRMSE | R2 | ||
Wheat | CRAI | y = 159.52 x − 43.67 | 7.99 | 9.64 | 10.28 | 0.870 | 7.80 | 9.54 | 10.46 | 0.872 |
CAI | y = 11.98 x + 43.14 | 16.30 | 19.80 | 21.11 | 0.451 | 17.13 | 20.49 | 22.47 | 0.411 | |
SINDRI (l) | y = 12.74 x + 4.54 | 9.15 | 11.22 | 11.97 | 0.824 | 8.95 | 11.03 | 12.10 | 0.830 | |
SINDRI (e) | y = 11.57 exp (0.35 x) | 8.59 | 10.86 | 11.50 | 0.842 | 8.53 | 10.64 | 11.10 | 0.846 | |
NDSVI | y = −223.99 x + 81.10 | 17.02 | 20.43 | 21.78 | 0.416 | 15.85 | 19.56 | 21.45 | 0.462 | |
SGNDI | y = 152.47 x + 72.55 | 16.20 | 19.70 | 21.00 | 0.457 | 15.19 | 18.87 | 20.69 | 0.500 | |
SRNDI | y = −131.65 x + 48.31 | 16.81 | 20.32 | 21.66 | 0.422 | 15.57 | 19.35 | 21.22 | 0.474 | |
Maize | CRAI | y = 271.1 x - 78.63 | 11.21 | 13.48 | 13.93 | 0.738 | 11.14 | 13.90 | 14.85 | 0.730 |
CAI | y = 10.53 x + 49.65 | 19.10 | 22.96 | 23.72 | 0.252 | 19.36 | 22.93 | 24.49 | 0.260 | |
SINDRI (l) | y = 21.60 x − 3.69 | 13.09 | 16.13 | 16.66 | 0.629 | 12.99 | 15.73 | 16.81 | 0.654 | |
SINDRI (e) | y = 11.73 exp (0.51 x) | 14.79 | 20.38 | 21.10 | 0.498 | 14.43 | 19.97 | 21.30 | 0.526 | |
NDSVI | y = −208.59 x + 78.12 | 16.75 | 19.92 | 20.58 | 0.432 | 16.43 | 19.65 | 21.00 | 0.461 | |
SGNDI | y = 112.82 x + 65.70 | 18.26 | 21.65 | 22.37 | 0.331 | 17.96 | 21.27 | 22.73 | 0.368 | |
SRNDI | y = −115.69 x + 53.40 | 18.61 | 22.08 | 22.81 | 0.305 | 18.36 | 21.71 | 23.20 | 0.341 |
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Type | Spectral Indices | Equation | Reference |
---|---|---|---|
Broad-band | SGNDI | (OLI3 - OLI7)/ (OLI3 + OLI7), | This paper |
STI | OLI6/OLI7, | [32] | |
MCRC | (OLI6 - OLI3)/ (OLI6 + OLI3), | [48] | |
SRNDI | (OLI7 - OLI4)/ (OLI7 + OLI4), | [34] | |
DFI | 100 × (1 - OLI7/OLI6)/ (OLI4/OLI5), | [30] | |
NDI5 | (OLI5 - OLI6)/ (OLI5 + OLI6), | [31] | |
NDI7 | (OLI5 - OLI7)/ (OLI5 + OLI7), | [31] | |
NDTI | (OLI6 - OLI7)/ (OLI6 + OLI7), | [32] | |
NDSVI | (OLI6 - OLI4)/ (OLI6 + OLI4), | [33] | |
Hyperspectral | SINDRI | 100 × (R2210 − R2260)/(R2210 + R2260) 100 × (A6 − A7)/(A6 + A7), | [36] |
CAI | 100 × ((R2031+R2201)/2-R2101), | [35] |
Soils | Groups | Maize | Wheat | |||||
---|---|---|---|---|---|---|---|---|
Samples | SM | CRM | Samples | SM | CRM | |||
Brown soil | Dry | 44 | 0 | 0 | 43 | 0 | 0 | |
Wet | Wet2 | 48 | 12.1 | 20.0 | 54 | 12.1 | 50.0 | |
Wet1 | 52 | 34.3 | 35.0 | 54 | 34.3 | 86.1 | ||
Saturated | 46 | 100 | 100 | 46 | 100 | 100 | ||
Black Soil | Dry | 53 | 0 | 0 | 53 | 0 | 0 | |
Wet | Wet2 | 53 | 20.3 | 18.5 | 56 | 20.3 | 13.7 | |
Wet1 | 48 | 66.6 | 52.2 | 54 | 66.6 | 40.2 | ||
Saturated | 52 | 100 | 100 | 58 | 100 | 100 | ||
Meadow Soil | Dry | 52 | 0 | 0 | 53 | 0 | 0 | |
Wet | Wet2 | 53 | 17.9 | 18.5 | 50 | 17.9 | 13.7 | |
Wet1 | 46 | 45.5 | 52.2 | 53 | 45.5 | 40.2 | ||
Saturated | 46 | 100 | 100 | 55 | 100 | 100 | ||
Paddy Soil | Dry | 46 | 0 | 0 | 48 | 0 | 0 | |
Wet | Wet2 | 47 | 13.2 | 20.0 | 55 | 13.2 | 50.0 | |
Wet1 | 49 | 54.3 | 35.0 | 50 | 54.3 | 86.1 | ||
Saturated | 46 | 100 | 100 | 53 | 100 | 100 | ||
Total | 781 | 835 |
Ranking | Samples and Dataset | |||||||
---|---|---|---|---|---|---|---|---|
Dry (n = 392) | Wet (n = 822) | Saturated (n = 402) | All (n = 1616) | |||||
Indices | |r| | Indices | |r| | Indices | |r| | Indices | |r| | |
1 | SGNDI | 0.842** | SGNDI | 0.787** | NDSVI | 0.856** | NDSVI | 0.685** |
2 | SRNDI | 0.833** | SRNDI | 0.787** | SRNDI | 0.827** | MCRC | 0.658** |
3 | DFI | 0.775** | NDSVI | 0.786** | SGNDI | 0.81** | SGNDI | 0.653** |
4 | NDSVI | 0.768** | MCRC | 0.704** | MCRC | 0.741** | SRNDI | 0.629** |
5 | NDI7 | 0.744** | NDI5 | 0.677** | NDI5 | 0.698** | NDI5 | 0.587** |
6 | MCRC | 0.733** | DFI | 0.656** | NDI7 | 0.671** | NDI7 | 0.546** |
7 | NDI5 | 0.726** | NDI7 | 0.656** | DFI | 0.552** | DFI | 0.498** |
8 | NDTI | 0.716** | NDTI | 0.558** | STI | 0.498** | NDTI | 0.444** |
9 | STI | 0.709** | STI | 0.557** | NDTI | 0.495** | STI | 0.434** |
- | SINDRI | 0.815** | SINDRI | 0.790** | SINDRI | 0.737** | SINDRI | 0.776** |
- | CAI | 0.869** | CAI | 0.780** | CAI | 0.777** | CAI | 0.580** |
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Yue, J.; Tian, Q.; Dong, X.; Xu, K.; Zhou, C. Using Hyperspectral Crop Residue Angle Index to Estimate Maize and Winter-Wheat Residue Cover: A Laboratory Study. Remote Sens. 2019, 11, 807. https://doi.org/10.3390/rs11070807
Yue J, Tian Q, Dong X, Xu K, Zhou C. Using Hyperspectral Crop Residue Angle Index to Estimate Maize and Winter-Wheat Residue Cover: A Laboratory Study. Remote Sensing. 2019; 11(7):807. https://doi.org/10.3390/rs11070807
Chicago/Turabian StyleYue, Jibo, Qingjiu Tian, Xinyu Dong, Kaijian Xu, and Chengquan Zhou. 2019. "Using Hyperspectral Crop Residue Angle Index to Estimate Maize and Winter-Wheat Residue Cover: A Laboratory Study" Remote Sensing 11, no. 7: 807. https://doi.org/10.3390/rs11070807
APA StyleYue, J., Tian, Q., Dong, X., Xu, K., & Zhou, C. (2019). Using Hyperspectral Crop Residue Angle Index to Estimate Maize and Winter-Wheat Residue Cover: A Laboratory Study. Remote Sensing, 11(7), 807. https://doi.org/10.3390/rs11070807