2 Current Concepts in The Rehabilitation 1144851241
2 Current Concepts in The Rehabilitation 1144851241
2 Current Concepts in The Rehabilitation 1144851241
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THE AMERICAN JOURNAL OF SPORTS MEDICINE, Vol. 30, No. 1
© 2002 American Orthopaedic Society for Sports Medicine
Current Concepts
† Address correspondence and reprint requests to Kevin E. Wilk, PT, REHABILITATION OVERVIEW
HealthSouth Rehabilitation Corporation, 1201 11th Avenue South, Suite 100,
Birmingham, AL 35202.
No author or related institution has received financial benefit from research Before the specifics of the rehabilitation program can be
in this study. discussed, a thorough understanding of the clinical exam-
136
Vol. 30, No. 1, 2002 Rehabilitation of the Overhead Throwing Athlete 137
TABLE 2
Scapular Muscle Values and Their Unilateral Ratiosa
Scapular muscle values (in foot-pounds)
D ND D ND D ND D ND
Pitchers 71 ⫾ 10 74 ⫾ 13 62 ⫾ 8 60 ⫾ 7 83 ⫾ 14 84 ⫾ 5 22 ⫾ 6 18 ⫾ 5
Catchers 68 ⫾ 10 73 ⫾ 10 63 ⫾ 5 59 ⫾ 7 88 ⫾ 15 85 ⫾ 8 21 ⫾ 4 16 ⫾ 5
Position players 58 ⫾ 10 58 ⫾ 11 57 ⫾ 6 56 ⫾ 6 65 ⫾ 12 66 ⫾ 11 19 ⫾ 5 18 ⫾ 5
Unilateral muscle ratios (in percent)
Protraction/Retraction Elevation/Depression
D ND D ND
Pitchers 87 81 27 21
Catchers 93 81 24 19
Position players 98 94 29 27
a
D, dominant; ND, nondominant.
Vol. 30, No. 1, 2002 Rehabilitation of the Overhead Throwing Athlete 139
Phase One—Acute Phase modalities such as ice, ultrasound, and electrical stimula-
tion. In addition, the athlete’s activities (such as throwing
The primary goals of the initial rehabilitation phase are to and exercises) must be modified to a pain-free level. The
improve flexibility, reestablish baseline dynamic stability, thrower is often instructed to abstain from throwing until
normalize muscle balance, and restore proprioception advised by the physician or rehabilitation specialist. Ad-
without causing shoulder irritation or pain. One of the ditionally, active-assisted motion exercises have been
goals—to diminish the athlete’s pain and inflamma- shown to assist in reducing the athlete’s pain.69
tion—is accomplished through the use of local therapeutic Another essential goal during the first phase of rehabil-
140 Wilk et al. American Journal of Sports Medicine
TABLE 4
Principles of Rehabilitation in the Thrower
1. Never overstress healing tissue
2. Prevent negative effects of immobilization
3. Emphasize external rotation muscular strength
4. Establish muscular balance
5. Emphasize scapular muscle strength
6. Improve posterior shoulder flexibility (internal rotation
range of motion)
7. Enhance proprioception and neuromuscular control
8. Establish biomechanically efficient throwing
9. Gradually return to throwing activities
10. Use established criteria to progress
㛳 To request a copy of this four-page illustrated program, please write to the Figure 5. Prone rowing into external rotation is another
corresponding author. exercise to enhance external rotation strength.
142 Wilk et al. American Journal of Sports Medicine
one-handed drills. These drills include standing one- program is designed to gradually increase the quantity,
handed throws in a functional throwing position (Fig. 15), distance, intensity, and type of throws needed to facilitate
wall dribbling, and plyometric step and throws. Swanik et the gradual restoration of normal biomechanics.
al.80 reported that a 6-week plyometric training program Interval throwing is organized into two phases: phase I
resulted in enhanced joint position sense, enhanced kin- is a long-toss program (from 45 to 180 feet) and phase II is
esthesia, and decreased time to peak torque generation an off-the-mound program for pitchersa.90 During this
during isokinetic testing. Fortun et al.32 noted improved third rehabilitation phase, we usually initiate phase I of
shoulder internal rotation power and throwing distance the interval throwing program at 45 feet and progress to
after 8 weeks of plyometric training in comparison with throwing from 60 feet. The athlete is instructed to use a
conventional isotonic training. crow-hop type of throwing mechanism and lob the ball
Additionally, muscle endurance exercises should be em- with an arc for the prescribed distance. Flat ground, long-
phasized for the overhead thrower. Recently, Murray et toss throwing is used before throwing off the mound to
al.67 documented the effects of fatigue on the entire body allow the athlete to gradually increase the applied loads to
during pitching using kinematic and kinetic motion anal- the shoulder while using proper throwing mechanics. In
ysis. Once the thrower was fatigued, shoulder external addition, during this phase of rehabilitation, we routinely
rotation decreased and ball velocity diminished, as did allow the position player to initiate a progressive batting
lead knee flexion and shoulder adduction torque. Voight et program. We routinely use a program that progresses the
al.86 documented a relationship between muscle fatigue athlete from swinging a light bat, to hitting a ball off a tee,
and diminished proprioception. Chen et al.17 demon- to soft-toss hitting, to batting practice.
strated that once the rotator cuff muscles are fatigued, the
humeral head migrates superiorly when arm elevation is Phase Four—Return-to-Throwing Phase
initiated. Recently, Gladstone et al. (unpublished data,
1996) documented that once the shoulder musculature Phase four of the rehabilitation program, the return-to-
fatigues in professional baseball pitchers during game throwing phase, usually involves the progression of the
situations, the humeral head translates superiorly. Fur- interval throwing program. For pitchers, we progress the
thermore, Lyman et al.59 reported that the predisposing long-toss program to 120 or 145 feet, whereas position
factor that correlated to the highest percentage of shoul- players would progress to throwing from 180 feet. Once
der injuries in Little League pitchers was complaints of the pitcher has successfully completed throwing from 120
muscle fatigue while pitching. Thus, the endurance exer- or 145 feet, the athlete is instructed to throw 60 feet from
cise drills described here appear critical for the overhead the windup on level ground. Once this step is successfully
thrower. completed, phase II, throwing from the mound, is per-
Specific endurance exercise drills we use include wall formed. Position players continue to progress the long-toss
dribbling with a Plyoball (Functional Integrated Technol- program to 180 feet, then perform fielding drills from their
ogies, Watsonville, California), wall arm circles, upper specific position. While the athlete is performing the in-
body cycle, or isotonic exercises using lower weights with terval throwing program, the clinician should carefully
higher repetition. Other techniques that may be beneficial monitor the thrower’s mechanics and throwing intensity.
to enhance endurance include throwing an under- In a study conducted at our biomechanics laboratory, we
weighted or overweighted ball (that is, a ball that is objectively measured the throwing intensity of healthy
either less than or more than the weight of an official pitchers. When pitchers were asked to throw at 50% effort,
baseball).14, 18, 25, 27, 57, 84 These techniques are designed radar gun analysis indicated that the actual effort was
to enhance training, coordination, and the transfer of ki- approximately 83% of their maximum speed. When asked
netic energy. Fortun et al.32 noted an increase in internal to throw at 75% effort, the pitchers threw at 90% of their
rotation strength and power after an 8-week plyometric maximum effort.31 This indicates that these athletes
training program using a weighted ball. Most commonly, threw at greater intensities than were suggested, which
the underweighted ball is used to improve the transfer of may imply difficulty of controlling velocity at lower throw-
energy and angular momentum.25, 27, 84 Conversely, the ing intensities.
overweighted ball is generally used to enhance shoulder In addition, during this fourth phase the thrower is
strength and power.25, 27, 84 instructed to continue all the exercises previously pre-
Also, during this third rehabilitation phase an interval scribed to improve upper extremity strength, power, and
throwing program may be initiated. Before initiating such endurance. The athlete is also instructed to continue the
a program, we occasionally suggest that the athlete per- stretching program, core exercise training, and lower ex-
form “shadow” throwing or mirror throwing, which is the tremity strengthening activities. Lastly, the athlete is
action of mimicking the throwing mechanics into a mirror, counseled on a year-round conditioning program based on
but not actively throwing. This is designed to allow the the principles of periodization.85 Thus, the athlete is in-
athlete to work on proper throwing mechanics before structed when to begin such things as strength training
throwing a baseball. The interval throwing program is and throwing.96 To prevent the effects of overtraining or
initiated once the athlete can fulfill these specific criteria:
1) satisfactory clinical examination, 2) nonpainful range of
motion, 3) satisfactory isokinetic test results, and 4) ap- a
To request copies of the phases of the interval throwing program, please
propriate rehabilitation progress. The interval throwing write to the corresponding author.
146 Wilk et al. American Journal of Sports Medicine
Figure 16. The concept of periodization for the overhead Figure 17. Rhythmic stabilization drills to enhance dynamic
throwing athlete. The graph illustrates that volume, intensity, glenohumeral joint stability. The athlete is instructed to max-
and technique should be adjusted based on the time of the imally externally rotate, then perform reciprocal isometric
year (that is, preseason, in-season, and postseason). (From contractions to enhance dynamic joint stability. The goal of
Wilk et al.90) this exercise is to maintain a specific joint angle.
that we emphasize are sidelying external rotation, prone humeral joint capsule. Furthermore, the clinician should
rowing into external rotation, prone horizontal abduction be cautious with closed kinetic chain exercises that result
with external rotation, scapular retraction, and prone hor- in excessively high joint compressive loads that could re-
izontal abduction. Fleisig et al.30 have shown that teres sult in further compromise of the glenoid labrum.
minor muscle EMG activity can be enhanced with the use
of a towel roll placed between the humerus and the side of
the body. Once strength levels have improved, the exercise
Subacromial Impingement
program should emphasize eccentric muscle training. In
particular, the external rotator muscles and the lower Primary subacromial impingement in the young profes-
trapezius muscle are the focus of the eccentric program sional baseball player is unusual, but it may occur.46
(Fig. 8). DiGiovine et al.26 determined that the EMG ac- Subacromial impingement complaints in this group of ath-
tivity of the teres minor muscle is 84% and that of the letes usually represent primary hyperlaxity leading to
lower trapezius muscle is 78% of a maximum voluntary secondary impingement.46 Neer and Walsh68 and Bigliani
isometric contraction during the deceleration phase of the et al.9 reported that abnormal acromial architecture may
throw. These two muscles are the most active during this lead to rotator cuff muscle disease. In cases of abnormal
phase and, thus, must be the focus of the strengthening acromial architecture, the athlete may require surgical
program.
treatment. Hawkins and Kennedy36 and Penny and
In addition, flexibility and stretching exercises for the
Welsh74 stated that the coracoacromial ligament can be a
posterior rotator cuff muscles are performed throughout
primary source of abnormality in the athlete.
the rehabilitation program. We also use heat and ultra-
The nonoperative treatment for subacromial impinge-
sound before stretching to enhance tissue extensibility
ment should focus on a five-step program. First, abstain
while increasing circulation to the area. Once flexibility
and muscle strength are improved and the athlete’s from irritating activities such as throwing or other over-
pain and inflammation have abated, an interval throw- head motions for 7 to 10 days, until inflammation is di-
ing program can be initiated. The interval throwing minished. Second, normalize glenohumeral motion and
program should be progressed slowly so that the capsular mobility. Harryman et al.35 reported that poste-
stresses of throwing are gradually increased. The ath- rior capsular tightness results in anterosuperior migra-
lete is instructed to be sure to follow through properly tion of the humeral head, thus leading to subacromial
and not to terminate the deceleration phase abruptly, impingement. We have noted that patients with inferior
which may lead to increased stresses on the posterior capsular tightness frequently complain of subacromial
rotator cuff muscles. pain. Thus, the rehabilitation program must focus on re-
storing normal capsular and soft tissue mobility posteri-
SLAP Lesions orly and inferiorly. The third step is to enhance dynamic
stability of the glenohumeral and scapulothoracic joint.
The nonoperative treatment of SLAP lesions depends on Jobe et al.46 noted subacromial impingement may be sec-
the type of lesion present. Using the classification system ondary to hyperelasticity of the capsular ligaments. Thus,
developed by Snyder et al.,76 type I SLAP lesions appear the rehabilitation program must focus on rotator cuff mus-
as fraying of the labrum and often respond favorably to a cle strength to adequately compress and stabilize the hu-
nonoperative treatment regimen. Throwers who exhibit meral head within the glenoid fossa. Furthermore, scap-
this type of lesion are treated with a program similar to ular strengthening should also be an area of focus. During
the posterosuperior glenoid impingement protocol (previ- arm elevation, the scapula upwardly rotates, retracts, and
ously discussed). Conversely, players with a type II or type posteriorly tilts. Lukasiewicz et al.58 reported that pa-
IV SLAP lesion are probably best served by undergoing tients with impingement exhibit less posterior tilting than
surgical intervention. If rehabilitation is indicated before
do subjects without impingement. We have clinically
surgery, the program should emphasize restoration of
noted this phenomenon for some time. Thus, the rehabil-
range of motion through stretching exercises within the
itation program should include pectoralis minor muscle
patient’s tolerance. Avoidance of overhead motions with
stretching and inferior trapezius muscle strengthening to
excessive internal/external rotation is enforced because of
ensure posterior scapular tilting. This is especially true
possible joint snapping and pain.
A strengthening program should be performed in an with the recreational baseball player who performs a sed-
attempt to prevent muscle atrophy. The strengthening entary job. The fourth step is to emphasize the retractor
exercises should be performed with the arm below shoul- muscles of the scapula and to correct any forward-head
der level to prevent further damage to the glenoid labrum. posture. Solem-Bertoft et al.,77 using MRI, have demon-
Strengthening exercises such as external/internal rotation strated that excessive scapular protraction reduces ante-
with the arm at the side or scapular plane, scapular rior tilt of the scapula and diminishes the acromial-hu-
strengthening, and deltoid muscle exercises to 90° of ab- meral space, whereas scapular retraction increases the
duction can be safely performed. Exercises such as shoul- subacromial space. Thus, we employ scapular retraction-
der press, bench press, and latissimus dorsi muscle pull- strengthening exercises. The last step is a gradual return
downs (behind the neck) are avoided because of increased to throwing activities once pain has significantly
stress applied to the superior labrum and anterior gleno- diminished.
Vol. 30, No. 1, 2002 Rehabilitation of the Overhead Throwing Athlete 149
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