Petitioner vs. vs. Respondents Rodolfo U. Jimenez Law Office
Petitioner vs. vs. Respondents Rodolfo U. Jimenez Law Office
Petitioner vs. vs. Respondents Rodolfo U. Jimenez Law Office
SYLLABUS
DECISION
REGALADO , J : p
With the renascence of democratic space and the culmination in court of a preponderant
number of ill-gotten wealth cases, this Court is tasked again with another novel issue
involving the determination of whether it is the Of ce of the Ombudsman or the Of ce of
the Solicitor General which has the authority to le a petition for forfeiture of unlawfully
acquired wealth as provided for in Republic Act No. 1379. 1
The Republic, through the Solicitor General, led the instant petition for review on certiorari
seeking to annul and set aside the resolution 2 of respondent Sandiganbayan, promulgated
on October 10, 1989, dismissing the petition for forfeiture led by the Republic against
respondent Macario Asistio, Jr., for the reason that "it is the Ombudsman — not the Of ce
of the Solicitor General - that has the authority to file the petition."
The facts, as summarized in the memorandum of the Republic, are as follows:
"1. In a Joint Letter-Complaint to the Ombudsman dated January 8, 1989 (Annex
'A', Petition), Messrs. Arnel Blanca or and Rodolfo Santos, residents of Kalookan
City, charged respondent Macario Asistio, Jr., who is the incumbent Mayor of
Kalookan City, with having violated the Anti-Graft and Corrupt Practices Act (R.A.
3019), specifically Section 8 thereof.
"2. In said Joint Sworn Letter-Complaint, they alleged that during his incumbency
as Kalookan City Mayor in 1981, 1982 and 1983, respondent Asistio acquired
wealth in the amounts of P2,142,637.50, P11,463,734.40 and P3,658,351.00,
respectively, or a total of P17,264,722.90, which he deposited in his personal
account, CA-4670-00136-3, in the Republic Planters Bank, Sangandaan Branch,
Kalookan City.
"3. In support of their allegations, they attached the original copies of the bank
deposits and receipts which indicated the various sums deposited within the
three-year period and which had been machine validated from January 5, 1981
thru December 20, 1983 (Annexes 'A-1' to 'A-370', Petition).
"4. However, in his Sworn Statements of Assets and Liabilities for the period
ending December 31, 1982 (Annex 'B', Petition) and December 31, 1984 (Annex 'C',
Petition), said respondent had a total income of only P234,128.68 and
P255,324.02, respectively; and as against his total assets (real and personal
properties) of P2,859,327.94 as of December 31, 1982, he had loans payable in
the amount of P2,425,575.60, and against total assets of P5,143,260.98 as of
December 31, 1984, he had loans payable in the amount of P2,660,094.74.
"5. The Preliminary Investigation was conducted by Special Prosecution Of cer
Margarito P. Gervacio, Jr., before whom authenticated xerox copies of the original
ledger cards of CA-4670-00136-3 in the name of respondent Macario Asistio, Jr.
CD Technologies Asia, Inc. © 2016 cdasiaonline.com
were produced and presented by the of cer-in-charge of the Republic Planters
Bank, Sangandaan Branch, Kalookan City.
"6. Finding that the total combined family income of respondent Asistio for the
years 1981, 1982, 1983 and 1984, amounting only to P489,452.70, is manifestly
out of proportion to the totality of his bank deposits in the total amount of
P14,184,337.16 for the same four-year period, the Ombudsman, therefore, nds
that a violation of Republic Act 1379 and/or Section 8 of Republic Act 3019 has
been committed and that Asistio is 'probably guilty thereof '(Annex 'D', Petition).
"7. Thus, on March 31, 1989, the Ombudsman, the Honorable Conrado M.
Vasquez, indorsed the above case to the Solicitor General for appropriate action,
based on the provision of Section 2, Republic Act 1379.
Said indorsement reads, in part:
On April 28, 1989, the Solicitor General, pursuant to the aforesaid recommendation of the
Ombudsman, filed a Petition for Forfeiture 4 before the Sandiganbayan.
A Motion to Dismiss 5 was led by respondent Asistio, through counsel, on the ground
that:
1. The Sandiganbayan has no jurisdiction over the case;
2. Sections 2, 6,8 and 9 of R.A. 1379, if not the entire statute, are invalid for being
unconstitutional; and
In dismissing the petition for forfeiture and in ruling that it is the Ombudsman who has the
authority to file the same before the court, the Sandiganbayan held that:
"Other statutory provisions pertinent to the incident at bar read:
'The Of ce of the Tanodbayan shall have the exclusive authority to
CD Technologies Asia, Inc. © 2016 cdasiaonline.com
conduct preliminary investigation of all cases cognizable by the
Sandiganbayan; to le information therefor and to direct and control the
prosecution of the said cases.' (Sec. 17, PD 1630.)
In effect, the dismissal of the petition for forfeiture by the Sandiganbayan is premised on
the supposition that since violations of Republic Act No. 1379 now fall within the exclusive
jurisdiction of the Sandiganbayan, and considering further that the exclusive authority to
le the necessary informations and to direct and control the prosecution of all cases
falling under the exclusive jurisdiction of the Sandiganbayan is vested in the Of ce of the
Tanodbayan (now Ombudsman), it follows that it is the Ombudsman, and not the Solicitor
General, who has the authority to file the petition for forfeiture.
It is the submission of the Solicitor General that his authority to le the petition for
forfeiture under Republic Act No. 1379 should be retained, notwithstanding the
amendments introduced by Presidential Decrees Nos. 1630 and 1861 vesting in the
Tanodbayan (now Ombudsman) the exclusive authority to conduct the preliminary
investigation of all cases cognizable by the Sandiganbayan (speci cally those enumerated
in Section 4 of Presidential Decree No. 1606, as last amended by Presidential Decree No.
1861), to le the informations therefor and to direct and control the prosecution of said
cases.
Several reasons are advanced by the Solicitor General for his aforesaid postulation, viz.:
CD Technologies Asia, Inc. © 2016 cdasiaonline.com
1. The exclusive authority vested in the Tanodbayan by Section 17 of Presidential Decree
No. 1630 and Section 3 of Presidential Decree No. 1861 is con ned only to the ling of the
information and directing and controlling the prosecution of the cases cognizable by the
Sandiganbayan, but does not include the authority to le a petition for forfeiture. An
information, as de ned under Section 4, Rule 110, of the Rules of Court, is different from a
petition, in that an information necessarily refers to a criminal proceeding while a petition
does not.
2. It is the intention of the legislature to delineate forfeiture proceedings under Republic
Act No. 1379 from the rest of the violations of Republic Act No. 3019, as may be implied
from a reading of Section 9 of Republic Act No. 3019 (penalties for violations of Sections
3, 4, 5, and 6 thereof), which does not include Section 8 (forfeiture judgments) of the same
law within the punishments usually associated with criminal proceedings, such as
imprisonment and or perpetual disqualification from public office.
3. The provision of Republic Act No. 1379 authorizing the Solicitor General to le the
petition for forfeiture, being a special and speci c provision, should prevail over
Presidential Decrees Nos. 1630 and 1861 which contain general provisions involving
violations not only of Republic Act No. 1379 but also of Republic Act No. 3019.
We find for the petitioner.
Before the creation of the Sandiganbayan, it was the Solicitor General who was authorized
to initiate forfeiture proceedings before the then court of rst instance of the city or
province where the public of cer or employee resides or holds of ce, pursuant to Section
2 of Republic Act No. 1379 8 which reads:
"SECTION 2. Filing of petition. — Whenever any public of cer or employee has
acquired during his incumbency an amount of property which is manifestly out of
proportion to his salary as such public of cer or employee and to his other lawful
income and the income from legitimately acquired property, said property shall be
presumed prima facie to have been unlawfully acquired. The Solicitor General,
upon complaint by any taxpayer to the city or provincial scal who shall conduct
a previous inquiry similar to preliminary investigations in criminal cases and shall
certify to the Solicitor General that there is reasonable ground to believe that there
has been committed a violation of this Act and the respondent is probably guilty
thereof, shall le, in the name and on behalf of the Republic of the Philippines, in
the Court of First Instance of the city or province where said public of cer or
employee resides or holds of ce, a petition for a writ commanding said of cer or
employee to show cause why the property aforesaid, or any part thereof, should
not be declared property of the State: . . ."
Thereafter, Presidential Decree No. 1486 was promulgated on June 11, 1978 providing for
the creation of the Sandiganbayan and vesting it, under Section 4 thereof, with original and
exclusive jurisdiction to try and decide, among others:
"(a) Violations of Republic Act No. 3019, as amended, otherwise known as the
Anti-Graft and Corrupt Practices Act and Republic Act No. 1379;
(b) Crimes committed by public of cers or employees, including those employed
in government-owned or controlled corporations, embraced in Title VII of the
Revised Penal Code;
(e) Civil actions brought under Articles 32 and 34 of the Civil Code."
xxx xxx xxx
Subsequently, Presidential Decree No. 1606 was issued on December 10, 1978 expressly
repealing Presidential Decree No. 1486 and revising in the process the jurisdiction of the
Sandiganbayan by removing therefrom the civil cases stated in Section 4(d) and (e) of
Presidential Decree No. 1486 which included forfeiture proceedings provided for under
Republic Act No. 1379.
Section 20 of Batas Pambansa Blg. 129 expanded the exclusive original jurisdiction of the
Sandiganbayan over the offenses enumerated in Section 4 of Presidential Decree No. 1606
to embrace all such offenses irrespective of the imposable penalty, but Presidential
Decree No. 1606 was subsequently amended, rst by Presidential Decree No. 1860 and
eventually by Presidential Decree No. 1861, establishing the jurisdiction of the
Sandiganbayan:
"SECTION 4. Jurisdiction. — The Sandiganbayan shall exercise:
"(a) Exclusive original jurisdiction in all cases involving:
(1) Violations of Republic Act No. 3019, as amended, otherwise known as the
Anti-Graft and Corrupt Practices Act, Republic Act No. 1379, and Chapter II,
Section 2, Title VII of the Revised Penal Code;
(2) By petition for review, from the nal judgments, resolutions or orders of the
Regional Trial Courts, in the exercise of their appellate jurisdiction over cases
originally decided by the Metropolitan Trial Courts, Municipal Trial Courts and
CD Technologies Asia, Inc. © 2016 cdasiaonline.com
Municipal Circuit Trial Courts, in their respective jurisdiction."
It is important to note that when the Tanodbayan was created, it initially had no authority to
prosecute cases falling within the jurisdiction of the Sandiganbayan as provided for under
Section 4 of Presidential Decree No. 1486 hereinbefore mentioned. It was the Chief
Special Prosecutor who was vested with such authority pursuant to Section 12 of said
decree, thus:
"SECTION 12. Of ce of the Chief Special Prosecutor . — The provisions of any law
or rule to the contrary notwithstanding, the direction and control of the
prosecution of cases mentioned in Section 4 thereof, shall be exercised by a Chief
Special Prosecutor . . .
"The Chief Special Prosecutor . . . shall have exclusive authority to conduct
preliminary investigations of all complaints led with the Sandiganbayan, to le
informations and conduct the prosecution of all cases . . ."
A perusal of Sections 4(d) and 12 of Presidential Decree No. 1486, in conjunction with
Section 2 of Republic Act No. 1379, readily reveals that Presidential Decree No. 1486 had
impliedly repealed Section 2 of Republic Act No. 1379 by transferring both the jurisdiction
of the former courts of rst instance over and the authority of the Solicitor General to le a
petition for forfeiture under Republic Act No. 1379 to the Sandiganbayan and the then
Chief Special Prosecutor, respectively.
Then, Presidential Decree No. 1607 was enacted on December 10, 1978, amending the
power of the former Tanodbayan to investigate administrative complaints and providing
for the creation of the Of ce of the Chief Special Prosecutor whose powers were
CD Technologies Asia, Inc. © 2016 cdasiaonline.com
substantially retained by the later law, in this wise:
"SECTION 10. Powers. — The Tanodbayan shall have the following powers:
(a) He may investigate, on complaint by any person or on his own motion or
initiative, any administrative act whether amounting to any criminal offense or
not of any administrative agency including any government-owned or controlled
corporation;"
xxx xxx xxx
"SECTION 17. Office of the Chief Special Prosecutor. —
xxx xxx xxx
The Chief Special Prosecutor, . . . shall have the exclusive authority to conduct
preliminary investigation of all cases cognizable by the Sandiganbayan; to le
informations therefor and to direct and control the prosecution of said cases
therein; . . ."
xxx xxx xxx
"SECTION 19. Prosecution of Public Personnel or Other Person. — If the
Tanodbayan has reason to believe that any public of cial, employee, or other
person has acted in a manner warranting criminal or disciplinary action or
proceedings, he shall cause him to be investigated by the Of ce of the Chief
Special Prosecutor who shall le and prosecute the corresponding criminal or
administrative case before the Sandiganbayan or the proper court or before the
proper administrative agency. . . ."
The scope of the then Tanodbayan's authority was broadened on July 18, 1979 by a
subsequent law, Presidential Decree No. 1630, to include, aside from the power to
investigate any administrative act whether amounting to any criminal offense or not of any
administrative agency, the following powers: to file the necessary information or complaint
with the Sandiganbayan or any proper court or administrative agency and prosecute the
same if, after preliminary investigation, he nds a prima facie case; and to le and
prosecute civil and administrative cases involving graft and corrupt practices and such
other offenses committed by public of cers and employees, including those in
government-owned or controlled corporations, in relation to their of ce. 9 The exclusive
authority to conduct preliminary investigation of all cases cognizable by the
Sandiganbayan, to le informations therefor and to direct and control the prosecution of
said cases was also speci cally restored by said decree to the Tanodbayan. 1 0 In addition,
the power to conduct the necessary investigation and to le and prosecute the
corresponding criminal and administrative cases before the Sandiganbayan or the proper
court or before the proper administrative agency against any public personnel who has
acted in a manner warranting criminal or disciplinary action or proceedings was likewise
transferred from the Chief Special Prosecutor to the Tanodbayan. 1 1
Thereafter, when Presidential Decree No. 1606 was amended by Presidential Decrees Nos.
1860 and 1861 on January 14, 1983 and March 23, 1983, respectively, both amendatory
decrees contained a virtually identical Section 3 granting him the same authority, to wit:
"SECTION 3. The provisions of this decree notwithstanding, the Of ce of the
Tanodbayan shall continue to have the exclusive authority to conduct preliminary
investigation, le the necessary information, and direct and control the
prosecution of all cases enumerated in Section 4 of Presidential Decree No. 1606,
CD Technologies Asia, Inc. © 2016 cdasiaonline.com
whether such cases be within the exclusive original/appellate jurisdiction of the
Sandiganbayan or the appropriate courts in accordance with the provisions of
Presidential Decree No. 1630."
With the rati cation of the present Constitution, the existing Tanodbayan became known
as the Of ce of the Special Prosecutor which continued to exercise its powers except
those conferred on the Of ce of the Ombudsman to be known as the Tanodbayan created
under the said Constitution. 1 2 The Of ce of the Ombudsman, and the Of ce of the Special
Prosecutor were of cially and respectively created under Republic Act No. 6770,
otherwise known as the Ombudsman Act of 1989, and Executive Order No. 244.
At present, the powers of the Ombudsman, as de ned by Republic Act No. 6770 corollary
to Section 13, Article XI of the 1987 Constitution, include, inter alia, the authority to: (1)
investigate and prosecute on its own or on complaint by any person, any act or omission
of any public of cer or employee, of ce or agency, when such act or omission appears to
be illegal, unjust, improper or inef cient. It has primary jurisdiction over cases cognizable
by the Sandiganbayan and, in the exercise of this primary jurisdiction, it may take over, at
any stage, from any investigatory agency of Government, the investigation of such cases;
1 3 and (2) investigate and initiate the proper action for the recovery of ill-gotten and or
unexplained wealth amassed after February 25, 1986 and the prosecution of the parties
involved there. 1 4
It follows that these powers vested in the Ombudsman by the Constitution and the law
have been removed from the erstwhile Tanodbayan (now called the Special Prosecutor)
and may no longer be exercised by the latter. The powers of the previous Tanodbayan is
now limited, under the supervision and control and upon the authority of the Ombudsman,
to the following: (1) to conduct preliminary investigation and prosecute criminal cases
within the jurisdiction of the Sandiganbayan; (2) to enter into plea bargaining agreements;
and (3) to perform such other duties assigned to it by the Ombudsman. 1 5
I n Zaldivar vs. Sandiganbayan, et al., 16 the powers of the former Tanodbayan were
explained as follows:
"Under the 1987 Constitution, the Ombudsman (as distinguished from the
incumbent Tanodbayan) is charged with the duty to:
In the light of the foregoing pronouncements, there is no doubt that the power of the
present Special Prosecutor to conduct preliminary investigation and to prosecute is
subject to the following limitations: (a) it extends only to criminal cases within the
jurisdiction of the Sandiganbayan; and (b) the same may be exercised only by authority of
the Ombudsman.
The rule is settled that forfeiture proceedings are actions in rem 1 7 and, therefore, civil in
nature. Parenthetically, considering the limited authority of the present Special Prosecutor,
he is not allowed to file and prosecute forfeiture cases provided for under Republic Act No.
1379 even if the same falls within the jurisdiction of the Sandiganbayan. On the premise
that the incumbent Special Prosecutor cannot le the petition, is the Ombudsman
empowered to initiate and prosecute the same?
A perusal of the law originally creating the Of ce of the Ombudsman then (to be known as
the Tanodbayan), and the amendatory laws issued subsequent thereto will show that, at its
inception, the Of ce of the Ombudsman was already vested with the power to investigate
and prosecute civil and criminal cases before the Sandiganbayan and even the regular
courts.
In resume, Presidential Decree No. 1487 provided:
"SECTION 17. Prosecution of public personnel. — If the Tanodbayan has reason
to believe that any public of cial, employee, or other person has acted in a
manner resulting in a failure of justice, he shall le and prosecute the
corresponding criminal, civil, or administrative case before the Sandiganbayan or
the proper court or body."
and Presidential Decree No. 1630, on its part, had this more detailed provision:
"SECTION 10. Powers. — The Tanodbayan shall have the following powers:
(e) If after preliminary investigation he nds a prima facie case, he may le the
necessary information or complaint with the Sandiganbayan or any proper court
or administrative agency and prosecute the same;
(f) He may le and prosecute civil and administrative cases involving graft and
corrupt practices and such other offenses committed by public of cers and
employees, including those in government-owned or controlled corporations, in
relation to their office."
Presidential Decree No. 1630 was the existing law governing the then Tanodbayan when
CD Technologies Asia, Inc. © 2016 cdasiaonline.com
Republic Act No. 6770 was enacted providing for the functional and structural organization
of the present Of ce of the Ombudsman. This later law retained in the Ombudsman the
power of the former Tanodbayan to investigate and prosecute on its own or on complaint
by any person, any act or omission of any public of cer or employee, of ce or agency,
when such act or omission appears to be illegal, unjust, improper or inef cient. In addition,
the Ombudsman is now vested with primary jurisdiction over cases cognizable by the
Sandiganbayan. It would appear, therefore, that, as declared by respondent
Sandiganbayan, it is the Ombudsman who should le the petition for forfeiture involved in
this case.
Nonetheless, while we do not discount the authority of the Ombudsman, we believe and so
hold that the exercise of his correlative powers to both investigate and initiate the proper
action for the recovery of ill-gotten and/or unexplained wealth is restricted only to cases
for the recovery of ill-gotten and/or unexplained wealth which were amassed after
February 25, 1986. 1 8 Prior to said date, the Ombudsman is without authority to initiate
such forfeiture proceedings. We, however, uphold his authority to investigate cases for the
forfeiture or recovery of such ill-gotten and or unexplained wealth amassed even before
the aforementioned date, pursuant to his general investigatory power under Section 15(1)
of Republic Act No. 6770.
In the case at bar, the alleged unexplained wealth of respondent Macario Asistio, Jr. was
supposed to have been acquired from 1981 to 1983. Verily, the Ombudsman, like the
Special Prosecutor, is without authority to initiate and le the petition for forfeiture against
respondent Asistio.
It is our considered opinion, therefore, that in cases of unlawfully acquired wealth amassed
before February 25, 1986, as is the situation obtaining in the case at bar, it is the Solicitor
General who should le the petition for forfeiture. The reason is manifestly supplied by an
analysis of the interplay of antecedent legislation.
It will be recalled that when Presidential Decree No 1486 was issued on June 11, 1978, it
vested in the Sandiganbayan jurisdiction over forfeiture proceedings provided for under
Republic Act No. 1379. Section 12 of the same decree gave the Chief Special Prosecutor
the authority to prosecute forfeiture cases. This should be taken as merely an implied
repeal by Presidential Decree No. 1486 of the jurisdiction of the former courts of rst
instance and the authority of the Solicitor General to le a petition for forfeiture under
Section 2 of Republic Act No. 1379 by transferring said jurisdiction and authority to the
Sandiganbayan and the Chief Special Prosecutor, respectively.
However, on December 10, 1978, Presidential Decree No. 1606 was enacted expressly
repealing Presidential Decree No. 1486. Issued on the same date was Presidential Decree
No. 1607 which declared the of cial creation of the Of ce of the Chief Special Prosecutor,
with Section 17 thereof providing for its exclusive authority to conduct preliminary
investigation of all cases cognizable by the Sandiganbayan, le informations therefor, and
direct and control the prosecution of said cases therein. Still and all, it now bears stressing
that, under the state of the law at that juncture, the authority of the Chief Special
Prosecutor no longer included the right to le actions for forfeiture under Republic Act No.
1379, nor was such authority vested in any other office or agency.
It is a respected rule of statutory construction that "where a law which repeals a prior law,
not expressly but by implication, is itself repealed, . . . the repeal of the repealing law
revives the prior law, unless the language of the repealing statute provides otherwise." 1 9
Hence, the repeal of Presidential Decree No. 1486 necessarily revived the authority of the
CD Technologies Asia, Inc. © 2016 cdasiaonline.com
Solicitor General to le a petition for forfeiture under Section 2 of Republic Act No. 1379,
but not the jurisdiction of the quondam courts of rst instance over the case nor the
authority of the provincial or city scals to conduct the preliminary investigation therefor,
since said powers at that time remained in the Sandiganbayan and the Chief Special
Prosecutor. That such was the intendment of the law can be irresistibly deduced from a
reading of Section 4 of Presidential Decree No. 1606 retaining in the Sandiganbayan
jurisdiction over violations of Republic Act No. 1379, and of Section 17 of Presidential
Decree No. 1607 which vested in the Chief Special Prosecutor the right to conduct a
preliminary investigation and to le only informations for cases cognizable by the
Sandiganbayan.
We agree with the Solicitor General that the authority thereafter restored to the then
Tanodbayan to le informations for cases cognizable by the Sandiganbayan does not
include the ling of a petition for forfeiture. As earlier mentioned, an information is an
accusation in writing charging a person with an offense and requires a criminal
proceeding; a petition for forfeiture involves a civil action in rem. The Solicitor General was,
therefore, acting within the scope of his authority when he led the petition for forfeiture
before the Sandiganbayan. Besides, such authority of the Solicitor General is not an entirely
new concept if we are to consider that under Executive Order No. 14, the Solicitor General
is empowered to assist in the ling and prosecution of cases for a violation thereof,
including forfeiture proceedings under Republic Act No. 1379 in connection with Executive
Orders Nos. 1 and 2.
Footnotes
1. An Act Declaring Forfeiture in Favor of the State of any Property Found to have been
Unlawfully Acquired by any Public Of cer or Employee and Providing for the Procedure
Therefor.
2. Penned by Associate Justice Conrado M. Molina, with Associate Justices Luciano A. Joson
and Nathanael M. Grospe, concurring; Annex H, Petition; Rollo, 158.
3. Rollo, 231-233.
4. Annex E, Petition; Rollo, 129.
7. Rollo, 162-164.