The Role of Nonlinear
Gradients in Parallel
Imaging: A k-Space Based
Analysis
GIGI GALIANA,1 JASON P. STOCKMANN,2 LEO TAM,2 DANA PETERS,1
HEMANT TAGARE,1,2 R. TODD CONSTABLE1,2,3
1
Department of Diagnostic Radiology, Yale University, New Haven, CT
Department of Biomedical Engineering, Yale University, New Haven, CT
3
Department of Neurosurgery, Yale University, New Haven, CT
2
ABSTRACT: Sequences that encode the spatial information of an object using nonlinear gradient fields are a new frontier in MRI, with potential to provide lower peripheral
nerve stimulation, windowed fields of view, tailored spatially-varying resolution, curved
slices that mirror physiological geometry, and, most importantly, very fast parallel imaging with multichannel coils. The acceleration for multichannel images is generally
explained by the fact that curvilinear gradient isocontours better complement the azimuthal spatial encoding provided by typical receiver arrays. However, the details of this
complementarity have been more difficult to specify. We present a simple and intuitive
framework for describing the mechanics of image formation with nonlinear gradients, and
we use this framework to review some the main classes of nonlinear encoding
schemes.
Ó 2012 Wiley Periodicals, Inc.
Concepts Magn Reson Part A 40A: 253–267, 2012.
KEY WORDS:
parallel imaging; accelerated imaging; PatLoc; O-Space; nonlinear imaging
I. INTRODUCTION
curved isocontours. Interest in these techniques first
reemerged due to their ability to permit faster gradient switching with minimal peripheral nerve stimulation and possibly provide anatomically adapted fields
of view (1, 2). Since then, several other applications
have evolved, including simple windowing to a
reduced field of view (3), imaging of curved slices
that can isolate certain biomedical regions of interest
(4), or better preconditioning of an imaging dataset
for compressed sensing (5). These fields also provide
spatially varying resolution and have been shown to
permit higher resolution imaging at the edge of the
field of view, where signal to noise ratio (SNR) from
Whereas standard MRI applies linear gradients to
project an object onto linear isocontours, imaging
with nonlinear gradients projects the sample onto
Received 14 March 2012; revised 13 August 2012;
accepted 1 September 2012
Correspondence to: Gigi Galiana. E-mail: Gigi.Galiana@yale.edu
Concepts in Magnetic Resonance Part A, Vol. 40A(5) 253–267 (2012)
Published online in Wiley Online Library (wileyonlinelibrary.com).
DOI 10.1002/cmr.a.21243
Ó 2012 Wiley Periodicals, Inc.
253
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GALIANA ET AL.
coil arrays is highest. However, the most ambitious
goal of nonlinear imaging is to achieve better undersampled imaging with multichannel coils (6–10).
Linear gradients are limited in their ability to
complement the spatial encoding provided by multichannel receiver coils, which is why acceleration factors are typically limited to 2 or 4 in each direction,
even with very large coil arrays (11–13). Increasing
the number of coil elements provides spatial localization information near the surface but not internally to
a structure. In principle, when Nc spatially localized
coils are used to acquire the Nt time points of an acquisition, the Nc Nt data points collected should
allow us to solve up to Nc Nt independent components of the image, or Nc Nt pixels. However, to
solve for the maximum number of unknowns, the
phasor encodings would have to complement the spatial localization of the coils in a way that minimized
redundancy of the information (8, 14). More precisely, all elements of the phasor-coil product basis
should be as close to orthogonal as possible. For linear encodings, this would imply the coil basis should
supply an Nc element Fourier basis, which is usually
not physically achievable. Many nonlinear imaging
techniques take the opposite approach, attempting to
reduce the redundancy in multicoil datasets by modifying the geometry of the phasor basis.
A wide range of nonlinear encoding schemes have
been explored to achieve better reconstruction of highly
undersampled images. Early work by Patz et al. (15)
explored the use of a spatially sinusoidal gradient along
one dimension. More recently, Schultz and coworkers
(1) introduced the phase encoded Cartesian PatLoc
method, which essentially produced warped Cartesian
images, but moving to a projection-reconstruction
approach fueled the development of more arbitrary
encoding schemes (6). This added flexibility to simultaneously play linear and nonlinear gradients in arbitrary
combinations, which has helped address the low resolution that exists where the nonlinear fields are flat (10).
More recently, researchers have begun to show the utility of hybrid phase encoded-projection imaging methods, such as four-dimensional (4D)-RIO, where the initial phase on each projection changes with each readout,
and COGNAC, in which nonlinear spatial encoding
magnetic fields (SEMs) are played as phase encodes
while linear SEMs are played as readouts, or vice versa,
simplifying image reconstruction (9, 16). Still, further
generalizations are being explored using arbitrary field
shapes (14, 17), including approaches like null space
imaging, which takes arbitrary projections with shapes
inspired by the null space of the coil profiles (8).
Amid this virtual explosion of encoding methods,
there are too few tools available to understand the
mechanics of these imaging methods, that is, how the
gradients encode space on their own and exactly how
they complement receiver geometry. Gallichan et al.
(9) published the useful concept of local k-space,
which helps researchers visualize the spatially varying encoding applied by a given gradient scheme.
However, this metric is blind to the role of coil
encoding. Layton et al. (18) published an elegant
quantitative metric that does incorporate coil encoding and efficiently estimates the variance of pixels
reconstructed by a given encoding scheme, but it
does not provide much intuition on how a particular
encoding scheme makes better use of the coil basis.
In this article, we describe a more intuitive framework for describing how nonlinear gradients can
improve the efficiency with which coils multiply the
available basis functions, helping us fill k-space from
a minimum number of time points. The analysis
focuses on the k-space version of the tenets underlying SMASH (19–22) and GRAPPA (23–25), which
we describe as ‘‘stamps’’ in k-space. We show that
this ‘‘stamp’’ framework easily generalizes to
describe the encoding provided by nonlinear gradients and then apply the analysis to some of the
major classes of nonlinear encoding schemes. We
also motivate how the coverage of k-space is related
to various features of nonlinearly encoded images,
including their spatially varying resolution and the
utility of coil localization even in fully sampled
schemes.
The stamp interpretation focuses on the (kx, ky)space representation of each data point acquired in
an experiment, as many aspects of image quality are
well understood in this domain. Ordinarily, in linear
encoding methods of MRI, each data point is
acquired when the phase modulation across image
space is ei(kxx þ kyy), and so this data point can be
interpreted as the value on the point (kx, ky) in the kspace of the object. Put another way, each data point
samples k-space with a sampling function that is a
delta function at a particular point in k-space. However, whenever the modulation on the object is not
purely sinusoidal, instead of sampling single points
in k-space, we are sampling a blob or ‘‘stamp’’ in kspace. Therefore, the data point can be interpreted as
a weighted sum over various k-space points. This is
the case whether the nonsinusoidal modulation is
from coil weighting, a nonlinear gradient, or both,
and this ‘‘smearing’’ of k-space underlies the wellknown k-space based parallel imaging techniques,
such as SMASH, GRAPPA, and SPIRiT (19, 24, 26,
27). The stamps interpretation is different in that it
focuses predominantly on the features of these
smears, which we call stamps, and their relation to
Concepts in Magnetic Resonance Part A (Bridging Education and Research) DOI 10.1002/cmr.a
NONLINEAR ENCODING WITH STAMPS
the final image reconstruction. This small shift in
perspective is surprisingly helpful, because it naturally incorporates both coil sensitivities and nonlinear
gradient encoding into the analysis, and it permits
interpretation of nonlinear encoding in a traditional
k-space manner.
II. STAMP INTERPRETATION OF
LINEARLY ENCODED PARALLEL IMAGING
SMASH, GRAPPA and their variants all use linear
combinations of k-space signals as received by different coils to synthesize neighboring k-space data. They
differ in their methods, SMASH using measured coil
sensitivities and GRAPPA relying on the use of autocalibrating reference lines to estimate the coefficients
directly from fully sampled k-space. However, both
techniques begin from the observation that linear combinations of data from a coil-weighted acquisition of a
k-space point (kxi, kyj) can be used to generate a point
(kxi þ Di, kyjþDj). For these well-known parallel
imaging methods, stamps can be used to explain why
data points can be synthesized from their seemingly
independent neighbors, why only a few lines of calibration data are needed, and why each synthesized
data point can use the same coefficients.
Reconstructing One Point in k-Space
The heart of all k-space based parallel imaging techniques is that if one can define composite coils such that:
Ccomp ðx; yÞ ¼
Nc
X
i¼1
ai Ci ðx; yÞ ¼ einDky y
Nc
X
i¼1
SðE1 Þ ¼
[2]
In this domain, the Fourier transform (FT) of each
coil provides a sampling topology or ‘‘stamp’’ in kspace, and the same coefficients can be used to produce a linear combination of stamps that equals a
particular shifted delta function in k-space. As established in the literature, it then follows that
i¼1
ai Si ðkx ; ky Þ:
[3]
Z Z
rðx; yÞE1 ðx; yÞdxdy:
[4]
Writing E1 as a sum of Fourier components and
assuming that it has no spatial frequencies higher
than those
beingPsampled for our reconstruction,
Pkx;max
kx;max
iðkm xþkn yÞ
E1 ¼
. The set of
m¼kx;min
n¼kx;min bmn e
bmn is simply the FT of the encoding function. Substituting into Eq. [4], we have:
SðE1 Þ ¼
¼
ai F½Ci ðx; yÞ ¼ dðk nDky Þ:
Nc
X
As the k-space version of this relationship (i.e., Eq.
[2] rather than Eq. [1]) is easier to extend to nonlinear
gradients, we next review Cartesian parallel imaging
using the stamp interpretation. For example, consider
four coils like those shown in Fig. 1 acquiring a data
point associated with the k ¼ (0,0) phasor from a
given object. Most commonly, the complex number
received by each coil is regarded as the value of the
(0,0) k-space point for the coil-weighted image. In the
stamps interpretation, we regard this data point as it
relates to the k-space of the unweighted object. In this
context, that data point represents a weighted sum of
several k-components of the object. Recall that each
data point read by a given coil at a given time is associated with an encoding function, E, which in this case
is simply Cj ei(kmx þ kny). Calling a particular encoding
function E1, we have:
[1]
Those same coefficients can be used to reconstruct a
data point shifted by nDky relative to the acquired kspace point. Typically, this is motivated in the image
domain, but this relationship is equally valid in the
Fourier domain:
F½Ccomp ðx; yÞ ¼
Sðkx ; ky þ nDky Þ ¼
255
Z Z
kX
x;max
rðx; yÞ
kX
x;max
kX
x;max
bmn eiðkm xþkn yÞ dxdy
m¼kx;min n¼kx;min
kX
x;max
m¼kx;min n¼kx;min
bmn
(Z Z
rðx; yÞe
iðkm xþkn yÞ
dxdy
)
[5]
Each term in braces is simply the true value of the kspace of the object at (km,kn). Therefore, the signal
associated with E1, the signal received at that time
point by that coil, can be seen as a weighted sum of
various k-space points of the object. The weighting
on the sum, the set of bmn coefficients, is simply the
FT of the encoding function. This essentially restates
the fact that a coil weighting ‘‘smears’’ the k-space of
the object, which is what allows us to deduce neighboring k-space points from each other. It then follows that there may be a weighted sum over S(Ei)
that isolates a particular delta-function component in
the k-space of the object, and the coefficients on that
sum are the ai coefficients in Eqs. [1] and [2].
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GALIANA ET AL.
Figure 1 Coil weightings, like those shown in the top row, smear k-space. Signals acquired by each
coil can then be thought of as a weighted sum of k-space samplings, where the weighting function is
the FT of the coil profile. The second and third rows of the figure show the real and imaginary parts
of this weighting for each coil. Though their magnitudes are similar, each coil has different phase
modulation, so linear combinations can be made that isolate a particular region of the weighting.
For a typical circumferential arrangement of four
coils encoding the center of k-space, the real and
imaginary weights of each sampling function (i.e. the
FT of the coil profiles) are those shown in Fig. 1 for
each coil. Each column corresponds to a coil oriented
at a different corner of the field of view (FOV), and its
real and imaginary parts are, respectively, shown in
the second and third row. As can be seen, the main
contribution to the signal does come from the nominal
k-space point at (0,0). However, due to the coil modulation, which takes the form of a convolution in kspace, there are also significant contributions from
neighboring k-space points. The magnitudes of the coil
stamps have similar distributions in k-space as they
are essentially rotated copies of each other, but their
phases are very different. Thus, there may exist a linear combination that nearly cancels the sampling function at (kx,ky) ¼ (0,0) and maximizes the sampling at
some other location in the tails of the stamps. Seeking
this solution is the ‘‘stamps’’ interpretation of SMASH.
Each stamp is simply the FT of a single row in the
encoding matrix, and some linear combination of those
stamps approximates a delta function in k-space.
Reconstructing the Rest of k-Space
If we know the coil profiles, we know the weightings
provided by each encoding function corresponding to
the (0,0) phasor. Therefore, we can solve for the linear combination of encoding functions whose
weightings sum to best approximate a weight of 1 at
(kx,ky) ¼ (1,0) and zero elsewhere. Those coefficients
would be the SMASH coefficients used to generate a
data point shifted by Dkx ¼ 1. We would simply be
arriving at the coefficients by solving Eq. [2] instead
of Eq. [1]. A sum of single coil signals weighted by
these coefficients would then approximate the data
point shifted by that amount, as in Eq. [5].
If some later point in the experiment acquires Nc
points corresponding to the nominal (kx,ky) ¼ (2,0) phasor, the same analysis applies, and coefficients can be
found to approximate the k ¼ (1,0) data point from
those stamps instead, albeit with different coefficients.
The stamp corresponding to the k ¼ (2,0) point will be
identical to that at the (0,0) point but shifted in space,
so that it is centered at k ¼ (2,0). However, a different
set of coefficients will generally be needed to reconstruct a point at a different orientation from the center
of the stamps. Of course, a better approximation of the
k ¼ (1,0) point can be found by fitting it with both the k
¼ (0,0) and k ¼ (2,0) stamps simultaneously, or with
an even larger set, which leads to the standard practice
of using several k-space points to generate the kernel.
Finally, because the stamp in k-space only shifts
with linear gradient encoding, this same kernel can
Concepts in Magnetic Resonance Part A (Bridging Education and Research) DOI 10.1002/cmr.a
NONLINEAR ENCODING WITH STAMPS
be used to fill the k ¼ (3,0) data point with a linear
sum of coil readings from the k ¼ (2,0) and k ¼ (4,0)
data points, and so on. Therefore, if we skip all the
odd lines of k-space except for one, that single odd
line can be used to estimate the coefficients that best
generate the shifted delta function in k-space. This
strategy lets us to estimate the coefficients needed to
reconstruct our data without even explicitly knowing
the encoding function, which is the approach taken
by GRAPPA.
In standard parallel imaging, the smearing of the
k-space sampling function caused by coil weighting
can be treated separately from the translation through
k-space caused by gradient evolution. The effect of
linear gradients only changes the position of the
stamp in k-space, as F[Elmn] ¼ F[Cl (x,y)]
F½eiðmDky þnDky Þ , and the latter term in the convolution
is simply a delta function in k-space. This is why the
same kernel can be used to fill any location in kspace. This tidy relationship between all the points in
k-space must be abandoned in the case of nonlinear
encodings.
III. NONLINEAR ENCODINGS
General Considerations
Just as coil weightings smear k-space, allowing us to
deduce k-space points different from the nominal kspace point being acquired, nonlinear phasor windings also smear k-space, but more dramatically. In
the absence of coil weightings, the stamp from a pure
linear phasor is a delta function, but the stamp from a
nonlinear phasor is typically a broad and complex
function. Adding coil weighting to these encodings
actually has the opposite effect to the one described
above, of smearing a delta-function. With the broad
stamps of nonlinear windings, coils somewhat localize the smeared weighting function (Though this may
appear counterintuitive, recall that when describing a
quadratic field in k-space, the frequency components
to be captured intimately depend on the field of view
being considered. As coils effectively window the
field of view, a smaller subset of frequency components can capture most of the modulation. This is
also why an infinite quadratic phasor requires infinite
k-space components to describe it, that is, why the
2
FT of eik1x has uniform magnitude through all of kspace), emphasizing different regions of the broadened stamp.
Furthermore, in most nonlinear encoding schemes,
the nonlinear phasor changes with time. Therefore,
nonlinear gradient evolution does not simply shift the
257
position of the stamps; it changes the overall topology of the sampling function. If the nonlinear gradients are played simultaneously with linear gradients, as in O-Space, 4D-RIO, and Null Space Imaging, the stamp both spreads and translates during its
coverage of k-space. Therefore, the sum over data
points needed to generate a missing k-space point is
different for each location in k-space, and it may
require a sum over many encoding functions compared to the linear case.
1D Nonlinear Gradient
Before considering actual imaging schemes and their
coverage of k-space, it is useful to consider the
weighting function or stamp for the simplest model
2
of a nonlinear phasor, eik1x which would result from
evolution under a field like Bz ¼ Gx2, without coil
weighting. The FT of this imaginary Gaussian is
another imaginary Gaussian, with a standard deviation of 4k11 . Therefore, the phase winding of the stamp
is tightest when the gradient moment is minimal and
loosens as the phase winding in image space gets
tighter. Furthermore, though the image space phasor
on an infinite plane would contain infinitely high frequencies, the phasor on a finite plane would have a
finite magnitude in k-space. The exact expression for
the FT of a one-dimensional (1D) quadratic phasor
2
eik1 x across finite limits of þ/d is:
2
FFT½eik1 x ¼
hpffiffiffiffi i
hpffiffiffiffi i
ikx 2 pffiffiffi
e 4k1 p ðaÞkbkerfi ik2k1 1kak þ ðbÞkakerfi ik2k1 kbk
1
pffiffiffiffiffiffi
;
2 ik1 kakkbk
[6]
where we have defined a ¼ kx2k1d and b ¼
kxþ2k1d and erfi is the imaginary error function. This
expression defines the k-space stamp across kx for a
1D quadratic phasor with winding k1.
Figure 2 plots the stamp (Eq. [6]), omitting the
Gaussian phase prefactor, as a function of kx for a
range of nonlinear phasor windings, k1. Most notably,
the stamp is always an even function of kx, so it
always samples kx and –kx simultaneously and
equally, thus making it impossible to distinguish
them. The figure assumes units of length equal to
pixels with a FOV of 1282. As can be seen, the
weighting function broadens considerably for even
modest values of k1, which means that data points
taken under these encodings sample a wide swath of
k-space points. To further explore this phenomenon,
we next examine the k-space coverage of four very
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GALIANA ET AL.
ing the acquisition. This framework will later allow
us to analyze imaging modalities where the spatial
characteristics of the encoding are less straightforward.
Encoding Redundancy and the Role of
Coils
Figure 2 The sampling in k-space associated with an
encoding function, also referred to as the stamp for that
encoding function, is shown for a 1D nonlinear phasor
2
without coil weighting (eik1 x . The 1D stamp across kx is
shown for various nonlinear gradient moments, k1. The
amplitude is shown as a three-dimensional surface, while
the phase of the stamp at each point is shown on the
image below. This figure shows how nonlinear winding
leads to a broad sampling of k-space with each data point,
with both magnitude and phase modulation.
Though PatLoc imaging with quadrupolar fields
resolves signal to unique points in a two-dimensional
frequency space, it does not resolve signal to a
unique point in physical space. Unlike Cartesian
imaging, there are always two voxels that have the
same value of (oField1, oField2), so the mapping
between frequency and image space is non-bijective
and leaves a two-fold ambiguity in the image. Even
in a fully sampled PatLoc acquisition, the spin density in the voxel at (r,y) contributes the exact same
signal as the spin density at (r, yþ p), so these pixels
fold on top of each other. However, to the extent that
multichannel coils can differentiate signals at (r,y)
different nonlinear imaging schemes: the original
implementation of PatLoc, O-Space, 4D-RIO, and
Null Space Imaging.
IV. PATLOC IMAGING
Arguably, the most straightforward nonlinear imaging scheme is that of phase encoded PatLoc imaging
with quadrupolar fields (1, 28–30). This imaging
scheme follows the sampling pattern of Cartesian
phase encoded imaging, but using the gradient shapes
2xy and x2y2. As in Cartesian imaging, the combination of frequency and phase encoding resolves signal along the two frequency coordinates. In image
space, this localizes the signal to voxels defined by
the intersection of the isocontours of the frequency
and phase encoded gradients (Fig. 3). Although many
features of PatLoc imaging are intuitively explained
simply by examining the encoding fields in image
space, we will address how those features can also be
understood by considering the stamps collected dur-
Figure 3 Quadrupolar Cartesian PatLoc is a phase encoded
imaging scheme using gradients G1 ¼ x2y2 and G2 ¼ xy,
whose isocontour lines are shown in panels (a) and (b),
respectively. A 2D transform of PatLoc data gives the magnetization at (ox2 y2 , oxy), which spatially translates to
the intersection of the isocontours of the image (c).
However, there are always two locations that correspond to each frequency pair, with symmetry across
the origin, so coil weightings are needed to arrive at
an unfolded image.
Concepts in Magnetic Resonance Part A (Bridging Education and Research) DOI 10.1002/cmr.a
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Figure 4 The sampling of k-space (imaginary part) in a
quadrupolar Cartesian PatLoc acquisition without coil
weightings is shown for various time points. Each row corresponds to kx2 y2 ¼ 0, 20, and 40% of the maximum
winding that would be applied in a single echo. Each
column corresponds to k2xy ¼ 0, 20, and 40% of the
largest phase encode winding. As the total nonlinear
moment increases, the stamps sample a broader swath
of k-space, and the stamp rotates as kx2 y2 approaches
kxy. The imaginary part of the stamp exhibits the
symmetry of each point through the origin.
from those at (r,yþp), these signals can be unfolded,
leading to a final unfolded image.
This twofold redundancy can also be seen by
looking at the stamps associated with a PatLoc acquisition without coil weighting. Figure 4 shows a series
of stamps associated with a PatLoc acquisition. The
stamps in each row correspond to a single echo
(shown at kx2y2 ¼ 0, 20, and 40% of the acquisition
maximum) and the different rows correspond to different phase encode steps (kxy ¼ 0, 20, and 40% of
the maximum kxy). Overall, stamps from these phasors all sample broad squares in k-space. The
sampled area grows with increased gradient winding
and it rotates to a diamond orientation as kx2y2 and
kxy approach equal magnitudes.
Each stamp has a twofold symmetry reflected
through the origin, analogous to the even stamp basis
that arose in the 1D case. Therefore, the linear combination of stamps that sums to a unit function at
some (kx,ky) also gives a unit function at (kx,ky).
This is different from half-Fourier imaging, which
synthesizes the signal at (kx,ky) as the conjugate
of the signal at (kx,ky). Each symmetric stamp, and
thus any linear combination of them, gives only the
weighted sum of the signals at (kx,ky) and (kx,ky),
more similar to a cosine transform of the object. This
259
inability to independently sample k-space points opposite of each other is directly related to the twofold
redundancy in the final image.
Next, we compare the stamps acquired with encoding functions that are the product of PatLoc phasors
and typical coil profiles. Figure 5 shows that the stamps
for encoding functions comprise the same phasor from
the central panel of Fig. 4, but now with coil weighting
included. Coil weighted stamps are far more localized
and tend to emphasize a region of the original phasor
stamp that mimics their position in the field of view.
Furthermore, the coil weighted stamps tend to follow the trajectory of the associated phasor stamp,
reaching higher values of (kx,ky) as the phasor grows
and also following a circular trajectory in k-space as
the ratios of kxy and kx2 y2 change. In the coilweighted basis, symmetry about the origin is broken,
and it is possible to find linear combinations that approximate isolated unit functions at any given (kx,ky).
This allows a full reconstruction of k-space, and thus
results in an unaliased image.
Approximating Delta Functions with a
PatLoc Basis
With the inclusion of coils, we can generate the final
stamp basis for the image reconstruction and begin to
Figure 5 With the addition of coil weighting, the diffuse
stamps associated with nonlinear gradients become more
localized and asymmetric. This figure shows the k-space
stamps (magnitude) for the phasor associated with the center
panel of Fig. 4 (kx2 y2 ¼ 20%, kxy ¼ 20%) but with coil
weighting as in Fig. 1 included in the encoding function. A
magnitude image of the stamp for the same phasor without
coil weighting is shown as an inset. In PatLoc imaging, coil
weighting is crucial to breaking the symmetry of the stamp
basis across the origin of k-space. This makes it possible to
reconstruct sampling functions that sample (kx,ky) independently of (kx, ky). Note the stamp becomes more localized
by incorporating the coils sensitivities, which is opposite of
the behavior seen with linear encodings.
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GALIANA ET AL.
consider what subset of that basis is needed to generate a single point in k-space. With linearly encoded
data, the coil weightings simply add ‘‘tails’’ around
the nominal k-space point and mostly overlap with
each other. Therefore, reconstructing a target k-space
point requires only a linear combination of the coilphasor stamps from adjacent nominal k-space points.
With nonlinear encoding, the coil-phasor products
that correspond to a given phasor may barely overlap, so the set of stamps needed to reconstruct a particular point in k-space is more complex. As suggested by Figs. 4 and 5, there is often more overlap
between stamps from different phasors as seen by the
same coil, than between the same phasor as seen by
different coils. In addition, the diffuse nature of these
stamps generally requires a larger basis, possibly the
entire set, to be considered to reconstruct a particular
point in k-space.
The last major feature of PatLoc imaging is the
poor resolution in the center, which essentially leads
to a hole in the image reconstruction. In image space,
it is simple enough to ascribe this to the flatness of
both encoding fields in this region. This can be analytically described using the Jacobian for the mapping between image space and frequency space (1).
However, the phenomenon can also be understood in
k-space by considering how well the basis can reconstruct individual points in k-space.
c1 eiki x þ c2 eikiþ1 x
Spatially Varying Spatial Resolution
Though coil-weighting breaks the symmetry and
makes opposite points in k-space distinguishable,
this does not guarantee that every k-space point can
be reconstructed cleanly. The diffuse stamps of nonlinear imaging may appear to sample more of kspace, but the tradeoff is often that it may be more
difficult to completely isolate any particular unit
function in k-space. As an example, Fig. 6 shows
the best fit linear combination to reconstruct a kspace point in outer k-space. Rather than the desired
basis of individual points in k-space, the cleanest
basis that we can generate from PatLoc stamps still
contains some contributions from neighboring kspace points. These linear combinations in k-space
can cause regions of low resolution. For example,
the best fit to a unit function at ki might still be a
linear combination like:
c1 dðk ki Þ þ c2 dðk kiþ1 Þ
Figure 6 Using stamps from all the PatLoc phasors, it is
possible to synthesize a discrete blob in k-space. However, the residual intensity at neighboring points in kspace causes this frequency component to not evenly contribute to all regions of the image. A low frequency kspace point, like that shown in panel (a), shows minimal
spillage into neighboring points (caused primarily by the
coil windowing to a circular field of view). The corresponding image representation of this basis function has
uniform magnitude in the active field of view, with real
part shown in (b) and imaginary part in (c). In contrast,
frequency components further in k-space must be formed
from more diffuse stamps, and the resulting k-space point
(d) shows more spillage into neighboring pixels. This is
often associated with a spatially varying amplitude of that
basis function, as shown in the image representation of
this basis function, (e) and (f).
[7]
In image space, this means we are reconstructing the
image from basis functions like:
[8]
In general, a basis function that is a weighted sum of
complex exponentials contains a spatially varying
amplitude, so such a basis function may not contribute resolution to certain regions. For example, for a
two term sum with c1 ¼ c2, this basis function
would not contribute to resolution on the center of
the field of view, as:
c1 eikmean x ðeiDx eiDx Þ ¼ c1 eikmean x sinðDxÞ
[9]
where kmean is the mean of the two k-space values and
D is one half their difference. Thus, these spatial frequency components are absent or minimal near the
center of the image, leading to lower resolution there.
It is important to note that spatially varying frequency components are not exactly equivalent to spatially varying resolution, though the concepts are
closely related. Speaking more precisely, when frequency components beyond some radius in k-space
do not contribute to a region of the image space, this
region has lower resolution and we can accurately
term this as spatially varying resolution. In the more
Concepts in Magnetic Resonance Part A (Bridging Education and Research) DOI 10.1002/cmr.a
NONLINEAR ENCODING WITH STAMPS
general case, it is more accurate to say that certain
frequency components are not captured in certain
regions of the image.
Generalizing from this, the amount of spillage in a
reconstructed k-space point often indicates that
frequency component may not be contributing
equally to all of the image region. However, two important exceptions should be noted. One is the case
of a plane wave, eik0x, whose frequency does not
exactly lie on the transform grid, so the coefficients
on each ki in the transform axis are in the 1D case:
eiðki k0 xmax =NÞ
sin½pðNki k0 xmax Þ
;
sin½pðki k0 xNmax Þ
where N is the image resolution. If the coefficients
follow this particular pattern, the image domain basis
function has unit magnitude over the entire image
region. Second, it should be noted that experimental
coil profiles often window the effective field of view
to the actual bore of the coil, typically a circular field
of view. With this windowing, perfect delta functions
in k-space can never be achieved, though this can be
seen as a kind of spatial modulation of the frequency
components, where all frequency components have
amplitude zero outside the coil radius.
However, for the linear combinations that typically sum to an approximated point in k-space, the
side lobes typically cause a more arbitrary amplitude
modulation. A useful, though not ironclad, rule of
thumb is that where the stamps themselves are most
diffuse, unless the region is sampled by a large number of stamps, reconstructed k-space points also tend
to be diffuse. It follows that these resolution components may not contribute evenly over the field of
view. This is often the tradeoff to the greater coverage of k-space from a nonlinear coil-phasor basis.
It is important to note that this rule of thumb has
exceptions, even for a coil-phasor basis broadened by
nonlinear windings. For example, an encoding strategy like that outlined in Witschey et al. (3) consists
of smeared stamps and still allows us to reconstruct
very clean delta functions over most of k-space.
However, this basis is particularly regular (similar to
those described in Section 2), as each stamp is the
convolution of a delta function in k-space and the
same nonlinear winding. Because of this regularity in
the encoding strategy, there are more straightforward
ways to interpret such datasets, as done in Ref. 3.
The advantage of a stamps analysis is its ability to
make intuitive predictions from very arbitrary encoding approaches.
Figure 6 demonstrates this to be the case in
PatLoc imaging with coils. Panel (a) shows a recon-
261
structed k-space point near the center of k-space,
where much of the remaining ‘‘skirt’’ on the delta
function comes from the coil profile being windowed
to the coil sensitivity region. The corresponding basis
function in image space, (b) and (c) for real and
imaginary parts, shows relatively uniform magnitude
within the active volume. In contrast, a k-space point
near the edge of k-space shows considerably greater
deviations (d), and the spatial representation of that
basis function, (e) and (f) for real and imaginary
parts, shows considerable magnitude modulation,
with little contribution in the center of the image.
Note that this also means that stamps can be used to
incorporate coil encoding into a modification of the
local k-space formalism, albeit at considerable computational expense. For a given gradient encoding and set
of coil profiles, one can calculate the best fit at each kspace point. This will capture any remaining spatially
varying amplitude like that shown in Figure 6 and will
show which components of Cartesian k-space are being
captured at that location. The local k-space can now be
constructed by measuring the local amplitude of each
basis function, and the k-space point is said to be part
of the local k-space of that voxel if the amplitude of
the corresponding basis function is above some chosen
threshold at that location. Alternatively, one could
include the point when the mean squared error (MSE)
between the local basis function and the ideal basis
function is below some threshold for that location.
V. O-SPACE IMAGING
Encoding and Stamps of O-Space
O-Space is a projection reconstruction method, rather
than the phase encoded approach used in PatLoc, so
the relationship between the gradients and the final
image is less obvious from an analysis of the fields,
making the analysis in k-space even more valuable
(6, 31, 32). In single slice O-Space imaging, the magnetic field used for spatial encoding is defined by
Bz ¼ gGz2 12 ððx x0 Þ2 þ ðy y0 Þ2 instead of Bz ¼ g
Gx x, and this projects the object along rings in the
field of view (Fig. 7). Instead of phase encodings, a
full dataset is acquired by taking echoes that correspond to different (x0,y0) or center placements, typically at locations forming a circle with radius FOV/2.
Each center placement is realized by playing linear
gradients, oriented in the direction of the center
placement, simultaneously with the nonlinear field.
As the center placement changes with each scan,
each echo provides a projection of the object along
different circular contours, so reconstruction amounts
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GALIANA ET AL.
Figure 7 Panel (a) shows a frequency map for a single z-slice of the nonlinear field used in OSpace imaging. For each echo of the acquisition, this field is played simultaneously with linear
gradients, which move the vertex of the field off the center of the FOV to a desired center placement, as shown in (b)–(e). Therefore, the FT of each resulting echo, shown below, projects the
object along the ring-like frequency isocontours of the offset field. The image is then reconstructed by finding the minimum norm object that is consistent with all of these projections
along different isocontours.
to finding the minimum norm least squares solution
that is compatible with the entire set of projections
over the various circular isocontours.
The synergy between this kind of gradient encoding and multichannel receiver encoding is less
straightforward. Although the unfolding action of
coils is clear in PatLoc imaging, it is difficult to pinpoint how coil encoding improves the reconstruction
of O-Space images (One explanation in image space
is that the ring-like isocontours may provide more
coil-resolved regions along the isochromat contours
of each read gradient. However, this is only partially
true once the vertex of the parabola is moved offcenter, and it gives limited insight into the advantages of one O-Space scheme relative to another).
Like undersampled radial imaging, O-Space has a
complex point-spread function that does not result in
a simple folding artifact that coils can obviously
resolve. The analysis in image space is further complicated as the point-spread function varies across the
field of view. Yet, O-Space images without coil
encoding are markedly of lower quality, so the
encoding contribution of coils must be significant.
The ‘‘stamps’’ approach helps illuminate how OSpace encoding is complemented by coil geometry;
coils turn the diffuse phasor stamps into more localized, but nonoverlapping stamps, which are more
suited for reconstructing individual points in k-space,
as further explored in ‘‘The Role of Coils in OSpace’’ Section. However, considering the question
in k-space helps one to visualize how smeared kspace sampling functions can be used to fill in missing radial information. Similarly, O-Space creates
smeared sampling functions that can help fill out
desired points in k-space.
The k-space sampling of an O-Space acquisition
can be understood by examining its stamps, such as
those shown in Fig. 8. Across each row, we plot various time points in the echo, corresponding to 5, 50,
and 75% of the maximum winding (which occurs at
the edges of the O-Space readout), and different rows
correspond to echoes with different (x0,y0), corresponding to (0,FOV/2), (FOV/2,0), and (0,-FOV/2).
Looking across each row, as the magnetization is
Figure 8 Sampling functions (real part) from an OSpace acquisition without coil weighting are shown for
different time points. Each column corresponds to a read
gradient moment of 5, 50, and 75% of the maximum
phase winding. Each row represents a different echo taken
with a different (x0,y0) placement of the parabola vertex.
The k-space stamp both spreads and translates during the
course of the echo as both nonlinear and linear gradient
moment build. As in PatLoc, there is symmetry in the
stamp about its center, but in O-Space imaging, this does
not amount to symmetry about the origin. Each stamp is
symmetric about the k-space point defined by the accumulated linear gradient moment. This indistinguishability
between nearby points is associated with local resolution
loss, as opposed to a global symmetry in the final image.
Concepts in Magnetic Resonance Part A (Bridging Education and Research) DOI 10.1002/cmr.a
NONLINEAR ENCODING WITH STAMPS
increasingly modulated as a function of time
2
2
1
eigGz2 2ððxx0 Þ þðyy0 Þ t , we see a broadening of the kspace stamp. However, as the nonlinear gradient
plays out alongside linear fields, the center of the
stamp simultaneously translates through the k-space
plane as it broadens. At each moment, the center of
the stamp sits at the k-space point associated with the
linear gradient moment that has accumulated at that
time point. Therefore, though we are describing a
translation through k-space not image space, the
stamp will seem to move in ‘‘the direction of the center placement.’’ As the center placement changes
from scan to scan of a complete image acquisition,
so does the direction of translation of the stamp center. The linear gradients that move the center placements to different points in a circle resemble those of
a radial trajectory, and so the trajectory of the stamp
center also resembles a radial trajectory. Each time,
the stamp starts as a small point at the center of kspace and grows as it moves out to the edges of kspace.
The Role of Coils in O-Space
As with PatLoc, reconstructions of O-Space data
acquired without coil weightings have some artifacts
due to the symmetry of the encoding function. However, the resulting artifacts are considerably less pronounced than in PatLoc imaging and do not create a
global symmetry in the reconstructed image. In PatLoc, the symmetry of the pure phasor stamp is across
the origin, but in O-Space imaging, the symmetry is
across the (kx,ky) point defined by the linear gradient
moment. Therefore, the artifacts resulting from an OSpace acquisition without coil weighting may be
thought of as being more similar to those discussed
in Spatially Varying Spatial Resolution Section,
relating to spatially varying resolution. The symmetry of the unweighted phasors only allows us to create basis functions that are linear combinations of
nearby k-space points, rather than resolving an independent point in k-space. This amounts to an amplitude modulation on the resolution contribution of that
k-space point, creating regions of low resolution
rather than a completely symmetric image.
Adding coils to the encoding information
improves reconstruction fidelity of high-frequency
spatial components. Coil weighting breaks the symmetry of the pure phasor stamps allowing more independent k-space points to be reconstructed. Figure 9
shows four stamps corresponding to the phasor in the
bottom right panel of Fig. 8, but including coil
weightings. Coil weighting creates more localized
but unique stamps, and we would expect this to
263
Figure 9 The addition of coil weighting localizes the otherwise diffuse stamps associated with O-Space imaging.
Stamps are shown (magnitude images) for the phasor associated with the bottom right panel of Figure 8 but with
weighting from coils like those shown in Figure 1. The
magnitude of the stamp for the unweighted phasor is
shown to the right. Over the course of an acquisition, these
coil-weighted stamps are translated in k-space by the linear
gradient moment, whose time course resembles a conventional radial trajectory. As the coil weights are convolved
with increasingly diffuse phasor stamps, they sample points
at increasing distances from the k-space point associated
with the linear gradient moment. Thus, each coil-phasor
stamp also traces out a radial-like trajectory.
improve our ability to reconstruct individual points
in k-space from their sum.
To demonstrate this point, Fig. 10(a) shows a kspace point reconstructed from an O-Space basis
without coil weighting. The reconstructed point
shows a considerably ‘‘skirt’’ in k-space, and the corresponding spatial basis function (10b) indeed shows
a defined amplitude modulation. This frequency component is not being captured near the center of the
image. In the next row, we show this same k-space
point as reconstructed from a basis of coil-phasor
stamps. This gives a much cleaner reconstruction of
the single k-space point, and the corresponding spatial basis function now has relatively uniform amplitude across the field of view. The last column shows
the overall effect on a two-dimensional (2D) image
of a numerical phantom.
From this analysis, O-Space can be viewed as a
strategy to fill in missing projections of an undersampled radial dataset. Near the center of k-space,
the missing points of an undersampled radial acquisition are at small offsets from the nominally acquired
k-space points (those defined by the linear gradient
moment), and in these regions, O-Space is acquiring
relatively localized stamps. Without coil weighting,
the stamp moves along a radial-like spoke and
becomes increasingly diffuse near the edges of kspace. When we add in coil weighting, these very
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GALIANA ET AL.
Figure 10 In O-Space imaging, coil weighting does not resolve a global folding, but instead
improves spatially varying resolution. Without coil weighting, the best approximation to a point
in k-space (a) shows a complex skirt. The corresponding frequency component in image space
does not contribute evenly to the entire field of view, as seen in the real part (b), imaginary part
(c), and magnitude (d) of this basis function in image space. This complex spatial variation in
different frequency components results in complex artifacts in (e) the final reconstruction. Adding coil encoding makes the stamp basis less diffuse, and the same k-space point (f) can be better approximated. This k-space component is captured in all regions of the field of view (g–i),
and the final image quality (j) is improved.
diffuse stamps become localized blotches in k-space
at increasing distances from the nominal spoke being
traversed by the linear gradients. These blotches may
sample spokes that would be missing from the undersampled radial trajectory traced out by the linear gradients alone. Furthermore, filling a radial dataset
requires the reconstruction of points at very different
orientations from the stamps. In linear acquisitions,
the stamps tend to have a very pronounced directionality in their sampling, but the more isotropic spreading seen in nonlinear stamps may provide a better basis to reconstruct missing data points at arbitrary orientations relative to the nominal (kx,ky) positions
acquired.
VI. OTHER NONLINEAR IMAGING
TECHNIQUES
4D-RIO
4D-RIO imaging is a projection reconstruction technique using four gradient fields: the linear x and y
gradients and the nonlinear x2y2 and 2xy gradients
(9). Each gradient is played out in a radial-like trajectory, so over subsequent echoes, the x and y fields are
played at amplitudes that follow cosine and sine,
respectively. This moves the center of the nonlinear
field to different points on a circle, similar to the ring
of center place projections in O-Space. At the same
time, the 2xy and x2y2 fields also play out a cosine
and sine trajectory, respectively, such that the orientation of the nonlinear field plays out at a different
orientation at each echo. This sequence was found to
provide the best images when the linear phasor component and nonlinear phasor component did not pass
through zero at the same time.
Stamps can be used to intuitively describe how
this sequence samples k-space. Each echo begins at
klinear ¼ (0,0) and knonlinear ¼ (kmax,kmax), so the first
stamps of the sequence will be diffuse and sample
the center of k-space. As the echo proceeds, the
stamps being collected move off-center along a radial
spoke, and the stamp becomes increasingly narrow.
Furthermore, the advantage of cycling through different combinations of xy and x2y2 over subsequent
echoes is also made intuitive from considering the kspace stamps. This creates a set of stamps at the center with different orientations, making it possible to
form linear combinations that isolate particular
points. It also keeps a constant orientation between a
stamp and its spoke, which may better mimic a radial-like dataset.
Null Space Imaging
To date, the gradient fields explored have been the
second-order harmonics, primarily due to the available expertise in building gradients with these field
Concepts in Magnetic Resonance Part A (Bridging Education and Research) DOI 10.1002/cmr.a
NONLINEAR ENCODING WITH STAMPS
265
which is associated with spatially modulated k-space
components. This is also what we would expect from
an analysis in the image domain. Using a fourthorder field, the coils are still able to resolve the folding, but we see greater loss of resolution at the center
of the image.
VII. CONCLUSION
Figure 11 Stamps from higher order phasors have
strange and increasingly structured shapes. This might
improve their ability to form a basis that maximizes
orthogonality in a coil-phasor product basis. Shown here
are simulated stamps for phasors derived from third-order
spherical harmonic gradients (Shapes that reduce to second-order shapes for a plane in z are excluded).
shapes. However, higher order fields are an active
area of research. For example, Null Space Imaging
takes the interesting approach of applying gradients
derived from the null space of the imaging profiles
(8, 33, 34). These shapes are not always physically
achievable, and current research has only approximated them with spherical harmonics of second
order. However, higher order fields would provide
more degrees of freedom to create the ideal phasors.
In terms of k-space, higher order fields provide
more degrees of freedom in shaping the stamps that
will ultimately be used to deduce the k-space of the
object. As an example, Fig. 11 shows fields from x
and y, and it can be seen that these provide more
directional structure to the stamp, even in the absence
of coils. This directionality might be useful to match
coil geometries so that phasor-coil product stamps
will have minimal overlap, yet be localized enough
to recreate individual k-space points. However, the
effect on the final basis depends greatly on the specific trajectory of all gradients in the sequence.
Although stamps can be used to predict the possible advantages of higher order imaging, they can also
be used to analyze the inherent challenges. For example, fourth-order fields will provide stamps with fourfold symmetry, a symmetry that can be broken by
coil weighting. However, these product stamps will
also be more diffuse, so it is likely that reconstructed
k-space points will have more dramatic side lobes,
This article reviews some of the current acquisition
strategies being researched in the field of nonlinear
imaging. We review the main features of PatLoc, OSpace, 4D-RIO, and Null Space Imaging in both
image space and k-space. Our analysis in k-space
includes an extension of the principles underlying
SMASH and GRAPPA to nonlinear gradients, and
we show that the approach can be used to analyze
many arbitrary nonlinear imaging schemes. In this
framework, nonlinear phasors are equivalent to timevarying coil weightings, smearing the sampling function in k-space.
We show that examining the stamp basis for a
sequence can elucidate how coils aid various nonlinear imaging techniques and certain features of the
image. In PatLoc, a major role of coil weighting is to
break symmetry across the origin, whereas in OSpace, coils eliminate regions of low spatial resolution. This intuitive framework may aid the rational
design of future trajectories and is a useful tool for
understanding the potential advantages of nonlinear
imaging schemes.
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Concepts in Magnetic Resonance Part A (Bridging Education and Research) DOI 10.1002/cmr.a
NONLINEAR ENCODING WITH STAMPS
BIOGRAPHIES
Gigi Galiana: Gigi Galiana is an Assistant
Professor in the Department of Diagnostic
Radiology at Yale University. In addition
to her interest in accelerated encoding with
nonlinear gradient fields, she is also developing iMQC (intermolecular multiple quantum coherence) methods to enhance cancer
detection and treatment. She completed her
Ph.D. at Princeton under Warren S. Warren
and her postdoctoral work at Yale under
the direction of R. Todd Constable.
Jason P. Stockmann: Jason Stockmann
studied applied physics at Cornell University before pursuing his Ph.D. at Yale University under the direction of R. Todd Constable. Dr. Stockmann’s thesis work
involved simulation and experimental realization of a novel parallel imaging method
called O-Space imaging which combined,
for the first time, spatial encoding from
both linear and nonlinear gradient fields. His present include nonlinear gradient image reconstruction, low-field portable MRI
scanners, and flexible strategies for B0 shimming. [Apart from
his research, Dr. Stockmann enjoys Baroque music, bicycle commuting, and advocating for bicycle and pedestrian safety.]
267
Dana C. Peters received a Ph.D. in Physics
from University of Wisconsin, Madison,
working with Dr. Charles A. Mistretta, with
a thesis on undersampled radial imaging.
Her postdoctoral work at the NIH focused
on cardiovascular and interventional MRI.
She was Assistant Professor of Medicine at
Harvard Medical School in the Cardiac MR
Center of Beth Israel Deaconess, where she
introduced new high resolution methods of imaging the left
atrium. Recently, she has joined Yale’s Magnetic Resonance
Research Center and the Department of Diagnostic Radiology.
R. Todd Constable was born in Winnipeg,
Canada. he obtained his B.Sc. at the University of Winnipeg, his M.Sc. at the University of Manitoba, and his Ph.D. at the
University of Toronto under the supervision
of Dr. R. Mark Henkelman. He then moved
to Yale University as a postdoctoral fellow
under the supervision of Dr. John C. Gore
and moved from there to a faculty position
and is now a full professor of Diagnostic
Radiology, Neurosurgery, and Biomedical Engineering. Along
with Dr. Douglas Rothman, Dr. Constable codirects the Yale
Magnetic Resonance Research Center (MRRC) and oversees MRI
research at Yale. His interests are diverse and range from basic
MR pulse sequence design with emphasis recently on accelerated
parallel imaging through investigations of spatial encoding using
nonlinear magnetic field gradients in addition to functional MRI
research on methodology as well as the application of novel
fMRI methods to basic problems in neuroscience as well as direct
clinical applications.
Leo Tam: Leo graduated from Brown University in 2007 with a Sc. B. in physics
and a M.Sc. from Yale University in 2009.
His research interests include nonlinear gradient imaging, compressed sensing, and
novel applications of MRI. In his spare
time, he enjoys tennis, reading, and
traveling.
Hemant D. Tagare: Hemant D. Tagare, is
an Associate Professor in the Departments
of Diagnostic Radiology, Biomedical Engineering, and Electrical Engineering at Yale
University. His research is concerned with
mathematical and algorithmic problems in
image reconstruction, image segmentation,
and image registration as applied to electron
microscopy, MRI, and ultrasoundimages. He
is on the editorial board of the Journal of
Mathematical Imaging and Vision.
Concepts in Magnetic Resonance Part A (Bridging Education and Research) DOI 10.1002/cmr.a