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How ISO 9001 Compares With The CMM

Published: 01 January 1995 Publication History

Abstract

The Capability Maturity Model for Software (CMM), developed by the Software Engineering Institute, and the ISO 9000 series of standards, developed by the International Standards Organization, share a common concern with quality and process management. The two are driven by similar concerns and intuitively correlated. The purpose of this report is to contrast the CMM and ISO 9001, showing both their differences and their similarities. The results of the analysis indicate that, although an ISO 9001- compliant organization would not necessarily satisfy all of the level 2 key process areas, it would satisfy most of the level 2 goals and many of the level 3 goals. Because there are practices in the CMM that are not addressed in ISO 9000, it is possible for a level 1 organization to receive ISO 9001 registration; similarly, there are areas addressed by ISO 9001 that are not addressed in the CMM.

References

[1]
Lloyd’s Register TickIT Auditors’ Course, Issue 1.4, Lloyd’s Register, Mar. 1994.
[2]
Mark C. Paulk, “A Comparison of ISO 9001 and the Capability Maturity Model for Software,” Tech. Report CMU/SEI-94-TR-12, Software Eng. Inst., Pittsburgh, July 1994.
[3]
M. Paulk, “Comparing ISO 9001 and the Capability Maturity Model for Software,” Software Quality J., Dec. 1993, pp. 245-256.
[4]
TickIT: A Guide to Software Quality Management System Construction and Certification Using EN29001, Issue 2.0, UK Dept. of Trade and Industry and the British Computer Society, London, 1992.
[5]
F. Coallier, “How ISO 9001 Fits Into the Software World,” IEEE Software, Jan. 1994, pp. 98-100.
[6]
M. Paulk, et al., Capability Maturity Model for Software, Version 1.1, Tech. Report CMU/SEI-93-TR-24, Software Eng. Inst., Pittsburgh, 1993.
[7]
M. Paulk, et al., Key Practices of the Capability Maturity Model, Version 1.1, Tech. Report CMU/SEI-93-TR-25, Software Eng. Inst., Pittsburgh, 1993.
[8]
ISO 9000-3: Guidelines for the Application of ISO 9001 to the Development, Supply, and Maintenance of Software, Int’l Org. for Standardization, Geneva, 1991.
[9]
ISO 9001: Quality Systems — Model for Quality Assurance in Design/Development, Production, Installation, and Servicing, Int’l Org. for Standardization, Geneva, 1994.
[10]
TickIT: A Guide to Software Quality Management System Construction and Certification Using EN29001, Issue 2.0, UK Dept. of Trade and Industry and the British Computer Society, London, 1992.

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    Published In

    cover image IEEE Software
    IEEE Software  Volume 12, Issue 1
    January 1995
    115 pages

    Publisher

    IEEE Computer Society Press

    Washington, DC, United States

    Publication History

    Published: 01 January 1995

    Author Tags

    1. CMM
    2. Capability Maturity Model for Software
    3. ISO 9000
    4. ISO 9000-3
    5. ISO 9001
    6. SEI
    7. Software Engineering Institute
    8. TickIT
    9. maturity level
    10. quality system
    11. software process

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