Rapid Damage Assessment by Means of Multi-Temporal SAR — A Comprehensive Review and Outlook to Sentinel-1
<p><b>First row</b>: Intact building (<b>left</b>) and destroyed building with roof still intact (<b>right</b>); <b>Second row</b>: Using optical imagery it is very difficult to distinguish between the intact and the destroyed building with still intact roof (especially in the near nadir region); <b>Third row</b>: Interferometric analysis uses the phase difference between the pre- and post-disaster SAR acquisition enabling the distinction between both buildings.</p> ">
<p>Principle of InSAR. As the distance from SAR 2 to the object on the ground is by the amount of <span class="html-italic">ΔR</span> longer than the distance from SAR 1 to the object (<span class="html-italic">R</span><span class="html-italic"><sub>s</sub></span><sub>,2</sub> = <span class="html-italic">R</span><span class="html-italic"><sub>s</sub></span><sub>,1</sub> + <span class="html-italic">ΔR</span>), two different phase signals are recorded at the two SAR acquisitions. This phase difference can be used to determine the topographic height <span class="html-italic">h</span> of the object on the ground.</p> ">
<p>Three SAR images are required for the damage assessment methods interferometric coherence and SAR intensity correlation: Two images acquired before the event (time t<sub>1</sub> and t<sub>2</sub>) and at least one SAR acquisition shortly after the disaster at time t<sub>3</sub>. In the optimum case the temporal baseline between each acquisition is only one repeat cycle (<span class="html-italic">cf.</span> also Section 4).</p> ">
<p>Schematic flow chart of the two methods used for damage assessment: At least three SAR acquisitions are required: Two images acquired before the event (time t<sub>1</sub> and t<sub>2</sub>) and at least one SAR acquisition shortly after the disaster at time t<sub>3</sub> (as described in <a href="#f3-remotesensing-06-04870" class="html-fig">Figure 3</a>). First, all images are co-registered to one common master (here image t<sub>2</sub> is selected as master image). Then, both slave images are resampled to the master’s reference grid. For both, the SAR intensity correlation, as well as for the coherence (calculated from the interferograms), two image pairs are generated: one pre-event (t<sub>1</sub> and t<sub>2</sub>) and one co-event (t<sub>2</sub> and t<sub>3</sub>) image pair. The damage is assessed by detecting the change between the corresponding image pairs (see Section 2.3).</p> ">
Abstract
:1. Introduction
1.1. Why Rapid Damage Assessment Is Crucial after a Disaster
1.2. Brief Description of SAR and Its Advantages Compared to Optical Sensors
1.3. SAR Interferometry
2. Methods
2.1. SAR Interferometric Coherence
- Thermal de-correlation γthermal is caused by uncorrelated noise inside the radar sensor itself [80].
- Miss-registration de-correlation γmissreg is due to inaccurate registration of the two SAR images [29].
- Spatial de-correlation γspat occurs for too large baselines [74]. For B⊥ > Bcritical the difference of the incidence angle θ (see Figure 2) at both acquisitions becomes too large. This leads to a de-correlation of the SAR echoes from both SAR sensors, i.e., the coherence strongly reduces (Equation (7) [81]). Furthermore, γspat also depends on the topography of the area of interest (AoI). Especially slopes facing the SAR sensor show strong de-correlation with increasing slope angle (foreshortening and layover effect). At flat terrain, common band filtering (usage of overlapping parts of the spectrums) corrects for the effect of γspat. However, this correction reduces the range resolution [74].with r representing the SAR sensor’s spatial range resolution. For instance, Bcritical of the European Remote Sensing (ERS) satellite is ca. 1100 m [82]. Therefore, shorter baselines are preferable for SAR interferometric applications [8], e.g., [83,84] suggest B⊥ < 300 m when using ERS data. Modern SAR sensors such as TerraSAR-X have a larger bandwidth and the effect of γspat is therefore nowadays less important compared to the early SAR missions [85].
- Doppler centroid de-correlation γdopp, which is similar to spatial de-correlation, is caused by too large differences of the squint angle between both radar acquisitions. According to Franceschetti and Lanari [29], this effect can be avoided by a proper antenna steering. Moreover, range adaptive azimuth common band filtering mitigates the effect of γdopp.
- Temporal de-correlation γtemp is caused by changes on the ground in the time between the SAR acquisition dates [22,62,74]. The Earth’s surface changes by frost and dew cycles, snow and ice cover or melting, respectively. Areas bare of vegetation such as urban areas and rocks have high coherence values even between SAR image pairs separated by three to four years [56,60,80,83], whereas areas covered by vegetation, especially forests [33,79,81], lose coherence within a few days, especially due to wind and in the long-term also due to plant growth [36,86–90]. Therefore, coherence is also a very good indicator for separating urban and non-urban areas in land cover mapping [79,83,84] (regarding the temporal baseline: cf. also Section 4).
2.2. SAR Intensity Correlation
2.3. Change Detection—Damage Assessment
3. Literature Review and Comparison of Interferometric Coherence and Intensity Correlation
3.1. Interferometric Coherence
3.2. SAR Amplitude Data with Focus on Intensity Correlation
3.3. Combination of Interferometric Coherence and Intensity Correlation and Comparison of Both
3.4. Improvement of SAR Data Based Damage Assessment Techniques by Additional Data
3.5. Summary of Achieved Accuracies of the Methods Reviewed in Sections 3.1–3.4
3.6. Post-Event Methods for SAR Data Based Damage Assessment
3.7. Other Applications for SAR Interferometric Coherence
4. Preconditions and Current Limitations of Multi-Temporal SAR Methods
- At least three SAR images, more precisely two pre- and one post-disaster image(s), are required (see also Section 2, Figure 3).
- All three images have to be acquired at the same imaging geometry (i.e., same pass direction (ascending/descending), incidence angle, relative orbit, imaging mode and SAR wavelength).
- As most natural disasters are not predictable (especially earthquakes), a continuous monitoring of the affected AoI is required.
- The pre-disaster image pair should be recorded shortly before the event and the post-disaster image shortly after the event. The temporal baseline between all acquisitions should be as small as possible to decrease the influence of temporal de-correlation not caused by the natural disaster. The repeat cycle of the SAR mission is the controlling key factor of the temporal baseline (cf. Table 2, Section 1.2). The repeat cycle ranges from 4 to 6 days for modern constellations of 2–4 satellites (e.g., Sentinel-1 and COSMO-SkyMed) to 35–46 days for older SAR missions (e.g., ERS-1/2, ENVISAT, JERS and ALOS PALSAR). To analyze which repeat cycle is useful for the presented damage assessment methods (see Section 2), we also have to consider the wavelength of the SAR sensors. At shorter wavelength, such as X-band (λ = 3.1 cm; e.g., TerraSAR-X and COSMO-SkyMed) or C-band (λ = 5.6 cm), the coherence is more affected by temporal de-correlation than at the longer L-band (λ = 23.6 cm) [79,81,118]. Fortunately, this effect was also considered in the design of the SAR missions, as the X-band missions are characterized by shorter repeat cycles (e.g., TerraSAR-X: 11 days, COSMO-SkyMed constellation: 4 days) compared to the L-band missions (e.g., ALOS PALSAR and JERS), which compensate their longer repeat orbit of 44 or 46 days, respectively, with in general a higher coherence over a longer time period. The repeat cycle of the C-band SAR missions (e.g., Radarsat-1/2, ERS-1/2, and ENVISAT ASAR) is with 24–35 days in-between the aforementioned values. As urban area is characterized by long-term high coherence values (e.g., over several months [79,81]), data from all reported SAR missions is usable for the damage assessment methods presented in Section 2. In general one can recommend to use SAR image pairs of less than 3–5 repeat cycles between the single acquisitions (especially valid for single satellite missions). However, there exists no critical value for a maximum number of repeat cycles. The number of repeat cycles between the pre-disaster and the pre-post-disaster image pair, respectively, should be as low as possible to avoid influences of temporal changes which were not caused by the natural disaster (e.g., clearing of the debris after the event, or construction activities, etc.). Sentinel-1 with its two-satellite-constellation will image every part of the global landmass every 6 days, providing a solution to the temporal baseline problem—especially for damage assessment at the block level (see Section 5).
- The destruction caused by the natural disaster should dominate the temporal de-correlation effect of the AoI. Urban area and especially continuous urban fabric is characterized by long temporal coherence values [79,81] and therefore very well suited for the application of the damage assessment methods based on the interferometric coherence and the SAR intensity correlation. However, at discontinuous urban fabric with its higher percentage of green spaces (covered with vegetation), the applicability of the aforementioned methods is less suited, as vegetated areas lose correlation within several days.
- Flat areas are best suited for the application of the interferometric damage assessment methodologies as rough topographic relief has strong negative influences or even prohibits the use of the SAR images for InSAR applications (keywords: spatial de-correlation (cf. Section 2.1) and layover and shadow effects [27,74]).
- According to Hoffmann [74], a useful damage assessment requires pre-defined regions to assess the damage level.
- For each important area of interest exposed to natural hazards, a geodatabase containing useful GIS data (e.g., boundaries of city parcels, water bodies, parks, and important infrastructure such as hospitals or shelters) should be set up and continuously updated.
5. Possible Solutions of Current Limitations—The Sentinel-1 Mission
- -
- Europe & French oversea territories.
- -
- Volcanoes at global level.
- -
- Major tectonic areas and geo-hazard supersites worldwide (concentrating on the major subduction and continental collision zones, e.g., the “Pacific Ring of Fire”, the Himalaya, but also important rifting zones, such as the Afar Region).
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- Worldwide collection of reference data to support flood monitoring.
6. Conclusions
- (I)
- The requirement of fast, easy-to-use, worldwide applicable damage assessment procedures with high accuracy.
- (II)
- The availability of at least two pre-disaster SAR images acquired shortly before the event at the same imaging geometry as the post-event SAR acquisition (see Figure 3).
Acknowledgments
Conflicts of Interest
References
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Year | Type of Disaster | Country | Fatalities |
---|---|---|---|
12 January 2010 | Earthquake | Haiti | 222,570 |
26 December 2004 | Earthquake/Tsunami | Indonesia, Thailand, India, Sri Lanka, Myanmar, Malaysia, Maldivians | 222,000 |
2–5 May 2008 | Cyclone Nargis, storm surge | Myanmar | 140,000 |
29–30 April 1991 | Tropical cyclone, storm surge | Bangladesh | 139,000 |
8 October 2005 | Earthquake | Pakistan, India, Afghanistan | 88,000 |
12 May 2008 | Earthquake | China | 84,000 |
July/August 2003 | Heat wave, Drought | France, Germany, Italy, Portugal, Romania, Spain, UK | 70,000 |
July/September 2010 | Heat wave | Russia | 56,000 |
20 June 1990 | Earthquake | Iran | 40,000 |
26 December 2003 | Earthquake | Iran: Bam | 26,200 |
SAR Mission | Launch | Out of Service | Band * | Spatial Resolution (Azmiuth and Ground Range) (m) ** | Repeat Cycle (Days) |
---|---|---|---|---|---|
ERS-1 | 1991 | 2000 | C | 30 | 35 |
ERS-2 | 1995 | 2011 | C | 30 | 35 |
ENVISAT/ASAR | 2002 | 2012 | C | 30 | 35 |
Radarsat-1 | 1995 | 2013 | C | 8–100 | 24 |
Radarsat-2 | 2007 | C | 2–160 | 24 | |
Sentinel-1 | 2014 | C | 5–40 | 12 (6 ***) | |
J-ERS-1 | 1992 | 1998 | L | 18 | 46 |
ALOS/PALSAR | 2006 | 2011 | L | 10–100 | 44 |
COSMO-SkyMed | 2007 | X | 1–30 | 16 (4 ****) | |
TerraSAR-X | 2007 | X | 1–40 | 11 |
Year | Earthquake | Country | Studies |
---|---|---|---|
1995 | Kobe/Hyogokon-Nanbu | Japan | Ito et al. 2000 [95], Yonezawa and Takeuchi 1999 [76], Yonezawa and Takeuchi 2001 [84], Ito and Hosokawa 2002 [96], Matsuoka and Yamazaki 1999 [97], Matsuoka and Yamazaki 2000 [73], Yonezawa et al. 2002 [98], Matsuoka and Yamazaki 2004 [99], Matsuoka and Yamazaki 2005 [101], Matsuoka and Nojima 2010 [101] |
1999 | Kocaeli/Gölcük | Turkey | Matsuoka and Yamazaki 2000 [73], Matsuoka and Yamazaki 2002 [102], Ito et al. 2003 [103], Trianni et al. 2010 [104] |
1999 | Izmit | Turkey | Bignami et al. 2004 [7], Stramondo et al. 2006 [78], Trianni and Gamba 2009 [105], Trianni et al. 2010 [104] |
1999 | Chi-Chi/Great Taiwan | Taiwan | Takeuchi et al. 2000 [77], Suga et al. 2001 [92] |
2001 | Gujarat | India | Matsuoka and Yamazaki 2002 [102], Yonezawa et al. 2002 [98] |
2003 | Boumerdes | Algeria | Trianni and Gamba 2008 [2] |
2003 | Bam | Iran | Bignami et al. 2004 [7], Arciniegas 2005 [106], Fielding et al. 2005 [107], Matsuoka and Yamazaki 2005 [100], Stramondo et al. 2006 [78], Arciniegas et al. 2007 [8], Gamba et al. 2007 [94], Hoffmann 2007 [74], Brunner et al. 2010 [108], Trianni et al. 2010 [104] |
2004 | Sumatra | Indonesia | Chini et al. 2008 [9] |
2006 | Mid Java | Indonesia | Matsuoka and Yamazaki 2004 [99], Matsuoka and Yamazaki 2006 [109], Brunner et al. 2010 [108] |
2007 | Pisco | Peru | Trianni and Gamba 2008 [2] |
2007 | Chincha | Peru | Matsuoka and Nojima 2010 [101] |
2008 | Wenchuan | China | Balz et al. 2009 [110], Wang and Jin 2009 [111], Balz and Lia 2010 [112], Pan and Tang 2010 [113] |
2009 | L’Aquila | Italy | Guida et al. 2010 [114], Dell’Acqua et al. 2011 [115], Cossu et al. 2012 [116], Dell’Acqua and Gamba 2012 [24], Dell’Acqua et al. 2013 [117], Brett and Guida 2013 [118] |
2009 | Sumatra | Indonesia | Christophe et al. 2010 [21], Kawamura et al. 2011 [119] |
2010 | Haiti | Haiti | Uprety and Yamazaki 2012 [10], Brett and Guida 2013 [118] |
2010 | Yushu County | China | Jin et al. 2011 [120] |
2011 | Tohoku | Japan | Chini et al. 2013 [121] |
Parameter | Interferometric Wide Swath Mode (IW) | Strip Map Mode (SM) |
---|---|---|
Polarization | HH + HV, VV + VH, HH, VV | HH + HV, VV + VH, HH, VV |
Incidence angle range | 29°–46° | 20°–45° |
Azimuth resolution | 20 m | 5 m |
Ground range resolution | 5 m | 5 m |
Swath width | 250 km | 80 km (6 swathes) |
Section | Method (General) | Advantages | Achieved Accuracies * |
---|---|---|---|
3.1 | Interferometric coherence | Enables better differentiation of slightly damaged and undamaged areas. | ca. 45%–49% |
3.2 | SAR intensity correlation | More sensitive to larger changes (stronger damages) on the ground. Provides still useful information at spatial and temporal baselines, which are too large for useful coherence application. | ca. 41%–55% |
3.3 | Combination of coherence and intensity correlation (and SAR backscatter) | Strong increase of the damage assessment accuracy compared to the application of only interferometric coherence or intensity correlation, respectively. | ca. 52%–60% |
3.4 | Use of additional data (e.g., optical imagery and GIS data) | Additional increase of the damage assessment accuracy (compared to Section 3.3). Presentation of the damage level at meaningful distribution (e.g., city parcel boundaries, building blocks, etc.) enables the generation of damage maps more suited to the user. | ca. 77%–88% |
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Plank, S. Rapid Damage Assessment by Means of Multi-Temporal SAR — A Comprehensive Review and Outlook to Sentinel-1. Remote Sens. 2014, 6, 4870-4906. https://doi.org/10.3390/rs6064870
Plank S. Rapid Damage Assessment by Means of Multi-Temporal SAR — A Comprehensive Review and Outlook to Sentinel-1. Remote Sensing. 2014; 6(6):4870-4906. https://doi.org/10.3390/rs6064870
Chicago/Turabian StylePlank, Simon. 2014. "Rapid Damage Assessment by Means of Multi-Temporal SAR — A Comprehensive Review and Outlook to Sentinel-1" Remote Sensing 6, no. 6: 4870-4906. https://doi.org/10.3390/rs6064870
APA StylePlank, S. (2014). Rapid Damage Assessment by Means of Multi-Temporal SAR — A Comprehensive Review and Outlook to Sentinel-1. Remote Sensing, 6(6), 4870-4906. https://doi.org/10.3390/rs6064870