Gwen m. Jantzen and Joseph R. Robinson write chapter on drug-delivery systems. Goal is to reduce the frequency of dosing or increase eectiveness of drug, they say. Achieving both spatial and temporal placement of drug is goal of most delivery systems. The authors present theory involved in developing sustainedand controlled-release systems.
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Sustained and Controlled Release Drug Delivery Systems
Gwen m. Jantzen and Joseph R. Robinson write chapter on drug-delivery systems. Goal is to reduce the frequency of dosing or increase eectiveness of drug, they say. Achieving both spatial and temporal placement of drug is goal of most delivery systems. The authors present theory involved in developing sustainedand controlled-release systems.
Gwen m. Jantzen and Joseph R. Robinson write chapter on drug-delivery systems. Goal is to reduce the frequency of dosing or increase eectiveness of drug, they say. Achieving both spatial and temporal placement of drug is goal of most delivery systems. The authors present theory involved in developing sustainedand controlled-release systems.
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Sustained and Controlled Release Drug Delivery Systems
Gwen m. Jantzen and Joseph R. Robinson write chapter on drug-delivery systems. Goal is to reduce the frequency of dosing or increase eectiveness of drug, they say. Achieving both spatial and temporal placement of drug is goal of most delivery systems. The authors present theory involved in developing sustainedand controlled-release systems.
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Chapter 15
Sustained- and Controlled-Release Drug-Delivery Systems
Gwen M. Jantzen and Joseph R. Robinson School of Pharmacy, University of Wisconsin, Madison, Wisconsin I. INTRODUCTION Over the past 30 years, as the expense and complica- tions involved in marketing new drug entities have increased, with concomitant recognition of the thera- peutic advantages of controlled drug-delivery, greater attention has been focused on development of sus- tained- or controlled-release drug-delivery systems. There are several reasons for the attractiveness of these dosage forms. It is generally recognized that for many disease states, a substantial number of therapeutically eective compounds already exist. The eectiveness of these drugs, however, is often limited by side eects or the necessity to administer the compound in a clinical setting. The goal in designing sustained- or controlled- delivery systems is to reduce the frequency of dosing or to increase eectiveness of the drug by localization at the site of action, reducing the dose required, or pro- viding uniform drug delivery. If one were to imagine the ideal drug-delivery sys- tem, two prerequisites would be required. First, it would be a single dose for the duration of treatment, whether it be for days or weeks, as with infection, or for the lifetime of the patient, as in hypertension or diabetes. Second, it should deliver the active entity directly to the site of action, thereby minimizing or eliminating side eects. This may necessitate delivery to specic receptors, or to localization to cells or to specic areas of the body. It is obvious that this imaginary delivery system will have changing requirements for dierent disease states and dierent drugs. Thus, we wish to deliver the therapeutic agent to a specic site, for a specic time. In other words, the objective is to achieve both spatial and temporal placement of drug. Currently, it is pos- sible to only partially achieve both of these goals with most drug-delivery systems. In this chapter we present the theory involved in developing sustained- and controlled-release delivery systems and applications of these systems as ther- apeutic devices. Although suspensions, emulsions, and compressed tablets may demonstrate sustaining eects within the body compared with solution forms of the drug, they are not considered to be sustaining and are not discussed in this chapter. These systems classically release drug for a relatively short period, and their release rates are strongly inuenced by environmental conditions. II. TERMINOLOGY In the past, many of the terms used to refer to ther- apeutic systems of controlled and sustained release have been used in an inconsistent and confusing manner. Although descriptive terms such as ``timed release'' and ``prolonged release'' give excellent man- ufacturer identication, they can be confusing to health care practitioners. For the purposes of this chapter, sustained release and controlled release will represent separate delivery processes. Sustained release constitutes any dosage form that provides medication Copyright 2002 Marcel Dekker, Inc. over an extended time. Controlled release, however, denotes that the system is able to provide some actual therapeutic control, whether this be of a temporal nature, spatial nature, or both. In other words, the system attempts to control drug concentrations in the target issue. This correctly suggests that there are sustained-release systems that cannot be considered controlled-release systems. In general, the goal of a sustained-release dosage form is to maintain therapeutic blood or tissue levels of the drug for an extended period. This is usually ac- complished by attempting to obtain zero-order release from the dosage form. Zero-order release constitutes drug release from the dosage form that is independent of the amount of drug in the delivery system (i.e., a constant release rate). Sustained-release systems gen- erally do not attain this type of release and usually try to mimic zero-order release by providing drug in a slow rst-order fashion (i.e., concentration-dependent). Systems that are designated as prolonged release can also be considered as attempts at achieving sustained- release delivery. Repeat-action tablets are an alter- native method of sustained release in which multiple doses of a drug are contained within a dosage form, and each dose is released at a periodic interval. De- layed-release systems, in contrast, may not be sus- taining, since often the function of these dosage forms is to maintain the drug within the dosage form for some time before release. Commonly, the release rate of drug is not altered and does not result in sustained delivery once drug release has begun. Enteric-coated tablets are an example of this type of dosage form. Controlled release, although resulting in a zero-or- der delivery system, may also incorporate methods to promote localization of the drug at an active site. In some cases, a controlled-release system will not be sustaining, but will be concerned strictly with locali- zation of the drug. Site-specic systems and targeted- delivery systems are the descriptive terms used to de- note this type of delivery control. The ideal of providing an exact amount of drug at the site of action for a precise time period is usually approximated by most systems. This approximation is achieved by creating a constant concentration in the body or an organ over an extended time; in other words, the amount of drug entering the system is equivalent to the amount removed from the system. All forms of metabolism and excretion are included in the removal process: urinary excretion, enterohepatic re- cycling, sweat, fecal, and so on. Since for most drugs these elimination processes are rst-order, it can be said that at a certain blood level, the drug will have a specic rate of elimination. The idea is to deliver drug at this exact rate for an extended period. This is re- presented mathematically as Rate in = rate out = k elim C d V d where C d is the desired drug level, V d is the volume of distribution, and k elim is the rate constant for drug elimination from the body. Often such exacting delivery rates prove to be dicult to achieve by administration routes other than intravenous infu- sion. Noninvasive routes (e.g., oral) are obviously preferred. Fig. 1 Drug level versus time prole showing dierences between zero-order controlled release, slow rst-order sustained release, and release from a conventional tablet or capsule. Copyright 2002 Marcel Dekker, Inc. Figure 1 shows comparative blood level proles obtained from administration of conventional, con- trolled-, and sustained-release dosage forms. The conventional tablet or capsule provides only a single and transient burst of drug. A pharmacological eect is seen as long as the amount of drug is within the ther- apeutic range. Problems occur when the peak con- centration is above or below this range, especially for drugs with narrow therapeutic windows. The slow rst-order release obtained by a sustained-release pre- paration is generally achieved by slowing the release of drug from a dosage form. In some cases this is ac- complished by a continuous release process; however, systems that release small bursts of drug over a prolonged period can mimic the continuous-release system. Before treating the various classes of sustained- and controlled-release drug-delivery systems in this chap- ter, it is appropriate to note that drug delivery may be incorporated in other chapters where the various classes of drug products and routes of administration are discussed. In addition, the reader is referred to Chapter 14 on target-oriented drug-delivery systems. III. ORAL SYSTEMS Historically, the oral route of administration has been used the most for both conventional and novel drug- delivery systems. There are many obvious reasons for this, not the least of which would include acceptance by the patient and ease of administration. The types of sustained- and controlled-release systems employed for oral administration include virtually every currently known theoretical mechanism for such application. This is because there is more exibility in dosage de- sign, since constraints, such as sterility and potential damage at the site of administration, axe minimized. Because of this, it is convenient to discuss the dierent types of dosage forms by using those developed for oral administration as initial examples. With most orally administered drugs, targeting is not a primary concern, and it is usually intended for drugs to permeate to the general circulation and per- fuse to other body tissues (the obvious exception being medications intended for local gastrointestinal tissue treatment). For this reason, most systems employed are of the sustained-release variety. It is assumed that increasing concentration at the absorption site will increase the rate of absorption and, therefore, increase circulating blood levels, which in turn, promotes greater concentrations of drug at the site of action. If toxicity is not an issue, therapeutic levels can thus be extended. In essence, 'drug delivery by these systems usually depends on release from some type of dosage form, permeation through the biological milieu, and absorption through an epithelial membrane to the blood. There are a variety of both physicochemical and biological factors that come into play in the design of such systems. A. Biological Factors Inuencing Oral Sustained- Release Dosage Form Design Biological Half-life The usual goal of an oral sustained-release product is to maintain therapeutic blood levels over an extended period. To achieve this, drug must enter the circulation at approximately the same rate at which it is elimi- nated. The elimination rate is quantitatively described by the half-life (t 1=2 ). Each drug has its own char- acteristic elimination rate, which is the sum of all elimination processes, including metabolism, urinary excretion, and all other processes that permanently remove drug from the bloodstream. Therapeutic compounds with short half-lives are excellent candidates for sustained-release preparations, since this can reduce dosing frequency. However, this is limited, in that drugs with very short half-lives may require excessively large amounts of drug in each do- sage unit to maintain sustained eects, forcing the dosage form itself to become limitingly large. In gen- eral, drugs with hall-lives shorter than 2 hours, such as furosemide or levodopa [1], are poor candidates for sustained-release preparations. Compounds with long half-lives, more than 8 hours are also generally not used in sustaining forms, since their eect is already sustained. Digoxin, warfarin, and phenytoin are some examples [1]. Furthermore, the transit time of most dosage forms in the gastrointestinal (GI) tract (i.e., mouth to ileocecal junction) is 8l2 hours making it dicult to increase the absorptive phase of adminis- tration beyond this time frame. Occasionally, absorp- tion from the colon may allow continued drug delivery for up to 24 hours. Absorption The characteristics of absorption of a drug can greatly aect its suitability as a sustained-release product. Since the purpose of forming a sustained-release pro- duct is to place control on the delivery system, it is necessary that the rate of release is much slower than the rate of absorption. If we assume that the transit Copyright 2002 Marcel Dekker, Inc. time of most drugs and devices in the absorptive areas of the GI tract is about 812 hours, the maximum half- life for absorption should be approximately 34 hours; otherwise, the device will pass out of the potential absorptive regions before drug release is complete. This corresponds to a minimum apparent absorption rate constant of 0.170.23 h 71 to give 8095% over this time period [3]. The absorption rate constant is an apparent rate constant and should, in actuality, be the release rate constant of' the drug from the dosage form. Compounds that demonstrate true lower ab- sorption rate constants will probably be poor candi- dates for sustaining systems. The foregoing calculations assume that absorption of the therapeutic agent occurs at a relatively uniform rate over the entire length of the small intestine. For many compounds this is not true. If a drug is absorbed by active transport or transport is limited to a specic region of the intestine, sustained-release preparations may be disadvantageous to absorption. Absorption of ferrous sulfate, for example, is maximal in the upper jejunum and duodenum, and sustained-release me- chanisms that do not release drug before passing out of this region are not benecial [5]. One method to provide sustaining mechanisms of delivery for compounds such as these has been to try to maintain them within the stomach. This allows slow release of the drug, which then travels to the absorptive site. These methods have been developed as a con- sequence of the observation that coadministration of food results in a sustaining eect [6]. Although admin- istration of food can create highly variable eects, there have been methods devised to circumvent this problem. One such attempt is to formulate low-density pellets, capsules [7] or tablets [8]. These oat on top of the gastric juice, delaying their transfer out of the stomach [9]. The increase in gastric retention results in higher blood levels for p-aminobenzoic acid, a drug with a limited GI absorption range [10], but drugs that have widespread absorption in the intestinal system would likely not benet froman increase in emptying time [11]. Another approach is that of bioadhesive materials. The principle is to administer a device with adhesive polymers having an anity for the gastric surface, most probably the mucin coat [12]. Bioadhesives have demonstrated utility in the mouth, eye, and vagina, with a number of commercially available products. To date, use of bioadhesives in oral drug delivery is a theoretical possibility, but no promising leads have been published. An alternative to GI retention for drugs with poor absorption characteristics is to use chemical penetra- tion enhancers. Membrane modication through che- mical enhancers has been very well demonstrated for a variety of tissues in the body, including the gastro- intestinal tract. Concern about this approach is the potential toxicity that may arise when protective membranes are altered. Although there are numerous safety studies for oral products containing surfactants, which are known penetration enhancers, there has not been a denitive safety study in humans using an agent that is specically present in the formulations as a penetration enhancer. Metabolism Drugs that are signicantly metabolized before ab- sorption, either in the lumen or the tissue of the intestine, can show decreased bioavailability from slower-releasing dosage forms. Most intestinal wall enzyme systems are saturable. As the drug is released at a slower rate to these regions, less total. drug is presented to the enzymatic process during a specic period, allowing more complete conversion of the drug to its metabolite. For example, aloprenolol was more extensively metabolized in the intestinal wall when gi- ven as a sustained-release preparation [13]. High con- centrations of dopa-decarboxylase in the intestinal wall will result in a similar eect for levodopa [14]. If le- vodopa is formulated in a dosage form with a drug compound that can inhibit the dopa-decarboxylase enzyme, the amount of levodopa available for ab- sorption increases and can sustain its therapeutic ef- fects. Formulation of these enzymatically susceptible compounds as prodrugs is another viable solution. B. Physicochemical Factors Inuencing Oral Sustained-Release Dosage Form Design Dose Size For orally administered systems, there is an upper limit to the bulk size of the dose to be administered. In general, a single dose of 0.51.0 g is considered maxi- mal for a conventional dosage form [15]. This also holds for sustained-release dosage forms. Those com- pounds that require a large dosing size can sometimes be given in multiple amounts or formulated into liquid systems. Another consideration is the margin of safety involved in administration of large amounts of a drug with a narrow therapeutic range. Ionization, pK a , and Aqueous Solubility Most drugs are weak acids or bases. Since the un- changed form of a drug preferentially permeates across Copyright 2002 Marcel Dekker, Inc. lipid membranes, it is important to note the relation- ship between the pK a of the compound and the ab- sorptive environment. It would seem, intuitively, that presenting the drug in an uncharged form is advanta- geous for drug permeation. Unfortunately, the situa- tion is made more complex by the fact that the drug's aqueous solubility will generally be decreased by con- version to an uncharged form. Delivery systems that are dependent on diusion or dissolution will likewise be dependent on the solubility of drug in the aqueous media. Considering that these dosage forms must function in an environment of changing pH, the sto- mach being acidic and the small intestine more neutral, the eect of pH on the release processes must be de- ned. For many compounds, the site of maximum absorption will also be the area in which the drug is the least soluble. As an example, consider a drug for which the highest solubility is in the stomach and is un- charged in the intestine. For conventional dosage forms, the drug can generally fully dissolve in the stomach and then be absorbed in the alkaline pH of the intestine. For dissolution- or diusion-sustaining forms, much of the drug will arrive in the small in- testine in solid form, meaning that the solubility of the drug may change several orders of magnitude during its release. Compounds with very low solubility (<0.01 mg/mL) are inherently sustained, since their release over the time course of a dosage form in the GI tract will be limited by dissolution of the drug. Examples of drugs that are limited in absorption by theft dissolution rate are digoxin [16], griseofulvin [17], and salicylamide [18]. The lower limit for the solubility of a drug to be for- mulated in a sustained-release systemhas been reported to be 0.1 mg/mL [19], so it is obvious that the solubility of the compound will limit the choice of mechanism to be employed in a sustained-delivery system. Diusional systems will be poor choices for slightly soluble drugs, since the driving force for diusion, which is the drug's concentration in solution, will be low. Partition Coecient When a drug is administered to the GI tract, it must cross a variety of biological membranes to produce a therapeutic eect in another area of the body. It is common to consider that these membranes are lipidic; therefore, the partition coecient of oil-soluble drugs becomes important in determining the eectiveness of membrane barrier penetration. Partition coecient is generally dened as the ratio of the fraction of drug in an oil phase to that of an adjacent aqueous phase. Accordingly, compounds with a relatively high parti- tion coecient are predominantly lipid-soluble and, consequently, have very low aqueous solubility. Fur- thermore, these compounds can usually persist in the body for long periods, because they can localize in the lipid membranes of cells. Phenothiazines are re- presentative of this type of compound [20]. Com- pounds with very low partition coecients will have diculty penetrating membranes, resulting in poor bioavailabiity. Furthermore, partitioning eects apply equally to diusion through polymer membranes. The choice of diusion-limiting membranes must largely depend on the partitioning characteristics of the drug. Stability Orally administered drugs can be subject to both acid- base hydrolysis and enzymatic degradation. Degrada- tion will proceed at a reduced rate for drugs in the solid state; therefore, this is the preferred composition of delivery for problem cases. For drugs that are unstable in the stomach, systems that prolong delivery over the entire course of transit in the GI tract are benecial; this is also true for systems that delay release until the dosage form reaches the small intestine. Compounds that are unstable in the small intestine may demon- strate decreased bioavailability when administered from a sustaining dosage form. This is because more drug is delivered in the small intestine and, hence, is subject to degradation. Propantheline [21] and pro- banthine [22] are representative examples of such drugs. C. Oral Sustained- and Controlled-Release Products Because of their relative ease of production and cost compared with other methods of sustained or con- trolled delivery, dissolution and diusion-controlled systems have classically been of primary importance in oral delivery of medication. Dissolution systems have been some of the oldest and most successful oral sys- tems in early attempts to market sustaining products. D. Dissolution-Controlled Systems It seems inherently obvious that a drug with a slow dissolution rate will demonstrate sustaining properties, since the release of drug will be limited by the rate of dissolution. This being true, sustained-release pre- parations of drugs could be made by decreasing their rate of dissolution. The approaches to achieve this include preparing appropriate salts or derivatives, coating the drug with a slowly dissolving material, or Copyright 2002 Marcel Dekker, Inc. incorporating it into a tablet with a slowly dissolving carrier. Representative products using dissolution- controlled systems are listed in Tables 1 and 2. Dissolution-controlled systems can be made to be sustaining in several dierent ways. By alternating layers of drug with rate-controlling coats, as shown in Fig. 2, a pulsed delivery can be achieved, If the outer layer is a quickly releasing bolus of drug, initial levels of drug in the body can be quickly established with pulsed intervals following. Although this is not a true controlled-release system, the biological eects can be similar. An alternative method is to administer the drug as a group of beads that have coatings of dierent thicknesses (Fig. 3). Since the beads have dierent coating thicknesses, their release will occur in a pro- gressive manner, Those with the thinnest layers will provide the initial dose. The maintenance of drug levels at later times will be achieved from those with thicker coatings. This is the principle of the Spansule capsule marketed by SmithKline Beecham. This dissolution process can be considered to be diusion-layer controlled. This is best explained by considering the rate of diusion fromthe solid surface to the bulk solution through an unstirred liquid lm as the rate-determining step. This dissolution process at steady state is described by the Noyes-Whitney equation: Table 1 Encapsulated Dissolution Products Product Active ingredient(s) Manufacturer Ornade Spansules Phenylpropanolamine SmithKline Beecham hydrochloride, chlorpheniramine maleate Thorazine Spansules Chlorpromazine hydrochloride SmithKline Beecham Contac 12-hour capsules Phenylpropanolamine SmithKline hydrochloride, Consumer Products chlorpheniramine maleate, atropine sulfate, scopolamine hydrobromide, hyoscyamine sulfate Artane Sequels Trihexyphenidyl hydrochloride Lederle Diamox Sequels Acetazolamide Lederle Nicobid Temples Nicotinic acid Rorer Pentritol Temples Pentaerythritol tetranitrate Rorer Chlor-Trimeton Repetabs Chlorpheniramine maleate Schering Demazin Repetabs Chlorpheniramine maleate, Schering phenylephrine hydrochloride Polaramine Repetabs Dexchlorpheniramine maleate Schering Table 2 Matrix Dissolution Products Product (tablets) Active ingredient(s) Manufacturer Dimetane Extentabs Brompheniramine maleate Robins Dimetapp Extentabs Brompheniramine maleate, Robins phenylephrine hydrochloride, phenylpropanolamine hydrochloride Donnatal Extentabs Phenobarbital, hyoscyamine sulfate, Robins atropine sulfate, scopolamine hydrobromide Quinidex Extentabs Quinidine sulfate Robins Mestinon Timespans Pyridostigmine bromide ICN Tenuate Dospan Diethylpropion hydrochloride Merrel Disophrol Chronotabs Dexbrompheniramine maleate, Schering pseudoepherine sulfate Copyright 2002 Marcel Dekker, Inc. dC dt = k D A(C s C) = D h A(C s C) (1) where dC/dt =dissolution rate k D =dissolution rate constant D=diusion coecient C s =saturation solubility of the solid C=concentration of solute in the bulk solution It can be seen that the dissolution rate constant k D is equivalent to the diusion coecient divided by the thickness of the diusion layer (D/h). Equation (1) predicts that the rate of release can be constant only if the following parameters are constant: (a) surface area, (b) diusion coecient, (c) diusion layer thickness, and (d) concentration dierence. These parameters, however, are not easily maintained con- stant, especially surface area. For spherical particles, the change in surface area can be related to the weight of the particle; that is, under the assumption of sink conditions, Eq. (1) can be rewritten as the cube-root dissolution equation: W 1=3 0 W 1=3 = k D t (2) where k D is the cube-root dissolution rate constant and W 0 and W are the initial weight and the weight of the amount remaining at time t, respectively. E. Diusional Systems Diusion systems are characterized by the release rate of a drug being dependent on its diusion through an inert membrane barrier. Usually this barrier is an in- soluble polymer. In general, two types or subclasses of diusional systems are recognized: reservoir devices and matrix devices. These will be considered sepa- rately. Reservoir Devices Reservoir devices, as the name implies, are character- ized by a core of drug, the reservoir, surrounded by a polymeric membrane. The nature of the membrane determines the rate of release of drug from the system. A schematic description of this process is given in Fig. 4, and characteristics of the system are listed in Table 3. The process of diusion is generally described by a series of equations that were rst detailed by Fick [23]. The rst of these states that the amount of drug pas- sing across a unit area is proportional to the con- centration dierence across that plane. The equation is given as J = D dC dX (3) where the ux J, given in units of amount/area 7time, D, is the diusion coecient of the drug in the mem- brane in units of area/time. This is a reection of the drug molecule's ability to diuse through the solvent Fig. 3 Schematic representation of a matrix release system. C s is the saturation concentration of drug controlling the concentration gradient over the distance, h, of the remaining ghost matrix. Fig. 2 Two types of dissolution-controlled, pulsed delivery systems: (A) single bead-type device with alternating drug and rate-controlling layers; (B) beads containing drug with diering thickness of dissolving coats. Copyright 2002 Marcel Dekker, Inc. and is dependent on such factors as molecular size and charge. This coecient may be dependent on concentration [24]; hence, its designation as a coecient and not a constant, although for the purpose of designing a pharmaceutical system it is usually considered a con- stant [25]. dC/dX represents the rate of change in concentration C relative to a distance X in the mem- brane. It is useful to make the assumption that a drug on either side of the membrane is in equilibrium with its respective membrane surface. There is, then, an equi- librium between the membrane surfaces and their bathing solutions, as shown in Fig. 4. This being so, the concentration just inside the membrane surface can be related to the concentration in the adjacent region by the following expressions: K = C m(0) C (d) at x = 0 (4) K = C m(d) C (d) at x = d (5) where K is the partition coecient. This coecient denotes the ratio of drug concentration in the mem- brane to that in the bathing medium at equilibrium. In general, a hydrophilic molecule will partition favorably to the medium, whereas a hydrophobic compound will preferentially partition to the polymer. C m is the con- centration of drug on the inside surface of the mem- brane, C m(d) the concentration on the outside surface, and d the thickness of the diusion layer, the diu- sional path length. Assuming that D and K are constant, Eq. (3) can be integrated and simplied to give J = DK DC d (6) where DC is the concentration dierence across the membrane. The other variables are as dened pre- viously. Drug release will vary, depending on the geometry of the system. The simplest system to con- sider is that of a slab, where drug release is from only one surface, as shown in Fig. 5. In this case, Eq. (6) can be written as dM t dt = ADK DC d (7) where M t is the mass of drug released after time t, dM t =dt the steady-state release rate at time t, and A the surface area of the device. Equations of a similar form can be written for other geometries, such as spheres or cylinders [26]. Since the left side of Eq. (7) represents the release rat of the system, a true controlled-release system with a zero-order release rate can be possible only if all of the variables on the right side of Eq. (7) remain constant. A constant eective area of diusion, diusional path length, concentration dierence, and diusion coe- cient are required to obtain a release rate that is con- stant. These systems often fail to deliver at a constant rate, since it is especially dicult to maintain all these Fig. 4 Schematic representation of a reservoir diusional device. C m(0) and C m(d) represent concentrations of drug at inside surfaces of the membrane, and C (0) and C (d) represent concentrations in the adjacent regions. (From Ref. 29.) Table 3 Characteristics of Reservoir Diffusional Systems Description Drug core surrounded by polymer membrane that controls release rate Advantages Zero-order delivery is possible Release rate variable with polymer type Disadvantages System must be physically removed from implant sites Difficult to deliver high molecular weight compounds Generally increased cost per dosage unit Potential toxicity if system fails Fig. 5 Diagrammatic representation of the slab congura- tion of a reservoir diusional system. Copyright 2002 Marcel Dekker, Inc. parameters constant. The use of a solid drug core re- servoir results in a constant eective concentration, that of the solubility of the drug. Often, however, the polymer may be aected by the bathing medium. Swelling or contraction of the polymer membrane causes a change in the diusional path length of the diusion coecient of the drug through the barrier. For example, if the polymer swells, the diusion path length will increase. The ability of the drug to diuse through the membrane, however, will increase. This is because the diusion coecient of the drug in the bathing medium, which has perfused the polymer during swelling, will be greater than in the unswelled polymer. Although the partition coecient is expected to re- main constant, its magnitude is important. Since this coecient represents the concentration of drug in the membrane relative to that in the core, an excessively high partition coecient will allow quick depletion of the core and an ineective delivery system. For eec- tive diusional systems, the partition coecient should be less than unity. If the value of this coecient is greater than 1, the surrounding polymer does not re- present a barrier, and drug release becomes rst-order. Although diusional systems can provide constant release at steady state, they will demonstrate Initial release rates, which may be faster or slower. This de- pends on the device [27]. For reservoir devices, a sys- tem that is used relatively soon after construction will demonstrate a large time in release, since it will take time for the drug to diuse from the reservoir to the membrane surface. On the other hand, systems that are stored will demonstrate a burst eect, since, on standing, the membrane becomes saturated with available drug. The magnitude of these eects is de- pendent on the diusing distance (i.e., the membrane thickness). Figure 6 gives examples of this phenom- enon. This plot shows the approach to steady-state release for a typical reservoir device that has been stored (burst eect) and for a device that has been freshly made (time lag). Reservoir diusional systems have several ad- vantages over conventional dosage forms. They can oer zero-order release of drug, the kinetics of which can be controlled by changing the characteristics of the polymer to meet the particular drug and therapy con- ditions. The inherent disadvantages are that, unless the polymer used is soluble, the system must somehow be removed from the body after the drug has been re- leased. This is an important dosage form consideration with implantable systems. A silicone elastomer re- servoir has been used to orally deliver iodine through the water supply to large populations suering from deciency [28]. For a system such as this, the none- rodible device poses no signicant problem; however, the appearance of the drug-depleted matrix in the stool can often alarm a naive patient. Another important point to consider is that, in general, the amount of drug contained in the reservoir is far greater than the usual dose needed, since the dosage form is designed to sustain delivery over many dosing intervals. Any error in production or any ac- cidental damage to the dosage form that would directly expose the reservoir core could expose the patient to a potentially toxic dose of drug. This becomes important when designing these dosage forms for drugs with narrow therapeutic ranges or high toxicity. Table 4 gives a representative listing of available products employing reservoir diusion systems. Matrix Devices A matrix device, as the name implies, consists of drug dispersed homogeneously throughout a polymer ma- trix as represented in Fig. 7. In the model, drug in the outside layer exposed to the bathing solution is dis- solved rst and then diuses out of the matrix. This process continues with the interface between the bathing solution and the solid drug moving toward the interior. Obviously, for this system to be diusion- controlled, the rate of dissolution of drug particles within the matrix must be much faster that the diu- sion rate of dissolved drug leaving the matrix. Deri- vation of the mathematical model to describe this system involves the following assumptions [29,30]: (a) a pseudo-steady state is maintained during drug release, (b) the diameter of the drug particles is less than the Fig. 6 Plot showing the approach to steady state for a re- servoir device that has been stored for an extended period (the burst eect curve) and for a device that has been freshly made (the lag time curve). (From Ref. 29.) Copyright 2002 Marcel Dekker, Inc. average distance of drug diusion through the matrix, (c) the bathing solution provides sink conditions at all times, (d) the diusion coecient of drug in the matrix remains constant (i.e., no change occurs in the char- acteristics of the polymer matrix). The next equations, which describe the rate of re- lease of drugs dispersed in an inert matrix system, have been derived by Higuchi [29]. The following equation can be written based on Fig. 3: dM dh = C 0 dh C s 2 (8) where dM=change in the amount of drug released per unit area dh =change in the thickness of the zone of matrix that has been depleted of drug C 0 =total amount of drug in a unit volume of the matrix C s =saturated concentration of the drug within the matrix From diusion theory, dM= D m C s h dt (9) where D m is the diusion coecient in the matrix. Equating Eqs. (8) and (9), integrating, and solving for h gives: M= [C s D m (2C 0 C s )t[ 1=2 (10) When the amount of drug is in excess of the saturation concentration, that is, C 0 C s , M= (2C s D m C 0 t) 1=2 (11) which indicates that the amount of drug released is a function of the square root of time. In a similar man- ner, the drug release from a porous or granular matrix can be described by M= D s C a p T (2C 0 pC a )t h i 1=2 (12) where p =porosity of the matrix T=tortuosity C a =solubility of the drug in the release medium D s =diusion coecient in the release medium This system is slightly dierent from the previous matrix system in that the drug is able to pass out of the matrix through uid-lled channels and does not pass through the polymer directly. For purposes of data treatment, Eq. (11) or (12) can be reduce to M= kt 1=2 (13) where k is a constant, so that a plot of amount of drug released versus the square root of time will be linear, if Table 4 Reservoir Diffusional Products Product Active ingredient(s) Manufacturer Duotrate Pentaerythritol tetranitrate Jones Nico-400 Nicotinic acid Jones Nitro-Bid Nitroglycerin Marion Cerespan Papaverine hydrochloride Rho ne-Poulenc Rorer Nitrospan Nitroglycerin Rorer Measurin Acetylsalicylic acid Sterling Winthrop Fig. 7 Matrix diusional system before drug release (time = 0) and after partial drug release (time = t). Copyright 2002 Marcel Dekker, Inc. the release of drug from the matrix is diusion-con- trolled. If this is the case, then, by the Higuchi model, one may control the release of drug from a homo- geneous matrix system by varying the following para- meters [3135]: (a) initial concentration of drug in the matrix, (b) porosity, (c) tortuosity, (d) polymer system forming the matrix, and (e) solubility of the drug. Matrix systems oer several advantages. They are, in general, easy to make and can be made to release high molecular weight compounds. Since the drug is dispersed in the matrix system, accidental leakage of the total drug component is less likely to occur, al- though, occasionally, cracking of the matrix material can cause unwanted release. The primary dis- advantages of this system are that the remaining ma- trix ``ghost'' must be removed after the drug has been released. Also, the release rates generated are not zero- order, since the rate varies with the square root of time. A substantial sustained eect, however, can be pro- duced through the use of very slow release rates, which in many applications are indistinguishable from zero- order. The characteristics of the system are summar- ized in Table 5, and a representative listing of available products is given in Table 6. F. Bioerodible and Combination Diusion and Dissolution Systems Strictly speaking, therapeutic systems will never be dependent on dissolution only or diusion only. However, in the foregoing systems, the predominant mechanism allows easy mathematical description. In practice, the dominant mechanism for release will overshadow other processes enough to allow classi- cation as either dissolution ratelimited or diusion- controlled. Bioerodible devices, however, constitute a group of systems for which mathematical descriptions of release characteristics can be quite complex. Char- acteristics of this type of system are listed in Table 7. A typical system is shown in Fig. 8. The mechanism of release from simple erodible slabs, cylinders, and spheres has been described [36]. A simple expression describing release from all three of these erodible de- vices is M t M = 1 1 k 0 t C 0 a
n (14) where n = 3 for a sphere, n = 2 for a cylinder, and n = 1 for a slab. The radius of a sphere, or cylinder, or the half-height of a slab is represented by a. M t is the mass of a drug release at time t, and M is the mass released at innite time. As a further complication, these systems can combine diusion and dissolution of both the matrix material and the drug. Not only can drug diuse out of the dosage form, as with some previously described matrix systems, but the matrix itself undergoes a dissolution process. The complexity of the system arises from the fact that, as the polymer dissolves, the diusional path length for the drug may change. This usually results in a moving-boundary diusion system. Zero-order release can occur only if surface erosion occurs and surface area does not change with time. The inherent advantage of such a system is that the bioerodible property of the matrix does not result in a ghost matrix. The disadvantages of these matrix systems are that release kinetics are often hard to control, since many factors aecting both the drug and the polymer must be considered. Another method for the preparation of bioerodible systems is to attach the drug directly to the polymer by Table 5 Characteristics of Matrix Diffusion Systems Description Homogeneous dispersion of solid drug in a polymer mix Advantages Easier to produce than reservoir devices Can deliver high molecular weight compounds Disadvantages Cannot obtain zero-order release Removal of remaining matrix is necessary for implanted systems Table 6 Matrix Diffusional Products Product (tablets) Active ingredient(s) Manufacturer Desoxyn-Gradumet Methamphetamine hydrochloride Abbott Fero-Gradumet Ferrous sulfate Abbott Tral Filmtab Hexocyclium methylsulfate Abbott PBZ-SR Tripelennamine Geigy Procan SR Procainamide hydrochloride Parke-Davis Choledyl SA Oxtriphylline Parke-Davis Copyright 2002 Marcel Dekker, Inc. a chemical bond [37]. Generally, the drug is released from the polymer by hydrolysis or enzymatic reaction. This makes control of the rate of release somewhat easier. Another advantage of the system is the ability to achieve very high drug loading, since the amount of drug placed in the system is limited only by the avail- able sites on the carrier. A third type, which in this case utilizes a combina- tion of diusion and dissolution, is that of a swelling- controlled matrix [38]. Here the drug is dissolved in the polymer, but instead of an insoluble or eroding poly- mer, as in previous systems, swelling of the polymer occurs. This allows entrance of water, which causes dissolution of the drug and diusion out of the swollen matrix. In these systems the release rate is highly de- pendent on the polymer-swelling rate, drug solubility, and the amount of soluble fraction in the matrix [39]. This system usually minimizes burst eects, since polymer swelling must occur before drug release. G. Osmotically Controlled Systems In these systems, osmotic pressure provides the driving force to generate controlled release of drug. Consider a semipermeable membrane that is permeable to water, but not to drug. A tablet containing a core of drug surrounded by such a membrane is shown in Fig. 9. When this device is exposed to water or any body uid, water will ow into the tablet owing to the osmotic pressure dierence. The rate of ow, dV=dt, of water into the device can be represented as dV dt = Ak h(DPDP) (15) where k =membrane permeability A=area of the membrane Table 7 Characteristics of Bioerodible Matrix Systems Description A homogeneous dispersion of drug in an erodible matrix Advantages All the advantages of matrix dissolution system Removal from implant sites not necessary Disadvantages Difficult to control kinetics owing to multiple processes of release Potential toxicity of degraded polymer must be considered Fig. 8 Representation of a bioerodible matrix system. Drug is dispersed in the matrix before release at time = 0. At time = t, partial release by drug diusion or matrix erosion has occurred. Fig. 9 Diagrammatic representation of two types of osmo- tically controlled systems. Type A contains an osmotic core with drug. Type B contains the drug solution in a exible bag, with the osmotic core surrounding. Copyright 2002 Marcel Dekker, Inc. h =membrane thickness DP=osmotic pressure dierence DP=hydrostatic pressure dierence These systems generally appear in two dierent forms, as depicted in Fig. 9. The rst contains the drug as a solid core together with electrolyte, which is dis- solved by the incoming water. The electrolyte provides the high osmotic pressure dierence. The second sys- tem contains the drug in solution in an impermeable membrane within the device. The electrolyte surrounds the bag. Both systems have single or multiple holes bored through the membrane to allow drug release. In the rst example, high osmotic pressure can be relieved only by pumping solution, containing drug, out of the hole. Similarly, in the second example, the high os- motic pressure causes compression of the inner mem- brane, and drug is pumped out through the hole. In the system with the bag, or if the hole is large enough in either system, the hydrostatic dierence becomes negligible, and Eq. (15) becomes dV dt = Ak h(DP) (16) indicating that the ow rate of water into the tablet is governed by permeability, area, and thickness of the membrane. The rate of drug leaving the orice, dM=dt, is equivalent to the ow rate of incoming water mul- tiplied by the solution concentration of drug, C s , within the device: dM dt = dV dt C s (17) Osmotic systems have application in pharmacological studies, implantation therapies, and oral drug delivery. In systems with solid drug dispersed with electro- lyte, the size or number of bored hole(s) are the rate- limiting factors for release of drug. Quality control of the manufacture of these systems must be exceptional, since any variation in boring of the hole, accomplished with a laser drill, can have a substantial eect on re- lease characteristics. Most of the orally administered osmotic systems are of this variety. A variation on this theme is an osmotic system of similar design without a hole. The building osmotic pressure causes the tablet to burst, causing all the drug to be rapidly released [40]. This design is useful for drugs that are dicult to formulate in tablet or capsule form. These osmotic systems are advantageous in that they can deliver large volumes, and some are rellable. Most important, the release of drug is in theory in- dependent of the drug's properties [41,42]. This allows one dosage form design to be used for almost any drug. Disadvantages are that the systems are relatively ex- pensive and, for certain applications, require im- plantation. For drugs that are unstable in solution, these systems may be inappropriate because the drug remains in solution form for extended periods before release. System characteristics are summarized in Table 8. H. Ion-Exchange Systems Ion-exchange systems generally use resins composed of water-insoluble cross-linked polymers. These polymers contain salt-forming functional groups in repeating positions on the polymer chain. The drug is bound to the resin and released by exchanging with appro- priately charged ions in contact with the ion-exchange groups. Resin
drug
resin
drug
conversely, Resin
drug
resin
drug
where X 7 and Y
are ions in the GI tract. The free
drug then diuses out of the resin. The drugresin complex is prepared either by repeated exposure of the resin to the drug in a chromatography column or by prolonged contact in solution. The rate of drug diusing out of the resin is con- trolled by the area of diusion, diusional path length, and rigidity of the resin, which is a function of the amount of cross-linking agent used to prepare the resin. This system is advantageous for drugs that are highly susceptible to degradation by enzymatic pro- cesses, since it oers a protective mechanism by tem- porarily altering the substrate. This approach to Table 8 Characteristics of Osmotically Controlled Devices Description Drug surrounded by semipermeable membrane and release governed by osmotic pressure Advantages Zero-order release obtainable Reformulation not required for different drugs Release of drug independent of the environment of the system Disadvantages Systems can be much more expensive than conventional counterparts Quality control more extensive than most conventional tablets Copyright 2002 Marcel Dekker, Inc. sustained release, however, has the limitation that the release rate is proportional to the concentration of the ions present in the area of administration. Although the ionic concentration of the GI tract remains rather constant with limits [15], the release rate of drug can be aected by variability in diet, water intake, and in- dividual intestinal content. A representative listing of ion-exchange products is given in Table 9. An improvement in this system is to coat the ion- exchange resin with a hydrophobic rate-limiting poly- mer, such as ethylcellulose or wax [43]. These systems rely on the polymer coat to govern the rate of drug availability. IV. TARGETED DELIVERY SYSTEMS Targeted systems represent the next level in state-of- the-art controlled drug-delivery systems. These systems address the problem of spatial placement of ther- apeutic compounds. Since the site of drug action is the target of these systems, oral administration is generally not used as a method of delivery. Targeted drug-de- livery systems have received much attention for cancer chemotherapy. A very extensive review on this subject and on novel drugs describes the enormous potential for the discovery of innovative cancer treatments with improved ecacy and selectivity for the third millen- nium [44]. The review focuses on new technologies and on mechanism-based agents and systems directed to molecular pathways and targets that are casually in- volved in cancer formation and progression. A. Liposomes Liposomes have been, and continue to be, of con- siderable interest in drug-delivery systems. A schematic diagram of their production is shown in Fig. 10. Liposomes are normally composed of phospholipids that spontaneously form multilamellar, concentric, bilayer vesicles, with layers of aqueous media separ- ating the lipid layers. These systems, commonly re- ferred to as multilamellar vesicles (MLVs), have diameters in the range of 15 mm. Sonication of MLVs results in the production of small unilamellar vesicles (SUVs), with diameters in the range 0.020.08 mm. These vesicles are a single, lipid outer layer, with an aqueous inner core. Large unilamellar vesicles (LUVs) can also be made by evaporation under reduced pres- sure, resulting in liposomes with a diameter of 0.1l mm. Further extrusion of LUVs through a membrane lter will also result in SUVs. To use liposomes as delivery systems, drug is added during the formation process. Hydrophilic compounds usually reside in the aqueous portion of the vesicle, whereas hydrophobic species tend to remain in the lipid proteins. The physical characteristics and stability of lipsomal preparations depend on pH, ionic strength, the presence of divalent cations, and the nature of the phospholipids and additives used [4547]. In general, these vesicle systems demonstrate low permeability to ionic and polar substances, but this varies greatly with liposome composition. Those made with positively charged phospholipids are impermeable to cations, whereas negatively charged liposomes are permeable to cations, and both types are readily per- meated by anions [48]. The degree of saturation or the length of the phospholipid fatty acid chain will also greatly aect the solute permeability of the liposomes [49]. An increase in temperature can also alter perme- ability [50] by causing the lipids to undergo a phase transition to a less-ordered, more uid conguration. Again, the transition is characteristic for diering types of lipids. This has been employed in a unique targeting approach by creating an environment of local hy- pothermia; the liposomes are encouraged to release their encapsulated cargo in that specied area, for example, a capillary bed [51,52]. Some proteins, such as those found in serum, are able to deform, penetrate the bilayer, or remove lipid components, resulting in changes in liposome perme- ability [53]. Many additives, such as cholesterol, are able to inhibit this eect, stabilizing the membrane structure of the vesicle and limiting cargo leakage [54]. This is achieved by allowing closer lipid packing [55]. The fact that impurities, such as cholesterol or free Table 9 Ion-Exchange Products Product Active ingredient(s) Manufacturer Biphetamine capsules Amphetamine, dextroamphetamine Fisons Tussionex suspension Hydrocodone, chlorpheniramine Fisons Ionamin capsules Phenteramine Pennwalt Delsym solution Dextromethorphan hydrobromide McNeil Copyright 2002 Marcel Dekker, Inc. fatty acids [56], can dramatically change the perme- ability and surface charge of liposomes points to the necessity for strict controls on the quality and purity of lipids used in liposomal preparation. Liposomes that remain impermeable to their con- tents cannot release these compounds without inter- action with cells. This cellular interaction occurs by three dierent mechanisms (Fig. 11) [57]. Of these, fusion and adsorption usually involve drug leakage, whereas eective drug delivery results from en- docytosis. 1. Fusion of the liposome with the cell membrane. For this, the lipid portion of the vesicle becomes part of the cell wall. 2. Adsorption to the cell wall. For this, transfer of liposome content must be by diusion through the lipids of the liposome and the cell mem- brane. 3. Endocytosis of the vesicle by the cell. The entire liposomal contents are made available to the cell. The advantageous eects of liposomal carrier sys- tems include protection of compounds from metabo- lism or degradation, as well as enhanced cellular uptake. Liposome-mediated delivery of cytotoxic drugs to cells in culture has resulted in improved po- tency [58,59]. Prolonged release of encapsulated cargo has also been demonstrated [60,61]. More recently, li- posomes with extended circulation half-lives and dose- independent pharmacokinetics (Stealth liposomes) [62] have shown promise in delivery of drugs that are normally very rapidly degraded. Fig. 10 Schematic representation of a procedure for the production of liposomes. Copyright 2002 Marcel Dekker, Inc. Liposomes, however, also have inherent dis- advantages in the areas of stability and uniformity of production. Once a system has demonstrated merit for treatment of a particular disease state, the following must be determined before a formulation is acceptable for marketing and human use: (a) lipid purity and stability; (b) drug stability and leakage from the ve- sicles; (c) lipid-drug cargo interaction; and (d) control of vesicle size and drug-loading eciency for large- batch production. The potential of liposomes in oral drug delivery has been largely disappointing. However, the use of poly- mer-coated, polymerized, and microencapsulated li- posomes have all increased their potential for oral use [63], and it predicted that a greater understanding of their cellular processing will ultimately lead to eective therapies for oral liposomes. Progress in employing liposomes and nanoparticles for the targeted delivery of antibiotics over the past 20 years was recently summarized. These systems may provide stealthy strategies to avoid drug uptake by mononuclear phagocytes following IV injection, al- lowing extended systemic presence of the drug and increased drug concentrations at infected sites while reducing drug toxicity [64]. Advances in liposome technology that have resulted in the development of ligand-targeted liposomes cap- able of selectively increasing the ecacy of carried agents against receptor-bearing tumor cells have been extensively reviewed [65]. Receptors for vitamins and growth factors are attractive targets for ligand-directed liposomal therapies due to their high expression levels on various forms of cancer. External stimuli have also been used to further target liposomes. In one such study magnetite particles were incorporated in radiolabeled liposomes and a magnet positioned over the right kidney of a test ani- mal. The liposomes were selectively targeted to that kidney in concentrations that were viewed as sig- nicantly high for relevant clinical applications [66]. Mention should also be made in this section of niosomes, which are nonionic surfactant vesicles that have shown promise as inexpensive and chemically stable alternatives to liposomes [67]. A challenge in designing liposome systems is the assessment of drug release from such systems in vitro. Use of agarose gel matrices has been reported as one approach to evaluate the release kinetics of liposome- encapsulated materials in the presence of biological components [68]. B. Prodrugs A prodrug is a compound resulting from chemical modication of a biologically active compound that will liberate the active form in vivo by enzymatic or hydrolytic cleavage. The primary purpose in forming a prodrug is to modify the physicochemical properties of the drug, usually to alter the membrane permeability of the parent compound. This change in physicochemical properties of the drug inuences the ultimate locali- zation of the drug. There are various reasons for for- mulating a prodrug system. If the parent compound is insoluble, this can be modied [69]. If it is easily de- graded, modication can protect the parent compound from enzymatic of hydrolytic attack. Modications can also reduce side eects, such as GI irritation [70]. Several drugs are now marketed in the form of a prodrug; for example, sulindac, a nonsteroidal anti- inammatory agent, and numerous angiotension-con- verting enzyme (ACE) inhibitors. The necessary conversion of prodrug to parent can occur by a variety of reactions, the most common being hydrolytic clea- vage [71]. The prodrug ester forms of a hydroxyl or carboxyl group of the parent compound can be readily cleaved by blood esterase. Other activation processes may include biochemical reduction or oxidation. Fig. 11 Schematic representation of liposome interactions at a membrane surface. Copyright 2002 Marcel Dekker, Inc. However the conversion occurs, to achieve sustained drug action the rate of conversion from prodrug to active compound should not be too high [72]. Site- specic, controlled delivery is achieved by the antiviral prodrug acyclovir, which is converted to active form by a virus-specic enzyme [73]. Sustained release of ster- oid prodrugs, especially progestagens and progestagen- estrogen combinations, have seen a substantial amount of clinical experience, both as a means of birth control and as symptomatic menopausal treatment [74]. The concept of the double prodrug (proprodrugs) may allow more controlled delivery of various prodrug compounds [75]. For example, if a prodrug shows site- specic activation but has poor transport properties or stability problems, it could be converted to a propro- drug that transported better or is more stable (Fig. 12). Prodrug systems have been taken even further by in- cluding as prodrugs polymer prodrugs, in which a drug is covalently linked to a polymer backbone. This type of system could encompass a staggering number of possibilities. Encouraging results have been shown with mitomycin [76,77], for example. A model, the Ringsdorf model, has been developed to depict the ideal drug-delivery system for polymeric prodrugs, which has all the desired physicochemical properties to deliver the drug at the desired tissue or intracellular region [78]. The most serious disadvantage of the prodrug ap- proach to controlled sustained delivery is that ex- tensive development must be undertaken to nd the correct chemical modication for a specic drug. Ad- ditionally, once a prodrug is formed, it is a new drug entity and, therefore, requires extensive and costly studies to determine safety and ecacy. C. Nanoparticles Nanoparticles are solid colloidal particles ranging in size from 10 to 1000 nm. They can be used as drug carriers, with the drug encapsulated, dissolved, ad- sorbed, or covalently attached [79,80]. The small size of the nanoparticles permits administration by in- travenous injection and also permits their passage through capillaries that remove larger particles. They are usually taken up by the liver, spleen, and lungs [81,82]. Preparation of nanoparticles can be by a variety of dierent ways. The most important and frequently used is emulsion polymerization; others include inter- facial polymerization, solvent evaporation, and deso- lvation of natural proteins. The materials used to prepare nanoparticles are also numerous, but most commonly they are polymers such as poly- alklcyanoacrylate, polymethylmethacrylate, poly- butylcyanoacrylate, or are albumin or gelatin. Distribution patterns of the particles in the body can vary depending on their size, composition, and surface charge [8385]. In particular, nanoparticles of poly- cyanoacrylate have been found to accumulate in cer- tain tumors [86,87]. There are several possible ways that the drug cargo can be incorporated into nanoparticles. They may be bound by polymerization of the nanoparticles in the presence of drug solution or by absorption of the drug onto prepolymerized nanoparticles. The drug will be dispersed in the particle's polymer matrix [88] or ad- sorbed to the surface, depending on its anity to the polymer. Drugs used for nanoparticle delivery have been, for the most part, cytotoxic agents such as dac- tinomycin (actinomycin D) [89], 5-uorouracil [90,91], doxorubicin [92,93], and methotrexate [94], but have also included delivery of bioactive peptides and pro- teins, for example, growth hormonereleasing factor [95,96]. Nanoparticles show great promise as devices for the controlled release of drugs, provided that the choice of material for nanoparticle formation is made with the appropriate considerations of the drug cargo, admin- istration route, and the desired site of action. The use of nano- and microparticles as controlled drug-delivery devices has recently been extensively reviewed [97]. Fig. 12 Illustration of prodrug and proprodrug concept. Copyright 2002 Marcel Dekker, Inc. In addition, biodegradable nanoparticles for sustained release formulations to improve site-specic drug de- livery has also been reviewed [98]. D. Resealed Erythrocytes When red blood cells are placed in hypotonic media, they swell, which causes rupturing of the membrane and formation of pores. These pores allow free ex- change of intra- and extra-cellular components. Re- adjustment of the solution tonicity to isotonic allows resealing of the membrane. This technique usually al- lows encapsulation of up to 25% of the drug or enzyme in solution [99]. In addition to this method, called the preswell dilution technique, there are other ways to form drug-loaded erythrocytes. In the dialysis techni- que, the red blood cells are placed in dialysis tubes that are immersed in a hypotonic medium. This results in retention of cytoplasmic components when the cells are resealed. Another method involves subjecting the cells to an intense electric eld, causing pores to form, which again can be resealed after drug uptake. The potential advantages of loaded red blood cells as delivery systems are as follows [100]: 1. They are biodegradable and nonimmunogenic. 2. They can be modied to change their resident circulation time, depending on their surface (cells with little membrane damage can circulate for prolonged periods). 3. Entrapped drug is shielded from immunological detection and external enzymatic degradation. 4. The system is relatively independent of the physicochemical properties of the drug (i.e., it does not require chemical modications). In general, normally aging erythrocytes and slightly damaged cells are sequestered in the spleen, whereas those heavily damaged or modied are removed from circulation by the liver [101]. This along with a short storage life of about 2 weeks [102], constitutes the major drawback of using resealed erythrocytes as drug carriers. Before treating the various classes of sustained- and controlled-release drug-delivery systems in this chap- ter, it is appropriate to note that drug delivery may be incorporated in other chapters where the various classes of drug products and routes of administration are discussed. In addition the reader is referred to Chapter 16 on target-oriented drug-delivery systems. E. Antibody-Targeted Systems An alternative drug-delivery system makes use of macromolecular attachment for delivery using im- munoglobulins as the macromolecule. The obvious advantage of this system is that it can be targeted to the site of the antibody specicity. Although this usually does not provide much of a sustaining me- chanism, the problem of spatial placement is ad- dressed. The advantage in this is that far less drug is used, and side eects can be reduced substantially. Drugs are linked, covalently or noncovalently, to the antibody [103] or placed in vesicles such as lipo- somes or microspheres, and the antibody used to target the liposome [104,105] (Fig. 13). Covalent attachment is generally not very ecient and also diminishes the antigen-binding capacity [106,107]. There are only a few functional groups available per antibody that can be used for chemical coupling without aecting the antibody's binding activity. If conjugation is done through an immediate carrier molecule, one can in- crease the drug/antibody ratio [108,109]. Such inter- mediates have included dextran or poly-l-glutamic acid [110112]. Many drugs have been conjugated to antibodies or their fragments, including daunomycin [113], cyclos- porine [114], platinum [115], chlorambucil [116], and vindesine [117]. When choosing a drug for this type of Fig. 13 Diagrammatic representation of two types of antibody-targeted systems. Drug is either covalently linked directly to the antibody or is contained in liposomes that are targeted by attached antibodies. Copyright 2002 Marcel Dekker, Inc. delivery, one must consider many facts [118], such as whether the drug is active extra- or intracellularly, if it must be cleaved from the antibody to be active, and the strength and method of coupling. Immunoliposomesliposomes loaded with drug cargo that have been surface-conjugated to antibodies or antibody fragmentshave also been investigated by a number of researchers. Linkage of antibody to a liposome can be covalent or noncovalent. Spacers are used for covalent binding, or the antibody is modied by attaching an ``anchor group [119] for noncovalent coupling. The anchor group, which is hydrophobic, inserts into the bilayer of the liposome, ``anchoring'' the antibody to the vesicle. Numerous antibodylipo- some combinations have been looked at, delivering both drugs [120122] and genetic material [123125]. The obvious advantage to antibody-targeted systems is that through the use of monoclonal antibodies, which recognize only the tumor antigen, side eects of cyto- toxic chemicals on the rest of the body could be greatly reduced [126,127]. These systems represent a novel and currently high-interest research area of drug delivery. Their potential value in the delivery of compounds to directed targets has generated considerable interest. V. DENTAL SYSTEMS Controlled and sustained drug delivery has recently begun to make an impression in the area of treatment of dental diseases. Many researchers have demon- strated that controlled delivery of antimicrobial agents, such as chlorhexidine [128130], ooxacin [131133], and metronidazole [134], can eectively treat and prevent periodontitis. The incidence of dental caries and formation of plaque can also be reduced by con- trolled delivery of uoride [135,136]. Delivery systems used are lm-forming solutions [129,130], polymeric inserts [132], implants, and patches. Since dental dis- ease is usually chronic, sustained release of therapeutic agents in the oral cavity would obviously be desirable. VI. OCULAR SYSTEMS The eye is unique in its therapeutic challenges. An ef- cient mechanism, that of tears and tear drainage, which quickly eliminates drug solution, makes topical delivery to the eye somewhat dierent from most other areas of the body [137]. Usually less than 10% of a topically applied dose is absorbed into the eye, leaving the rest of the dose to potentially absorb into the bloodstream [138], resulting in unwanted side eects. The goal of most controlled-delivery systems is to maintain the drug in the precorneal area and allow its diusion across the cornea. Suspensions and oint- ments, although able to provide some sustaining eect, do not oer the amount of control desired [139,140]. Polymeric matrices can often signicantly reduce drainage [141], but other newer methods of controlled drug delivery can also be used. The application of ocular therapy generally includes glaucoma, articial tears, and anticancer drugs for intraocular malignancies. The sustained release of ar- ticial tears has been achieved by a hydro- xypropylcellulose polymer insert [142]. However; the best-known application of diusional therapy in the eye, Ocusert-Pilo, the device shown in Fig. 14, is a relatively simple structure with two rate-controlling membranes surrounding the drug reservoir containing pilocarpine. Thus, a thin, exible lamellar ellipse is created and serves as a model reservoir device. The unit is placed in the eye and resides in the lower cul-de-sac, just below the cornea. Since the device itself remains in the eye, the drug is released into the tear lm. The advantages of such a device are that it can control intraocular pressure for up to a week [143]. Control is achieved with less drug and fewer side ef- fects, since the release of drug is zero-order. The system is more convenient, since application is weekly, as opposed to the four times a day dosing for pilocarpine solutions. This greatly improves patient compliance and assures round-the-clock medication, which is of great importance for glaucoma treatment. The main disadvantage of the system is that it is often dicult to retain in the eye and can cause some discomfort. Another method of delivery of drug to the anterior segment of the eye that has proved successful is pro- drug administration [144]. Since the corneal surface presents an eective lipoidal barrier, especially to hy- drophilic compounds, it seems reasonable that a pro- drug that is more lipophilic than the parent drug will be more successful in penetrating this barrier. Fig. 14 Schematic diagram of the Ocusert intraocular de- vice for release of pilocarpine. Copyright 2002 Marcel Dekker, Inc. One drug that has been formulated in this manner is dipivalyl epinephrine (Dividephrine), a dipivalyl ester of epinephrine. Epinephrine itself is poorly absorbed owing to its polar characteristics and is highly meta- bolized. The prodrug form is approximately 10 times as eective at crossing the cornea and produces sub- stantially higher aqueous humor levels [144,145]. For another prodrug, phenylephrine pivalate, there is some possibility that the prodrug itself is therapeutically active [146,147]. Many other drugs have been deriva- tized for prodrug ocular delivery: timolol [148,149], nadolol [150], pilocarpine [151,152], prostaglandin F 2a [153,154], terbutaline [155], acyclovir [156], vidarabine [157], and idoxuridine [158,159]. New sustained-release technologies are gaining in ocular delivery, as in other routes. Liposomes as drug carriers have achieved enhanced ocular delivery of certain drugs [160], antibiotics [161163], and peptides [164]. Biodegradable matrix drug delivery to the ante- rior segment has also been studied [165,166]. Pro- longed delivery of pilocarpine can be achieved with a polymeric dispersion [167] or submicrometer emulsions [168]. Implantation of polymers containing endotoxin for neovascularization [169], gancyclovir [170], 5-uro- uracil [171], and injections of doxorubicin (adriamycin) [172] have also resulted in sustained delivery. However, topical ocular delivery is much preferred over implants and injections. VII. TRANSDERMAL SYSTEMS The transdermal route of drug administration oers several advantages over other methods of delivery. For some cases, oral delivery may be contraindicated, or the drug may be poorly absorbed. This would also include situations for which the drug undergoes a substantial rst-pass eect [173] and systemic therapy is desired. The skin, although presenting a barrier to most drug absorption, provides a very large surface area for dif- fusion. Below the barrier of the stratum corneum is an extensive network of capillaries. Since the venous re- turn from these capillary beds does not ow directly to the liver, compounds are not exposed to these enzymes during absorption [173]. A most notable example of such a drug is nitroglycerin, which has been adminis- tered both sublingually and transdermally to avoid rst-pass metabolism. Other drugs that have seen success in controlled transdermal delivery are testos- terone [174], fentanyl [175,176], bupranolol [177], and clonidine. Transdermal controlled-release systems can be used to deliver drugs with short biological half-lives and can maintain plasma levels of very potent drugs within a narrow therapeutic range for prolonged periods. Should problems occur with the system or a change in the status of the patient require modication of therapy, the system is readily accessible and easily removed. One of the primary disadvantages to this method of delivery is that drugs requiring high blood levels to achieve an eect are dicult to load into a transdermal system owing to the large amount of material required. These systems would naturally be contraindicated if the drug or vehicle caused irritation to the skin. Also, various factors aecting the skin, such as age, physical condition, and device location, can change the relia- bility of the system's ability to deliver medication in a controlled manner. In other words, both the drug and the nature of the skin can aect the system design. Current controlled transdermal-release systems can be classied into four types, as follows, with a re- presentative product and manufacturer: 1. Membrane permeation-controlled system in which the drug permeation is controlled by a polymeric membrane: Transderm-Scop (scopo- lamine; Ciba-Geigy). 2. Adhesive dispersion-type system, which is si- milar to the foregoing but lacks the polymer membrane; instead the drug is dispersed into an adhesive polymer: Deponit (nitroglycerin; Wyeth). 3. Matrix diusion-controlled system in which the drug is homogeneously dispersed in a hydro- philic polymer; diusion from the matrix con- trols release rate: Nitrodur (nitroglycerin; key). 4. Microreservoir dissolution-controlled system in which microscopic spheres of drug reservoir are dispersed in a polymer matrix: Nitrodisc (ni- troglycerin; Searle). Most marketed systems are of the polymeric mem- brane-controlled type; representative of these is Transderm-Scop. This product, shown in Fig. 15, is designed to deliver scopolamine over a period of days without the side eects commonly encountered when the drug is administered orally [178]. The system con- sists of a reservoir containing the drug dispersed in a separate phase within a highly permeable matrix. This is laminated between the rate-controlling microporous membrane and an external backing that is imperme- able to drug and moisture. The pores of the rate-con- Copyright 2002 Marcel Dekker, Inc. trolling membrane are lled with a uid that is highly permeable to scopolamine. This allows delivery of the drug to be controlled by diusion through the device and skin. Control is achieved because at equilibrium the membrane is rate-limiting for drug permeation. To initiate an immediate eect, a priming dose is con- tained in a gel on the membrane side of the device. Another drug that is popular for controlled trans- dermal release is nitroglycerin. Conventionally, this drug is administered sublingually, although the dura- tion of action by this route is quite short. This is ac- ceptable for acute anginal attacks, but not for prophylactic treatment. Oral administration has the disadvantage that large fractions of the dose are lost to rst-pass metabolism in the liver. Topical ointments have long been used for prophylactic treatment of angina, but their duration is only 48 hour and, in addition, they are not aesthetically acceptable. The transdermal nitroglycerin devices employ a variety of systems to provide 24-hour delivery. An electrochemical method to provide pulsed de- livery of nitroglycerin, on demand, by the transdermal route has been described [179]. Transdermal ionto- phoresis is another technique to provide noninvasive, continuous, pulsatile, or preprogrammed dosing that, as disclosed in a review, is showing good promise for many drugs including some peptides and proteins [180]. Another promising new approach in transdermal and transmucosal drug delivery is the use of high- velocity powder injection. This approach, which uses a helium gas jet to accelerate ne drug particles (20100 mm diameter) into skin or mucosal sites, has also recently been reviewed [181]. Yet another new transdermal system has been developed to deliver nitric oxide (NO) which is a mediator of a number of bio- logical processes, including vasodilation, wound heal- ing, and antimicrobial activity. A chemical generator of NO is placed on one side of a selective permeable membrane (to NO but not to the generator chemicals), with the skin on the other side [182]. VIII. VAGINAL AND UTERINE SYSTEMS Sustained- and controlled-release devices for drug de- livery in the vaginal and uterine areas are most often for the delivery of contraceptive steroid hormones. The advantages in administration by this routeprolonged release, minimal systemic side eects, and an increase in bioavailabilityallow for less total drug than with an oral dose. First-pass metabolism that inactivates many steroid hormones can be avoided [183,184]. One such application is the medicated vaginal ring [185]. Therapeutic levels of medroxyprogesterone have been achieved at a total dose that was one-sixth the required oral dose [186]. Ring delivery devices have several problems that have limited their usevaginal wall erosion and ring expulsion, to name a few. Mi- crocapsules have also recently been useful for vaginal and cervical delivery [187]. Local progesterone release from this dosage form can alter cervical mucus to in- terfere with sperm migration [188]. Other steroids have also attained sustained delivery by an intracervical system [189]. The sustained release of progesterone from various polymers given vaginally have also been found useful in cervical ripening and the induction of labor [190192]. A possible new use of the vaginal route is for long-term delivery of antibodies. When various antibodies, including monoclonal IgG and IgM, were administered from polymer vaginal rings in test animals, antibody concentrations remained high over 30 days in vaginal secretions and detectable in blood and tissues, suggesting the route as a reasonable approach to achieve sustained mucosal and systemic antibody levels [193]. A more common contraceptive device is the in- trauterine device (IUD). The rst type of intrauterine device used was undedicated. These have received in- creased attention since the use of polyethylene plastics and silicone rubbers [194196]. These materials had the ability to resume their shape following distortion. Be- cause they are unmedicated, these IUDs cannot be classieds as sustained-release products. It is believed that their mechanism of action is due to local en- dometrial responses, both cellular and cytosecretory Fig. 15 Schematic diagram of a transdermal device for the delivery of scopolamine. Copyright 2002 Marcel Dekker, Inc. [197]. Initial investigations of these devices led to the conclusion that the larger the device, the more eective it was in preventing pregnancy. Large devices, how- ever, increased the possibility of uterine cramps, bleeding, and expulsion of the device. Eorts to improve IUDs have led to the use of medicated devices. Two types of agents are generally usedcontraceptive metals and steroid hormones. The metal device is exemplied by the CU-7, a poly- propylene plastic device in the shape of the number 7. Copper is released by a combination of ionization and chelation from a copper wire wrapped around the ver- tical limb. This system is eective for up to 40 months. The hormone-releasing devices have a closer re- semblance to standard methods of sustained release because they involve the release of a steroid compound by diusion [198,199]. The Progestasert, a reservoir system, is shown in Fig. 16. Progesterone, the active ingredient, is dispersed in the inner reservoir, sur- rounded by an ethylene/vinyl acetate copolymer membrane. The release of progesterone from this sys- tem is maintained almost constant for 1 year. The ef- fects of release are local, with none of the systematic side eects observed with orally administered contra- ceptives [200207]. IX. INJECTIONS AND IMPLANTS One of the most obvious ways to provide sustained- release medication is to place the drug in a delivery system and inject or implant the system into the body tissue. The concept of such delivery methods is not new, but the technology applied is contemporary. Administration of these systems often requires surgical implantation or specialized injection devices. The fact that these systems are in constant contact with exposed tissue components places certain requirements on the systems and their polymer composition. In general, the materials used must be biocompa- tible, that is, the polymers themselves must not cause irritation at the implantation site or promote infectien or sterile abscess. The most common polymers used are hydrogels, silicones, and biodegradable materials [208]. Hydrogels have the advantageous property of being able to retain large amounts of water within their structure without dissolving [209]. This high aqueous content makes them very compatible with living tissues but unfortunately allows low molecular weight sub- stances to diuse out quickly. Cross-linking agents can be used to reduce this diusional loss and to provide structural rigidity, but this can increase the frictional irritation of the hydrogel with its surrounding tissue. Subcutaneous implantation is currently one of the most utilized routes to investigate the potential of sustained-delivery systems. This is because favorable absorption sites are available and removal of the device can be accomplished at any time. Surgery is often re- quired and in itself can be considered a disadvantage, as is the fact that once implanted, the delivery rate of the drug is usually xed until the device is removed. The development of implants has a long history, starting initially with investigations on implanted sili- cone devices. The most notable new implantable pro- duct is Norplant, a contraceptive device releasing levonorgestrel for up to 5 years [210]. This product is implanted subdermally and requires only a local an- esthetic. A variety of other drugs have also been used, including thyroid hormones, steroids, cardiovascular agents [211213], insulin [215], and nerve growth factor [216]. Sustained-release injections, subcutaneous and in- tramuscular, have been investigated in a variety of dierent formulations [217,218]. Injections of degrad- able microspheres have eciently prolonged delivery of numerous drugs [219222], even antigenic sub- stances and vaccines to produce immunity [223,224]. Some implantation devices have extended well be- yond the classic diusional systems and have included not only bioerodible devices, but also implantable therapeutic systems that can be activated. There are devices activated by change in osmotic pressure to deliver insulin [225], morphine release trigger by va- por pressure [226], and pellets activated by magnetism Fig. 16 Schematic diagram of the Progestasert intrauterine device for the release of progesterone. Copyright 2002 Marcel Dekker, Inc. to release their encapsulated drug load [227]. Such external control of an embedded device would elim- inate many of the disadvantages of most implanted delivery systems. In the delivery of therapeutic proteins, although recent advances in transdermal and oral delivery have been signicant, logarithmic increases in the bioa- vailability of these drugs must be achieved to make them candidates for commercialization by these routes. Therefore, in the years immediately ahead, protein delivery for commercial products will likely be limited to injection forms, depot systems, and pul- monary administration [228]. As a result a great deal of research is now directed to such areas as increasing the functionalization of polymer carrier material surfaces to meet the demands of the biological host system [229]. Included in this general approach are adherent bilayer hydrogels carrying proteins for intra- arterial delivery [230]. Another approach involves the chemical modication of proteins to facilitate their formulation into or conjugation with the parenteral polymeric carriers [231]. X. OTHER TARGETED SITES Sites along the small intestine and in the colon are in- creasingly becoming specic locations for drug delivery. A wide variety of transporters are found in the intestine and are involved in the transport of dietary nutrients. These transporters, located in the brush border mem- brane and basolateral membrane, exhibit unique sub- strate specicities. The development of prodrugs that target intestinal transporters has been successful in some cases, and the intestinal peptide transporter is used to increase the bioavailability of several peptido- mimetic drugs. Recent advances in gene cloning and molecular biology techniques are making it possible to study the characteristics and distribution of transpor- ters at a molecular level. This eld and the promise for targeting specic intestinal transporters in drug delivery has recently been comprehensively reviewed [232]. The colon represents an important and challenging target site in the gastrointestinal tract to provide more eective treatments for ulcerative colitis, Crohn's dis- ease, and colorectal cancer. In addition, colonic de- livery of vermicides and diagnostic agents is enhanced. Special ``superenteric'' polymer coatings continue to be investigated; these transit not only to the stomach, but also to the small intestine before releasing all or most of their ``encapsulated'' drug [233,244]. Several very comprehensive reviews on colonic drug targeting have been published [235,236]. Various prodrug conjugates of 5-aminosalicylic acid have also been used to deliver that drug to the colon for site-specic release [237]. Another very important site for drug delivery is the central nervous system (CNS). The blood-brain barrier presents a formidable barrier to the eective delivery of most agents to the brain. Interesting work is now ad- vancing in such areas as direct convective delivery of macromolecules (and presumably in the future macromolecular drug carriers) to the spinal cord [238] and even to peripheral nerves [239]. For the interested reader, the delivery of therapeutic molecules into the CNS has also been recently comprehensively reviewed [240]. Polymers have historically been the key to the great majority of drug-delivery systems. It is expected that this will be the case in the foreseeable future. A class of polymers growing in importance in this regard are phase-transition polymers. These materials undergo physical changes, which may, for example, trigger drug release in response to external stimuli (pH, temperature including microwave response, light sources, chemicals including metabolites, electric current, magnetic eld, etc.). The signicance of these polymers is that they may not only dictate where a drug is delivered, but when and at what time intervals it is released. A paper has summarized these polymers and their applications to modulated drug delivery [241]. XI. CONCLUSIONS The space limitations of a text such as this do not permit a complete discourse on all of the sustained and controlled mechanisms available for possible drug delivery. 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