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Ockham’s Nominalism
Ockham’s
Nominalism
A Philosophical Introduction
C L AU D E PA NAC C IO
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and you must impose this same condition on any acquirer.
Library of Congress Cataloging-in-Publication Data
Names: Panaccio, Claude, 1946–author.
Title: Ockham’s nominalism : a philosophical introduction /Claude Panaccio.
Description: New York : Oxford University Press, 2023. |
Includes bibliographical references and index.
Identifiers: LCCN 2022027373 (print) | LCCN 2022027374 (ebook) |
ISBN 9780190078980 (hardback) | ISBN 9780190079000 (epub)
Subjects: LCSH: William, of Ockham, approximately 1285-approximately 1349. |
Nominalism. | Philosophy, Medieval.
Classification: LCC B765.O34 P363 2023 (print) | LCC B765.O34 (ebook) |
DDC 189—dc23/eng/20220805
LC record available at https://lccn.loc.gov/2022027373
LC ebook record available at https://lccn.loc.gov/2022027374
DOI: 10.1093/oso/9780190078980.001.0001
1 3 5 7 9 8 6 4 2
Printed by Integrated Books International, United States of America
Contents
Acknowledgments vii
Ockham’s Writings: Abbreviations ix
Introduction 1
1. Nominalism 8
A proposed definition 9
Six Ockhamist theses 17
Outline of a nominalist program 27
2. Against Realism 31
Universals 31
The argument from numerical unity 32
The argument from separability 33
The argument from mereology 36
The argument from the indiscernibility of identicals 37
Relations 41
The argument from infinite regress 42
The Razor argument 47
Quantities 53
Extension 54
Numbers 57
3. Ontology 63
Individuals 63
Substances and qualities 63
The composition of material substances 70
Intensive qualities 76
Artifacts 79
An ordered world 81
Motion, space, and time 81
Inherence and information 84
Essential similarity 86
Causation 90
Possible beings 96
vi Contents
4. Semantics 101
Natural kind terms 101
Signification 102
Supposition 105
Truth-conditions 109
Relational terms 119
Connotation 120
Relations as signs 122
Relational statements 125
Quantitative terms 128
Propositions connoted 129
Pseudo-names 132
Collective terms 136
5. Epistemology 142
Cognitive acts 142
Intuition 144
Abstraction 149
Connotative concepts 153
Judgement 156
Mental language 159
Grammar 160
Natural signs 164
Syncategorematic terms 168
Knowledge 172
Evident cognition 174
Demonstration 177
Induction 180
Sciences 184
Conclusion 188
Bibliography 195
Ockham’s works 195
On Ockham and medieval philosophy 196
Other works cited 201
Name Index 207
Subject Index 211
Ackowledgments
Opera philosophica. Ed. Gedeon Gal, et al. St. Bonaventure, NY: The
Franciscan Institute, 7 vols., 1974–1988 (henceforth: OPh).
Opera theologica. Ed. Gedeon Gal, et al. St. Bonaventure, NY: The
Franciscan Institute, 10 vols., 1967–1986 (henceforth: OTh).
When an English translation is available, the reference will also
be given.
Ockham’s Nominalism. Claude Panaccio, Oxford University Press. © Oxford University Press 2023.
DOI: 10.1093/oso/9780190078980.003.0001
2 Ockham’s Nominalism
along the way a limited number of salient studies that the reader can
turn to for further analysis and bibliographical references, and I will
often take the liberty of referring to previous writings of mine in which
I have more fully argued in support of some of my interpretations.
That this introduction is intended as a philosophical one means that
it aims to bring out the significance of Ockham’s thought for philo-
sophical debates that are still on-going about universals, relations, and
mathematics. It is in this spirit that the non-Ockhamist term “nom-
inalism” occurs in the title of this book: it points both to the cluster
of recent discussions which I think Ockham can fruitfully contribute
to and to the school of thought he belongs to. A historian of philos-
ophy always reformulates the doctrines he or she is talking about to
some extent. Such reformulations are heavily constrained by a strong
requirement of historical accuracy: we do not care much for a pseudo-
Ockham! Historical accuracy, however, leaves room for wide variety in
the modes of presentation according to what the historian is interested
in in the works of the past, to the intended audience, and to the project
the historian is engaged in. We always make selections in the original
material, and we have significant leeway as to the vocabulary and cat-
egories that we use for describing the ideas we want to draw attention
to.1 Although I will not be comparing in any detail Ockham’s positions
with those of recent philosophers, I want to stress the aspects of his
thought that I take to be relevant today and to present them accord-
ingly. And I will occasionally develop certain ideas that are not explicit
in Ockham but that he is committed to or that are strongly suggested
by what he says. In such cases, I will make it clear that this is what is
going on.2
I will mostly leave aside, on the other hand, the theological aspects
of Ockham’s thought. This is not innocuous, admittedly. Ockham was a
Franciscan and one of the great theologians of his time. He was deeply
and sincerely concerned with theological issues such as the Divine
Trinity and the Eucharist, and many of his works are of a theological
3 For detailed presentations of Ockham’s theology, see in particular Adams 1987: 901–
4 According to Ockham’s modern editors, the Summa was written in London in the
summer of 1323, but their arguments are not conclusive. It is a lengthy treatise (some 850
pages in the Saint-Bonaventure edition) and a very carefully crafted one, which could
hardly have been produced in such a short time, especially given the impressive amount
of other works Ockham is thought to have authored during his London period. The
Avignon enforced stay, on the other hand, would have been an ideal occasion for him to
systematically develop his logical views.
Introduction 7
specialists that took place in Madison, Wisconsin, in the early 1990s about the origin
and scope of the word “nominales” in the twelfth century. See the papers assembled in
Courtenay 1992.
2 See Kaluza 1988; Biard 2010, 2017. Kaluza, in particular, identifies three main
schools of thought that were recognized as such in the fifteenth century: the peripatetici
(followers of Albert the Great and Aquinas), the formalizantes (followers of John Duns
Scotus), and the nominales, and he insists that “even though the subjects of disagree-
ment between the schools were numerous, one of them was certainly predominant over
all the others and was at the origin of the threefold division of the schools: the topic of
universals” (Kaluza 1988: 22; my transl.).
Ockham’s Nominalism. Claude Panaccio, Oxford University Press. © Oxford University Press 2023.
DOI: 10.1093/oso/9780190078980.003.0002
Nominalism 9
A proposed definition
Nominalism is often defined as the thesis that every real thing is par-
ticular, or singular. In his groundbreaking 1978 book on universals,
the Australian philosopher David Armstrong, for example, writes that
“the fundamental contention of Nominalism is that all things that exist
are only particulars.”3 This is a useful characterization and I have fre-
quently used it myself in previous writings. It makes it clear that we
are dealing with an ontological doctrine, a position that has to do with
what kinds of things there are, and more precisely with what the most
general kinds of things are. Thus understood, nominalism comes out
as a position about the so-called problem of universals, just as it was
taken to be in the twelfth and fifteenth centuries: Do universals exist
out there in the world? If you say “yes,” you are a realist; if you say “no,”
you are a nominalist.
Then again, there are those who prefer to say that nominalism is the
refusal to countenance abstract entities in the ontology. And some pur-
ported abstract entities, they point out, might not be universals: num-
bers, for example, or the null set, the one and only set that, according
to standard mathematical theory, has no member at all. Think of
the opening declaration of Nelson Goodman and W. V. O. Quine’s
joint paper “Steps toward a constructive nominalism,” published in
1947: “We do not believe in abstract entities. [ . . . ] We renounce them
altogether.”4 Others, such as Keith Campbell, define nominalism as
the denial of properties.5 In this sense the so-called trope-theorists,
including Campbell himself, are not to be called “nominalists,” since
they accept the reality of what they call tropes, which they take to be
properties, albeit singular properties such as this particular patch of
redness.
Now consider those who want to exclude relations from the on-
tology. Can’t they be counted as nominalists, too, in a certain sense?
One is tempted to say at this point that such philosophers are
nominalists with respect to relations. My first suggestion is that this
9
An English translation of this text can be found in Thorndike 1944: 355–360.
10 Ibid., 355–356.
11 Note indeed that, strictly speaking, what the medieval as well as the contempo-
rary nominalists refuse to multiply is not the singular things, but the categories of things.
Ockham, for instance, considered that there are as many singular rednesses in the world
as there are singular red objects, but he rejected any fundamental distinction between
universal things and singular things.
Nominalism 13
philosophers who did apply diligence and care to the study of seman-
tics. Walter Burley is a salient case in point.12 And of course this is still
true of many of today’s realists. This second clause is not to be ignored,
as we will see, but it is of interest to us only in virtue of its connec-
tion with the first one: insofar as nominalists refuse to multiply things
according to the multiplicity of terms, they have to provide some ap-
propriate semantic account for those categories of terms that do not
correspond in their view to special categories of things. Nominalists,
then, will typically care for semantics even if they are not the only ones
to do so. Their distinctive characteristic, however, has to do with the
refusal to construe the ontology by projecting the structure of lan-
guage into it.
This is still too rough, though. Few philosophers ever wanted to
multiply things according to the multiplicity of terms. Even among
realists with respect to universals, most of them would deny that there
is a distinct universal for every linguistic predicate. David Armstrong,
for one, subscribes like many others to what he calls a “sparse” theory
of universals, which does not, as he puts it himself, make an “uncritical
use of predicates” to pick out which universals there are.13 The idea that
the distinctive feature of nominalism is that it does not posit a category
of things for each category of terms requires some refinement if it is to
be of any help. A first step is to take “nominalism” as a relational term
as proposed earlier and to speak of “nominalism with respect to some-
thing” rather than of nominalism tout court. But here comes a second
proposal, inspired by the fifteenth-century Parisian doctors: what
nominalism should be relativized to are linguistic categories. We will
cash out the idea that nominalists do not multiply entities according to
the multiplicity of terms by defining a nominalist position with respect
to a certain group of linguistic units as that position according to which
there are no special entities corresponding to such linguistic units. This is
the definition I will be working with from now on.
It significantly differs from what we had been considering so far.
Instead of speaking of nominalism with respect to universals, or with
12 Burley was a bit older than Ockham and he significantly influenced him, especially
14 To be sure, identifying the category of abstract terms might be a bit more difficult.
Ockham at any rate uses for this a purely morphological feature; see below, pp. 23–26.
Nominalism 15
doctrine as denying (or asserting, for that matter) that a special cat-
egory of real things corresponds to general terms, or to relational
terms, or to numerical terms is prima facie more manageable than
saying that it denies (or asserts) the reality of universals or relations
or numbers.
Furthermore, the philosophers we are dealing with were also quite
familiar with linguistic units of the said categories. There were ge-
neral terms, relational terms, and numerical terms in Greek, Latin,
and Arabic, just as there are in English, French, Italian, and German.
I am not claiming that such terms are to be found in all past, present,
and possible future human languages. But they certainly are present in
the languages of the philosophers we want to classify as nominalists or
realists in the relevant respect. And these philosophers are (or were)
usually aware that their theses—the theses at least that we want to
stamp as nominalist or realist—had to do with such terms somehow.
It was clear to Abelard, Scotus, and Ockham, as much as to Locke,
Hume, and Russell, or to Nelson Goodman, David Armstrong, and
Gonzalo Rodriguez-Pereyra, that their positions on “universals” cru-
cially required an account of how general terms work. And it was clear
to Ockham and to Leibniz as much as to Russell and Moore or to E. J.
Lowe and Peter Simons that their theory of “relations” crucially re-
quired an account of how relational terms work. They might not have
thought that providing such accounts was the primary goal of their re-
spective doctrines, but they all more or less self-consciously knew or
felt that it was a requirement they had to fulfil. Defining the different
varieties of nominalism and realism by reference to linguistic catego-
ries thus allows us to pinpoint a common object for all of these theo-
ries from different periods in the history of philosophy and a common
requirement with respect to which their degree of success can be
evaluated.
This is not to reduce the question of universals, or relations, or
numbers merely to a matter of philosophy of language. A satisfactory
account of general, or relational, or numerical terms must involve met-
aphysics and epistemology as well as semantics. And we should not
presume that semantics is necessarily predominant. The structure
of the various theories we are interested in can vary indefinitely. But
16 Ockham’s Nominalism
calls an “intuitive cognition.”18 Thesis N1, then, is the claim that a cor-
rect account of general terms does not require the ontological admis-
sion of anything other than singular objects capable in principle of
being directly and independently intuited by some mind or other.
Ockham was very much aware that the problem he was discussing
in relation with what he called “universals” (universalia) crucially had
to do with linguistic items. He endorsed the common definition of a
universal as what is capable in principle of being predicable of many.19
But anything that is predicable, he thought, has to be a sign, since it
has to be able to occur in a predicative sentence and represent some-
thing other than itself in that sentence. The term “horse,” for example,
is predicable of many in the sense that it can be the predicate term of
many true sentences with different subject terms. In particular, it can
be the predicate of many true sentences the subject terms of which are
demonstrative pronouns designating different singular objects, such as
“this is a horse,” “that is a horse,” etc. The predicate in such sentences
cannot merely represent itself: “this is a horse” does not normally mean
that this thing here is the term “horse” itself; the predicate “horse” has
to function as a sign for something else. Ockham admits of two kinds
of such general signs: linguistic ones and mental ones. Only the former,
however, are immediately given to our common experience. Mental
signs have to be postulated, Ockham thought, for a correct under-
standing of our intellectual capacities and accomplishments, but what
he treats in practice as the primary objects that a theory of universals
has to deal with are the general terms of our public languages.20 His
contention, then, is that the things these linguistic items represent can
all be intuitively apprehended and singularly designated by demon-
strative pronouns.
Yet further specifying what these things are is not a merely logical
or linguistic matter for him. The medieval problem of universals was
Boehner 1990: 18–25) and Quodl. V, 5 (transl. Freddoso 1991: 413–417). A detailed pre-
sentation is to be found in Adams 1987: 495–530. More on this in c hapter 5.
19 SL I, 14, OPh I: 47–49 (transl. Loux 1974: 77–79).
20 See, e.g., Ord., dist. 2, q. 4, especially OTh II: 134–137 (transl. Spade 1994: 136–138).
In order to determine the structure of our mental language, Ockham turns to the lin-
guistic categories that are semantically indispensable in spoken languages; see SL I, 3
(transl. Loux 1974: 52–54) and Quodl. V, 8–9 (transl. Freddoso 1991: 424–432).
20 Ockham’s Nominalism
21 The other three Porphyrian predicables are differentiae (such as “rational”), propria
tion, position, time, place, and habitus) are dealt with by him very briefly and they
continued to be considered of a lesser interest throughout the Middle Ages. For ex-
cellent presentations of the medieval debates over relations, see Henninger 1989 and
Brower 2018.
Nominalism 21
terize the special objects that realists postulate as referents for relational terms.
29 Ord., dist. 30, q. 4, OTh IV: 366–374.
30 Ord., dist. 30, q. 2–3, OTh IV: 320–365.
22 Ockham’s Nominalism
31 Ockham’s main developments on quantity are: Exp. in libr. Praedic. 10–11, Quodl.
IV, 23–33 (transl. Freddoso and Kelley 1991: 336–383), Tract. de quant. as a whole
(transl. Birch 1930—but not quite reliable), and SL I, 44–48 (transl. Loux 1974: 142–
158). See on this Adams 1987: 169–213.
32 Quodl. IV, 23, OTh IX: 407 (transl. Freddoso and Kelley 1991: 336).
Nominalism 23
34 SL I, 5, OPh I: 16 (transl. Loux 1974: 56). Ockham’s views on abstract terms are
expressed in SL I, 5–9, OPh I: 16–35 (transl. Loux 1974: 56–69) and Quodl. V, 9, OTh
IX: 513–518 (transl. Freddoso 1991: 429–432).
Nominalism 25
is replaced by “are animals.”35 The fourth case, finally, is when the con-
crete term refers to certain individuals while the abstract one refers to
several of these taken together. An example of this in English would be
“associate” and “association,” if the latter is taken to collectively refer to
a group of associates.
In none of these cases, according to Ockham, does the abstract term
normally import anything that is not somehow referred to by the corre-
sponding concrete one. In some instances of the first case, admittedly,
the abstract term is semantically simpler than its concrete counterpart.
“Redness,” for example, is a simple natural kind term—an “absolute”
term, in Ockham’s terminology—as it refers only to singular qualities
of redness without connoting anything else; “red,” on the other hand,
is semantically more complex as it denotes the red substances and
connotes their singular rednesses. This is generalizable to all cases in
which the abstract term stands for certain qualities while the concrete
one stands for the substances having these qualities. Yet even then, the
abstract word does not designate anything that is not in some way re-
ferred to by the concrete one, be it connotatively.36 As we will see in
detail in chapter 3, Ockham’s ontology does countenance indeed two
sorts of basic entities: singular substances and singular qualities, but
since a concrete qualitative term such as “red” denotes substances and
connotes qualities while the abstract counterpart “redness” refers only
to qualities, it turns out that everything that is referred to by the ab-
stract term is also referred to somehow by the concrete term.
In the second and third ways of distinguishing concrete and abstract
terms, the referential equivalence between them is straightforward. It
holds in virtue of the definitions of what semantic relations hold be-
tween the two terms in such cases: plain synonymy in case number
two and mere syncategorematic or adverbial difference in case number
three (which, as we saw, involves no additional entities according to
N4). The referential equivalence between the concrete and the abstract
terms might seem less obvious in the fourth case, in which one of them
refers to a collection while the other refers to separate individuals.
theory of truth-conditions is set out in SL II, 2–20 (transl. Freddoso and Schuurman
1980: 86–154).
40 See, e.g., Nuchelmans 1973, Cesalli 2016.
41 On the various senses of “to signify,” see SL I, 33 (transl. Loux 1974: 113–114).
Nominalism 27
43 This is part of his theory of truth-conditions in SL II, 2–20 (transl. Freddoso and
POGONIA GLABRA.
Smooth-leaved Pogonia.
CLASS V. ORDER I.
PENTANDRIA MONOGYNIA. Two Chives. One Pointal.
SPECIFIC CHARACTER.
CHIOCOCCA RACEMOSA.
Opposite-leaved Snowberry-tree.
CLASS V. ORDER I.
PENTANDRIA MONOGYNIA. Five Chives. One Pointal.
GENERIC CHARACTER.
SPECIFIC CHARACTER.
Chiococca foliis oppositis, ovatis, acuminatis; ramis horizontalibus;
floribus racemosis, pendulis.
Snowberry-tree with opposite leaves, egg-shaped, tapered; branches grow
horizontal; flowers grow in bunches hanging down.
FERRARIA VIRIDIFLORA.
Green-flowered Ferraria.
SPECIFIC CHARACTER.
HIBISCUS PATERSONIUS.
SPECIFIC CHARACTER.
STYPHELIA PARVIFLORA.
Small-flowered Styphelia.
CLASS V. ORDER I.
PENTANDRIA MONOGYNIA. Five Chives. One Pointal.
SPECIFIC CHARACTER.
PROTEA CYNAROIDES.
Artichoke-like-flowered Protea.
SPECIFIC CHARACTER.