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Quantum Reality
As probably the most successful scientific theory ever created, quantum theory has profoundly
changed our view of the world and extended the limits of our knowledge, impacting both the theo-
retical interpretation of a tremendous range of phenomena and the practical development of a host
of technological breakthroughs. Yet for all its success, quantum theory remains utterly baffling.
Quantum Reality: Theory and Philosophy, Second Edition cuts through much of the confu-
sion to provide readers with an exploration of quantum theory that is as authoritatively comprehen-
sive as it is intriguingly comprehensible. The book has been fully updated throughout to include the
latest results in quantum entanglement, the theory and practical applications of quantum computing,
quantum cosmology and quantum gravity. Needing little more than a school level physics and math-
ematics background, this volume requires only an interest in understanding how quantum theory
came to be and the myriad ways it both explains how our universe functions and extends the reach
of human knowledge.
Written by well-known physics author and teacher Dr. Jonathan Allday, this highly engaging
work:
The world beneath the one that we experience with our senses is profoundly mysterious, and while
we may never completely unravel that mystery, quantum theory allows us to come closer than ever
to understanding where the science leaves off and the mystery begins. Quantum Reality: Theory
and Philosophy, Second Edition makes that understanding accessible to anyone possessing a quest
for knowledge and a sense of awe.
Quantum Reality
Theory and Philosophy
Second Edition
Jonathan Allday
Cover Image: Harris & Bush, MIT
Reasonable efforts have been made to publish reliable data and information, but the author and publisher cannot
assume responsibility for the validity of all materials or the consequences of their use. The authors and publishers
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DOI: 10.1201/9781003225997
Typeset in Times
by codeMantra
To my parents
My point, which you’ll hear me rant about again, is that at both
the conceptual and the mathematical level, quantum mechanics
is not just a funny-looking reformulation of classical physics. The
two physical theories are fundamentally, physically different.
Michael A. Morrison
The average quantum mechanic is no more philosophical
than the average motor mechanic.
Rev. Dr. John Polkinghorne KBE FRS
Of two alternative futures which we conceive, both may now be really possible;
and the one become impossible only at the very moment when the other excludes it
by becoming real itself. Indeterminism thus denies the world to be one unbending
unit of fact. It says there is a certain ultimate pluralism in it; and, so saying, it
corroborates our ordinary unsophisticated view of things. To that view, actualities
seem to float in a wider sea of possibilities from out of which they are chosen; and,
somewhere, indeterminism says, such possibilities exist, and form a part of truth.
William James
Physics may reveal the mind of God, but only if
he happens to be thinking about dirt.
Ken Wilber
Science… proceeds by elucidation, so that feats of genius
can become ordinary learning for beginners.
Roland Omnès
Introduction.......................................................................................................................................1
I.1 Physics................................................................................................................1
I.2 Philosophy.......................................................................................................... 2
Realists..................................................................................................3
Instrumentalists.....................................................................................3
PART 1
Chapter 2 Particles....................................................................................................................... 23
2.1 Particles and Waves.......................................................................................... 23
2.1.1 Electrons and Electron Guns............................................................... 23
2.2 The Stern-Gerlach Experiment........................................................................24
2.2.1 Turning Things Around...................................................................... 27
2.2.2 Things Get More Puzzling..................................................................28
2.2.3 So, Where Did It Go?.......................................................................... 29
2.2.4 What Does It All Mean?..................................................................... 31
2.3 Summary..........................................................................................................34
Notes��������������������������������������������������������������������������������������������������������������������������� 34
vii
viii Contents
Chapter 4 Amplitudes.................................................................................................................. 55
4.1 More on Amplitudes......................................................................................... 55
4.1.1 Change of Basis................................................................................... 58
4.2 Dirac Notation.................................................................................................. 59
4.2.1 Orthonormal Bases..............................................................................60
4.2.2 New Light Through…......................................................................... 61
4.2.3 Going the Other Way.......................................................................... 63
Notes���������������������������������������������������������������������������������������������������������������������������63
Chapter 5 Measurement............................................................................................................... 65
5.1 Embracing Change........................................................................................... 65
5.2 Types of States.................................................................................................. 65
5.2.1 Eigenstates........................................................................................... 65
5.2.2 Mixed States........................................................................................66
5.3 Expectation Values...........................................................................................66
5.4 Operators.......................................................................................................... 67
5.4.1 Operators and Physical Quantities...................................................... 69
5.4.2 Classical and Quantum....................................................................... 69
5.5 How States Evolve............................................................................................ 70
5.5.1 Why Is State Collapse Necessary?...................................................... 73
5.5.2 Behind the Veil.................................................................................... 74
5.5.3 Determinism and Free Will................................................................ 74
Notes���������������������������������������������������������������������������������������������������������������������������75
Chapter 6 Interference................................................................................................................. 77
6.1 How Science Works?........................................................................................ 77
6.2 The Double-Slit Experiment............................................................................ 77
6.2.1 The Double Slit with Electrons........................................................... 79
6.2.2 Wave/Particle Duality......................................................................... 82
6.2.3 Wave Nature of Electrons.................................................................... 82
6.3 Double-Slit Amplitudes.................................................................................... 83
6.3.1 Phase and Physics................................................................................84
6.3.2 An Experiment with Phase.................................................................. 86
6.3.3 The Interference Term......................................................................... 87
6.3.4 Amplitudes and Electron Strikes........................................................ 87
6.4 Last Thoughts................................................................................................... 88
Notes���������������������������������������������������������������������������������������������������������������������������89
PART 2
PART 3
Index............................................................................................................................................... 477
Forward
Quantum mechanics is “at first glance and at least in part, a mathematical machine for predicting
the behaviors of microscopic particles — or, at least, of the measuring instruments we use to explore
those behaviors [Ismael, 2020].” Why does the machine work? This is the question of how to ‘inter-
pret’ quantum mechanics. It turns out to be intensely controversial. Carroll recalls,
At a workshop attended by expert researchers in quantum mechanics… Max Tegmark took an...unsci-
entific poll of the participants’ favored interpretation ….The Copenhagen interpretation came in first
with thirteen votes, while the many-worlds interpretation came in second with eight. Another nine
votes were scattered among other alternatives. Most interesting, eighteen votes were cast for “none of
the above/undecided.” And these are the experts [2010b, 402, n. 199].
There are two reasons why this is not really disagreement over the interpretation of quantum
mechanics, in any ordinary sense of ‘interpretation’. First, at stake is not what people happen to
mean by technical terms, like ‘state vector’, ‘collapse’, and so on. This would be a question of (pre-
sumably empirical) natural language semantics, and would tell us nothing about the physical world.
Second, the ‘interpretations’ do not even all agree on the machine. For example, Bohmian mechan-
ics (Chapter 31) amends the equations, and makes subtly different predictions.
Physics has made impressive progress without addressing the interpretational question. But
there is a growing sense that progress on the deepest mysteries, like how to reconcile quantum
theory and General Relativity, may require its resolution [Hossenfelder & Palmer, 2020]. Philosophy
is becoming harder to avoid. The situation resembles the one in the early 20th century, when philo-
sophical reflection inspired some of the most penetrating arguments in the history of physics, such
as the EPR argument and the SchrÖdinger Cat thought experiment.
This book is unique in the physics landscape. It is not a textbook, a guide to solving the
SchrÖdinger equation. It is also not a philosophy text, assuming familiarity with metaphysics and
epistemology. It is a serious survey for non-specialists of what the mathematics could mean. It
offers, all in one place, an accessible introduction to the theory (up through a sketch of quantum
field theory), an overview of the ‘no-go’ results, and a careful discussion of some important interpre-
tations. Philosophers will appreciate the self-contained introduction to the theory, while physicists
will learn from the philosophical analysis. Newcomers will delight in all of it.
We need more books like this. Understanding the nature of value, consciousness, mathematical
truth, and possibility and necessity, will also require insights from both philosophy and science.
Deep interaction between philosophy and mathematics has already born plentiful fruits outside of
philosophy proper, like proof theory, model theory, and theoretical computer science. We may hope
that a meaningful exchange between philosophy and physics will be comparably fecund.
Justin Clarke-Doane
Columbia University
IAS, Princeton
xvii
Preface
The world is not what it seems. Behind the apparent solidity of everyday objects lies a seething
shadow world of potentiality which defies easy description, as it is so different from our everyday
experience. In some manner, familiar objects such as solid tables, cricket balls, stars, and galaxies
arise from what transpires underneath. We do not know precisely how this comes about.
There is a theory that describes the underlying world: quantum theory. It is one of the most suc-
cessful scientific theories of all time and it has profoundly changed our view of the world.
Quantum understanding is vital to our current science and technology; its application is not
restricted to esoteric experiments in high-energy physics. The theory certainly helps us under-
stand the inner mechanisms of neutron stars, superconducting materials, and possibly even the
early moments of the Big Bang, but without it we would have no appreciation of why the table on
which this laptop sits is solid. The LED bulb on the table next to me is generating light (which is a
quantum phenomenon) as electrical charge in the form of tiny particles called electrons (which we
need quantum theory to understand) are passing through a material and transferring energy. The
material in the wires leading to the bulb has a property called resistance, which can only be fully
understood by applying quantum laws.
Yet for all its success, aspects of quantum theory remain utterly baffling. While the mathematics
is clear (albeit occasionally hard to deal with), interpreting what it is saying about the world remains
a profound challenge.
In the 100-odd years since quantum theory was born, there have been many books written that
attempt to explain quantum physics to the interested amateur. This is an important endeavor. The
world beneath the one that we experience with our senses is profoundly mysterious, and there are
some important philosophical messages about the nature of reality and the limits of science that
need to be put across. I hope that this book can contribute to that effort.
xix
xx Preface
I am grateful to Dr Philip Davies of Bournemouth University for also contacting me, offering the
very flattering, and daunting, prospect of being interviewed on YouTube and then managing to edit
me into sounding reasonably coherent. His willingness to then read and comment on some of this
second edition was a welcome bonus.
Many thanks to my school friend Professor Simon Hands, University of Liverpool, who read
many of these chapters and challenged various bits of wonky physics. Of course, any mistakes
remain my responsibility. Here’s to the classes of 79/80.
None of this could be done without the continual support of my family and friends. Carolyn has
had to carry a lot over the last 18 months never mind the additional burden of a whiney author. My
love and thanks to her. Unfortunately, I have already started again…
And finally, many thanks to Emrys who has shown me that the world is exactly as strange as I
suspected it to be.
Jonathan Allday
2nd Edition
16th January 2020, Yorkshire
13th February 2022, Worcestershire
Jallday40r@me.com
About the Author
For 30 years, Dr. Jonathan Allday taught physics at a range of schools in the UK. After taking his
first degree in Natural Sciences at Cambridge, he moved to Liverpool University where he gained
a PhD in particle physics in 1989. While carrying out his research, Dr. Allday joined a group of
academics and teachers working on an optional syllabus to be incorporated into A-level physics.
This new option was designed to bring students up to date with advances in particle physics and
cosmology. An examining board accepted the syllabus in 1993, and now similar components appear
on many advanced courses.
Shortly after this, Dr. Allday started work on Quarks Leptons and the Big Bang, now published
by Taylor & Francis and available in its third edition, which was intended as a rigorous but acces-
sible introduction to these topics. Since then, he has also written Apollo in Perspective, Quantum
Reality and Space-time, co-authored a successful textbook, and contributed to an encyclopedia for
young scientists.
Dr. Allday’s interest in the physics and philosophy of the quantum world dates back to his school
days, where he remembers reading an autobiography of Einstein. As an undergraduate, he special-
ized in relativistic quantum mechanics and field theory, writing his third-year project on Bell’s
inequality, as well as taking a minor course in the history and philosophy of science. The idea
for this book occurred during a summer placement at Cambridge, hosted by Gonville and Caius
College.
Other than physics, Dr. Allday has a keen interest in cricket and Formula 1.
xxi
Introduction
Suppose for example that quantum mechanics were found to resist precise formulation.
Suppose that when formulation beyond FAPP [for all practical purposes] is attempted, we
find an unmovable finger pointing outside the subject, to the mind of the observer, to the
Hindu scriptures, to God, or even only Gravitation? Would that not be very, very interesting?
J S Bell1
[my addition]
I.1
PHYSICS
Quantum theory has passed through three distinct stages during its evolution. The first is generally
referred to as ‘old quantum theory’. During a period roughly between 1900 and 1925 Planck, Bohr
and Einstein, among others, grappled with various experimental and theoretical crises by patching
up classical (Newtonian) mechanics with some new quantum ideas applied as band-aids. This is not
to disparage the work; it was vitally important, and you can only do what is possible at the time.
Gradually, however, Heisenberg, Jordan, Schrödinger, Born, Bose, de Broglie and Dirac developed
a coherent structure that would be recognized as quantum theory as it exists now. This broadly took
place in the mid-1920, but progress did not stop there. Born, Heisenberg, Jordan, Dirac and Pauli
pieced together quantum field theory between 1926 and 1929. Other physicists, such as Fermi and
Fock later added refinements to the basic structure. In some ways, this evolution can be seen as a
progressive acceptance of quantum concepts that were increasingly distant from classical thinking.
This book is divided into three parts to somewhat mirror this evolution. Part 1 covers the basic
conceptual and mathematical machinery of mid-1920s quantum theory. In Part 2 we take a whistle-
stop tour through old quantum theory and the development of its successor by focussing on the work
and views of some of the central figures involved2. Finally, in Part 3 we survey some important
interpretations and tackle an outline of quantum field theory. At various points, we will draw atten-
tion to the key interpretive issues and discuss what is at stake in our view of reality.
The quantum world is very different to the picture painted by classical physics. That being the
case and given the extreme nature of some of these differences, we might question the wisdom of
accepting the quantum view. The answer is that quantum theory is unsurpassed in its record of
explaining different aspects of nature, some of which we will touch upon later. A few significant
areas include:
• The otherwise mysterious aspects of radioactivity which found a natural explanation within
quantum theory.
• The quantum theory of electrons in atoms allowed us to understand and categorize the
spectral lines of atoms and molecules.
• As a parallel development, chemistry, the nature of the chemical bond, the periodic table
and the structure of molecules all gained a secure theoretical basis.
• Applying quantum theory to matter allowed an understanding of some anomalous aspects
of heat capacities, the conductive (thermal and electrical) properties of materials, and
the development of the band theory of solids. Without this key theoretical advance, vital
aspects of modern technology, including the development of semi-conductors, would not
have been possible.
• Equally, the magnetic properties of materials are a quantum issue. This aspect of theory
has led to the development of important magnetic technologies, such as MRI imaging.
DOI: 10.1201/9781003225997-1 1
2 Quantum Reality
• Quantum theory has also proven to be flexible enough to tackle some surprising discover-
ies, such as superconductivity, the nature of stellar interiors, nuclear fission and fusion and
aspects of Big Bang theory.
Given this stellar record from a broad range of different aspects of physical theory, we are bound to
take the concepts of quantum theory seriously despite their counter-intuitive aspects.
I.2
PHILOSOPHY
Scientists are very ambitious. They’re very competitive. If they really thought philosophy would help
them, they’d learn it and use it. They don’t.
L. Wolpert3
Now I need to say something about philosophy. Don’t put the book down, it will all be over in a
minute.
Scientists can be quite disparaging about philosophy, sometimes while in the process of espous-
ing, quite stridently, a philosophical position of their own. The fact is all scientific theories point
beyond themselves to some degree. At the very least, they open up questions such as: ‘what does this
theory tell us about reality?’, ‘what aspects of this theory, if any, directly relate to real elements of
the universe?’, ‘how do we know that any scientific theory is true, and what does truth mean in this
context?’, ‘how does science work as a reliable tool for scrutinizing the world?’. Such issues cannot
be fully addressed from within science.
Scientific advances come from the joint application of experiment and theory. While it is difficult
to maintain that these are separate disciplines, when you analyse the situation in detail, the world is
too strange and surprising to be understood in all its aspects purely by philosophical reflection. Who
would have thought that quantum theory was likely? We need the constant nudge and corrective of
experiment to direct the focus of theory.
However, not all the important questions about the world are directly addressable by science.
Nor is it sufficient to simply define important questions as being those that are open to scientific
techniques, not least because that is in itself a philosophical position. An argument along the lines
of ‘our subject makes progress and yours doesn’t, so sucks boo to your subject’ is hardly a mature
analysis. Perhaps the apparent lack of progress in philosophy is not a reflection of any lack of rigour,
but more to do with the difficulty of the problems it seeks to address.
Take the example of quantum theory. The mathematical structure of the theory has been in place
for over 100 years, albeit subject to the occasional and useful refinement in that time4. However,
the interpretation of the theory is still an open question. The fact that there are several competing
views is a signal point. Establishing the correct interpretation is not itself a scientific matter. If
each approach agrees on the physical content, they have the same predictive power hence they are
experimentally indiscernible5. Nevertheless, they project radically different outlooks on the nature
of reality (contrast the Many Worlds interpretation with Many Minds, just for one example). The
choice that each individual makes is made, consciously, or not, on its consonance with their overall
worldview. Philosophy naturally enters the discussion, even if tacitly.
Philosophers have a variety of views on the nature of knowledge. At issue are matters relating
to how we know something, how reliable our knowledge is, whether all our knowledge comes from
the world via our senses or are there some things that we just ‘know’ etc. Discussions of this kind
are covered by a branch of philosophy called epistemology. A closely connected, but distinct, area
is ontology. This is the inquiry into what is actually out there for us to know. As a rough example,
the existence of electrons is a matter for ontology; how we know about them and their properties
falls to epistemology.
Introduction 3
Epistemologically there are two approaches to how science works, or rather what it is that science
sets out to do.
If you are a realist, then you believe that science is an accurate map of what is really out there.
The various ideas and pictures that we come up with (such as electrons, black holes, the Big Bang,
and DNA) are elements of reality and we are discovering true information about the world. From
this perspective, the purpose of science is clear: to find out as much as possible about what is going
on in the world. To a realist, a good theory is one that convinces us that the things it speaks about
are not just figments of our scientific imaginations.
However, you might be an instrumentalist, in which case you are not too bothered about the
accuracy or reality of your ideas, as long as they fit the data and allow us to make accurate pre-
dictions. An instrumentalist may not believe that electrons are real. They will agree that various
experiments produce clumps of data that can be gathered under the heading “that’s an electron” and
will use this data to predict another set of experimental readings under slightly different circum-
stances. However, they will draw short of committing to the objective existence of electrons. You do
not have to believe that Colonel Mustard is a real person to have fun finding out if he is a murderer
in the game Cluedo. To an instrumentalist, a good theory is one that allows us to play the game well.
Various scientists have embraced and promoted one approach or another over the years:
Realists
Physicists believe that there exist real material things independent of our minds and our theories. We
construct theories and invent words (such as electron, positron etc.) in an attempt to explain to ourselves
what we know about our external world … we expect a satisfactory theory, as a good image of objective
reality, to contain a counterpoint for every element of the physical world.
B. Podolsky
A complete, consistent, unified theory is only the first step: our goal is a complete understanding of the
events around us, and of our own existence.
S. Hawking
The great wonder in the progress of science is that it has revealed to us a certain agreement between
our thoughts and things …
L. de Broglie
Instrumentalists
I don’t demand that a theory correspond to reality because I don’t know what it is. Reality is not a qual-
ity you can test with litmus paper. All I’m concerned with is that the theory should predict the results
of measurements
S. Hawking
There are arguments on both sides. A realist would say that the only satisfactory way of explaining
the success of science is by believing that are talking about reality. An instrumentalist would coun-
ter by saying that in Newton’s age we believed that time was the same for everyone, then Einstein
comes along and declares that time is different depending on our state of motion, or if we happen
4 Quantum Reality
to be in a gravity field. What next? Often our ideas of what is ‘out there’ change radically, so why
believe any of it? If our ideas let us fly to the moon, cure diseases, and make good plastics, who
cares?
Many scientists6 go about earning their daily bread without being bothered about the philosophi-
cal niceties; “shut up and calculate” would be their motto. Unfortunately, tackling quantum physics
raises questions that are difficult to put aside. It is all to do with the state of a quantum system. A
realist has some trouble believing that a quantum state is an ontologically real thing, as it seems,
at least in part, to depend on our knowledge about a system. An instrumentalist would have no
problem believing that states are nothing more than a concise expression of our information about a
system. More of a challenge would be explaining why the objects that we study behave in radically
different ways if their state changes, which suggests that they have some ontological relevance.
Throughout this book, I am going to try and remain as neutral as possible and point out where
realism and instrumentalism have their strengths when applied to quantum theory. You may find
that exposure to these ideas forces you to refine your own thinking.
NOTES
1 J. S. Bell, Speakable and Unspeakable in Quantum Mechanics, Cambridge University Press; 2nd edi-
tion, 2004.
2 As I am not aware of a collective noun for these individuals, I have coined the term Founding Fathers
to use in this book. I am amused by the whimsical implied connection to the framers. The unfortunate
gender specificity in this phrase is a matter of historical fact. Mme Curie, for example, did very impor-
tant work that should not be ignored, but it is not directly related to our story.
3 L. Wolpert (1929–2021), University College London, Round Table Debate: Science versus Philosophy?
https://philosophynow.org/issues/27/Round_Table_Debate_Science_versus_Philosophy.
4 When we get to the chapter on Consistent Histories, we will see something of that nature.
5 Objective collapse is a clear exception to this. As we will see later, this entails some modification to the
theory as it stands and hence has different predictions which are, just about, accessible by experiment.
However, objective collapse addresses one, critically important, aspect of interpretation, but not the
whole philosophical ballpark.
6 Perhaps the majority.
Part 1
1 Our First Encounter with
the Quantum World
Light
1.1 SOME OPENING THOUGHTS
The first draft of this chapter was written while sitting in a college garden under a cloudless sky,
with the bright sunlight flooding over some particularly well-manicured lawns (Figure 1.1).1 I clearly
remember struggling to see what I was typing over the reflected glare from my laptop screen.
I still find it hard to reconcile the beauty of such scenes with what I know about the nature of
light. This is part of the mystery that shrouds quantum reality.
Large-scale (macroscopic) objects, such as trees, bushes, and cricket balls, are made up of
small-scale (microscopic) things such as protons, neutrons, and electrons. The laws of physics that
describe the large-scale world have been broadly understood since the 1700s. Our first tentative
exploration of the physics of the small-scale started in the 1900s. As we rapidly came to realize, the
laws governing the small-scale world describe behaviour that, judged by the standards of everyday
experience, is utterly bizarre. It is very difficult to see how all the funny business going on at the
atomic scale can underpin the regular, reliable world we spend our lives in.
This contrast between the microscopic world (‘seen’ via experiment) and the macroscopic world
(experienced via our senses) is a theme that will recur throughout this book.
DOI: 10.1201/9781003225997-3 7
8 Quantum Reality
FIGURE 1.1 The opening of this chapter was written while sitting outside one of the windows of Harvey
Court, part of Gonville and Caius College in Cambridge.
FIGURE 1.2 An engraving of Isaac Newton (1642–1727)—his pioneering experiments with light led him to
propose that light was composed of a stream of particles.
However, not all were convinced, and in 1801, Young carried out an experiment that was sensi-
tive enough to reveal the wave aspects of light. The key to Young’s discovery was the use of two
linked sources of light to produce an interference pattern. We will go into the details of how inter-
ference works in Section 1.5.1, but for a simple illustration imagine dropping two pebbles into an
otherwise smooth surface of water. Ripples spread out from each impact point and inevitably over-
lap somewhere. The result is a complex pattern of motion on the surface of water: an interference
Our First Encounter with the Quantum World: Light 9
FIGURE 1.3 Thomas Young’s original diagram explaining his interference experiment. A and B represent
light sources that send out waves of light that spread out in circular patterns centred on each source. These
waves look rather like the ripples that would spread out on a lake if pebbles were dropped into the water at A
and B. Complex patterns are formed where the waves overlap. C, D, E, and F are places where light and dark
bands would appear on a screen.
pattern. In Young’s version, specially prepared light from two sources was directed to overlap on a
screen. In the region of overlap, instead of a patch of illumination, a series of bands were seen. The
natural explanation was that the waves from the two sources were combining, like the ripples on
water, causing bright patches where they reinforced each other and dark regions where they got in
each other’s way (Figure 1.3).3
Young was able to use these observations to estimate the wavelength of light. For water waves
the wavelength would be the distance between two neighbouring peaks (high points) on the surface.
The wavelength of light is a little harder to interpret, as it is related to the electric and magnetic
fields that comprise the light wave (Section 1.5.1). However, if we take a wave view of light, the
colour is related to the wavelength, with red light being long wavelength compared to blue. Light’s
wavelength is incredibly tiny, in the region of one-tenth of a millionth of a meter. This explains why
we observe sharp shadows. Waves will only bend round objects that are about the same size as their
wavelength. The objects that we see casting shadows are much bigger than the wavelength of light,
hence the light does not leak around them to blur the edges of the shows.
By employing controlled beams from a laser and CCDs to detect very faint amounts of light, we
are able to carry out experiments similar to Young’s basic design, but in ways that he could not have
imagined. The results of these new experiments are so radical that they call into question everything
that we have said so far.
1.4 PHOTONS
Figure 1.4 shows a very simple experiment where a laser beam is aimed directly at a CCD detector
(from now on we will just call them ‘detectors’) the output of which is transferred to a computer and
displayed graphically on a screen.
At moderate intensities, the light seems to be spread equally over the sensitive surface of the
detector. However, as we further reduce the intensity of the beam, the image starts to break up into
a sequence of tiny speckles (Figure 1.4). Reducing the intensity further makes these speckles occur
less frequently, and consequently, they seem to be scattered randomly across the screen. With a
suitable laser, the intensity of the beam can be reduced to the point at which only a single speckle
occurs at any one time with a notable interval between it and the next one.
A natural way of interpreting these results, aside from thinking that the detector is broken, would
be to suggest that the light is a stream of particles. When a particle strikes the detector, it off-loads
its energy and produces a single speckle on the screen. At high intensities, there are millions of
particles arriving within tiny intervals of time, and the detector records a uniform illumination.
Nowadays, we refer to these particles as photons.
Now we have two contradictory experiments: one suggests that light is a wave (Young’s interfer-
ence) whereas the other points to the existence of photons. One simple fix would be to suppose that
lasers produce photons whereas other sources of light produce waves. Unfortunately, this is not the
case. As mentioned earlier, the use of CCDs in astronomy has enabled us to study objects that are
so faint that the light is recorded (with the aid of a telescope) a single photon at a time. Clearly, stars
and galaxies also produce photons.
Although modern day laser/CCD combinations enable us to perform a simple demonstration
that reveals the existence of photons, historically they were detected well before the invention of
the laser. Arthur Holly Compton carried out a crucial experiment4 in 1923 while investigating the
scattering of X-rays5 by atoms.
By 1923 physicists had already successfully produced interference patterns from X-rays, so their
wave nature seemed settled. Given this, Compton expected to find that a beam of X-rays would be
scattered by electrons inside atoms. The electrons would absorb the energy in an X-ray and then
rebroadcast it as a new X-ray sent out in a random direction, but with the same wavelength.
He actually discovered that the X-rays coming off the electrons were of a lower wavelength than
those in the incoming beam. Furthermore, the electron struck by the X-ray recoiled as if hit by a
physical lump of matter. A detailed examination of Compton’s results showed that the energy of the
FIGURE 1.5 In Compton’s experiment it seemed as if X-ray photons were colliding with electrons like
physical lumps of matter. In the process, they transferred some of their energy to the electron, which recoiled
from the collision.
incoming X-ray had been passed on to the electron in exactly the same fashion that one snooker
ball passes energy onto another when they strike (Figure 1.5). This was completely contrary to the
wave picture of light. Compton could explain these results by replacing the wave picture by one that
had the X-rays as a stream of photons, but nobody could reconcile this with the interference results.
So, in the mid-1920s physicists found themselves in a bit of a mess. The issue of the wave/particle
nature of light, which seemed settled a hundred years before, was now opened up again. However,
this time it was worse. Earlier there had been two competing views of the situation waiting for a
decisive experiment to declare which one was right. Now there were two contrary experiments,
revealing light as a wave in one instance and as a particle in another.
In theoretical terms, a complete resolution to this problem was not to come until the develop-
ment of quantum field theory and its daughter quantum electrodynamics (a continuous development
between the 1930s and the 1950s), both of which are subjects for later. For the moment, we will ‘ride
the paradox’—thinking on the one hand that light is a particle (photon) and on the other hand that it
is a wave - and move on to explore some experiments that demonstrate the split personality of light
even more effectively.
FIGURE 1.6 Using beam splitters to divide a laser beam that is then recombined at a detector.
FIGURE 1.7 Light waves, like water waves, have peaks (P) and troughs (T). The wavelength of the wave is
the distance between two successive peaks or troughs.
transmitted by the first beam splitter (along the ‘bottom’ path) and reflected by the second one.
Any light reaching detector Y must have been either reflected by both beam splitters (top path) or
transmitted by both (bottom path).
This arrangement of beam splitters, mirrors and detectors is called a Mach–Zehnder interfer-
ometer and similar instruments (without modern electronics) have been used for sensitive opti-
cal experiments since 1891. Once a Mach–Zehnder interferometer is set up using a standard light
source or laser, it is easy to confirm that the intensity reaching each detector depends on the relative
distances along the top and bottom paths. If the equipment is very finely adjusted so that these two
paths are of exactly the same length, detector Y records no light at all, whereas detector X gets all
of the intensity entering the experiment. Without this very critical adjustment, X and Y collect light
in varying relative amounts: if more light arrives at X, then less will reach Y (and vice versa).
In classical (pre-quantum theory) physics this effect is explained by calling on the idea that light
is a wave.
The motion of any particle in the surface of the water will track through a repetitive cycle from
its starting point to the local peak, then back down to a local trough and up again to the peak. At any
moment, the particle is at a certain phase of its motion. (This is a term borrowed from lunar observations,
where the phase of the moon at any stage in its monthly cycle is an indication of the specific section of
that cycle that the moon is currently displaying.) We can quantify the stage of the cycle by comparing
the motion of particle or point on the wave with a similar point rotating around a circle, as in Figure 1.8.
The phase is then represented by an angle, ϕ , measured in radians. On this measure, two points
on the wave separated by a wavelength will have a phase difference of 2π. The phase difference
between a peak and a trough is π and that between a peak (or trough) and the central undisplaced
line of the wave is π/2.
As light is composed of electric and magnetic fields,7 its wave nature is rather more complicated
than a simple ripple. The peaks and troughs in a light wave are not physical distances, as in the
height of water, instead they are variations in the strength of the field. As this is quite a tricky con-
cept to imagine, we can continue to think of a light as being somewhat like a ripple, provided we
don’t take the analogy too seriously.
Typically ripples on a lake have wavelengths that are comfortably measured in centimetres. Light
waves, on the other hand, have wavelengths better measured in nanometres (10−9 m), which makes them
very sensitive measures of distance. Thinking back to the interference experiment in Figure 1.6, imagine
dividing the distance travelled by a light wave into chunks that are equal to the wavelength of the wave.
Almost certainly, the distances involved will not be a whole number of such chunks. Equally, the device
would have to be very finely calibrated for the two path lengths to be exactly the same number of chunks.
If the distances are not precisely the same, the light travelling along each route will have gone
through a different number of complete waves by the time it gets to the detector. As the light has a
common source at the first beam splitter, the two beams will set off on their different routes in phase
(i.e., in step) with each other (see Figure 1.9). If we could see their peaks and troughs directly, they
FIGURE 1.8 Comparing the phase in a wave motion with a point rotating around a circle. The phase can
then be characterized by an angle, ϕ , in radians.
FIGURE 1.9 The waves labelled A and B are in phase with each other (peak to peak and trough to trough);
waves B and C are exactly out of phase with each other (peak to trough).
14 Quantum Reality
would be marching along peak for peak and trough for trough. However, by the time they get to the
detector, the two beams may no longer be in phase, due to the different distance travelled. One could
be reaching a peak in its cycle as it arrives and the other a trough (like B and C in Figure 1.9). If this
happens, the waves will cancel each other out and there will be little energy entering the detector.
Exact cancellation would only happen if the waves met precisely peak to trough (π phase differ-
ence), which is not possible for any length of time due to small variations in distance (the mirrors
will be shaking slightly) and fluctuations in the laser.
To complete a detailed analysis of our experiment, we also need to take into account any phase
changes that happen to the light at the various mirrors. Generally, when light bounces off a mirror, the
reflected wave is out of phase with the incoming wave by half a wavelength (π phase difference). Things
are slightly different with a dielectric beam splitter. Its specially prepared surface, which is bonded to
a glass block, can reflect light from either side (the dashed line in Figure 1.6 indicates the reflecting
surface). If the reflection takes place from the surface without the light having to pass through the glass
block, then the ordinary π phase shift takes place. However, any light that has to pass through the block
before reaching the reflecting surface is not phase shifted on reflection. However, there is some phase
shift as the wave passes through glass, even if it is not reflected, as illustrated in Figure 1.10.
If we now track the progress of a light wave through the upper arm of the interferometer, we can
see that the cumulative phase shift of the wave by the time that it arrives at detector Y is 2π + φ + φ ′
(Figure 1.11).
FIGURE 1.10 Phase shifts on passing through the glass of a beam splitter. The reflecting surface of the
beam splitter is shown by the dotted line. On the left, a light wave that passes horizontally through the splitter
without reflecting, undergoes a phase shift of φ . On the right, a wave passing vertically through the glass has
its phase shifted by φ ′ .
FIGURE 1.11 A wave passing through the top arm of a Mach-Zehnder interferometer on the way to detector
Y will undergo a series of phase shifts on reflection and passing through the glass of a beam splitter.
Our First Encounter with the Quantum World: Light 15
FIGURE 1.12 A wave passing through the lower arm of a Mach-Zehnder interferometer on the way to detec-
tor Y will also undergo a series of phase shifts on reflection and passing through the glass of a beam splitter.
In this case the cumulative phase shift is different by π compared with that of the top arm.
FIGURE 1.13 Light waves arriving at detector X via the top and bottom arms of the instrument arrive
exactly in phase with each other, and so constructively interfere.
Applying the same logic to the lower arm of the produces a cumulative phase shift of π + φ + φ ′
(Figure 1.12).
In this analysis, we are assuming that the path lengths through the top and bottom arms are
identical, so the only phase shifts are due to the reflections and the passage through the glass. Given
this fine adjustment of the instrument, the waves arriving at detector Y have a phase difference of
( 2π + φ + φ ′ ) − (π + φ + φ ′ ) = π , so they destructively interfere, and no light is seen by the detector.
On the other hand, detector X will see some illumination as the waves arriving there are exactly
in phase and so constructively interfere (Figure 1.13).
In most experimental setups, the paths through the interferometer are not equal in length. As we
shall see in more detail in Chapters 6 & 7, this also has an impact on the relative phases of the beams,
something that has not been incorporated into the argument thus far, on the assumption that both paths
were exactly the same length. Given the ability to move one of the fully silvered mirrors, so that the
relative path lengths were changed, the experiment could be developed to study the variation of bright-
ness in X and Y as the relative path length varied. In essence, this would be an interference pattern.
Young did not have access to a Mach–Zehnder interferometer (on the very reasonable grounds
that they hadn’t been invented), but he combined light from two sources to produce an interference
pattern on a screen. The results of his experiments could also only be explained by using a wave
theory of light.
16 Quantum Reality
To clarify, let’s imagine that during a high-intensity experiment, I had arranged for the path lengths
to be adjusted until 70% of the total light intensity entering the experiment arrived at X and 30% at
Y. Once we turned the intensity down so that we could resolve individual photons, we would find
that 70% of the time a photon is detected at X and 30% of the time at Y. There is never a ‘double
firing’ with photons arriving at X and Y together (as long as we have the laser turned down so that
there is only one photon in the system at any time). This experiment has been done under extremely
well-controlled conditions, and there is no doubt that the photon arrival rate directly reflects the
interference pattern in the way described.
Stated rather quickly in this manner, it doesn’t sound like there is much of a problem here.
Yet there is.
Our First Encounter with the Quantum World: Light 17
If a photon is a small particle of light, then how can the different paths have any effect on one
single photon?
We confirmed that photons randomly ‘pick’ reflection or transmission at a beam splitter. After that
they proceed along one path or the other to a detector. It is hard to imagine a single photon going along
both paths at the same time. Even if we could sustain that idea for a particle, it is not supported by the
experimental evidence9. Recall that when we put two detectors directly after the beam splitter, they
only picked up one photon at a time down one or the other path. There was no sign that the photon
traversed both paths simultaneously…
Now a wave can do this. It can spread throughout the experiment (think of the ripples formed
when you toss a pebble into a lake) so that parts of the wave travel along each path at the same time.
When the two parts of the wave combine at the far side of the experiment, the information about
both paths is being compared, which leads to the interference pattern.
A single photon must surely have information about only one path, so how can single photon
experiments produce interference patterns?
It transpires that there is a flaw in our argument. It is extremely subtle and cuts to another of the
primary issues that physicists have to face when dealing with the quantum world.
We confirmed that the photons randomly divert at the beam splitter by placing detectors in the
two paths. However, this eliminates any chance of picking up the interference pattern. If the detec-
tors have stopped the photons, then they have not travelled the paths. In principle, this does not tell
us anything about what might happen when no detectors are present.
Of course, it is simply ‘common sense’ to assume that the photons do the same thing with or
without these detectors in the experiment, but we have already seen that the interference pattern for
photons hardly seems to be a matter of common sense.
There is a way to investigate this further. All one has to do is place just one photon detector, Z, after
the beam splitter, say in the path of the reflected beam. If we detect a photon there, then we certainly
won’t get one at the far side of the experiment, at X or Y. On the other hand, if we don’t pick a photon at
Z, we can assume that it has passed through the splitter, rather than reflecting, and so we can expect to see
it at the far end. The experiment is easily done, given the equipment, and confirms that for every photon
leaving the laser we pick one up either at the far end (X or Y) or in the reflected beam (at Z) (Figure 1.14).
FIGURE 1.14 Mach–Zehnder with photons. A photon arriving at the first beam splitter has a 50:50 chance of
being reflected and picked up at the detector. In which case, nothing is seen at X or Y. However, if the photon
is transmitted then there is a 50:50 chance of it arriving at X or Y, no matter what the length of the path is.
18 Quantum Reality
What we find for the transmitted photons is that half of them arrive at Y and the other half at X,
no matter what the length of the path is. In other words, there is no interference pattern. Removing
detector Z opens up the top route to the far side of the experiment. At the same time, it removes any
direct knowledge that we might have about the behaviour of the photons at the beam splitter.
It does, however, restore the interference pattern…
Gathering our conclusions:
• with a standard Mach-Zehnder experiment, adjusting the path lengths by moving one or
more of the standard mirrors, produces an interference pattern of light at the detectors;
• when we turn the intensity of the laser down, the light beam resolves into a stream of
photons;
• the rate of photons emitted by the laser is related to the light intensity;
• reducing the intensity of the beam does not affect the interference pattern—now it’s the
arrival rate of the photons that depends on relative path lengths10;
• if we adjust the experiment, so that we can tell which path was taken by the photon (directly
or indirectly) at the first beam splitter, then the interference pattern is destroyed;
• if we are unable to tell the path of the photon, then there is an interference pattern, which
seems to imply that the photons arriving have information about both routes through the
experiment;
• opening up the top path (by removing detector Z) can actually reduce the number of pho-
tons arriving at Y;
• in the extreme case, if the paths’ lengths are the same, opening up the top path means that
you never get any photons at Y.
1.5.3 Delayed Choice
It is possible to develop the experiment so that the results are even more puzzling.
To do this we introduce a device called a Pockels cell (PC) into one of the routes (in Figure 1.15
it can be seen in the reflected route). PCs are crystals that change their optical properties when an
FIGURE 1.15 In this experiment a PC is used. Such a device is capable of passing photons or diverting them
to a detector. Passing an electrical current through the cell rapidly changes its setting.
Our First Encounter with the Quantum World: Light 19
electrical current is applied to them. Without a current, the cell allows photons to pass. Applying a
current changes the cell so that it diverts photons, which can then be picked up by another detector.
Consider the scenario shown in Figure 1.15. The PC is initially set to divert photons. A photon
leaves the laser and arrives at the first beam splitter. If it is reflected, then the setting of the PC will
divert it to Z, and we don’t see it at X or Y. However, if the photon is transmitted by the first beam
splitter, it misses the PC, and it turns up at either X or Y (50:50). In either case there is no interfer-
ence pattern.
If instead we set the PC to pass photons, we get an interference pattern. We will stipulate that
the experiment has been finely calibrated so that the paths lengths are an exact match, so that there
is no detection rate at Y11.
So:
This result alone is enough to give us pause. If the photon takes the lower route with the PC set to
divert, then it can get to X or Y. If it takes the lower route with the PC set to pass, then the photon
never arrives at Y. But if it takes the lower route it doesn’t go anywhere near the PC, so how can the
setting of that device affect things? Is this a further hint that somehow or other the photon travels
both routes at the same time?
Now we get devious: we initially set the PC to divert photons, but while the photon is in flight,
switch the cell over. As the cell responds quickly to a current, we can make the change after the pho-
ton has interacted with the beam splitter. One way to do this would be to leave the PC on divert and
establish the timing rhythm from a run of photons at a certain laser intensity. That tells us the rate at
which photons are being emitted at that intensity. We can easily measure the distance from the laser
to the beam splitter, so we know how long it takes a photon to reach that first point in the apparatus.
Provided we switch the PC over after this time, but before the photon has had time to reach detec-
tors X and Y, we will achieve the desired effect. We can then set a switching frequency for the PC.
After the experiment has run for a while, we can use a computer to wade through the data. It
will find some photons arriving at Z, which always happens when the detector is set to divert, and
some at X and Y. We program the computer to ignore the photons at Z and sort the X & Y group
into those that arrived when the cell was set to divert, and those that made it through when it was
set to pass (Table 1.1). Remarkably, when the data are separated out in this manner, the photons that
arrived at the far side with the PC set to pass show an interference pattern. The other photons that
arrived with the PC set to divert (but obviously were committed to the other path and so missed it)
show no interference pattern at all.
Recall that in every case the PC was initially set to divert photons and was only switched over
after they left the beam splitter. With the PC set to divert, we have seen that the photons follow one
TABLE 1.1
The Pattern of Detections for Different Settings of the Pockels Cell
Detectors
Cell Setting Z X Y
Divert Yes, if reflected at first beam Yes, if transmitted at first beam Yes, if transmitted at first beam
splitter (50%) splitter (25%) splitter (25%)
Pass Never Yes, all photons arrive here due to Never, due to the interference
path lengths being equal (100%) pattern
20 Quantum Reality
path or another (top route, via the Pockels cell to Z, or bottom route via the beam splitter to X or Y).
Whilst they were in flight, we sometimes switched the PC, removing our ability to know which path
the photons travelled, and producing an interference pattern. The presence of an interference pattern
suggests that the photon travelled both paths.
It’s hard to believe that changing the setting of the PC can have an influence that travels backward
in time to affect the photon at the first beam splitter. What we can say is that the ability to deduce
the path of the photon (PC set to divert) results in no interference. If we can’t directly or indirectly
determine the path of a photon (PC set to transmit), then we do get an interference pattern.
The mathematical machinery of quantum theory describes the photon leaving the mirror as
being in a combination (superposition) of two distinct sates, one for travelling each path. In a stan-
dard interpretation, when the photon arrives at the PC, this combined state randomly collapses into
one or other of the distinct states (corresponding to the photon being on one path or the other). An
alternative interpretation talks of parallel worlds, with a photon always travelling along one path in
each world, but the two worlds being able to influence each other to some small degree, resulting in
an interference pattern.
1.6 SUMMARY
Although this chapter has only been a starting point, we have already come across some fundamen-
tal issues. We have seen that a description of light must somehow encompass both wave-like and
particle-like natures, depending on the circumstances. The underlying randomness that can appear
in the quantum world has made itself known via our inability to tell which way a photon will travel
at a beam splitter (in an experiment set up to detect its path). Finally, and in my view most impor-
tantly, we have indications that quantum mechanics is going to be a contextual theory: an adequate
description of the behaviour of a quantum object (light in this case) will require an understanding
of the whole experimental setup; the behaviour depends on the context.
NOTES
1 My thanks to the Master and fellows of Gonville and Caius College, Cambridge, for the opportunity to
spend some time in College writing the first edition of this book.
2 Newton’s book, Optiks, was published in 1704 and put forward a strong case for the particle view.
3 When ripples are supporting each other, this can cause a patch that is either deeper or higher than nor-
mal. In light, bright bands can be caused by deep and high patches. Dark bands are formed when the
light waves oppose one another.
4 For which he earned the 1927 Nobel Prize in physics.
5 X-rays had been discovered in 1895 by Röntgen (for which he was awarded the first Nobel Prize in phys-
ics). By this time, their properties had been well established and their nature, as part of the electromag-
netic spectrum, confirmed.
6 What people normally think of as water waves (the things you see on the beach) are not really waves in
the strict sense of physics. Beach waves are a mixture of ripples and tidal movement of water.
7 In a non-photon model, that is.
8 This is an exaggeration, I’m afraid. No detector has 100% efficiency. What I am trying to suggest here
is that nothing “odd” happens to the photons in flight. Each one gets through the experiment and is, in
principle, detectable at the far end.
9 We will discover that the experimental evidence from one setup is not always directly related to a dif-
ferent setup. Hence it is not quite true to say at this stage that the evidence does not support a photon
travelling both paths. Here we have an example of the contextuality of quantum mechanics.
10 Some readers may be worrying about what I mean by the arrival rate of the photons. One picture in your
mind might be that, somehow, we are slowing the photons down in the experiment, so it takes longer
time for them to get to the far side. In fact, it is a rather more complicated situation. First, we cannot be
exactly sure of the moment that a photon leaves the laser (this is due to the uncertainly principle that we
will discuss later). Second, the different positions of the detector mean that there will be different travel
times, but light is quite quick, so this is not a major factor. You have to take a more overall view of the
Our First Encounter with the Quantum World: Light 21
experiment. If the detector is at a position that corresponds to a dim part of the pattern, then when we
reduce the intensity to the single photon level we have to consider the experiment as a whole—in which
case the position of the detector is influencing the probability that a photon leaves the laser. The whole
thing from leaving the laser to travelling through the experiment to arriving at the detector at the far side
is an interlocking process and each stage has an influence on the others.
11 Note that this is still an interference pattern.
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— Sa, il professore è venuto — mi disse la Gegia, entrando in
camera col caffè la mattina di lunedì, il lunedì 21 giugno.... oh non
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corsa....
Avevo le palpebre gravi, l’ossa peste dalla notte insonne. Mi posi a
sedere sul letto e dissimulando la mia agitazione quanto meglio
potevo: — Ah! — replicai macchinalmente — è venuto?... E sta
bene?
— Bene.... bene.... E non pareva punto stanco.... Avrà riposato
un’ora al più.... poi, quando meno si credeva, si affacciò alla soglia
della cucina e chiamò la padrona con la quale ebbe un colloquio
lunghetto, e adesso è lì in salottino che aspetta....
— Aspetta?... Che cosa?...
La Gegia prese la chicchera del caffè dalle mie mani che tremavano,
e rispose: — Ma!... sembra che aspetti lei....
— Perchè dovrebbe aspettarmi? — soggiunsi, sforzandomi di far
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Licenziai la Gegia e saltai giù dal letto. Avrei voluto esser vestita in
un attimo, e invece la mia toilette mi occupò una mezza oretta
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smania di far presto riuscisse, come suole, all’effetto contrario.
Rammento un nodo dovuto rinnovare tre volte, un bottone passato e
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Quando fui pronta, esitai ad uscir dalla stanza; perchè, sebbene
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Uscii quindi in cappellino e mantiglia, deliberata ad andar fuori di
casa per alcune spese dopo aver dato il solito buon giorno alla
signora Celeste. Chi sa, del resto, che confusione s’era fatta la
Gegia nella sua zucca vuota? Chi sa se Verdani si sognava neanche
di attendermi?
Ma la Gegia aveva colto nel segno, e il professore mi attendeva
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miei passi mi venne incontro tendendomi tutt’e due le mani.
— Desideravo — egli principiò alquanto impacciato, e guardando il
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Egli m’introdusse nel salottino ove la signora Celeste stava una
parte del giorno a lavorar di calze o a leggere l’Adriatico e il
Pettegolo, e ove io venivo di tratto in tratto a farle compagnia con un
ricamo o con un libro. Adesso la signora Celeste non c’era; eravamo
soli, il professore ed io.
Verdani mi pregò di sedere. Egli si mise a camminare in su e in giù,
come aveva camminato nella propria stanza quelle sere in cui io
vedevo la sua ombra sul muro della casa dirimpetto. Dopo un paio di
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— Se poi ha tanta premura di lasciarci! — egli interruppe con
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l’offerta di mio fratello, ma si metta al mio posto.... al posto d’una
ragazza che non è coraggiosa, che non è forte, che non ha spirito
d’iniziativa.... Vedevo non lontana la miseria, l’umiliazione di ricorrere
alla carità degli estranei, e afferrai la prima tavola di salute che mi fu
gettata.... Ormai....
— E non c’è nulla, nulla che potrebbe trattenerla? — seguitò Verdani
con calore.
Mi sforzai a dissimulare con una facezia la mia crescente emozione.
— Vuol che speri in una lotteria guadagnata senza biglietti, in un
impiego ottenuto senza le cognizioni occorrenti per esercitarlo?
La fisonomia di Verdani ebbe una contrazione dolorosa. — Non c’è
altro, non c’è proprio altro?
Dio mio! Che cos’è questo riserbo che c’impone di reprimere i nostri
slanci, di nascondere i nostri sentimenti? È una virtù o è un vizio? Io
lo vedevo soffrire; potevo forse con una parola dissipar le sue
sofferenze, infranger l’ultima tenue barriera che si ergeva fra noi e la
felicità, e non osavo dir quella parola, non osavo neanche guardarlo
in viso.
— Ebbene — ripigliò Verdani mutando posizione e venendo a
sedermisi accanto — scriverò a mia madre che m’ero ingannato.
— Sua madre? Come c’entra la sua mamma?
— Oh se c’entra!... Avevo affrettato la mia gita a Bologna per questo.
Volevo consultarla, lei che è tanto savia e buona; volevo comunicarle
un mio disegno.... S’ella lo disapprovava avrei chinato il capo in
silenzio, perchè non oserei far cosa di cui mia madre avesse a
dolersi.... Ma ell’approvò tutto; ella mi disse con la sua solita, cieca
fede in me: Ciò che tu fai è ben fatto; le persone che tu ami io le
amo; c’è sempre posto per esse nel mio cuore e nella mia casa....
Io tremavo come una foglia.
— Professore.... — balbettai confusa.
— Non mi chiami così — egli proruppe con impeto abbandonando la
mano ch’io avevo lasciata nella sua. E seguitò con voce raddolcita:
— I miei amici mi chiamano Verdani, mi chiamano Gustavo. — Egli
scosse tristamente il capo e soggiunse: — È vero ch’ella mi conosce
appena. Le son vissuto accanto parecchie settimane senza
occuparmi di lei, sfuggendola quasi.... Però, quando il caso ci
avvicinò, quando ci scambiammo le prime confidenze, quando la
seppi sul punto di prendere la via dell’esilio, provai dentro di me
qualche cosa che non avevo provato mai.... La mia scuola, i miei
studi aridi e gelati non mi bastavano più; sospiravo il momento
d’incontrarla, sospiravo l’ora del pranzo.... Mi pareva che ci fosse
una certa analogia fra i nostri caratteri; anch’ella era timida, era
riservata come sono timido e riservato io, e la semplicità de’ suoi
modi spiccava maggiormente per l’affettazione di altri.... sa bene a
chi alludo.... di altri che s’era pur fitto in capo di piacermi.... O
signorina, se fossi stato ricco, avrei ben vinto prima la mia ritrosia....
Ma come non esitare se non potevo offrirle, per ora almeno, che un
nome oscuro, una vita modesta, fatta di privazioni e di sacrifizio? Ciò
non ostante, lo vede, il coraggio lo avevo trovato; ma capisco ch’era
un sogno.... un bel sogno....
Ah, in quell’istante trovai io pure il coraggio di dire a Verdani che il
suo sogno era stato il mio sogno, che quello ch’egli mi offriva
superava di molto ciò ch’io avessi osato chiedere alla fortuna, che lo
amavo....
Egli mi strinse sul petto bisbigliando con accento ineffabile: — Elena,
anima mia....
Allorchè mi sciolsi dalle sue braccia, mi sovvenne di Odoardo. — E
mio fratello che m’aspetta, che mi ha mandato il denaro pel viaggio?
— Tuo fratello? — disse Gustavo. — Gli telegraferai che non puoi
partire. Il resto glielo spiegheremo per lettera.... Ha vissuto tanti anni
senza di te; si adatterà a vivere ancora.... In quanto al danaro, se
non vorrà lasciarlo alla sorella come regalo di nozze, ho qualche
risparmio, glielo restituirò io.... Sarà il dono che farò alla mia
fidanzata.
Gustavo mi presentò come tale alla signora Celeste, la quale mi
abbracciò con trasporto, vantandosi d’aver contribuito a questo lieto
avvenimento.... Mai, mai le passò pel capo di far sposare ad un
uomo come il professore quella caricatura della Giulia.... Sarà....
Quel giorno stesso, dopo pranzo, mi parve che una nuvola
oscurasse la fronte di Gustavo, e gliene chiesi la ragione.
Egli mi rispose con un’altra domanda: — Sei ben sicura di non
pentirti?
— O Gustavo....
— Fosti colta così di sorpresa!... Talvolta il cuore umano inganna sè
medesimo.... Amandomi oggi, t’è parso d’avermi amato anche
prima.... Se fosse un’illusione?
Non gli risposi; gli feci segno d’attendere, entrai nella mia camera e
ne presi questo libro, che deposi sul tavolino davanti a lui.
Egli m’interrogò con lo sguardo.
— È un libro — io spiegai — da leggere questa notte.... in quiete....
Non subito.... no.
A malgrado del mio divieto. Gustavo aveva sollevato la coperta
dell’album, e ne andava sfogliando le pagine.
— Una specie di diario?
— Appunto.
— Di tuo pugno?
— Di mio pugno.... Ma leggerai dopo... te ne prego.
Gustavo ubbidì a malincuore.
La mattina seguente lo vidi raggiante di contentezza. — O cara, cara
— egli mi disse. — Ora non dubito più.... Non puoi immaginarti che
gioia sia il sapere d’essere stati amati quando non s’era detto ancora
che si amava.
Io sorrisi. — Sì che me l’immagino, poichè è quello che è toccato a
me.
— Hai ragione — egli soggiunse abbracciandomi teneramente. —
Adesso però convien scrivere l’epilogo.
Mi strinsi nelle spalle.
— Che importa? Questi sfoghi dell’anima s’addicono più ai giorni
tristi che ai lieti.
— No, no — insistè Gustavo. — È una storia intima che non può
rimanere incompiuta. Devi promettermi di finirla.
Glielo promisi. Ma non trovavo mai il verso di accingermi all’opera.
Ieri egli me ne rimproverò con dolcezza. — Se tardi troppo scriverai
di maniera. Scommetto che a quest’ora hai dimenticato molti
particolari del colloquio che decise della nostra sorte.
— Non scommettere — replicai. — Perderesti.
Fra poco darò da leggere queste pagine a Gustavo, ed egli, leale
com’è, sarà costretto a riconoscere che avrebbe perduto. Sono certa
di non aver nulla dimenticato e nulla inventato; dalla prima all’ultima
pagina la mia semplice cronaca non ha che un pregio, la sincerità.
FUORI DI TEMPO E FUORI DI POSTO.
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