Virtuous Emotions Kristjan Kristjansson All Chapter
Virtuous Emotions Kristjan Kristjansson All Chapter
Virtuous Emotions Kristjan Kristjansson All Chapter
Kristjánsson
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Virtuous Emotions
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OUP CORRECTED PROOF – FINAL, 03/20/2018, SPi
Virtuous Emotions
Kristján Kristjánsson
1
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3
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Contents
Preface ix
viii Contents
6. Jealousy 102
6.1 Introduction 102
6.2 Philosophical and Historical Background 103
6.3 Recent Work on Jealousy in Psychology 108
6.4 Recent Work on Jealousy in Philosophy 113
6.5 Concluding Remarks 119
7. Grief 122
7.1 Introduction 122
7.2 What Grief Is 124
7.3 The Rationality of Grief 130
7.4 A Moral Justification of Grief 133
7.5 Concluding Remarks 140
8. Awe 142
8.1 Introduction 142
8.2 The Concept of Awe 144
8.3 Towards an Aristotelian Justification 151
8.4 A Presumed Link to Humility—and Is It Fatal
to an Aristotelian Analysis of Awe? 154
8.5 Concluding Remarks 158
9. Educating Emotions 161
9.1 Introduction 161
9.2 Concepts and Categories 163
9.3 The Seven Discourses Analysed 167
9.4 Strategies of Emotion Education 175
9.5 Concluding Remarks 180
10. Conclusions and Afterthoughts 185
10.1 Some Afterthoughts on the Virtuousness of Emotions 185
10.2 Aristotelian Naturalism: Some Methodological Afterthoughts 191
10.3 Further Afterthoughts on the Methodological Complexities
of Crossover Work on Virtuous Emotions 194
10.4 Some Afterthoughts on the Development and Education
of Emotions 199
10.5 Very Final Words 201
Bibliography 203
Index 221
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Preface
I have been thinking about the topic of this book for a long time, indeed ever since
I completed my work on Justifying Emotions (Routledge, 2002). However, most of
the research and writing for the present book was done between 2012 and 2016
while working as Professor of Character Education and Virtue Ethics in the Jubilee
Centre for Character and Virtues, University of Birmingham.
I am grateful to my colleagues at the Jubilee Centre for their advice, support, and
comments on earlier drafts of many of the following chapters. I would especially like
to single out David Carr, Randall Curren, Liz Gulliford, Blaire Morgan, Robert C.
Roberts, and—obviously—the Centre’s director James Arthur. Various other scholars
have offered constructive comments on sections of the present book. I am particularly
grateful to Blaine Fowers who offered extensive comments on Chapters 1 and 10, and
Bruce Maxwell for his incisive comments on Chapter 9. I am indebted to the John
Templeton Foundation for funding the work of the Jubilee Centre. Peter Momtchiloff
at Oxford University Press deserves thanks for being unreservedly supportive of the
book project throughout its gestation. His two anonymous reviewers provided generously
extended criticisms of the initial proposal and later of a final draft, prompting me to
rewrite large chunks of Chapters 1 and 2. Kristian Guttesen provided invaluable
editorial assistance with the Index towards the end.
I have received helpful feedback from audiences at conferences organized by
the University of Munich (2007), University of Geneva (Summer School in Affective
Sciences, 2013), University of Tübingen (2014), Philosophy of Education Society of
Great Britain (Birmingham, 2014; Oxford, 2014), Universities of Chicago and South
Carolina (Columbia, South Carolina, 2015), and the Open University (London, 2016).
Chapter 8, on awe, was written under the auspices of the Virtue, Happiness and
Meaning of Life Project, University of Chicago; I am grateful to Candace Vogler for her
support and invitation.
I thankfully acknowledge permissions to recycle material from the following
articles: ‘Emotion Education Without Ontological Commitment?’, Studies in Philosophy
and Education, 29(3), 2010; ‘Is Shame an Ugly Emotion? Four Discourses – Two
Contrasting Interpretations for Moral Education’, Studies in Philosophy and Education,
33(5), 2014; ‘Pity: A Mitigated Defence’, Canadian Journal of Philosophy, 44(3–4),
2014; ‘An Aristotelian Virtue of Gratitude’, Topoi, 34(2), 2015; ‘Grief: An Aristotelian
Justification of an Emotional Virtue’, Res Philosophica, 92(4), 2015; ‘Jealousy Revisited:
Recent Philosophical Work on a Maligned Emotion’, Ethical Theory and Moral Practice,
19(3), 2016; ‘A Philosophical Critique of Psychological Studies of Emotion: The
Example of Jealousy’, Philosophical Explorations, 19(3), 2016; ‘Awe: An Aristotelian
Analysis of a Non-Aristotelian Virtuous Emotion’, Philosophia, 45(1), 2017.
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1
Introduction
Developing an Aristotelian Account
of Virtuous Emotions
however, deserves something more than this curt answer, and I proceed to flesh it out
in this opening section.
I mentioned at the outset the increased academic interest in emotions. In moral
philosophy, for example, the upsurge of virtue ethics has brought the moral role of
emotions firmly into prominence. Thus, on a widely held current assumption, morally
proper emotions form part of the good life and are implicated in morality at all levels of
engagement—an assumption far removed from the Kantian contention that ‘no moral
principle is based [. . .] on any feeling whatsoever’ (Kant, 1964, p. 33). Moreover, not
being viewed any more as dangerous interlopers in the realms of upbringing and
schooling, emotions have now been invited as guests of honour into those realms as
essential to the development of human beings as morally developing agents. Although
some of the recent enthusiasm for the emotions has been motivated by a ‘hard’ form of
sentimentalism, harking back to David Hume (see e.g. Haidt, 2001), it is fair to say that
most recent emotion theories in moral philosophy and moral education have drawn
inspiration—directly or obliquely—from Aristotle’s ‘soft’ (emotion-imbued) rational-
ist stance. I elaborate upon those different stances in Chapter 2.
There are, in my view, three main reasons why it may be considered wise to rely
upon an Aristotelian account of virtuous emotions. The most general reason is that
many successful latter-day explorations of emotions have been couched in those very
terms (e.g. Nussbaum, 2001, on grief and compassion). Second, the recent surge of
interest in the moral value of emotions, at least within philosophical circles, can most
helpfully be traced to the renaissance of (Aristotle-inspired) virtue ethics. Indeed, there
is reason to believe that many people are drawn towards virtue ethics primarily because
of its facility to make sense of the moral salience of our emotional lives. Third, by offering
an Aristotelian account of a potentially virtuous emotion, one brings it into the fold of
a respectable moral theory, a theory which can explain, inter alia, why—if a proper form
of an emotion is virtuous—not feeling it when the occasion calls for it is evidence of
moral failings. All in all, then, armed with conceptual and moral weaponry from
Aristotle’s arsenal, we can make advances in the understanding of people’s emotional
lives that would otherwise be closed to us—or at least constitute arduous uphill battles.
That said, one can at best be respectful of a general Aristotelian approach to emo-
tions rather than deferential to all its details, since there is often no specific text by
Aristotle to be deferential to. As I explain presently, Aristotle’s account of individual
emotions is at times truncated or flawed—even by his own lights—if not simply miss-
ing. Rather than adding to the already abundant literature on the emotions that
Aristotle explores in most detail, such as anger (orgē) and poetic justice (nemesis)—
literature to which I have contributed in the past (Kristjánsson, 2006; 2007)—I find it
salutary to focus the Aristotelian lens this time on various emotions that Aristotle
either ignored or viewed askance, for different reasons, and to offer reconstructive
analyses of those, faithful to his general approach but informed by recent social sci-
entific findings. I consider this method in line with Aristotle’s own naturalistic
approach, according to which all moral theorizing must pay heed to empirical data.
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This also means that my exploration throughout the book will be unapologetically
transdisciplinary—drawing on insights from contemporary psychology as well as
from philosophy, old and new. For each of the six emotions to be studied, the variables
that I fasten on in the course of the discussion will be the emotion’s source/cause, inten-
tional object, valence, immediate target, goal-directed activity, and moral value. I explain
these variables one by one in the present chapter. The success of this book depends
largely on how persuasively it succeeds in ‘populating’ these variables in ways that are
reasonably faithful to a general Aristotelian approach.
The aim of this introductory chapter is to set the scene for the exploration to follow
by saying something about my take on emotions in general and an Aristotelian account
of emotions in particular. For the sake of intellectual honesty I want to be forthright
about the dilemma facing me when I pondered what to include in this chapter. I envis-
age the potential readership of this book to fall into two broad categories. On the one
hand, there will be readers interested in the conceptual and moral nuances of the
specific emotions under scrutiny here—and their educational ramifications—but with
a minimal interest in Aristotelian theory. On the other hand, there will be Aristotle
aficionados interested in (or possibly sceptical about) the viability of extending an
‘Aristotelian’ account of virtuous emotions to areas that Aristotle himself bypassed.
Pitching an introductory chapter at these two audiences is a challenge, requiring
compromises on both sides.
To the second group I want to say that I am not an Aristotelian exegete, either by
training or calling. I am a philosopher with an interest in issues that lie at the border-
line between moral philosophy, moral psychology (empirical as well as conceptual),
and moral education. While I would obviously resent being labelled as an Aristotelian
vulgarizer, my aim is neither to root for the historical Aristotle nor to offer novel textual
interpretations of his writings. Rather, my work is motivated by the belief that by pro-
viding generous helpings of Aristotle’s overall approach, and synthesizing those with
contemporary emotion scholarship, one can offer a discerning and persuasive account
of the nature and value of virtuous emotions. With respect to the first group, who come
to this book without a ready-made Aristotelian philosophy in their pockets, I ask them
to bear with me and not to skip those sections of the introductory chapter that deal
specifically with the nuts and bolts of Aristotle’s account; for I aim to lay out here (and
in Chapter 2) various general assumptions that underpin my account of individual
emotions in following chapters. The present chapter thus serves as a platform from
which all subsequent arguments will be launched.
All books are personal odysseys, and this one is no exception. I propose to take readers
with me on a journey motivated by personal insights and academic considerations
they may not share; yet I hope they will come to understand—after reading this opening
chapter—what my destination is and persevere with me, however critically and sceptically,
as I try to approach it.
Here is the first rub. Although Aristotle mentions emotion at various junctures in
his corpus, the first standard port of call is his Rhetoric (2007) which offers a fairly
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substantial section on individual emotions (pathē). The list on offer there, however,
seems haphazard and almost arbitrary; it could easily have been longer or shorter (see
Rorty, 1992, p. 84). If one comes to the Rhetoric hoping for the last word on Aristotle’s
account of emotions, one’s hopes will be dashed. There is a simple reason for this: the
Rhetoric was not written predominantly as a treatise on emotions but, rather, as a text-
book teaching orators methods to persuade an audience. Although Aristotle did con-
sider emotions invaluable in that process, and therefore explores them in this book, he
seems to have been highly selective of the sort of emotions he chose to foreground
there, as having persuasive power.
Sometimes, however, the possible explanation of an emotion having been left out
because it does not have enough emotional appeal in rhetorical debates does not quite
wash. It would be difficult to imagine an emotion having more emotional force than
awe, for example. There might even be good (in this case Platonic) reasons to think that
awe possesses strong epiphanic powers of moral conversion (see e.g. Jonas, 2015). Yet
Aristotle has no time for it; and in that case, as I argue later, I think his reasons are
substantive (with respect to his emotion theory) rather than practical (with respect to
the remit of the Rhetoric). Nevertheless, I am generally sympathetic to Fortenbaugh’s
conjecture (2002, p. 106) that in the Rhetoric Aristotle may simply have lifted a few
examples of emotions from a more systematic treatise, known to be lost (perhaps
Diaireseis or On Emotions, Anger), in order to illustrate his points about the persuasive
power of emotions.
All that said, I also agree with Knuuttila (2004, p. 27) that while the survey of
emotions in the Rhetoric is meant to be merely illustrative and to serve the purposes
of a rhetorician, this work can be taken as a source of information about Aristotle’s con-
sidered general account of the conceptual contours and moral nature of emotions. The
Rhetoric thus offers us a broad canvas, but one on which only the general outlines and a
few individual dots have been provided. It gives free rein to someone like the present
author to fill in the missing dots and to touch up, or link up, some of those that are there
already. It is exactly at those places where we find ourselves dissatisfied with the incom-
pleteness and evasiveness of Aristotle’s account that our restoration work encounters its
most crucial trials. Yet, admittedly, respecting the broad outlines already on the canvas
is a prerequisite for any such reconstructions to deserve the label ‘Aristotelian’.
as natural kinds, residing in the hardware of our nervous system. More specifically, they
are conceptualized as bodily feelings of physiological changes, constituted by certain
unique modes of corporeal attention, sensation, and expression (especially through
characteristic facial features; see Ekman, 1989). From an Aristotelian perspective, in
contrast, emotions are viewed primarily as cognitions (of value) although feelings and
other components are also involved.
This physiological–cognitive boundary can be fuzzy and tenuous at times. For example,
some neo-Darwinians limit their theory to so-called ‘basic emotions’ (such as fear)
and acknowledge the existence of other, cognitively layered, emotions (such as shame).
However, the very idea of ‘basicness’ is itself a contested one in emotion theory
(Solomon, 2002). The main challenge for physiological theories is to make sense of the
generally acknowledged fact that emotions are not mere feelings (such as a toothache),
but rather have representational content and involve epistemic discrimination and
discernment. These theories must be able to explain the epistemic role emotions play
in the formation of evaluative reasons (Brady, 2013), as well as how changed beliefs
about the world often change emotion. Neo-Darwinians have come up with various
ingenious ways of meeting those demands (see e.g. Prinz, 2007), but I will bail out
of that discourse here, as the present work is grounded in an Aristotelian cognitive
paradigm. Hence, what matters for present purposes is primarily the discourse on
cognitive theories and their problematics.
Early on during the resurgence of cognitive theories of emotion in the 1960s and
1970s, the standard view was that the cognitive consort that set an emotion apart
was a full-blown belief: for instance, in fear, the belief that you are faced with danger.
However, this view had a hard time explaining frequent cases of ‘recalcitrant emotions’:
emotions such as fear of common spiders felt in default of a belief that common spiders
are harmful. There are two avenues of escape from this difficulty. One is the bullet-
biting one, which I foolhardily adopted in an earlier work (Kristjánsson, 2002), of
insisting that even in the case of recalcitrant emotions, a belief is at work, albeit a
subconscious (or at least a non-self-consciously endorsed) one. However, post-Freud,
a reference to subconscious beliefs is considered a somewhat desperate last-ditch
resort. The other avenue is to grant that emotions do not require belief as their cognitive
component but simply a judgement, which can be a snap one, not endorsed by the agent.
We often jump to judgements about x without really believing x, at least not deep down
or on second thoughts. Yet even talk of ‘judgements’ strikes many theorists as too
psychologically ‘dynamic’: judgements are typically passed by us rather than happening
to us, whereas the latter seems to be the case in some genuine emotional experiences.
This has led some cognitivists to revise their conception of ‘cognition’ from that of a
full-blown belief or even judgement, endorsed and/or passed by the agent, to a more
free-floating thought (Greenspan, 1988). In some cases of fear, for example, a vague
thought of impending danger may simply occur to me and latch itself onto a painful
feeling, thus eliciting the relevant emotion, without any judgement being passed or
belief being harboured.
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was one of them)—insisting, rather, that the relevant cognition must have propositional
content—will be hard put to impute emotions to infants and animals, except in a
derivative or metaphorical sense.
There is unfortunately no way in which to speak ex cathedra with respect to
Aristotle’s own version of a cognitive account. Different conceptualizations have been
wrenched from his texts by different interpreters. Although I am eager to steer clear as
much as possible from mere exegesis in this book, there is no avoiding some engagement
with this issue in his own writings if one wants to develop an account that is reasonably
faithful to the historical Aristotle, while removing discrepancies and ambiguities where
needed. It is beyond controversy that Aristotle proposes a componential or compos-
itional theory of emotion, with a cognitive component at its core, but that is basically
the point at which the consensus ends.
‘The emotions are those things through which, by undergoing change, people come
to differ in their judgements [kriseis], and are accompanied by pain and pleasure’,
Aristotle says (2007, pp. 112–13 [1378a20–21])—a specification which, at first sight at
least, seems to place him in the judgementalist, rather than the perceptualist, camp. He
also refers repeatedly to cognitions, understood in this way, as the efficient causes of
emotion, with reference to his famous architectonic of the ‘four causes’. There is no pity,
for example, which does not involve judgement about another’s deserved misfortune.
That cognition is, precisely, what distinguishes the emotion of pity from the emotion of
compassion (eleos), pain at another’s undeserved misfortune.
Notably, Aristotle does not use the word ‘belief ’ (doxa) for the cognition, but rather
krisis (judgement), which carries connotations of discernment and logical discrimination
rather than endorsement and persuasion. We do not know whether this means that he
anticipated latter-day worries about a necessary belief-component of emotion; at least
he defines ‘belief ’ as presupposing conviction (pistis)—having been persuaded by a
discourse of reason (1941c, p. 588 [428a19–24])—which for us moderns would entail
misgivings about making doxa a constituent of emotion. Aristotle is far from being
consistent here, however, for when it comes to characterizing individual emotions,
he typically circumvents the word krisis and relies rather on the verb phainesthai (‘to
appear’), or its cognate noun, phantasia (‘appearance’). It seems, then, that to experi-
ence, say, compassion, one does not need to judge another person as having suffered
undeserved misfortune but only perceive of such misfortune as having happened.
Nieuwenburg (2002) makes a strong case for a perceptualist reading of Aristotle’s
cognitivism. His case is textual; he observes that in the overwhelming majority of
cases in the Rhetoric, Aristotle avails himself of perceptualist language. Fortenbaugh
strongly objects to this move, however, for it would open up the possibility of animals
experiencing emotions in the same sense as humans, but that is a recognizably
un-Aristotelian position (2002, p. 94). Fortenbaugh explains Aristotle’s use of phantasia
as referring not to the relevant cognition of the person experiencing the emotion but
to the fact that the object of the emotion is conspicuous and observable by others
(2002, pp. 96–8).
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Knuuttila also inveighs against perceptualism and produces various textual and
philosophical considerations in favour of a judgementalist reading (2004, pp. 36–40).
He points out, for example, that Aristotle did not believe we could think without
imagination; this fact may have induced Aristotle to use phantasia rather than krisis
when describing individual emotions, for the former word carries connotations of the
mind imagining and mulling over the implications of the emotion-inducing event,
rather than just passing a judgement about something having happened or being about
to happen. Yet the actual judgement is necessary for the emotion to be elicited. Rorty
(1992) suggests that the whole perceptualist–judgementalist debate about Aristotle
may be based on a misreading of phantasia, as understood via post-Enlightenment
theories of perception and imagination. Aristotle’s use of the term obviously predated
those understandings, and it was not very systematic either, being situated (much
like today’s term ‘construal’) somewhere between the meanings of belief (doxa) and
perception (aesthēsis).
There often comes a point where the consistent Aristotelian needs to depart from
the historic Aristotle, and I see no alternative in this case other than trying to carve out
a position that is reasonably Aristotelian, in trying to preserve as much of his general
approach as possible, but that disambiguates the heterogeneous textual material. I wonder
why Aristotle did not make use of his model of the four causes:
• efficient cause,
• formal cause,
• final cause,
• material cause,
and make a distinction between the (1) efficient cause (that we could call ‘the source’)
of an emotion, and its (2) formal cause (latching onto its formal object, such as ‘the
shameful’ in shame). It would seem agreeably Aristotelian to hold that the source (qua
Aristotle’s efficient cause) of an episode of jealousy is, for example, the perception of
a teacher attending more carefully to a fellow student than to me: something appears
to me, given who, what, and where I am (cf. Rorty, 1992, p. 89), as a relative disfavour-
ing of me. This perception then causes a krisis, in the sense of an evaluative thought
(Knuuttila, 2004, p. 38) rather than a full-blown judgement (at least on a modern
understanding, which is stronger than that of krisis), about undeserved differential
treatment: a thought that draws the mind to the ‘formal cause’ (via the formal object)
of the emotion of jealousy, and is then accompanied by (3) the final cause of the emotion,
its goal-directed activity (to which I turn later, along with (4) the material cause).
Understanding evaluative thought as the cognitive core of an emotion may seem to
make the motivational link to acting (e.g. in a jealous way) mysterious, but as Aristotle
was, in an important sense (explained more fully in Chapter 2), a ‘Humean’ about
motivation—arguing that ‘thought by itself [. . .] moves nothing’ (1985, p. 150
[1139a36–37]) unless driven by a goal-directed desire—this understanding seems to
be in accord with his general motivational theory.
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outside it, as Plato did, and correspondingly he did not think that detachment from
appreciating contingent things and from associated emotions is what philosophy
should teach people’ (2004, p. 25). Obviously the point is not that Aristotle did not
embrace self-transcendence, understood in the simple (‘horizontal’) sense of accom-
modating other people into one’s sphere of emotional and moral considerations.
Given his foregrounding of compassion and friendship, he is the self-transcendent
moralist par excellence. However, Aristotle was a ‘people person’ (as explained well
in Vogler, 2017), and arguably did not accommodate self-transcendence in a more
complex (‘vertical’) sense, as attraction to ‘higher’ transpersonal ideals. I explore some
implications of this lacuna in Chapter 8 and offer correctives. More specifically,
I argue that understanding where and why Aristotle missed the boat on awe and
other transpersonally targeted emotions may help us appreciate what would have
been gained had he not.
While I am not shy in suggesting the above proposal of a fourfold componential
model as a contribution to ‘neo-Aristotelian’ scholarship (although not representing
the view of the historical Aristotle), I cannot help returning once again to the con-
sideration that the whole debate about the nature of the cognitive component is,
for present purposes at least, slightly tangential. Philosophers sometimes live inside
a bubble. As I happen, in my current job, to engage with social scientists and practi-
tioners interested in emotions on a more regular basis than with fellow philosophers,
I know all about the effort it takes to persuade some of them of the insights that
emotions are
• reason-responsive,
• morally evaluable,
• educable and worthy of education in the sense of nurture and development
rather than suppression, and
• potentially constitutive of moral selfhood and identity.
If I succeed in getting those Aristotelian points across, I consider myself victorious;
persuading them further of the exact nature of the cognitive component of emotion
would in most cases be surplus to requirements.
This point was also brought home forcefully to me recently when reading Deborah
Achtenberg’s wonderful book, Cognition and Value in Aristotle’s Ethics (2002). I have
yet to come across a richer and more nuanced account of the role of emotions as
cognitions of value, on an Aristotelian account. Achtenberg argues that, for Aristotle,
emotions are cognitions of value in the sense of constituting rational awareness of
and orientations to the world. More specifically, she explains in detail how emotions
represent the evaluative properties of recurring relationships between particulars
(2002, pp. 2, 9). I found myself agreeing with almost everything Achtenberg says in this
book; yet she understands Aristotelian cognitions as perceptions or appearances of
particulars without any necessary propositional content (2002, p. 28). As indicated
above, I beg to differ on this particular point. I find it more rewarding to think of
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in the Nicomachean Ethics about how different activities require different pleasures
to complete them (1985, pp. 277–8 [1175a22–28]; cf. also Nussbaum, 2001, p. 64).
Fortenbaugh, however, disagrees. He finds no traces of this assumption in the Rhetoric;
for example Aristotle does not try to distinguish between the overall negatively
valenced emotions of fear and anger on grounds of different accompanying feelings
(Fortenbaugh, 1969, pp. 167, 185). In the Rhetoric, pleasure and pain are regarded as
mere sensations, not as intentional states with cognitive content. To be sure, different
pleasant emotions are experienced differently, but that is because of their different
cognitive consorts and goal-directed activities (see below), not because the pleasant
sensations accompanying them vary in kind (Fortenbaugh, 2002, p. 111). The jury is
still out on Aristotle’s considered view on this issue. At all events, from the point
of view of a contemporary updated Aristotelianism, Fortenbaugh’s parsimonious
interpretation not only has Ockham’s razor on its side but also famous psychological
experiments from the 1960s which indicated that the induction of uniform physio-
logical arousal can elicit radically different emotions, depending solely on different
cognitions (Schachter & Singer, 1966).
Although Aristotle’s cognitive component tends to be foregrounded, he was also
deeply interested in the physiological substratum of emotion, which he identifies
as their material cause. It goes without saying that most of Aristotle’s biological explan-
ations for why emotions feel the way they do to us, and how they are physiologically
generated, are outdated (see various examples in Fortenbaugh, 2002, pp. 112–13), to
the point of being most charitably passed over in silence. Yet the invocation of the
necessary ‘material cause’ is worth mentioning here to remind readers again of how
encompassing Aristotle’s componential account of emotion is—how far removed from
a ‘pure’ cognitive account such as Nussbaum’s (2001)—and how, through his multiple-
entry bookkeeping of the components, he was able to see emotion as necessarily
embodied and concretized in the flesh. In a way, then, Aristotelian cognitivism includes
some of the essential elements of a (Darwinian-style) physiological theory about the
nature of emotion, although it does not see emotions as uniquely identifiable through
physiological, facial, or phenomenological markers.
The fourth Aristotelian ‘cause’—the so-called final one—comes to the fore in
Aristotle’s assumption that in addition to the perception, thought, and feeling, emotion
also essentially involves disposition to goal-directed activity (see Fortenbaugh, 1969,
pp. 165–7). Knuuttila describes this component as ‘a behavioural suggestion, a spon-
taneous impulse towards action’ (2004, p. 32). We must make sure, however, to present
the goal-directed component in a way that does not cede too much territory to behav-
iourism. Take compassion: a person who feels compassion towards the undeserved
misfortune of another person will, ipso facto, be drawn towards the goal of doing
something about it—for instance, to offer help. However, sometimes the activity
impulse generated by an emotion is merely internal. For instance, shame of the fact
that I am considering a disgraceful act may motivate me to stop considering it. The
OUP CORRECTED PROOF – FINAL, 03/19/2018, SPi
Virtue (arete) is that sort of active disposition (hexis) which sets a person to act or react in a
mean, in situations involving choice (prohairesis), following reason (logos) as the person of
practical wisdom (phronimos) does in matters concerning pathe and actions. (1984, p. 535)
Curzer (2012, chap. 15) makes a stab at defining various discrete levels of virtue
development, ranging from that of the many (hoí polloí) and the generous-minded
(eleutherios) to the incontinent, continent, those with natural (habituated but non-
phronesis-infused) virtue, to the properly virtuous and, above them, to those with
superhuman or heroic virtue. Notice that Curzer is not saying that everyone needs to
progress through those levels in the same order, Kohlberg-style, without skipping
any of them, or that most people’s moral functioning can be ‘operationalized’ so as to
fall overall within a given level; nevertheless being aware of those milestones may
help us get a handle on the normal trajectory of moral development. However, in a
more recent work, Curzer (2016) has himself problematized a stage-theory inter-
pretation of Aristotle and now seems to consider his previous descriptions of moral
levels as shorthand idealizations rather than accurate depictions of the statuses of
real people. On this anti-idealization reading, given that virtue comprises various
different components, individuals can be strong on one (say, on proper emotion) but
weaker on another (say, on putting emotion into action). Rarely will all those components
align in perfect harmony in a person; thus the multi-component view seems to cast
doubt on the usefulness of a stage-theory model. Curzer considers emotion to kick in
as a significant component of virtue at the level where mere self-control morphs into
habituated virtue—and it continues to have pride of place in phronetic virtue also. Curzer’s
meticulous analysis of all the possible components of virtue in general, as well as their
sub-components (centi-virtues) and sub-sub-components (deci-virtues), identifies no
less than 6,000 possible failure (or success) modes for virtue.
In Section 1.4, I explore in more detail the different ways in which emotions feature
in virtues. I will end this section, however, with a quick comment on a distinction
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In some cases it may seem odd to think of emotions, such as awe and grief, as having
dispositional forms at all. Yet, if we think more closely, it is normal to see people as
differing in their proneness to experiences of awe and grief (including in their dis-
positions to having the relevant cognitions), both in terms of frequency and intensity,
and that is the sense in which we need to consider the trait-forms of those emotions in
what follows.
Although Aristotle only rejects explicitly the idea of episodic emotions as virtues,
he offers general considerations that seem to undermine the plausibility of seeing
dispositional emotions as full-blown virtues as well (1985, p. 41 [1105b29–1106a6]). In
the Rhetoric, he consistently refers to morally optimal emotions, such as compassion
and righteous indignation, as traits that are ‘characteristic of good people’ (see e.g.
2007, p. 142 [1386b8–12] on compassion and righteous indignation), rather than as
‘virtues’, and to the inability to experience such emotions as blameworthy deficiencies,
rather than as ‘vices’. Therefore, the view of the historical Aristotle seems to be that
morally optimal emotions qua traits are components of virtues: of complex traits that
have a wider scope than just dispositions to be optimally (medially) affected.
I have at previous junctures in this Introduction offered examples that seem to
blur the emotion–virtue boundary. For instance, as I have indicated, in some cases of
compassion, involving incapacity to act on the emotion, it is difficult to see what else is
needed than the mediality of the emotional experience to turn the relevant trait into a
fully fledged virtue. Moreover, as I am aiming for reconstructed Aristotelianism rather
than Aristotelian exegesis, the option would be open to me to go beyond Aristotle here
and claim that some virtues are nothing but emotions in a mean. However, there is no
reason to scratch where it does not itch. In most, if perhaps not all, cases it is helpful to
follow the historical Aristotle and to understand virtuous emotions as components
of general virtues rather than free-standing virtues themselves. I therefore cautiously
chose the title Virtuous Emotions for this book, although I could perhaps have made a
bigger splash—or emitted a louder rallying cry—by calling it Emotion Virtues: a desig-
nation I have sometimes been tempted to use in the past.
Aristotle often seems to suggest that there is a general emotional trait that corresponds
to each moral virtue, and as Kosman (1980) rightly notes, he rarely mentions virtues in
Book 2 of the Nicomachean Ethics with respect to actions alone. However, Aristotle
makes an exception in the case of the civic virtues of friendliness, truthfulness, and wit
(1985, pp. 107–14 [1126b11–1128b9]). Best understood collectively as a broad-brush
disposition towards agreeableness (Kristjánsson, 2007, chap. 10) in casual human
encounters—when ‘meeting people, living together and associating in conversations
and actions’ (Aristotle, 1985, p. 107 [1126b11–12])—those virtues do not seem to
possess any unique emotional components, or perhaps no emotional corollaries at all.
The idea seems to be that these virtues have to do with manners rather than morals—
and for the former, there is no special requirement that ‘our heart be in it’, as long as we
behave in an orderly, civil manner. Yet even in the case of these social-glue virtues, it
would be difficult to understand what creates and sustains them without assuming
OUP CORRECTED PROOF – FINAL, 03/19/2018, SPi
of moral virtue, the megalopsychoi, who not only possess excellence of character but
also an abundance of resources to make good use of it, are thus not only ‘worthy of
great things’, but must also ‘think’ themselves worthy of them (Aristotle, 1985, p. 97
[1123b2–3]). Contemporary lay views seem to coincide with Aristotle’s. Character
is viewed by the general public as fundamental to identity, with loss of moral con-
science seen as greater loss to identity even than loss of autobiographical memory—
but it is still regarded as essentially controllable and changeable. Laypeople also
evaluate moral character in terms of a person’s signature weaknesses rather than,
as in contemporary positive psychology (critiqued in Kristjánsson, 2013), in terms
of her signature strengths (Goodwin, Piazza, & Rozin, 2015). With the chain of charac-
ter thus considered to be as strong as its weakest—rather than its strongest—link,
this means that a single morally aberrant emotional trait (such as being disposed to
feelings of invidious envy rather than emulation when making upward social compari-
sons) in an otherwise morally decent person, could be seen as fatal to that person’s
character profile.
Because moral character is the core ingredient in the good life of eudaimonia, proper
emotional traits must also be understood as constituents of the good life rather than
just as being instrumentally conducive to it. Aristotle even apparently wants to maintain
that no general emotional trait is expendable from the good life (Kristjánsson, 2007,
chap. 4). What he seems to be saying there is that there are no general emotional traits,
corresponding to morally relevant spheres of human life, that do not admit of a medial
state; yet it remains true that there are specific emotional traits (say, begrudging spite:
epēreasmos) that do not admit of a mean, because they are the excesses or deficiencies
of general traits, and, of course, specific episodic emotions that do not admit of a mean,
because they are not traits (cf. Aristotle, 1985, p. 44 [1107a9–26]).
The above considerations about the role of emotions in eudaimonia are important in
distinguishing Aristotle’s account of virtuous emotions from standard manoeuvres
in contemporary psychology to justify the value of emotions instrumentally. For
Aristotle, an emotion could be instrumentally beneficial, yet non-virtuous. For example,
Schadenfreude could, for all we know, serve some important socio-political purposes;
yet it is not virtuous. Or an emotion could fail to be instrumentally beneficial (at least
in particular circumstances) and yet be virtuous through its intrinsically admirable
qualities befitting a phronimos (a fully virtuous person, guided by phronesis). For
example, the compassion of a phronimos stranded alone on a desert island would not
cease to be virtuous even though it did not benefit anyone. Contemporary moral
instrumentalists typically conceive of morality, in Weberian terms, as a set of social
norms conducive to peaceful co-ordination (‘pro-sociality’) in a world of scarce
resources. These theorists often invoke the term ‘moral emotions’ for emotions
instrumental to producing pro-social ends. However, the term ‘moral emotion’ is a
highly polysemous one, with at least five different understandings (Cova, Deonna, &
Sander, 2015). Moreover, as Aristotelians consider all emotions potentially flourishing-
constitutive, they will tend to see the term ‘moral’ in ‘moral emotion’ as superfluous.
OUP CORRECTED PROOF – FINAL, 03/19/2018, SPi
To remind readers once again that the focus of the present work is reconstructive
rather than exegetical, it behoves me to move on from ruing the lacunae in Aristotle’s
writing to try to say something constructive about how his general ideas about the
education of emotions can be developed further in light of contemporary findings
(see Chapter 9). There is obviously no dearth of interest in Aristotelian character
education in today’s climate, and most of the writers driving that bandwagon propose
to move beyond Aristotle’s parsimonious remarks about the cultivation of emotion,
as part of character education, to something more subtle and sophisticated (see e.g.
Sherman, 2000; Carr, 2005). It does help with those efforts that Aristotelians are no
longer the lone criers in the desert. Indeed, it has become almost a truism to say
that the tide has turned in education circles in recent years from seeing emotions as
interlopers in the realm of reason, and intruders in classrooms, towards acknowledging
their role in the well-being of students—be that ‘well-being’ understood in psychological
(subjective well-being, psychological health), moral (flourishing, character cultiva-
tion), or purely educational (effective learning, grade attainment) terms (Shuman &
Scherer, 2014).
How quickly this shift has occurred can best be seen from an overview article,
written as late as 1988, in which the author saw no sign of the ‘myth’ of emotions as
educational trespassers letting go, and deemed the emotional aspect of education
‘largely ignored’ (Best, 1988, pp. 239, 245). Rather than conceptualizing this as a single
‘affective shift’, it may be helpful to think of multiple shifts having occurred at about the
same time. For example, in the field of moral education, the almost priestly status of
Kohlberg’s (1981) developmental paradigm—foregrounding emotionally disengaged,
rational capacities—crumbled, as a serious shortfall was found between reasoning
faculties and actual moral behaviour (Blasi, 1980). Instead, emotion came to be seen as
implicated in moral functioning at all levels, even constituting the core of moral char-
acter or selfhood (Kristjánsson, 2010). Similar seismic shifts have taken place in the
psychology of well-being (Fredrickson, 2009) and of learning (Schutz & Pekrun, 2007).
Yet some theorists worry that, through the recent affective turn in moral education, the
pendulum has already swung too far away from reason (Sauer, 2012a; Railton, 2014;
Kristjánsson, 2016b): namely, away from Aristotle’s notion of emotions as ideally
reason-infused. I postpone further discussion of these issues until Chapter 9.
but what exactly does ‘getting moral value right’ mean in that context? Do virtuous
emotions apprehend antecedently existing values, or are values mere projections of
emotions? The debate about the moral epistemology of emotions is waged between
moral rationalism and moral sentimentalism. Rationalists believe that moral facts exist
independently of our emotions, and that those facts can be tracked by human reason.
Sentimentalists believe either that no moral facts exist at all or, alternatively, that moral
facts are created by our emotions and exist in our minds. It is helpful to distinguish
between ‘hard’ and ‘soft’ forms of both moral rationalism and sentimentalism. I argue
in this chapter that Aristotelianism is best understood as a form of ‘soft rationalism’—
and I offer it as an antidote to currently fashionable forms of ‘hard sentimentalism’.
I explain the relevance of this epistemological position for the argument in the following
chapters and to the educational argument in Chapter 9.
Chapter 3 begins the exploration of specific virtues, starting with gratitude. The aim
of this chapter is to offer a reconstruction of gratitude as an Aristotelian virtuous
emotion, along the argumentative lines suggested in this Introduction. I begin with an
overview of recent discourses on gratitude in philosophy and psychology. I then proceed
to spell out a formal characterization of gratitude as an Aristotelian virtuous emotion.
The fourth section pauses to explore how such a characterization can be squared with
Aristotle’s apparently unambiguous remarks about gratitude as a non-component of
the virtuous make-up of the megalopsychoi (the paragons of moral virtue). Finally,
I conclude by demonstrating the virtuousness of gratitude—what makes it intrinsically
valuable as part of eudaimonia—by elucidating its association with the overarching
emotional virtue of nemesis (poetic justice).
In Chapter 4, I turn the attention to pity. The aim of this chapter is to offer a mitigated
moral justification of this much-maligned emotional trait, in the Aristotelian sense
of ‘pain at deserved bad fortune’. I lay out Aristotle’s taxonomic map of pity and its
surrounding conceptual terrain and argue that this map is not anachronistic with
respect to contemporary conceptions. I then offer a revisionary ‘Aristotelian’ moral
justification of pity, not as a full virtue-component intrinsically related to eudaimonia
but as a positive moral quality that has instrumental value in developing and sustaining
a certain intrinsically valuable state of character—namely compassion (eleos). The
justification offered is mitigated in the sense that it does not elevate pity fully to a virtuous
disposition, constitutive of eudaimonia; yet it does offer a crucial counterweight to
Aristotle’s own denunciation of pity.
Chapter 5 addresses the emotion of shame. Rather than focusing exclusively on
Aristotle’s own account and its possible shortcomings, this chapter offers a sustained
philosophical meditation on contrasting interpretations of the emotion of shame
within four academic discourses: social psychology, psychological anthropology,
educational psychology, and Aristotelian scholarship. It turns out that within each
of these discourses there is a mainstream interpretation which emphasizes shame’s
expendability or moral ugliness, but also a heterodox interpretation which seeks to
retrieve and defend shame. As the heterodox interpretation seems to offer a more
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realistic picture of shame’s role in moral development, the provenance of the mainstream
interpretation merits scrutiny. I argue that social scientific studies of the concept of
shame, based on its supposed phenomenology, incorporate biases targeting excessive,
rather than medial, forms of the emotion. I suggest ways forward for more balanced
analyses of the nature, moral justification, and educative role of shame, by reconstructing
Aristotle’s own account of shame.
Chapter 6 is about jealousy. The chapter proceeds via a critical review of recent
writings about jealousy in philosophy and psychology. Although Aristotle himself did
not explore this emotion, it is easily amenable to an Aristotle-style analysis. It turns
out, however, that although Aristotelian conceptual and moral arguments about the
necessary conceptual features of jealousy qua specific emotion, and the intrinsic
value or disvalue of a stable trait of jealousy for eudaimonia, do carry philosophical
mileage, they may fail to cut ice with psychologists who tend to focus on jealousy as a
broad dimension of temperament. My review reveals a disconcerting lack of trans-
disciplinary work on jealousy: the sort of work that Aristotle would (arguably) have
favoured. I explain how the best way to ameliorate this lacuna is, precisely, through
an Aristotelian analysis, where jealousy is (perhaps counter-intuitively) accorded a
place as a potentially virtuous emotion.
Chapter 7 tackles grief. The chapter has three interrelated aims. The first is to analyse
the concept of grief; the second is to argue for the putative rationality of grief (in
particular against a well-known contention to the contrary); and the third is to offer a
moral justification of grief along broadly Aristotelian lines as an intrinsically virtuous
trait of character. With regard to this third and ultimate aim, I argue not only that grief
plays an unappreciated positive role in our moral experiences but flesh out a case
for what exactly that positive moral role is. More precisely, I argue that grief is best
justified as an Aristotelian desert-based emotional trait, incorporating two distinct
desert-motivated desires, one specifically directed at the memory of the dead person
as deserving of homage, the other more cosmically focusing on the general undeserv-
ingness of good people passing away. The argument goes against the grain of most
previous instrumental justifications of grief and palpably violates a well-known
contention from the literature that grief involves no reference to desert.
Chapter 8 initiates a much-needed analysis of awe. While interest in the emotion of
awe has surged in psychology, philosophers have remained eerily silent. This chapter
aims to rectify this imbalance and begin to make up for the unwarranted philosophical
neglect. In order to do so, awe is given the standard Aristotelian treatment to uncover
its conceptual contours and moral relevance—although Aristotle did not himself
explicitly identify awe. The chapter critiques and proposes improvements to existing
psychological conceptual analyses of awe; probes the question why Aristotle ignored
it; addresses an often-presumed link between awe and humility, bearing on its moral
status; and finally explores some educational contours of awe.
Chapter 9 rehearses Aristotle’s scattered and somewhat unsystematic remarks about
emotion education. Arguably, the best way to assess the relevance and credibility of
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Aristotle’s educational account is to compare and contrast it with other current accounts
of emotion education. This chapter, therefore, subjects to critical scrutiny six different
discourses on emotion education in addition to Aristotle’s: care ethics; social and
emotional learning; positive psychology; emotion-regulation discourse; academic-
emotions discourse; and social intuitionism. Four differential criteria are used to analyse
the content of the discourses: valence of emotions to be educated; value epistemology;
general aims of emotion education; and self-related goals. Possible criticisms of all the
discourses are presented—not excluding Aristotle’s own. Subsequently, seven strategies
of emotion education (behavioural strategies; ethos modification and emotion contagion;
cognitive reframing; service learning/habituation; direct teaching; role modelling; and
the arts) are introduced to explore how the seven discourses avail themselves of each
strategy. It is argued that there is considerably more convergence in the educational
strategies than there is in the theoretical underpinnings and assumptions of the seven
discourses. Profound divergence of opinion is, therefore, bound to remain at the psy-
chological and philosophical levels. However, the Aristotelian account carries unique
benefits of its own, which are highlighted here.
Finally, Chapter 10 draws together the main strands of argument from previous
chapters and offers some concluding remarks and afterthoughts, both substantive
and methodological. It also provides a table (Table 10.1) which summarizes the main
components of each specific virtue, identified in preceding chapters, as seen from an
Aristotelian perspective.
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2
Emotions and Moral Value
be tracked by human reason. Sentimentalists believe either that no moral facts exist at
all—with moral value residing in the non-cognitive, non-truth-evaluable expression of
emotional preferences—or, alternatively, that moral facts are created by our emotions
and exist in our minds. In either case, they believe that moral properties are essentially,
and exclusively, related to emotions in the sense of being created by emotions.
It is helpful to distinguish between ‘hard’ and ‘soft’ forms of both moral rationalism
and sentimentalism. According to hard rationalism, not only do all moral facts—not just
some—exist independently of our emotions, but also, emotions hinder rather than help
reason’s quest for those facts and may even detract from their moral value. This does not
mean that hard rationalists need to reject the Developmental Assumption about the role,
albeit temporary, that emotions serve in the development and acquisition of a moral
sense by the young. They may also envisage some place for emotion e ducation in the
necessary trajectory towards maturity (see the Educational Assumption). Obviously,
hard rationalists will also gladly embrace the Corrigibility Assumption. But for them,
emotions do not form part of the morally good life of a mature person, and reason alone,
when fully honed, is capable of grasping moral value. Hard rationalists are thus bound to
forswear both the Moral and the Methodological Assumptions, which means, simply
put, that if one accepts those assumptions, one cannot be a hard rationalist.
Plato is perhaps the prototypical hard rationalist, with his theory of moral value as
residing in eternal, mind-independent ‘forms’, and his insistence that the content of
those forms is to be approached and ultimately grasped through acts of contemplative
reason. Kant is another hard rationalist who even claimed (notoriously) that the moral
value of a reason-discovered moral imperative is compromised rather than enhanced
by the existence of a co-operating emotional inclination to follow it. Nevertheless,
recent years have seen the proliferation of more inclusive interpretations of Kant’s
moral theory, which make it amenable at least to the Developmental and Educational
Assumptions, in addition to the Corrigibility one (see e.g. Maxwell & Reichenbach’s
take on Kantianism, 2007). Yet I reiterate my earlier observation that one cannot really
believe in all five assumptions and, at the same time, subscribe to the moral epistemol-
ogy underlying Kantianism. Since Kohlberg (1981) was heavily influenced by not only
Platonic, but more especially Kantian ethics, it is easy to understand why emotion
education was not well accommodated in the once-powerful Kohlbergian cognitive-
developmental model.
‘Soft’ rationalists—who could also be called ‘sentimentalist rationalists’—distin-
guish themselves from their ‘hard’ counterparts in believing that not only proper
actions but also proper reactions are conducive to moral functioning. A distinctive
feature of a canonical soft rationalist model is the assumption that emotional reactions
may count as virtuous, an assumption that I explored in some detail in Chapter 1 in the
context of Aristotelian theory. That theory counts, I submit, as soft rationalist precisely
because of its claim that emotions are felt in a virtuous way when they have been
infused with reason, not in the sense of being policed by reason (a characteristic of
people who are merely continent or self-controlled but not virtuous), but in the sense
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Language: English
By HENRY SLESAR
Illustrated by ENGLE
"Now kill her," said the voice. "And you can go free."
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