2019 1099-Consol Morgan Stanley 5948 Kent
2019 1099-Consol Morgan Stanley 5948 Kent
2019 1099-Consol Morgan Stanley 5948 Kent
#BWNJGWM
JANET L CUMMINGS C/F
KENT J GEISER UTMA/NV
UNTIL AGE 21
4781 CAUGHLIN PARKWAY
RENO NV 89519-0906
Date Issued Page 1 of 9
1099 Consolidated Tax Statement
February 16, 2020
Tax Year 2019 - ORIGINAL Your Financial Advisor
THE SCHWARZ-O'CONNELL GRO
Account Number 1645 VILLAGE CNTR CIRCLE, STE 150
Account Owner 159 035948 039 LAS VEGAS, NV 89134
Name Reported to the IRS: KENT J GEISER 702-242-8309
JANET L CUMMINGS C/F
KENT J GEISER UTMA/NV
UNTIL AGE 21 Customer Service: 866-324-6088
4781 CAUGHLIN PARKWAY
RENO NV 89519-0906 What's included in this packet:
This Morgan Stanley 1099 Consolidated Tax Statement for 2019 provides your official tax information for use when Reportable to the IRS Page
preparing your tax return. It is important to note that the income information that was reported on your December account 1099-DIV Dividends and Distributions........................................2
statement will not have included certain adjustments occurring after year-end that are reflected on your 1099 and that are
necessary for tax reporting purposes. The Account Number reflected on your 1099 Forms is reflected as of December 31,
1099-INT Interest Income..........................................................2
2019. If your Account Number subsequently changes after December 31, 2019, your new Account Number is reflected on 1099-MISC Miscellaneous Income............................................ 2
your next scheduled statement once the Account Number change becomes effective.
1099-OID Original Issue Discount............................................. 2
The following tax forms are not included in this statement and are sent individually in separate mailings, if required: 1099-Q,
1099-B Proceeds from Transactions..........................................2
1042-S, 2439, 5498, 5498-ESA, REMIC, Schedule K-1 and Puerto Rico 480.6A, B, C & D.
Details of 1099-DIV Dividends and Distributions........................ 4
Morgan Stanley is pleased to provide you with the ability to download your tax information into the following individual tax
preparation software applications: TurboTax®, H&R Block Tax Software®, Lacerte® and ProSystem fx®. You also Details of 1099-INT Interest Income.......................................... 5
have the ability to download Realized Gain/Loss transactions into Microsoft Excel® from Morgan Stanley Online. You must Details of 1099-B Proceeds from Transactions.......................... 6
be registered with Morgan Stanley Online to take advantage of these features. To enroll in Morgan Stanley Online, visit
www.morganstanley.com/online.
TurboTax® and Lacerte® are registered trademarks of Intuit, Inc. H&R Block Tax Software® is a registered trademark of
H&R Block, Inc. ProSystem fx® is a trademark of CCH, Inc.
*** WARNING - CORRECTED TAX FORMS POSSIBLE ***
The Forms 1099 included in your Morgan Stanley Consolidated Tax Statement were prepared based upon Non-Reportable to the IRS Page
information provided by the issuer of each security. The issuer may change the tax status of a distribution Fees and Expenses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9
reported to you subsequent to the issuance of this Consolidated Tax Statement. In that case, we are required to
send you one or more corrections.
Foreign Securities Summary . . . . . . . . . . . . . . . . . . . . . . . . . . 9
As permitted under Internal Revenue Code, Morgan Stanley will not issue a corrected Form 1099 if the total
correction for the form is $100 or less ("de minimis amounts"). For more information on the de minimis safe
harbor rules, to elect to opt-out and receive a corrected Form 1099 for de minimis amounts, or to revoke a prior
election to opt-out, please contact your Financial Advisor.
1099 Consolidated Tax Statement Morgan Stanley Domestic Holdings, Inc. Page 2 of 9
Tax Year 2019 Copy B For Recipient Morgan Stanley Smith Barney, LLC
1 New York Plaza
12th Floor
Name Reported to the IRS: KENT J GEISER New York, NY 10004
JANET L CUMMINGS C/F
Identification Number: 20-8764829
KENT J GEISER UTMA/NV
Taxpayer ID Number: XXX-XX-1775
UNTIL AGE 21
4781 CAUGHLIN PARKWAY Account Number: 159 035948 039
RENO NV 89519-0906
Customer Service: 866-324-6088
This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence
penalty or other sanction may be imposed on you if this income is taxable and the IRS determines that it has not been reported.
IRS 2019 FORM 1099-DIV - DIVIDENDS AND DISTRIBUTIONS IRS 2019 FORM 1099-MISC - MISCELLANEOUS INCOME
BOX OMB NO. 1545-0110 BOX OMB NO. 1545-0115
1a. TOTAL ORDINARY DIVIDENDS $2,899.02 1. RENTS $0.00
1b. QUALIFIED DIVIDENDS $2,328.26 2. ROYALTIES $0.00
2a. TOTAL CAPITAL GAIN DISTRIBUTIONS $0.00 3. OTHER INCOME $0.00
2b. UNRECAP. SEC. 1250 GAIN $0.00 4. FEDERAL INCOME TAX WITHHELD $0.00
2d. COLLECTIBLES (28%) GAIN $0.00 8. SUBSTITUTE PAYMENTS IN LIEU OF DIVIDENDS OR INTEREST $0.00
3. NON-DIVIDEND DISTRIBUTIONS $0.00
4. FEDERAL INCOME TAX WITHHELD $0.00 IRS 2019 FORM 1099-OID - ORIGINAL ISSUE DISCOUNT
BOX OMB NO. 1545-0117
5. SECTION 199A DIVIDENDS $36.80
6. INVESTMENT EXPENSES $0.00 1. ORIGINAL ISSUE DISCOUNT FOR 2019 $0.00*
7. FOREIGN TAX PAID $148.50 2. OTHER PERIODIC INTEREST $0.00
9. CASH LIQUIDATION DISTRIBUTIONS $0.00 4. FEDERAL INCOME TAX WITHHELD $0.00
10. NON-CASH LIQUIDATION DISTRIBUTIONS $0.00 5. MARKET DISCOUNT $0.00
11. EXEMPT-INTEREST DIVIDENDS $0.00 6. ACQUISITION PREMIUM $0.00
12. SPECIFIED PRIVATE ACTIVITY BOND INTEREST DIVIDENDS $0.00 8. OID ON U.S. TREASURY OBLIGATIONS $0.00*
IRS 2019 FORM 1099-INT - INTEREST INCOME 9. INVESTMENT EXPENSES $0.00
BOX OMB NO. 1545-0112 10. BOND PREMIUM $0.00
11. TAX-EXEMPT OID $0.00
1. INTEREST INCOME $7.60
*This may not be the correct figure to report on your income tax return.
2. EARLY WITHDRAWAL PENALTY $0.00
See instructions on the back.
3. INTEREST ON U.S. SAVINGS BONDS AND TREAS. OBLIGATIONS $0.00
4. FEDERAL INCOME TAX WITHHELD $0.00 IRS 2019 FORM 1099-B - PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS
BOX OMB NO. 1545-0715
5. INVESTMENT EXPENSES $0.00
6. FOREIGN TAX PAID $0.00 1d. PROCEEDS $114,218.64
8. TAX-EXEMPT INTEREST $0.00 COVERED SECURITIES $22,306.48
9. SPECIFIED PRIVATE ACTIVITY BOND INTEREST $0.00 NONCOVERED SECURITIES $91,912.16
10. MARKET DISCOUNT $0.00 1e. COST OR OTHER BASIS OF COVERED SECURITIES $19,248.39
The amount of tax-exempt interest paid to you in 2019 must be reported on the applicable Form 1040, U.S. Individual Income Tax Return, for 2019. The amount of tax-exempt AMT interest paid
to you in 2019 must be taken into account in computing the Alternative Minimum Tax reported on Form 1040 for 2019.
1099 Consolidated Tax Statement Morgan Stanley Domestic Holdings, Inc. Page 6 of 9
Tax Year 2019 Copy B For Recipient Morgan Stanley Smith Barney, LLC
1 New York Plaza
12th Floor
Name Reported to the IRS: KENT J GEISER New York, NY 10004
JANET L CUMMINGS C/F
Identification Number: 20-8764829
KENT J GEISER UTMA/NV
Taxpayer ID Number: XXX-XX-1775
UNTIL AGE 21
4781 CAUGHLIN PARKWAY Account Number: 159 035948 039
RENO NV 89519-0906
Customer Service: 866-324-6088
This is important tax information and is being furnished to the Internal Revenue Service. If you are required to file a return, a negligence penalty
or other sanction may be imposed on you if this income is taxable and the IRS determines that it has not been reported.
1099-B PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS OMB NO. 1545-0715
Gross Proceeds less commissions and option premiums on stocks, bonds, etc. Consider the Net Proceeds box checked in IRS box 6 (Reported to IRS) for all option transactions.
Consider IRS box 7(Loss is not allowed based on amount in 1d) as not being checked for any transactions.
Short Term - Covered Securities (Consider Box 12 (Basis Reported to IRS) as being checked for this section. These transactions should be reported on Form 8949 Part I with box A checked.)
DATE DATE COST OR ACCRUED MARKET WASH SALE LOSS FEDERAL INCOME
DESCRIPTION (Box 1a) ACQUIRED SOLD PROCEEDS OTHER BASIS DISCOUNT DISALLOWED GAIN/(LOSS) TAX WITHHELD
QUANTITY (Box 1b) (Box 1c) (Box 1d) (Box 1e) (Box 1f) (Box 1g) AMOUNT (Box 4)
ISHARES CORE MSCI EAFE ETF CUSIP: 46432F842 Symbol: IEFA
41.000 04/10/19 04/18/19 $2,558.37 $2,539.54 $0.00 $0.00 $18.83 $0.00
ISHARES INC MSCI JAPAN ETF CUSIP: 46434G822 Symbol: EWJ
1.000 04/10/19 04/18/19 $55.36 $54.93 $0.00 $0.00 $0.43 $0.00
39.000 04/10/19 04/18/19 $2,158.99 $2,142.86 $0.00 $0.00 $16.13 $0.00
Security Subtotal 40.000 $2,214.35 $2,197.79 $0.00 $0.00 $16.56 $0.00
VANGUARD GLOBAL EQUITY INV CUSIP: 922038203 Symbol: VHGEX
52.437 12/18/18 04/08/19 $1,591.37 $1,317.03 $0.00 $0.00 $274.34 $0.00
227.053 12/18/18 04/08/19 $6,890.65 $5,702.74 $0.00 $0.00 $1,187.91 $0.00
Security Subtotal 279.490 $8,482.02 $7,019.77 $0.00 $0.00 $1,462.25 $0.00
Total Short Term Covered Securities $13,254.74 $11,757.10 $0.00 $0.00 $1,497.64 $0.00
Long Term - Covered Securities (Consider Box 12 (Basis Reported to IRS) as being checked for this section. These transactions should be reported on Form 8949 Part II with box D checked.)
DATE DATE COST OR ACCRUED MARKET WASH SALE LOSS FEDERAL INCOME
DESCRIPTION (Box 1a) ACQUIRED SOLD PROCEEDS OTHER BASIS DISCOUNT DISALLOWED GAIN/(LOSS) TAX WITHHELD
QUANTITY (Box 1b) (Box 1c) (Box 1d) (Box 1e) (Box 1f) (Box 1g) AMOUNT (Box 4)
1099-B PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS (continued) OMB NO. 1545-0715
Gross Proceeds less commissions and option premiums on stocks, bonds, etc. Consider the Net Proceeds box checked in IRS box 6 (Reported to IRS) for all option transactions.
Consider IRS box 7(Loss is not allowed based on amount in 1d) as not being checked for any transactions.
Long Term - Covered Securities (Continued) (Consider Box 12 (Basis Reported to IRS) as being checked for this section. These transactions should be reported on Form 8949 Part II with box D checked.)
DATE DATE COST OR ACCRUED MARKET WASH SALE LOSS FEDERAL INCOME
DESCRIPTION (Box 1a) ACQUIRED SOLD PROCEEDS OTHER BASIS DISCOUNT DISALLOWED GAIN/(LOSS) TAX WITHHELD
QUANTITY (Box 1b) (Box 1c) (Box 1d) (Box 1e) (Box 1f) (Box 1g) AMOUNT (Box 4)
VANGUARD GLOBAL EQUITY INV (Cont.) CUSIP: 922038203 Symbol: VHGEX
48.600 12/23/16 04/08/19 $1,474.92 $1,220.66 $0.00 $0.00 $254.26 $0.00
42.557 12/18/17 04/08/19 $1,291.53 $1,068.88 $0.00 $0.00 $222.65 $0.00
Security Subtotal 298.263 $9,051.74 $7,491.29 $0.00 $0.00 $1,560.45 $0.00
Total Long Term Covered Securities $9,051.74 $7,491.29 $0.00 $0.00 $1,560.45 $0.00
Long Term - Noncovered Securities # (Consider Box 5 (Noncovered Security) as being checked and Box 12 (Basis Reported to IRS) as not being checked for this section. These transactions should be
reported on Form 8949 Part II with box E checked.)
DATE DATE COST OR ACCRUED MARKET WASH SALE LOSS FEDERAL INCOME
DESCRIPTION (Box 1a) ACQUIRED SOLD PROCEEDS OTHER BASIS DISCOUNT DISALLOWED GAIN/(LOSS) TAX WITHHELD
QUANTITY (Box 1b) (Box 1c) (Box 1d) (Box 1e) (Box 1f) (Box 1g) AMOUNT (Box 4)
VANGUARD GLOBAL EQUITY INV CUSIP: 922038203 Symbol: VHGEX
1,257.462 05/17/05 04/08/19 $38,161.71 $23,604.85 $0.00 $0.00 $14,556.86 $0.00
10.011 12/16/05 04/08/19 $303.82 $187.92 $0.00 $0.00 $115.90 $0.00
15.500 12/16/05 04/08/19 $470.39 $290.96 $0.00 $0.00 $179.43 $0.00
18.084 12/16/05 04/08/19 $548.82 $339.47 $0.00 $0.00 $209.35 $0.00
1,085.480 03/09/06 04/08/19 $32,942.36 $20,376.45 $0.00 $0.00 $12,565.91 $0.00
32.364 12/19/06 04/08/19 $982.19 $607.53 $0.00 $0.00 $374.66 $0.00
36.330 12/19/06 04/08/19 $1,102.55 $681.98 $0.00 $0.00 $420.57 $0.00
55.540 12/19/06 04/08/19 $1,685.54 $1,042.59 $0.00 $0.00 $642.95 $0.00
46.920 12/17/07 04/08/19 $1,423.93 $880.77 $0.00 $0.00 $543.16 $0.00
69.289 12/17/07 04/08/19 $2,102.80 $1,300.68 $0.00 $0.00 $802.12 $0.00
83.474 12/17/07 04/08/19 $2,533.28 $1,566.96 $0.00 $0.00 $966.32 $0.00
134.118 12/26/08 04/08/19 $4,070.24 $2,517.64 $0.00 $0.00 $1,552.60 $0.00
64.256 12/30/09 04/08/19 $1,950.06 $1,206.20 $0.00 $0.00 $743.86 $0.00
52.589 12/28/10 04/08/19 $1,595.98 $987.19 $0.00 $0.00 $608.79 $0.00
67.170 12/27/11 04/08/19 $2,038.49 $1,260.91 $0.00 $0.00 $777.58 $0.00
Security Subtotal 3,028.587 $91,912.16 $56,852.10 $0.00 $0.00 $35,060.06 $0.00
CONTINUED ON NEXT PAGE
Page 8 of 9
Tax Year 2019 KENT J GEISER Account Number: 159 035948 039
1099-B PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS (continued) OMB NO. 1545-0715
Gross Proceeds less commissions and option premiums on stocks, bonds, etc. Consider the Net Proceeds box checked in IRS box 6 (Reported to IRS) for all option transactions.
Consider IRS box 7(Loss is not allowed based on amount in 1d) as not being checked for any transactions.
Long Term - Noncovered Securities # (Continued) (Consider Box 5 (Noncovered Security) as being checked and Box 12 (Basis Reported to IRS) as not being checked for this section. These
transactions should be reported on Form 8949 Part II with box E checked.)
DATE DATE COST OR ACCRUED MARKET WASH SALE LOSS FEDERAL INCOME
DESCRIPTION (Box 1a) ACQUIRED SOLD PROCEEDS OTHER BASIS DISCOUNT DISALLOWED GAIN/(LOSS) TAX WITHHELD
QUANTITY (Box 1b) (Box 1c) (Box 1d) (Box 1e) (Box 1f) (Box 1g) AMOUNT (Box 4)
Total Long Term Noncovered Securities $91,912.16 $56,852.10 $0.00 $0.00 $35,060.06 $0.00
Total Long Term Covered and Noncovered Securities $100,963.90 $64,343.39 $0.00 $0.00 $36,620.51 $0.00
Total Covered and Noncovered Securities $114,218.64 $76,100.49 $0.00 $0.00 $38,118.15 $0.00
Form 1099-B Total Reportable Amounts - Does not include cost basis, accrued market discount or wash sale loss disallowed amounts for noncovered securities.
Total IRS Reportable Proceeds (Box 1d) $114,218.64
Total IRS Reportable Cost or Other Basis for Covered Securities (Box 1e) $19,248.39
Total IRS Reportable Accrued Market Discount (Box 1f) $0.00
Total IRS Reportable Wash Sale Loss Disallowed (Box 1g) $0.00
Total Fed Tax Withheld (Box 4) $0.00
# Noncovered securities are not subject to the IRS cost basis reporting regulations; therefore, their date of acquisition, cost basis, short- or long-term designation and any
disallowed loss resulting from a wash sale or market discount will not be reported to the IRS. The cost basis is provided for informational purposes only and may not reflect all
adjustments you may be required to make under the tax laws. Please consult your tax advisor regarding any such adjustments.
ORDINARY QUALIFIED
DIVIDEND TYPE DIVIDENDS DIVIDENDS
Foreign Dividends $1,940.91 $0.00
Consult your tax advisor regarding whether these fees are deductible in your circumstances. If you received any advisory fee rebates, consult your tax advisor
regarding the tax consequences to you of receiving those rebates, including whether they are taxable income to you and the effect, if any, of fees charged to you in
other accounts with Morgan Stanley.