The Politics and Governance of Non-Traditional Security
The Politics and Governance of Non-Traditional Security
The Politics and Governance of Non-Traditional Security
Hameiri, S., & Jones, L. (2013). The politics and governance of non-traditional security. International
Studies Quarterly, 57(3), 462–473.
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The international security literature has recently observed the growing “securitization”
of issues outside the traditional concern with interstate military conflict. However, this
literature offers only limited explanations of this tendency, and largely neglects to
explain how the new security issues are actually governed in practice, despite apparent
“securitization” leading to divergent outcomes across time and space. We argue that the
scale of state institutions and activities, notably the rise of regulatory forms of statehood
and the relativization of scales of governance. The most salient feature of the politics of
non-traditional security lies in key actors’ efforts to rescale the governance of particular
issues from the national level to a variety of new spatial and territorial arenas and, in so
doing, transform state apparatuses. The governance that actually emerges in practice can
be understood as an outcome of conflicts between these actors and those resisting their
Acknowledgements: We are grateful for the useful feedback on earlier versions of this
paper provided by International Studies Quarterly editor William R. Thompson and two
Stephen Gill, and Fredrik Söderbaum. The responsibility for the final version is with the
authors. We are particularly grateful to Kelly Gerard and Audriane Sani for their
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excellent research assistance. We would also like to gratefully acknowledge funding for
this project provided by an Australian Research Council Discovery Project grant for the
Introduction
scholars, security practitioners and ordinary people around the world, a trend reinforced by
9/11 and other high-profile terrorist attacks (see White House 2002; UN 2004). Traditionally,
security threats were viewed through the prism of state survival and conceived mainly in
terms of inter-state military conflict. More recently, security has come to also be associated
environmental degradation and climate change, infectious disease, transnational crime, and
illegal migration.1 These are thought to traverse national borders or operate beyond the scope
of conventional state action; they are not necessarily seen to directly threaten the state’s very
existence, but challenge its real or perceived capacity to protect affected populations. These
developments raise two interrelated questions. First, what explains the current prominence of
NTS issues on the security agendas of governments and international organizations? Second,
what factors shape the manner in which NTS issues are understood and managed in practice?
The first question is significant because many of the issues to which NTS refers are not new
but have recently come to be seen and managed differently. The second is significant
because, while traditional security concerns reify the organization of world politics along
1
Contra Buzan and Hansen (2009), “non-traditional” refers here to security issues outside a traditional concern
for military conflict and state survival, rather than to the analytical approach used to examine these issues.
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state borders, NTS issues tend to traverse these. Therefore, important questions, such as who
manages these problems and how, are not necessarily self-understood and settled.
The existing literature on NTS has pursued alternative questions, and consequently
offers only limited answers to these questions. The field has predominantly been concerned
with exploring or challenging “securitization,” the discursive, political process whereby new
threats to security are identified (Buzan et al. 1998). This approach, pioneered by the
“Copenhagen school” of security studies, does not see NTS politics as a fundamentally new
phenomenon that demands explanation, but rather as the lengthening of a “laundry list” of
security concerns, and thus largely neglects our first question. Focusing on discursive
securitization also leads Copenhagen scholars to neglect to explain how NTS issues are
subsequently governed, despite the fact that very different governance arrangements have
the “field” of security professionals, the “Paris school” offers a more promising explanation
of the widening of the security agenda and security governance (CASE Collective 2006).
However, its neglect of broader socio-political and economic dynamics leads it to over-
We argue that the rise of NTS reflects a more fundamental transformation: in short,
Growing concern with NTS both reflects and facilitates the contested and uneven
disaggregation of national statehood and the rise of devolved and regulatory forms of
statehood, through which the national scale of governance has been relativized and now
competes with other scales. The salient feature of the politics of NTS is the attempt to rescale
security’s spaces, discourses and management from the national level to a range of new
spatial, political and/or institutional arenas, in alignment with the interests, strategies and
ideologies of key actors, thereby further transforming state apparatuses. The governance
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arrangements that emerge in practice reflect the conflicts between these actors and those
resisting their rescaling efforts. This is emphatically not to say that the emergence of NTS
issues has led to states becoming less important sites of security policy and regulation, or that
states are withering away. Rather, it is to highlight that identifying particular issues as “non-
traditional” and hence not easily contained within national borders has permitted their
governance to be shifted beyond the national political arena and, in some cases, outside the
established institutions of national government into the hands of actors – often experts in
particular areas – who are not politically and popularly accountable. The identification of
rationalize and legitimize this rescaling process. The result is an expansion of the breadth and
This article proceeds as follows. The first section briefly examines the strengths and
limitations of current critical approaches for examining security’s expansion, arguing that
they largely neglect or offer only limited answers to our questions. The following section
advances our own analysis of the rise of NTS and its governance. It locates these phenomena
the global political economy, notably the dismantling of the Keynesian-welfarist nation-state
and the emergence of competing scales of governance and associated spatial imaginaries.
Struggles over the meaning of security and its governance are conceptualized as part of
broader conflicts over the spatial organization of political rule, with governance outcomes
contingent upon the power and strategies of competing coalitions of actors, institutions and
ideologies. The final section illustrates the argument through a case study of environmental
security governance in Southeast Asia, where attempts to establish the complex, multi-level
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The widely observed and dramatic widening and deepening of the international security
agenda has prompted much scholarly debate and theory-building since the 1980s. This
section briefly surveys the main approaches and how they explain the rise of NTS and its
governance, focusing in particular on the Copenhagen School and related approaches. While
they may successfully describe the rhetorical broadening of the security agenda to encompass
NTS issues, these approaches tend to neglect the wider historical processes of political, social
and economic transformation of which this expansion forms part, and which help explain and
contextualize it. Relatedly, by adopting an overly static view of states and a relatively narrow
view of politics, they also neglect to explore how new security issues are governed in practice
in different contexts.
One of the main fault-lines in contemporary security studies is between those who see
“(in)security” as an objective condition and those who emphasize its social construction.
Early debates largely revolved around whether the notion of “security” should be broadened
at all (Ullman 1983; Jahn et al. 1987; Walt 1991; Booth 1991). Traditional realists tended to
argue that widening the security agenda risked making both scholarship and state policy
incoherent. Others saw the broadening of security as potentially emancipatory, allowing its
focus to shift from the state to “human security” (Booth 1991). Ultimately the “wideners-
deepeners” prevailed and the study of NTS is now firmly ensconced within security studies
(Buzan and Hansen 2009:44). Those who view security as an objective phenomenon now use
a broadly “realist” ontology to explain the rise of NTS. For them, it simply reflects post-Cold
War changes in the threat environment, particularly globalization’s impact in creating new
risks, threats and vulnerabilities for states and people, to which governments must now
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The main drawback of this scholarship is that many issues depicted as “new” security
concerns are not new at all; rather, they have recently come to be viewed – and managed –
differently. For example, the 1918-19 Spanish Flu, which killed around 50 million people
worldwide, was at the time viewed as part of the general misery of the Great War and its
aftermath. The first book dedicated to it was only published in the mid-1970s. Today,
however, the Spanish Flu is constantly invoked by public health practitioners and
More promising, then, is scholarship that recognizes the socially constructed nature of
security. From this perspective, security threats are not objectively given but instead reflect
discursively framed as posing an existential threat to some valued referent object. This
“securitization” process has been a guiding framework for a large body of constructivist and
poststructuralist scholarship which analyzes and problematizes the concept of security (CASE
Collective 2006). Through their focus on the creative agency of policy elites, they offer a
more compelling explanation of how new issues are added to the security agenda. However,
despite their sophisticated and significant contribution to security studies, including to our
argument, these approaches do not fully address our questions. Because the scope of this
article precludes thorough examination of all of these approaches, we organize our discussion
around arguably the most influential one – the Copenhagen School’s (CS) securitization
theory (Buzan et al. 1998). Much recent literature on security’s expansion has developed in
relation to this, whether offering refinement or criticism. As we evaluate the CS, we draw on
relevant insights from other critical approaches, but also explain why these, too, inadequately
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The CS’s influential intervention has played a crucial role in rejuvenating security studies.
Nevertheless, the agenda it set and the analytical tools it deploys tell us only a limited amount
about the securitization of NTS. Copenhagen scholars have identified and described how
problems become security issues, focusing on changes in the discourse of security. However,
given this limited problematique, they do not attempt to account for why this process is
happening or how security issues are governed. This circumscribes what their approach tells
inventing this concept that debate over whether the international security agenda should be
broadened was “‘solved’... by fixing form: whenever something took the form of the
particular speech act of securitization, with a securitizing actor claiming an existential threat
to a valued referent object in order to make the audience tolerate extraordinary measures that
otherwise would not have been acceptable, this was a case of securitization” (Wæver
2011:469; emphasis in original). In line with the broader constructivist turn in International
Relations, Copenhagen scholars rightly argued that the broadening security agenda did not
simply reflect objective shifts in the threat environment but was instead being socially
constructed.
Their choice of how to theorize this construction has profoundly shaped their
subsequent problematique and research agenda. For them, the securitization process is
fundamentally discursive: drawing on language theorist J.L. Austin, Wæver (1995) defines
securitization as a “speech act.” Whether the speech act succeeds in securitizing a given issue
depends on certain facilitating conditions, including the speaker’s requirement to follow “the
grammar of security,” the nature of the relationship between speaker and audience, and the
features of the alleged threat (Buzan et al. 1998:33). When successful, the speaker transforms
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the issue into a matter of “security,” placing it at the top of the political agenda and
legitimizing the use of extraordinary resources and exceptional measures to tackle the
“threat,” including the suspension of the normal rules and procedures of political life. This
emphasis on the speech act has focused subsequent analytical attention on the “productive
which new issues become intersubjectively understood as matters of security. Although this
focus has generated many interesting studies, it also limits the CS’s scope of inquiry in
important ways that constrain what it can tell us about the rise of NTS and its implications for
Firstly, as many critics argue, the “speech act” theory of securitization wrongly
images, unstated sentiments, physical action and security practices (Williams 2003; Balzacq
2005; Huysmans 2006; Stritzel 2007; McDonald 2008). A related point, though, often missed
by these critics, is that emphasizing discourse without reference to material context also
during the Cold War as to HIV/AIDS today.2 The only difference is that NTS issues appear to
have become more important than before. Explaining why is largely outside of the CS’s
research agenda, and there is little within its analytical toolbox that could be used to explore
this question.
Secondly, as poststructuralist and Paris School critics argue, the CS’s definition of
securitization excludes a great deal of contemporary security practice. The CS contends that
to retain conceptual coherence, the notion of “security” can only apply to those issues
identified or constructed as constituting existential danger to something else. But the majority
2
Some poststructuralist definitions of discourse may encompass the material or institutional contexts in which
frameworks of meaning are embedded. In highlighting the limitations of “discursive” approaches we refer more
narrowly to the constructivist use of “discourse” to denote speech-acts.
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of “new” NTS issues are not actually governed as if they are urgent existential threats but
rather as potentially existential dangers or risks. Risk and risk management have a long
history, in financial and insurance services, for example. However, as Beck (1999) argues,
recently, policymakers and ordinary people, particularly in the West, have become
preoccupied with new kinds of risk. Such risks – for example, climate change, global
occurring, but their consequences are seen as potentially catastrophic, defying conventional
forms of management, insurance and compensation. Although these risks refer to potentially
existential dangers, their management rarely resembles the politics of mass mobilization and
various forms of technical, managerial and scientific expertise, which is often essential to
taking exceptional measures. Instead, as some critics note, it often involves extending routine
governance, neither of which requires the assent of an identifiable audience, as the “speech
act” theory supposes (Balzacq 2008) or a break with politics as usual (Stritzel 2007:367). In
some cases, the policy tools themselves transform the threat’s image and hence security
policy: governance thus precedes or even supersedes public discourse (Balzacq 2008:77;
Huysmans 2006:10-11), as, for example, in the case of the extension of existing forms of
surveillance and policing to civil aviation after 9-11 (Aradau and van Munster 2007).
Wæver (2011:474) concedes that the rise of such practices “represent[s] a serious
of securitization, even if the “utility and power” of “the theoretical model contracts,” leaving
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others to theorize risk management as a distinct phenomenon. Yet, the line between
securitization and risk management Wæver is defending is hard to draw, even from within the
CS’s model. The 2001 invasion of Afghanistan demonstrates that even when exceptional
powers of war-making are sought, they are often justified with reference to managing or
eliminating risks, such as future terrorist attacks orchestrated from within Afghanistan’s
borders. Indeed, military intervention was only the first step in a longer-term process of
This neglect of security practice relates to our third critique, the CS’s inattention to
performed by a diverse range of public and private actors, which include defining the nature
and sources of security problems, devising plans and policies to ameliorate them, engaging in
the actual management of these issues, and auditing the performance of security practitioners.
These issues appear connected with, but are marginal to, the CS’s research agenda. They are
implicitly interested in the question of “what difference does securitization make[?]” because
“it is the effects that securitization has that make it attractive (or not) for various actors to
believe that securitization co-constructs threats, referent objects and means simultaneously;
that is, that security governance is discursively generated as part of the “speech act” (Buzan
Copenhagen scholars have paid little attention to what governance arrangements – if any –
actually emerge.
changes, nor do urgent or exceptional measures, particularly in the case of risk management.
For example, in Southeast Asia, the World Health Organization (WHO) has discursively
securitized infectious diseases, and regional governments now regularly refer to them as
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threats to their security; yet, in practice, little concerted action has ensued (Caballero-
Anthony 2008). By focusing on the “productive moment” of securitization, the CS has both
neglected to explore such gaps between security discourse and actual governance and to
develop any theoretical apparatus capable of explaining the particular forms that security
governance takes (Jones 2011). It may quite reasonably be argued that the issue of
governance is deliberately excluded from the parsimonious “securitization” model. But this is
a significant limitation for scholars of security and of NTS in particular, because very
different modes of governance have emerged to deal with apparently similar issues in
different areas and regions, at different times, and with varying effects.
One group of scholars that has addressed security governance more directly is the
“Paris School” (CASE Collective 2006). They emphasize the role of professional networks of
security agencies that attempt to shape the “truth” about threats and risks through their
positions as experts and their actual capacity to create and govern borders, and to manage and
define threats (CASE Collective 2006:457). Bigo (2001), for example, demonstrates how
internal and external security are increasingly conflated through the extension of internal
policing practices beyond state borders and the domestic deployment of the military. This
focus on the practices of security professionals means that the Paris School has, unlike the
CS, explored the relationship between the expansion of the security agenda and the way in
the various agencies concerned with disparate areas of governance into a single “field,”
resulting in the differences between threats disappearing and the placing of all security issues
onto a continuum of traditional and NTS issues (CASE Collective 2006:459). This
integration also helps explain the form that governance takes. Paris scholars argue that the
security field is not fixed and the location of agents and their influence is shaped by the
configuration of context, the nature of the issue at stake and the power struggles between
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professionals (Balzacq 2005). Security is thus theorized in terms of the real practices of state
apparatuses, not simply political elites’ speech acts. It is less important to know what security
“means” than how it is used to shape and govern society. Hence, the issues of what security is
professionals’ networks, the Paris School potentially privileges the agency of an even smaller
number of people than the CS. What is missing is sustained examination of the relationship
between this “field” and its socio-political and economic context. Broader political, social
interests supporting or resisting the exercise of state power in various instances, powerfully
shape the security field and the degree of autonomy enjoyed by professionals.
What we take from the CS and its constructivist and poststructuralist critics, therefore,
is the notion that security is socially constructed; that it refers to, at least potentially,
existential dangers; that securitization inherently empowers some actors at the expense of
others; that discourse plays some role in defining security; and that networks of experts and
officials are an important aspect of security governance. However, to fully understand the rise
of NTS and its implications, our conception of securitization processes needs expanding to
encompass broader historical and material processes of state transformation and we need to
develop conceptual tools capable of analyzing security governance that go beyond security
The rise of NTS cannot be understood simply as a shift in discourse or security professionals’
practices: it is part of a much broader, material transformation of states and the global
political economy. The most salient feature of the politics of NTS is the struggle to alter the
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scale at which particular issues are governed, from the national level to a variety of new
spatial and territorial arenas, and to transform state apparatuses accordingly. This is because,
typically, NTS issues are discursively presented as transnational in nature, meaning that
traditional, nationally-based governance is now unfit for purpose and must be superseded by
new instruments that match the scope of the threat. Such claims reflect (and further enable)
the disaggregation of nation-statehood and the rise of regulatory and multilevel governance.
with changes in the global political economy since the 1970s. These changes have relativized
the national scale: it no longer seems the most obvious or “natural” level at which issues
should be governed. This relativization fuels and makes credible the claims associated with
To understand the practical politics of NTS, we must recognize that the claims made
about NTS issues and the accompanying efforts to rescale governance – however
“commonsensical” they may appear – are not uncontested. Different scales involve different
actors, interests and ideologies over others. Consequently, while some socio-political
coalitions promote rescaling, others will resist it. The inter-scalar conflict between these
coalitions – whose composition and relative power are also shaped by material processes – is
what determines how NTS issues are identified and governed in practice.
There is one crucial way in which so-called NTS issues differ conceptually from traditional
security issues, which is missed by the approaches considered above: they are typically
underpins the oft-repeated claim that their effective management requires moving beyond the
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political and practical constraints of national governance. For example, Dupont (2001:8)
argues that
deforestation results not only in the loss of a valuable resource for a local community or
particular state. It can also trigger catastrophic flooding across national borders and contribute
to widespread pollution and climate change that, in turn, may cause food shortages, population
Such framing of NTS issues intrinsically raises questions of scale: they posit that threats have
expanded in scope, beyond the national level, and urge commensurate shifts in governance to
manage the problem. This rescaling of NTS issues – the scope of the threat, its referent
object, and its governance – is the most crucial aspect of their securitization. Indeed, their
relocation beyond the national scale, though not necessarily altogether out of the hands of
state actors, partly constitutes their securitization, while the discourse of threat helps
rationalize the rescaling of governance to other levels. This does not simply mean shifting the
issue into regional inter-governmental forums, for example, but can involve the rescaling of
particular state apparatuses themselves by inserting them into or making them answerable to
involving subjective, political strategies, rather than simply being a rational response to an
objective threat environment, because different scales privilege different interests and
ideologies. The politics of NTS thus involves different coalitions of actors struggling to
define the nature of the problem and the appropriate scale at which it should be governed.
The process may involve discursive strategies but is not limited simply to (indeed, may not
even involve) demanding exceptional measures and, to yield real-world effects, also involves
existing ones. Below, we begin to elaborate the centrality of scale and rescaling to NTS by
considering the relationship between space (or scale) and political rule in general, and to
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One of critical political geography’s chief insights has been that space and society are
mutually constituted. Power relationships run through the construction of space and, in turn,
the spatial organization of political and economic governance helps (re)produce particular
power relations in society (Harvey 2006). For example, at the most basic level, the extent of
the territory over which a state exercises sovereignty has enormous repercussions for the
number of people sharing particular identities, the type and amount of natural resources
available, the size of internal markets, the number of political actors with citizenship rights
and the extent of their networks, and so on. Consequently, “the extensiveness of a territory
can play a crucial role in determining the balance of power among competing territorial
groups and institutions” (Miller 2009:54). This point is often overlooked by IR scholars –
including many wideners-deepeners in security studies – who typically take the territorial
configuration of “nation-states” for granted, ignoring the contested processes through which
these configurations have historically been created and transformed (Agnew 1994).
One result of this confinement within the “territorial trap” is a neglect of territorial
politics as a crucial aspect of social and political struggle. Societal and state actors seek to
political-economic life, including those of state institutions themselves” (Brenner and Elden
1992). Yet, to the extent that they transform the spatial configuration of political and
This becomes particularly clear when considering the issue of scale. Whether a
political issue is defined as urban/local, provincial, national, regional, global, and so on, is not
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neutral but, because each scale involves different configurations of actors, resources and
political opportunity structures, always privileges certain societal interests and values over
others. Together with the nature of the coalitions which organize around various scalar
framings, it is one of the most important factors that determine the outcome of social and
political conflicts over a given issue. Precisely because the scale of governance matters so
much, actors will typically attempt to rescale issues as a way of (re)producing particular
power relations favorable to themselves and their allies, while other actors and coalitions will
resist such efforts if they are deleterious to them (see Gibson 2005). The strategy of “scale
jumping” – shifting political contestation to a different scale to bring in new actors and
resources – has been used by movements as disparate as the Zapatistas, labor unions,
(Leitner and Sheppard 2009:233). Although the study of territorial politics typically focuses
on domestic political struggles, there is no reason why the governance of particular issues
cannot be rescaled to levels beyond state borders: there is no “initial moment that creates a
framework or container within which future struggles are played out” (Brenner and Elden
For example, emphasizing the potential spill-over of NTS problems to Australia from
nearby “failing” states has been the mechanism through which the Australian government has
longer simply means protecting Australia’s shores from aggressors, but also ensuring the
manifestation of this shift has been the transnationalization of agencies like the Australian
Federal Police (AFP), previously a domestic law-enforcement agency. The AFP is now
tasked with new roles such as building regional counterparts’ capacity or even active offshore
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policing (Hameiri 2009). This example reveals that the rescaling processes associated with
NTS involve not merely rescaling particular issues but also the apparatuses tasked to deal
with them, in the intervened and intervening countries. From this perspective, the politics of
NTS differs radically from that of traditional security. Securitizing NTS issues does not
simply add to a list of security concerns for states whose fundamental nature remains
unchanged. Rather, by virtue of their transnational nature, the securitization of NTS issues is
Understanding how and why such transformation occurs is easier if we understand the
state not merely as a set of institutions, agencies and actors, but primarily as a social relation
and expression of power (Poulantzas 1978; Jessop 1990). State power is a set of complex and
dynamic social and political relationships that shape the use of the state apparatus. Conflict
among historically specific coalitions of social and political forces rooted primarily in the
political economy – classes, class fractions, distributional coalitions and other societal groups
– is consequently crucial for understanding why particular state forms and institutions
emerge, and explaining the way they function. To analyze how and why issues are identified
and governed as NTS issues thus involves identifying the conflicts between the different
contending coalitions that organize around them, both within and beyond the state, and drive
or resist processes of state transformation. The actual governance regimes which emerge in
practice can be understood as a contingent outcome of these struggles. To understand why the
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We reject the empiricist claim that the rise of NTS is simply a reflection of changes in the
have changed, many “new” threats are, as noted earlier, not new at all. What is new is the
rescaling of governance associated with the (partial and uneven) dismantling of the
Keynesian-welfare state of the postwar period in the West, and later with associated
In the decades immediately following World War II, the national scale of governance
affirmed the primacy of national money over international currency and established the
individual and social wage as the basis of domestic demand. These priorities “were reflected
in the primacy of national economies, national welfare states, and national societies managed
international level, this was reflected by a strong determination to uphold state sovereignty
and existing territorial borders, including those bequeathed to post-colonial states (Barkin and
state in nature. However, the 1970s crisis of Western capitalism, marked by declining profit
rates and stagflation, led to the de-emphasis and dismantling of key elements of postwar
national governance. The demise of the gold standard in 1971 was followed by rapid
administrations. Neoliberal reforms designed to break the power of organized labor – which
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finance capital, which pushed for the creation of new, global scales of capital accumulation
(Harvey 2005).
has a “taken-for-granted” quality as the best level at which political, economic or security
issues should be governed. However, no other scale – whether local, regional or global – “has
acquired a similar dominance. Instead, different economic and political spaces and forces
located at different scales are competing to become the primary or nodal point of
accumulation and/or state power. The relativization of scale also offers important new
opportunities for scale jumping and struggles over interscalar articulation” (Jessop 2009:99).
It is in this context that many scholars have observed the emergence of new forms of
networked and multilevel governance, particularly in Europe. These new arrangements do not
simply denote the withering away of the state but rather the relativization of the national scale
and the emergence of disaggregated and regulatory forms of sovereign statehood. Central
and public regulatory actors operating at multiple scales (Sassen 2006; Jessop 2009;
Abrahamsen and Williams 2011). This affords considerable latitude for subnational agencies
beyond national borders. For example, Ali and Keil (2009) show how the disaggregation of
phenomenon, led to the City of Toronto devising new governance measures with the WHO
during the 2003 Severe Acute Respiratory Syndrome outbreak, completely bypassing the
circumstances but reflect the uneven and contested processes by which the nationally based
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class compromises which underpinned Keynesian national-welfare states were attacked and
undermined. As part of these processes, government’s function has been redefined from
market-led development, providing regulation, and managing risk. The diffusion of authority
government, has played a crucial part in limiting the range of issues contested through the
experts – public and private – to define and govern particular issues (Swyngedouw 2005).
These actors are now often part of complex governance structures involving governmental,
intergovernmental and non-state actors that simultaneously operate across several scales. The
result has been to weaken the power of organizations, such as trade unions, whose power
depends upon national political and legal institutions (see Lillie 2010).
Though the shift to regulatory statehood has originated, and been more pronounced, in
Western Europe, North America, and Australasia, similar processes have been taking place to
varying degrees elsewhere, including in East Asia – typically seen as a region of “strong”
states, jealously guarding their sovereignty. There, state transformation has generally not
been driven by efforts to undermine organized labor, whose weakness is a Cold War legacy.
investment driven by firms from outside the region and by East Asian state and state-linked
capitalist interests. It has also been promoted by the 1997-98 Asian financial crisis and the
associated crisis of the developmental state project, as well as by the need to accommodate
demands for political responsiveness from new groups emerging through decades of
sustained economic growth (Jayasuriya 2005; Jayasuriya and Rodan 2007). In Africa and the
Southwest Pacific, where most so-called “fragile” states are located, state transformation
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and Western state-building interventions designed to manage the external risks perceived to
governance systems which map onto these problems reflects the relativization of scale, with
the national level no longer being seen as the most appropriate one at which to manage
and legitimized by the emergence of new “spatial imaginaries,” through which political
thought and identities are recast. Partly as a result of the creation of global market forces,
capitalist interests and state managers encourage citizens to perceive and adjust their social
and economic life in the context of global economic competition, creating a strong sense of a
planetary scale on which economic flows now operate. This is reinforced by journalistic
presentation of the world as “flat” and by academic discourse around “globalization.” State
imaginaries to cultivate popular legitimacy for their projects, such as a “European” identity or
ecosystems. Urban political elites and finance capital promote imaginaries of “global cities,”
more connected to far-flung urban centers than their own hinterlands. The profusion of such
post-national spatial imaginaries, coupled with the contemporary emphasis on risk, creates a
far broader subjective sense of interconnectedness across space and of greater vulnerability to
as fundamentally inadequate for the challenges we face. This facilitates the identification of
NTS issues as being intrinsically transnational in nature and thus requiring rescaled forms of
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element to the promotion of, or resistance to, rescaling, since different scalar arrangements
However, like the process of state transformation itself, the securitization (or not) of
particular issues is ultimately determined by struggles between the coalitions that organize
below. At other times, as in the AFP example above, the rescaling of governance may be
shaped by overarching political imperatives in a regulatory state context, such as the need to
capacity to manage the various NTS challenges associated with globalization (see Mabee
2009). Specific forms of scientific and technical expertise often play a key role in the
discursive construction and governance of NTS issues like cyber-crime and infectious disease
(Hansen and Nissenbaum 2009; Elbe 2010). Tackling such issues has become politically
important in the context of the spatial imaginary of a “world risk society” (Beck 1999). With
the demise of class struggle as the animating force of politics, political elites also increasingly
seek to mobilize support through appealing to and seeking to manage the widespread fear and
insecurity accompanying the more precarious and individuated nature of contemporary social
Having outlined the historical processes and socio-political struggles involved in the
securitization and governance of NTS, we can now illustrate our argument through a case
study.
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Southeast Asia provides a “hard case” for our approach. The national scale of governance
was a crucial locus for powerful forces during the Cold War, which built robust states and
order. Subsequently, many scholars argue, the “naked pursuit of Westphalian sovereignty
epitomize[s] the essence of Asian security” (Moon and Chun 2003:107). However, this case
study of efforts to govern emissions from forest fires (“haze”) as a regional NTS issue
problematizes such judgments. Some forces have clearly attempted to construct a post-
Westphalian form of multilevel governance, rescaling parts of the Indonesian state apparatus
to serve regional agendas and empowering experts to overcome nationally- and locally-based
resistance. Yet, powerful opponents operating at the local and national scales have limited
the degree of rescaling the practical operation of state and regional apparatuses.
constrained. The case thus clearly demonstrates the centrality of the contestation of scale and
Each year, illegal Indonesian forest and land fires produce a thick smog that blankets
large parts of Southeast Asia, particularly Singapore and Malaysia. The Association of
Southeast Asian Nations (ASEAN) has identified this “haze” as a major transnational security
threat (ASEAN 2006). While the fires themselves threaten lives, homes and livelihoods, the
haze is also framed as a threat: to citizens’ health; to the regional economy, by damaging
tourism, trade and investment; and to wider international society by contributing to global
warming (ASEAN 2007:4). This discursive securitization reflects the costs of the haze and
growing societal concern about the threats posed by environmental degradation, especially
climate change. In 1997, one of the worst years, fires killed around 500 people, haze affected
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the health of up to 70m people, and the total socio-economic and environmental cost was
estimated at $9.3bn (Qadri 2001:52, 54). The carbon released was estimated at 13 to 40 per
cent of total global annual emissions from fossil fuels (Page et al. 2002). In 2011, Indonesia
was ranked as the world’s third-largest carbon dioxide emitter, forest and land fires
comprising up to 85 per cent of its emissions. Particularly since haze was linked to climate
change, the threat posed by haze is often presented in terms of potential dangers requiring
forms of prevention and risk management. Doctors warn, for example, “that a generation of
young children… may suffer permanent damage to their health” (The Economist 2000), while
environmentalists insist on “united” action “because the potential dangers of climate change
are too great to ignore” (World Bank 2007), and forestry experts caution that “the threat of
future catastrophic fires looms large” (Dennis et al. 2005:498). However, as with other cases
mentioned above, the discursive identification of a threat has been accompanied not by the
These efforts have been led by a loose coalition including the Singaporean, Malaysian
and Indonesian environment ministries, Southeast Asian and Western environmental NGOs,
and supportive international institutions including the Asian Development Bank, the ASEAN
development agencies. By 1999, 35 donor projects had been launched to strengthen expert
knowledge and networks and to enhance the capacity of forestry institutions to monitor and
manage fires in Indonesia. The country is also a major focus for donor projects under the
Plan in 1997, an Agreement on Transboundary Haze Pollution in 2002, and the ASEAN
Peatland Management Strategy in 2007. These agreements have tasked “national focal
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points” to disseminate forestry and peatland governance standards crafted by regional experts
and develop and/or coordinate domestic agencies to prevent and suppress forest fires. The
set the agenda for national and sub-national regulatory and enforcement agencies, aspiring
This has permitted the rescaling of some elements of the Indonesian state. As the
“focal point” of regional governance, the Environment Ministry has clearly been inserted into
the ground is limited, it has played a key role in improving the national coordination of line
ministries to tackle fire and haze and setting environmental management norms and targets
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for sub-national agencies. The Ministry of Forestry (MoF) has also been partly
working within the ministry on forestry governance projects. The MoF has apparently used
international attention and capacity-building assistance as part of its struggle to reassert its
authority vis-à-vis local actors following the decentralisation of the Indonesian state in 1998,
when the power to issue forestry permits was delegated to the district level. The MoF
reclaimed this in 2001, but has since faced an uphill struggle to reassert its authority against
bupatis (district chiefs). Foreign pressure and aid has enabled the MoF to strengthen its
districts. Intensified pressure from Jakarta has ostensibly corralled sub-national institutions
into a fire control system seemingly extending from the international-regional to the village
level.
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directly with the Jambi provincial government to develop a Master Plan for the mitigation of
fires, while Malaysia has engaged directly with several districts in Riau province (NEA 2009;
DoE 2009). This also reflects the partial rescaling of the Malaysian and Singaporean
ministries involved. Singapore’s Ministry of Environment and Water Resources, for example,
now projects itself at “global, regional and bilateral levels,” since “today, environmental
performs a regional surveillance function, uses satellite data to provide daily updates on
“hotspots” which are used by regional governments to pressurize national and/or subnational
agencies within Indonesia to suppress fires. This surveillance system has been enhanced
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along risk-management lines, in an attempt to prevent fires escalating out of control and to
bypass Indonesian resistance to accepting external help during major haze episodes. Since
2005, when hotspots exceed a particular threshold, an ASEAN Panel of Experts on Fire and
Haze is automatically deployed to at-risk areas to provide “rapid independent assessment and
(ASEAN 2010). The Indonesian government is now internationally accountable for its
performance. Its progress against a regionally approved 2006 Plan of Action is regularly
The securitization and governance of haze therefore reflects many of the dynamics of
the politics of NTS identified earlier, notably those associated with managing potential
dangers and rescaling. Haze is increasingly seen as a risk to health, economic prosperity and
human security, particularly as it is linked with climate change. The scope of an issue once
treated as a domestic problem has been expanded into a regional and even global one, while
its governance involves the rescaling and transformation of state apparatuses. This
operating at multiple levels, alongside state officials. However, understanding how these
formal governance arrangements operate in practice requires that we consider the resistance
Key among these are agro-industrial businesses, politicians and officials who benefit
from the fires, which are principally used to clear land cheaply to establish agricultural
plantations. Indonesia’s natural resources have been a key patronage resource for ruling elites
since independence, and under Suharto a vast network of state-linked crony capitalists
plundered the forests at will. The 1997 fires were predominantly caused by their
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conglomerates systematically burning degraded forests and peatland to establish palm oil
plantations (Dauvergne 1998). These agri-business interests remain deeply entrenched within
the state system at all levels due to extensive corruption and collusion with officials and
political elites. Indeed, decentralization has radically multiplied the opportunities for such
relationships, with bupatis exchanging plantation licenses – control over which remains
decentralized – to obtain kickbacks and political support (Smith et al. 2003). Large-scale,
nationally licensed companies are now subject to internationalized surveillance and more
robust regulation which, coupled with the threat of losing access to Western export markets
and NGO pressures through bodies like the Roundtable on Sustainable Palm Oil (RSPO) and
the Forestry Stewardship Council, have ostensibly forced many of them to adopt zero-
burning policies. However, smaller firms which obtain local licenses corruptly are frequently
protected by their patrons and free to burn land with impunity, beyond the reach of national
or provincial agencies. Indonesia’s law-enforcement services have also long been involved in
such illegal activities, assisting powerful agri-business magnates to ignore regulations and
corrupt judicial processes (International Crisis Group 2001; Matthew and van Gelder 2002).
These forces naturally wish to preserve a local-national scale for environmental governance
since at this level their interests prevail. By increasing surveillance and bringing in new
actors, securitizing and regionalizing forestry governance directly threatens their primitive
threatening direction. For example, when Singaporean officials and their partners deployed in
Jambi, the bupati denied them access to locally licensed plantations, diverting them instead to
nationally licensed ones, thereby protecting his corporate allies. Another approach is to
systematically under-fund the local state apparatuses that are part of the regionalised fire
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control system. For example, in the most fire-prone area of Jambi province there are just 15
trained fire-fighters, with an annual budget of $22,000, to cover a total area of 646,000
hectares. In practice the districts rely almost entirely on the fire-fighting units of the MoF or
nationally-licensed firms, though a Singaporean-sponsored review revealed the latter did not
meet legal requirements while the former actually spend most of their time fighting fires on
This also illustrates the way in which local state-business nexuses mould the operation
of rescaled state apparatuses to suit themselves. This includes regional institutions. For
instance, when the ASEAN Panel of Experts deployed to Kalimantan in 2008, they
discovered that 1,000 hectares of land were being burned to establish a rice plantation. The
local government possessed the capacities to extinguish the fires, but was deliberately
withholding them to assist the company involved. The provincial governor also tried to
prevent fire governance being scaled upwards, urging the Panel not to recommend the
capacities being used, but the fire was apparently not tackled until the burning had been
completed (Zurkarnain 2012). On other occasions, the Panel’s reports have been doctored
under pressure from government officials keen to protect their institutional failures from
external scrutiny. As one academic expert on the Panel observes, “the real experts, we will
say everything true, based on scientific knowledge. But sometimes this information is not so
good for politicians or officials” who instead demand “a compromise statement” (Saharjo
2011).
Finally, efforts to tackle fire and haze are deflected towards smallholders and local
communities, who lack powerful political backers. Local environmental agencies concentrate
ineffective, since poor farmers cannot, unlike companies, afford zero-burning land-clearing
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technologies. Less benign is the tendency of police forces to select these easy targets: while
poor villagers are frequently prosecuted, only two plantation managers have ever been put on
trial. As one local forestry official comments, “it’s easy for companies to avoid prosecution;
but if we treated companies strictly... it would endanger the business climate in Indonesia.
That’s why the government doesn’t enforce the law strongly” (Tanpidau 2011).
National agencies like the MoF embrace rescaling to the extent it strengthens their hand
against local authorities, but resist fully internationalizing the issue, citing Singaporean and
Malaysian non-cooperation in areas like the smuggling of illegal timber, the felling of which
is said to increase forests’ vulnerability to fire. This has emboldened national legislators –
some of whom are linked to agri-business interests or whose parties rely on “donations”
funneled upwards from the districts – to refuse to ratify the ASEAN Haze Agreement.
asserting that “we do not need to be afraid of pressures from other countries” (Straits Times
2006). Although significant rescaling has occurred regardless, this resistance has ultimately
circumscribed it, preventing haze receiving maximal attention and resources and enabling
government agencies and others to respond to international pressure by saying “we are not
obliged” to cooperate (ASEAN Official 2011). This illustrates how national states may retain
an important role as “scale managers,” despite the relativization of scale (Mahon and Keil
discourse, attracting support from a wider constituency. The palm oil industry is a huge
export earner, garnering $16.4bn in 2010, 2.3 percent of Indonesia’s GDP. Citing significant
smallholder participation, the government aims to double output from 2011-2020 as part of
its poverty alleviation strategy. External criticism of the sector’s environmental record is
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on the rescaling of governance clearly emanate from the regional and global political
economy. Although the haze is frequently blamed solely on Indonesia, natural resource
international consumer demand for forestry and agricultural products, and by the practices of
for nearly three-quarters of its input, while Singaporean-based firms like Asia-Pacific
Resources International Ltd (APRIL) and Asia Pulp and Paper also operate vast mills in
Jikalahari 2008). The expansion of palm oil in Indonesia has also been powerfully driven by
Malaysian firms due to the exhaustion of land supplies in Malaysia, and they are regularly
The influence of such interests in Malaysia and Singapore, where corporate power is
also intertwined with state structures, has doubtless constrained how far these governments
will push for the rescaling of environmental security governance or forcefully intervene to
suppress illegal activities. They reject, for instance, suggestions to regulate their transnational
corporations’ overseas activities. Major agribusinesses, including APRIL and Sinar Mas,
were actually directly involved in Singapore’s governance projects in Indonesia (NEA 2009:
11, 23, 16-17). Their presence arguably helped limit the project’s objectives to establishing
than creating enforcement mechanisms capable of taking on the powerful corporate interests
that generate most of the fires. This reminds us that a full explanation of transboundary
security issues is rarely complete without taking into account the complex and evolving
organization of economic, social and political power within and beyond the state.
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Conclusion
practitioners and scholars in recent times. Existing critical approaches in security studies,
which aim to explain the politics of securitization, are incapable of understanding the drivers
of this apparent trend and its various dimensions because of their neglect of the relationship
between securitization and broader processes of social, economic and political change, and
constructed, political and contested, we argue that explanations cannot be found solely in
security’s discourses. Drawing on insights from political geography and state theory, we
claim that the observed shift within security needs to be conceptualized in terms of a deep-
seated historical transformation in the scale of the state’s institutions and activities. Struggles
over the meaning of security and its governance between competing coalitions are part of
broader conflicts over the organization of political rule across both institutional and
geographical spaces. The haze case study revealed that the inherently conflict-ridden
This focus on structural constraints and the ideologies and interests of historically specific
Our goal has been to help understand the historically-specific rise of NTS issues and
to explain the governance systems emerging to manage them by situating the phenomenon of
“securitization” within a broader social and political context. Clearly, however, much more
research is required to refine this framework and its deployment. More work is also needed to
delineate the normative implications of security’s rescaling. Generally speaking, the shifting
of governance into spaces beyond the national level involves removing them from democratic
control, since these spaces may be dominated by technocrats or technical experts and are
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generally beyond the reach of representative institutions. As we have shown, there is no scale
at which it is “natural” or “best” to govern a given issue; rather, particular scales privilege the
interests, ideologies and agendas of particular forces, and any given arrangement must be
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