E. Thompson
E. Thompson
E. Thompson
Reply to Commentaries
Let me express my deep thanks to the contributors for taking the time
to read my book, Mind in Life, and for writing their thoughtful com-
mentaries, from which I have learned a great deal. Special thanks are
due to Tobias Schlicht, whose hard work and dedication made this
volume possible. In what follows, I will respond singly to each con-
tributor (in alphabetical order) and do my best to address their main
points. My replies to the commentators will be longer or shorter
depending on the points they raised. (Unless otherwise noted, all par-
enthetical page references are to Mind in Life.)
Daniel C. Dennett
I would like to begin my response to Dennett on an autobiographical
note. In 1990–91 I spent a year as a postdoctoral research fellow at
Dennett’s Center for Cognitive Studies at Tufts University. At that
time I was in the last stages of writing The Embodied Mind (Varela et
al., 1991), and I was also at work on several papers and a book on col-
our vision (Thompson et al., 1992; Thompson, 1992; Thompson,
1995). Dennett was running a seminar based on the manuscript of his
book, Consciousness Explained. I learned a huge amount from
Dennett that year, not just from his seminar, but from his exceptionally
generous mentoring, which included numerous helpful conversations
and critical reactions to my writing, as well as many introductions to
leading philosophers and scientists. Since that time and to this day,
Dennett’s writings have stood for me as a model of how to do philoso-
phy in dialogue and collaboration with science, and his views on many
issues have served as a critical foil for my own thinking.
Correspondence:
Evan Thompson, Department of Philosophy, University of Toronto, Toronto, ON
M5R 2M8, Canada Email: evan.thompson@utoronto.ca
What Dennett and I share and where we differ can already be seen
by comparing The Embodied Mind and Consciousness Explained
(these two books were written around the same time, so we were not
able to take account of each other). Both books tackled the problem of
consciousness or lived experience from the vantage point of cognitive
science, and both discussed many of the same topics — the nature of
the self and personal identity, the temporality of conscious experi-
ence, the brain as a complex system, colour perception, and evolution,
among others. But whereas my co-authors and I advocated phenomen-
ology and first-person methods of examining experience as a necessary
complement to cognitive science, Dennett promoted heterophenomen-
ology; whereas we criticized adaptationism, Dennett defended it; and
whereas we advanced an embodied approach, Dennett upheld
functionalism.
In writing Mind in Life, I found myself again confronting these dif-
ferences and wanting to work through them in light of recent work.
Hence I gave special consideration to Dennett’s views throughout
Mind in Life, specifically when I discussed evolutionary theory, the
mental imagery debate, and the place of phenomenology in cognitive
science and the scientific investigation of consciousness. Although
much of what I wrote was critical, the criticisms reflect how important
and fruitful I find Dennett’s work for my own efforts.
Mind in Life was written in the wake of the death of my other men-
tor and close family friend, Francisco Varela, who had guided me
intellectually and personally since I was 15 years old. One way to
mourn a loved one’s passing and to try to keep their memory alive is to
take up their causes and fight for them. Reading Mind in Life now —
ten years after Varela’s death and four years since the book’s publica-
tion — I can see how that emotion and sense of purpose played a
strong role in shaping the form and content of some of what I wrote. I
refer specifically to my treatment of the issues that divided Varela and
Dennett — autopoiesis versus selfish genes, the autonomy perspec-
tive versus reverse engineering, and neurophenomenology versus
heterophenomenology. I suspect this driving emotion lies behind the
‘rathering’ that Dennett reads in some of what I wrote. Were I writing
Mind in Life today, I would try to give a more nuanced and balanced
presentation.
Nevertheless, when it comes to Dennett’s commentary, I have to
say that it seems to me to amount mostly to opinion and rhetoric rather
than argument (there’s a ‘rathering’ for you). Moreover, he seems to
misunderstand many of my points, and he sometimes states what he
REPLY TO COMMENTARIES 3
1. Autopoiesis
First, a clarification. Dennett misreads me when he writes that I pro-
pose ‘autopoiesis as a radical new foundation for evolutionary the-
ory’. Autopoiesis is one key element in the account of life I offer;
others are evolutionary-developmental biology (‘evo-devo’), devel-
opmental systems theory, and theories of biological self-organization
(besides that of autopoiesis). I do not make autopoiesis foundational
for these other theories; instead, I weave them together into an
enactive perspective on evolution. At the beginning of Chapter Five, I
distinguish three complementary approaches to characterizing life —
the evolutionary, the ecological, and the individual (pp. 95–7). The
concept of autopoiesis targets life at the individual level and aims to
characterize the minimal organization necessary and sufficient for a
system to be living (there are problems with the sufficiency claim,
however, as I discuss on pp. 122–7). Later in the chapter (pp. 118–9), I
state that life at the individual level always has to be seen as ecologi-
cally embedded; and, at the beginning of Chapter Seven (pp. 166–7), I
make the point that the single, individual organism here and now is an
abstraction from both the organism as an ecologically embedded
life-cycle and from the organism as a member of a reproductive and
evolutionary lineage. I follow with a section devoted to explaining the
links between autopoiesis, reproduction, and heredity, in order to
show how the characterization of life at the individual level relates to
the characterization of life at the level of reproductive populations. In
the rest of the chapter, I use both the theory of autopoiesis and devel-
opmental systems theory to criticize genocentrism, and I use ideas
from theories of biological self-organization to criticize certain mis-
characterizations of natural selection. Dennett’s statement that I use
the theory of autopoiesis ‘as a radical new foundation for evolutionary
theory’ is thus an inaccurate simplification of what I write.
Dennett writes that the theory of autopoiesis is virtually synony-
mous with Tibor Ganti’s chemoton theory; that both basically amount
to a generalized and deepened version of the cell theory; that the the-
ory of autopoiesis does not contain anything that would particularly
REPLY TO COMMENTARIES 5
inform a mainstream cell biologist; and that ‘it doesn’t predict any-
thing in biology that hadn’t already been well understood by earlier
theorists, or dissolve any puzzles that had been bedevilling those
theorists’.
Dennett is right that there are similarities between Ganti’s concept
of the chemoton and Maturana and Varela’s concept of autopoiesis;
we could also add Robert Rosen’s metabolism-repair (M,R) systems
to the list. (In Mind in Life, I discuss the relationship between
autopoiesis and M,R systems, but not the chemoton theory; Pier Luigi
Luisi, 2010, however, has reviewed the relationship between auto-
poiesis and the chemoton.) But Dennett’s dismissive assessment of
autopoiesis (and, by extension, perhaps also the chemoton theory)
misses the mark. The cell theory states that the cell is the fundamental
structural and functional unit of living organisms, and that all cells
arise from pre-existing cells. But this theory does not explain the orga-
nization that makes the cell an individual, how that self-producing
organization could be instantiated as a network of processes; and how
that kind of organization could in principle self-assemble from other
simpler processes and structures. All three approaches — autopoiesis,
M,R systems, and the chemoton — take this problem of the living
organization as their explanatory target. As I explain in Mind in Life,
Darwinian thinking, in its classical and modern molecular forms,
missed this problem about organization (a problem going back to
Kant’s discussion of the organism as a ‘natural purpose’). Here is a
case where, contrary to Dennett, the problem was indeed ‘unnoticed’,
not simply ‘underestimated’ (an assessment I justify in some detail in
Mind in Life). Today the problem occupies a central place in research
on the origins of life and synthetic biology (Luisi, 2010), as well as
artificial life and computational biology (see the 2004 special issue of
Artificial Life devoted to autopoiesis). In these research fields, the
theory of autopoiesis has underpinned work on the creation of
autocatalytic micelles as models of proto-cellular systems in the ori-
gins of life (Bachman et al., 1992), and it has inspired and guided a
significant body of work in artificial life (McMullin, 2004). More
generally, the theory of autopoiesis has helped to shape theories and
models, and make predictions, in research on the origins of life (Luisi,
2010), the chemical synthesis of minimal self-producing systems
(Bachman et al., 1992; Luisi, 2010), the computational simulation of
self-producing systems (Bourgine and Stewart, 2004; McMullin,
2004), and the modelling of autonomous agency in natural and artifi-
cial systems (Barandiaran et al., 2009). Mind in Life reviews much of
this work. Does Dennett really think that all this hard and original
6 E. THOMPSON
work was already well understood by earlier theorists and does not
help with any of the puzzles that bedevilled them?
Dennett writes that there are exceptions to my claim that ‘a cell
stands out of a molecular soup by creating the boundaries that set it
apart from what it is not’, and he presents the following as examples:
the boundary is semipermeable; which things count as inside and
which things count as outside is not always clear; there are transition
zones; when one autopoietic system enters another, it could be an
invader or a symbiotic ally. Here Dennett presents something as if it
were a criticism when it is actually a point I make myself. First, as I
point out, ‘boundary’ is equivocal. It can refer to the material-spatial
boundary of a membrane, or it can refer to the topological-functional
boundary that is determined by the system’s organization. As I write:
‘taking “boundary” to mean only a unicellular semipermeable mem-
brane or even a multicellular epidermal layer seems too restrictive
(plants and insects do not have a skin). Rather, the crucial matter is
that the system produce and regulate its own internal topology and
functional boundary, not the particular physical structure that realizes
this boundary’ (p. 107). I discuss this point in relation to both the issue
of whether multicellular organisms count as first-order autopoietic
systems (or instead as autonomous systems dependent on the
autopoiesis of their cellular constituents — see pp. 105–7) and the
issue of whether Gaia (the Earth’s ecosphere) counts as an autopoietic
system (as Lynn Margulis claims — see pp. 120–1). Here it is also
worth mentioning that I do not hold, contrary to Dennett’s suggestion,
that ‘only autopoietic systems can be the proper (literal, underived,
etc.) bearers of various biological predicates’. Social systems such as
ant colonies, beehives, and primate bands are not autopoietic; further-
more, it is an open question whether multicellular organisms or Gaia
qualify as genuine first-order autopoietic systems. Second, the exam-
ples Dennett gives are not exceptions to the point I make about the cel-
lular membrane; they point instead to the need to consider that
boundary as plastic and as a participant in what I later call (following
Ezequiel Di Paolo) the system’s ‘adaptivity’ (the system’s ability to
regulate itself in relation to its milieu — see p. 148). I develop this
point at greater length in more recent writings on the relationship
between the enactive approach and the extended mind theory in cog-
nitive science (Thompson and Stapleton, 2009; see also Di Paolo,
2009).
Another place where Dennett neglects what I write is when he asks
why we cannot see systems both as sources of their own activity, spec-
ifying their own domains of interactions, and as transducers or
REPLY TO COMMENTARIES 7
3. Autonomous Meaning-Construction
The crucial issue here is what it takes for a system to qualify as having
genuine agency and a meaningful perspective on the world.
14 E. THOMPSON
Dan Hutto
Hutto aims to open up a dialogue between analytical philosophy of
mind and the enactive approach. His strategy is to show how teleo-
semantic theories of content need to be modified in a variety of ways
that end up bringing these theories closely in line with the basic orien-
tation of the enactive approach. I welcome this dialogue, greatly
appreciate Hutto’s bridge-building efforts, and find myself largely in
agreement with his commentary.
My one caveat concerns something Hutto himself mentions — the
interpretation of evolution. Teleosemantic theories have traditionally
worked with a strongly adaptationist view of evolution, in which
20 E. THOMPSON
Albert Newen
Newen thinks my ‘aims are much too ambitious’ and he criticizes the
path I chart from autopoiesis and sense-making to cognition and
consciousness.
4. Artificial Life
Here I need to correct two misunderstandings.
First, as already indicated, I do not maintain that the tessellation
automaton is an autopoietic system that is not a biological system; I
maintain that it is a mathematical model of minimal autopoiesis. I also
call attention to the question of whether autopoiesis can be completely
modelled this way when I discuss the relationship between auto-
poiesis and Robert Rosen’s metabolism-repair systems (p. 144).
Second, it does not make sense to say that ‘autopoietic organization
is a structure’. An organization is a set of relations among processes; a
structure is a concrete instantiation of those relations. The autopoietic
organization can be concretely realized in a variety of structures, and
any autopoietic system is constantly changing its structure (through
the metabolic turnover of its constituents).
6. Consciousness
Newen misreads my discussion of phenomenal consciousness and
attributes to me claims I do not make. I never claim that autopoiesis is
‘essential’ for phenomenal consciousness. Instead, I show how certain
existential structures of embodied experience have their roots in basic
structures of biological life.
Newen writes that although human feelings are ‘connected’ with
self-regulation, ‘there is no evidence that this is essentially so’. It is
not clear to me what he means by ‘essentially’. Does he mean that it is
conceptually or metaphysically possible for human emotions to occur
in the absence of how the human body affectively regulates itself in
relation to environmental events? What would be the argument for
this highly implausible claim?
Similarly, Newen claims that ‘sensorimotor couplings’ are not
essentially connected with phenomenal consciousness. Here I suggest
26 E. THOMPSON
subjects are conscious in the sense of being awake and having a uni-
fied (though disrupted) phenomenally conscious field of awareness
(see pp. 351–2). So these ‘unconscious’ processes do not constitute a
case of perceptual processing in the complete absence of consciousness.
8. Conclusion
Newen thinks functionalism and identity-theory can account for all
the phenomena discussed in my book, a preposterous claim consider-
ing the failure of these theories to provide any kind of comprehensive
and satisfactory account of the mind, let alone the specific phenomena
I discuss.
Susan Oyama
Oyama raises a number of important concerns about the relationship
between the theory of autopoiesis and Developmental Systems
Theory. I like her conception of these theories as ‘neighbours’ and I
agree that my claim of ‘complementarity’ for the two theories still
requires further working out in relation to the questions she raises
concerning internalism and causal asymmetry (the determination of
what counts as ‘inside’ versus ‘outside’, and the attributing of asym-
metrical causal roles to internal versus external factors). I cannot fully
address those concerns here, so I offer the following general remarks
as a way to keep the conversation going.
In Mind in Life, I write that autopoiesis (in a broad sense that includes
adaptivity) is the ‘self-production of an inside that also specifies an out-
side to which it is normatively related’, and thus that autopoiesis is best
seen as the ‘dynamic co-emergence of interiority and exteriority’ (p.
79). Yet I also immediately go on to say that ‘there seems to be an asym-
metry here, for it is the internal self-production process that controls or
regulates the system’s interaction with the outside environment’ (ibid.)
To support this point, I quote two philosophers and theoretical biolo-
gists, Alvaro Moreno and Xabier Barandiaran (2004), who write
28 E. THOMPSON
about what they call, following Varela, the ‘basic autonomy’ of life:
‘the (self) generation of an inside is ontologically prior to the dichot-
omy in-out. It is the inside that generates the asymmetry and it is in
relation to this inside that an outside can be established. Although the
interactive processes [and] relations are necessary for the mainte-
nance of the system, they presuppose it (the system) since it is the
internal organization of the system that controls the interactive rela-
tions’ (Moreno and Barandiaran, 2004, p. 17).
A number of authors, including Oyama in her commentary, have
expressed worries about this assertion of asymmetry between interior
and exterior. Donn Welton (2011) suspects it of being a kind of ‘bio-
idealism’, and argues that it unduly downplays the way the environ-
ment leads the organism into certain rhythms, behaviours, and internal
transformations — an environmental role he calls ‘affective entrain-
ment’. John Protevi (2010) wonders whether Varela’s notion of an
autonomous system ‘overemphasizes the individual as self-conserv-
ing product as opposed to individuation as always ongoing process’.
I am sympathetic to these helpful and friendly (or neighbourly) crit-
icisms, for a certain tendency to privilege interiority in autopoietic
discourse has always troubled me. I felt that worry in writing those
words in Mind in Life about the reciprocal yet asymmetrical relation
between interiority and exteriority, but I did not adequately address
the worry because of another argument I was trying to advance, spe-
cifically that the genuine interiority of life is a precursor to the interi-
ority of consciousness, and hence that the conception of nature
presupposed in standard formulations of the hard problem or explana-
tory gap for consciousness — namely, that living nature has no genu-
ine interiority — is misguided.
Here is another way to come at the issue about interiority Oyama
raises. On the one hand, I claim that the adaptive-autopoietic process
‘brings forth’ or ‘enacts’ what counts as the living being’s world, and
not the reverse; on the other hand, I claim that the living being and its
environment are ‘structurally coupled’, and interiority and exteriority
are ‘dynamically co-emergent’. So how do we resolve this issue of
asymmetry in the reciprocal coupling of living beings and their
worlds?
At this point I would like to inject an autobiographical remark to
indicate how long this tension has preoccupied me. Varela and I began
working together on The Embodied Mind in the late 1980s when I was
a graduate student. It was during those years that Varela introduced
into his work the terminology of organisms ‘enacting’ and ‘bringing
forth’ their worlds, rather than representing them (though this idea
REPLY TO COMMENTARIES 29
But now comes the tricky point. What we have just said implies that
the relation between organism and environment is reciprocal, for each
acts as a control parameter for the other. But this kind of reciprocity
does not imply that their relation is not also asymmetrical, in the rele-
vant sense of asymmetry. Although the physical and energetic coupling
between a living being and the physico-chemical environment is sym-
metrical, with each partner exerting more influence on the other at dif-
ferent times, the living being typically modulates the parameters of this
coupling in a way the environment typically does not (Barandiaran et
al., 2009). Living beings, precisely because they are autonomous and
adaptive, can ‘surf’ environmental events and modulate them to their
own ends, like a bird gliding on the wind. ‘Interactional asymmetry’ is
precisely this capacity to modulate the coupling with the environment.
If we lose sight of this interactional asymmetry, then we lose the abil-
ity to account for the directedness proper to living beings in their
sense-making, and hence we lose the resources we need to connect
sense-making to intentionality.
It is crucially important, however, to realize that ‘boundary’ in this
context cannot be identified with any given spatial boundary, such as a
membrane, but refers instead to the system’s topological boundaries
as an autonomous network of processes. The way these processes are
structurally realized is plastic, both compositionally (what materially
composes them over time) and spatially (where they are located in
relation to spatially specified boundaries). The processes constitutive
of an autonomous network can incorporate external material
resources and extend beyond the biological membrane of the body, as
happens, for example, when a blind person uses a cane to perceive the
environment (see Di Paolo, 2009; Thompson and Stapleton, 2009).
Thus Gregory Mengel (as reported by Oyama) gets me right when he
says that my ‘internal-external distinctions are less about spatial
boundaries… than about selfhood, organizational closure, and the
context-dependence of causes’. Furthermore, as far as I can see, inter-
actional asymmetry in the above sense does not involve the kind of
arbitrary causal privileging that Developmental Systems Theory
criticizes, because such asymmetry does not accord a special causal
status to processes just because they happen to occur on one or the
other side of some spatial boundary.
John Protevi
I find the links Protevi makes between my project in Mind in Life and
Deleuze’s writings fascinating, but I do not know Deleuze well enough
REPLY TO COMMENTARIES 31
Charles Siewert
Siewert focuses on my treatment of the explanatory gap. He raises a
challenge for my treatment and develops an account of embodied con-
sciousness in order to meet the challenge. I welcome this account and
think it takes an important forward step that builds on what I write in
Chapter Eight of Mind in Life.
Siewert finds a lacuna in my argument that a proper phenomen-
ological account of perceptual experience shows that the same per-
ceptual functions that occur in our world could not occur in a world in
which there were no experience. I argue that it is on the basis of our
kinaesthetic experience of our own body that we are able to perceive
objects in space as unities in and through perspectivally varying
appearances, and thus that bodily self-experience is constitutive of the
perceptual function of individuating objects in space. This perceptual
function, I argue, would not occur in a world in which there were no
bodily self-experience; hence there could not be a zombie that was
functionally equivalent to us in its perceptual abilities. Siewert won-
ders, however, whether I have not stipulatively built a tie to bodily
self-experience into the concept of perceptual functioning. My claim,
however, is that our perceptual abilities to individuate and track
objects in space depend constitutively on bodily self-experience; it is
thus a claim about the functional role consciousness plays in percep-
tion. In making that claim, I do not, as far as I can see, build bodily
self-experience into the concept of the relevant perceptual functions.
In any case, the lacuna Siewert sees is the need for a proper demon-
stration that perceptual functioning ‘cannot be factored into a “phe-
nomenal, experiential bit” and a “bodily movement bit” with no more
than a contingent causal link between them’. I agree that I have not
provided such a demonstration, and I am grateful to Siewert for work-
ing to provide it.
Siewert presents an analysis of perceptual experience that shows
that looking and touching are indissolubly both consciousness and
movement, and hence that our bodily engagement with the world can-
not be factored into a phenomenal component and a movement com-
ponent that are only causally and contingently related. I greatly
admire Siewert’s analysis. Had I had thought of it myself I certainly
would have included it in order to bolster my argument that perceptual
experience is so tied to embodied activity that the same perceptual
34 E. THOMPSON
Michael Wheeler1
Wheeler raises a number of important questions about the ‘deep conti-
nuity thesis of life and mind’ through a probing analysis of the rela-
tions among the concepts of autopoiesis, autonomy, adaptivity,
sense-making, cognition, and teleology. I am grateful for this analysis
because it gives me the opportunity to formulate the interconnections
among these concepts more clearly than I did in Mind in Life.
Let me start with the following schematic presentation. I maintain
the following theses:
(1) Autopoiesis and adaptivity are individually necessary and jointly
sufficient for life. In other words, life is autopoiesis plus adaptivity.
(2) Autonomy and adaptivity are individually necessary and jointly
sufficient for immanent purposiveness (each part being both a
product and producer of the other parts, so that the whole system
is a self-organizing whole) and sense-making (behaviour or con-
duct in relation to significance, valence, and norms that the sys-
tem itself brings forth or enacts on the basis of its autonomy).
(3) Sense-making is cognition in a wide sense of the term; or, to put
the point another way, sense-making is the basic mark of the
cognitive.
(4) Autopoiesis is the paradigm case of autonomy, in the sense that it
is the best understood case and the minimal case of an autono-
mous organization (more on ‘minimal’ below).
(5) Thus, autopoiesis and adaptivity are jointly sufficient for imma-
nent purposiveness and sense-making.
[1] I wish to thank Ezequiel Di Paolo for helpful discussion of Wheeler’s commentary.
REPLY TO COMMENTARIES 37
ones and make them dependent on the complex ones. For example,
human culture penetrates virtually every aspect of our metabolism, so
that there is no such thing as ‘naked’ human metabolic being inde-
pendent of our cultural ways of living. Enrichment is thus never a
mere addition but always an overall transformation of life and mind.
For this reason, even if it should turn out that life is not necessary for
mind (that autonomy and sense-making do not require autopoiesis), it
would still be the case, contrary to what Wheeler says at the end of his
commentary, that mind would be in life and not simply life in mind.
Wheeler raises one other large issue in his commentary — the rela-
tion of the deep continuity thesis of life and mind to the extended cog-
nition hypothesis. I have discussed this issue elsewhere (Thompson
and Stapleton, 2009), and do not have the space to present a full dis-
cussion here, so I will make only a few points.
Nothing in my view prevents me from allowing that there can be
immanently purposive systems that incorporate elements whose func-
tion is specified extrinsically (see Thompson and Stapleton, 2009).
Think of a prosthetic limb that is incorporated into a person’s ongoing
life. For a system to be immanently purposive it is not necessary that
every element that participates in the system be materially produced
by that system. Furthermore, immanent purposiveness does not mean
that the parts must produce each other in the autopoietic sense; it
means that they must generate and realize themselves as a whole
according to the definition of autonomy. Finally, it remains an open
question whether immanent purposiveness depends constitutively on
autopoiesis, or whether there can be immanent purposiveness without
autopoietic constituents. For these reasons, I see no inconsistency
between my deep continuity view and the extended cognition
hypothesis.
Nevertheless, there are significant tensions between the two
approaches. One tension arises from the way the extended cognition
hypothesis discusses cognition as spatially located versus the way the
enactive approach treats cognition as relational. Wheeler comments
on this issue in note 7, but seems to miss the point. Of course, relations
can exhibit spatiality in the sense that the terms of a relation (e.g. lap-
top, table) are themselves spatially located. But where is the relation
(on top of) itself located? It is something like a category mistake to
think that spatial relations are themselves spatially located in the way
the terms of the relation are. Similarly, the point both Thompson and
Stapleton (2009) and Di Paolo (2009) are making is that it does not
make sense to think of cognition as spatially located in the way that
the ‘vehicles’ enabling cognitive processes are spatially located.
44 E. THOMPSON
Dan Zahavi
Zahavi focuses on my book in relation to the recent debate about the
possibility of ‘naturalizing phenomenology’. He raises two questions.
The first asks whether and how ‘analyses pertaining to subpersonal
processes and mechanisms can possibly influence and enrich phen-
omenological accounts that attempt to do justice to the first-person
perspective and seek to understand the experience in terms of the
meaning it has for the subject’. The second asks ‘how deeply commit-
ted’ I am to transcendental thought. For example, do I ‘endorse some
kind of compatibility between empirical realism and transcendental
idealism’?
The first question Zahavi winds up answering himself. We might
start with a certain phenomenological description and then revise or
enrich this description on the basis of empirical investigation. For
example, a number of traditions in western philosophy and psychology
distinguish between reason and passion, or cognition and emotion.
Some processes are thought to be purely cognitive and others purely
affective. Recent experimental psychology and cognitive neurosci-
ence, however, strongly speak against this view. Many behavioural
and neuroscientific findings indicate that there is no separation
between cognition and emotion: every cognitive process is also affec-
tive, and every brain area traditionally described as cognitive also
belongs to emotion and vice-versa (see Colombetti and Thompson,
2007; Pessoa, 2008; and Chapter Twelve of Mind in Life). These dis-
coveries at neural and behavioural levels can and should provoke a
phenomenological re-examination of experience at the personal level.
What might at first have seemed separate and only instrumentally related
processes in experience (for example, an emotion and a reflective judg-
ment) can be shown to be constitutively interdependent instead.
Nevertheless, I agree with Zahavi that ‘the discovery of a signifi-
cant complexity at a subpersonal level… cannot by itself force us to
refine or revise our phenomenological description. It can only serve as
a motivation for further enquiry’. There is one qualification, however,
that I would add to this remark. Although fMRI or EEG evidence on
its own counts as evidence about only subpersonal neural correlates,
when such evidence is linked to behaviour and self-report it is no lon-
ger purely subpersonal. Instead, it encompasses the personal level as
probed from third-person and second-person perspectives. Motiva-
tions from psychology and neuroscience to refine and revise our
phenomenological descriptions do not come from the strictly subpersonal
REPLY TO COMMENTARIES 45
level; they come from the way this level is systematically related to the per-
sonal level in experimental investigation.
I also agree with Zahavi that these points are underdeveloped in
Mind in Life. It remains for future work to develop them more system-
atically and with a greater number of examples.
The question of how I see transcendental philosophy in relation to
empirical science is a large issue that I cannot deal with satisfactorily
here, so I will limit myself to a few points.
The foundation of transcendental thinking is rigorous and careful
attention to how things are given to experience. Every claim about
what something is presupposes that the object of this claim is given in
some way to our experience, where ‘experience’ is taken widely to
include thought, and where what counts as a ‘way of experiencing’
cannot be absolutely delimited in advance. Such attention to how
things show up, to the ways they present themselves, necessitates a criti-
cal and reflexive stance toward any cognitive claim, a stance that requires
us to take account of the standpoint of the cognizer in making that claim.
In this way, we are lead back to consider subjectivity and inter-
subjectivity as conditions of knowledge and knowledge production.
This commitment has always been a central component of the
enactive approach (see The Embodied Mind, Chapter One); it is also
what is meant by Maturana and Varela’s statement, ‘everything said is
said by an observer’ (Maturana and Varela, 1987).
Now, this basic commitment to critical reflexivity can be developed
in a variety of different ways and to many different ends. In the case of
transcendental phenomenology, it leads to the analysis of phenomena
such as intentionality, the lived body, intersubjectivity, and time con-
sciousness. In my view, all these analyses — including the ones that
lead Husserl to embrace what he means by transcendental idealism —
are compatible with empirical realism. As Zahavi notes, however, and
as I also maintain, the systematic development of these analyses do
not leave empirical realism unchanged, for they force us to rethink the
concept of nature in ways that can also lead to a transformation of nat-
ural science.
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