Class Notes
Class Notes
Class Notes
Part 1.
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ADMINISTRATIVE LAW KARTHY GOVENDER
Prescribed articles:
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Prior to 1994, Admin law was used as a surrogate for Human Rights law. Admin
law’s principles were found in the common law. A replacement for HR law (because
no Bill of Rights)
o Hira v Booysen
Facts: Case was decided in early 90s. The teachers who wrote article regarding the
joys and frustrations of teaching; they were at a school in Stanger and they belonged
to a Trade Union. The article was distributed to fellow educators. They were hence
charged with misconduct under a statute that said: you cannot criticise the
department publicly other than a meeting organised by the TU. They were convicted,
found guilty on the contravention and fined R200. They then appealed to the minister
of the appellate tribunal who reduced the fine to R100. Still unsatisfied they argued it
all the way to the Appellate division (the highest court) – based on the statute
because they didn’t have a Bill of Rights at the time – hence they argued the
statute’s use of the word “publicly” and its interpretation. Applicants said that the
word “publicly” must be interpreted narrowly so as not to infringe their freedom of
expression (even though they did not have the right to it yet). Because they
misinterpreted the meaning of the word publicly and they said that when they
handed the pamphlets to all the teachers it was publicly done – the convection was
incorrect. In practice, one would:
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Parliament
o Act of Parliament provides for the enabling section. The enabling
legislation empowers a senior functionary to make Rules/ Regulations
which allow the Secondary functionary to make Decisions. (make sure that
final decision is in). This can be taken on Appeal if unsatisfied.
E.g.: The Social Security Act of South Africa says that if somebody is indigent
they are entitled to a social welfare grant. With these rules, the minister then
decides how one would determine these decisions or what criteria to use. The
minister then puts in place the rules and regulations. This then enables the
official of the department to see whether you qualify for the grant.
Furthermore, if you are unhappy with the decision of the official you can
appeal to an appellate court.
For example the Film & Publications Act where the act says that if any
material is harmful to children, it must be classified. They have a council that
established council that decides this. In classifying and applying an age
restriction, if someone is unhappy they can appeal to the tribunal.
We will work to establish whether the final decision is in accordance with the
enabling act.
The minister of finance is the head of the treasury (political head of that
department). Below the minister of finance you have an entire bureaucracy –
replicated in all other departments. The administrative head is the Director-
General and its officials. We as the public interact with the officials on a daily
basis.
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It can be said that this area of Administrative law has had a profound development,
in that administrative law began merely as principles of the common law and is now
being constitutionalised. (From the Common Law to section 33)
- In the past, that is prior to ’94 if you set aside a decision of the administrator,
you had to use the Wit’s Nigel test/standard:
The applicant must show that the functionary failed to apply his/her
mind to the behests of the statute and the tenets of natural justice.
This may be shown by proving that the decision was arrived at
arbitrarily.
- so therefore according to the test 3 requirements had to be fulfilled:
(1) Show that the functionary didn’t apply his/her mind to the behest of the statute.
(2) Show that the functionary didn’t act procedurally fairly
(3) Must be so grossly unreasonable that something else could be inferred from it.
Note: the Wits Nigel Std contained very restrictive grounds for review.
Prior to ’94, these requirements were so restrictive, as they didn’t want the judges to
interfere with every decision the functionary made. Judges would intervene to ensure
that the functionary acted reasonably, lawfully and justiciably.
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The lack of reasons prevented South African admin law from developing
further. But in the 90’s there was change, and now it stands in our
Constitution, that the administration must give reasons.
… Such failure may be shown by proof, inter alia, that the decision was
arrived at arbitrarily or capriciously or mala fide or as a result of unwarranted
adherence to a fixed principle or in order to further an ulterior or improper
purpose;
These are the Wits Nigel principles. These were the only grounds on
which we could review administrative decisions pre-1994.
It indicates that ITO the common law you could review a decision on
two bases:
Either because the functionary failed to act with the statute or
enabling legislation
The decision is being reviewed because the functionary failed
to act in accordance with the rules of natural justice. There
were two rules of natural justice.
Scare the other side
You can’t be a judge in your own home (referred
to as the rules against bias)
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The biggest problem was during 1994, under apartheid, when government
made a decision they didn’t have to give you any reasons. However, we are
now one of the few constitutional democracies in the world that has a
constitutional obligation to give reasons for the decisions.
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Breakwater Declaration
TEST QUESTION: ***
- Reflect on BD and indicate extent to which it was incorporated into statute
- Explain how these have been given expression in our law
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These are some of the key recommendations that ultimately found expression
in PAJA creature
o A duty upon those exercising (all forms of public power) to give reasons for
their decisions on request and to give justifiable decisions Section 33(2) of
the constitution provides for reasons as well as Section 5 of PAJA***
which deals with the obligation to provide reasons.
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o Lawful, reasonable (S6 PAJA) and procedurally fair (S3 PAJA) Admin law
– this is how the person making the decision must act. We find this
expression in Section 33 of the constitution.
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- In order for you be “entitled”, you must satisfy these jurisdictional facts. You
must prove these jurisdictional facts in order to enjoy the right.
If your rights/interests had been affected, then you are entitled to reasons.
Entitled to justifiable
Rights Affected or Threatened
reasons
If your rights were affected or threatened you are entitled to justifiable reasons.
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SCHEDULE 6
Transitional Arrangements
(1) National legislation envisaged in sections 9(4), 32(2) and 33(3) of the new
Constitution must be enacted within three years of the date on which the new
Constitution took effect.
(2) Until the legislation envisaged in sections 32(2) and 33(3) of the new Constitution
is enacted—
(a) Section 32 (1) must be regarded to read as follows:
“(1) Every person has the right of access to all information held by the state
or any of its organs in any sphere of government in so far as that information
is required for the exercise or protection of any of their rights.”; and
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(3) Sections 32(2) and 33(3) of the new Constitution lapse if the legislation
envisaged in those sections, respectively, is not enacted within three years of the
date the new Constitution took effect.
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3. National legislation must be enacted to give effect to these rights [not like
other rights that are automatic – this right can only come into effect if national
legislation enacted. Therefore when PAJA (national legislation) came into
effect it activated the right] , and must
a) Provide for the review of administrative action by a court or, where
appropriate, an independent and impartial tribunal
b) Impose a duty on the state to give effect to the rights in subsections (1)
and (2); and
c) Promote an efficient administration
Why did we undergo the above process and adopt this rule?
Because if you have a draft as general as section 33, then in effect the
courts are the ones determine the entire interpretation.
As part of the compromise, it was agreed that a democratically elected
parliament should enact a law [as per S33 (3)] to achieve balance
between accountable, transparency and proper administration on one
hand and effective administration or governance on the other.
It is for that reason that it was decided that we will isolate S33 until such
time as PAJA was passed.
Once PAJ was passed in 2000 – S33 and PAJA came into effect
simultaneously.
Section 33 is a constitutional right. If there is an infringement of S33 and
you want to maintain the law or conduct, one must justify it with the
limitation clause.
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S33 (2)
S33 (3)
Parliament must enact a law that gives effect to the rights
in S33 (1) and (2) but also seeks to ensure effective
administration.
S33 and PAJA – if you are going to bring a challenge under these, what
you are challenging must be admin action (AA). If it is not AA, you cannot
challenge it under S33 and PAJA.
It is then either executive (EA) or legislative action (LA) – mainly AA or EA
What the courts have done, is to develop the concept or principle of
legality. ITO S1(c) of the constitution that discusses the rule of law, the
principle is that if exercising public power – one must act in accordance
with the principle of legality. This has two parts:
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The first part of legality is to act within your powers (act intra vares
your powers)
The second part of legality is to act rationally
- If you are unsure whether it is AA, make your arguments ITO S33 and PAJA.
- Alternatively if it does not fall within PAJA, it can then be challenged under the
principle of legality.
- Section 32 was also suspended until PAIA came into effect
10. The distinction between reviews and appeals.
Appeal is a rehearing of the merits of the matter. Hear the matter afresh
and make a fresh decision. Appeal is judgement based on merit.
Appeals: determination on the merits of the matter. The question is asked
whether the person making the determination made the right decision. The
appeal body will put itself into the shoes of the decision maker. The appeal
body will ask itself what is the correct decision to make in this particular case.
In admin law, we are concerned with reviews rather than appeals. Reviews
are more limited than appeals. In reviews you argue that a decision was
procedurally unfair, unlawful and unreasonable. If you are successful, in most
instances the court will set aside the decision and send the decision back to
the administrator to review the decision and come to the correct decision.
Very rarely will the court make the decision on behalf of the administrator.
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Review being a more limited process; you get a more limited outcome. You
proceed with a notice of motion and affidavit.
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Once you have admin justice as a constitutional right it can only be limited
in terms of the limitations clause.
(1) The rights in the BOR may be limited only ITO law of general application (for
our purposes the law of general application is PAJA)
The law of general application should have or meet the following
requirements, which comes from the case of Fozi:
Must be reasonably certain (a reasonable degree of certainty -
conduct that is prohibited, and conduct that is permitted)
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to the extent that the limitation is reasonable and justifiable in an open and
democratic society based on human dignity, equality and freedom, taking into
account all relevant factors including –
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S32 has similar history to S33 (it also suspended and didn’t come into
operation until after PAIA was enacted – mirrored the development of
S33)
The position now ITO S32, is that the State is obliged to supply you with
information requested - except if the state can justify its non-disclosure
with reference to one of the exceptions in the Act.
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- Pg 51/ 52 of KG - article
o Issue that arose after interim constitution was passed (1994):
What is relationship with the common law and the interim constitution?
(Section 24)
The first case that considered this relationship was the case of:
Container logistics case** - decision of SCA. Reasoned as follows:
We could have a principle of duality, which was that:
The common law has existed as a stand-alone body of law.
The key question that you ask in taking anyone under
common law review - Is the functionary acting in
accordance with the behest of the statute?
The court goes on to say that when you are bringing a review ITO S24 of the
constitution – the question is rather: is the functionary acting in a way that is
consistent with S24 of the interim constitution?
Therefore, because the enquiry is different we could have the principle of duality,
(meaning that applicants had a choice and could decide to either challenge the
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decision ITO the common law grounds of review/ ITO S24 of the constitution) He
made this ruling post-1994.
President Mandela signs a law into effect – advisors tell him all regulations are in
place. Please sign the new law into effect. Discover that the rules are not ready.
Previous law is overruled. Suddenly major gap in the law. President goes to court
admitting mistake and asks to reverse the decision. This case gave the court an
opportunity to deal with concept of duality.
After container logistics case, we have the rule than an applicant can challenge
through the common law grounds of review, or alternatively through Section 24.
They had a choice. However, in pharmaceutical manufacturers, the Judge went
against ruling in Container case. There are no two systems of law – there is no
duality in our law. Post 1994 – there is only one system of law regulating
administration of justice, which is S24 of the constitution. Conclusion: there is no
duality in our law.
Support: under the common law we had a weak constitution therefore the common
law had to come up with principles to regulate the exercise of public power.
Common law stepped in. Concerned about ensuring the effective exercise of public
power in a constitutional state. All the legal principles that were developed under
common law were effectively constitutional principles.
Post 1994 – drafters took the underlying core principles of common law distilled it,
and put it into S24. Concludes from this analysis that you can’t have two separate
systems doing the same thing. Therefore, from the Pharmaceutical case onwards, it
is clear that we have only one system of law that regulates and controls our public
powers – S24. Common law is relevant to the extent that it determines/ discusses
S24.
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Any action you bring to check public power must be brought under PAJA and S33.
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adoption of the IC such control has been regulated by the Constitution which
contains express provisions dealing with these matters. The common law principles
that previously provided the grounds for judicial review of public power have been
subsumed under the Constitution, and in so far as they might continue to be relevant
to judicial review, they gain their force from the Constitution. In judicial review of
public power, they are intertwined and do not constitute separate concepts.’
16. Control over the exercise of public power by private bodies with
specific reference to section 239 of the Constitution and section 1 of
PAJA.
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PRESCRIBED CASE:
Goodman Gallery v Film and Publication Board 2012 FPAT 8/2012; [2012] JOL
29569 (FPAT) - (SPEAR JUDGEMENT)
- Appeal
o Apply to an appellate body when unsatisfied
o Every public official that takes a decision has to act ITO the enabling
legislation – because it empowers them to act. (Specific Administrative
law)**
o You find out where you appeal a decision to by looking for the enabling
act (the piece of legislation that empowers that official to make the
decision)
o Each one of these laws have regulations that go with it.
o An appeal is a judgment on the merit
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Look at the Act and draw out its broad or core principles and lay them out
The main objective of the Film and Publications Act is
To protect children.
To prohibit and criminalize child pornography
To inform adults (make informed decisions)
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The jurisdiction of the Film and Publication Board (FPB) is to classify films
and publication, not newspapers (both printed and online). However they
assigned a 16N classification to the online version of a newspaper.
Their first mistake was to go beyond their jurisdiction
One of the grounds of review is if you exceed the boundaries of
your power – which is an example of general principle of
administrative law
Having found that the painting should attract a 16N classification, they
ordered every online publication to attach a 16N label to that publication.
These people didn’t appear before the court of first instance or the
tribunal. Imposed a classification on them, without hearing them or giving
them an opportunity to make representation. ITO PAJA (where general
administrative law principles come from) you have to hear the person
before an administrative decision is made (S3 of PAJA violated) - None of
these people were heard, yet an adverse ruling was made against them.
ITO the merits of the case – core legal principles are set out:
Classification process: Every film has to be sent to the FPB.
Publication is only classified if there is a complaint.
Classifiers have the following 4 areas of discretion to
make the decisions:
1. Refuse classification – entirely banned
2. XX classification – large amount of violence (can possess but can’t distribute
it)
3. X18 classification – pornography (can only be distributed from an adult store)
(The 3 classifications above, are understood to be presumptively harmful
– therefore don’t need proof of harm for because the legislature has
deemed it a presumption.)
4. Age restriction
(Not presumption)
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Issues:
i) The classification Committee subpoenaing City Press to appear before it and
classifying its published an on-line copies of the painting as 16N was held to be the
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c.c acting ultra vires since neither the newspaper nor the on-line versions of the
newspaper are subject to the jurisdiction of the Board, and the complaint against City
Press should not have been entertained in terms of the FPB Act. The Board in these
circumstances ought to have conveyed the complaint to the Press Ombudsman for
an investigation into the complaint- who was the only one with power to investigate
City Press.
ii) In relation to the online publishing’s made by other persons not party to the case,
the court held that the c.c had erred in extending the scope of its ruling to persons
who were not before it and who were not given the opportunity to make
representations. This was based on reading s19 of FPA read with s3 of PAJA that
affords affected parties right to be heard in relation to decisions adversely affecting
their rights, which a restriction of 16N would clearly do(freedom of expression
infringed). Publishers were not party to c.c hearings or processes, no opportunity to
be heard and The ruling of the cc, to the extent that it sought to classify electronic
images of the painting appearing on websites other than the Goodman Gallery
website, is set aside.
Thus: the focus of appeal is solely on the picture as it appeared in the Goodman
Gallery.
Merits of case:
i) Held that the painting did not amount to pornography. In de Reuck’s case the CC
held that to be pornographic the publication must be of an erotic nature or of erotic
sentiments. The painting is the case was one of political sentiments and was not of
an erotic nature. Thus not Porn.
ii) The cc as an administrative body was obliged to give reasons for its decision. Its
reasons for the classification were to:
a) Protect sensitive adults
b) Protect the dignity of African Males, and
c) protect children against offensive and inappropriate material.
It is on the above grounds that the problem arises.
The cc chose to solely to rely on s16(4)(d) of the FPA. It is thus this section which
acts as the enabling section in that the cc relied on this provision to enforce the
classification.
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The jurisdictional facts of this section however is for the protection of children against
premature exposure to harmful material and nothing else.
The Tribunal therefore found that the reasons of protecting the dignity of African
Males and sensitive adults went beyond the power conferred by s16(4)(d) and held
that the cc had acted unlawfully in this respect.
The council for the FPBoard then stated that even if the other 2 grounds are
excluded, the classification be made to stand on the basis of protecting children.
The main issue therefore turned to whether the publication was harmful to children.
Before any publication is assigned a restrictive age classification in terms of section
16(4)(d) of the FPB Act, it is necessary that the Classification Committee form the
view and show that the publication contains material that may be disturbing, harmful,
or age-inappropriate to children. Thus that there is a presumption of harm IRO the
publication which would need to be proved by the cc. The court rejected the
proposition that nudity creates a presumption of harm to children in that many of the
words finest art pieces would then need to be classified as it contained nudity.
Further, if the cc wanted to show presumption of harm then evidence would need to
be provided in support of this. In this case there was no evidence supporting the
notion of presumed harm meaning that the painting was a work of artistic value
playing on the relationship between politics and power- and based on its artistic
value was held to not be harmful to children ITO s16(4)(d).
‘In these circumstances there were no reasonable grounds for the Classification
Committee to come to the conclusion that the unrestricted painting would disturb,
harm, or be age-inappropriate to children. Similarly, there is no basis for this Tribunal
to conclude that the nudity depicted in the painting would probably be disturbing,
harmful, or age-inappropriate to children.’
Painting sold, and images taken down from Gallery Website, thus no need to
reassess the painting.
Ordered restriction of 16N be set aside IRO the painting and all electronic and other
copies.
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Here look at Hoexter’s article, where limited power and accountability are discussed.
The doctrine of accountability supports the idea that administrators must give
reasons for their decisions, and if their decisions are inconsistent then there must be
some sanctions. Hoexter supports the view that admin law ought to ‘facilitate
creative decision making in the public interest’ but at the same time ‘permit the
effective assertion of citizens’ rights and limit any abuses of public power’.
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- Admin justice has a broad role in our society, it involves a variety of stuff.
- S33 deals with ‘admin action’
- PAJA also deals with ‘admin action’
- You will not be able to use PAJA except if what you dealing with qualifies as
‘admin action’. ‘Admin action’ is considered as the gatekeeper.
21. An overview of the main organs of a constitutional state and the role
played by the administration.
22. The full ambit and extent of matters falling within the purview of
Administrative Law.
23. The essence of the constitutional state and the fundamental notion of
limited power and accountability.
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Part 2.
1. Section 1(c) of the Constitution states that the Republic of South Africa is one,
sovereign, democratic state founded amongst other values on the supremacy
of the Constitution and the rule of law. Section 1(d), commits government to
democracy and to accountability, responsiveness and openness.
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The concept of legality has thus been stated as being implicit in the ROL and
provides that any person or entity exercising a public power irrespective of the
description of that power must act in accordance with the principle of legality.
2. The Court in President of the RSA v SARFU 2 (“SARFU”) concluded that the
power to appoint a commission of inquiry in terms of section 84(2)(f) of the
Constitution, was not administrative action. The court analysed the various
subsections of section 84(2). Section 84(2)(a) to (d) dealt specifically with
decisions relating to the legislative process. Section 84(2)(e) relates to
constitutional obligations of the President. The Court went on to hold that the
other powers in section 84(2), including the pardon power, are closely related
to policy, and that none are concerned with the implementation of legislation.
The court concluded that most of these decisions would not suitably be
subject to the right of administrative justice in section 33 of the Constitution.
2
2000 1 SA 1 (CC).
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In this case President Mandela as he then was, was told that the regulations
of the new Pharmaceutical Act were ready and that he could therefore sign off
on the Act- resulting in the Act coming into force and repealing the old Act.
It turned out the regulations were not ready resulting in a lacuna in law being
created.
President realised mistake and took the matter to court to have decision set
aside.
Court supported the notion that decision must not be arbitrary or irrational in
that the power exercised must be rationally related to the purpose of such an
exercise.
Court held that the decision to set sign off on the Act without the regulations
being in place was irrational and decision set aside on the principle of legality
and rationality.
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Similarly, in Prinsloo v Van der Linde and Another this Court held that when
Parliament enacts legislation that differentiates between groups or individuals
it is required to act in the rational manner:
It is a requirement of the rule of law that the exercise of public power by the
Executive and other functionaries should not be arbitrary. Decisions must be
rationally related to the purpose for which the power was given, otherwise
they are in effect arbitrary and inconsistent with this requirement. It follows
that in order to pass constitutional scrutiny the exercise of public power by the
Executive and other functionaries must, at least, comply with this requirement.
If it does not, it falls short of the standards demanded by our Constitution for
such action.’
4. In Affordable Medicines Trust v Minister of Health 2006 (3) SA 247 (CC) the
Constitutional Court, referring to Fedsure Life Assurance Ltd v Greater
Johannesburg Transitional Metropolitan Council 1999 (1) SA 374 (CC) (1998
(12) BCLR 1458) para 58, stated the following (para 49):
‘The exercise of public power must therefore comply with the
Constitution, which is the supreme law, and the doctrine of legality,
which is part of that law. The doctrine of legality, which is an incident of
the rule of law, is one of the constitutional controls through which the
exercise of public power is regulated by the Constitution. It entails that
both the Legislature and the Executive “are constrained by the principle
that they may exercise no power and perform no function beyond that
conferred upon them by law”. In this sense the Constitution entrenches
the principle of legality and provides the foundation for the control of
public power
- The Fedsure case ultimately explained that both the executive at the highest
level and the legislature are bound by the principle of legality.
5. In Masetlha v President of the RSA, para 81, in dealing with the power of the
President to dismiss the head of the National Intelligence Agency and
implicitly with the power to appoint, the Constitutional Court said:
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‘It is therefore clear that the exercise of the power to dismiss by the
President is constrained by the principle of legality, which is implicit in
our constitutional ordering. Firstly, the President must act within the law
and in a manner consistent with the Constitution. He or she therefore
must not misconstrue the power conferred. Secondly, the decision
must be rationally related to the purpose for which the power was
conferred. If not, the exercise of the power would, in effect, be arbitrary
and at odds with the rule of law.’
Issues:
M was the national security Adviser. He and the President had a ‘fall-out’, and as a
result M’s contract of employment was altered unilaterally by the P on the basis that
the working relationship and trust between them had been irretrievably broken down.
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-M argued that:
i) President had engaged in AA when deciding to later his contract of
employment and was thus bound to act procedurally fairly ITO PAJA.
The CC held that the decision was not 1 which was Administrative in nature in that
the president was acting in his authority derived directly from the Constitution and
such action was not subject to s33 of PAJA. Thus the principle of legality applied.
ii) That even if it was not AA, the president was required under the principle of
legality required to act proc.fairly in giving M an opportunity to defend his case/make
reps.
7. Masetlha v President - Importantly, the majority held that the duty to act
procedurally fairly was not a requirement with which the exercise of executive
power had to comply. The rationale was that the President, in the exercise of
this executive authority, should not be constrained beyond the principle of
legality and rationality, as it would impose unjustifiable constraints on the
exercise of executive power. As the relationship of trust had broken down
between the President and the applicant – one of his key security advisors – it
was, in the opinion of the court, not irrational for him to terminate the latter’s
employment
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A number of IFP members who had committed crimes with political objectives but
did not apply to the TRC - asked to be pardoned by President Mbheki. The
president’s office does not deal with this request – but even though it was an
executive action the president needed to make a decision.
- IFP members had been white right wing who had committed political offences
and convicted thereof.
5
. Para 179-180
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- Their leaders told them not to apply for amnesty because it was a political
process and they weren’t going to get justice. The amnesty process ran its
course and they were still in jail. In terms of the constitution, President Mbheki
had the power to pardon them and they wanted to be pardoned.
- President Mbheki set ups up an all-party-parliamentary committee and their
task was to advise the president whether he should pardon these people.
- When he goes to parliament to address them on the issue – he said he was
continuing the work of nation building and national reconciliation by giving
them the opportunity to apply for amnesty – and the terms of reference to this
committee is very similar to the amnesty’s committee’s terms of reference
(deciding whether offences committed where connecting to a political
objective in the past)
- The committee is set up and then allows for applications to be made to them,
to which they would make their representations to the president – who would
have the final decision.
- Hereafter, the victims were heard (who had been affected as a result of the
actions of these people) – as this was part of national reconciliation. It was
also the opinion of the committee that it wasn’t necessary or part of the
mandate of the president to hear accounts of victims.
- Make recommendation to the President with people who have met the
requirements, and ask for amnesty to be granted.
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o Key judgements of the TRC process was the Azapo case – what you
were essentially telling victims is that you would indemnify these
criminals (they would have civil and criminal indemnity – could not be
sued). This amounts to taking away the rights of a victim. An essential
part of this process was to acknowledge what the victims went through
and therefore needed to be heard and unburden grief to the nation and
acknowledge of what they went through. Captain Benzine was a
policeman applying for amnesty as he tortured activists. Yengeni
wanted captain to admit it.
Whoever made decision not to hear victims, didn’t fully
appreciate the process
- This matter goes to CC and counsel for the president seek to argue that this
process was different from TRC process (because these people were
convicted anyway)
- In the TRC process it was unnecessary to be convicted and simply had to
come for.
- Because there were trials already held in this instance, the victims were
already in some way heard, making it unnecessary to hear them again. This
argument was rejected on the basis that in a criminal prosecution your
objective is to prove a case beyond reasonable doubt.
- The court held that criminal proceedings are different from the amnesty
process because it was about reconciliation. The amnesty process was more
about truth-telling to find out what happened to the victims.
- Once president mbheki had said that what he was doing was setting up this
process to advance nation building and reconciliation – mean that it needed
to involve the victims.
- Court held that based on purpose and objective of committee - It was
irrational to exclude victims from the process - they therefore set aside that
recommendation and decision.
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An application was then brought by the victims of those applying for pardons, who
asked to be heard or make representations in the process of whether or not pardons
should be granted.
The committee responded by saying they were under no obligation to hear the
victims.
The committee compiles a list of recommendations which it passes onto the
president.
The victims then apply to interdict the president from making any decisions without
1st hearing them.
The court a quo found that the presidents conduct was 1 of AA and that he was
mandated to act procedurally fair.
The CC heard the matter and found that the conduct of the president did not amount
to AA, as the power of pardon is a power derived directly from the Constitution.ito s
84(2)(j).
The court then had to assess whether the president was required to hear the victims
in terms of the principle of legality.
In assessing the concept of legality, Ncgobo held that the test is that of rationality
which requires that there must be a rational link between the exercise of the
power(means chosen) and the final objective sought to be achieved.
Held that it is not for the court to decide whether the means chosen are the most
appropriate means/methods possible, or that there was a better way to achieve the
objective, simply that the means are rationally connected to the objective.
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In the case the objective of the commission was to ‘carry on the work of the TRC’
and to create national unity and reconciliation.
The CC unanimously held that the participation of the victims was crucial to the
achievement of the objectives of the TRC, namely nation building and reconciliation.
The CC therefore does not expressly state that procedural fairness is a component
or requirement of legality but states that legality can be used to criticise a process
where the process used is not rationally connected to the objective sought. Further
the court held that such scrutiny will only be applicable in certain cases.
Thus the position in Masethla is still the law in that procedural fairness is not an
aspect of legality, but as noted in Albutts, the purpose of the rule of law to which
legality is a part, ensure govt do not act arbitrarily or irrationally.
- They suspend Piccoli (for corrupt practices) but ITO the law there had to be a
hearing before a commission of enquiry – “Ginwala commission”.
- Set up commission for the purpose of enquiry as to whether Vusi Piccoli is fit
and proper person to continue being an NDPP.
o The commission reported that Piccoli had done nothing to justify the
dismissal
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o Simelane was not honest and directly impugned his authority. They
questioned Simelane’s intent.
- Mbheki is recalled. Mohlante is president for the rest of Mbheki’s term. During
this time, he refers the complaint against Simelane to the Public service
commission – who recommends that Simelane (who was then the Director
General of justice) be charged with misconduct.
- Question before CC
o Was it rational for the president to appoint Simelane as national
director of public prosecution (given the requirements of constitution
and legislation) when the Genwala commission enquiry directly
questioned his integrity
- SCA found that the decision of the president was irrational – president was
appointing ITO S179 (this was the exercise of a constitutional power – which
was therefore executive action)
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o Firstly, they argued that the SCA was ostensibly applying the rationality
test, but they were actually they were applying the reasonableness
test. (applied wrong test where reasonableness is a more demanding
test) As far as the review of executive action is concerned, the test to
be applied is one of rationality.
o The enquiry is who makes the decision – is it solely what the president
believes? Or should it be objectively evaluated?
It is concluded that it is an objective discretion, and provided a
number of factors:
This is a constitutional appointment – therefore the
person must be independent. It seemed incongruent to
say that they must be independent, only if the president
thinks so. Independence suggest objective criteria.
The constitution say that the President must appoint the
NDPP and leaves it to an act of parliament to determine
the criteria. The court again relates that if it is a
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o According to first argument where the SCA and other courts had
applied the reasonableness standard – as opposed to the rationality
standard; the court has to distinguish between rationality and
reasonableness
o What the court was concerned with ITO legality, was the test of
rationality.
When testing executive action the test is rationality and not
reasonableness
He does not distinguish between the two, but maintains that
rationality is that as long as there is a rational link between the
decision and the purpose. Show that decision is rationally
connected to the objective.
As far as reasonableness enquiry goes in PAJA – Bato star is
quoted: is this a decision which a reasonable authority could
reach? Government must demonstrate that reasons for taking
this decision are better than your reasons for not taking the
decision - Not unreasonable if you can provide reasons that
justify the conclusion.
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Main argument
o President Zuma failed to take relevant considerations into account and
appointed Simelane, despite Genwala commission findings.
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The case involved an application brought by the DA to set aside the decision of the
President in appointing Simelani as the NDPP on the basis that the process for
appointment and, consequently, the appointment itself was irrational and invalid.
The saga began when the president suspended the then NDPP Vusi Pikoli from the
position and then set up the Ginwala Commission to investigate his suitability to hold
office.
Mr Simelane presented the government’s submissions to, and gave evidence under
oath before, the Ginwala Commission. The report of the Ginwala Commission
criticised with some severity the approach by Mr Simelane in making government’s
submissions as well as the credibility of his evidence. The then Minister for Justice
and Constitutional Development, Mr Enver Surty, requested the Public Service
Commission to investigate Mr Simelane’s conduct during the Ginwala Commission.
The Public Service Commission, in a detailed report, recommended disciplinary
proceedings against Mr Simelane arising out of his conduct and evidence before the
Ginwala Commission.
The appointment was made by the President as head of the National Executive in
terms of the Constitution s 179(a), which requires national legislation to ensure that
the National Director is appropriately qualified. That national legislation is the Act
and provides that the National Director must be a person fit and proper for the job.
SCA
The Supreme Court of Appeal considered that the President erred in four respects
and that these mistakes rendered the process by which the decision to appoint Mr
Simelane had been taken and, consequently, the decision itself irrational and invalid.
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The first was that, according to the President, he had firm views about Mr Simelane
being the right person to be appointed the National Director even before he had
considered whether Mr Simelane was a fit and proper person for the job.
Second, the President incorrectly reasoned that the absence of evidence
contradicting the idea that Mr Simelane was a fit and proper person for appointment
justified the conclusion that he was indeed a fit and proper person. The correct
approach, according to the Supreme Court of Appeal, was for the President to
determine positively whether Mr Simelane was a fit and proper person and apply his
mind to the facts. This the President did not do. Held that the discretion on the
President was an objective one based on the surrounding facts and circumstances.
Third, the President disregarded the criticisms of Mr Simelane made by the Ginwala
Commission, on the tenuous basis that the Commission had not been appointed to
investigate Mr Simelane, but Mr Pikoli.
Last, the recommendations of the Public Service Commission that the Ginwala
Commission’s criticisms merited a disciplinary enquiry against Mr Simelane were too
lightly brushed aside.
The Supreme Court of Appeal was of the view that the fact that the Ginwala
Commission’s comments were not taken into account was in itself enough to set
aside the appointment as irrational as the means of appointing Simelani were not
rationally connected to the objectives, ie; appointing a fit and proper person. Thus
irrational ito legality.
Constitutional Court
Minister alleged that the SCA had applied the test of reasonableness and not
rationality ITO assessing executive action, and ITO rationality the appointment can
only be set aside should it be proven Simelani was not a fit and proper person. Thus
SCA made an unauthorised intrusion into the executives powers. Reliance is also
placed on the separation of powers requiring a more deferential approach.
It is contended that the President has a wide, subjective discretion in making the
appointment and that it should be understood that the National Director is a political
appointee who has a substantial policy-related role as distinct from other Directors of
Public Prosecutions.
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-The Democratic Alliance supports the reasoning and conclusion of the Supreme
Court of Appeal concerning rationality. It contends in addition that the evidence
showed that Mr Simelane was not a fit and proper person to be appointed National
Director, which it argues is an objective jurisdictional fact antecedent to appointment,
and that the President had an ulterior purpose in appointing him. The Minister and
Mr Simelane take issue with these submissions too.
Issues:
Common cause that action of the President was executive action, not admin action,
thus the principle of legality and test of rationality applies.
a) whether the requirement that the National Director must be a fit and proper
person to be appointed to that position is an objective jurisdictional fact antecedent
to appointment.
Yacoob rejects notion that appointment of NDPP is a political appointee. Relying on
CC case of Legal Soldier, which states the NDPP is a non-political chief executive
appointed by President.
ITO rationality- Cites Albutts case, that rationality requires that the method,
objectiviely speaking, be rationally related to the objective sought. Not for courts to
interfere on the basis that a more appropriate measure was available or that they do
not like it. If rationally related then lawful and thus constitutional.
Thus he states test is the rational connection between means and ends.
ii. whether the process as well as the ultimate decision must be rational;
Finds that based on the proposition laid down in Albutts, following SARFU and Hugo,
both the final decision and the process must be rational. Reasons that it is illogical to
require the president to conduct a rational procedure and rational decision when
acting as head of state and not require the same when acting as head of nat. exec.
More importantly he states that the test being rational connection between means
and ends inevitably involves a scrutiny of both process and the actual decision.
Held the decision of the President as Head of the National Executive can be
successfully challenged only if a step in the process (any step) bears no rational
relation to the purpose for which the power is conferred and the absence of this
connection colours the process as a whole and hence the ultimate decision with
irrationality.
Thus we must look at the process as a whole and determine whether the steps in the
process were rationally related to the end sought to be achieved and, if not, whether
the absence of a connection between a particular step (part of the means) is so
unrelated to the end as to taint the whole process with irrationality.
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ADMINISTRATIVE LAW KARTHY GOVENDER
CRUX
c) whether the decision of the President to appoint Mr Simelane was rational and, in
particular, whether the President’s failure to take into account the finding in relation
to and evidence of Mr Simelane in the Ginwala Commission was rationally related to
the purpose for which the power to appoint a National Director was conferred.
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ii) Purpose for which power to appoint NDPP was given to president.
- to ensure that the person appointed as National Director is sufficiently
conscientious and has the integrity required to be entrusted with the responsibilities
of the office.
- obvious that dishonesty is inconsistent with the hallmarks of conscientiousness and
integrity that are essential prerequisites to the proper execution of the responsibilities
of a National Director.
iii) The Ginwala Commission findings
- essentially stated that Simelani acted dishonestly, contradictory and out of personal
interest. Brought allegations with no foundation against Pikoli and acted
unprofessionally in his conduct.
- Court Held that these findings were cause for great concern and any failure to take
into account these comments, or any decision to ignore them and to proceed with Mr
Simelane’s appointment without more, would not be rationally related to the purpose
of the power, that is, to appoint a person with sufficient conscientiousness and
credibility.
-The evidence by the GC and PSC reflect on Mr Simelane’s credibility and
conscientiousness. They are material and failure by any person to consider these
findings in appointing Simelani would be prima facie irrational- not related to purpose
of appointing a sufficiently conscientious and credible person to resist interference
with his office. Minister was aware of reports or ought to have been aware and
decided to ignore it.
The reasons why the Minister decided to ignore the criticisms by the Ginwala
Commission, the evidence before the Ginwala Commission as well as the
recommendations of the Public Service Commission and to advise the President to
ignore these matters in the process of making the appointment:
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i) S had not been given opportunity to be heard in PSC.- held this was no
reason for not instituting disciplinary proceedings particularly because Mr Simelane
had been heard by the Minister.
ii) That the submissions made by S’s legal reps persuaded the Minister not to
institute a disciplinary enquiry. Held- that the letter by S’s legal reps were legal in
nature and by its nature conceded that S’s integrity had honesty had been scathed
by the GC and PSC findings. The Ministers failure to institute a hearing is irrational
on this basis.
iii) that the Commission was not investigating Mr Simelane but Mr Pikoli. This
reason is also unacceptable because it implies that dishonesty on the part of a
senior state official before a commission of enquiry, where the enquiry is not directly
about the person concerned, can be disregarded.
iv) the Ginwala Commission is not a court. Held- This is an irrelevant
consideration. It does not matter for the purposes of evaluation of credibility whether
a person is dishonest and devious to a court, to a commission of enquiry, or to
anyone else for that matter. Dishonesty is dishonesty wherever it occurs. And it is
much worse when the person who had been dishonest is a senior government
employee who gave evidence under oath.
Concluded: the failure to take these indications into account were not rationally
related to the purpose for which the power to appoint a fit and proper person as a
National Director were given. The difficulties concerning Mr Simelane’s evidence that
appear from the records of the Ginwala Commission were and remain highly relevant
to Mr Simelane’s credibility, honesty, integrity and conscientiousness. The Minister’s
advice to the President to ignore these matters and to appoint Mr Simelane without
more was unfortunate. The material was relevant. The President’s decision to
ignore it was of a kind that coloured the rationality of the entire process, and thus
rendered the ultimate decision irrational.
ITO presidents submission that GC was to investigate P and not S, held this holds
no water and thus there is no rational relationship between ignoring the findings of
the Ginwala Commission without more and the purpose for which the power had
been given.
Held to be unnecessary to consider d below.
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d)If the decision is found to be rational in this sense then we must evaluate whether
—
i. the evidence shows that Mr Simelane is a fit and proper person to be
appointed the National Director; and
ii. the President had an ulterior purpose in making the appointment.
Order: S’s appointment regarded as invalid and unlawful and held that all decisions
made by S while in office are valid and can only be challenged on a ground other
than that to which his appointment has been rendered invalid.
Reading:
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1. Albutt v Centre for the Study of Violence and Reconciliation 2010 5 BCLR 391
(CC).
2. Democratic Alliance v President of the Republic of South Africa 2012 (12)
BCLR 1297 (CC).
3. Judicial Service Commission v Cape Bar Council [2012] ZASCA 115 (14
September 2012).
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ADMINISTRATIVE LAW KARTHY GOVENDER
Judges applied to the JSC for appointment and they appointed only 1 of
the candidates and there were other vacancies and other competent
candidates who were not appointed – this was challenged by the Cape
Bar Council.
One of the arguments was that the judicial services commission should
give a reason for its decision. The JSC sought to argue that the reason for
the decision was that none of the candidates had got a majority of votes.
The appointment of judges is not admin action but because the process
involves the exercise of public power, the JSE has to act rationally. The
court ruled that in order to act rationally – you should have reason for your
decision. This case is authority for the position that even if it is executive
action, there must be reasons for that decision. Principal of rationality
requires some justification.
Saying that you got less than 13 votes – is a reflection on the outcome. A
conclusion – have to indicate why you reached this conclusion and didn’t
vote for this candidate.
Note: the decision to appoint a judge is made by the Judicial Service Commission,
which is an action falling under an express exclusion ITO PAJA- thus the principle of
legality and rationality apply.
Facts: There were 3 positions available for judges in the Western Cape Provincial
District. The JSC made one appointment, being a member of colour, and did not full
the other 2 positions.
The Cape Bar Council then brought an application seeking an order to set aside the
decision of the JSC on 2 grounds:
1) That it is a legal requirement that the President of the SCA, or in his
absence, the Deputy president be present when interviews are conducted and a
decision is made in the appointment of a judge.
In this case, when the decisions to appoint had been made, neither the President or
Deputy President of the SCA were present.
2) the second contention was that those who applied to and were rejected
appointment for the vacant positions were entitled to reasons for the decision not to
appoint them.
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JSC contented that they were not obliged to give reasons in that their actions were
executive in nature, thus not subject to the scrutiny of PAJA and that legality required
no such obligation to give reasons.
Further, the JSC contended that the only reasons that could actually be given was
that the applicants did not receive a majority vote of the members of the JSC, and
that the members could not be asked to give reasons for the manner in which they
voted.
Brand J writing for the majority argues that an application made to the JSC entitles
the applicant to a right to expect that the application will be considered rationally and
that it would it would be cynical to have the requirement of rationality as a means of
scrutinizing exec action, and then simply accepting a decision made by the JSC
without any basis made out for their decision.
This position lends support to the fact that the requirement of rationality will in certain
situations require that reasons be given for a decision made so as to assess whether
such a decision is in fact rational.
The requirement here dictates that ‘sufficient reasons’ be given for the decision.
Held that the contention that a majority vote could not be required to give reasons for
the manner in which they voted was held to be unsatisfactory in showing that a
decision made in the appointment of judges is rational.
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Appeals
Where an Act of Parliament confers an administrative power, there is a
presumption that it will be exercised in a manner which is fair in all
circumstances.
The standards of fairness are not immutable. They may change with the
passage of time.
Must be given reasonable notice of the case they have to meet.
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ADMINISTRATIVE LAW KARTHY GOVENDER
Contract was that City power would provide electricity to the building and
tenants.
Contractual relationship with Nel alone.
Nel does not pay City
Is there any obligation on City power to treat the tenants procedurally fairly
before they terminate their electricity supply
The tenants said that they have a right to be treated procedurally fairly by
City Power.
Should have given them notice before termination of electricity
City power: Contractually obliged to Nel
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ADMINISTRATIVE LAW KARTHY GOVENDER
- The admin action must have a direct external legal effect – it must simply
mean that the admin action must impact upon you directly and immediately.
Court then says that in addition to this direct external legal effect – directly
and materially
- What does the term rights mean? What the applicant has to show
- If the term rights is very narrowly defined
o Definition of rights
o Municipalities in this country have a legal obligation (a public law duty)
to supply basic services to us. These include water, electricity, waste
removal etc. that obligation is contained in the condtitution.
o Named the systems and the structures act
o Central mandate of local government is to improve quality of like for its
residents – there is a public law duty based on the constitution and on
statute that local government must provide core services.
o Creates a legal entitlement that enable s aresicdemg to create ***
- Then the courts will find that a failure to provide the services amounts an
infringement of rights.
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- We cannot give every person not paying their water bill a hearing (inundated
– impossible)
- This may be a problem – having regard for the need to effect effective
administration and procedural fairness of applicants – give applicant’s pre-
termination notice of 14 days.
- Tenants failed to show that this amounts to direct external legal effect
- It narrows these requirements
- Carry out broader objectives of PAJA - cn;t give rights narroe interpretation
bessed o a corresponding public law duty
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ADMINISTRATIVE LAW KARTHY GOVENDER
Facts: Hamata student at technikon wrote an article. University charged him with
misconduct – tarnishing reputation of Univeersity (brought it into disrepute). Had
disciplinary hearing. Couldn’t be legally represented but represented by an academic
or a fellow student.
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Convicted and expelled. Subsequently challenged the decision on the basis that he
had a right tot legal representation at a disciplinary hearing. This is the minimum
standard with which there must be compliance.
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- Cant’ alienate my land and therefore must be given a hearing – you have
failed to demonstrate how your rights have been adversely affected.
o Narrowed
o Defined the concept of rights broadly.
o Don’t simply rely on trigger factor
Brenco case
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ADMINISTRATIVE LAW KARTHY GOVENDER
The doctrine of legitimate expectation asks whether the affected person has a
legitimate expectation of a certain outcome that will entitle them to a fair hearing in
the circumstances.
Earth life Africa brings an application to review the decision without appealing the
decision to the minister. Decision of DG to not allow them to make representations in
respect of the report. Case NB for two reasons:
Section 7 of PAJA – must exhaust domestic remedies before taking a
matter on review.
This review is on a process ground – better for that issue to be resolved
before the minister hears other appeals.
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