1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Jana S. Rošker
Confucian Ethics of Relations and Alternative Models of Social
Organization in Periods of Crises
I.
Introduction
Global crises, such as the Covid-19 pandemic, must be resolved through a process
of global cooperation. Strategies to contain the spread of the viral disease cannot
be confined to the narrow boundaries of individual nation-states. Within this
framework, transcultural dialogues are not only possible, but also necessary and
important. This chapter starts from the assumption that different models of
ethics and humanism that have emerged in various cultural traditions can help us
to create a new global ethics that can respond to these burning issues and to the
general social demands of today’s globalized age. On this basis, it offers a brief
introduction and analysis of the specific features of Confucian relational ethics
and the relational constitution of personhood. The main aim here is to provide
some theoretical foundations for future crisis resolution strategies and for the
possible construction of such a new global ethics.
Drawing on Confucian relational ethics, this chapter explores the connection
between the cultural conditionality of Confucian moral philosophies and their
possible implications for crisis resolution strategies. The desire to write about
this topic arose in me immediately after the onset of the Covid-19 pandemic. As I
write these lines, the pandemic has not yet been fully brought under control. At
present, much of our lives are still on hold, and our mutual responsibility requires us to act in ways that are uncomfortable or even painful. Although we
cannot know when all this will stop or what the post-pandemic “new normal”
might look like, philosophy can change the way we respond to the situation in
which we are caught. It can show us how to use this crisis as an opportunity to
cultivate our sense of togetherness and mutual aid. Moreover, in these uncertain
times, philosophy can awaken in us an awareness of our individual mortality and
moral responsibility. Since this pandemic is a crisis of global proportions, all of
humanity must be engaged to find a strategic solution to it. Therefore, knowledge
and thoughts from different cultures and times may well prove helpful in such
times.
108
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Jana S. Rošker
Thus, in such situations, it is especially important to consider ideas and ethical
theories from different cultures. Dialogues between different forms of such intellectual legacies are therefore not only advisable but also necessary and the
most sensible thing to do. Such exchanges, which could or should take place in
the context of the current developments of globalisation, are important and
valuable not only in terms of solving the current pandemic crisis, but also when
taking into account other global problems that it is accompanied by and linked
to, such as the constant environmental disasters,1 the ever-widening gap between
rich and poor, the resulting migration crises, and so on. Indeed, solving such
problems requires the cooperation and solidarity of the entire world population
— something that will only be possible if there can be mutual understanding
between different cultures and civilizations. As a Sinologist who is working on
Chinese intellectual history, I will focus on the Chinese experience in this context,
and in particular, as the title of this chapter suggests, on Confucian philosophy
and ethics.
Many people believe that human beings tend to be self-interested and guided
by immediate goals. Unless curbed by appropriate information and hindered by
insights into the existential significance of the relationship between the individual and society, this tendency becomes even more apparent in times of
crisis. Especially in the modern world, concern about the risks of community
contagion seems abstract and less important than the preservation of individual
freedoms. If we are to develop other principles and embrace the values of cooperation and solidarity, we must modify and reshape our thinking so that it can
proceed from a communal or social rather than an egocentric perspective. Indeed, the Covid-19 pandemic has shown that we need to put our moral theories
into action in order to change our individual performances. It is in this context
that Confucian relational ethics can certainly offer us useful and valuable alternatives, for, as we shall see, it is based on a different conception of humanity from
that which has historically prevailed in Western culture. Within the framework of
1 In this context, it is worth noting that many contemporary Confucians and numerous Western
scholars of Confucianism, such as Tu Weiming and John A. Tucker, repeatedly stress the
importance of reviving the Confucian tradition of ecological thought. Tucker, for instance,
places it in constructive dialogue with the concepts of “deep ecology” and “ecological egalitarianism” (Tucker 2013, 48), and Tu Weiming suggests (2001, 243) that such thinking has long
been recognized by Confucians and manifests itself in the idea of the “unity of heaven and
humanity” (天人合一). Although this expression as such is actually a rather modern term, for
it does not appear in this form in any work of classical Chinese philosophy, it refers to the
holistic nature of the classical Chinese worldview inherent in most of the dominant currents of
traditional Chinese philosophical history. In this context, the epistemological aspects of bodily
recognition (tiren 體認) or the unity of body and mind, as developed, for example, by the
Modern New Confucian scholar Xu Fuguan, were also of utmost importance (cf. Sernelj 2014,
86).
Confucian Ethics of Relations and Alternative Models of Social Organization
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
109
traditional Confucian ethics, personalities are constituted not by an emphasis on
their individual particularities, but by their vital embeddedness in a dynamic
social network created by their relationships with their fellow human beings. As
such, this ethics can provide us with a whole range of valuable foundations for
new forms of mutual empathy and solidarity, which are certainly among the most
solid foundations for new crisis-solving strategies. Such transculturally conditioned theoretical foundations can help us to create new models of intersubjectivity and new foundations for more human-centred politics, legislation
and decision-making systems.
II.
Confucianism: Original Teachings vs. Ideological Doctrine
As a Sinologist, I cannot forget that the coronavirus, which can cause a lung
disease with high contagiousness and mortality, first appeared in China, and thus
in the very cultural-linguistic space that is the core of my personal and professional interests, and therefore essential to the fundamental content of my
research. However, although the onset of the pandemic can be located in this
area, this is not the only reason why it is worthwhile to investigate the connection
between China and the entire East Asia on the one hand, and the Covid-19
pandemic on the other. As the infection spread on a global scale and assumed
pandemic proportions, it quickly became clear that it was the Sinic cultural and
linguistic areas,2 rather than the Euro-American regions, that were more effective
in stemming the tide of this viral epidemic and partly even eradicating it.
The research on which this chapter is based has clearly shown that in seeking
the reasons for the greater efficiency and effectiveness of Sinic cultural spaces, it
is necessary to refute the unfounded claim that this is due to the allegedly autocratic practices of Sinic states, which act “top-down”3 and can do so because of
the traditional “obedience” of their people. On the contrary, in the months
following the epidemic, it became clear that measures were less effective in Sinic
autocratic systems than in those countries of the region that are liberal democracies, such as Taiwan or South Korea. In this paper, I start from the assumption
2 Let me here briefly explain and define the term Sinic regions. These are the regions that have
historically been heavily influenced by Chinese writing and also by some crucial cultural
discourses that originated in China, especially Confucian ethics and the Chan Buddhist religion. These cultural regions include but are not limited to Eastern Asian countries; thus, in
addition to China, Korea, Japan, and Taiwan, they also include Vietnam, Hong Kong, parts of
Laos, and even Singapore.
3 In this context, many sociologists point out that, according to empirical research, Sinic successes were “both top-down, in that governments imposed strong control policies, and bottom-up, in that the people supported governments and followed government-mandated health
measures (Sachs 2021, 93).
110
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Jana S. Rošker
that the real reasons for this better performance are more likely to be found in
Confucian relational ethics, which does not start from the notion of an isolated
individual and within which the contextualized human self and society are placed
in a mutually complementary relationship.
What underlies all liberal axiological systems, and what therefore constitutes
the crucial moral foundation of today’s global modernization, are the European
Enlightenment values based on the idea of a free and autonomous individual
subject. The current pandemic has clearly shown that these values in their present
form can no longer function as a coherent moral force even for Europe, let alone
for all currently globalized and highly differentiated societies. However, the ideas
of free and autonomous subjectivity and humanism are among the ideational
foundations of modernization and constitute an important part of the European
intellectual heritage, which still serves as the basis for numerous legal and
ideological paradigms of today’s societies.
It is therefore necessary to revive, improve and update the key humanist
concepts of autonomy and free subjectivity, and to place them in a new framework of intersubjectivity in order to adapt them to the requirements of the
present age. To achieve this goal, the tradition of European Enlightenment must
be placed in a fruitful dialogue and dialectical relationship with similar and
related intellectual heritages of non-European cultures. As a Sinologist, I will
attempt to sketch the foundations of such a dialogue through an introduction
and critical evaluation of the ethics of Sinic Confucianism, which represents a
specific East Asian version of humanism, for it is based on a high valuation of
interpersonal relationships, mutual empathy, and responsible autonomy. Within
this dialectical framework, this chapter explores the ways in which specific
Confucian notions of personhood and autonomy can contribute to a meaningful
cross-cultural adaptation and revitalization of humanist values.
Nowadays, the prevailing view of Confucian ethics is based on a number of
prejudices, for in today’s world it is usually seen as a strictly normative, hierarchical ethic, supposedly based on gerontocracy, patriarchy, and the oppression
of subjects by the ruling elites, who in this system supposedly demand absolute
obedience from their people.
The vast majority of today’s Western-trained philosophers are not too familiar
with the deeper levels of Confucian ethical systems. The contemporary Berlin
philosopher of Korean descent Byung-Chul Han, for example, sees the reasons
for the more rapid establishment of pandemic control measures in the East Asian
region as rooted in the autocratic traditions of those regions. Han writes:
What advantages, compared to Europe, in the fight against the pandemic, can we find in
the Asian system? Asian countries like Japan, Korea, China, Hong Kong, Taiwan and
Singapore have an authoritarian mindset, originating from their cultural tradition
Confucian Ethics of Relations and Alternative Models of Social Organization
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
111
(Confucianism). People are less rebellious and more docile than in Europe (Han 2020,
2).
Such assertions are populist, generalising, and without scientifically provable
basis. First of all, the thesis of the alleged “all-around obedience” of people
throughout the Sinic region compared to Europe and America, where people are
supposed to be more critical and less docile (as the above statement implicitly
implies), is completely ungrounded. It is based instead on the widespread assumption that Confucianism is a conservative normative ethic that advocates
gerontocracy and the suppression of the individual in favour of the state. Few of
those who blindly advocate such theses actually know the subject under discussion, and few know that the ethics of the original Confucianism was very
progressive and critical of the social and political elites of the time for the period
in which it arose.
The original Confucian teachings emphasized “humaneness (ren 仁)” and
“rituality (li 禮),” advocated diversity and pluralism, and also contained many
proto-democratic elements. However, during the period of the first Confucian
reform (i. e., the Han period, 206 BC–220 AD), there was an ideological misappropriation of Confucian teachings for the needs of a new state-building
doctrine. These processes led to an assimilation of many elements of autocratic
Legalism into the framework of the teachings and studies of Confucian ethics. In
this way, a new state doctrine was formed out of proto-philosophical Confucianism (Bauer 1971, 117–140). Compared to the original philosophical ethics
of Confucianism, which contained many pluralistic views and was highly contextual and based on flexibility and autonomy, it was a prescriptive, extremely
rigid and restrictive set of social rules that received its institutional foundation
somewhat later with the introduction of the civil service examinations, which
required all candidates for government positions to uncritically adopt the contents of Confucian classics, especially their formal rules (Bauer, 117–140). While
the latter became the basis not only of institutionalized Confucian state doctrine
but also of constitutive social ethics characterized by strict vertical hierarchy,
gerontocracy, discrimination against various marginalized groups, including
women, social standardization, and suppression of individual autonomy, the
former represents a dynamic and changeable framework of constant reopening
of diverse philosophical questions, appreciation of social diversity, and negation
of dogmatism and autocratic rules.4
4 See, for instance, the following commentary from the Confucian Chun Qiu Zuo Zhuan: “If the
ruler says something is right, everyone says it is right. And if he claims something is wrong,
then everyone will claim the same thing. But that’s like adding more water to an already watery
soup — who would want to eat it? Or as if the instruments in an orchestra all played the same
musical line — who would want to hear it? Such sameness is not good (君所謂可,據亦曰
112
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Jana S. Rošker
For at least a basic understanding of the respective traditional ideologies,
therefore, we must first understand the differences between Confucianism as a
humanistic philosophy, on the one hand, and Confucianism as a dogmatic state
doctrine or conservative normative ethic, on the other. However, due to the
complexity of the specific features that define Chinese political and ethical
culture, these two currents have often overlapped throughout Chinese history:
“Since rulers and scholar-officials joined themselves together to form an inseparable tie as members of the same community, culture and power existed in
an unusually close relationship” (Huang 2014, 281). Nevertheless, for the sake of
conceptual clarity and because of many specific elements that define each of the
two approaches, we must distinguish between political and philosophical Confucianism, and for the purposes of this paper we will focus on the latter. We will
thus be concerned specifically with Confucian ethics, which in turn cannot be
separated from its philosophical (or metaphysical) foundations.5
At the heart of such Confucian humanism6 is the fundamental virtue of humaneness or co-humaneness (ren). The Chinese character with which this term is
written consists of two parts; the left part denotes a human being, the right the
number two, which also stands for the plural. So, the term ren tells us, among
other things, that no human being can exist alone, isolated from other human
beings. We can all survive (and even come into existence) only through our vital
connections with other people. No person is an island, and we can therefore only
live in communities with our fellow human beings. This interconnectedness can
only work if most people in a community are aware of its vital importance;
therefore, ren also implies a mutual empathy, the ability to identify with other
people, to feel their needs and fears, and to understand their situation.
Such mutual empathy is, of course, a foundation of social solidarity, which is
of paramount importance, especially in times of widespread social crisis, such as
可,君所謂否,據亦曰否,若以水濟水,誰能食之,若琴瑟之專壹,誰能聽之,同之不
可也如是; Chun Qiu Zuo Zhuan, s.d. Shao Gong ershi nian, 2).
5 Chun-chieh Huang pointed out that this close relationship was already established before the
second reform of Confucianism, as Zhu Xi, the most eminent Neo-Confucian philosopher
from the Song Dynasty, highlighted this dual axiological nature of Confucian teachings by
interpreting the Confucian concept of “dao 道” as both a metaphysical principle and an ethical
norm (Huang 2011, 69).
6 Proponents of the Modern New Confucian movement have often emphasized that traditional
Confucian teachings involve a “humanistic religion,” implying the unity or fusion of humanism and religion. Lee Ming-huei, for example, states that according to Mou Zongsan, “the
humanistic focus of Confucianism has a religious dimension as its essence” (Lee 2017, 26). Lee
also notes that Mou’s basic conception of the unity of morality and religion could be traced to
the Modern Confucian “Manifesto on Chinese Culture for People All Over the World” (為中國
文化敬告世界人士宣言). In this paper, however, we will not discuss the possible transcendent
elements of this specific type of humanism, but rather focus on its immanent ethics of relationships.
Confucian Ethics of Relations and Alternative Models of Social Organization
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
113
the current Covid-19 pandemic. On the other hand, such solidarity based on
mutual empathy is also the foundation of Confucian relational ethics, relics of
which are still present, albeit often in a latent form, in most contemporary Sinic
societies. This relational ethic, together with its elementary virtue of humaneness
(ren), undoubtedly has much to do with promoting mutual interpersonal cooperation and solidarity among people. Therefore, such traditional ethical elements have, in my view, contributed much to the effective yet democratic containment of the pandemic in the Sinic region. In what follows, I will illuminate
this conjecture through the lens of traditional Confucian relational ethics and its
inherently humanistic values.
III.
Relational Self and Independent Individuality
With regard to the traditional structure of the relationship between the individual
and society, there is a fundamental difference between the modern European (or
“Western”) and the traditional Chinese socio-political system. While the former
is based on the idea of a free and abstract individual, the Sinic social order is
founded on a network of relationships and could therefore be called “relational
virtue ethics” (Li Zehou and Liu Yuedi 2014, 209). This fundamental distinction
leads to major differences in the ethical thinking prevalent in these two discourses of cultural philosophy, not only in terms of their respective views on the
relationship between the individual and society, but also on the relationship
between reason and emotion.
Traditional Sinic societies were structured as networks of relations that connected individuals who were not constituted as isolated and independent entities
but as so-called relational Selves, meaning that people were essentially related to
one another and their social relationships largely determined their identities. In
Confucian ethics, the human Self is always located in particular concrete situations and social environments; therefore, all conceptions of the person focus
on his or her relationships. This also implies that a person’s chosen aspirations,
failures, and achievements can only be understood in light of their interactions
with others (Lai 2018, 64). Morality, then, is rooted in the harmonious interaction
of different persons embedded in different social roles. Contemporary Chinese
philosopher Li Zehou uses the term “relationism” or (in his own translation)
“guanxi-ism” (Li 2016, 1076) to refer to such particularities of Confucian ethics
that grounds morality in social relations rather than in individualism.
Ancient Confucians defined the main structure of human social networks as
consisting of five basic relationships (wu lun 五倫). This model can be regarded
as a summary of the elementary human relationships in any civil society, as it
consists of the familial, political, and comradely relationships. However, it also
114
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Jana S. Rošker
shows the Confucian emphasis on the family, as three of the five basic relationships are rooted in it. According to Li Zehou (2016, 1076), this is the basis of
the relationism mentioned above. This social system infuses emotions into interpersonal relationships, with the sincere emotion of parent-child love being the
root, substance, and foundation (Jia 2018, 156). Thus, it is no coincidence that in
this view, the family was linked to the state through the ideal of a good citizen; in
Confucian ethics, a good citizen had to be a good family member first. The core
idea behind such a view is that regulating relationships within one’s family leads
to a well-ordered state (see, e. g., Mengzi, s.d. Li Lou 1, 5).7
In their book Confucian Role Ethics: A Moral Vision for the 21st Century,
Henry Rosemont and Roger Ames also emphasize that family reverence (xiao 孝)
is the origin of virtuous social behaviour and the source of humaneness (ren).
They refer to the model that Li Zehou called “relationism” as “role ethics” instead, emphasizing that it is a network of social roles that emerges from the roles
of members within a family. In such roles, people’s lives are embedded in
meaningful contexts. Moreover, the network is dynamic and multi-layered, because no one takes only one role, but everyone plays many of them. Before
modern society, Confucian individuals existed for the totality of their family,
clan, tribe, or religion (Li 2016, 1118). But in the context of Western-type modernity, which emphasizes the values of subjective autonomy, the totality (e. g.,
society) exists for the individual.8
Moreover, within the framework of Western individualism, personal
uniqueness is given central importance because it is a basis for human creativity
and progress. And since personal uniqueness is also an important issue when it
comes to the relationship between society and the individual in general, let us
take a closer look at its place within traditional Confucian philosophy. This is all
the more important because many people mistakenly believe that Confucianism
does not allow for individual uniqueness, but rather tends to emphasize social
7 天下之本在國,國之本在家,家之本在身。
8 In this context, one is inclined to ask whether the relics of traditional ethics are still relevant in
the social behaviour and attitudes of people in modern societies based on the rule of law,
principles of normative-rational justice, and individual rights. It is true, of course, that
modernization has been brought from the West to most regions of the world and that it is
accordingly grounded upon the individual-based values of the European Enlightenment.
However, in most regions of the so-called Sinic area, many Confucian elements still remain in
contemporary social ethics. This is evidenced by many empirical studies; see, for example, my
own transcultural survey (Rošker 2012), which found that over 80% of Taiwanese informants
believed that society is more fundamental than the individual, and 78% of them believed that
morality is more important and fundamental than laws. In contrast, over 90% of European
informants believed the opposite.
Confucian Ethics of Relations and Alternative Models of Social Organization
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
115
unification and the merging of all individuals into an indiscriminate social
whole.9
Many people see the Confucian moral Self and the Western unique individual
as posited in mutual contradiction. However, common Western arguments based
on the belief that the Chinese notion of the Self does not have strong “individualistic” connotations are largely too generalized. Moreover, the Western
notion of an isolated, detached, and completely independent individual is also, to
a large extent, merely a product of the ideologies of modernization. Confucian
ethics is based on the idea of self-cultivation and self-realization. However,
people who have been socialized in modern Western societies tend to see these
concepts as relating to individual existence. In fact, however, the Confucian
Moral Self is a relational Self. It can therefore only be constituted and cultivated
through one’s fellow human beings, in community.
Similarly, misunderstanding in Western arguments commonly arises from a
failure to recognize that the term “individuality” has two different meanings
(Hall and Ames 1998, 25). On the one hand, individuality refers to a concrete and
indivisible entity with distinct characteristics that can be assigned to a particular
class. As such, it is interchangeable and actually contradicts plurality. Such an
individual has no discrete personality or distinct identity. As an element (or
member) of a particular species or class, this “individuality” is replaceable and
interchangeable. This concept of individuality represents the fundamental level
of a human being, since an individual belonging to this category is merely the
product of his or her own effort to survive. As Hannah Arendt writes:
To be sure, he too lives in the presence of and together with others, but this togetherness
has none of the distinctive marks of true plurality. It does not consist in the purposeful
combination of different skills and callings as in the case of workmanship (let alone in
the relationships between unique persons), but exists in the multiplication of specimens
which are fundamentally all alike because they are what they are as mere living organisms (Arendt 1998, 212).
This solitude of any living creature struggling to survive is usually overlooked in
Western literature; and the reason for this lies in the fact that the concrete
organization of labor necessary for survival and the social conditions that accompany it require the simultaneous presence of a large number of people engaged in a particular task. Therefore, it seems that there are no barriers between
them (Arendt, 212).
9 One of the many passages of the Confucian Analects in which this supposition is emphasized,
for example, is the well-known quotation (Lunyu s.d. Zi Lu, 23) in which Confucius sets forth
that morally conscious and cultured people know how to harmonize with others and are
opposed to unification, while primitive and uneducated people prefer unification because they
do not know how to harmonize (君子和而不同,小人同而不和).
116
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Jana S. Rošker
These individuals have no face, no definite, concrete personhood or identity.
And yet it is precisely this concept of interchangeable, unitary individuality that
forms the basis for the equality of all before the law, for the establishment of the
concept of universal human rights, for equality of opportunity, and so on. This is
the most generalized kind of equality, not pluralistic equality.10 However, as Hall
and Ames (1998, 25) point out, it is precisely this kind of understanding of the
individual that provides the basis on which it is possible to form the ideas of
autonomy, equal rights, free will and similar concepts. This kind of Self belongs
in the realm of the one-dimensional empirical Self, or, in Chinese terminology, in
the realm of the “external king (waiwang 外王).”11
IV.
Personal Uniqueness vs. Faceless Collectivism
The concept of the individual, however, can also be linked to the ideas of singularity and uniqueness that exist outside of any species or class. In such a
conceptualization of the Self, the equality of individuals is rooted in the principle
of parity (Hall and Ames 1998, 25). This notion of uniqueness inherent in each
individual is something that also strongly defines the specific Confucian idea of
the human Self. According to numerous Confucian scholars, this uniqueness that
underlies such a traditional idea of the Self is a value in itself (Fang 2004, 259). But
this kind of uniqueness is not constituted by an isolated position or a demarcation of an individual from his or her fellow human beings. As part of the
relational paradigm, it is shaped by the uniqueness of one’s position within the
network of interpersonal and social relations.
However, due to the prevailing understanding of individualism, there is a
pervasive bias in the Euro-American regions as regards the traditional Sinic view
of the Self: people in Western countries generally still see East Asians as people
who are fundamentally subordinate to collectivist requirements and therefore do
not know how to fully develop their individuality, autonomy, and personal
freedom. In the Western view East Asian populations tend to think and act
10 This kind of equality is in fact a sameness, which is best expressed in collectivism. Actual
equality, in the sense of an integral equal valuation of all human beings, is something quite
different from sameness, and is possible only on the basis of a pluralistic conception of man,
in which individuals are by no means all equal. It is also worth pointing out Arendt’s differentiation between the two concepts (cf. Arendt 1998, 213).
11 This is the second part of the traditional Chinese distinction between the transcendental
subject and the empirical self (Kupke 2012, 1), which usually manifested itself in the Confucian tradition as the problem of the relationship between the “inner sage and the external
ruler (neisheng waiwang 內聖外王).” Ideally, these two concepts have a complementary and
interdependent relationship, constantly seeking to harmonize with each other through their
mutual interactions.
Confucian Ethics of Relations and Alternative Models of Social Organization
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
117
“collectively.” The term collectivism is usually seen as the antithesis of individualism. Based on such a framework, many people believe that collectivism is
essentially an autocratic or even totalitarian social system, as it supposedly does
not take into account or value individual life. In a common view, such “collectivism” is typical of Sinic societies, which are often seen by Westerners as
products of authoritarian and despotic traditions.
In fact, just the opposite is true, for collectivism is a system that also proceeds
from the notion of an individual whose Self and existence are constituted in
isolation from his or her fellow people. Therefore, collectivism is in fact a form of
individualism, and one in which all individuals are considered equal.
Collectivist social orders, in the common Western view, refer to the mechanistic systems of a group or society in which individuals are dehumanized and
relate to each other only in the pragmatic sense of enabling the most efficient
forms of production or for the benefit of the whole social system as such. In this
context, the position and work of individuals are defined by their subordination
to the system as well as by their isolation from other individuals, since in a
collectivist system people are related only by functions and objects and not by
their personalities. In this sense, they are not only “equal” but practically the
“same.”12 In such a system, individuals are a part of the faceless mass; comparable
to small individual cogs functioning mechanistically within a large, all-encompassing machine. Hannah Arendt describes this system, which is only possible as
a unity consisting of individuals deprived of their concrete identities, as follows:
It is indeed in the nature of laboring to bring men together in the form of a labor gang
where any number of individuals “labor together as though they were one,” and in this
sense togetherness may permeate laboring even more intimately than any other activity.
But this “collective nature of labor,” far from establishing a recognizable, identifiable
reality for each member of the labor gang, requires on the contrary the actual loss of all
awareness of individuality and identity (Arendt 1998, 213).
The equality of all members of a collective is actually a form of conformism based
on the somatic experience of common labor, where “the biological rhythm of
labor unites the group of laborers to the point that each may feel that he is no
longer an individual, but in fact one with all the others” (Arendt, 214). Of course,
this is precisely why certain systems of collectivism lend themselves well to
autocratic, dictatorial, and totalitarian regimes, as they allow for effective centralized leadership and control over all individuals in society. Therefore, in the
12 We find a good illustration of this problem in Hannah Arendt’s distinction between the
concepts of “equality” and “sameness” (Arendt 1998, 213). In European culture, this understanding of equality, which is actually based on sameness, stems from the basic concept of
Christian doctrine, within which we are all equal (and at the same time completely the same)
before God and death (Arendt, 235).
118
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Jana S. Rošker
context of liberal modernization, which emphasizes human autonomy and
freedom, it is sometimes difficult to understand that collectivism is actually the
most typical system that emerges from the most emblematic forms of individualism, in which the relationship between the individual and society is such
that all individuals are equal.
In this context, it is important to see that Confucian relationism is not at all a
form of such an ideological understanding of collectivism. In relational societies,
people are aware of the fact that no human being can really survive alone, without
other people. Therefore, they tend to develop a contextualized sense of self
(Arendt, 214). This specific type of individual personality is comparable to Jung’s
(1953; 1976, 301, 402, 433) idea of so-called “individuation.” In the context of
individuation, each person is understood to have an inimitable, completely
unique combination of characteristics that are in themselves universal. All
human faces, for example, have two eyes, two eyebrows, a mouth, and a nose. All
of these elements are universal. But the shape, colour, size and texture of these
elements in each face is unique, special and one of a kind. Individuation, then, is
an ongoing process of culturalization that achieves the uniqueness of each person’s individual qualities through her particular and specific consolidation of
factors that are, as such, universal in nature.
Such self-realisation is part of traditional Confucian self-cultivation, a process
of human unfoldment that is central to Confucian ethics. It is within such a
framework that (co)humaneness or ren, this specific type of Confucian empathy
and solidarity, can be most efficiently developed: Indeed, it is only through his or
her uniqueness that a person can truly understand the significance and integral
meaning of the social contexts and relationships of which he or she is a part.
Therefore, a relational view of the Self and the Other is more realistic than
assumptions based on the idea of an abstract individual. A completely isolated
and independent individual Self does not exist in the real world. No human being
can be separated from her feelings, intentions, and relationships.
V.
Individualism and Relational Models of Social Organization
In contrast to such a relational view, individualism, which is closely linked to the
root of modern European values, turns out to be an egocentric and even selfish
phenomenon, because it focuses on how one is different from everyone else
rather than on how one relates to others. This is why Henry Rosemont and Roger
Ames wrote:
It increasingly seemed to us that describing the proper performances of persons in their
various roles and the appropriate attitude expressed in such roles in their relationship to
Confucian Ethics of Relations and Alternative Models of Social Organization
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
119
others with whom they are engaged … conform to our everyday experience much better
than those abstract accounts reflected in the writings of the heroes of Western moral
philosophy, past and present (Rosemont and Ames 2016, 9).
These different ways of conceptualizing the relationship between “Self” and
“society” have important consequences for understanding how communities
function in different cultures and how they respond to different crises. Empirical
studies in cultural and environmental psychology suggest that the interdependent, relational Self tends to care more about others and better controls
one’s own desires and behaviour in favour of collective social benefit (Silova et
al. 2021, 3). The independent Self, on the other hand, is based on the assumption
that “the individual comes before society” and therefore emphasizes individual
autonomy and self-preservation. The independent Self therefore tends to exhibit
values and attitudes that undermine collective efforts to solve problems of public
interest (Silova at al., 3
Although the independent self has traditionally been a major cornerstone of
Western civilization and further promoted as the key to achieving modernity
from Descartes onward, its era of unthinking valorisation may now need to be
brought to a close. To do so, we need to begin to recognize that self-construal
manifests concretely in wider social arrangements and these arrangements, in
turn, constitute the underlying driver of our current social trajectory. As such,
rearticulating western Modernity’s dominant concept of Self (i. e., independent
Self) might be necessary to effect a departure from the present catastrophe trajectory and move — collectively — towards sustainability (Komatsu et al. 2019,
11).
A large-scale comparison by the British polling institute YouGov (Sachs 2021,
96) also suggests that people in Sinic societies — due to social norms and a better
scientific understanding of the pandemic — demonstrate significantly higher
willingness to engage in health-preserving behaviour than people in EuroAmerican regions. Both factors, namely the belief in the importance and positive
function of social norms and the emphasis on critical education, can also be
linked to elementary Confucian values.
In several European and other Western countries, on the other hand, there
have been public protests against even the most basic public health measures,
such as the wearing of face masks, with agitators rejecting the mask requirement
in the name of “freedom” (Sachs, 96). However, these people seem to have forgotten that one of the most elementary principles of classical liberal political
theories is that the right to liberty and freedom stops at the limit of potential harm
to other people in society. In his famous and highly influential essay, On Liberty,
John Stuart Mill wrote, “The only purpose for which power can be rightfully
120
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Jana S. Rošker
exercised over any member of a civilized community, against his will, is to
prevent harm to others” (Mill 1998, 14).
In the context of the Covid-19 crisis, Mill would certainly approve of the
government’s request to wear face masks. And so would Confucius: While, as we
saw in the previous section, Confucian relationism is in no way comparable to socalled “collectivism,” the Confucian Moral Self may well be compared to a free
individual acting in accordance with such elementary liberal values.13
It is therefore understandable that numerous scholars have been critical of
Western discourses, accusing them of a one-dimensional emphasis on individual
autonomy and on the notion of unlimited freedom of choice. Such paradigms are
ultimately always based on the assumption that individuals can be separated and
abstracted from their social contexts, relationships, and even from those elements of the human condition that are actually vital to human life, such as the
capacity and need for interpersonal relationships and mutual care (Fan 2010, 13).
Compared with such models, Confucian relationism seems to be a model composed of interdependent relational individuals. In this context, Li Zehou writes:
That people are raised and cared for by their families and communities leaves them with
duties and responsibilities to this relationality and even their “kind” (humankind).
People do not belong to themselves alone. The very first passage of the Classic of Filial
Piety (Xiao jing) tells us that as our bodies are received from our parents, we are not
allowed to harm them. If even harming one’s body is denounced, how could suicide
possibly be allowed (Li Zehou 2016, 1131).
Relational ethics, as we saw above, is deontological ethics. In moral life, duty is of
paramount importance. And even more complicated is the fact that such a life is
full of self-control, for one must overcome (almost) all immediate instincts and
desires. In relational social systems, the individual is not supposed to act as an
independent moral agent, separate from his fellow human beings (Lai 2008, 6).
But all this may not be as bad as it seems at first sight.
In relationism, judgments about the individual are (almost) never defined in
terms of an idealized standard of an independent Self. In such an understanding
of the Self, it is the actual relationships and environments that define individual
values, thoughts, motivations, behaviours, and actions in the first place. Moreover, in relationism, relationships are always characterized by multiplicity, mutuality, and complementarity: “A good teacher and a good student can only
emerge together, and your well-being and the well-being of your neighbour are
congruent and mutually dependent” (Rosemont and Ames 2016, 12).
Ideally, not even the “unequal positions” that form the core of social ethics in
all Confucian teachings, nor the strict hierarchy in which these positions are
13 Although the former is both immanent and transcendent, while the latter is merely a kind of
“transcendental illusion,” they can nevertheless be compared on the purely conceptual level.
Confucian Ethics of Relations and Alternative Models of Social Organization
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
121
embedded, are as terrible as one is inclined to think. For somehow it is clear, for
example, that the differences between a baby and his parent automatically lead to
unequal positions. Over the course of a lifetime, of course, that position can
change completely.14 Even though relationism contains unequal positions —
both parties involved in a given relation are complementary and equal to each
other, both in the metaphysical and moral sense, since together they form a part
of the social whole that consists of these interpersonal relations.
This kind of ethics does not derive from the concept of normative justice, but
from a tendency towards social harmony (he 和),15 which appears in the relational network of interactions between individuals, whose individual identities
— as we have seen in the description of individuation — are perceived as harmonies of different combinations of the unique, particular characteristics of each
of them. The network of relationships is dynamic and diverse since no individual
in it forms a fixed specific identity or entity. Each individual in it is the bearer of
numerous roles which are interwoven and complement and perfect each other.
Thus, I myself am, say, a mother, but also a daughter; I am a teacher, but also a
researcher, that is, I learn from the work of others. I am also a consumer, a singer,
a driver, a citizen, a worker, etc. Analogously, my relationships with people are
multi-layered and changeable. Therefore, in the network of relationality, I am
never simply a fixed and unchanging entity, defined by my role within the
network.
As we have already indicated, Confucian relationism also contains a special
kind of virtue ethics,16 though it is — unlike the ancient Greek virtue ethics — not
based on the concept of the isolated individual, but rather defined by relations, or
14 This is not so readily true, for example, of the unequal relationship between ruler and subject,
although in Confucianism, the former had to be benevolent and the latter was often regarded
as the “root of the state” (minben民本); but Confucian scholars were never motivated to
change the formal structure of these hierarchical relationships. Rather, they were inclined to
allow the modifications of the concrete contents of the two oppositional conceptualizations
at issue. These consisted mainly of patterns of behaviour, norms and possibilities. As mentioned earlier, however, in this chapter we are not concerned with reformist Confucian
political theory, but instead focus on its ethics as a way of learning some new possible forms of
alternative social organization.
15 This concept of social harmony is, of course, not to be confused with the ideologically abused
concept of harmony manifested in the patriotic propaganda of the Chinese leadership. For a
more detailed description of this problem, see Rošker 2019.
16 At this point, it should be noted that all three types of ethics that are considered basic
categories of this discipline, namely virtue ethics, deontological ethics, and utilitarian ethics,
are categories that emerged in the context of Western philosophy. Since the transfer of
concepts and categories from one historical-cultural domain to another is a problematic
process tied to different culturally conditioned frames of reference, we must take into account
that none of the three above-mentioned categorizations is entirely suitable to define or
describe the basic nature of Confucian ethics, which at the same time certainly belongs to the
domain of deontological ethics (see, for example, Lee Ming-huei 2017, 94).
122
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Jana S. Rošker
relationships, which are emotional in their intrinsic nature. But many other
authors point out that it is rational and even necessary to include, cultivate, and
socialize emotions in visions of social systems, as they are rooted in biological
instincts that need to be channeled into mechanisms of mutual aid (see Li Zehou
2016, 1097).
Another feature of relationism that is important for crisis situations, as in the
Covid-19 pandemic, is the factor of inequality of younger and older persons,
which is certainly related to the inequality of near and far, outer and inner,17 etc.
Confucianism emphasizes family relations in which people are automatically
unequal. Therefore, relationism contains both a rational order and an emotional
identification within conditions that are always concrete, unrepeatable, and
connected with sensations and feelings. Concrete obligations, responsibilities
and actions in this context are different for each individual, depending on the
concrete, changeable situation in which they find themselves.
VI.
Conclusion
This view of social composition is especially important in times of crises, such as
that of the Covid-19 pandemic. Indeed, such times undoubtedly reinforce the
need for cooperation that bridges the gap between the uniqueness of the individual on the one hand and his socio-relational Self on the other. It also poses a
challenge to the artificially established dichotomies between the Self and the
Other, or between the specific and the general, the particular and the universal.
This understanding is rooted in the paradigm of contrastive complementarity
since the uniqueness of the individual can be measured not only by his or her
individual achievements but also by his or her social influence. And the latter, in
turn, can be measured by an individual’s position within their contextual environment and their relationships with other individuals (Lai 2018, 88). From the
perspective of ethics, such a web of relationships has several important implications, especially when compared to frames that postulate an individual’s
independent stability.
Both Confucian relationism and its corresponding role ethics represent a
system in which people internalize the insight that they cannot survive alone,
without their fellow human beings, and they therefore develop a contextual selfawareness. In China and most Sinic cultures, such self-awareness is more realistic
precisely because each person, by virtue of his or her uniqueness, can actually
understand the meaning and importance of the social contexts into which he or
17 The terms “outer” and “inner” in this context refer to positions of persons who are “inside” or
“outside” certain social groups to which the subject associated with these persons belongs.
Confucian Ethics of Relations and Alternative Models of Social Organization
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
123
she is embedded. Based on such fundamental premises, it is much easier to
understand the concept and basic structure of relationism and similar social
systems rooted in the principles of original Confucianism. Since such a foundation of models of familial and social organization is rooted in mutual empathy
and humaneness, it can doubtless better assure the preservation of group solidarity and responsibility. The specific kind of solidarity, which has been developed in the framework of traditional Confucian deontology, is a solid and
forceful tool for the solving of epidemic, ecological, and political crises of contemporary times.
References
Arendt, Hannah. 1998. The Human Condition. Chicago: University of Chicago Press.
Bauer, Wolfgang. 1971. Geschichte der chinesischen Philosophie: Konfuzianismus, Daoismus, Buddhismus. München: Carl Hanser Verlag.
Chunqiu Zuo zhuan. s.d. 春秋左傳V: Chinese Text Project. https://ctext.org/chun-qiu-zuo
-zhuan (Accessed: 15. 06. 2020).
Fan, Ruiping. 2010. Reconstructionist Confucianism — Rethinking Morality After the West.
Dordrecht: Springer.
Fang Dongmei. 方東美. 2004. Zhongguo zhexue jingshen jiqi fazhan 中國哲學精神及其發
展 (The Spirit of Chinese Philosophy and Its Development). Taipei: Liming wenhua
chuban she.
Hall, David L. and Roger T. Ames. 1998. Thinking from the Han: Self, Truth, and Transcendence in Chinese and Western Culture. Albany, New York: SUNY.
Han, Byung-Chul. 2020. “COVID-19 Has Reduced Us to a ‘Society of Survival.’” In Carmen
Sigüenza (int.) and Esther Rebollo (int.). Euractive. 24. 05. 2020. pp. 1–4. https://www.e
uractiv.com/section/global-europe/interview/byung-chul-han-covid-19-has-reducedus-to-a-society-of-survival/. (Accessed 08. 06. 2020).
Huang, Chun-chieh. 2010. Humanism in East Asian Confucian Contexts. New Brunswick:
Transaction Publishers.
—. 黃俊傑. 2011. Dongya wenhua jiaoliu zhongde rujia jingdian yu linian: hudong,
zhuanhua yu ronghe 東亞文化交流中的儒家經典與理念:互動,轉化與融合 (Confucian Classics and Ideas in East Asian Cultural Exchanges: Interactions, Transformations, and Integrations).
—. 2014. “Some Observations and Reflections.” In Imperial Rulership and Cultural Change
in Traditional China, edited by Frederick P. Brandauer and Chun-chieh Huang, 281–
289. Seattle and London: University of Washington Press.
Jia, Jinhua. 2018. “Li Zehou’s Reconception of Confucian Ethics of Emotion.” In Li Zehou
and Confucian Philosophy, edited by Roger T. Ames and Jia Jinhua, 155–186. Honolulu:
University of Hawai’i Press.
Jung, Carl Gustav. 1953. Psychological Types or the Psychology of Individuation. (Translated by H. Godwin Baynes). New York: Pantheon books.
124
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Jana S. Rošker
—. 1976. Symbols of Transformation. Translated by R. F. C. Hull. Volume 5 of the Collected
Works of C.G. Jung. Princeton, New Jersey: Princeton University Press.
Komatsu, Hikaru, Jeremy Rappleye, and Iveta Silova. 2019. “Culture and the Independent
Self: Obstacles to environmental sustainability?” Anthropocene 2019(26): 1–13, http://d
x.doi.org/10.1016/j.ancene.2019.100198.
Kupke, Christian, 2012: “Subjekt und Individuum: zur Bedeutsamkeit ihres philosophischen Unterschieds in der psychiatrischen Praxis.” In e-Journal Philosophie der
Psychologie 1, no. 11. Accesible at: http://www.jp.philo.at/texte/KupkeC2.pdf (citirano.
06. 07. 2012).
Lai, Karyn. 2018. “Global Thinking. Karyn Lai’s Thoughts on New Waves in Anglo-Chinese
Philosophy.” The Philosopher’s Magazine 2018(1): 64–69.
Lee, Ming-huei. 2017. Confucianism: its Roots and Global Significance. Honolulu: University of Hawai’i Press.
Li, Zehou. 2016. “A Response to Michael Sandel and Other Matters.” Translated by Paul
D’Ambrosio and Robert A. Carleo. Philosophy East and West 66, no. 4: 1068–1147.
Li Zehou 李澤厚 and Liu Yuedi 劉悅笛. 2014. “Cong ‘qing benti’ fansi zhengzhi zhexue” 從
「情本體」反思政治哲學 (Reflections on Political Philosophy on the Basis of the
Concept of “Emotive Substance”). Kaifang shidai 2014 (4): 194–215.
Lunyu 論語 s.d. (Analects). Chinese Text Project. https://ctext.org/analects (Accessed:
07. 07. 2020).
Mengzi 孟子. s.d. (Master Meng, Mencius). Chinese Text Project. https://ctext.org/mengzi
(Accessed: 15. 06. 2020).
Mill, John Stuart. 1998. On Liberty. Pennsylvania: Penn State University Press.
Rosemont, Henry Jr. and Roger T. Ames. 2016. Confucian Role-Ethics: A Moral Vision for
the 21st Century? Taipei: National Taiwan University Press.
Rošker, Jana S. 2012. “Cultural Conditionality of Comprehension: The perception of Autonomy in China.” In Reinventing Identities: The Poetic of Language Use in Contemporary China (Dangdai Zhongguo shenfen chongjiande yuyan yunyong), edited by
Cao Qing et al., 26–42. Tianjin: Nankai daxue chuban she.
Sachs, Jeffrey D. 2021. “Reasons for Asia-Pacific Success in Suppressing COVID-19.” World
Happiness Report 2021: 91–106. https://worldhappiness.report/ed/2021/reasons-for-a
sia-pacific-success-in-suppressing-covid-19/ (Accessed 05. 05. 2021).
Sernelj, Tea. 2014. “The Unity of Body and Mind in Xu Fuguan’s Theory.” Asian Studies 2,
no. 1: 83–95.
Silova, Iveta, Hikaru Komatsu, and Jeremy Rappleye. 2021. “Covid-19, Climate, and Culture: Facing the Crisis of (Neo) Liberal Individualism.” In: Norrag-Blog. (Accessed:
01. 06. 2021). https://www.norrag.org/covid-19-climate-and-culture-facing-the-crisis-o
f-neoliberal-individualism-by-iveta-silova-hikaru-komatsu-and-jeremy-rappleye/.
Tu, Weiming. 2001. “The Ecological Turn in New Confucian Humanism: Implications for
China and the World.” Daedalus 130, no. 4: 243–264.
Tucker, John A. 2013. “Dreams, Nightmares, and Green Reflections on Kurosawa and
Confucian Humanism.” In Philosophizing in Asia, edited by Tsuyoshi Ishii and Lam
Wing-keung, 47–92. Tokyo: UTCP (The University of Tokyo Center for Philosophy).