The AAPS Journal, Vol. 14, No. 4, December 2012 ( # 2012)
DOI: 10.1208/s12248-012-9380-3
Research Article
Evaluation of an Innovative Population Pharmacokinetic-Based Design
for Behavioral Pharmacodynamic Endpoints
Anders Viberg,1,4 Giovanni Martino,2 Etienne Lessard,2 and Jennifer M. A. Laird2,3
Received 20 December 2011; accepted 5 June 2012; published online 19 June 2012
Abstract. Pre-clinical behavioral pharmacology studies supporting indications like analgesia typically
consist of at least three different studies; dose-finding, duration of effect, and tolerance-development
studies. Pharmacokinetic (PK) plasma samples are generally taken from a parallel group of animals to
avoid disruption of the behavioral pharmacodynamic (PD) endpoint. Our objective was to investigate if
pre-clinical behavioral pharmacology studies in rats could be performed effectively by combining three
studies into a single experimental design and using sparse PK sampling in the same animals as for PD. A
refined dosing strategy was applied for a muscarinic agonist, AZD6088, using the rat spinal nerve ligation
heat hyperalgesia model. PD measurements were performed on day 1, 3, 5 and 8. Two PK samples per
day were taken day 2 and 4. In a separate control group, PD measurements were performed on rats
without PK sampling. Data was analyzed using a population approach in NONMEM. The animals
produced a consistent and reproducible response irrespective of day of testing suggesting that blood
sampling on alternate days did not interfere with the PD responses. A direct concentration–effect
relationship with good precision was established and no tolerance development was observed. The new
design combining three studies into one and eliminating a satellite PK group realized substantial savings
compared to the old design; animal use was reduced by 58% and time required to generate results was
reduced by 55%. The design described here delivers substantial savings in animal lives, time, and money
whilst still delivering a good quality and precise description of the PKPD relationship.
KEY WORDS: 3Rs; analgesia; muscarinic; PKPD.
INTRODUCTION
Applying pharmacokinetic–pharmacodynamic (PKPD)
modeling principles pre-clinically is essential in understanding
how the systemic exposure of a drug relates to the magnitude
and time profile of the PD response in an animal model. The
ultimate objective is to predict magnitude and duration of
effect in man, and to guide the design of clinical studies.
In pre-clinical pharmacology studies in neuroscience, for
example those directed towards the development of novel
analgesics, at least three different types of studies are carried
out; efficacy (dose finding), effect-duration, and tolerance
development. The PD endpoints are often a measurement of a
behavioral response, and these behavioral responses can be
disrupted by the blood sampling required for PK measurements
(1–5). Consequently, in such studies separate sets of animals are
normally used to collect PK and PD data. Traditionally, PKPD
modeling is applied to these existing data sets. However, the
1
Clinical Pharmacology and Pharmacometrics, AstraZeneca R&D
Södertälje, 151 85, Södertälje, Sweden.
2
AstraZeneca R&D Montreal, 7171 Frederick Banting, Montreal,
Quebec H4S 1Z9, Canada.
3
Department of Pharmacology & Therapeutics, and Alan Edwards
Centre for Research on Pain, McGill University, Montreal, Canada.
4
To whom correspondence should be addressed. (e-mail:
anders.viberg@astrazeneca.com)
precision in describing the PKPD relationships is reduced as the
between individual variability in PK is not taken into account.
Therefore, the inter-individual variability in PK will be represented by increased variability in the PD measures, resulting in
increased uncertainty (lower precision) in the overall PD
response. The effective concentration in animals is often used
when predicting dose to man. In cases where PKPD relationships must be accurately established, for example, drugs with
potentially narrow safety margins, emphasis on the precision is
critical and often implies further exhaustive testing in animals.
The use of animals in research, teaching, or testing is a
privilege that is extended when justifiable need is established. It
is the responsibility of all animal users to comply with
appropriate ethical guidelines and apply the principle of
reduction, replacement, and refinement (3Rs) set forth by
Russell and Burch (6). With this in mind, we aimed to develop
an innovative PKPD study design which would meet the
objectives of refining and reducing animal use while maximizing
data quality and output. As a test case for development of a
novel design, we chose to characterize the analgesic potential
(efficacy, effect-duration, and tolerance development) of
AZD6088 in the rat Spared Nerve Ligation (SNL) model of
neuropathic pain. We measured the increase in sensitivity of the
affected hindpaw to a heat stimulus as an index of neuropathic
pain. AZD6088 (Fig. 1) is a muscarinic subtype 1 and 4 (M1/
M4)-selective agonist. Muscarinic receptors are important in a
number of physiological roles including cognitive, behavioral,
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Viberg et al.
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Fig. 1. Chemical structure of AZD6088
sensory, motor, and autonomic processes. A substantial body of
literature shows M1, M2, and M4 are involved in pain and
analgesia (7–20) and a recent study by Sullivan et al. (16)
demonstrates that an M1/M4-preferring agonist is effective in a
number of rodent chronic pain models. In initial efficacy studies,
we established that AZD6088 had a dose dependent effect in
reducing the heat hyperalgesia with an EC50 of 46.6 nM, making
AZD6088 an ideal candidate for developing a novel design.
Firstly, based on our previous experience with other
compounds (unpublished data), we proposed a time schedule
whereby behavioral PD measures and the blood sampling for PK
could be performed in the same animal without compromising
the reliability of either the PD or the PK measures. To confirm
the suitability of this schedule, we performed a pilot study. Having
established a suitable time schedule, we then developed and
applied a novel design that achieved the three different objectives
of establishing the effective dose, the effect-duration and the
potential to develop tolerance within a single experiment, using a
much reduced number of animals compared to the traditional
methods.
MATERIALS AND METHOD
Animals
Experiments were conducted in male Sprague–Dawley rats
(125–200 g, Charles River, St. Constant, Canada and Harlan Inc.,
Indianapolis, USA). Rats were housed in groups of six in a
temperature controlled environment (22±1.5°C, 30–80% relative
humidity, 12-h light/dark) and were acclimatized in the animal
facility for at least 3 days prior to use. This study was conducted
under a protocol approved by the AstraZeneca Animal Care
Committee. The animals were kept and experiments were
performed at AstraZeneca R&D Montreal, which has accreditation from CCAC (Canadian Council on Animal Care) and
AAALAC (Association for the Assessment and Accreditation of
Laboratory Animal Care) is approved by the AstraZeneca
Global Veterinary Council for study conduct. Experiments were
performed during the light phase of the cycle. Food (Harlan
Teklad, Montreal, Canada) and water was provided ad libitum.
Induction and Assessment of rat Spinal Nerve Ligation
Model of Neuropathic Pain
As previously described in detail by Kim and Chung (21),
under isoflurane anesthesia, an incision was made dorsal to the
lumbosacral plexus. The paraspinal muscles (left side) were
separated from the spinous processes, the L5 and L6 spinal
nerves isolated, and tightly ligated with (4-0 silk suture) distal to
the dorsal root ganglion. The incision was closed in layers, and
the skin was sealed with tissue adhesive (Vetbond). Rats were
allowed to recover and then placed in cages with soft bedding.
For the main study, a control group of rats (referred to as
“naïve” animals) were randomly selected from the surgical
cohort. These animals were not subjected to SNL surgery but
otherwise were handled and housed in an identical manner to
the SNL rats. The naïve rats served to establish the normal, nonpathological behavioral response, and thus set the target level
for a 100% effect, or a complete return to normal.
In order to assess the degree of heat hyperalgesia, the rats
were placed individually in Plexiglas boxes on the glass surface
(maintained at 30°C) of the paw thermal stimulator system
(IITC Life Science, Woodland Hills, USA, Model 390 Series 8),
and allowed to acclimate for 30 min. A thermal stimulus, in the
form of a radiant heat beam, was focused onto the plantar
surface of the affected paw and the time to withdrawal of the
paw was measured. An assay cut off was set at 20 s to avoid
thermal injury. In each test session, rats were tested twice at
approximately 5 min apart. A decrease in Paw Withdrawal
Latency relative to naïve animals indicates a hyperalgesic state.
Naïve animals responded with a mean latency of 10.50±0.5 s,
while SNL animals responded with a mean of 5.87±0.2 s. SNL
rats with thermal hyperalgesia, defined as a baseline paw
withdrawal latency of 8 s or lower, were selected for study.
Selected rats were randomly assigned to a treatment group. The
anti-hyperalgesia effect of AZD6088 in rat SNL model was
tested between days 20 and 27 after surgery.
Drug Treatment and Design
Initial Efficacy Study
This first experiment was designed to establish efficacy
and consisted of a naïve group and six groups of SNL rats (n=
7–12/group) for behavioral testing. One SNL group was
treated orally with vehicle (saline) and the remaining five
groups with doses of AZD6088 (MW, 406.57) between 1 and
40 μmol/kg and behavioral testing performed at 1 h post dose.
In parallel, five groups of satellite rats (N=3/group) received
doses of AZD6088 between 1 and 40 μmol/kg and blood
samples were taken 1 h post dose.
Pilot Study
This study was designed to establish whether behavioral
PD measures and the blood sampling for PK could be
performed in the same animal without compromising the
reliability of either the PD or the PK measures. The approximate EC50 derived from the initial study was used for the pilot
study. In this pilot study, two groups of SNL animals (n=9/
group) were treated with 2.5 μmol/kg of AZD6088 or vehicle
(saline) once daily for 8 days. Behavioral testing was performed
1, 4, 7, and 24 h post dose on days 1, 3, 5, and 8. To minimize the
potential effect PK sampling could have on PD measurements,
blood samples for PK were withdrawn on alternate days to the
PD measurements; thus, these same rats were sampled for blood
at 2 and 6 h after administration days 2 and 4.
Innovative population PK design for behavioral PD endpoints
Main Study
The main study consisted of nine groups of animals, as
follows: one group of naïve rats served as a baseline control for
behavior (n=6). Another two groups of SNL rats served as
vehicle controls (n=6/group) while six further SNL groups were
treated with drug. Three of these drug-treated groups (n=6/
group) were included in the behavioral testing, and the three
remaining groups (n=3/group) served as satellite rats to control
for PK sampling; blood samples withdrawn but they were not
subjected to any behavioral testing. The results from the initial
efficacy study and the pilot study were used to decide dosing
levels for the main study.
To be able to investigate potential tolerance development, full coverage of receptor occupancy is needed throughout the dosing period in at least one dose group. Therefore,
the compound was administered twice daily. AZD6088 or
vehicle was administered orally (8:00 AM and 4:00 PM) for
8 days and tested on days 1, 3, 5, and 8 for heat hyperalgesia
1, 2, 4, 6, 7, and 24 h after the first administration (Fig. 2). As
established in the pilot study, rats were sampled for blood on
alternate days to PD testing, that is at 2, 4, 6, and 7 h after
administration on days 2 and 4. All behavioral testing and
blood sampling was performed by experimenters blind to the
drug treatment the animals received.
Collection of Plasma and Brain Tissue, and Determination
of Drug Levels
Blood was collected by jugular vein puncture (under brief
anesthesia) at the appropriate time points. Whole blood was
transferred to heparinized tubes and centrifuged at 3,000×g for
5 min. Plasma supernatant was then collected and frozen at −80°
C. The determination of the total plasma concentration was
performed by protein precipitation, followed by reversed-phase
liquid chromatography and electrospray mass spectrometry.
Data Analysis
Data was analyzed using non-linear mixed effects modeling
in NONMEM VII (Icon Development Solutions). PK samples
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below lower limit of quantification (0.0005 μmol/L) were not
included in the analysis. Model performance was assessed by
evaluation of diagnostic plots, the objection function value, and
the precision of the parameter estimates. To discriminate
between nested models, the difference in the objective function
value (OFV) was used. The OFV is approximately proportional
to −2 log likelihood. The criterion for inclusion of a parameter
was a decrease in the objective function value of 6.63 (p<0.01)
(22). Graphical evaluation was performed using the program
Xpose version 4.3.3 (23).
Firstly, the pharmacokinetic model was developed.
Thereafter, the PKPD model was developed where all PK
and PD parameters were estimated simultaneously. Emax
models with and without time delay was assessed, as well as
models including tolerance development. Adding a sigmoidicity factor to the effect model as well as proportional or
additive error models were also tested. Exponential models
were used to describe inter-individual variability.
RESULTS
As expected, induction of the rat SNL model by tight
ligation of spinal nerve L5 and L6 resulted in stable heat
hyperalgesia. In the initial efficacy study, we established that
AZD6088 was effective in reducing heat hyperalgesia in SNL
rats with an EC50 of 46.6 nM (95% confidence interval of −14 to
107 nM). In the pilot study, we observed an analgesic effect of
AZD6088 that was overall similar as that seen in the initial
efficacy study. There was no significant change in the behavioral
responses of the vehicle treated animals tested on days 3, 5, and
8 compared to the response on day 1, despite the blood samples
taken on days 2 and 4. Likewise, the PD response to AZD6088
was consistent in magnitude and time course between day 1 and
the subsequent days of testing.
The pilot study therefore established that the behavioral
testing and blood sampling regime, with samples being taken
on alternate days to the PD testing, was practicable and
allowed blood samples to be taken from the same animals
during an 8 day study without compromising the PD results.
We therefore proceeded with the main study, designed to
address three questions within a single study, namely (1) to
Fig. 2. PKPD study design. Repeated, twice-daily oral administration of AZD6088. Rats were tested 1, 2, 4, 6, 7, and 24 h after drug
administration on days 1, 3, 5, and 8. The same rats were sampled for plasma at 2, 4, 6, and 7 h after administration on days 2 and 4. Satellite
animals were sampled at 1, 2, 4, 6, 7, and 24 h after drug administration on day 1
Viberg et al.
660
Fig. 3. Observed withdrawal latency vs. time after last dose conditioned on dose group
Fig. 4. Goodness-of-fit plots for final model. Upper-left observed concentration vs. population prediction. Upper-mid observed
concentration vs. individual prediction. Lower-left observed withdrawal latency vs. population prediction. Lower-mid observed withdrawal
latency vs. individual prediction. Upper-right is conditional weighted residuals for PK vs. time after dose. Lower-right conditional weighted
residuals for PD vs. time after dose
Innovative population PK design for behavioral PD endpoints
661
Fig. 5. Observed withdrawal latency vs. individual predicted withdrawal latency by day
derive the effective concentration or EC50 with high precision; (2) to investigate if there was a time delay between
AZD6088 exposure and effect, and (3) to determine whether
there was any development of tolerance (i.e., did the effect
decrease if the receptor was fully occupied in a sustained
manner as is seen for example with opiates).
As shown in Fig. 3, in the main study, over 900 data points
were generated from a single experiment performed over 8 days.
Five PK samples were below the lower limit of quantification. As
observed in the previous studies, AZD6088 produced a time- and
dose-related reversal of heat hyperalgesia in the rat SNL model.
With respect to building a PK model for AZD6088, the
concentration of AZD6088 over time was adequately described
using a one-compartment model with inter-individual variability
in clearance and volume of distribution. The highest dose group
deviated in the plots. This might be due to higher biovailability or
saturation of elimination at the highest dose and after estimating
different clearance values for this group OFV decreased 32 units
and goodness-of-fit plots improved. Lack of plasma concentration
data in the absorption phase made it impossible to estimate rate
of absorption and ka was therefore fixed to 5 time clearance.
Changing the ka to different values did not have an effect on OFV
or other PK parameter estimates. The PK of satellite animals was
tested separately as a covariate and it was concluded that the PK
did not differ between satellite animals and animals with PD
measurement. Goodness-of-fit plots for PK are shown in Fig. 4.
The pharmacodynamic response was adequately described
using a direct effect with an Emax model. Goodness-of-fit plots
for PD are shown in Fig. 4. Adding a time delay between plasma
concentration and effect or adding a sigmoidicity factor did not
improve the model fit. Adding tolerance in the model (changing
EC50 or Emax over time) did not improve the model fit and
goodness-of-fit plots conditioned on day were similar (Fig. 5).
Further, no trends in the conditional weighted residuals could be
seen. Parameter estimates with 95% confidence intervals based
on bootstrap are shown in Table I. The estimated EC50 of
AZD6088 in the SNL model is 43.3 nM with a 95% confidence
interval of 10 to 100nM, an improvement in comparison to the
original estimation prior to this study of 46.6nM with a 95%
confidence interval of -14 to 107nM. Effect (withdrawal latency)
versus concentration including prediction line is shown in Fig. 6.
Thus, we achieved our three objectives of describing the effective
concentration of EC50 with high precision, establishing the
duration of effect and testing whether AZD6088 at a high
sustained exposure induced tolerance to the analgesic effect (the
highest dose level maintained >EC80 throughout the 8-day
experiment).
We evaluated the difference in the number of animals
required and the time spent by experimenters comparing our new
study design and the traditional working model for a promising
compound which involves three to four separate studies and
separate groups of animals for PD testing and PK sampling. We
found that overall the new design took 55% less time and used
58% fewer animals to deliver a similar data set (Table II).
DISCUSSION
In the present study, we found that behavioral analgesia
testing and blood sampling can be performed on the same
animals without compromising either the PD or PK results if
Table I. PK and PD Parameter Estimates
Parameter
Estimate
95% Confidence interval
Oral clearance (L/h/kg)
Oral clearance high dose(L/h/kg)
Oral volume (L/kg)
Proportional error
Baseline latency (s)
EC50 (μmol/L)
Emax (s)
Additive error (s)
10.87
3.92
35.3
0.325
5.947
0.0433
10.09
1.027
(9.06–13.11)
(2.86–6.02)
(28.5–43.8)
(0.270–0.375)
(5.87–6.01)
(0.01–0.10)
(9.44–11.4)
(0.93–1.12)
Viberg et al.
662
Fig. 6. Withdrawal latency vs. plasma concentration relationship. Observed withdrawal
latency vs. predicted plasma concentration (circles) and modeled predicted withdrawal
latency vs. plasma concentration (solid line)
blood samples were taken on alternate days to the PD testing.
We used this testing and sampling regime to develop a novel
experimental design that allowed us to determine the effective
concentration with high precision, to establish the duration of
effect and to test whether high sustained exposure induced
tolerance to the PD effect in a single combined experiment.
Here, we have described how we performed a pilot study before
the main study in order to ensure that the sampling regime was
suitable for our needs. However, once this was established for
the specific animal model and behavioral endpoint in question,
we found that this design could easily be adapted to the study of
other compounds with no need for a pilot study (unpublished
observations). The only prior knowledge required is a simple
PK description and a preliminary efficacy estimate derived from
a single PD study or in vitro receptor occupancy results, as are
commonly employed in drug discovery cascades.
Traditionally, a minimum of three to four animal PD studies
are performed to progress a promising compound from the
discovery phase through into development. Typically, in these
studies different animals are used to collect PK and PD data, as a
Table II. Potential Benefits of Proposed Design
Study type
Previous working model
Dose-finding (efficacy)
Effect-duration (time course)
Tolerance development
Additional studyc
Total
New working model
Dose-finding (efficacy)
Proposed new design
Total
Savings
a
b
c
Typical # of animalsa
Estimated time (h)b
98 (2 studies)
38
27
24
187
67
37
89
94
287
49
30
79
108 (58%)
34
94
128
159 (55%)
includes animals for PK (n=3/group) and PD testing (n=6–8/group)
includes time for preparation, actual experiment, analysis, report
if necessary
Innovative population PK design for behavioral PD endpoints
result linking the systemic exposure of the compound to the
magnitude and time profile of its PD response becomes limited
and somewhat inaccurate as group means rather than individual
values are used. Additionally, this type of data collection requires
lots of resources and a large number of animals. In contrast, our
new proposed design where PK and PD data are collected from
the same animal but on alternate days, delivers good quality data,
PKPD relationships and ultimately predictions to man. Moreover, if frontloaded earlier within a discovery phase, one can
simultaneously evaluate the additional critical factors of effectduration and tolerance development and therefore potentially
save time and more importantly animal lives, as well as improve
the quality of compounds being progressed into later stages.
It seems reasonable to assume that laboratory rats kept in
uniform conditions have less inter-individual variability in
pharmacokinetics compared with humans. However, as seen in
the present study, clearance values do differ between animals, to
a greater extent than the day-to-day variability in each
individual rat. When using a separate group of animals for
pharmacokinetic assessment, the variability due to exposure is
unknown. By including this factor, the different sources of
variability can be quantified and the exposure-response relationship better understood in addition to an improved precision
in the parameter estimates. Nonetheless, to avoid disruption of
the behavioral PD endpoint, we found that blood sampling was
best performed on different days than the PD measures, thus the
intra-individual day-to-day variability cannot be avoided. Thus,
this approach may be less suitable for compounds showing very
marked day-to-day variability in for example bioavailability.
The proposed new study design described here is an
example of how combining population PK and PKPD analysis
can improve the knowledge of the pharmacodynamics of a
compound. In this example, three different studies addressing
three different questions (effective concentration, duration of
action and tolerance) were combined into one design. This
reduced the animal number and time required for experimental
work, but importantly still delivered good quality data. The
PKPD of AZD6088 was described by a one-compartment PK
model with an Emax function describing the PD effect. The
estimate of primary interest in this study was EC50 since that
value will be used for the dose to man predictions. The precision
(e.g., confidence interval) of EC50 increased with this study
compared to the prior knowledge of the compound. In addition,
we were able to establish in the same experiment another
important feature of the compound, namely the lack of
tolerance or sensitization to the effect despite sustained
occupancy of the receptor at levels approaching maximal.
ACKNOWLEDGMENTS
We are grateful to Denis Projean and Louis Matthyssen
for their excellent contribution and technical assistance.
Conflict of Interest The authors state that there are no conflicts of
interest in respect to the work reported in this paper.
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