WO2012112527A1 - Omega 3 formulations comprising epa, dha and dpa for treatment of risk factors for cardiovascular disease - Google Patents

Abstract

A formulation for treating omega-3 fatty acid deficiency is disclosed containing about 90% or more omega 3 fatty acids by weight comprised of a combination of Eicosapentaenoic acid (EPA), Docosapentaenoic acid (DPA) and Docosahexaenoic acid (DHA) in a weight ratio of EPA: DHA of from 5.7 to 6.3, wherein the sum of the EPA, DHA and DPA comprise about 82% by weight of the total formulation and about 92% of the total omega 3 fatty acid content of the composition. EPA + DHA are about 80%» of the total formulation and about 89% of the total omega 3 fatty acid content of the composition. The formulation may further contain specific amounts of arachidonic acid (AA) and of omega-3 fatty acids having 18 carbon atoms, including one or more of stearidonic acid (SDA) and alpha-linolenic acid (ALA).

Description

OMEGA 3 FORMULATIONS COMPRISING EPA, DHA AND DPA FOR TREATMENT OF RISK FACTORS FOR CARDIOVASCULAR DISEASE

REFERENCE TO RELATED APPLICATIONS

[0001] This application claims benefit of the priority date of U.S. Provisional

Application 61/457,271 , filed on February 16, 201 1, the contents of which is incorporated herein in its entirety.

FIELD OF THE INVENTION

[0002] This invention relates to compositions designed to mediate omega-3 deficiencies in individuals in need thereof; particularly to compositions containing specific ratios of highly purified long chain fatty acid compositions which are effective in elevating omega-3 levels to a point at which the risk factors for cardiovascular disease are mitigated, and most particularly to a composition having an EPA:DHA ratio and level of purity which enable them to be effective in providing a sustained vasodilatory effect, defined as a vasodilatory effect lasting at least 6 hours. The composition is useful in the treatment of cardiovascular disease (CVD) and in the protection of patients suffering from CVD from sudden death.

BACKGROUND OF THE INVENTION

[0003] In accordance with the findings of the U.S. 2005 Dietary Guidelines

Advisory Committee, 70% of Americans are omega-3 fatty acid deficient. Further studies indicate that over 84% of CVD patients are deficient in omega-3 fatty acids, specifically Eicosapentaenoic acid (EPA), Docosahexaenoic acid (DHA) and Docosapentaenoic acid (DPA).

[0004] Cardiovascular disease (CVD) represents the primary cause of mortality for men and women in developed countries globally. These premature deaths come at great cost to both the individuals and their families, as well as representing a huge burden to the health care system of the country. The risk factors for cardiovascular disease are well- recognized and include: higher than average serum cholesterol, elevated levels of LDL; a low level of HDL in proportion to the LDL level; higher than average serum triglycerides; and higher levels of lipid oxidation products and inflammatory processes creating plaques and streaks which cause blockages of coronary arteries. An additional risk factor for cardiovascular disease and stroke is high blood pressure. Reduction in these risk factors is effective to reduce the prevalence of CVD and its many costs.

[0005] Although in some cases, genetic predisposition contributes to

CVD incidence, poor diet and sedentary lifestyle are major factors that contribute to increased risk for the development, and progression of CVD. Because of this, clinical management of CVD often includes an attempt to modify a patient's lifestyle to increase exercise, and incorporate a balanced diet, rich in omega-3 fatty acids. Due to non-compliance, and often an inability of a patient to adhere to lifestyle modifications, optimal patient care is not achieved through these efforts alone, and other therapeutic interventions or strategies must be considered.

[0006] Treatment options may include lipid-regulating medications, such as statins, or fibrates that act to lower low density lipoprotein (LDL) cholesterol and/or triglycerides (TG), metabolic components that are thought to contribute to atherosclerotic plaque buildup, and increase the risk for heart attack or stroke. However, many of these treatment options come with unwanted side effects that could add additional health risks, or cause physical discomfort.

[0007] Omega-3 fatty acids are natural polyunsaturated fats found in sea foods like fish and which are presently also available as dietary supplements. They contain more than one double bond in the aliphatic chain. They are named according to the number (>1), position and configuration of double bounds. The three major types of omega-3 fatty acids are alpha-linolenic acid (ALA), eicosapentaenoic acid (EPA), and docosahexaenoic acid ,(DHA). These omega-3 polyunsaturated fatty acids have been shown to protect against several types of cardiovascular diseases such as myocardial infarction, arrhythmia, atherosclerosis, and hypertension (Abeywardena and Head, 2001 ; Kris-Etherton et al., 2003). It is widely accepted that (EPA) (C20:5n-3) and (DHA) (C22:6n-3) are the major biological active polyunsaturated fatty acids contributing to the prevention of a variety of cardiovascular disorders by improving endothelium-dependent vasodilatation and preventing activation of platelets. Fish oil, EPA and DHA have been shown to induce relaxation and inhibit contraction by mechanisms which are endothelium-dependent (Shimokawa et al., 1987; Yanagisawa and Lefer, 1987). High contents of omega-3 polyunsaturated fatty acids, especially EPA, inhibited platelet aggregation and increased bleeding time, presumably due to a reduced generation of thromboxane A₂. Previous studies have also shown that dietary supplementation with cod-liver oil purified omega-3 fatty acids potentiated endothelium-dependent relaxations in isolated porcine coronary arteries (Shimokawa et al., 1988).

PRIOR ART

[0008] U.S. Patents 8,071 ,646, and 7,652,068, along with U.S. Published

Application 2011/0303573, all to Feuerstein, disclose omega-3 fatty acid formulations which must contain more than 84% EPA and DHA by weight for the simultaneous treatment of cardiovascular disease, depression and inflammatory disorders. Neither the patents nor the published application disclose a pharmaceutical formulation as set forth in the instantly disclosed invention.

[0009] U.S. Patent 7,619,002 to Shibuya is directed toward a combination of EPA and DHA for prevention of major cardiovascular events.

[0010] U.S. Patent 5,562,913 to Horobin shows combinations of fatty acids for the treatment of smokers.

[0011] Albert et al., "Blood Levels of Long Chain n-3 Fatty Acids And The Risk

Of Sudden Death", N. Engl J Med, Vol. 346, No. 15, April 1 1, 2002, pp. 1 113-1 118, show that n-3 fatty acids found in fish are strongly associated with a reduced risk of sudden death.

SUMMARY OF THE INVENTION

[0012] The prior art fails to disclose a pharmaceutical formulation as set forth in the instantly disclosed invention, containing about 90% or greater omega 3 fatty acids by weight having a combination of Eicosapentaenoic acid (EPA) and Docosahexaenoic acid (DHA) in a weight ratio of EPA: DHA of from 5.7 to 6.3, wherein the sum of the EPA, DHA and DPA is about 82% by weight of the total formulation and about 92% of the total omega 3 fatty acid content of the composition. EPA + DHA are about 80% of the total formulation and about 89% of the total omega 3 fatty acid content of the composition.

[0013] It is noteworthy that tailoring the ratios, content and purity of omega fatty acid formulations provides the skilled artisan with a significant set of specific parameters, whereby formulations having a desired utility or pharmacological action may be derived.

[0014] The present inventors have discovered that the ability of omega-3 fatty acid preparations to cause endothelium-dependent relaxations depends on their relative content of EPA and DHA, as well as the purity of the overall formulation and the presence of additional key omega-3 fatty acids, particularly DPA. [0015] Indeed, formulations in accordance with the present invention having an

EPA:DHA ratio of about 6: 1 induced significantly greater relaxations than an EPA:DHA 1 :1 preparation despite their similar content of omega-3 fatty acids. These findings also suggest that EPA is likely to be a more potent endothelium-dependent vasorelaxant agonist than DHA. The fact that the two major omega-3 fatty acids do not have similar biological activity to cause endothelium-dependent relaxation is important since the leading commercial omega-3 preparations (Lovaza^®) has a ratio of EPA:DHA 1.2: 1. Thus, the optimization of the ratio of EPA:DHA in omega-3 preparations may provide new products with an enhanced vascular protective potential.

[0016] The present invention provides a novel composition, which may be incorporated into an orally administered formulation for the reduction of risk factors associated with CVD, and a novel treatment method. A composition of the formulation of the invention may be used orally to treat and/or prevent risk factors of CVD and stroke, including reduction of high blood pressure and improving overall lipid profiles, e.g. low density lipoprotein (LDL), high density lipoprotein (HDL) and triglycerides. While not wishing to be bound by theory, the inventors believe that the compositions work by acting at different sites and aspects of cardiovascular disease. The compositions of the present invention are preferably presented for administration to humans and animals in unit dosage forms, such as tablets, capsules, pills, powders, granules, and oral solutions or suspensions and the like, containing suitable quantities of an active ingredient.

[0017] The present invention also provides methods of treatment, for example administering a patient having an omega-3 fatty acid deficiency, that may be evidencing one or more risk factors for CVD, a therapeutically effective amount of a formulation in accordance with the invention to achieve a therapeutic level of omega-3; whereby mitigation of said one or more risk factors for CVD is achieved. In embodiments, the invention is also a method for providing a sustained vasodilatory effect in a patient by administering a therapeutically effective amount of a formulation in accordance with the invention, whereby an indomethacin-independent sustained vasodilatory effect is achieved.

[0018] By providing a method of treatment for mediating omega-3 deficiencies, use of the instant invention to improve the health of the heart and to reduce risk factors associated with cardiovascular disease by delivering to an individual the composition of the invention is realized. Delivery of the composition of the invention, e.g., by oral administration, has been shown to be useful for preventing oxidation of low density lipoprotein (LDL), increasing high density lipoprotein (HDL), and for reducing total cholesterol. Delivery of the composition of the invention is also useful for reducing triglycerides and reducing homocysteine. Desirably, the compositions of the invention are formulated such that an effective amount is delivered by multiple tablets (or other suitable formulation) a day. Suitably, these doses may be taken with meals, mixed into food, or taken on an empty stomach. Generally improvement is observed after two to eight weeks of daily use. Optionally, the compositions of the invention may be delivered daily in a suitable form (e.g., a chew or bar). Other suitable dosage regimens may be readily developed by one of skill in the art. Such dosage regimens are not a limitation of the invention. The compositions of the present invention, in addition to their use in treating CVD in humans, may also be useful in treating non-human animals, particularly mammals. For example, these dietary supplements may be useful for companion animals such as dogs and cats, for cattle, horses, and pigs, among other animals.

[0019] Accordingly, it is a primary objective of the instant invention to provide a composition which is effective for correcting omega-3 deficiencies in patients in need thereof, thereby reducing the risk factors for cardiovascular disease.

[0020] It is a further objective of the instant invention to provide a method to mediate omega-3 deficiency in patients having a need therefore.

[0021] It is yet an additional objective of the instant invention to provide novel omega-3 containing formulations capable of providing a sustained vasodilatory effect.

[0022] These and other advantages of this invention will become apparent from the following description taken in conjunction with any accompanying drawings wherein are set forth, by way of illustration and example, certain embodiments of this invention. Any drawings contained herein constitute a part of this specification and include exemplary embodiments of the present invention and illustrate various objects and features thereof. All examples are illustrative and non-limiting in view of the disclosure.

BRIEF DESCRIPTION OF THE FIGURES

[0023] Figure 1 illustrates the study design for the VASCAZEN™ open label study;

[0024] Figure 2 is a plot of improved whole blood EPA + DHA + DPA levels baseline to week 6;

[0025] Figure 3 illustrates the normal distribution curves for Groups A-C during the Open Label Study; [0026] Figure 4 illustrates the effect of differing EPA:DHA ratios on the relaxation of coronary artery rings with and without the presence of the endothelium;

[0027] Figure 5 discloses the relaxation effect of an EPA:DHA 6: 1 control versus the effect of eNOS and EDHF inhibitors;

[0028] Figure 6 discloses how the presence of Src kinase and PI3 -kinase impacts the relaxation effect of an EPA:DHA 6:1 product:

[0029] Figure 7 illustrates the shift in relaxation effect of an EPA:DHA 6:1 product by membrane permeant analogues;

[0030] Figure 8A illustrates the effect EPA:DHA 6: 1 has on both Akt and eNOS phosphorylation;

[0031] Figure 8B illustrates Western Blot Data Showing Sustained eNOS

Activation of Vascazen at 6 hours at a Concentration of 0.4 % and 40 μg of Protein;

[0032] Figure 9 demonstrates the relation of purity to the sum of EPA + DHA relative to total Omega-3 ratios on the relaxation of coronary artery rings in the presence or absence of endothelium;

[0033] Figure 10 illustrates that the relaxation effect of the subject EPA:DHA 6:1 formulation is insensitive to the presence of indomethacin;

[0034] Figure 11 A and Figure 1 IB illustrate the indomethacin sensitivity of the relaxation effect of the subject EPA:DHA 6:1 formulation relative to several over the counter Omega-3 products;

[0035] Figure 12 illustrates the indomethacin sensitivity of the relaxation effect of the EPA:DHA 6:1 formulation relative to a formulation of like ratio containing certain additives;

[0036] Figure 13 illustrates the comparative vasorelaxing effect of EPA:DHA 6:1 according to the present invention as compared to EPA:DHA 1 :1, EPA alone and DHA alone;

[0037] Figure 14 illustrates the mechanism by which EPA:DHA 6:1 stimulates the endothelial formation of NO via the redox-sensitive activation of the Phosphoinositide 3- Kinase (PI3-Kinase)/ Protein Kinase (Akt) pathway.

DETAILED DESCRIPTION OF THE INVENTION

[0038] The present invention provides a long chain fatty acid composition that includes a formulation containing a minimum of about 90% omega 3 fatty acids by weight having a combination of Eicosapentaenoic acid (EPA) and Docosahexaenoic acid (DHA) in a weight ratio of EPA: DHA of from 5.7 to 6.3, wherein the sum of the EPA, DHA and DPA is about 82% by weight of the total formulation and about 92% of the total omega 3 fatty acid content of the composition. EPA + DHA are about 80% of the total formulation and about 89% of the total omega 3 fatty acid content of the composition. The fatty acids of the present invention are understood to include biologically active glyceride forms, e.g. triglycerides, biologically active ester forms, e.g. ethyl ester forms, and biologically active phospholipid forms, their derivatives, conjugates, precursors, and pharmaceutically acceptable salts and mixtures thereof.

[0039] The pharmaceutical formulation of the instant invention is contemplated as being administered in amounts providing a daily dosage of 1 to 4 gm of said formulation. The pharmaceutical formulation at such dosage level being effective for the treatment or prophylaxis of risk factors of cardiovascular disease and the protection against sudden death in patients with CVD.

[0040] Pharmaceutical formulations of the instant invention may be provided wherein a unit form is a gel or liquid capsule.

[0041] An exemplary unit dosage form includes from about 645 to about 715 mg/gm EPA, for example about 680 mg/gm EPA and from about 105 to 1 15 mg/gm, for example about 110 mg/gm DHA. The unit dosage can include from about 22 to about 28 mg/gm DPA for example about 25 mg/gm DPA. Unit doses may additionally include a stabilizer, e.g. tocopherol in amounts up to about 0.5 %, for example about 0.15% to about 0.25% or about 0.2% by weight. The effective unit dosage is generally 3 gm to 4 gm of the pharmaceutical formulation which are provided daily to CVD patients in one or more unit doses, for example about 3 - 4 one gram capsules per day. As set forth below, one or more optional ingredients can be included in the formulations. Such ingredients may be separately added or may be components of the source from which the omega 3 fatty acids in the formulation are derived.

[0042] In some embodiments, the formulation may further contain about 30 mg/gm of arachidonic acid (AA). In some embodiments, the formulation may further contain up to about 5%, for example about 3% or about 30 mg/gm of arachidonic acid (AA). It has been discovered that aspirin-acetylated COX-2 is also able to convert Omega-6 AA through lipoxygenases (LOX) to lipoxins (LXs), which are potent anti-inflammatory mediators (Nature Chemical Biology, Vol. 6, June 2010, Pp 401-402). [0043] Some embodiments of the formulation contains >2%, for example >3%, of

18 carbon Omega-3 fatty acids, either individually or in total. Exemplary 18 carbon atom omega-3 fatty acids include alpha-linolenic acid (ALA) and Stearidonic acid (SDA), either alone or in combination. Studies have shown that the presence of 18 carbon Omega-3 s, such as ALA elicit anti-inflammatory effects (Zhao et al, Am.J Clin Nutr 2007; 85:385- 91).

[0044] The composition can contain additional fatty acids in lesser amounts, usually less than about 1% of each that is present. Exemplary embodiments contain about 0.3- 0.7%, or about 5% of any of the additional fatty acids, These additional fatty acids can include, for example, omega -6 fatty acids such as Dihomo-gamma-linolenic acid (DGLA; 20:3n6), Docosapentaenoic acid (Osbond acid; 22:5n6); omega-9 fatty acids such as Oleic acid (18:ln9) and others such as 7,10,13,15-hexadecatetraenoic acid and (16:4nl), 9,12,15,17-octadecatetraenoic acid (18:4nl). Other fatty acids may be present in higher quantities. For example, Eicosatetraenoic acid (ETA; 20:4n3) may be present in amounts up to about 2%, for example about 1.5%, and Heneicosapentaenoic acid (HPA; 21 :5n3) may be present in amounts up to about 3%, for example at about 2.3%. These additional fatty acids may be added separately or may be present in formulations obtained from particular sources using particular methods. Other additional components and fatty acids may also be present in small amounts, for example 0-0.25% of the formulation.

[0045] The composition is formulated with a DHA content to provide about 400 mg per daily dose.

[0046] Daily administration of the formulation can reduce the level of triglycerides

(TG) and increases high density phospholipids (HDL) levels in CVD patients.

[0047] A highly potent omega-3 formulation in accordance with the present invention is marketed by Pivotal Therapeutics, Inc., under the trade name

VASCAZEN™, to alleviate the cardiovascular risks associated with omega-3 deficiency. VASCAZEN™, has been formulated for the dietary management of omega-3 deficiency in patients with CVD, providing EPA and DHA to levels not attainable through normal dietary modifications. More specifically, the VASCAZEN™ product exemplifies the present invention in being composed of about 90% or more omega-3 fatty acids at a ratio of eicosapentaenoic acid (EPA) to docosahexaenoic acid (DHA) within the range of 5.7: 1 - 6.3 : 1 , respectively. The formulation contains about 680mg/g of EPA, about l l Omg/g of DHA, and about 25 mg/g of DPA per capsule. Each capsule has a total weight of about 1000 mg. It is generally contemplated that a daily regimen of VASCAZEN ^rM includes 4 tablets per day given either in one dose or in separate doses throughout the day. With respect to a 1000 mg fill, the formulation contains at least about 90% or more omega-3 fatty acids, wherein about 80% is the sum of EPA+DHA, and about 82% the sum of EPA + DPA + DHA. Embodiments can also contain about 30mg/g of

arachidonic acid, an omega-6 fatty acid, and/or >3% of 18 carbon Omega-3 fatty acids.

[0048] According to a US study, and the Dietary Guidelines Committee, 70%» of Americans are omega-3 deficient due to lack of consumption of this essential nutrient in the typical "western diet", which includes an overabundance of proinflammatory omega-6 fatty acid intake, by comparison. In patients with CVD, this dietary trend can be particularly dangerous. Coupled with other cardiometabolic risk factors, omega-3 deficiency further exacerbates the chronic progression of this disease. A growing body of evidence has demonstrated the cardiovascular health risks associated with chronic omega-3 deficiency. A dietary deficiency of EPA acid and DHA in particular, allows for downward pro-inflammatory pressures created by the metabolism of arachidonic acid (AA) that is typically very high in the diets of most Americans. Overall, omega-3 fatty acid deficiency contributes to a pro-inflammatory state, the consequences of which include negative effects on cardiovascular health, including increased risk for development of dyslipidemia (high cholesterol, high triglycerides), atherosclerotic plaque buildup, hypertension, and cardiac arrhythmia.

[0049] Chronic omega-3 deficiency can subsequently lead to increased risk for suffering a fatal heart attack. Maintenance of blood levels of EPA, DHA and DPA above 6.1%» of total blood fatty acids, compared to levels between 2.1 %» - 4.3%> is associated with an 80.0%» lower risk of sudden cardiac death. To counterbalance the cardiovascular risks associated with an overabundance of AA, and the proinflammatory influences upon this metabolic pathway, one would need to increase EPA and DHA consumption to levels that can not be attained through dietary changes alone . Filling the " omega-3 nutritional void" thus re quires additional supplementation with a highly potent EPA and DHA formulation, which provides high levels of EPA, as well as DHA, for full clinical benefit, removing a key risk factor in patients with CVD.

[0050] In an open label study to analyze the safety and efficacy of

VASCAZEN™, whole blood omega-3 fatty acid levels were examined in 143 patients, and the inventive formulation was administered to patients for two or six-week follow-ups, providing about 2800 mg/day EPA and about 480 mg/day DHA. The primary outcome measure was the change in the sum of blood EPA+DHA+DPA. levels (the Omega-Score™ ), expressed as a percentage of total blood fatty acid levels over a two or six-week duration.

[0051] The normalized baseline Omega-Score™ was 3.4% (N=143). In the two-week and six-week treated groups, the inventive formulation increased Omega- Score™ levels by 52.8% (N= 63, p = O.0001 ) and 120.6% (N = 31 , p = O.0001) respectively, compared to baseline levels measured in each group. After six weeks of intervention, maximal, and stable levels were maintained at an average score of 7.5%. The formulation in accordance with the present invention was generally well tolerated, with only minor adverse events reported in a small proportion of study

participants. (See Table4)

METHODOLOGY:

[0052] The 6-week open label study was conducted at a single site in Canada.

Subjects were eligible for the study if they met all inclusion and exclusion criteria set out in the clinical study protocol. All eligible subjects provided informed consent prior study enrollment, and entered Group A (Figure 1.). Sixty three subjects were provided 4 capsules per day of VASCAZEN™ (Group B), an oral dose of 2720mg EPA and 440mg DHA per day. After two weeks of treatment, whole blood omega-3 blood level was assessed, and 31 subjects entered into Group C, for continued treatment. Group C subjects provided whole blood samples at weeks 4 and week 6, for follow-up Omega-Score™ assessment.

[0053] The primary outcome measure was the change in Omega-Score™ values expressed as a percentage of total blood fatty acid levels over a 2-week period for Group B, and 6-week period for Group C. The baseline Omega-Score™ value for Group A was calculated as the mean percentage at week 0, prior to VASCAZEN™ intervention, and Groups B and C Omega-Score™ means were evaluated at the specified time points accordingly. [0054] The study included both men and women >15 years of age, in stable medical condition. Exclusion criteria included the following: A history of ventricular arrhythmia, known bleeding or clotting disorder, liver or kidney disease, autoimmune disorder or suppressed immune systems, seizure disorder or taking anticonvulsant medication; allergies to fish; or subjects with an implantable cardioverter defibrillator. Medical histories, and current medications were also documented.

[0055] Laboratory analysis of total blood fatty acids in whole blood was conducted by a central laboratory, (University Health Network Laboratory, Toronto, Ontario), accredited by the College of American Pathologists' Laboratory

Accreditation Program. Analysis was carried out by derivatizing fatty acids into methyl esters followed by Gas Chromatography-Mass Spectrometry (GC-MS) analysis (Agilent Technologies 6890N series gas chromatograph, 5975C detector,

Mississauga, Ontario). Fatty acids were extracted from 200 of whole blood sample using a mixture of methanol and chloroform. Fatty acids were then methylated with 10% (w/v) BC1₃ in methanol by incubation at 90 °C for 25 min to form fatty acid methyl esters (FAMEs). After cooling the FAMEs were extracted with water hexane mixture and 1 uL of n-hexane extract was injected for GC-MS analysis.

[0056] Sample size was justified accordingly. Assuming a mean baseline level of blood Omega-Score™ levels of at least 3.0% and a standard deviation in change of blood Omega-Score™ levels of 1.8% in the study population, the minimum sample size of 63 study subjects would result in a minimum power of 90.2% to detect an increase in blood Omega-Score™ levels following 2 weeks of study intervention of at least 25.0% relative to baseline, at a significance level of a = 0.05. The minimum sample size of 30 subjects taking VASCAZEN™ for six weeks would result in a minimum power of 94.2% to detect an increase in blood Omega-Score™ levels following 6 weeks of study intervention of at least 40.0% relative to baseline, at a significance level of a = 0.05. The safety population was defined as a patient group that had a minimum of 2 weeks and maximum of 6 weeks VASCAZEN™, at a dose of 4 capsules per day. Primary analyses of treatment efficacy were performed on the subset of enrolled study subjects for whom blood measurements were taken at baseline and after 2 weeks of study treatment. The change in blood Omega- Score™ levels over the 2-week period (expressed as a percentage change from baseline) was computed for each study subject. The distribution of changes in blood Omega-Score™ levels over 2 weeks were tested for normality using the Pearson- D'Agostino test. A paired t-test was conducted in order to test the change in blood Omega-Score™ levels over the 2-week period.

[0057] Secondary analyses of treatment efficacy was performed on the subset of enrolled study subjects for whom blood Omega-Score™ levels were taken at baseline and at time points of 2 weeks, 4 weeks and 6 weeks following baseline. An analysis of variance (ANOVA), utilizing subjects as blocks, was conducted to test the change in blood OmegaScore™ levels between any pair of time points over the 6- week period; multiple comparisons were conducted at a family-wide significance level of a = 0.05 in order to determine which pairs of time points (if any) differ significantly in terms of mean blood EPA + DHA + DPA levels. A linear contrast was carried out in order to test the hypothesis that mean blood EPA + DHA + DPA levels increase linearly within this subset of study subjects over the 6-week period. RESULTS:

[0058] Baseline characteristics of each study group are outlined in Table 1 .

Across all groups, age demographics were comparable, with the majority of study participants being middle-aged. Within group A, the mean age of the total group (N=143), consisting of mostly males (74.1 %), was 50.9 years, and similar age distributions were observed between men (52.1), and women (46.9). Group B (N=63, 74.2% men), the two-week treatment group, had a mean age of 53.7, with comparable mean ages between men (55.8) and women (47.9). Finally, study subjects within group C (N=31 , 87% men) had a mean age of 55.0 years (men, 54.0; women, 61.5). Baseline OmegaScore™ values were measured and all three groups, including men and women were found to have comparable, omega-3 deficient (defined as less than 6.1 % Omega-Score)(N Engl J Med, Vol. 346, No. 15, April 1 1 , 2002, pp. 1 1 13- 1 1 18), scores between 3.3% and 3.8%. Table 1- Baseline Characteristics*:

Group A

Characteristic Men ( =106) Women (N=37) Total (N=143)

Age, mean (SD) (years) 52.1±13.6 46.9±15.0 50.9±14.6

*Omega-Score™(%)

Mean 3.4±1.4 3.5±1.2 3.4±1.3

95%CI 3.2 to 3.7 (±1.1 to 1.6) 3.2 to 3.7 (±1.0 to 1.4) 3.2 to 3.6 (±1.1 to : 1.6)

Group B

Characteristic Men (N=47) Women (N=16) Total (N=63)

Age, mean (SD) (years) 55.8±10.9 47.9±16.7 53.7±13.1

*Omega-Score™(%)

Mean 3.8±1.4 3.3±1.3 3.6±1.3

95%CI 3.4 to 4.1 (±1.0 to 1.8) 2.9 to 3.7 (±0.9 to 1.7) 3.2 to 3.9 (±1.0 to 1.7)

Group C

Characteristic Men (N=27) Women (N=4) Total (N=31)

Age, mean (SD) (years) 54.0±8.7 61.5±1 1.0 55.0±9.2

*Omega-Score™(%)

Mean 3.7±1.2 N/A 3.4±1.2

95%CI 3.3 to 4.0 (±0.8 to 1.5) N/A 3.1 to 3.7 (±0.8 to 1.5)

Omega-Score calculated as the mean +/- SD (where N = number of subjects) from a normal distribution of raw data. Group C (women) did not have sufficient numbers to fit a normal distribution curve. The mean baseline score of the raw data for this group was 2.98%.

[0059] Results of the primary outcome measure are illustrated in Figure 2 and

Table 2, and calculated/fit to a normal distribution in Figure 3, Table 3. Baseline levels of whole blood omega-3 blood levels revealed an omega-3 deficiency (group A) in a large study group (N=143). Within this group, subjects had a mean score of 4.4%, or 3.4%

(normal distribution curve fit), representing 84.5% of individuals with scores below a 6.1% score cutoff, cardiovascular disease risk quartile. Study participants that received

VASCAZEN™ intervention for 2 weeks (group B) had a significant (PO.0001)

improvement in their scores (Figure 2, Table 2), with mean values improving from 3.6% to 5.5% (Figure 3, Table 3), a 52.8% score increase. Over two weeks of intervention, study participants considered "at risk" were reduced from 80.6% to 46.8% (Table 3). Over the course of 6 weeks VASCAZEN™ intervention, group C subjects had significant mean score improvements (P<0.0001 )(Figure 2, Table 2), with mean values improving from 3.4% to 7.5% between baseline and week 6 (Figure 3, Table 3), and representing a 120.6% increase in whole blood levels of EPA+DHA+DPA

Omega-Score™ values. After 6 weeks of VASCAZEN™ intervention, 13.2% of

participants remained at higher risk (<6.1% Omega-Score™), Table 3. TABLE 2

Omega-Score™ Mean ± SD (%)

Group A (% change from baseline)

(N=143)

Baseline 4.4±1.7

Group B

(N=63)

Baseline 4.7±1.9

Week 2 6.7±1.9 (52.8%)

Group C

(N=31)

Baseline 4.3±1.5

Week 2 6.4±2.1 (48.8%)

Week 4 8.6±2.4 (100.0%)

Week 6 8.2±2.0 (90.7%)

Table 2. Primary Outcome Measure: Change in the sum of blood EPA+DHA+DPA levels expressed as a percentage of total blood fatty acid levels over a two or six-week intervention

TABLE 3

Omega-Score™ (%) % of Patients At Risk (<6.1% Omega-

Group A Mean±SD (% change 95%CI Score™)

(N=143) from baseline

Baseline 3.4±1.3 3.1 to 3.7 84.5%

(±0.9 to 1.4)

Group B

(N=63)

Baseline 3.6±1.3 3.2 to 3.9 80.6%

(±1.0 to 1.7)

Week 2 5.5±1.6 5.1 to 6.0 46.8%

(52.8%) (±1.2 to 2.1) (-33.8%)

Group C

(N=31)

Baseline 3.4±1.3 3.1 to 3.7 84.5%

(±0.9 to 1.4)

Week 2 5.7±1.9 5.4 to 6.3 43.2%

(67.6%) (±1.4 to 2.3) (-41.3%)

Week 4 7.9±2.4 6.6 to 9.1 15.0%

(132.4%) (±1.2 to 3.7) (-69.5%)

Week 6 7.5±1.2 7.0 to 8.0 13.2%

(120.6%) (±0.7 to 1.7) (-71.3%)

Table 3. Primary Outcome Measure: Change in the sum of blood EPA+DHA+DPA levels expressed as a percentage of total blood fatty acid levels over a two or six-week intervention, and represented as a normal distribution.

[0060] Patients with >6.1 % (ideal) scores had an 80% less chance of death from sudden cardiac arrest, compared to individuals in the 2.1%-4.3% risk quartile (score) range. In this study, the mean baseline value of the study population indicated that 84.5% of study participants, many of which with cardiovascular health issues, on statin, and/or blood pressure medication, had scores less than 6.1 %, leaving themselves at greater risk for adverse events, especially in patients with known dyslipidemia, type 2 diabetes, and/or hypertension. After six weeks of VASCAZEN intervention, 71.3% of group C participants with previous baseline scores less than 6.1 % were able to increase their score to a level above this threshold.

TABLE 4

*Minor bruising appeared after two weeks of treatment and disappeared within 3 days. The subject continued taking VASCAZEN™ for additional four week without any adverse event.

[0061] Group B study participant scores significantly increased (PO.0001) by

52.8% from 3.6% to 5.5%. With prolonged VASCAZEN™ intervention, group C individuals had significant score improvement over the course of 6 weeks (PO.0001, ANOVA), with similar improvements as the group B individuals within two weeks. After 4 weeks, VASCAZEN™ significantly (PO.0001) increased mean scores from 3.4% to 7.9%), representing a 132.4%) improvement, bringing the mean score of the total population to well within the >6.1%> low risk quartile. Indeed, only 15%> of study participants remained below this benchmark level after 4 weeks, a level that is sustained in the study group through 6 weeks of VASCAZEN™ intervention. VASCAZEN™ was generally well tolerated with a low incidence, of minor adverse events that are typical for omega-3 polyunsaturated fatty acid ethyl esters. This study has highlighted the prevalence of chronic omega-3 deficiency in the majority of people (84%>), both men and women.

[0062] The consequences of omega-3 deficiency in patients with CVD are well documented, with numerous studies linking EPA and DHA deficiency. Many studies and current therapeutic approaches have categorized omega-3 as a

therapeutic agent for the treatment of symptoms that accompany CVD. Unfortunately the common thread of thought around omega-3 fatty acid therapy does not lead to optimal results. EPA and DHA should not be considered therapeutic agents, rather, they should be considered essential nutrients, which should ideally be consumed regularly as part of a healthy balanced diet. Omega-3 deficiency in patients with CVD adds unnecessary risks that can be avoided with suitable omega-3 supplementation. The present invention as exemplified by VASCAZEN™

intervention provides essential balanced levels of EPA and DHA that are difficult for many CVD patients to incorporate into their daily diet through food alone. In the typical western diet, the average American consumes 15 times less omega-3 fatty acids from fish than what is required to attain and maintain clinically beneficial levels of EPA and DHA. In order to consume enough of this essential nutrient to provide the daily dose that the present invention can provide, one would have to eat fish every single day, for more than one meal per day. This is unrealistic for most people.

[0063] The present study has demonstrated that maintenance of EPA+DHA+DPA to levels >6.1% can be achieved with the present invention within 4 weeks of intervention, and that over 85% of patients can achieve these levels at a dose of 4 capsules per day, supplying about 2720mg EPA and 440mg DHA. These findings support the use of omega- 3 fatty acid supplements according to the present invention for the maintenance of routinely measured (via Omega-Score™ assessment), clinically beneficial

EPA+DHA+DPA blood levels in patients with CVD.

SUSTAINED VASODILATORY EFFECT:

[0064] In addition to the benefits outlined above with respect to omega-3 supplementation for an omega-3 deficient patient population, formulations according to the invention have been shown to provide a sustainable eNOS vasodilatory effect, defined as a vasodilatory effect persisting for 6 hours or more, which has heretofore not been achievable with either prescription or OTC grade omega-3 supplements.

[0065] To understand this vasodilatory effect in the context of treatment and prevention of cardiovascular disease, it is first necessary to understand the mechanism of vasodilation via the endothelium lining of blood vessels.

[0066] The following list of Abbreviations will be relied upon for the following discussion.

ABBREVIATION LIST

Abbreviation Signification

[Ca²⁺] i Intracellular free calcium concentration

APA Apamin

CaM Calmodulin

CaMK-2 Calmodulin kinase-2

cAMP Cyclic adenosine 3 ': 5' monophosphate

cGMP Cyclic guanosine 3 ': 5' monophosphate

EDHF Endothelium-derived hyperpolarizing factor

eNOS Endothelial NO synthase

ET-1 Endothelin-1

H₂0₂ Hydrogen peroxide

IKCa Calcium-dependent Intermediate conductance

Potassium Channels

Indo Indomethacin

L-NA Ν-ω-nitro-L-arginine

MnTMPyP Mn (III) tetrakis (l-methyl-4-pyridyl) porphyrin

NO Nitric oxide

o₂ ° - Superoxide anion

PEG-Catalase Polyethylene glycol-catalase

PGI₂ Prostacyclin 12

PI3-K Phosphoinositide-3 kinase

PKC Protein kinase C

PP2 4-amino-5-(4-chlorophenyl)-7-(t-butyl) pyrazolo [3,4]

Pyrimidine

ROS Reactive oxygen species (Reactive Oxygen Species) sGC Soluble guanylyl cyclase

SKCa Ca²⁺ -dependent small conductance potassium channels

SOD Conductance Superoxide dismutase

TRAM34 l-[(2-Chlorophenyl) diphenylmethyl]- lH-pyrazole

TX^ Thromboxane A2

U46619 9, l l-dideoxy-9-prostaglandin F2 methanoepoxy

[0067] The endothelium consists of a single endothelial cell layer lining the luminal surface of all blood vessels. Endothelial cells play an important function in the regulation of vascular homeostasis. They regulate the contact of blood with the underlying

thrombogenic arterial wall. They respond to numerous physiological stimuli such as circulating hormones and shear stress by releasing several short-lived potent endothelium- derived vasoactive factors such as nitric oxide (NO) and endothelium- derived

hyperpolarizing factor (EDHF), these two factors playing a major role in the control of vascular tone (Busse et al., 2002; Michel and Feron, 1997). In addition, endothelial cells can also generate prostacyclin (PGI₂), a prostanoid causing relaxation of some blood vessels. ENDOTHELIUM-DERIVED NITRIC OXIDE ( NO):

[0068] NO is produced by endothelial nitric oxide synthase (eNOS) from L- arginine and plays critical roles in normal vascular biology and pathophysiology. NO induces relaxation of the vascular smooth muscle by activating soluble guanylyl cyclase resulting in the formation of cyclic guanosine 3 '-5 'monophosphate (cGMP). In addition to the regulation of vascular tone and inhibition of platelet aggregation, NO also inhibits many key steps involved in atherogenesis including vascular smooth muscle cell proliferation, monocyte adhesion (Dimmeler et al., 1997; Hermann et al., 1997; Tsao et al., 1996) and cell death. eNOS can be activated by receptor-dependent and -independent agonists as a consequence of an increase in the intracellular concentration of free Ca ([Ca²⁺]i) and the association of a Ca²⁺/ Calmodulin (CaM) complex with eNOS leading to its activation (Fleming et al., 2001). Indeed both the agonist-induced NO formation and subsequent vasorelaxation are abolished by the removal of Ca²⁺ from the extracellular space as well as by CaM antagonists. eNOS is also regulated in endothelial cells at a post- translational level primarily through protein/protein interactions and multisite

phosphorylation at Serl 16, Thr497, Ser635, and Serl 179 (residue numbers are for the bovine sequence, equivalent to Serl 14, Thr495, Ser633, and Serl 177 in the human sequence (Bauer et al., 2003; Boo et al., 2002; Dimmeler et al., 1997). Indeed, eNOS has been shown to be regulated by the interaction with positive and negative protein modulators such as caveolin (Cav-1) and heat shock protein 90 (Garcia-Cardena et al., 1998; Ju et al., 1997; Pritchard et al., 2001). In the basal state, the majority of eNOS appears to be bound to caveolin- 1 with its enzymatic activity being repressed in the caveolae (Michel et al., 1997). This tonic inhibition of eNOS can be released by displacing caveolin- 1 with Ca /CaM in response to Ca mobilizing agonists(Ju et al., 1997). In addition to these modulators, phosphorylation of eNOS at key regulatory sites plays an important a role in the regulation of enzyme activity in response to several physiological stimuli (Ju et al., 1997). It has been shown that phosphorylation of eNOS at Serl 179 is associated with increased enzyme activity (Gallis et al., 1999; McCabe et al., 2000).

Phosphorylation of eNOS-Serl 179 is regulated by PI3-kinase-dependent mechanisms (Gallis et al., 1999). Akt, one of the major regulatory targets of PI3-kinase, has been shown to directly phosphorylate eNOS at Serl 179 and activate the enzyme in response to vascular endothelial growth factor (VEGF), sphingosine-1 -phosphate, and estrogens (Dimmeler et al., 1997; Fulton et al., 1999). However, eNOS-Serl 179 can also be phosphorylated by AMP-activated protein kinase (Busse et al., 2002), protein kinase A (PKA), and protein kinase G (PKG). Exactly which protein kinase(s) phosphorylates eNOS-Serl 179 in intact cells appears to be dependent on the type of endothelial cells and stimuli. For example, shear stress phosphorylates eNOS Serl 179 by a PI3-kinase- and PKA-dependent manner without involving Akt whereas EGF phosphorylates eNOS Serl 179 by a PI3-kinase- and Akt-dependent manner (Boo et al., 2002). In addition, the ischemia-reperfusion injury activates the PKA pathway leading to the phosphorylation of eNOS at Serl 179 and Ser635 (Li et al., 2010). In addition, the level of eNOS expression can be modulated by several factors including shear stress (Butt et al., 2000), hypoxia, low- density lipoproteins (LDL) (Chen et al., 2008; Chen et al., 1999) and oxidized fatty acids (Corson et al., 1996).

ENDOTHELIUM-DERIVED HYPERPOLARIZING FACTOR (EDHF):

[0069] Endothelium-dependent vasorelaxation has also been observed in some blood vessels following inhibition of NO and PGI2 synthesis and has been attributed to endothelium-derived hyperpolarizing factor (EDHF). EDHF relaxes blood vessels through hyperpolarization of the vascular smooth muscle. This effect will close voltage-operated Ca channels resulting in reduction of the intracellular free Ca level and subsequent relaxation of the vascular smooth muscle. Potassium (K⁺) channels underlie the

2__|_ .

hyperpolarization induced by EDHF and involve intermediate conductance Ca -activated K⁺ (IKCa) channels and small conductance Ca²⁺ -activated K⁺ (SKCa channels ). In several disease conditions including the presence of cardiovascular risk factors, the endothelium undergoes functional and structural alterations and it loses its protective role, and becomes proatherosclerotic (Vanhoutte, 1989). The loss of the normal endothelial function is referred to as endothelial dysfunction, which is characterized by impaired NO bioavailability subsequent to a reduced generation of NO by eNOS and/or an increased breakdown of NO by reactive oxygen species (ROS) and, in particular, superoxide anions (Vanhoutte, 1989).

[0070] Previous studies by the present inventors have indicated that natural products such as Concord grape juice (Anselm et al., 2007) and red wine polyphenols (Ndiaye et al., 2005) activate the endothelial formation of NO by causing the redox- sensitiveSer/PI3 -kinase /Akt pathway-dependent phosphorylation of eNOS at Serl 177. [0071] Fish oil omega-3 is a rich source of EPA and DHA. Omega-3 fatty acids have been shown to cause endothelium-dependent vasorelaxation in vitro in rat aortic rings and coronary artery rings by stimulating the endothelial formation of NO (Engler et al., 2000; Omura et al., 2001). However, the signal transduction pathway leading to eNOS activation remains poorly studied. Moreover, little information is currently available regarding the optimal ratio of EPA:DHA for the activation of eNOS. Therefore, the following experiments were carried out to characterize the fish oil-induced activation of eNOS in isolated blood vessels and cultured endothelial cells.

[0072] The initial experiment was designed to determine the ability of omega-3 fatty acids (EPA, DHA and different ratios of EPA:DHA) to cause endothelium-dependent relaxations in rings of porcine coronary arteries, thereby enabling the characterization of the role of NO and EDHF in endothelium-dependent relaxation and identification of the signal transduction pathway involved.

[0073] Additional experiments were designed to determine the ability of omega-3 fatty acids (EPA, DHA and different ratios of EPA:DHA) to cause activation of eNOS in cultured endothelial cells and to determine the underlying signal transduction pathway.

[0074] In order to make the above determinations we designed an experiment to codify vascular reactivity. Initially, the left circumflex coronary artery harvested from fresh pig hearts is cleaned of its fat and adherent tissue and cut into rings 2 to 3 mm in length. Rings without endothelium were obtained mechanically by rubbing with a pair of pliers inserted into the vessel lumen. Rings with or without endothelium were suspended in organ baths containing Krebs bicarbonate solution (composition in mM: NaCl 118.0, KC1 4.7, CaCl₂ 2.5, MgS0₄ 1.2, NaHC0₃ 23.0; KH₂P0₄ 1.2 and glucose 11.0, pH 7.4, 37°C) oxygenated with a mixture of 95% 0₂ and 5% C0₂. After equilibrating rings for 90 min at a basal tension of 5 g, rings were contracted with KC1 (80 mM) to verify the

responsiveness of the vascular smooth muscle. After a 30 min washing period, the integrity of the endothelium was verified. Rings were contracted with U46619 (1-60 nM, an analogue of thromboxane A2) to 80% of the maximal contraction, and at the plateau of the contraction, bradykinin (0.3 μΜ) was added to check the presence of a functional endothelium. After repeated washings and return to baseline, rings were contracted again with U46619 before applying an increasing range of omega-3 fatty acids (0.001% to 0.4% v /v) to test their ability to induce relaxation of coronary artery rings. During the stabilization phase (30 min before contraction with U46619) different pharmacological tools were added to the Krebs bicarbonate solution to characterize the signaling pathway leading to endothelium-dependent relaxations:

a. Indomethacin (10 μΜ), an inhibitor of cyclooxygenases (COX) to prevent the formation of vasoactive prostanoids, particularly prostacyclin,

b. Νω-nitro-L-arginine (L-NA, 300 μΜ), a competitive inhibitor of NO synthase (NOS) to overcome the NO component, and

c. TRAM 34 (100 nM) and apamin (100 nM) inhibitors of Ca²⁺-activated potassium channels (IKCa and SKCa) respectively, to overcome the EDHF component.

[0075] Pig coronary artery endothelial cells were harvested, cleaned with phosphate buffered saline solution (PBS) without calcium to remove any residual blood. Endothelial cells were isolated by collagenase (type I, Worthington, 1 mg/ml, 14 min at 37°C) and cultured in medium MCDB131 (Invitrogen) supplemented with 15% v/v fetal calf serum, 2 mM glutamine, 100 U/mL penicillin, 100 U/mL streptomycin and 250 mg/ml fungizone (Sigma, St Louis, MO) at 37°C in 5% C0₂. All experiments were performed with confluent endothelial cells used at first passage. Endothelial cells were exposed to MCDB131 with 0.1% v/v fetal calf serum 5 h before treatment with different substances.

[0076] After treatment, endothelial cells were rinsed twice with PBS and lysed with extraction buffer (composition in mM: Tris / HC1 20, pH 7.5 (QBiogene), NaCl 150, Na₃V0₄ 1, Na₄P₂0₇ 10, NaF 20, okadaic acid 0.01 (Sigma), protease inhibitors (Complete Roche) and 1% Triton X-100). 25 μg of total proteins were separated on SDS- polyacrylamide (Sigma 8%) at 100 V for 2 h. Separated proteins were transferred onto a polyvinylidene fluoride membrane (Amersham) by electrophoresis at 100 V for 2 h. The membranes were blocked with blocking buffer containing 3% bovine serum albumin in TBS-T (Tris-buffered saline solution, Biorad, containing 0.1% Tween 20, Sigma) for 1 h. For detection of proteins, membranes were incubated in TBS-T containing the respective primary antibodies (p-eNOS Ser 1 177, p-eNOS Thr 495 and p-Akt Ser 473 (dilution 1 : 1000), β-tubulin (dilution 1 :5000, Cell Signaling Technology) overnight at 4°C. After a washout period, the membranes were incubated with secondary antibodies (anti-rabbit for p-eNOS, p-Akt, and anti-mouse for β tubulin) coupled to horseradish peroxidase (Cell Signaling Technology, dilution 1 :5000) at room temperature for 1 h. Stained protein markers (Invitrogen) were used for the determination of the molecular weight of separated proteins. Immunoreactive bands were detected using chemiluminescence (Amersham). [0077] All results were presented as mean ± standard error of mean (SEM). n indicates the number of different coronary arteries studied. Statistical analysis was performed using Student t test or analysis of variance (ANOVA) test followed by

Bonferoni post-hoc test. A P value of <0.05 is considered statistically significant.

RESULTS:

[0078] The omega-3 fatty acid preparation EPA:DHA 1 : 1 induced concentration- dependent relaxations of coronary artery rings with endothelium whereas only small relaxations were obtained in those without endothelium contracted with U46619 (Figure 4). The relaxations to EPA:DHA 1 : 1 was observed at volumes greater than 0.01 % v/v and they reached about 75% at 0.4 % v/v (Figure 4). In addition, the omega-3 fatty acid preparation EPA:DHA 6: 1 also induced endothelium-dependent relaxations which were more potent than those induced by EPA:DHA 1 :1 (Figure 4). Relaxations to EPA:DHA 6: 1 started at 0.01 % v/v and they reached about 98% at 0.4% v/v (Figure 4). These findings indicate that the omega-3 fatty acid preparation EPA:DHA 6: 1 is more effective to induce endothelium-dependent relaxations of coronary artery rings than the EPA:DHA 1 : 1 preparation. Thereafter, all subsequent experiments were performed with the omega-3 fatty acid preparation EPA:DHA 6: 1.

[0079] It was determined that the omega-3 fatty acid preparation EPA:DHA 6:1 induces endothelium-dependent relaxations involving both NO and EDHF.

[0080] Previous studies have indicated that EPA and DHA induce relaxation of coronary artery rings by a mechanism mainly endothelium-dependent and sensitive to inhibitors of the formation of NO and EDHF (Omura et al., 2001). Therefore, a study to determine whether the endothelium-dependent relaxations induced by omega-3 fatty acid formulations having an EPA:DHA ratio of about 6:1 according to the present invention (referred to as EPA:DHA 6:1 herein) involve NO and EDHF was undertaken. The endothelium-dependent relaxation to EPA:DHA 6: 1 was not significantly affected by

9

inhibitors of the EDHF component, TRAM 34 and apamin (inhibitors of Ca -dependent potassium channels of intermediate and low conductance IKCa and SKCa, respectively, Figure 5). In contrast, relaxations were partially inhibited, but in a statistically significant amount, by L-NA (a competitive inhibitor of eNOS) indicating the involvement of NO (Figure 5). In addition, the combination of L-NA plus TRAM 34 and apamin abolished the endothelium-dependent relaxation to EPA:DHA 6:1 (Figure 5). Altogether, these findings indicate that EPA:DHA 6: 1 induces endothelium-dependent relaxations which are mediated predominantly by NO and also, to a lesser extent, by EDHF.

[0081] Several studies have shown that relaxations mediated by NO in response to polyphenols derived from grapes involve the redox-sensitive Src/PI3-kinase/Akt pathway (Anselm et al., 2007; Ndiaye et al., 2005). Therefore, it was decided to determine whether this pathway is involved in NO-mediated relaxations to EPA:DHA 6:1. In order to selectively study the NO component, all experiments were conducted in the presence of inhibitors of the EDHF component (Apamin + TRAM 34) and the formation of vasoactive prostanoids (indomethacin). The relaxation induced by EPA:DHA 6: 1 was significantly reduced by PP2 (an inhibitor of Src kinase, Figure 6) and wortmannin (an inhibitor of PI3- kinase, Figure 6). Furthermore, the relaxations to EPA:DHA 6: 1 were significantly shifted to the right by the membrane permeant analog of SOD, MnTMPyP and catalase (PEG- catalase) and by native SOD and catalase (Figure 7) in a statistically significant amount. Altogether, these findings suggest that Src kinase and the PI3-kinase mediate the stimulatory signal of EPA:DHA 6: 1 to eNOS via a redox-sensitive mechanism.

[0082] To obtain direct evidence that EPA:DHA 6: 1 is able to activate the PI3- kinase/Akt pathway leading to eNOS activation, cultured coronary artery endothelial cells were exposed to EPA:DHA 6: 1 up to 6 hours and the level of phosphorylated Akt and eNOS was determined using Western blot. The data indicate that EPA:DHA 6: 1 increased the level of phosphorylation of Akt and eNOS starting at 15 min and that this effect persists until 6 h (Figure 8A and Figure 8B). The level of total eNOS expression remained unaffected by the EPA:DHA 6: 1 treatment (Figure 8A). In addition, the stimulatory effect of EPA:DHA 6:1 on phosphorylation of Akt and eNOS was inhibited by MnTMPyP, PEG- catalase and by native SOD and catalase (Figure 8A). Thus, these data provide direct evidence that EPA:DHA 6: 1 activate eNOS via a redox-sensitive mechanism.

Table 5 - Comparative Capsule Contents VASCAZEN™ vs. German Omega-3 OTC Brands

Omega-3 in % signifies total omega-3 in % of total fatty acids as EE (ethyl esters)

[0083] Now referring to Figures 9-12, these figures help to illustrate the importance of both the purity of and the presence of additives in the formulation, respectively in providing a maximal relaxation response. For the purpose of this discussion, omega-3 purity was defined as the percentage of the sum of EPA+DHA per capsule. The use of indomethacin as a determinant of the relaxation effect is based upon the following explanation. In some blood vessels vasorelaxing prostanoids such as prostacyclin have been identified as an endothelium-derived vasorelaxing factor. These vasorelaxing prostanoids are generated from the metabolism of arachidonic acid by cyclooxygenase-1 (COX-1). Indomethacin is an inhibitor of COX-1 and thus will prevent the formation of vasorelaxing prostanoids. The magnitude of the endothelium-dependent relaxation is dependent on the purity of the formulation (Figure 9) and on the EPA:DHA ratio (Figure 4). In addition, the EPA:DHA 6:1 formulation caused similar endothelium-dependent relaxation as the OTC Omega-3 product TETESEPT™ with an omega-3 purity (as defined above) of 22.2 % as compared to that of the EPA:DHA 6:1 formulation of 75.1 % and was much more effective than the other OTC Omega-3s tested (ABTEI LACHSOL™ 1300, DOPPELHERZ^®, SCHAEBENS™ and OPTISANA™ (Figure 1 1 A). The endothelium- dependent relaxation induced by VASCAZEN™ (as an example of EPA:DHA 6: 1) is not affected by indomethacin at 10 μΜ. In contrast, the relaxation induced by TETESEPT which was similar to that of EPA:DHA 6: 1 was significantly reduced by indomethacin (Figure 1 1 A and B). Endothelium-dependent relaxations induced by SCHAEBENS™ and OPTISANA™ were markedly reduced and those to ABTEI™ and DOPPELHERZ^® were slightly reduced (Figures 1 1 A and B). These data further indicate that the indomethacin- sensitive relaxation of the OTC Omega-3 s cannot be attributed to EPA and DHA nor to its relative concentration ratio but most likely to the presence of additives such as Vitamin E (alpha-tocopherol), see Table 5. Indeed, the vitamin E content of EPA:DHA 6: 1 is 0.2 % whereas that of OTC Omega-3 formulations varies between 0.85 and 1.1 % (Table 5). The importance of the vitamin E additive effect is further suggested by the fact that

TETESEPT™ has a more than fivefold higher vitamin E content than that of the

EPA:DHA 6:1 formulation. Therefore, the selective inhibitory effect of indomethacin induced upon the TETESEPT™ but not upon the EPA:DHA 6: 1 is most likely explained by the more than fivefold higher vitamin E content per capsule. Vitamin E has been shown to cause endothelium-dependent relaxation which is inhibited by indomethacin (Wu et al., J Nutr. 135: 1847-1853, 2005). Both omega-3 purity and additives, contribute to the endothelium-dependent relaxation observed with Omega-3 products. This is further illustrated by comparing the relaxation induced by the EPA:DHA 6:1 formulation to that of the METAGENICS™ EPA-DHA 6:1 formulation. Indeed, the latter is markedly inhibited by indomethacin as compared to the former (Figure 12). Thus, in the presence of indomethacin, the relaxation observed in the presence of Omega-3 products is clearly dependent on omega-3 purity. These experiments underscore the sustained (greater than 6 hours) vasodilatory effect achieved due to the unique ratio and omega-3 purity of the novel EPA:DHA 6:1 product of the present invention. The combination of the 6: 1 ratio coupled with the absence of exogenous impurities in the present invention lead to an indomethacin independent vasodilatory effect when compared to either EPA or DHA alone, EPA:DHA 1 : 1 or to a 6:1 product which contains exogenous impurities (see Figures 4,9,11 ,12 and 13).

[0084] In conclusion, the present findings indicate that omega-3 fatty acid preparations are potent endothelium-dependent vasodilators and that this effect is dependent on the ratio and the omega-3 purity of EPA and DHA within the capsule. They further suggest that omega-3 fatty acids activate eNOS via a redox-sensitive PI3- kinase/ Akt pathway leading to changes in the phosphorylation level of eNOS as illustrated in Figure 14.

[0085] All patents and publications mentioned in this specification are indicative of the levels of those skilled in the art to which the invention pertains. All patents and publications are herein incorporated by reference to the same extent as if each individual publication was specifically and individually indicated to be incorporated by reference.

[0086] It is to be understood that while a certain form of the invention is illustrated, it is not to be limited to the specific form or arrangement herein described and shown. It will be apparent to those skilled in the art that various changes may be made without departing from the scope of the invention and the invention is not to be considered limited to what is shown and described in the specification and any drawings/figures included herein.

[0087] One skilled in the art will readily appreciate that the present invention is well adapted to carry out the objectives and obtain the ends and advantages mentioned, as well as those inherent therein. The embodiments, methods, procedures and techniques described herein are presently representative of the preferred embodiments, are intended to be exemplary and are not intended as limitations on the scope. Changes therein and other uses will occur to those skilled in the art which are encompassed within the spirit of the invention and are defined by the scope of the appended claims. Although the invention has been described in connection with specific preferred embodiments, it should be understood that the invention as claimed should not be unduly limited to such specific embodiments. Indeed, various modifications of the described modes for carrying out the invention which are obvious to those skilled in the art are intended to be within the scope of the following claims.

Claims

CLAIMS What is claimed is:

Claim 1. A formulation for treatment or prophylaxis of risk factors for cardiovascular disease (CVD) and protection against sudden death in patients with cardiovascular disease comprising:

a mixture containing omega-3 fatty acids including eicosapentaenoic acid (EPA), docosahexaenoic acid (DHA), and docosapentaenoic acid (DPA) wherein the weight ratio of EPA:DHA is in the range of 5.7: 1 - 6.3: 1, the formulation contains about 90% or greater by weight omega-3 fatty acids, and the EPA, DHA and DPA comprise about 82% by weight of the content of the formulation.

Claim 2. The formulation in accordance with claim 1 comprising about 25 mg/g of DPA.

Claim 3. The formulation in accordance with claim 1 further comprising about 30 mg/g of arachidonic acid (AA).

Claim 4. The formulation in accordance with claim 1 further comprising about 30 mg/g of one or more omega-3 fatty acids having 18 carbon atoms.

Claim 5. The formulation in accordance with claim 4, wherein said one or more 18 carbon atom omega-3 fatty acid is selected from the group consisting of alpha-linolenic acid(ALA), stearidonic acid (SDA) and combinations thereof.

Claim 6. The formulation in accordance with claim 1 , wherein the omega-3 fatty acids are in the form of ethyl esters and pharmaceutically acceptable salts thereof.

Claim 7. The formulation in accordance with claim 1 , wherein the omega-3 fatty acids are in the form of triglycerides and pharmaceutically acceptable salts thereof.

Claim 8. The formulation in accordance with claim 1 , wherein the omega-3 fatty acids are in the form of phospholipids and pharmaceutically acceptable salts thereof.

Claim 9. The formulation in accordance with claim 1 in a unit dosage form comprising from about 645 to about 715 mg/gm EPA from about 105 to about 115 mg/gm, DHA and from about 22 to about 28 mg/gm, DPA.

Claim 10. The formulation in accordance with claim 1 in a unit dosage form comprising at least 680 mg EPA, at least 110 mg DHA and at least 25 mg DPA.

Claim 1 1. The formulation in accordance with claim 9 further comprising about 30 mg of AA.

Claim 12. The formulation in accordance with claim 9 comprising about 30 mg/gm of one or more omega-3 fatty acids having 18 carbon atoms.

Claim 13. The formulation in accordance with claim 12, wherein said one or more 18 carbon atom omega-3 fatty acids is selected from the group consisting of alpha-linolenic acid(ALA), stearidonic acid (SDA) and combinations thereof.

Claim 14. The formulation in accordance with claim 9, wherein the formulation further comprises a stabilizer.

Claim 15. The formulation in accordance with claim 14, wherein the stabilizer is tocopherol in an amount of about 0.2%.

Claim 16. The formulation in accordance with claim 9, wherein the unit dosage form may comprise tablets, capsules, pills, powders, granules, and oral solutions or suspensions.

Claim 17. The formulation in accordance with claim 16, wherein the unit dosage form is a gel or liquid capsule.

Claim 18. A formulation for treatment or prophylaxis of risk factors for cardiovascular disease (CVD) and protection against sudden death in patients with cardiovascular disease comprising:

a mixture containing omega-3 fatty acids including eicosapentaenoic acid (EPA), docosahexaenoic acid (DHA), and docosapentaenoic acid (DPA) wherein the weight ratio of EPA:DHA is in the range of 5.7:1 - 6.3:1 ; the formulation contains about 90% or greater by weight omega-3 fatty acids, and the EPA, DHA and DPA comprise about 82% by weight of the content of the formulation; said formulation contains about 25 mg/g of DPA, about 30 mg/g of arachidonic acid (AA), and about 30 mg/g of one or more omega-3 fatty acids having 18 carbon atoms, wherein said 18 carbon atom omega-3 fatty acid is selected from the group consisting of alpha-linolenic acid(ALA), stearidonic acid (SDA) and combinations thereof.

Claim 19. Use of a therapeutically effective amount of a formulation in accordance with claim 1 for the treatment of omega-3 fatty acid deficiency to achieve a therapeutic level of omega-3.

Claim 20. Use of a therapeutically effective amount of a formulation in accordance with claim 18 for the treatment of omega-3 fatty acid deficiency to achieve a therapeutic level of omega-3.

Claim 21. Use of a therapeutically effective amount of a formulation in accordance with claim 1 for achieving an indomethacin-independent sustained vasodilatory effect.

Claim 22. Use of a therapeutically effective amount of a formulation in accordance with claim 18 for achieving an indomethacin-independent sustained vasodilatory effect.