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WO2008086224A2 - Systems and methods for detecting and blocking malicious content in instant messages - Google Patents

Systems and methods for detecting and blocking malicious content in instant messages Download PDF

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Publication number
WO2008086224A2
WO2008086224A2 PCT/US2008/050300 US2008050300W WO2008086224A2 WO 2008086224 A2 WO2008086224 A2 WO 2008086224A2 US 2008050300 W US2008050300 W US 2008050300W WO 2008086224 A2 WO2008086224 A2 WO 2008086224A2
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WO
WIPO (PCT)
Prior art keywords
message
url
protocol
challenge
gateway
Prior art date
Application number
PCT/US2008/050300
Other languages
French (fr)
Other versions
WO2008086224A3 (en
Inventor
Vijnan Shastri
Original Assignee
Quest Software, Inc.
Priority date (The priority date is an assumption and is not a legal conclusion. Google has not performed a legal analysis and makes no representation as to the accuracy of the date listed.)
Filing date
Publication date
Application filed by Quest Software, Inc. filed Critical Quest Software, Inc.
Publication of WO2008086224A2 publication Critical patent/WO2008086224A2/en
Publication of WO2008086224A3 publication Critical patent/WO2008086224A3/en

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Classifications

    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L63/00Network architectures or network communication protocols for network security
    • H04L63/02Network architectures or network communication protocols for network security for separating internal from external traffic, e.g. firewalls
    • H04L63/0227Filtering policies
    • H04L63/0236Filtering by address, protocol, port number or service, e.g. IP-address or URL
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L51/00User-to-user messaging in packet-switching networks, transmitted according to store-and-forward or real-time protocols, e.g. e-mail
    • H04L51/04Real-time or near real-time messaging, e.g. instant messaging [IM]
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L51/00User-to-user messaging in packet-switching networks, transmitted according to store-and-forward or real-time protocols, e.g. e-mail
    • H04L51/21Monitoring or handling of messages
    • H04L51/212Monitoring or handling of messages using filtering or selective blocking
    • HELECTRICITY
    • H04ELECTRIC COMMUNICATION TECHNIQUE
    • H04LTRANSMISSION OF DIGITAL INFORMATION, e.g. TELEGRAPHIC COMMUNICATION
    • H04L63/00Network architectures or network communication protocols for network security
    • H04L63/10Network architectures or network communication protocols for network security for controlling access to devices or network resources
    • H04L63/101Access control lists [ACL]

Definitions

  • the field of the invention relates generally to digital communications networks and more particularly to the management of a plurality of protocols over such networks including dynamic
  • Intrusion can, for example, be defined as someone trying to wrongfully access the network.
  • Intrusion can also be defined as a program, such as a computer virus, attempting to wrongfully access resources available on the network.
  • a computer virus can be sent from a remote computing device to the local computing device, and if allowed to operate on the local computing device, can commandeer resources at the local computing device as well as other local resources, such as those available to the local computing device on the network or otherwise.
  • a remote computing device can generate a set of messages in an attempt to deny service to, or otherwise have an effect on service at, the local computing device, such as preventing access by that local computing device to proper resources, or by preventing access by others to that local computing device.
  • intrusion can be caused by messages directed at the network, while in other cases, intrusion can be caused by messages from inside the network, such as from a computing device within the network under the control of a computer virus or an employee using the network improperly.
  • a computing device within the network can be corrupted by a malicious user of that computing device, i.e., a user who is attempting to access local resources in a way that is not desired.
  • a computing device can also be corrupted in a relatively innocent way, such as when a program is otherwise innocently introduced into a device having access to local resources, but where the program itself includes functions that attempt to access local resources in a way that is not desired.
  • IM instant message
  • P2P peer-to-peer
  • SOAP SOAP
  • Some of the possible abuses that can result from these message protocols entering the enterprise network include accidental delivery of a computer virus to a client device within the enterprise network, communication of sensitive or proprietary information between client devices within the enterprise network and client devices outside the enterprise network, and other unauthorized user behavior within the enterprise network.
  • a protocol management system comprises a gateway configured to receive all instant message traffic flowing into and out of a local network and a security module configured to check each instant message coming into the local network via the gateway, determine whether the instant message includes a URL, if so determine whether the URL is in a blocklist and send a challenge to a sender associated with the instant message when it is determined that the URL is not in the blocklist.
  • the instant message can be forward to the intended recipient.
  • the URL is added to the block list and all connections to the URL can be prevented, when the sender does not respond appropriately to the challenge.
  • the rate of messages that include a URL can be tracked and if it exceeds a certain threshold, then the security module can issue a challenge.
  • system can also include an allow list that can be checked before issuing a challenge.
  • Figure 1 depicts an exemplary embodiment of an enterprise network configured to incorporate a protocol management system
  • Figure 2 shows a block diagram of a system including a proxy enforcer
  • Figure 3 shows a process flow diagram of a method including proxy enforcement
  • Figure 4 shows a block diagram of a gateway capable of protection against protocols of interest
  • Figure 5 shows a process flow diagram of a method of operating a gateway capable of protection against protocols of interest
  • Figure 6 shows a block diagram of the deployment of a protocol message gateway using the CVP method
  • FIG. 7 shows a block diagram illustrating the deployment of a protocol message gateway using the gateway proxy method
  • Figure 8 shows a block diagram illustrating the deployment of a protocol message gateway using the DNS redirect method where only an external nameserver is used;
  • Figure 9 shows a block diagram illustrating the deployment of a protocol message gateway using the DNS redirect method where an internal nameserver is used by all client devices inside an enterprise network;
  • Figure 10 shows a block diagram illustrating the deployment of a protocol message gateway using an HTTP tunnel method
  • Figure 11 shows a block diagram illustrating the deployment of a protocol message gateway using the ISA application filter method
  • Figure 12 shows a block diagram of a local server capable of associating screen names with users of protocols of interest
  • Figure 13 shows a process flow diagram of a method including associating screen names with users of protocols of interest
  • Figure 14 shows a process flow diagram of a method for communicating using a privacy tunnel
  • Figure 15 shows a block diagram illustrating a message protocol gateway configured to detect user presence
  • Figure 16 shows a process flow diagram for a method for detecting user preference
  • Figure 17 is a diagram illustrating an example state machine that can be used to implement the process of figure 3;
  • Figure 18 is a diagram illustrating another exemplary embodiment of an enterprise network configured to incorporate a protocol management system.
  • Figure 19 is a flow chart illustrating an example process for detecting and blocking malicious content in accordance with one embodiment.
  • Figure 1 depicts an exemplary embodiment of an enterprise network 110 configured to interface with a protocol management system 100 in accordance with the systems and methods described herein.
  • enterprise network 110 is coupled to an external network 130 through a firewall 120.
  • Enterprise network 110 can be coupled to at least one local client 170, configured to provide a user 172 access to enterprise network 110.
  • a proxy server (not shown) can be used in place of a firewall 120 to couple external network 130 to enterprise network 110.
  • system 100 can comprise a protocol message gateway 122, a proxy enforcer 150, and an authentication module 160.
  • protocol message gateway 122 can comprise a protocol message gateway 122, a proxy enforcer 150, and an authentication module 160.
  • proxy enforcer 150 a protocol message gateway 122
  • authentication module 160 can comprise a protocol message gateway 122, proxy enforcer 150, and an authentication module 160.
  • Embodiments, deployments, and applications of protocol message gateway 122, proxy enforcer 150, and authentication module 160 are described below in greater detail.
  • enterprise network 110 can include one or more internal networks such as a LAN (local area network), WAN (wide area network), locally switched network, or public switched network, some other communication technique, or some combination thereof, by which devices locally coupled to enterprise network 110 can communicate with each other.
  • LAN local area network
  • WAN wide area network
  • enterprise network 110 includes a LAN
  • enterprise network 110 includes a LAN, there is no particular requirement that enterprise network 110 include a LAN, or that any particular network configuration be employed.
  • External network 130 can include the Internet; however, in other embodiments external network 130 can also include an intranet, extranet, virtual private network (VPN), LAN, WAN, locally switched network or public switched network, some other communication technique, or some combination thereof.
  • VPN virtual private network
  • LAN local area network
  • WAN wide area network
  • VPN virtual private network
  • public switched network some other communication technique, or some combination thereof.
  • Firewall 120 can include a conventional device for recognizing and intercepting messages formatted at selected levels of the ISO layered protocol model, and meeting selected filtering criteria by which firewall 120 might determine whether those messages carry information intended to be received in a certain message protocol format.
  • protocol message gateway 120, proxy enforcer 150, and authentication module 160 can be coupled to an administration console 180 that can be configured for use by a system administrator to set parameters and polices regarding certain protocols that are defined to be targets of system 100.
  • protocol message gateway 122, and proxy enforcer 150 in certain embodiments, can be coupled to a corporate database 125, which can be used to associate user screen names, or aliases, with a specific user within enterprise network 110.
  • Protocol message gateway 120, and proxy enforcer 150 in certain embodiments, can also be coupled to a logging and archiving subsystem that comprises a data transport service 190.
  • Data transport service 190 can be configured to convert protocol message logs into a relational model for reporting and, to record the logs into a report database 196 from which a report 198 can be generated. In certain other embodiments, such a report can even be converted to electronic mail that can be mailed to an administrator 192 or archived by an electronic mail archive service 194.
  • FIG. 2 is a block diagram illustrating a communication system 200 that includes a proxy enforcer 250 that is described in more detail.
  • System 200 also includes an enterprise network 210, a firewall 220, an external network 230, a protocol message gateway 240, a proxy enforcer 250, and a set of client devices 260.
  • protocol message gateway 240 can be configured to recognize messages that are using certain target protocols and implement policy rules associated with the target protocols.
  • These target protocols can be high level, e.g., ISO level 7, protocols that would otherwise often escape detection while entering and exiting enterprise network 210.
  • these message protocols can often find un-monitored communication connections into and out of enterprise network 210, allowing the messages to escape detection.
  • Proxy enforcer 250 can, however, be configured to intercept all messages traveling into and out of enterprise network 210 and force them to pass through defined communication connections, e.g., defined ports on protocol message gateway 240.
  • proxy enforcer 250 can ensure that all messages flowing into and out of enterprise network 210 are handled by protocol message gateway 240, as required, so that the appropriate protocol rule can be applied to the messages.
  • proxy enforcer 250 can be coupled to firewall 220 and disposed so as to be able to passively listen to messages, including individual packets, flowing through firewall 220 into or out of enterprise network 210.
  • Proxy enforcer 250 can include a set of enforcement rules 252 that are based on a set of protocol definition files 254.
  • Each protocol definition file 254 can be a piece of executable code with intelligent heuristics that can recognize target protocols and manage state across multiple connections. For example, there can be an individual definition file 254 for every class or subtype of target protocol.
  • An individual protocol definition file 254 can be different from other protocol definition files 254. Moreover, the set of enforcement rules 252 and protocol definitions files 254 can be expanded as necessary in response to different target protocols and different ways of handling target protocols. In one embodiment, additional enforcement rules 252 and protocol definition files 254 can be downloaded from a server interfaced with enterprise network 210. Thus, a system administrator, for example, can define new enforcement rules 252 and/or protocol definitions 254 and update proxy enforcer 250 as required.
  • the protocol definition files 254 act as a protocol template. Proxy enforcer 250 can be configured, therefore, to intercept messages in enterprise network 210 and to then compare them to the protocol template as defined by the protocol definition files 254. If a match occurs, proxy enforcer 250 can be configured to then implement the corresponding enforcement rule, or rules, 252. Unlike traditional virus recognition software that relies entirely upon matching patterns, proxy enforcer 250 can correlate two different messages or two different blocks within the same message, such as when a target protocol uses multiple ports and/or streams. This can be accomplished, for example, because even protocol definition file 254 can be configured to create it's own data structures and tables to store information relating to other ports, packets, and data streams.
  • a protocol definition file 254 can be configured to identify a target protocol in terms of a source IP address for the message; a destination IP address for the message; a port number associated with the message; a header string or other set of data values embedded in the message; or some combination thereof.
  • Proxy enforcer 250 can also be configured to detect protocols of interest in response to a persistent state maintained by the proxy enforcer 250 in response to sequences of messages.
  • a remote server 280 coupled to external network 230 can be configured to send and receive messages using a target protocol to and from client devices 260.
  • remote server 280 can be configured to communicate IM messages with a client device 260.
  • Proxy enforcer 250 can be configured to then passively listen to messages as they flow, e.g., through firewall 220.
  • Proxy enforcer 250 can comprise a set of proxy enforcement rules 252, e.g., maintained in an enforcement rules database 256.
  • proxy enforcer 250 intercepts an IM message, i.e., a message that uses a target protocol, proxy enforcer will match the IM message using the proxy definition files 254.
  • Proxy enforcer 250 can then execute the associated enforcement rule 252.
  • the enforcement rule 252 can be configured to override aspects of the IM protocol associated with the intercepted IM message. For example, proxy enforcement rules 252 can require that IM messages pass through the protocol message gateway 240, which can be configured to act as a proxy for all IM messages.
  • Proxy enforcer 250 can be configured to then prevent the message from being effective if it does not adhere to proxy enforcement rules 252.
  • proxy enforcer 250 can prevent a message 270 from being effective is to kill the communication connection between the service of the message and the destination, whether or not the message originates in enterprise network 210 or in external network 230.
  • proxy enforcer 250 can be configured to reset the communication connection associated with the message.
  • enforcement rule 252 can cause proxy enforcer 250 to record information related to the message. The recorded information can then be used to generate logs and/or reports as described below.
  • FIG. 3 is a flow chart illustrating an example method for managing communication traffic in a network, such as enterprise network 210, using a proxy enforcer, such as proxy enforcer 250.
  • proxy enforcer 250 can be configured to passively listen to the messages comprising the communication traffic.
  • proxy enforcer 250 can intercept a message and inspect the protocol associated with the message in step 306.
  • Inspecting the message in step 306 can comprise determining information, such as a source IP address, a destination IP address, a port number, and a set of text associated with the message.
  • proxy enforcer 250 determines if the protocol matches a target protocol template, e.g., based on the information determined in step 306.
  • the template can, as described above, be defined by one or more protocol definition files 254. If there is a match in step 303, then proxy enforcer 250 can be configured to execute the associated enforcement rule 252. If there is no match, then proxy enforcer 250 can be configured to continue passively listening (step 302).
  • Protocol definition files 254 can define a pattern of values associated with a message that uses a target protocol.
  • proxy enforcer 250 can be configured to match (step 303) a pattern of values with data maintained in a message traffic database 258.
  • enforcement rules 252 include specific actions to take regarding the intercepted message, including possibly recording values in message traffic database 258.
  • This can be used, for example, to generate a record of unauthorized uses of a network, such as, employees downloading music files.
  • proxy enforcer 150 and 250 are shown as separate components; however, in many embodiments a proxy enforcer comprises a software application that analyzes all network traffic within an organization or enterprise, and based upon a user-defined rule set, takes action to terminate undesired communication traffic such as TCP and UDP traffic.
  • a proxy enforcer can reside on gateway 240 or some other device interfaced with enterprise network 210.
  • a single network packet can be acquired (step 304) from network 210 via a switch span port or a network tap, e.g., within firewall 200 or gateway 240.
  • a protocol inspection manager routine can then analyze the packet to determine the network protocol the packet is participating in (step 306).
  • the results of the inspection can be saved in a protocol state machine comprising the proxy enforcement software in order to aid in multiple packet sequences.
  • Packets that have been identified can then be sent to a rule manager routine to determine (step 308) what, if any action is to be taken (step 310).
  • the proxy enforcer can take one or more actions per matched rule including: terminate, e.g., TCP or UDP connection that the identified packet is participating in; log packet information for reporting purposes; send a user-defined alert message to the source or destination IP address; or request the network/domain identity of the individual at the source or destination IP address.
  • the proxy enforcer typically reads network packets from a switch's span port or a network tap near an organization's main Internet egress point. This allows the enforcer to examine every network packet originating from or destined to the organization.
  • the enforcer can use passive acquisition (step 302) of packets to ensure that the enforcer will not degrade network performance or be a single point of failure, unlike in-line devices such as firewalls. All aspects of packet acquisition (step 304) and analysis (step 306) can be optimized to ensure that the enforcer can keep up with an extremely high network load.
  • the enforcer acquires (step 304) each network packet it can inspect (step 306) the packets to identify the network protocol of the packet. For example, the enforcer can inspect a packet and determine that it is a Gnutella Peer-to-Peer protocol packet. This inspection work can be done by a protocol inspection routine. Depending on the embodiment, a single protocol inspection routine only has knowledge of one network protocol. For example an HTTP protocol inspection routine contains the information required to determine if a packet is participating in an HTTP protocol sequence. A protocol inspection routine examines, e.g., IP, TCP, ICMP, and UDP header and data segments. These packet segments are analyzed by one or more inspection primitives routines executed by the protocol Inspection routines.
  • a single inspection primitive routine can be configured to analyze the packet for one specific type of signature or pattern.
  • An example of an inspection primitive routine is a command that looks for a particular byte pattern at the beginning of the packet's data segment.
  • An inspection primitive routine can be a function that performs its specialized test on the packet and returns, e.g., one of three possible values: Success, Failure, or Not Applicable.
  • the protocol inspection routine that called the inspection primitive routine can be configured to execute, e.g., between 10 and 100 inspection primitive routines in sequence to determine the protocol of the packet.
  • a protocol inspection routine can be associated with, e.g., dozens of possible inspection primitive routine tests that must be satisfied in sequence.
  • the sequence of primitive forms a state machine within the protocol inspection routine as illustrated in figure 17.
  • Each primitive routine is given a state number between 1 and N, where N is the total number of primitives within the protocol inspection routine.
  • state number 1 is executed first.
  • the results of this execution determine which of the remaining primitive routine should be executed next, or if the protocol has been identified.
  • Each of the primitive routine's possible return values i.e., Success, Failure, or Not Applicable, can be mapped to a state number or an exit code.
  • Exit codes indicate that the protocol has or has not been identified. [061] Thus, as illustrated in figure 17, if the inspection by primitive routine 1 results in a success, then the process flow can jump to a state associated with a successful identification. This can then cause the process flow to exit the protocol inspection routine, or to begin processing the next packet. If, on the other hand, primitive routine 1 fails to identify the protocol for the packet, then this can cause the process flow to jump to a state associated with a failure. The process can them jump to the next primitive routine, e.g. primitive routine 2, and so on. [062] If the inspection by one of the primitive routines, e.g., routine 1 determines that enforcement s not applicable to the packet, then the process can exit or begin on the next packet.
  • routine 1 determines that enforcement s not applicable to the packet
  • the enforcer can comprise a protocol inspection manager configure to coordinate the efforts of multiple protocol inspection routines.
  • the enforcer software can be configured so that when the enforcer loads, the protocol inspection manager loads all participating protocol inspection routines. Each individual protocol inspection routine's state machine can be built at that time.
  • a composite state machine is created from all of the individual state machines. This merging of state machines can be done to increase inspection efficiency. Duplicate states can be removed and the resulting composite state machine can be configured to allow for a single pass token scan. Such a merged state machine can provide important efficiency and can allow it perform analysis on networks with large amounts of traffic.
  • an important step in network packet analysis can involve identifying sequences of bytes within the packet. This can be referred to as a token scan. Protocol inspection routines can be configured to look for bytes at the beginning, middle, or end of the packet. And some protocol inspection routines can be configured to search for byte sequences that can occur anywhere within the packet.
  • a tokenizer routine can be configured to look for these byte sequences and tell the protocol inspection manager where it found them.
  • the protocol inspector manager can be configured to use the composite state machine to inform the tokenizer which byte sequences to look for.
  • the tokenizer can then create its own optimized token state machine.
  • the tokenizer can be configured to perform a single pass lexigraphical scan of the packet bytes when it is directed to do so by the protocol inspector manager.
  • the enforcer can be configured to maintain the state of all, e.g., TCP and UDP connections within an organization's network. This state can be maintained in a specialized data structure optimized for usage within the enforcer.
  • the Source IP, Destination IP, Source Port, Destination Port, Source Sequence Number, Destination Sequence Number, Protocol, and Individual Protocol State Numbers can be maintained within the protocol state machine.
  • rules based enforcement can be performed on the packet.
  • Rules based enforcement allows the user to define one or more rules that governs the actions taken by the enforcer.
  • the enforcer can be configured to then attempt to match a network packet to every defined rule, but will stop matching as soon as the first positive match is made.
  • every rule can be given a rule number.
  • This number can be a positive integer starting with the number one, which defines the sequence that rules will be matched to network packets.
  • Each network packet can then be compared against rule number one first, then rule two, and so on, until the packet is matched or there are no more rules to compare.
  • a rule can consists of two basic parts: a network criteria and a rule actions.
  • Network criteria can be the set of "IP addresses,” “TCP ports,” and “protocols” that are compared with each network packet.
  • the packet should match all three components of the network criteria.
  • Rule actions are the events that are dispatched when a packet is matched with the rule's network criteria. The actions can, e.g., be "enforce” (Yes or No), “log” (Yes or No), and “alert” (Yes or
  • IP address can be the set of one or more IP Addresses, IP Masks, or IP Ranges that this rule applies to.
  • TCP port' can be the set of one or more TCP ports or TCP port ranges that this rule applies to.
  • protocol can be the set of selected network protocols that this rule applies to.
  • the term “enforce” can mean to allow the user to specify if an enforcement (TCP Reset) is made when a match is found with the rule's network criteria.
  • the term “log” can mean to allow the customer to specify if the packet is logged when a match is found with the rule's network criteria.
  • the term “alert” can mean to allow the customer to specify if an alert is sent when a match is found with the rule's Network Criteria.
  • the enforcer can comprise three mechanisms to "enforce" or terminate TCP and UDP connections that an identified packet is participating in. These mechanisms can include sending a TCP RST (reset) packet to the source and destination IP address. This action can be continued until both sides of the connection are terminated. Another mechanism can be placing the IP address within the organization in a network blackout for a brief period of time. The Enforcer will send TCP RST packets to the source and destination IP address of any machine communicating with the machine in the network blackout. Another mechanism can be sending protocol specific disconnect messages (TCP and UDP) to both members participating in a connection.
  • TCP RST reset
  • Another mechanism can be placing the IP address within the organization in a network blackout for a brief period of time.
  • the Enforcer will send TCP RST packets to the source and destination IP address of any machine communicating with the machine in the network blackout.
  • Another mechanism can be sending protocol specific disconnect messages (TCP and UDP) to both members participating in a connection.
  • proxy enforcer 250 can be configured to ensure messages that use a target protocol pass through protocol message gateway 122 and/or that enforcement rules for the target protocol are enforced.
  • firewall 120 can also include memory 126 configured to store a set of recognition patterns 124, which can also be referred to as "inspect scripts.”
  • Recognition patterns 124 can, for example, be selected by an administrator of firewall 120 and can include information sufficient to describe to firewall 120 messages using a target protocol.
  • Firewall 120 can be configured to then redirect, in response to recognition patterns 124, at least some of the messages it processes to protocol message gateway 122.
  • messages can be redirected using a conventional content vectoring protocol (CVP) technique, in which, after processing the message and determining that it should be further processed by protocol message gateway 122, firewall 120 delivers the message to protocol message gateway 120. Redirection using CVP is described in more detail in conjunction with figure 6.
  • CVP content vectoring protocol
  • Protocol message gateway 122 can include a protocol message parser 410, a gateway manager 420, a set of protocol adapters 430, a policy enforcement module 440, an authentication module 450, and a set of additional module adapters 460.
  • protocol message parser 410 is coupled to firewall 120 using a conventional CVP technique, as described above. Protocol message parser 410 can thus receive a target message from firewall 120. Protocol message parser 410 parses the received message and determines which of the set of protocol adapters 430 is appropriate for processing the received message. Protocol message parser can be configured to then forward the message to gateway manager 420.
  • protocol message gateway 122 can include more than one protocol message parser 410. Inclusion of a plurality of protocol message parsers allows for relatively easy and efficient scaling of the ability for protocol message gateway 122 to receive large numbers of target messages, and to both parse and distribute those messages -to gateway manager 420 without substantial degradation in either accuracy or response time.
  • Gateway manager 420 receives the parsed message and creates any necessary data structures 422 associated with the message. Among these data structures 422, gateway manager 420 can be configured to create a new message event 404, which it can publish to protocol adapters 430 and module adapters 460 that indicate an interest in receiving message event 404. When publishing message event 404, gateway manager 420 can include information relevant to the parsed message, such as the appropriate protocol adapter 430 to handle the message, and any other identifying information regarding the message, such as a user, user name, screen name associated with the message, etc.
  • gateway manager 420 determines which protocol adapter 430 is the appropriate one to handle the message.
  • the appropriate protocol adapter 430 can then receive the message and its associated message event 404, and can determine how the message fits into the processing paradigm for the associated message protocol. For example, if the message initiates a session between a sender and receiver, such as a sender and receiver of an IM message, protocol adapter 430 can determine that a new session should be created, and generate a new session event 406.
  • data structures 422 generated and used by the gateway manager 420 would include a session data structure as part of data structures 422; the session data structure would include information relevant to the communication session between a sending client device 170 and a receiving client device using the associated message protocol.
  • Protocol adapter 430 assigned to handle the message can be configured to send any new events 406 it generates to gateway manager 420 for publishing to any protocol adapters 430 or module adapters 460 that have indicated interest in that particular message or message event 406.
  • Inclusion of more than one protocol adapter 430 in protocol message gateway 122 allows for relatively easy and efficient scaling of protocol message gateway 122 to receive large numbers of messages, and to individually process those messages within protocol message gateway 122 without substantial degradation in either accuracy or response time.
  • gateway manager 420 can be configured to publish any message events 406 to any protocol adapters 430 or module adapters 460 that indicate interest the message events 406.
  • protocol adapters 430 or module adapters 460 that can indicate interest are, for example, policy enforcement module 440, authentication module 450, and selected other additional module adapters 460.
  • Authentication module 450 can be configured to receive any session events 406 so that authentication module 450 can authenticate any screen names associated with the associated message. As described in more detail below, authentication module 450 can be configured to uniquely identify an actual user associated with any such screen name, record that identifying information in a user database 454 associated with authentication module 450, and send that identifying information to gateway manager 420 for inclusion in any data structure 422 maintained by gateway manager 420 for the session event 406.
  • Protocol message gateway 122 can also include a logging module 470 that can be configured to provide capability for logging messages as they are received by protocol message gateway 122 from a sending client devices 170, and as they are forwarded by protocol message gateway 122 to receiving client device 170, or to a client device on external network 130.
  • logging module 470 provides a capability for maintaining a persistent log of all messages exchanged across protocol message gateway 122.
  • logging module 470 can be configured to output a log to a logging database 474 from which database searches can be conducted and reports generated.
  • logging module 470 can be configured to output log information to logging database 474 in an encrypted format, so as to restrict access to information in logging database 474 to those devices 170 associated with logging module 470, or possibly those devices 170 associated with gateway 122, that have been assigned access to logging database 474. Access can, depending on the embodiment, be assigned using appropriate keys for the encrypted format used to encrypt the information.
  • Logging module 470 provides a way to record messages comprising what is otherwise evanescent communication between sending client devices 170 and receiving client devices. Such persistent recording allows for forensic investigation of communication between those client devices. Similarly, such persistent recording also allows for compliance with any regulatory requirements or other administrative rules requiring maintenance of records of communications between such client devices.
  • a sending client device 170 and a receiving client device may be controlled by users in disparate departments of a financial institution. Regulatory requirements can demand that communications between such users avoid certain topics, such as communication regarding analysis or recommendation of selected securities. Logging such communications can help ensure that any such requirements are adhered to.
  • Protocol message gateway 122 can, depending on the embodiment, also include a policy enforcement module 440.
  • Policy enforcement module 440 can be configured to receive information regarding each message, and to determine whether or not a specific message should be forwarded in unaltered form from sending client device 170.
  • Policy enforcement module 440 can have access to a policy rules database 444 that includes specific policy rules responsive to at least one of certain classes of information including: the nature of sending client device 170; the nature of the receiving client device; the nature of the message; any information, including keywords, included within the message; the day of the week, or a time of day, at which the message was sent or is intended to be received; the size of the message, including whether or not the message includes an attachment, an executable file attachment, an executable file attachment including a virus, and the like; the amount of traffic already sent by sending client device 170, or already received by the receiving client device, within a selected duration of time; or any other classes of information deemed relevant by administrators of enterprise network 110.
  • protocol message gateway 122 can be administrated from one or more logically remote administrator consoles 180, which can be coupled to enterprise network 110, to another network that is coupled to external network 130, or to external network 130 itself.
  • remote administrator consoles 180 can allow various modules and adaptors included in protocol message gateway 122 to be dynamically updated from a remote location.
  • dynamic policy rules database 444 can be dynamically altered from a administrator console 180 in substantially real-time, which can allow real-time updates concerning target protocols. Given how quickly dangerous, or harmful, protocols can pop up, and the need to deal with such protocols as quickly as possible, such dynamic update capability can be invaluable. Further, the fact that dynamic updates can be performed remotely, even through external network 130, can be even more invaluable since network administrators cannot always be present to protect their enterprise networks 110.
  • FIG. 5 is a flow chart illustrating an example method whereby a protocol message gateway 122 can manage communication traffic in a network, such as enterprise network 110.
  • protocol message gateway 122 can receive a message and direct the received message to a protocol message parser 410, which can be configured to parse the message in step 504 and determine which of a set of protocol adapters 430 is appropriate for processing the message.
  • protocol message parser 410 can be configured to forward the message to a gateway manager 420 for further processing.
  • gateway manager 420 can receive the parsed message and create any necessary data structures 422 associated with the message.
  • gateway manager 420 can be configured to create a new message event 404, which it can publish to those protocol adapters 430 and those module adapters 460 that have indicated interest in receiving message event 404. As noted further above, when publishing message event 404, gateway manager 420 can include information relevant to the message, such as the appropriate protocol adapter 430 to handle the message, and any other identifying information regarding the message, such as a user, user name, or screen name associated with the message.
  • step 508 at least one protocol adapter 430 recognizes the message and determines how the message fits into the processing paradigm for an associated message protocol in step 510.
  • the protocol adapter 430 can be configured to generate any new events 406 it deems appropriate in response to how the message fits into the processing paradigm for the associated protocol. Any such new events 406 generated by the protocol adapter 430 can then be sent to gateway manager 122 in step 514.
  • gateway manager 122 can publish new events 406 to protocol adapters 430 or any other module adapters that have indicated interest in those classes of events 406.
  • Authentication module adapter 450 can then receive any new session event 406, in step
  • logging module adapter 470 can generate a logging entry for the message and output a log to a logging database 474 from which database searches can be conducted and reports can be generated. As noted above, logging module adapter 470 can output the log information for logging database 474 in an encrypted format.
  • policy enforcement module 440 can receive information regarding each message, and determine whether or not a specific message should be forwarded in unaltered form from sending client device 170 to the receiving client device. As noted above, policy enforcement module 440 can have access to a policy rules database 444, including specific policy rules responsive to at least one of, and possibly more than one of, a number of classes of policy information.
  • firewall 620 can comprise a CVP API 610, which can be coupled to protocol message gateway 122.
  • Firewall 620 can then be configured to have a CVP interface mechanism through which an external server can be coupled, which in this case is protocol message gateway 122.
  • Firewall 620 can direct messages from, e.g., communication port 5190 or from communication port 2020, to protocol message gateway 122 through the CVP interface mechanism using CVP API 610.
  • FIG 7 is a block diagram illustrating the deployment of a protocol message gateway using a gateway proxy method in accordance with another embodiment of the systems and methods described herein.
  • protocol message gateway 122 comprises a proxy module 760.
  • a proxy can be a server, or component of a server, configured to relay a message comprising any protocol to and from a client, such as local client device 770 to a server, such as remote server 780.
  • Proxies can be used to shield a client device 770 from intrusion from external network 730.
  • Proxies can also be used as a controlled portal through a firewall 720 or gateway, such as protocol message gateway 122.
  • a protocol message gateway 122 equipped with a proxy module 760 can be configured to permit protocol message gateway 122 to act as a proxy and examine any messages within network 710.
  • Each client application on each local client device 770 should, however, be configured to use protocol message gateway 122 as a proxy. Without such configuration, local client device 770 can communicate with remote server 780 by traversing enterprise network 710, the firewall 720, and external network 730 as shown by path 744. Thus, an uncooperative, or uneducated user could willingly, or unknowingly bypass the protocol message gateway 122 and a direct path, such as path 744, to communicate with remote server 780.
  • the firewall 720 can be configured to block all communications except those originating from proxy 760.
  • conventional firewalls 720 are not equipped to detect some more elusive protocols such as certain IM protocols. Accordingly, a proxy enforcer 750 can be used to ensure that messages traveling within network 710 use protocol message gateway 122 as described above.
  • protocol message gateway 122 can monitor all traffic for target protocols and enforce any policies for said protocols as described above.
  • scripts can be executed on a local client device 770, each time a user logs on.
  • the scripts ensure that all client applications running on device 770 have protocol message gateway 122 as a proxy.
  • the scripts give an added convenience to the users in that they do not have to manually configure their proxies.
  • the scripts can be updated remotely using administrator workstations 120, for example.
  • Figure 8 and figure 9 illustrate the deployment of a protocol message gateway 122 using a domain name service (DNS) redirection technique in accordance with alternative embodiments of the systems and methods described herein.
  • DNS domain name service
  • Figure 8 shows a block diagram illustrating a deployment of a protocol message gateway using DNS redirection, where only an external nameserver 890 is used. External nameserver 890 is connected to external network 830. A normal DNS request can then be made through path 840 from a client device 870 to external nameserver 890. Using either a proxy enforcer 850, or firewall 820, the DNS requests can be blocked and the client device forced to use protocol message gateway 122 for the DNS request as a DNS proxy.
  • protocol message gateway 122 can be configured to give its own address as the corresponding address to that host thereby spoofing client 870 into believing protocol message gateway 122 is remote server 880. Protocol message gateway 122 can then relay messages to remote server 880 and monitor and regulate communications therewith. If the hostname is not know to be one belonging to a certain server, e.g., a server associated with a target protocol, the gateway 122 make a request to external nameserver 890 through path 844 and respond to client device 870 with the response given by external nameserver 890.
  • a server e.g., a server associated with a target protocol
  • FIG. 9 shows a block diagram illustrating the deployment of a protocol message gateway using DNS redirection, where an internal nameserver 920 is used by all client devices 970 inside an enterprise network 910.
  • Internal nameserver 920 can, for example, be coupled to enterprise network 910.
  • Local client devices 970 can make DNS requests through path 950 to resolve the addresses of hostnames of servers.
  • internal nameserver 960 can periodically synchronize over path 942 its address list with an external nameserver 990, which is connected to external network 930, in what is referred to as a "zone transfer.”
  • protocol message gateway 122 can supply, via path 940, alternate hostnames to internal nameserver 960 to redirect DNS requests for hostnames of servers associated with target protocols.
  • Figure 8 and figure 9 are given as exemplary embodiments of systems deploying protocol message gateway 122 using DNS redirection method. In will be understood, however, that numerous equivalent topologies and nameserver protocols can be used to achieve a redirection through DNS spoofing.
  • FIG. 10 is a block diagram illustrating the deployment of a protocol message gateway 122 using an HTTP tunnel method.
  • the deployment illustrated in figure 10 can be used, for example.
  • firewall 1020 When firewall 1020 is configured to block all external access to the internet except for HTTP. In such a situation, firewall 1020 can be coupled to a "Demilitarized Zone" (DMZ) host 1010 that can be configured to act as a virtual presence on an external network 1060, i.e. all access to and from external network 1060 goes through DMZ host 1010.
  • DMZ Demilitarized Zone
  • a local client device 1070 sends a message destined for external network 1060, the message can be forced to first pass through protocol message gateway 122, which can, for example, be configured to perform the functions described above.
  • DMZ Demilitarized Zone
  • HTTP tunnel module 1050 can then be configured to appear as an HTTP message by HTTP tunnel module 1050. This way, for example, the message can pass through firewall 1020.
  • HTTP tunnel module 1050 also can be configured as a standalone module or it can be incorporated into protocol message gateway 122 depending on the embodiment. If fact, HTTP tunnel module 1050 can reside anywhere with the enterprise network, including within firewall 1020, as long as it is configured to perform the functions described herein.
  • HTTP tunnel module 1050 Once HTTP tunnel module 1050 has formatted the message, it can be passed through firewall 1020 to, e.g., a web proxy 1030, which can, for example, be included as part of DMZ host 1010. Web proxy 1030 can be configured to forward the message to a relay 1040, which can be configured to undo the HTTP formatting, as required, and forward the message out to external network 1060.
  • a web proxy 1030 can, for example, be included as part of DMZ host 1010.
  • Web proxy 1030 can be configured to forward the message to a relay 1040, which can be configured to undo the HTTP formatting, as required, and forward the message out to external network 1060.
  • FIG 11 is a block diagram illustrating the deployment of a protocol message gateway 122 using an ISA application filter method, which is similar to deployment using a CVP method.
  • firewall 1120 can comprise an ISA application filter 1110 which can be configured to forward messages comprising a target protocol to protocol message gateway 122.
  • protocol message gateway 122 configured to adapt and enforce message protocols associated with messages within an enterprise network, or within some other local network, can be deployed in a variety of ways including those described in the preceding paragraphs.
  • a proxy enforcer such as proxy enforcer 150, can be deployed within the enterprise network to force messages traveling within the network to pass through such protocol message gateway 122.
  • Proxy enforcer 150 can also be configured to terminate a communication connection when it is unable to force a message to pass through protocol message gateway 122. Alternatively, proxy enforcer 150 can be configured to reset a communication connection associated with a message that cannot be forced through protocol message gateway 122, to log information associated within messages being forced through protocol message gateway 122, and/or to generate reports related to any messages being forced through protocol message gateway 122.
  • protocol management system 100 can also include an authentication module 160.
  • Authentication module 160 can be configured to identify the identity of users within enterprise network 110 from screen names, or aliases, being used by target protocols for associated messages being passed into and out of enterprise network 110. For example, IM applications often use a screen name as an alias for a user.
  • Messages generated by the IM application then comprise the screen name. It can be useful when adapting or enforcing policies using protocol message gateway 122 to identify the actual user associated with a screen name.
  • Authentication module 160 can be configured to perform such identifications. Moreover, authentication module 160 can be configured to store the identifying information so that it can be retrieved later when handling, e.g., IM messages generated by the same user using already identified screen names.
  • FIG. 12 is a diagram illustrating one embodiment of authentication module 160 configured in accordance with the systems and methods described herein.
  • authentication module 160 can comprise part of a protocol message gateway 122.
  • authentication module 160 can act as a standalone module separate from protocol message gateway 122 as illustrated in figure 1.
  • authentication module 160 can, for example, be loaded onto a separate server, or local client device interfaced with enterprise network 110.
  • protocol message gateway 122 can comprise the local server 1250 comprising a user database 1252.
  • local server 1250 and user database 1252 can reside outside of protocol message gateway 122 as required by the particular embodiment.
  • User database 1252 can be configured to maintain an association between user names and screen names, or aliases, used by target protocols within enterprise network 110.
  • protocol message gateway 122 can include a session manager 1220, capable of receiving messages intercepted from client devices 170.
  • Session manager 1220 can be configured to parse intercepted messages, and determining the message protocol associated therewith.
  • Session manager 1220 can also be configured to send the message, or information equivalent thereto, to local server 1250, which can be configured to generate a new-session event 1244, indicating the receipt of a message.
  • local server 1250 can be included, e.g., each adapted for processing of a different type of target protocol.
  • Session manager 1220 can be configured to then distribute session event 1244 to one or more other modules within protocol message gateway 122, such as authentication module 160.
  • Authentication module 160 can be configured to receive session event 1244 and send a name- request message 1246 to an authorization server 128 and receive a name-response message 1242 from authorization server 128.
  • name-request message 1246 sent by authentication module 160 to authorization server 128 can include an IP address for the client device 170 sending the message.
  • the name -response message 1242 sent by authorization server 128 to authentication module 160 can then include a unique user name associated with the client device 170 sending the message.
  • authentication module 160 can be configured to first determine if the session associated with session event 1244 is still active. If it is, then authorization module 160 can associate the unique user name with a screen name associated with the message and store the association in user database 1252. When subsequent messages are received that comprise the same screen name, authentication module 160 can simply access the association information from user database 1252 in order to identify the actual user sending the message.
  • a policy enforcement module 1230, protocol adapter 1220, and logging module 1260 can then process the message based on the identification of the user. For example, policy enforcement module 1230 can determine whether to allow the message to be forwarded to its originally intended destination based on the identification of the user sending the message.
  • Multiple screen names can be associated with a single user.
  • the identification information stored in user database 1292 can comprise a complete association of all screen names, or aliases, used by a particular user.
  • FIG. 13 is a flow chart illustrating an example method for associating screen names with unique user names in accordance with the systems and methods described herein.
  • protocol message gateway 122 parse a received message and determine an associated message protocol.
  • protocol message gateway 122 can forward the message to a local server 1250 and, in step 1306, can determine whether the user sending the message is a local user, i.e., coupled to enterprise network 130. If the sending user is a local user, then, in step 1308, local server 1250 can be configured to generate a session event 1244 in response to the message. If the user in not a local user, then the process can jump to step 1312.
  • step 1310 local server 1250 within protocol message gateway 122 can determine if the user sending the message is known to local server 1250, i.e. is the user name associated with a screen name in the user database 1252 maintained by local server 1250? If the user sending a message is known to local server 1250, then nothing needs to be done and the message can be handled accordingly in step 1328. If the user sending the message is not known to local server 1250, then, in step 1312, local server 1250 can be configured to create a guest session, i.e., a new session with a new user initiating the session.
  • a guest session i.e., a new session with a new user initiating the session.
  • step 1314 local server 1250 can be configured to send a message to authorization server 128, requesting authorization server 128 obtain a unique user name for the user.
  • the message from server 1250 to authorization server 128 can include an IP address associated with the sender of the message.
  • authorization server 128 can identify a client device 170 associated, e.g., with the IP address sent received from local server 1250, and can interrogate a registry at that client device 170 to determine a global user ID (GUID) for the client device 170.
  • GUIID global user ID
  • authorization server 128 can directly interrogates the registry at the client device 170, the local server 1290 can obtain information uniquely identifying users without any requirement for cooperation by those users, and without any requirement for cooperation of client devices under control of those users. In cases where an individual user using an IM protocol, for example, has a plurality of screen names, local server 1250 can still associate all of those screen names with the unique user.
  • authorization server 128 can request, from a domain controller 132, a unique user name associated with the GUID obtained above.
  • Domain controller 132 can be configured to respond by sending the unique user name.
  • Authorization server 128 can be configured to then send the unique user name to local server 1250 in step 1320.
  • step 1322 local server 1250 can be configured to check the to determine if the session associated with the message is still in progress. If the session is not still in progress, e.g., the session was dropped by the sender of the message, then the process can conclude. If the session is still in progress, then, in step 1324, local server 1250 can record the unique user name, and its association with the screen name, in user database 1252.
  • Protocol message gateway 122 can be adapted to aggregate its treatment of messages with actual users, regardless of the screen names those actual users select for their communications. Thus, if an individual user has two separate screen names, the protocol message gateway 122 can still enforce policy rules with regard to the actual user, notwithstanding that user's separation of his messages into messages comprising two separate screen names. For example, if a particular policy rule restricts users from sending or receiving more than 100 IM messages each hour, protocol message gateway 122 can still restrict an individual actual user, operating under any one or more screen names, from sending or receiving more than 100 IM messages each hour for all screen names combined.
  • the screen name association information stored in user database 1252 can also be used to identify when a message generated by a user within enterprise network 110 is intended for destination that is also within enterprise network 110. For example, one user 172 within enterprise network 110 can send an IM message to another user 172 within enterprise network 110. In a conventional system, the IM message sent from the first user would have to pass out of network 110 through external network 130 to a remote server configured to determine the destination of the IM message. The remote server would then forward that message, in this case, back to the second user within enterprise network 110.
  • a protocol message gateway 122 configured in accordance with the systems and methods described herein, however, can recognize, using a screen name associated with the destination, that the second user is within enterprise network 110 and simply reflect the message to the second user as opposed to allowing it to exit enterprise network 110 and reach the remote server. [0125] Thus, when protocol message gateway 122 receives a new message it can not only determine if a screen name associated with the source of the message has been associated with a unique user name in user database 1252. But it can also be configured to determine if a screen name associated with the destination of the message has been associated with a unique user name in user database 1252.
  • protocol message gateway 122 can be configured to simply reflect the message to a client device 170 associated with the unique user name.
  • protocol message gateway 122 can prevent the message from traversing out of enterprise network 110, external network 130, to a remote server, and back. Not only can this speed communications between users 172 within enterprise network 110, but it can also avoid any of the problems associated with communicating outside of enterprise network 110.
  • a screen name associated with the destination is not associated with a unique user name in user name database 1252, then a similar process for associating a screen name with a unique user name can be implemented; however, in this case authorization server 128 may not be able to make the association, because the destination can still be outside of enterprise network 110. If such is the case, then the message is not reflected and whatever policy enforcement rules are in place for the message can be implemented.
  • the systems and methods described herein can apply across a plurality of gateways interfaced via external network 130, for example.
  • an enterprise can implement multiple protocol message gateways, with each gateway 122 having information related to the other gateways 122 and client devices 170 associated.
  • the association information stored in user database 1252 can, in certain embodiments, comprise information related to users associated with another protocol message gateway 122.
  • protocol message gateway 122 when a first protocol message gateway 122 determines that a screen name or destination associated with the received message is associated with a unique user name that is in turn associated with a related protocol message gateway 122, the first protocol message gateway 122 can be configured to simply forward the message directly to the destination, e.g., though external network 130 and the related protocol message gateway 122, but still bypassing the remote server. [0129] In another embodiment of the systems and methods described herein, protocol message gateway 122 can be configured to construct a privacy tunnel between a local client device 170 and a remote client device.
  • protocol message gateway 122 does however need to know information related to the remote client device and/or a protocol message gateway associated therewith.
  • protocol message gateway 122 can be configured to set up a direct communication link with the remote client device and/or its associated protocol message gateway.
  • a remote, or local, server can be bypassed when protocol message gateway 122 recognizes that the message generated by local client device 170 is intended for a remote client device about which it possesses direct connection information.
  • the communication link between the local client device 170 and the remote client device can be made secure even when communication via a remote server would not be.
  • a local user or a remote user, can invoke a secure communications session by submitting a signal to protocol message gateway 122.
  • the user invokes a secure session by transmitting a specified string such as " ⁇ SECURE>”.
  • Protocol message gateway 122 observes the request, in step 1404, and invokes a secure communications channel by downloading a secure thin client to the remote client device in step 1406.
  • the remote client device can then invoke, in step 1408, the thin client.
  • Protocol message gateway 122 can then establish a secure communications channel through the external network 130 in step 1410.
  • protocol message gateway 122 can intercept the message, in step 1413, and forward it to the thin client running on the remote client device in step 1414.
  • Protocol message gateway 122 When either user desires to terminate the secure communication, their client device can send a signal indicated to protocol message gateway 122 in step 1416.
  • the termination of the secure such session is specified using a string such as " ⁇ ENDSECURE>”.
  • Protocol message gateway 122 received the request in step 1410 and terminates the secure communications channel.
  • the thin client Upon terminate, the thin client terminates its execution and the remote client device releases all resources used by the thin client in step 1420. The remote client device can then can delete the thin client device in step 1422.
  • protocol message gateway 122 can intercept messages from a local client and translate then from one message protocol to another before sending them to the remote client device. This is useful, for example, where the remote client device and local client device are using different message protocols.
  • Figure 15 is a diagram illustrating a message protocol gateway 1500 configured to detect and report when users log on to an application within, e.g., network 110.
  • protocol message gateway 1500 can comprise a message protocol element 1510 and a usage database 1520.
  • Message protocol element 1510 can be configured to send and receive messages to and from client devices 170, e.g., using enterprise network 110, or to and from external client devices, e.g., using enterprise network 110 and external network 130.
  • Messages sent or received by message protocol element 1510 can implement various target protocols, such as those described above.
  • Usage database 1520 can include a set of database tables, including a user table 1550 and an inverted user table 1560. Although usage database 1520 is described herein with regard to detecting and reporting user presence it will be apparent that usage database 1520 is capable of very general extension to detecting and reporting the presence or absence of other resources, and of detecting and reporting other types of events. Usage database 1520 also includes a set of database codes, including a set of SQL instructions 1522 and a set of SQL extensions 1540. It will be understood, of course, that although usage database 1520 is described herein with regard to SQL as an individual instance of a database manipulation and querying language, usage database 1520 can also be configured for other types of database manipulation and querying, and to other types of databases or data sources in general.
  • user table 1550 includes a set of entries 1552, sometimes referred to as "rows", each of which includes information for a selected user 172.
  • user table 1550 includes a set of fields 1554, sometimes referred to as “columns” for each entry 1552, each of which includes a selected data item, or list of data items, for the user associated with that entry 1552.
  • user table 1550 can include a first field 1554a that can comprise a user name associated with a selected user, a second field 1554b that can comprise a contact list associated with the selected user, and a third field 1554c that can comprise an online/offline status associated with the selected user.
  • Field 1554b can, depending on the embodiment, comprise a multidimensional column, i.e., the value associated with field 1554 can itself be a list.
  • SQL extensions 1540 include functions capable of generating a list, e.g., of multiple rows from a multidimensional column 1554, and functions capable of generating a multidimensional column 1554 from a list. This has the effect that a database query otherwise involving linking multiple database tables is capable of being performed using operations on a single database table. For example, without using multidimensional columns, associating a contact list with a selected user might involve a separate linking table, indicating for each pair of users, e.g., user A and user B, whether user B is on user A's contact list.
  • conducting a contact list query would involve at least one search of the linking table and at least two searches of the user table.
  • associating a contact list with a selected user involves only a single search of the user table itself and the use of a SQL extensions 1540 to generate a list from the multidimensional column used for the contact list.
  • inverted user table 1560 similar to user table 1550, includes a set of entries 1556, each of which includes information for a selected user 172.
  • Inverted user table 1560 can include a set of fields 1558 for each entry 1556, each of which includes a selected data item, or list of data items, for the user associated with that entry 1556.
  • inverted user table 1560 includes a first field 1558a including a user name associated with a selected user, and a second field 1558b including an inverted contact list associated with the selected user. The inverted contact list associated with that selected user in this case can be used to indicate those other users who have listed the selected user on their contact lists.
  • SQL extensions 1540 can also include functions capable of specifying a set of database queries expected to be performed frequently, and for which it is desirable to construct an inverted table in response to the original table, similar to the relationship between inverted user table 1560 and user table 1550.
  • SQL extensions 1540 can, for example, include one or more of the following functions: a function allowing a designer to specify if an inverted table should be automatically constructed in response to an original table, similar to the relationship between inverted user table 1560 and user table 1550, and if so, how fields 1558 of the inverted table relate to any corresponding fields 1554 of the original table; a function allowing a designer to specify if a query relating to the original table should be translated into a query to be performed relating to the inverted table, and if so, how fields 1558 of the inverted table should be tested in correspondence to any testing of fields 1554 of the original table; a function allowing a designer to specify if a query, relating to either an original table or an inverted table, should have its results cashed for later use, and if so, upon what triggers should that query and/or later use be performed.
  • a function allowing a designer to specify if an inverted table should be automatically constructed in response to an original table, similar to the relationship between inverted
  • a query relating to which users on contact lists are logged-in might be performed in response to one or more of the following triggers: (1) when a user logs in, (2) when a user logs out, (3) after a selected period of time expires, (4) after protocol message gateway 1500 is rebooted or reset, and (5) after a selected number of messages have been processed.
  • SQL extensions 1540 can also include a function allowing a designer to specify if a query, relating to either an original table or an inverted table, should be performed and its results calculated before any actual requests therefore, and if so, upon what triggers should that query be performed.
  • SQL extensions 1540 can also include a function allowing a designer to specify whether a table should include a multidimensional column, and if so, how that multidimensional column should be treated in response to query results. For example, a query relating to which users on contact lists are logged-in might include a multidimensional column relating to the contact list for each user, and upon performance of a query, results from that multidimensional column might be aggregated and then separated into individual row responses for specific users that are one the content list of the queried user.
  • protocol message gateway 1500 can be configured to allow efficient, time saving detection of user's present on network 110 and logged on to an application also being used by the user. This can save processing and other resources within network 110. This functionality can be extended by allowing, e.g., a network administrator, to define multidimensional columns, and multidimensional column associations, for other types of databases and database searches.
  • Figure 16 is a flow chart illustrating an example method for detection and reporting of user presence in accordance with one embodiment of the systems and methods described herein. First, in step 1602, an internal user 172 at a client device 170, or an external user at an external client device, attempts to login to use an application.
  • an associated client device 170 can be configured to send a message to protocol message gateway 122 indicating the attempt to login, and including information required to login, e.g., a user name or screen name.
  • protocol message gateway 122 can receive the message indicating the attempt to login, and can, for example, respond to client device 170 indicating receipt thereof.
  • protocol message gateway 122 if protocol message gateway 122 has sufficient information to verify the login attempt, or to deny the login attempt, then it can be configured to respond to client device 170 so indicating.
  • protocol message gateway 122 can be configured to have available cached information from an external server indicating which internal users 172 and which external users are presently authorized to login to use the application.
  • protocol message gateway 122 can be configured to have available a known procedure by which it can determine if the login message is valid, such as for example by reference to a public-key cryptosystem or other trusted server.
  • step 1610 if the login is successful, then the process can continue to step 1612. If, however, the login is not successful, then protocol message gateway 122 can deny the attempt and wait for another message (step 1602).
  • protocol message gateway 122 can be configured to perform any SQL instructions 1520 associated with the login. SQL instructions 1520 can, for example, call upon a set of SQL extensions 1540, such as, for example, when using multiple dimensional columns.
  • a SQL instructions 1520 associated with the login message can include detecting if any other user, whether an internal user 172 or an external user, on the contact list for the newly logged-in user, is also logged in.
  • SQL instructions 1520 can include a query to be performed against a user table 1550, searching for the contact list associated with the newly logged-in user, and determining if any users on that contact list are already logged in.
  • the newly logged-in user can be informed of any associated users already logged in.
  • SQL instructions 1520 associated with the login can also include detecting if the newly logged-in user is on any contact list for any users already logged in. Thus, users already logged in can be informed of the presence of the newly logged-in user, if that newly logged-in user were on any contact lists for any users already logged in. [0150] Accordingly, performing SQL instructions 1520, in step 1612, can direct usage database 1520 to search an inverted user table 1560 for a newly logged-in user. In one embodiment, SQL instructions 1520 associated with the login calls upon a set of SQL extensions 1540 to search an inverted user table 1560 for the newly logged-in user.
  • the set of users listing the newly logged-in user on their contact lists can be specified by the SQL extensions 1540 to include a multidimensional column, with the effect that performing the search provides a list of such users.
  • a multidimensional column can be specified by SQL extensions 1540 to be expanded out to a set of rows, each indicating a single user listing the newly logged-in user on their contact list.
  • SQL instructions 1520 or some other instruction, can be employed to so inform each of those users of the user presence of the newly logged-in user.
  • Protocol message gateway 122 can be configured to then inform each of the set of users listing the newly logged-in user on their contact lists of the user's presence.
  • protocol message gateway 122 in response to other actions having an effect on status of user presence including, for examples, when a new user is registered with protocol message gateway 122, when a user of a selected type, such as a system administrator or chat room facilitator changes the status of their user presence, or when a user logs out.
  • Malware such as viruses, spyware, and phishing programs can be spread to a user's computer through an IM.
  • an instant message can contain a Uniform Resource Locator ("URL") that leads to a malicious web site soliciting identification data, or that launches a malicious script (e.g., spyware program, etc.).
  • URL Uniform Resource Locator
  • Malware writers can use "social engineering" to spread and infect a large number of machines. For example, a user may be more likely to click on a URL contained in an IM (or email) that the user receives from a trusted source such as the account of a friend or family member. Accordingly, malware can be spread by sending an IM containing the malicious URL to all of the users on User A's buddy list. Because the IM appears to come from their buddy, the recipients may be more likely to click on the malicious URL. For example, such a message could read, "Hey, checkout this cool link http ://www .maliciousurl .
  • the malware may obtain confidential information, destroy data, cause the computer to crash, or use the computer to cause other undesired effects. For example, the malware may proceed to use the recipient's email contact list or IM buddy list to spread itself further.
  • IM security services are described in the following paragraphs.
  • the IM security services described herein are not specific to any particular hardware or software platforms.
  • an IM client can be based on any type of hardware or software platform, including but not limited to Windows OS (e.g., 95/98/2000/XP/Vista), Mac OS, Unix/Linux, Pocket PC, Windows CE, or Symbian operating systems.
  • a network gateway can be based on any type of hardware or software platform, including but not limited to Windows OS (e.g., 95/98/2000/XP /Vista), Mac OS, or Unix/Linux operating systems.
  • an IM security module can be implemented as part of a gateway or firewall through which all IM traffic for a particular network must pass, which allows the IM security module to check every IM message that passes out of or in to a network.
  • This allows the IM security module to detect and prevent an attack in real-time, substantially at the same time as a malicious IM is sent or as early as a malicious pattern of IMs can be detected.
  • the gateway can be a L 7 gateway 122 as illustrated in figure 1, since all IM traffic flows through L7 Gateway 122.
  • the following techniques can be used to detect and prevent an attack in real-time. There are several methods options that the administrator can choose to protect the organization from malware that is generated from an IM vector.
  • the system can be configured to maintain a "block list" or "blacklist" of URLs to be blocked.
  • the URL block list can further be used to identify IM messages to be blocked and identify other users whose accounts and/or devices have been compromised.
  • the block list can be populated and updated from an outside source, such as the system administrator or historical lists of known malicious URLs maintained by an outside security module. These bulk updates from outside sources can occur through user-initiated update sessions or automatically during regular periodic update sessions initiated by the user's system.
  • the block list can further be updated manually by the system administrator.
  • the block list can further be updated based on the IM security module's real-time detection of new malicious URLs.
  • the block list can aggregate malicious URLs known from the system's real-time IM detection and other sources such as conventional antivirus databases.
  • the system can be further configured to maintain an "allow list" or "whitelist" of known non-malicious URLs.
  • an IM message containing a URL from the allow list can be forwarded to the recipient without challenging the sender.
  • the allow list of a corporate gateway might include the company's extranet and intranet URLs.
  • the system when the system intercepts an IM message containing a URL, it can send a challenge question via IM to the sender to confirm that the sender is an actual user and not a program.
  • the challenge can consist of a simple question such as "You are being asked this question for security reasons. Please answer the question to proceed with sending the message. What is the answer to 2 + 3? (enter the number only )." If the user enters the right answer, the IM message can be delivered to the recipient. If the user enters the wrong answer or does not answer within a timeout value, the URL can be added to the block list and the message can be blocked.
  • the system can be further configured to send an alert to the system administrator when a new malicious URL has been detected.
  • the new malicious URL can be further sent to an outside security module, such as a centralized block list, where updates can then be further disseminated to other networks.
  • the system can be further configured to first check if the URL is on the block list, in which case the message can be blocked without challenging the sender.
  • the system can be further configured to first check if the URL is on the allow list, in which case the message can be forwarded to the recipient without challenging the sender.
  • there may be automatic IM messages containing URLs that are desired such an as automated stock ticker message with a hyperlink to the stock's historical price chart.
  • the IM message can identify the URL as permissible and forward the IM message without triggering the challenge-response mechanism.
  • the system can be further configured to challenge senders only if the rate of IM messages from that sender containing URLs exceeds a certain threshold.
  • malware spreads via IM using buddy lists, it can often spread automatically and rapidly, which can be detected using the message rate threshold.
  • a challenge-response mechanism using message-rate sensitivity can be less intrusive for users, as senders may not get challenged for every message they send containing a URL, rather the system can be configured to challenge them only when the rate of such messages exceeds the threshold.
  • the newly detected malicious URL can be sent to an enforcement module, which can terminate any existing connections to the same URL, and block any outgoing IM or email messages containing the URL.
  • the enforcement module can ensure that it does not spread further through any means, including but not limited to emails, email file attachments, and outgoing IM messages.
  • the system can be configured such that an IM security module acts as a proxy for IM traffic only, while an enforcement module acts as a proxy for all outgoing traffic, and can therefore monitor all egress points of the network.
  • FIG 18 illustrates another example embodiment of an enterprise network 110 configured to interface with a protocol management system 100 in accordance with the systems and methods described herein.
  • a security module 1802 can be interfaced with enforcer 150.
  • the system can be further configured to block the sending user and/or device that originated the message containing a malicious URL, instead of or in addition to blocking the message itself. Similarly, if the rate of IM messages containing URLs from a particular client exceeds a certain threshold, the client can be blocked until further action is taken by the administrator.
  • the system can be further configured to integrate with and apply one or more URL hygiene modules, e.g., modules 1804, to every URL in an IM message before delivering it to its recipient.
  • an IM message can contain a URL hyperlinked to a word, such that the underlying URL address is not visible to the recipient.
  • the system can be further configured to modify the message to make the URL address visible to the recipient, so that the recipient knows what he or she is clicking.
  • the system can be further configured to analyze a record of sent IM messages to detect malware patterns that would otherwise elude detection heuristics such as those described above. For example, sophisticated malware can spread in "stealth mode," i.e., at a lower rate, so as not to trigger rate detection thresholds.
  • the system can be implemented such that the various detection mechanisms described above can operate independently of each other. For example, if a system administrator feels that the challenge-response mechanism is too intrusive, it could be disabled in favor of a pattern- based detection mechanism. Pattern-based detection heuristics can operate independently of other security mechanisms, such that a system administrator could disable a challenge-response. Further, the system can store the blocklist for each user in a centralized manner that allows the system to block URLs included in the each blocklist for all users, or a segment of users. In this manner, a known bad URL will not cause problems for other users.
  • figure 19 illustrates a method of detecting and blocking IM messages containing malicious URLs. If a message containing a URL is detected, and the security module is enabled at step 1902, and the block list is enabled at step 1922, and the URL in the message is on the block list, then the message can be blocked.
  • step 1904 If the challenge-response mechanism is not enabled at step 1904, then the system can proceed to step 1918. If the message rate threshold is enabled at step 1918, and the current message exceeds the threshold, then the message can be blocked and the URL can be added to the block list at step 1920.
  • the sender of the message containing the URL can be challenged at step 1912 according to the challenge-response mechanism.
  • the sender of the message containing the URL can be challenged at step 1912 according to the challenge-response mechanism. If the challenge-response mechanism is enabled at step 1904, and the message rate mechanism is enabled at step 1906, and the current message exceeds the threshold at step 108, then the sender of the message containing the URL can be challenged at step 1912 according to the challenge-response mechanism. If the challenge-response mechanism is enabled at step
  • the message rate mechanism is enabled at step 1906, but the current message does not exceed the threshold at step 1908, then the message can be forwarded to the recipient at step
  • the message can be blocked and the URL can be added to the block list at step 1916. If the sender is challenged at 1912 and the response times out at step 1914, the message can be blocked and the URL can be added to the block list at step 1916. If the sender is challenged at 1914 and the response is on time and correct at step 1914, then the message can be forwarded to the recipient at step 1910.
  • the system can be configured to check whether the associated URL is includes in the blocklist or allow list. If the URL is in the blocklist, then the message can be blocked and there is no need to perform the challenge response in step 1912. Conversely, if the URL is in the allow list, then the message can be forwarded in step 1910 without engaging in the challenge response sequence of step 1912. Of course, in certain embodiments, if the threshold is exceeded in step 1908, then the challenge response of step 1912 can still be performed, even if the associated URL is in the allow list.
  • IM Sentry Some malware spreads using IM buddy lists, such as by sending a message containing a malicious URL to every user on the list. Accordingly, the use of a "bot" (i.e., robot or non- human) account can be used to detect such automated attacks. This mechanism is referred to herein as "IM Sentry.”
  • the IM Sentry account does not correspond to an actual user, rather it is another channel through which the security system "listens" for malicious IMs. The system can add the IM Sentry to the buddy lists of all users. A human IM user is unlikely to send messages to the IM Sentry because it does not correspond to an actual person, therefore any messages sent to the IM Sentry are likely sent by malware or other undesirable programs.
  • a user's buddy list can be maintained by the IM server. Accordingly, when the user logs on to the IM network, the IM server sends the buddy list to the user's IM client.
  • the gateway can be configured to intercept the list, modify it to add the IM Sentry as a "buddy" account, then forward the list on to the IM client. Accordingly, the IM Sentry mechanism can be implemented in a manner transparent to the IM client-server system.
  • the system can assume that the URL is malicious. The URL can then be added to the block list, the gateway can block the message, and the system administrator can be alerted. Accordingly, sophisticated malware that spreads slowly to avoid detection based on message rate can still be detected using the IM Sentry mechanism. If the IM Sentry receives a message that does not contain a URL, the system can alert the system administrator that the sender account is behaving suspiciously or do nothing. [0176] Malicious URLs can be presented through IM chat rooms as well as direct user-to-user IM messages.
  • a malicious user or malware bot can join a chat room and send a message containing a malicious URL to the entire chat room, which an unsuspecting user may click.
  • a malicious user or malware bot may decide to send a malicious message to a chat room or directly to a user based on that user's participation in a chat room.
  • a program or bot referred to herein as a "honey- buddy" can be used to join a chat room and actively participate in order to intentionally solicit malicious messages.
  • the honey-buddy can automatically discover chat rooms to join, such as by enumerating through the tree directory structure typically maintained by chat room providers. Joining a chat room allows the honey-buddy to observe all of the chat room messages for potentially malicious URLs.
  • the honey-buddy can further increase the chance of coming to the attention of malicious users and malware bots, and consequently of receiving messages containing malicious URLs, by actively participating in the chat rooms.
  • the honey -buddy can further be continually present in multiple chat rooms simultaneously, by joining and participating in each.
  • the honey-buddy can participate in hundreds of chat rooms at the same time.
  • the honey-buddy can further be configured to change identities to hide the fact that it is a bot.
  • the honey-buddy can exhibit characteristics to appear to other chat room participants as if it were a real person instead of a program.
  • the honey-buddy can contain conversation templates that allow it to send sequences of multiple messages that appear to be sent by a real person.
  • honey-buddy can be configured to determine whether a message with a URL is sent to the honey buddy it stores the sender's screen name and the URL in a database.
  • the honey-buddy can be configured to determine whether a
  • URL is malicious, or it can be configured to invoke a separate URL hygiene module.
  • the honey-buddy can be configured to integrate with a third party URL hygiene module to determine whether received URLs are malicious.
  • the URL can immediately be incorporated into the IM and general malware security modules for the current system, such as by updating the
  • the honey-buddy can be further configured to notify an external security database of newly discovered URLs, to improve the URL security for other systems associated with the same external security database.
  • honey-buddy bots used in different locations can be configured to create a global network to actively seek out malicious content spread via IM messages.
  • multiple honey-buddy bots can be deployed at various locations around the world, each of which can be directed to local chat room provider sites. This can increase overall chat room coverage and detection of malicious URLs.
  • a centralized monitoring module can be configured to integrate with and monitor multiple honey-buddy bots. When a honey buddy detects a new URL, or a identifies a new malicious URL, it can send an update message to the monitoring module. The update message can include the URL itself.
  • the update message can further contain the text of the message containing the malicious URL or other message preceding or following the URL message, to aid the monitoring module and other systems in identifying malicious message patterns.
  • the monitoring module can detect patterns in URLs being sent across multiple honey-buddies that may not be visible to any one honey-buddy alone. This can further increase the rapid detection and early prevention of malware spread.

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Abstract

A protocol management system comprises a gateway configured to receive all instant message traffic flowing into and out of a local network and a security module configured to check each instant message coming into the local network via the gateway, determine whether the instant message includes a URL, if so determine whether the URL is in a blocklist and send a challenge to a sender associated with the instant message when it is determined that the URL is not in the blocklist.

Description

S P E C I F I C A T I O N
SYSTEMS AND METHODS FOR DETECTING AND BLOCKING MALICIOUS CONTENT
IN INSTANT MESSAGES
APPLICATIONS FOR CLAIM OF PRIORITY
[001] This application claims the benefit under 35 U.S. C. §119(e) of U.S. Provisional
Application Ser. No. 60/883,403 filed January 4, 2007. This application also claims priority as a continuation-in-part under 35 U.S.C. §120 to U.S. Patent Application Serial No. 10/459,111,
entitled "SYSTEMS AND METHODS FOR IMPLEMENTING PROTOCOL ENFORCEMENT RULES," filed June 10, 2003, which in turn claims priority under 35 USC §119 to 60/387,761, entitled "PROXY ENFORCER FOR ROGUE PROTOCOL MESSAGES," filed on June 10, 2002 and to U.S. U.S. Provisional Application Ser. No. 60/445,648, entitled "DETECTION AND REPORTING OF USER PRESENCE," filed on February 7, 2003, and as a continuation-
in-part under 35 U.S.C. §120 to U.S. Patent Application Serial No. 10/167,228, entitled "EXTENDIBLE GATEWAY FOR PROTECTION AGAINST ROGUE PROTOCOLS," filed
on June 10, 2002, all of which are incorporated herein by reference as though set in full.
BACKGROUND
1. Technical Field
[002] The field of the invention relates generally to digital communications networks and more particularly to the management of a plurality of protocols over such networks including dynamic
protocols such as "Instant Message" protocols.
2. Background Information
[003] When a local computing device coupled to a local, or proprietary, network communicates with a remote computing device outside the network, the network can become subject to attempts at intrusion. Intrusion can, for example, be defined as someone trying to wrongfully access the network. Intrusion can also be defined as a program, such as a computer virus, attempting to wrongfully access resources available on the network. For example, a computer virus can be sent from a remote computing device to the local computing device, and if allowed to operate on the local computing device, can commandeer resources at the local computing device as well as other local resources, such as those available to the local computing device on the network or otherwise. For another example, a remote computing device can generate a set of messages in an attempt to deny service to, or otherwise have an effect on service at, the local computing device, such as preventing access by that local computing device to proper resources, or by preventing access by others to that local computing device.
[004] In some cases, intrusion can be caused by messages directed at the network, while in other cases, intrusion can be caused by messages from inside the network, such as from a computing device within the network under the control of a computer virus or an employee using the network improperly. For example, a computing device within the network can be corrupted by a malicious user of that computing device, i.e., a user who is attempting to access local resources in a way that is not desired. A computing device can also be corrupted in a relatively innocent way, such as when a program is otherwise innocently introduced into a device having access to local resources, but where the program itself includes functions that attempt to access local resources in a way that is not desired.
[005] It is therefore sometimes desirable to apply policy rules for handling messages in the network, particularly when those messages use a message protocol that might not be directed to business aspects of the network. For example, a number of message protocols have been developed recently that are primarily for personal use, but which often make their way into proprietary networks, such as enterprise networks, and which are subject to possible abuses. These message protocols include, for example, instant message (IM) protocols, peer-to-peer (P2P) and other file sharing protocols, interactive game protocols, distributed computing protocols, HTTP Tunneling, and ".NET" or "SOAP" methods of computer program interaction. Some of the possible abuses that can result from these message protocols entering the enterprise network include accidental delivery of a computer virus to a client device within the enterprise network, communication of sensitive or proprietary information between client devices within the enterprise network and client devices outside the enterprise network, and other unauthorized user behavior within the enterprise network.
[006] Conventional methods of applying policy rules to messages in an enterprise network are directed primarily to relatively low-level message protocols such as TCP (transmission control protocol) and IP (Internet protocol). The protocols just described, however, typically are implemented at the higher levels of the TCP/IP protocol stack, as represented in the International Organization for Standardization (ISO) model. Often, in the interest of speed and finality, firewall servers, for example, are not very effective against message protocols that involve higher levels in the ISO model, or against message protocols that are relatively new to the enterprise network and therefore not anticipated by the firewall server. Moreover, many such protocols are being rapidly developed and modified, often more quickly than it is feasible to deploy new systems and methods for recognizing and intercepting those message protocols, and for enforcing policy rules thereto.
SUMMARY
[007] A protocol management system comprises a gateway configured to receive all instant message traffic flowing into and out of a local network and a security module configured to check each instant message coming into the local network via the gateway, determine whether the instant message includes a URL, if so determine whether the URL is in a blocklist and send a challenge to a sender associated with the instant message when it is determined that the URL is not in the blocklist.
[008] In one aspect, if the sender responds to the challenge with an appropriate response, and within an allowed response period, then the instant message can be forward to the intended recipient.
[009] In another aspect, the URL is added to the block list and all connections to the URL can be prevented, when the sender does not respond appropriately to the challenge.
[010] In another aspect, the rate of messages that include a URL can be tracked and if it exceeds a certain threshold, then the security module can issue a challenge.
[011] In another aspect, the system can also include an allow list that can be checked before issuing a challenge.
[012] These and other features, aspects, and embodiments are described below in the section entitled "Detailed Description."
BRIEF DESCRIPTION OF THE DRAWINGS
[013] Features, aspects, and embodiments of the inventions are described in conjunction with the attached drawings, in which:
[014] Figure 1 depicts an exemplary embodiment of an enterprise network configured to incorporate a protocol management system;
[015] Figure 2 shows a block diagram of a system including a proxy enforcer; [016] Figure 3 shows a process flow diagram of a method including proxy enforcement; [017] Figure 4 shows a block diagram of a gateway capable of protection against protocols of interest; [018] Figure 5 shows a process flow diagram of a method of operating a gateway capable of protection against protocols of interest;
[019] Figure 6 shows a block diagram of the deployment of a protocol message gateway using the CVP method;
[020] Figure 7 shows a block diagram illustrating the deployment of a protocol message gateway using the gateway proxy method;
[021] Figure 8 shows a block diagram illustrating the deployment of a protocol message gateway using the DNS redirect method where only an external nameserver is used;
[022] Figure 9 shows a block diagram illustrating the deployment of a protocol message gateway using the DNS redirect method where an internal nameserver is used by all client devices inside an enterprise network;
[023] Figure 10 shows a block diagram illustrating the deployment of a protocol message gateway using an HTTP tunnel method;
[024] Figure 11 shows a block diagram illustrating the deployment of a protocol message gateway using the ISA application filter method;
[025] Figure 12 shows a block diagram of a local server capable of associating screen names with users of protocols of interest;
[026] Figure 13 shows a process flow diagram of a method including associating screen names with users of protocols of interest;
[027] Figure 14 shows a process flow diagram of a method for communicating using a privacy tunnel;
[028] Figure 15 shows a block diagram illustrating a message protocol gateway configured to detect user presence; [029] Figure 16 shows a process flow diagram for a method for detecting user preference;
[030] Figure 17 is a diagram illustrating an example state machine that can be used to implement the process of figure 3;
[031] Figure 18 is a diagram illustrating another exemplary embodiment of an enterprise network configured to incorporate a protocol management system; and
[032] Figure 19 is a flow chart illustrating an example process for detecting and blocking malicious content in accordance with one embodiment.
DETAILED DESCRIPTION
[033] Figure 1 depicts an exemplary embodiment of an enterprise network 110 configured to interface with a protocol management system 100 in accordance with the systems and methods described herein. In the example of figure 1, enterprise network 110 is coupled to an external network 130 through a firewall 120. Enterprise network 110 can be coupled to at least one local client 170, configured to provide a user 172 access to enterprise network 110. In alternate embodiments, a proxy server (not shown) can be used in place of a firewall 120 to couple external network 130 to enterprise network 110.
[034] As can be seen in figure 1, system 100 can comprise a protocol message gateway 122, a proxy enforcer 150, and an authentication module 160. Embodiments, deployments, and applications of protocol message gateway 122, proxy enforcer 150, and authentication module 160 are described below in greater detail.
[035] As described herein, enterprise network 110 can include one or more internal networks such as a LAN (local area network), WAN (wide area network), locally switched network, or public switched network, some other communication technique, or some combination thereof, by which devices locally coupled to enterprise network 110 can communicate with each other. Although one embodiment is described herein in which enterprise network 110 includes a LAN, there is no particular requirement that enterprise network 110 include a LAN, or that any particular network configuration be employed.
[036] External network 130 can include the Internet; however, in other embodiments external network 130 can also include an intranet, extranet, virtual private network (VPN), LAN, WAN, locally switched network or public switched network, some other communication technique, or some combination thereof. Although an embodiment is described herein where external network
130 including the Internet, there is no particular requirement that external network 130 use the
Internet or any other specific type of network.
[037] Firewall 120 can include a conventional device for recognizing and intercepting messages formatted at selected levels of the ISO layered protocol model, and meeting selected filtering criteria by which firewall 120 might determine whether those messages carry information intended to be received in a certain message protocol format.
[038] In one embodiment of system 100, protocol message gateway 120, proxy enforcer 150, and authentication module 160 can be coupled to an administration console 180 that can be configured for use by a system administrator to set parameters and polices regarding certain protocols that are defined to be targets of system 100.
[039] In addition, protocol message gateway 122, and proxy enforcer 150 in certain embodiments, can be coupled to a corporate database 125, which can be used to associate user screen names, or aliases, with a specific user within enterprise network 110. Protocol message gateway 120, and proxy enforcer 150, in certain embodiments, can also be coupled to a logging and archiving subsystem that comprises a data transport service 190. Data transport service 190 can be configured to convert protocol message logs into a relational model for reporting and, to record the logs into a report database 196 from which a report 198 can be generated. In certain other embodiments, such a report can even be converted to electronic mail that can be mailed to an administrator 192 or archived by an electronic mail archive service 194. [040] Figure 2 is a block diagram illustrating a communication system 200 that includes a proxy enforcer 250 that is described in more detail. System 200 also includes an enterprise network 210, a firewall 220, an external network 230, a protocol message gateway 240, a proxy enforcer 250, and a set of client devices 260.
[041] As will be explained below, protocol message gateway 240 can be configured to recognize messages that are using certain target protocols and implement policy rules associated with the target protocols. These target protocols can be high level, e.g., ISO level 7, protocols that would otherwise often escape detection while entering and exiting enterprise network 210. For example, these message protocols can often find un-monitored communication connections into and out of enterprise network 210, allowing the messages to escape detection. Proxy enforcer 250 can, however, be configured to intercept all messages traveling into and out of enterprise network 210 and force them to pass through defined communication connections, e.g., defined ports on protocol message gateway 240. This way, proxy enforcer 250 can ensure that all messages flowing into and out of enterprise network 210 are handled by protocol message gateway 240, as required, so that the appropriate protocol rule can be applied to the messages. [042] Thus, in one embodiment, proxy enforcer 250 can be coupled to firewall 220 and disposed so as to be able to passively listen to messages, including individual packets, flowing through firewall 220 into or out of enterprise network 210. Proxy enforcer 250 can include a set of enforcement rules 252 that are based on a set of protocol definition files 254. Each protocol definition file 254 can be a piece of executable code with intelligent heuristics that can recognize target protocols and manage state across multiple connections. For example, there can be an individual definition file 254 for every class or subtype of target protocol. An individual protocol definition file 254 can be different from other protocol definition files 254. Moreover, the set of enforcement rules 252 and protocol definitions files 254 can be expanded as necessary in response to different target protocols and different ways of handling target protocols. In one embodiment, additional enforcement rules 252 and protocol definition files 254 can be downloaded from a server interfaced with enterprise network 210. Thus, a system administrator, for example, can define new enforcement rules 252 and/or protocol definitions 254 and update proxy enforcer 250 as required.
[043] The protocol definition files 254 act as a protocol template. Proxy enforcer 250 can be configured, therefore, to intercept messages in enterprise network 210 and to then compare them to the protocol template as defined by the protocol definition files 254. If a match occurs, proxy enforcer 250 can be configured to then implement the corresponding enforcement rule, or rules, 252. Unlike traditional virus recognition software that relies entirely upon matching patterns, proxy enforcer 250 can correlate two different messages or two different blocks within the same message, such as when a target protocol uses multiple ports and/or streams. This can be accomplished, for example, because even protocol definition file 254 can be configured to create it's own data structures and tables to store information relating to other ports, packets, and data streams.
[044] A protocol definition file 254 can be configured to identify a target protocol in terms of a source IP address for the message; a destination IP address for the message; a port number associated with the message; a header string or other set of data values embedded in the message; or some combination thereof. Proxy enforcer 250 can also be configured to detect protocols of interest in response to a persistent state maintained by the proxy enforcer 250 in response to sequences of messages.
[045] In operation, a remote server 280 coupled to external network 230 can be configured to send and receive messages using a target protocol to and from client devices 260. For example, remote server 280 can be configured to communicate IM messages with a client device 260. [046] Proxy enforcer 250 can be configured to then passively listen to messages as they flow, e.g., through firewall 220. Proxy enforcer 250 can comprise a set of proxy enforcement rules 252, e.g., maintained in an enforcement rules database 256. When proxy enforcer 250 intercepts an IM message, i.e., a message that uses a target protocol, proxy enforcer will match the IM message using the proxy definition files 254. Proxy enforcer 250 can then execute the associated enforcement rule 252. The enforcement rule 252 can be configured to override aspects of the IM protocol associated with the intercepted IM message. For example, proxy enforcement rules 252 can require that IM messages pass through the protocol message gateway 240, which can be configured to act as a proxy for all IM messages.
[047] Proxy enforcer 250 can be configured to then prevent the message from being effective if it does not adhere to proxy enforcement rules 252. One way proxy enforcer 250 can prevent a message 270 from being effective is to kill the communication connection between the service of the message and the destination, whether or not the message originates in enterprise network 210 or in external network 230. In alternative embodiments, proxy enforcer 250 can be configured to reset the communication connection associated with the message. In other embodiments, enforcement rule 252 can cause proxy enforcer 250 to record information related to the message. The recorded information can then be used to generate logs and/or reports as described below. [048] Figure 3 is a flow chart illustrating an example method for managing communication traffic in a network, such as enterprise network 210, using a proxy enforcer, such as proxy enforcer 250. First, in step 302, proxy enforcer 250 can be configured to passively listen to the messages comprising the communication traffic. Then, in step 304, proxy enforcer 250 can intercept a message and inspect the protocol associated with the message in step 306. Inspecting the message in step 306 can comprise determining information, such as a source IP address, a destination IP address, a port number, and a set of text associated with the message. In step 306, proxy enforcer 250 determines if the protocol matches a target protocol template, e.g., based on the information determined in step 306. The template can, as described above, be defined by one or more protocol definition files 254. If there is a match in step 303, then proxy enforcer 250 can be configured to execute the associated enforcement rule 252. If there is no match, then proxy enforcer 250 can be configured to continue passively listening (step 302).
[049] Protocol definition files 254 can define a pattern of values associated with a message that uses a target protocol. Thus, proxy enforcer 250 can be configured to match (step 303) a pattern of values with data maintained in a message traffic database 258. Possible examples, e.g., include matching all traffic on port 5190, all traffic on port 8080 and including the string "?ymessage=", all traffic on port 8080 and including a string "?pword=%l", where, e.g., %1 is a value maintained in the message traffic database 258, and all traffic on 5190 that includes a string of five characters in incoming packet header, where the five characters as are, e.g., a signature of an instant message used in an IM protocol.
[050] In certain embodiments, depending upon the type of enforcement rule 252 and type of match, further analysis of a message can be performed. This is particularly useful, for example, if the initial analysis suggests that the message is an IM masquerading as HTTP traffic. [051] In step 310, the proxy enforcer 250 performs the action associated with one of a plurality of triggered enforcement rules 252. In one embodiment, only the action associated with the first triggered enforcement rule 252 is performed; however, in alternative embodiments, more than one action may be performed, with the order of performance being responsive to an order in which enforcement rules 252 are maintained in enforcement rule database 256. [052] In certain embodiments, enforcement rules 252 include specific actions to take regarding the intercepted message, including possibly recording values in message traffic database 258. As explained above, possible examples of actions to be taken in response to enforcement rules 252 include killing the connection associated with the message, resetting the socket connections, recording the value %1 in message traffic database 258, where %1 is found in the string "?pword=%l" when matched and/or store the value %1 in a log so that the value can be recognized in the future, and parsing out the message text and storing the messages in a log associated with one or more individual users so that the messages and message text can be reviewed at a future point in time. This can be used, for example, to generate a record of unauthorized uses of a network, such as, employees downloading music files. [053] In the embodiments of figures 1 and 2, proxy enforcer 150 and 250 are shown as separate components; however, in many embodiments a proxy enforcer comprises a software application that analyzes all network traffic within an organization or enterprise, and based upon a user-defined rule set, takes action to terminate undesired communication traffic such as TCP and UDP traffic. Thus, a proxy enforcer can reside on gateway 240 or some other device interfaced with enterprise network 210.
[054] The process implemented by the enforcer software can more specifically be described as follows: First, a single network packet can be acquired (step 304) from network 210 via a switch span port or a network tap, e.g., within firewall 200 or gateway 240. A protocol inspection manager routine can then analyze the packet to determine the network protocol the packet is participating in (step 306). The results of the inspection can be saved in a protocol state machine comprising the proxy enforcement software in order to aid in multiple packet sequences. Packets that have been identified can then be sent to a rule manager routine to determine (step 308) what, if any action is to be taken (step 310).
[055] As noted, the proxy enforcer can take one or more actions per matched rule including: terminate, e.g., TCP or UDP connection that the identified packet is participating in; log packet information for reporting purposes; send a user-defined alert message to the source or destination IP address; or request the network/domain identity of the individual at the source or destination IP address.
[056] Each of the steps in figure 3 are described in more detail below with respect to specific implementations.
[057] First, the proxy enforcer typically reads network packets from a switch's span port or a network tap near an organization's main Internet egress point. This allows the enforcer to examine every network packet originating from or destined to the organization. The enforcer can use passive acquisition (step 302) of packets to ensure that the enforcer will not degrade network performance or be a single point of failure, unlike in-line devices such as firewalls. All aspects of packet acquisition (step 304) and analysis (step 306) can be optimized to ensure that the enforcer can keep up with an extremely high network load.
[058] As the enforcer acquires (step 304) each network packet it can inspect (step 306) the packets to identify the network protocol of the packet. For example, the enforcer can inspect a packet and determine that it is a Gnutella Peer-to-Peer protocol packet. This inspection work can be done by a protocol inspection routine. Depending on the embodiment, a single protocol inspection routine only has knowledge of one network protocol. For example an HTTP protocol inspection routine contains the information required to determine if a packet is participating in an HTTP protocol sequence. A protocol inspection routine examines, e.g., IP, TCP, ICMP, and UDP header and data segments. These packet segments are analyzed by one or more inspection primitives routines executed by the protocol Inspection routines.
[059] Again depending one the embodiment, a single inspection primitive routine can be configured to analyze the packet for one specific type of signature or pattern. An example of an inspection primitive routine is a command that looks for a particular byte pattern at the beginning of the packet's data segment. An inspection primitive routine can be a function that performs its specialized test on the packet and returns, e.g., one of three possible values: Success, Failure, or Not Applicable. The protocol inspection routine that called the inspection primitive routine can be configured to execute, e.g., between 10 and 100 inspection primitive routines in sequence to determine the protocol of the packet.
[060] In order to determine the protocol of a particular packet, a protocol inspection routine can be associated with, e.g., dozens of possible inspection primitive routine tests that must be satisfied in sequence. The sequence of primitive forms a state machine within the protocol inspection routine as illustrated in figure 17. Each primitive routine is given a state number between 1 and N, where N is the total number of primitives within the protocol inspection routine. When a packet is analyzed the primitive routine with state number 1 is executed first. The results of this execution determine which of the remaining primitive routine should be executed next, or if the protocol has been identified. Each of the primitive routine's possible return values, i.e., Success, Failure, or Not Applicable, can be mapped to a state number or an exit code. Exit codes indicate that the protocol has or has not been identified. [061] Thus, as illustrated in figure 17, if the inspection by primitive routine 1 results in a success, then the process flow can jump to a state associated with a successful identification. This can then cause the process flow to exit the protocol inspection routine, or to begin processing the next packet. If, on the other hand, primitive routine 1 fails to identify the protocol for the packet, then this can cause the process flow to jump to a state associated with a failure. The process can them jump to the next primitive routine, e.g. primitive routine 2, and so on. [062] If the inspection by one of the primitive routines, e.g., routine 1 determines that enforcement s not applicable to the packet, then the process can exit or begin on the next packet. [063] Typically an organization would want the enforcer to be able to identify many different network protocols. This requires the Enforcer to employ multiple protocol inspection routines. Depending on the embodiment, the enforcer can comprise a protocol inspection manager configure to coordinate the efforts of multiple protocol inspection routines. For example, the enforcer software can be configured so that when the enforcer loads, the protocol inspection manager loads all participating protocol inspection routines. Each individual protocol inspection routine's state machine can be built at that time.
[064] In certain embodiments, once all protocol inspection routines have been loaded, a composite state machine is created from all of the individual state machines. This merging of state machines can be done to increase inspection efficiency. Duplicate states can be removed and the resulting composite state machine can be configured to allow for a single pass token scan. Such a merged state machine can provide important efficiency and can allow it perform analysis on networks with large amounts of traffic. [065] In such embodiments, an important step in network packet analysis can involve identifying sequences of bytes within the packet. This can be referred to as a token scan. Protocol inspection routines can be configured to look for bytes at the beginning, middle, or end of the packet. And some protocol inspection routines can be configured to search for byte sequences that can occur anywhere within the packet.
[066] A tokenizer routine can be configured to look for these byte sequences and tell the protocol inspection manager where it found them. When the enforcer loads, the protocol inspector manager can be configured to use the composite state machine to inform the tokenizer which byte sequences to look for. The tokenizer can then create its own optimized token state machine. The tokenizer can be configured to perform a single pass lexigraphical scan of the packet bytes when it is directed to do so by the protocol inspector manager. [067] Depending on the embodiment, the enforcer can be configured to maintain the state of all, e.g., TCP and UDP connections within an organization's network. This state can be maintained in a specialized data structure optimized for usage within the enforcer. This can be useful for determining the protocol of a network packet, as some protocols require the inspection of multiple packets before the exact protocol can be determined. The Source IP, Destination IP, Source Port, Destination Port, Source Sequence Number, Destination Sequence Number, Protocol, and Individual Protocol State Numbers can be maintained within the protocol state machine.
[068] Once identified, rules based enforcement can be performed on the packet. Rules based enforcement allows the user to define one or more rules that governs the actions taken by the enforcer. Each network packet received by the enforcer cam be compared sequentially to every defined rule. If the specific network criteria, e.g., IP address, Port, Protocol, etc., defined in a rule is matched to a received packet, the enforcer can be configured to dispatched the actions defined in that rule, e.g. , enforce, allow, log, alert, etc. The enforcer can be configured to then attempt to match a network packet to every defined rule, but will stop matching as soon as the first positive match is made.
[069] Depending on the embodiment, every rule can be given a rule number. This number can be a positive integer starting with the number one, which defines the sequence that rules will be matched to network packets. Each network packet can then be compared against rule number one first, then rule two, and so on, until the packet is matched or there are no more rules to compare.
[070] A rule can consists of two basic parts: a network criteria and a rule actions.
Network criteria can be the set of "IP addresses," "TCP ports," and "protocols" that are compared with each network packet. In order for the enforcer to declare a match with a particular rule, the packet should match all three components of the network criteria. Rule actions are the events that are dispatched when a packet is matched with the rule's network criteria. The actions can, e.g., be "enforce" (Yes or No), "log" (Yes or No), and "alert" (Yes or
No).
[071] With regard to the network criteria, the term "IP address" can be the set of one or more IP Addresses, IP Masks, or IP Ranges that this rule applies to. The term "TCP port' can be the set of one or more TCP ports or TCP port ranges that this rule applies to. The term
"protocol" can be the set of selected network protocols that this rule applies to.
[072] With regard to the rule actions. The term "enforce" can mean to allow the user to specify if an enforcement (TCP Reset) is made when a match is found with the rule's network criteria. The term "log" can mean to allow the customer to specify if the packet is logged when a match is found with the rule's network criteria. The term "alert can mean to allow the customer to specify if an alert is sent when a match is found with the rule's Network Criteria.
[073] In certain embodiments, the enforcer can comprise three mechanisms to "enforce" or terminate TCP and UDP connections that an identified packet is participating in. These mechanisms can include sending a TCP RST (reset) packet to the source and destination IP address. This action can be continued until both sides of the connection are terminated. Another mechanism can be placing the IP address within the organization in a network blackout for a brief period of time. The Enforcer will send TCP RST packets to the source and destination IP address of any machine communicating with the machine in the network blackout. Another mechanism can be sending protocol specific disconnect messages (TCP and UDP) to both members participating in a connection.
[074] Thus, proxy enforcer 250, or similarly proxy enforcer 150, can be configured to ensure messages that use a target protocol pass through protocol message gateway 122 and/or that enforcement rules for the target protocol are enforced.
[075] As can be seen in figure 1, firewall 120 can also include memory 126 configured to store a set of recognition patterns 124, which can also be referred to as "inspect scripts." Recognition patterns 124 can, for example, be selected by an administrator of firewall 120 and can include information sufficient to describe to firewall 120 messages using a target protocol.
[076] Firewall 120 can be configured to then redirect, in response to recognition patterns 124, at least some of the messages it processes to protocol message gateway 122. In one embodiment, for example, messages can be redirected using a conventional content vectoring protocol (CVP) technique, in which, after processing the message and determining that it should be further processed by protocol message gateway 122, firewall 120 delivers the message to protocol message gateway 120. Redirection using CVP is described in more detail in conjunction with figure 6. Once protocol message gateway 122 receives a message, it can ensure that policy rules for the target protocol are employed to handle the message.
[077] Figure 4 is a diagram illustrating one embodiment of protocol message gateway 122 in more detail. As can be seen, protocol message gateway 122 can include a protocol message parser 410, a gateway manager 420, a set of protocol adapters 430, a policy enforcement module 440, an authentication module 450, and a set of additional module adapters 460. [078] In one embodiment, protocol message parser 410 is coupled to firewall 120 using a conventional CVP technique, as described above. Protocol message parser 410 can thus receive a target message from firewall 120. Protocol message parser 410 parses the received message and determines which of the set of protocol adapters 430 is appropriate for processing the received message. Protocol message parser can be configured to then forward the message to gateway manager 420. In certain embodiments, protocol message gateway 122 can include more than one protocol message parser 410. Inclusion of a plurality of protocol message parsers allows for relatively easy and efficient scaling of the ability for protocol message gateway 122 to receive large numbers of target messages, and to both parse and distribute those messages -to gateway manager 420 without substantial degradation in either accuracy or response time. [079] Gateway manager 420 receives the parsed message and creates any necessary data structures 422 associated with the message. Among these data structures 422, gateway manager 420 can be configured to create a new message event 404, which it can publish to protocol adapters 430 and module adapters 460 that indicate an interest in receiving message event 404. When publishing message event 404, gateway manager 420 can include information relevant to the parsed message, such as the appropriate protocol adapter 430 to handle the message, and any other identifying information regarding the message, such as a user, user name, screen name associated with the message, etc.
[080] In one embodiment, gateway manager 420 determines which protocol adapter 430 is the appropriate one to handle the message. The appropriate protocol adapter 430 can then receive the message and its associated message event 404, and can determine how the message fits into the processing paradigm for the associated message protocol. For example, if the message initiates a session between a sender and receiver, such as a sender and receiver of an IM message, protocol adapter 430 can determine that a new session should be created, and generate a new session event 406. In this example, data structures 422 generated and used by the gateway manager 420 would include a session data structure as part of data structures 422; the session data structure would include information relevant to the communication session between a sending client device 170 and a receiving client device using the associated message protocol. [081] Protocol adapter 430 assigned to handle the message can be configured to send any new events 406 it generates to gateway manager 420 for publishing to any protocol adapters 430 or module adapters 460 that have indicated interest in that particular message or message event 406. [082] Inclusion of more than one protocol adapter 430 in protocol message gateway 122 allows for relatively easy and efficient scaling of protocol message gateway 122 to receive large numbers of messages, and to individually process those messages within protocol message gateway 122 without substantial degradation in either accuracy or response time. Further, the use of multiple protocol adapters 430, each specifically designed for a different variant of a set of similar target protocols, allows client devices 170 to communicate using the different variants, without any need for special translation on the part of protocol message gateway 122 and without any need for alteration of client devices 170. [083] Again, gateway manager 420 can be configured to publish any message events 406 to any protocol adapters 430 or module adapters 460 that indicate interest the message events 406. Among the protocol adapters 430 or module adapters 460 that can indicate interest are, for example, policy enforcement module 440, authentication module 450, and selected other additional module adapters 460.
[084] Authentication module 450 can be configured to receive any session events 406 so that authentication module 450 can authenticate any screen names associated with the associated message. As described in more detail below, authentication module 450 can be configured to uniquely identify an actual user associated with any such screen name, record that identifying information in a user database 454 associated with authentication module 450, and send that identifying information to gateway manager 420 for inclusion in any data structure 422 maintained by gateway manager 420 for the session event 406.
[085] Protocol message gateway 122 can also include a logging module 470 that can be configured to provide capability for logging messages as they are received by protocol message gateway 122 from a sending client devices 170, and as they are forwarded by protocol message gateway 122 to receiving client device 170, or to a client device on external network 130. In other words, logging module 470 provides a capability for maintaining a persistent log of all messages exchanged across protocol message gateway 122. In one embodiment, logging module 470 can be configured to output a log to a logging database 474 from which database searches can be conducted and reports generated. In another embodiment, logging module 470 can be configured to output log information to logging database 474 in an encrypted format, so as to restrict access to information in logging database 474 to those devices 170 associated with logging module 470, or possibly those devices 170 associated with gateway 122, that have been assigned access to logging database 474. Access can, depending on the embodiment, be assigned using appropriate keys for the encrypted format used to encrypt the information. [086] Logging module 470 provides a way to record messages comprising what is otherwise evanescent communication between sending client devices 170 and receiving client devices. Such persistent recording allows for forensic investigation of communication between those client devices. Similarly, such persistent recording also allows for compliance with any regulatory requirements or other administrative rules requiring maintenance of records of communications between such client devices. For example, a sending client device 170 and a receiving client device may be controlled by users in disparate departments of a financial institution. Regulatory requirements can demand that communications between such users avoid certain topics, such as communication regarding analysis or recommendation of selected securities. Logging such communications can help ensure that any such requirements are adhered to.
[087] Protocol message gateway 122 can, depending on the embodiment, also include a policy enforcement module 440. Policy enforcement module 440 can be configured to receive information regarding each message, and to determine whether or not a specific message should be forwarded in unaltered form from sending client device 170. Policy enforcement module 440 can have access to a policy rules database 444 that includes specific policy rules responsive to at least one of certain classes of information including: the nature of sending client device 170; the nature of the receiving client device; the nature of the message; any information, including keywords, included within the message; the day of the week, or a time of day, at which the message was sent or is intended to be received; the size of the message, including whether or not the message includes an attachment, an executable file attachment, an executable file attachment including a virus, and the like; the amount of traffic already sent by sending client device 170, or already received by the receiving client device, within a selected duration of time; or any other classes of information deemed relevant by administrators of enterprise network 110. [088] In certain embodiments, protocol message gateway 122 can be administrated from one or more logically remote administrator consoles 180, which can be coupled to enterprise network 110, to another network that is coupled to external network 130, or to external network 130 itself. The use of remote administrator consoles 180 can allow various modules and adaptors included in protocol message gateway 122 to be dynamically updated from a remote location. For example, dynamic policy rules database 444 can be dynamically altered from a administrator console 180 in substantially real-time, which can allow real-time updates concerning target protocols. Given how quickly dangerous, or harmful, protocols can pop up, and the need to deal with such protocols as quickly as possible, such dynamic update capability can be invaluable. Further, the fact that dynamic updates can be performed remotely, even through external network 130, can be even more invaluable since network administrators cannot always be present to protect their enterprise networks 110.
[089] Figure 5 is a flow chart illustrating an example method whereby a protocol message gateway 122 can manage communication traffic in a network, such as enterprise network 110. First, in step 502, protocol message gateway 122 can receive a message and direct the received message to a protocol message parser 410, which can be configured to parse the message in step 504 and determine which of a set of protocol adapters 430 is appropriate for processing the message. As part of step 504, protocol message parser 410 can be configured to forward the message to a gateway manager 420 for further processing. [090] In step 506, gateway manager 420 can receive the parsed message and create any necessary data structures 422 associated with the message. As noted above, among these data structures 422, gateway manager 420 can be configured to create a new message event 404, which it can publish to those protocol adapters 430 and those module adapters 460 that have indicated interest in receiving message event 404. As noted further above, when publishing message event 404, gateway manager 420 can include information relevant to the message, such as the appropriate protocol adapter 430 to handle the message, and any other identifying information regarding the message, such as a user, user name, or screen name associated with the message.
[091] In step 508, at least one protocol adapter 430 recognizes the message and determines how the message fits into the processing paradigm for an associated message protocol in step 510. In step 512, the protocol adapter 430 can be configured to generate any new events 406 it deems appropriate in response to how the message fits into the processing paradigm for the associated protocol. Any such new events 406 generated by the protocol adapter 430 can then be sent to gateway manager 122 in step 514.
[092] In step 516, gateway manager 122 can publish new events 406 to protocol adapters 430 or any other module adapters that have indicated interest in those classes of events 406.
[093] Authentication module adapter 450 can then receive any new session event 406, in step
518, and authenticate any screen name associated with the associated message.
[094] In step 520, logging module adapter 470 can generate a logging entry for the message and output a log to a logging database 474 from which database searches can be conducted and reports can be generated. As noted above, logging module adapter 470 can output the log information for logging database 474 in an encrypted format. [095] In step 522, policy enforcement module 440 can receive information regarding each message, and determine whether or not a specific message should be forwarded in unaltered form from sending client device 170 to the receiving client device. As noted above, policy enforcement module 440 can have access to a policy rules database 444, including specific policy rules responsive to at least one of, and possibly more than one of, a number of classes of policy information.
[096] There are several deployment options that can be used when implementing a protocol message gateway 122. For example, figure 6 is a block diagram illustrating the deployment of a protocol message gateway 122 using the CVP method discussed above. Thus, firewall 620 can comprise a CVP API 610, which can be coupled to protocol message gateway 122. Firewall 620 can then be configured to have a CVP interface mechanism through which an external server can be coupled, which in this case is protocol message gateway 122. Firewall 620 can direct messages from, e.g., communication port 5190 or from communication port 2020, to protocol message gateway 122 through the CVP interface mechanism using CVP API 610. [097] Alternatively, figure 7 is a block diagram illustrating the deployment of a protocol message gateway using a gateway proxy method in accordance with another embodiment of the systems and methods described herein. In the example of figure7, protocol message gateway 122 comprises a proxy module 760. In general, a proxy can be a server, or component of a server, configured to relay a message comprising any protocol to and from a client, such as local client device 770 to a server, such as remote server 780. Proxies can be used to shield a client device 770 from intrusion from external network 730. Proxies can also be used as a controlled portal through a firewall 720 or gateway, such as protocol message gateway 122. Thus, a protocol message gateway 122 equipped with a proxy module 760 can be configured to permit protocol message gateway 122 to act as a proxy and examine any messages within network 710. [098] Each client application on each local client device 770 should, however, be configured to use protocol message gateway 122 as a proxy. Without such configuration, local client device 770 can communicate with remote server 780 by traversing enterprise network 710, the firewall 720, and external network 730 as shown by path 744. Thus, an uncooperative, or uneducated user could willingly, or unknowingly bypass the protocol message gateway 122 and a direct path, such as path 744, to communicate with remote server 780. To help avoid this possibility, the firewall 720 can be configured to block all communications except those originating from proxy 760. Unfortunately, conventional firewalls 720 are not equipped to detect some more elusive protocols such as certain IM protocols. Accordingly, a proxy enforcer 750 can be used to ensure that messages traveling within network 710 use protocol message gateway 122 as described above.
[099] Thus, with the unauthorized paths blocked, a user can only connected to remote server 780 via proxy 760 by path 742, as allowed by protocol message gateway 122. With all, communication traffic flowing through proxy module 760 protocol message gateway 122 can monitor all traffic for target protocols and enforce any policies for said protocols as described above.
[0100] For convenience, scripts can be executed on a local client device 770, each time a user logs on. The scripts ensure that all client applications running on device 770 have protocol message gateway 122 as a proxy. The scripts give an added convenience to the users in that they do not have to manually configure their proxies. Moreover, the scripts can be updated remotely using administrator workstations 120, for example. [0101] Figure 8 and figure 9 illustrate the deployment of a protocol message gateway 122 using a domain name service (DNS) redirection technique in accordance with alternative embodiments of the systems and methods described herein. Often in communicating over a network a client communicates to a server identified by a hostname. At the inception of communications, the client request a nameserver to resolve the hostname. If found, the nameserver responds with the network address of the server. In the embodiments of figures 8 and 9, the client is given the address for gateway 122 each time the hostname for certain servers is requested. [0102] Figure 8 shows a block diagram illustrating a deployment of a protocol message gateway using DNS redirection, where only an external nameserver 890 is used. External nameserver 890 is connected to external network 830. A normal DNS request can then be made through path 840 from a client device 870 to external nameserver 890. Using either a proxy enforcer 850, or firewall 820, the DNS requests can be blocked and the client device forced to use protocol message gateway 122 for the DNS request as a DNS proxy. If client device 870 requests a suspect hostname through path 842, protocol message gateway 122 can be configured to give its own address as the corresponding address to that host thereby spoofing client 870 into believing protocol message gateway 122 is remote server 880. Protocol message gateway 122 can then relay messages to remote server 880 and monitor and regulate communications therewith. If the hostname is not know to be one belonging to a certain server, e.g., a server associated with a target protocol, the gateway 122 make a request to external nameserver 890 through path 844 and respond to client device 870 with the response given by external nameserver 890. [0103] Figure 9 shows a block diagram illustrating the deployment of a protocol message gateway using DNS redirection, where an internal nameserver 920 is used by all client devices 970 inside an enterprise network 910. Internal nameserver 920 can, for example, be coupled to enterprise network 910. Local client devices 970 can make DNS requests through path 950 to resolve the addresses of hostnames of servers. In order to keep the address list up to date internal nameserver 960 can periodically synchronize over path 942 its address list with an external nameserver 990, which is connected to external network 930, in what is referred to as a "zone transfer." To supplement this, protocol message gateway 122 can supply, via path 940, alternate hostnames to internal nameserver 960 to redirect DNS requests for hostnames of servers associated with target protocols.
[0104] Figure 8 and figure 9 are given as exemplary embodiments of systems deploying protocol message gateway 122 using DNS redirection method. In will be understood, however, that numerous equivalent topologies and nameserver protocols can be used to achieve a redirection through DNS spoofing.
[0105] Figure 10 is a block diagram illustrating the deployment of a protocol message gateway 122 using an HTTP tunnel method. The deployment illustrated in figure 10 can be used, for example. When firewall 1020 is configured to block all external access to the internet except for HTTP. In such a situation, firewall 1020 can be coupled to a "Demilitarized Zone" (DMZ) host 1010 that can be configured to act as a virtual presence on an external network 1060, i.e. all access to and from external network 1060 goes through DMZ host 1010. When a local client device 1070 sends a message destined for external network 1060, the message can be forced to first pass through protocol message gateway 122, which can, for example, be configured to perform the functions described above. The message can then be configured to appear as an HTTP message by HTTP tunnel module 1050. This way, for example, the message can pass through firewall 1020. [0106] HTTP tunnel module 1050 also can be configured as a standalone module or it can be incorporated into protocol message gateway 122 depending on the embodiment. If fact, HTTP tunnel module 1050 can reside anywhere with the enterprise network, including within firewall 1020, as long as it is configured to perform the functions described herein.
[0107] Once HTTP tunnel module 1050 has formatted the message, it can be passed through firewall 1020 to, e.g., a web proxy 1030, which can, for example, be included as part of DMZ host 1010. Web proxy 1030 can be configured to forward the message to a relay 1040, which can be configured to undo the HTTP formatting, as required, and forward the message out to external network 1060.
[0108] Figure 11 is a block diagram illustrating the deployment of a protocol message gateway 122 using an ISA application filter method, which is similar to deployment using a CVP method. Thus, firewall 1120 can comprise an ISA application filter 1110 which can be configured to forward messages comprising a target protocol to protocol message gateway 122. [0109] Thus, protocol message gateway 122 configured to adapt and enforce message protocols associated with messages within an enterprise network, or within some other local network, can be deployed in a variety of ways including those described in the preceding paragraphs. Further, a proxy enforcer, such as proxy enforcer 150, can be deployed within the enterprise network to force messages traveling within the network to pass through such protocol message gateway 122. Proxy enforcer 150 can also be configured to terminate a communication connection when it is unable to force a message to pass through protocol message gateway 122. Alternatively, proxy enforcer 150 can be configured to reset a communication connection associated with a message that cannot be forced through protocol message gateway 122, to log information associated within messages being forced through protocol message gateway 122, and/or to generate reports related to any messages being forced through protocol message gateway 122. [0110] As can be seen in figure 1, protocol management system 100 can also include an authentication module 160. Authentication module 160 can be configured to identify the identity of users within enterprise network 110 from screen names, or aliases, being used by target protocols for associated messages being passed into and out of enterprise network 110. For example, IM applications often use a screen name as an alias for a user. Messages generated by the IM application then comprise the screen name. It can be useful when adapting or enforcing policies using protocol message gateway 122 to identify the actual user associated with a screen name. Authentication module 160 can be configured to perform such identifications. Moreover, authentication module 160 can be configured to store the identifying information so that it can be retrieved later when handling, e.g., IM messages generated by the same user using already identified screen names.
[0111] Figure 12 is a diagram illustrating one embodiment of authentication module 160 configured in accordance with the systems and methods described herein. As can be seen in the example embodiment of figure 12, authentication module 160 can comprise part of a protocol message gateway 122. Alternatively, authentication module 160 can act as a standalone module separate from protocol message gateway 122 as illustrated in figure 1. In such an implementation, authentication module 160 can, for example, be loaded onto a separate server, or local client device interfaced with enterprise network 110. Similarly, protocol message gateway 122 can comprise the local server 1250 comprising a user database 1252. Again, in alternative embodiments, local server 1250 and user database 1252 can reside outside of protocol message gateway 122 as required by the particular embodiment. User database 1252 can be configured to maintain an association between user names and screen names, or aliases, used by target protocols within enterprise network 110.
[0112] In one embodiment, as described above, protocol message gateway 122 can include a session manager 1220, capable of receiving messages intercepted from client devices 170. Session manager 1220 can be configured to parse intercepted messages, and determining the message protocol associated therewith. Session manager 1220 can also be configured to send the message, or information equivalent thereto, to local server 1250, which can be configured to generate a new-session event 1244, indicating the receipt of a message. In certain embodiments a plurality of local servers 1250 can be included, e.g., each adapted for processing of a different type of target protocol.
[0113] Session manager 1220 can be configured to then distribute session event 1244 to one or more other modules within protocol message gateway 122, such as authentication module 160. Authentication module 160 can be configured to receive session event 1244 and send a name- request message 1246 to an authorization server 128 and receive a name-response message 1242 from authorization server 128.
[0114] For example, name-request message 1246 sent by authentication module 160 to authorization server 128 can include an IP address for the client device 170 sending the message. The name -response message 1242 sent by authorization server 128 to authentication module 160 can then include a unique user name associated with the client device 170 sending the message. Once name -response message 1242 is received, authentication module 160 can be configured to first determine if the session associated with session event 1244 is still active. If it is, then authorization module 160 can associate the unique user name with a screen name associated with the message and store the association in user database 1252. When subsequent messages are received that comprise the same screen name, authentication module 160 can simply access the association information from user database 1252 in order to identify the actual user sending the message.
[0115] A policy enforcement module 1230, protocol adapter 1220, and logging module 1260 can then process the message based on the identification of the user. For example, policy enforcement module 1230 can determine whether to allow the message to be forwarded to its originally intended destination based on the identification of the user sending the message. [0116] Multiple screen names can be associated with a single user. Thus, the identification information stored in user database 1292 can comprise a complete association of all screen names, or aliases, used by a particular user.
[0117] Figure 13 is a flow chart illustrating an example method for associating screen names with unique user names in accordance with the systems and methods described herein. First, in step 1302, protocol message gateway 122 parse a received message and determine an associated message protocol. Then in step 1309, protocol message gateway 122 can forward the message to a local server 1250 and, in step 1306, can determine whether the user sending the message is a local user, i.e., coupled to enterprise network 130. If the sending user is a local user, then, in step 1308, local server 1250 can be configured to generate a session event 1244 in response to the message. If the user in not a local user, then the process can jump to step 1312. [0118] In step 1310, local server 1250 within protocol message gateway 122 can determine if the user sending the message is known to local server 1250, i.e. is the user name associated with a screen name in the user database 1252 maintained by local server 1250? If the user sending a message is known to local server 1250, then nothing needs to be done and the message can be handled accordingly in step 1328. If the user sending the message is not known to local server 1250, then, in step 1312, local server 1250 can be configured to create a guest session, i.e., a new session with a new user initiating the session. Then, in step 1314, local server 1250 can be configured to send a message to authorization server 128, requesting authorization server 128 obtain a unique user name for the user. Again, in one embodiment the message from server 1250 to authorization server 128 can include an IP address associated with the sender of the message. [0119] In step 1316, authorization server 128 can identify a client device 170 associated, e.g., with the IP address sent received from local server 1250, and can interrogate a registry at that client device 170 to determine a global user ID (GUID) for the client device 170. Because authorization server 128 can directly interrogates the registry at the client device 170, the local server 1290 can obtain information uniquely identifying users without any requirement for cooperation by those users, and without any requirement for cooperation of client devices under control of those users. In cases where an individual user using an IM protocol, for example, has a plurality of screen names, local server 1250 can still associate all of those screen names with the unique user.
[0120] Next, in step 1319, authorization server 128 can request, from a domain controller 132, a unique user name associated with the GUID obtained above. Domain controller 132 can be configured to respond by sending the unique user name.
[0121] Authorization server 128 can be configured to then send the unique user name to local server 1250 in step 1320.
[0122] In step 1322, local server 1250 can be configured to check the to determine if the session associated with the message is still in progress. If the session is not still in progress, e.g., the session was dropped by the sender of the message, then the process can conclude. If the session is still in progress, then, in step 1324, local server 1250 can record the unique user name, and its association with the screen name, in user database 1252.
[0123] Protocol message gateway 122 can be adapted to aggregate its treatment of messages with actual users, regardless of the screen names those actual users select for their communications. Thus, if an individual user has two separate screen names, the protocol message gateway 122 can still enforce policy rules with regard to the actual user, notwithstanding that user's separation of his messages into messages comprising two separate screen names. For example, if a particular policy rule restricts users from sending or receiving more than 100 IM messages each hour, protocol message gateway 122 can still restrict an individual actual user, operating under any one or more screen names, from sending or receiving more than 100 IM messages each hour for all screen names combined.
[0124] The screen name association information stored in user database 1252 can also be used to identify when a message generated by a user within enterprise network 110 is intended for destination that is also within enterprise network 110. For example, one user 172 within enterprise network 110 can send an IM message to another user 172 within enterprise network 110. In a conventional system, the IM message sent from the first user would have to pass out of network 110 through external network 130 to a remote server configured to determine the destination of the IM message. The remote server would then forward that message, in this case, back to the second user within enterprise network 110. A protocol message gateway 122 configured in accordance with the systems and methods described herein, however, can recognize, using a screen name associated with the destination, that the second user is within enterprise network 110 and simply reflect the message to the second user as opposed to allowing it to exit enterprise network 110 and reach the remote server. [0125] Thus, when protocol message gateway 122 receives a new message it can not only determine if a screen name associated with the source of the message has been associated with a unique user name in user database 1252. But it can also be configured to determine if a screen name associated with the destination of the message has been associated with a unique user name in user database 1252. If the user name associated with the source of the message has been associated with the unique user name in user database 1252, then the policy enforcement rules of that message can be implemented as described above. If the screen name associated with the source of the message has not been associated with a unique user name, then the process described above for associating a unique user name with a screen name can be implemented to generate such an association, which can then be stored in user database 1252. [0126] Similarly, if the session name associated with the destination of the message has been associated with a unique user name and user database 1252, then protocol message gateway 122 can be configured to simply reflect the message to a client device 170 associated with the unique user name. In this way, protocol message gateway 122 can prevent the message from traversing out of enterprise network 110, external network 130, to a remote server, and back. Not only can this speed communications between users 172 within enterprise network 110, but it can also avoid any of the problems associated with communicating outside of enterprise network 110. [0127] If a screen name associated with the destination is not associated with a unique user name in user name database 1252, then a similar process for associating a screen name with a unique user name can be implemented; however, in this case authorization server 128 may not be able to make the association, because the destination can still be outside of enterprise network 110. If such is the case, then the message is not reflected and whatever policy enforcement rules are in place for the message can be implemented. [0128] It should be noted that the systems and methods described herein can apply across a plurality of gateways interfaced via external network 130, for example. In other words, an enterprise can implement multiple protocol message gateways, with each gateway 122 having information related to the other gateways 122 and client devices 170 associated. Thus, the association information stored in user database 1252 can, in certain embodiments, comprise information related to users associated with another protocol message gateway 122. In this case, when a first protocol message gateway 122 determines that a screen name or destination associated with the received message is associated with a unique user name that is in turn associated with a related protocol message gateway 122, the first protocol message gateway 122 can be configured to simply forward the message directly to the destination, e.g., though external network 130 and the related protocol message gateway 122, but still bypassing the remote server. [0129] In another embodiment of the systems and methods described herein, protocol message gateway 122 can be configured to construct a privacy tunnel between a local client device 170 and a remote client device. The process of devising a privacy tunnel is somewhat similar to the process of reflecting a message when multiple protocol message gateways are involved; however, in this case, the remote client device is not necessarily associated with a protocol message gateway that is in turn associated with protocol message gateway 122. Protocol message gateway 122 does however need to know information related to the remote client device and/or a protocol message gateway associated therewith. When a local client device 170 generates a message intended for the remote client device, protocol message gateway 122 can be configured to set up a direct communication link with the remote client device and/or its associated protocol message gateway. In other words, a remote, or local, server can be bypassed when protocol message gateway 122 recognizes that the message generated by local client device 170 is intended for a remote client device about which it possesses direct connection information. Moreover, the communication link between the local client device 170 and the remote client device can be made secure even when communication via a remote server would not be.
[0130] A flow chart illustrating an exemplary embodiment for generating a privacy tunnel in accordance with the systems and methods described herein is illustrated in figure 14. First, in step 1402, a local user, or a remote user, can invoke a secure communications session by submitting a signal to protocol message gateway 122. In one implementation, the user invokes a secure session by transmitting a specified string such as "<SECURE>". Protocol message gateway 122 observes the request, in step 1404, and invokes a secure communications channel by downloading a secure thin client to the remote client device in step 1406. The remote client device can then invoke, in step 1408, the thin client. Protocol message gateway 122 can then establish a secure communications channel through the external network 130 in step 1410. [0131] When protocol client device sends a message to the remote client device, protocol message gateway 122 can intercept the message, in step 1413, and forward it to the thin client running on the remote client device in step 1414.
[0132] When either user desires to terminate the secure communication, their client device can send a signal indicated to protocol message gateway 122 in step 1416. In one embodiment, the termination of the secure such session is specified using a string such as "<ENDSECURE>". Protocol message gateway 122 received the request in step 1410 and terminates the secure communications channel. Upon terminate, the thin client terminates its execution and the remote client device releases all resources used by the thin client in step 1420. The remote client device can then can delete the thin client device in step 1422. [0133] In certain embodiments, protocol message gateway 122 can intercept messages from a local client and translate then from one message protocol to another before sending them to the remote client device. This is useful, for example, where the remote client device and local client device are using different message protocols.
[0134] Figure 15 is a diagram illustrating a message protocol gateway 1500 configured to detect and report when users log on to an application within, e.g., network 110. In the example of figure 15, protocol message gateway 1500 can comprise a message protocol element 1510 and a usage database 1520. Message protocol element 1510 can be configured to send and receive messages to and from client devices 170, e.g., using enterprise network 110, or to and from external client devices, e.g., using enterprise network 110 and external network 130. Messages sent or received by message protocol element 1510 can implement various target protocols, such as those described above.
[0135] Usage database 1520 can include a set of database tables, including a user table 1550 and an inverted user table 1560. Although usage database 1520 is described herein with regard to detecting and reporting user presence it will be apparent that usage database 1520 is capable of very general extension to detecting and reporting the presence or absence of other resources, and of detecting and reporting other types of events. Usage database 1520 also includes a set of database codes, including a set of SQL instructions 1522 and a set of SQL extensions 1540. It will be understood, of course, that although usage database 1520 is described herein with regard to SQL as an individual instance of a database manipulation and querying language, usage database 1520 can also be configured for other types of database manipulation and querying, and to other types of databases or data sources in general. [0136] In one embodiment, user table 1550 includes a set of entries 1552, sometimes referred to as "rows", each of which includes information for a selected user 172. In such embodiments, user table 1550 includes a set of fields 1554, sometimes referred to as "columns" for each entry 1552, each of which includes a selected data item, or list of data items, for the user associated with that entry 1552. For example, user table 1550 can include a first field 1554a that can comprise a user name associated with a selected user, a second field 1554b that can comprise a contact list associated with the selected user, and a third field 1554c that can comprise an online/offline status associated with the selected user.
[0137] Field 1554b can, depending on the embodiment, comprise a multidimensional column, i.e., the value associated with field 1554 can itself be a list. SQL extensions 1540 include functions capable of generating a list, e.g., of multiple rows from a multidimensional column 1554, and functions capable of generating a multidimensional column 1554 from a list. This has the effect that a database query otherwise involving linking multiple database tables is capable of being performed using operations on a single database table. For example, without using multidimensional columns, associating a contact list with a selected user might involve a separate linking table, indicating for each pair of users, e.g., user A and user B, whether user B is on user A's contact list. Thus, conducting a contact list query would involve at least one search of the linking table and at least two searches of the user table. By using multidimensional columns, however, associating a contact list with a selected user involves only a single search of the user table itself and the use of a SQL extensions 1540 to generate a list from the multidimensional column used for the contact list.
[0138] In one embodiment, inverted user table 1560, similar to user table 1550, includes a set of entries 1556, each of which includes information for a selected user 172. Inverted user table 1560, similar to the user table 1550, can include a set of fields 1558 for each entry 1556, each of which includes a selected data item, or list of data items, for the user associated with that entry 1556. In one embodiment, inverted user table 1560 includes a first field 1558a including a user name associated with a selected user, and a second field 1558b including an inverted contact list associated with the selected user. The inverted contact list associated with that selected user in this case can be used to indicate those other users who have listed the selected user on their contact lists. Accordingly, when a newly logged-in user is detected, it is relatively easy to search for the set of other users who wish to be informed of the presence of that newly logged-in user. [0139] In one embodiment, SQL extensions 1540 can also include functions capable of specifying a set of database queries expected to be performed frequently, and for which it is desirable to construct an inverted table in response to the original table, similar to the relationship between inverted user table 1560 and user table 1550. In such embodiments, SQL extensions 1540 can, for example, include one or more of the following functions: a function allowing a designer to specify if an inverted table should be automatically constructed in response to an original table, similar to the relationship between inverted user table 1560 and user table 1550, and if so, how fields 1558 of the inverted table relate to any corresponding fields 1554 of the original table; a function allowing a designer to specify if a query relating to the original table should be translated into a query to be performed relating to the inverted table, and if so, how fields 1558 of the inverted table should be tested in correspondence to any testing of fields 1554 of the original table; a function allowing a designer to specify if a query, relating to either an original table or an inverted table, should have its results cashed for later use, and if so, upon what triggers should that query and/or later use be performed. [0140] For example, a query relating to which users on contact lists are logged-in might be performed in response to one or more of the following triggers: (1) when a user logs in, (2) when a user logs out, (3) after a selected period of time expires, (4) after protocol message gateway 1500 is rebooted or reset, and (5) after a selected number of messages have been processed. [0141] SQL extensions 1540 can also include a function allowing a designer to specify if a query, relating to either an original table or an inverted table, should be performed and its results calculated before any actual requests therefore, and if so, upon what triggers should that query be performed.
[0142] SQL extensions 1540 can also include a function allowing a designer to specify whether a table should include a multidimensional column, and if so, how that multidimensional column should be treated in response to query results. For example, a query relating to which users on contact lists are logged-in might include a multidimensional column relating to the contact list for each user, and upon performance of a query, results from that multidimensional column might be aggregated and then separated into individual row responses for specific users that are one the content list of the queried user.
[0143] Thus protocol message gateway 1500 can be configured to allow efficient, time saving detection of user's present on network 110 and logged on to an application also being used by the user. This can save processing and other resources within network 110. This functionality can be extended by allowing, e.g., a network administrator, to define multidimensional columns, and multidimensional column associations, for other types of databases and database searches. [0144] Figure 16 is a flow chart illustrating an example method for detection and reporting of user presence in accordance with one embodiment of the systems and methods described herein. First, in step 1602, an internal user 172 at a client device 170, or an external user at an external client device, attempts to login to use an application. In step 1604, an associated client device 170 can be configured to send a message to protocol message gateway 122 indicating the attempt to login, and including information required to login, e.g., a user name or screen name. In step 1606, protocol message gateway 122 can receive the message indicating the attempt to login, and can, for example, respond to client device 170 indicating receipt thereof. In step 1608, if protocol message gateway 122 has sufficient information to verify the login attempt, or to deny the login attempt, then it can be configured to respond to client device 170 so indicating. [0145] For example, protocol message gateway 122 can be configured to have available cached information from an external server indicating which internal users 172 and which external users are presently authorized to login to use the application. In such an embodiment, use of the application can be associated with access to the external server. Thus, the login can actually be an attempt to login to a server, e.g., the external server, associated with the application. [0146] In another implementation, protocol message gateway 122 can be configured to have available a known procedure by which it can determine if the login message is valid, such as for example by reference to a public-key cryptosystem or other trusted server.
[0147] In step 1610, if the login is successful, then the process can continue to step 1612. If, however, the login is not successful, then protocol message gateway 122 can deny the attempt and wait for another message (step 1602). In step 1612, protocol message gateway 122 can be configured to perform any SQL instructions 1520 associated with the login. SQL instructions 1520 can, for example, call upon a set of SQL extensions 1540, such as, for example, when using multiple dimensional columns.
[0148] In one embodiment, a SQL instructions 1520 associated with the login message can include detecting if any other user, whether an internal user 172 or an external user, on the contact list for the newly logged-in user, is also logged in. For example, SQL instructions 1520 can include a query to be performed against a user table 1550, searching for the contact list associated with the newly logged-in user, and determining if any users on that contact list are already logged in. Thus, the newly logged-in user can be informed of any associated users already logged in.
[0149] In another embodiment, SQL instructions 1520 associated with the login can also include detecting if the newly logged-in user is on any contact list for any users already logged in. Thus, users already logged in can be informed of the presence of the newly logged-in user, if that newly logged-in user were on any contact lists for any users already logged in. [0150] Accordingly, performing SQL instructions 1520, in step 1612, can direct usage database 1520 to search an inverted user table 1560 for a newly logged-in user. In one embodiment, SQL instructions 1520 associated with the login calls upon a set of SQL extensions 1540 to search an inverted user table 1560 for the newly logged-in user. For example, in one embodiment, the set of users listing the newly logged-in user on their contact lists can be specified by the SQL extensions 1540 to include a multidimensional column, with the effect that performing the search provides a list of such users. In this example, a multidimensional column can be specified by SQL extensions 1540 to be expanded out to a set of rows, each indicating a single user listing the newly logged-in user on their contact list. Thus, SQL instructions 1520, or some other instruction, can be employed to so inform each of those users of the user presence of the newly logged-in user. Protocol message gateway 122 can be configured to then inform each of the set of users listing the newly logged-in user on their contact lists of the user's presence. [0151] It should be apparent that similar steps might be performed by protocol message gateway 122 in response to other actions having an effect on status of user presence including, for examples, when a new user is registered with protocol message gateway 122, when a user of a selected type, such as a system administrator or chat room facilitator changes the status of their user presence, or when a user logs out.
[0152] Malware such as viruses, spyware, and phishing programs can be spread to a user's computer through an IM. For example, an instant message can contain a Uniform Resource Locator ("URL") that leads to a malicious web site soliciting identification data, or that launches a malicious script (e.g., spyware program, etc.).
[0153] Malware writers can use "social engineering" to spread and infect a large number of machines. For example, a user may be more likely to click on a URL contained in an IM (or email) that the user receives from a trusted source such as the account of a friend or family member. Accordingly, malware can be spread by sending an IM containing the malicious URL to all of the users on User A's buddy list. Because the IM appears to come from their buddy, the recipients may be more likely to click on the malicious URL. For example, such a message could read, "Hey, checkout this cool link http ://www .maliciousurl . com, ' ' or, "Check out these really cool pics at http ://www.maliciousurl.com." If the URL is in fact malicious, the recipient may unintentionally download malicious code from the site, thereby infecting his or her computer. Once the recipient's computer is infected, the malware may obtain confidential information, destroy data, cause the computer to crash, or use the computer to cause other undesired effects. For example, the malware may proceed to use the recipient's email contact list or IM buddy list to spread itself further.
[0154] Accordingly, the systems and methods described herein can be configured to detect and block malware that is carried by messages using rogue protocols. For example, various embodiments of IM security services are described in the following paragraphs. The IM security services described herein are not specific to any particular hardware or software platforms. For example, an IM client can be based on any type of hardware or software platform, including but not limited to Windows OS (e.g., 95/98/2000/XP/Vista), Mac OS, Unix/Linux, Pocket PC, Windows CE, or Symbian operating systems. Likewise, a network gateway can be based on any type of hardware or software platform, including but not limited to Windows OS (e.g., 95/98/2000/XP /Vista), Mac OS, or Unix/Linux operating systems.
[0155] For example an IM security module can be implemented as part of a gateway or firewall through which all IM traffic for a particular network must pass, which allows the IM security module to check every IM message that passes out of or in to a network. This allows the IM security module to detect and prevent an attack in real-time, substantially at the same time as a malicious IM is sent or as early as a malicious pattern of IMs can be detected. For example, the gateway can be a L 7 gateway 122 as illustrated in figure 1, since all IM traffic flows through L7 Gateway 122. The following techniques can be used to detect and prevent an attack in real-time. There are several methods options that the administrator can choose to protect the organization from malware that is generated from an IM vector.
[0156] According to certain embodiments, the system can be configured to maintain a "block list" or "blacklist" of URLs to be blocked. The URL block list can further be used to identify IM messages to be blocked and identify other users whose accounts and/or devices have been compromised. The block list can be populated and updated from an outside source, such as the system administrator or historical lists of known malicious URLs maintained by an outside security module. These bulk updates from outside sources can occur through user-initiated update sessions or automatically during regular periodic update sessions initiated by the user's system. The block list can further be updated manually by the system administrator. The block list can further be updated based on the IM security module's real-time detection of new malicious URLs. Accordingly, the block list can aggregate malicious URLs known from the system's real-time IM detection and other sources such as conventional antivirus databases. [0157] The system can be further configured to maintain an "allow list" or "whitelist" of known non-malicious URLs. For example, an IM message containing a URL from the allow list can be forwarded to the recipient without challenging the sender. For example, the allow list of a corporate gateway might include the company's extranet and intranet URLs. [0158] According to certain embodiments, when the system intercepts an IM message containing a URL, it can send a challenge question via IM to the sender to confirm that the sender is an actual user and not a program. If an IM message was sent by a program, it is possible that the program is malware or otherwise undesirable, and the program is unlikely to be able to respond successfully to the challenge question. For example, the challenge can consist of a simple question such as "You are being asked this question for security reasons. Please answer the question to proceed with sending the message. What is the answer to 2 + 3? (enter the number only )." If the user enters the right answer, the IM message can be delivered to the recipient. If the user enters the wrong answer or does not answer within a timeout value, the URL can be added to the block list and the message can be blocked. The system can be further configured to send an alert to the system administrator when a new malicious URL has been detected. The new malicious URL can be further sent to an outside security module, such as a centralized block list, where updates can then be further disseminated to other networks.
[0159] The system can be further configured to first check if the URL is on the block list, in which case the message can be blocked without challenging the sender. The system can be further configured to first check if the URL is on the allow list, in which case the message can be forwarded to the recipient without challenging the sender. For example, there may be automatic IM messages containing URLs that are desired, such an as automated stock ticker message with a hyperlink to the stock's historical price chart. In this example, if the URL of the stock chart site is on the allow list, then the IM message can identify the URL as permissible and forward the IM message without triggering the challenge-response mechanism.
[0160] According to certain embodiments, the system can be further configured to challenge senders only if the rate of IM messages from that sender containing URLs exceeds a certain threshold. When malware spreads via IM using buddy lists, it can often spread automatically and rapidly, which can be detected using the message rate threshold. A challenge-response mechanism using message-rate sensitivity can be less intrusive for users, as senders may not get challenged for every message they send containing a URL, rather the system can be configured to challenge them only when the rate of such messages exceeds the threshold. [0161] According to certain embodiments, the newly detected malicious URL can be sent to an enforcement module, which can terminate any existing connections to the same URL, and block any outgoing IM or email messages containing the URL. This can limit the spreading of the malicious URL in the event that other users have already followed the URL link. Accordingly, once a malicious URL is detected, the enforcement module can ensure that it does not spread further through any means, including but not limited to emails, email file attachments, and outgoing IM messages. The system can be configured such that an IM security module acts as a proxy for IM traffic only, while an enforcement module acts as a proxy for all outgoing traffic, and can therefore monitor all egress points of the network.
[0162] This can be illustrated in figure 18, which illustrates another example embodiment of an enterprise network 110 configured to interface with a protocol management system 100 in accordance with the systems and methods described herein. As can be seen, in this embodiment, a security module 1802 can be interfaced with enforcer 150.
[0163] The system can be further configured to block the sending user and/or device that originated the message containing a malicious URL, instead of or in addition to blocking the message itself. Similarly, if the rate of IM messages containing URLs from a particular client exceeds a certain threshold, the client can be blocked until further action is taken by the administrator. The system can be further configured to integrate with and apply one or more URL hygiene modules, e.g., modules 1804, to every URL in an IM message before delivering it to its recipient.
[0164] In some case, an IM message can contain a URL hyperlinked to a word, such that the underlying URL address is not visible to the recipient. The system can be further configured to modify the message to make the URL address visible to the recipient, so that the recipient knows what he or she is clicking.
[0165] The system can be further configured to analyze a record of sent IM messages to detect malware patterns that would otherwise elude detection heuristics such as those described above. For example, sophisticated malware can spread in "stealth mode," i.e., at a lower rate, so as not to trigger rate detection thresholds.
[0166] The system can be implemented such that the various detection mechanisms described above can operate independently of each other. For example, if a system administrator feels that the challenge-response mechanism is too intrusive, it could be disabled in favor of a pattern- based detection mechanism. Pattern-based detection heuristics can operate independently of other security mechanisms, such that a system administrator could disable a challenge-response. Further, the system can store the blocklist for each user in a centralized manner that allows the system to block URLs included in the each blocklist for all users, or a segment of users. In this manner, a known bad URL will not cause problems for other users.
[0167] For example, figure 19 illustrates a method of detecting and blocking IM messages containing malicious URLs. If a message containing a URL is detected, and the security module is enabled at step 1902, and the block list is enabled at step 1922, and the URL in the message is on the block list, then the message can be blocked.
[0168] If the challenge-response mechanism is not enabled at step 1904, then the system can proceed to step 1918. If the message rate threshold is enabled at step 1918, and the current message exceeds the threshold, then the message can be blocked and the URL can be added to the block list at step 1920.
[0169] If the challenge-response mechanism is enabled at step 1904 but the message rate mechanism is disabled at step 1906, then the sender of the message containing the URL can be challenged at step 1912 according to the challenge-response mechanism.
[0170] If the challenge-response mechanism is enabled at step 1904, and the message rate mechanism is enabled at step 1906, and the current message exceeds the threshold at step 108, then the sender of the message containing the URL can be challenged at step 1912 according to the challenge-response mechanism. If the challenge-response mechanism is enabled at step
1904, and the message rate mechanism is enabled at step 1906, but the current message does not exceed the threshold at step 1908, then the message can be forwarded to the recipient at step
1910.
[0171] If the sender is challenged at 1912 and the response is incorrect at step 1914, the message can be blocked and the URL can be added to the block list at step 1916. If the sender is challenged at 1912 and the response times out at step 1914, the message can be blocked and the URL can be added to the block list at step 1916. If the sender is challenged at 1914 and the response is on time and correct at step 1914, then the message can be forwarded to the recipient at step 1910.
[0172] It should be noted that in certain embodiments, prior to challenging the sender in step 1912, the system can be configured to check whether the associated URL is includes in the blocklist or allow list. If the URL is in the blocklist, then the message can be blocked and there is no need to perform the challenge response in step 1912. Conversely, if the URL is in the allow list, then the message can be forwarded in step 1910 without engaging in the challenge response sequence of step 1912. Of course, in certain embodiments, if the threshold is exceeded in step 1908, then the challenge response of step 1912 can still be performed, even if the associated URL is in the allow list.
[0173] Some malware spreads using IM buddy lists, such as by sending a message containing a malicious URL to every user on the list. Accordingly, the use of a "bot" (i.e., robot or non- human) account can be used to detect such automated attacks. This mechanism is referred to herein as "IM Sentry." The IM Sentry account does not correspond to an actual user, rather it is another channel through which the security system "listens" for malicious IMs. The system can add the IM Sentry to the buddy lists of all users. A human IM user is unlikely to send messages to the IM Sentry because it does not correspond to an actual person, therefore any messages sent to the IM Sentry are likely sent by malware or other undesirable programs. [0174] A user's buddy list can be maintained by the IM server. Accordingly, when the user logs on to the IM network, the IM server sends the buddy list to the user's IM client. The gateway can be configured to intercept the list, modify it to add the IM Sentry as a "buddy" account, then forward the list on to the IM client. Accordingly, the IM Sentry mechanism can be implemented in a manner transparent to the IM client-server system.
[0175] If the IM Sentry receives a message containing a URL, the system can assume that the URL is malicious. The URL can then be added to the block list, the gateway can block the message, and the system administrator can be alerted. Accordingly, sophisticated malware that spreads slowly to avoid detection based on message rate can still be detected using the IM Sentry mechanism. If the IM Sentry receives a message that does not contain a URL, the system can alert the system administrator that the sender account is behaving suspiciously or do nothing. [0176] Malicious URLs can be presented through IM chat rooms as well as direct user-to-user IM messages. For example, a malicious user or malware bot can join a chat room and send a message containing a malicious URL to the entire chat room, which an unsuspecting user may click. Alternatively, a malicious user or malware bot may decide to send a malicious message to a chat room or directly to a user based on that user's participation in a chat room. To further populate the list of known malicious URLs, a program or bot (referred to herein as a "honey- buddy") can be used to join a chat room and actively participate in order to intentionally solicit malicious messages.
[0177] According to certain embodiments, the honey-buddy can automatically discover chat rooms to join, such as by enumerating through the tree directory structure typically maintained by chat room providers. Joining a chat room allows the honey-buddy to observe all of the chat room messages for potentially malicious URLs. The honey-buddy can further increase the chance of coming to the attention of malicious users and malware bots, and consequently of receiving messages containing malicious URLs, by actively participating in the chat rooms. [0178] The honey -buddy can further be continually present in multiple chat rooms simultaneously, by joining and participating in each. The honey-buddy can participate in hundreds of chat rooms at the same time. The honey-buddy can further be configured to change identities to hide the fact that it is a bot.
[0179] The honey-buddy can exhibit characteristics to appear to other chat room participants as if it were a real person instead of a program. For example, the honey-buddy can contain conversation templates that allow it to send sequences of multiple messages that appear to be sent by a real person.
[0180] When a message with a URL is sent to the honey buddy it stores the sender's screen name and the URL in a database. The honey-buddy can be configured to determine whether a
URL is malicious, or it can be configured to invoke a separate URL hygiene module. For example, the honey-buddy can be configured to integrate with a third party URL hygiene module to determine whether received URLs are malicious.
[0181] If a URL is determined to be malicious, the URL can immediately be incorporated into the IM and general malware security modules for the current system, such as by updating the
URL block list and enforcement module. The honey-buddy can be further configured to notify an external security database of newly discovered URLs, to improve the URL security for other systems associated with the same external security database.
[0182] Multiple honey-buddy bots used in different locations can be configured to create a global network to actively seek out malicious content spread via IM messages. For example, multiple honey-buddy bots can be deployed at various locations around the world, each of which can be directed to local chat room provider sites. This can increase overall chat room coverage and detection of malicious URLs. [0183] A centralized monitoring module can be configured to integrate with and monitor multiple honey-buddy bots. When a honey buddy detects a new URL, or a identifies a new malicious URL, it can send an update message to the monitoring module. The update message can include the URL itself. The update message can further contain the text of the message containing the malicious URL or other message preceding or following the URL message, to aid the monitoring module and other systems in identifying malicious message patterns. The monitoring module can detect patterns in URLs being sent across multiple honey-buddies that may not be visible to any one honey-buddy alone. This can further increase the rapid detection and early prevention of malware spread.
[0184] While certain embodiments of the inventions have been described above, it will be understood that the embodiments described are by way of example only. Accordingly, the inventions should not be limited based on the described embodiments. Rather, the scope of the inventions described herein should only be limited in light of the claims that follow when taken in conjunction with the above description and accompanying drawings.

Claims

What is claimed:
1. A protocol management system coupled with a local network, the local network interfaced with an external network, the protocol management system comprising: a gateway configured to receive all instant message traffic flowing into and out of the local network; a blocklist comprising a list of links; a security module configured to check each instant message coming into the local network via the gateway, determine whether the instant message includes a Universal Resource Locator (URL), if so determine whether the URL is in the blocklist and send a challenge to a sender associated with the instant message when it is determined that the URL is not in the blocklist.
2. The protocol management system of claim 1, further comprising an allow list, and wherein the security module is further configured to determine whether the URL is in the allow list or the blocklist before sending a challenge to the sender.
3. The protocol management system of claim 1, wherein the security module is configured to deliver the instant message to an associated recipient when the sender responds to the challenge appropriately.
4. The protocol management system of claim 1, wherein the security module is further configured to add the URL to the blocklist if the sender does not respond to the challenge appropriately.
5. The protocol management system of claim 1, wherein the security module is further configured to add the URL to the blocklist if the sender does not respond to the challenge in a certain amount of time.
6. The protocol management system of claim 1, further comprising an enforcer module, wherein the security module is further configured to forward the URL to the enforcer module if the sender does not respond to the challenge appropriately, and wherein the enforcer module is configured to block any connection from the local network to the URL.
7. The protocol management system of claim 1, wherein the security module is configured to generate an alert when the sender does not respond to the challenge appropriately.
8. The protocol management system of claim 1, wherein the security module is further configured to determine whether the rate of instant messages comprising a URL is above a threshold before sending a challenge.
9. The protocol management system of claim 1, wherein the gateway is configured to extract a URL from a hyperlink included in an instant message and make it visible to a recipient.
10. The protocol management system of claim 1, further comprising a database configured to store messages received by the gateway, and wherein the security module is configured to analyze the messages stored in the database for suspicious message patterns.
11. A protocol management system coupled with a local network, the local network interfaced with an external network, the protocol management system comprising: a gateway configured to receive all instant message traffic flowing into and out of the local network; a blocklist comprising a list of links; a security module configured to determine whether the rate of instant messages being received by the gateway and comprising a Universal Resource Locator (URL) is above a threshold and to send a challenge to a sender associated with an instant message comprising URL when it is determined that the threshold has been exceeded.
12. The protocol management system of claim 11, wherein the security module is further configured to determine if the URL is included in the blocklist before sending the challenge.
13. The protocol management system of claim 11, further comprising an allow list, wherein the security module is further configured to determine if the URL is included in the allow list before sending the challenge.
14. The protocol management system of claim 11, wherein the security module is configured to deliver the instant message to an associated recipient when the sender responds to the challenge appropriately.
15. The protocol management system of claim 11, wherein the security module is further configured to add the URL to the blocklist if the sender does not respond to the challenge appropriately.
16. The protocol management system of claim 11, wherein the security module is further configured to add the URL to the blocklist if the sender does not respond to the challenge in a certain amount of time.
17. The protocol management system of claim 11, further comprising an enforcer module, wherein the security module is further configured to forward the URL to the enforcer module if the sender does not respond to the challenge appropriately, and wherein the enforcer module is configured to block any connection from the local network to the URL.
18. The protocol management system of claim 11, wherein the security module is configured to generate an alert when the sender does not respond to the challenge appropriately.
19. The protocol management system of claim 11, wherein the gateway is configured to extract a URL from a hyperlink included in an instant message and make it visible to a recipient.
20. The protocol management system of claim 11, further comprising a database configured to store messages received by the gateway, and wherein the security module is configured to analyze the messages stored in the database for suspicious message patterns.
21. A method for detecting and blocking malicious content in instant messages comprising: receiving an instant message; determining if the instant comprises a Universal Resource Locator (URL); if so, determining whether the URL is in the blocklist; sending a challenge to a sender associated with the instant message when it is determined that the URL is not in the blocklist.
22. The method of claim 21, further comprising determing whether the URL is in an allow list or the blocklist before sending a challenge to the sender.
23. The method of claim 21, further comprising receiving a response to the challenge from the sender and delivering the instant message to an associated recipient when the sender responds to the challenge appropriately.
24. The method of claim 21, further comprising adding the URL to the blocklist if the sender does not respond to the challenge appropriately.
25. The method of claim 21, wherein further comprising adding the URL to the blocklist if the sender does not respond to the challenge in a certain amount of time.
26. The method of claim 1, further comprising blocking any connection to the URL.
27. The method of claim 21, further comprising generating an alert when the sender does not respond to the challenge appropriately.
28. The method of claim 21, further comprising determining whether the rate of instant messages comprising a URL is above a threshold before sending a challenge.
PCT/US2008/050300 2007-01-04 2008-01-04 Systems and methods for detecting and blocking malicious content in instant messages WO2008086224A2 (en)

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