LEC Morphology Noun Phrase 2018 D. Haisan
LEC Morphology Noun Phrase 2018 D. Haisan
LEC Morphology Noun Phrase 2018 D. Haisan
Hăisan 2018
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SEMINAR on MORPHOLOGY
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COURSE # 6 HEADWORD (III). NOUN CASE (THE GENITIVE)
The Synthetic / Inflectional / ’S / Saxon Genitive (Elliptic Synthetic Genitive. Implicit Synthetic
Genitive. Group Genitive)
The Analytic / Periphrastic / Of / Prepositional Genitive
Double Genitives
Genetive Semantic Types
Classifying Genitives
Genitives of Gradation
SEMINAR on GENITIVE
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Modifiers of the Noun (Phrase) (Premodifiers: Adjectives; Participles; Nouns; Classifying ’s
Genitives; Adverbs; Phrases & Clauses. Multiple Premodification. Internal Grammatical Order of
Premodifiers. Postmodifiers: Prepositional Phrases; Relative Clauses; Non-Finite Clauses; Other
Postmodifiers. Restrictive & Non-Restrictive Modification. Temporary & Permanent Modification.
Premodifiers vs. Postmodifiers. Noun Phrases, Lexical Density & Style (Markers))
Other Types of Modifiers
SEMINAR on MODIFIERS
APPENDIX # 1 Root, Stem, Base APPENDIX # 5 Types of Copulas aka Linking Verbs
APPENDIX # 2 Other Classifications of Determiners APPENDIX # 6 Syntactic Functions of Prepositional
APPENDIX # 3 The Meaning of the Noun + Noun Phrases
Sequence APPENDIX # 4 Restrictive and Non-restrictive APPENDIX # 7 Syntactic Functions of Noun/NP Substitutes
Realisations of the Postmodifier (Pronouns & Numerals)
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about how sentences are constructed, a definition which basically equates grammar with syntax. While this
is not essentially wrong, it is not entirely right either. Suffice it to quote Chomsky’s famous example
‚colorless green ideas sleep furiously‛ (Syntactic Structures, 1957) to be reminded of the perfect possibility of
constructing sentences that are grammatically acceptable and logically nonsensical at the same time. Seen in
this light, a fairly decent rewriting of the aforementioned definition would be: ‚*By grammar I mean] the
description of the ways in which English words are combined to form meaningful and acceptable
sentences.‛ (Seely, 2007: 2) Chomsky himself actually sees grammar as an utterly complex organism:
As anyone who has studied grammatical structures in detail is well aware, a grammar is a tightly
organized system; a modification of one part generally involves widespread modifications of other facets.
(Chomsky, 1970: 185)
To Kolln & Funk (2012), grammar usually means one of three things:
1) the system of rules in our heads
2) the formal description of rules
3) the social implications of usage, sometimes called ‚linguistic etiquette.‛
We will take these meanings in turn and enlarge upon them by providing our own examples.
G r a m m a r 1 : The system of rules in our heads. This subconscious system of rules is our ‚language
competence.‛ [For example: preposition in comes naturally to us after interest(ed), and while we know that
switching the normal word order1 in both English and French (i.e. subject + verb) is used when asking
questions, we are also aware that inversion does not necessarily signal a question.]
1 Classical grammar states the order of constituents (misleadingly called word order) in terms of RULES such as sbj. (S),
pred. (P), obj. (O). In this sense, language typology speaks of SVO-languages (such as English, French), VSO-languages
(such as Welsh, Irish), SOV-languages (such as Japanese), languages with free word order (such as Latin, Russian)
(Herbert Pilch, in Bantaş, 1996: 11).
LEC Noun Phrase D. Hăisan 2018
G r a m m a r 2 : The formal description of the rules. This definition refers to the branch of linguistic science
concerned with the formal description of language. It is about identifying the form and structure of
sentences in an objective way. *Here’s a descriptive look at the attribute: ‚In terms of general logic, including
that of English grammar, the attribute may be defined as the secondary part of a sentence which determines
or modifies the subject of the sentence or any other noun or noun equivalent, irrespective of the syntactical
role it discharges.‛ from a book called Descriptive English Syntax (Bantaş, 1996 : 165).+
G r a m m a r 3 : The social implications of usage, sometimes called ‚linguistic etiquette." This definition
could be called ‚the do’s and don’t’s of usage‛ rather than ‚grammar‛. For example, using certain words may
be thought of as bad manners in particular contexts. This definition also applies when people use terms like
‚poor grammar‛ or ‚good grammar.‛ (Kolln & Funk, 2012: 5) *e.g. don’t use multiple negation or forms like
ain’t for isn’t; the language we use betrays our social origin (see BBC soap-opera East-Enders character Dot
Branning and her Estuary accent: ‚I ain’t never heard of no licence.‛ or the case of Black English.)+
Another helpful perspective on ‚grammar‛ is provided by Diane Larsen-Freeman (1997), who views
grammar as involving three interrelated dimensions: form, meaning, and use. Grammar learning / teaching
appropriately involves not just the grammatical structures (morphosyntax), but also the meanings they
express (semantics), and the appropriate contexts in which they may be used (pragmatics).
Grammar is, finally, about language awareness2.
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derivation (or ‚word formation‛)
syntax.
Both Plato and Aristotle were very much concerned with making a clear-cut distinction between parts of
speech. To Aristotle, nouns are ‚things and objects‛, while verbs and adjectives are ‚accidental properties‛
(apud Manoliu, 2014: 1). Later on, during the Middle Ages, with Latin as a language of excellence, scholars
writing grammars could not but follow its (eight parts of speech) model.
Traditionally, grammar books sought to establish norms, standards or laws, the do’s and don’t’s of ‚proper‛
speech. The purpose of teaching grammar was (and still is to some extent), in the words of the English
philosopher John Locke (1693), ‚to teach Men not to speak, but to speak correctly and according to the exact
Rules of the Tongue.‛3 These normative principles that Locke hinted at define the concept known today as
prescriptive grammar.
A more modern approach to grammar is guided by the work of linguists, who look at language not in the
abstract only, but also taking into account the way it is actually used while generally rejecting
prescriptivism. ‚Rather than prescribing how language should be used, an accurate d e s c r i p t i v e
g r a m m a r describes the way people speak in everyday situations.‛ (Kolln & Funk, 2012: 5-6)
Nevertheless, the interest in parts of speech did not entirely vanish; they are simply reconsidered from time
to time. At the dawn of the twentieth century, for example, Danish linguists Otto Jespersen and Louis
Hjelmslev reclassified grammatical categories into ‚first-degree‛ (nouns), ‚second-degree‛ (adjectives) and
2 We employ the phrase literally here, while also alluding at Language Awareness as a trend in EFL. A general language
awareness involves:
a) awareness of some of the properties of language (e.g. creativity, playfulness, double meanings)
b) awareness of the embedding of language within culture (see idioms and metaphor)
c) a greater self-consciousness about the forms of the language (language is a system but sometimes the relation
form-meaning is arbitrary)
d) awareness of the close relationship between language and ideology (adapted from Carter, 1994: 5).
3 From Some Thoughts Concerning Education, quoted in Baron, Grammar and Good Taste, p. 121 (Kolln & Funk, 2012: 5).
LEC Noun Phrase D. Hăisan 2018
‚third-degree‛ (adverbs). Also, much of what we call traditional / school grammar is a scion of the Latin-
based model and many of the grammar books and grammar lessons today still tend to focus on parts of
speech (nouns, verbs, adjectives etc.), especially when teaching literacy is involved.
The description of the form classes is a good case in point. Their formal nature is systematic; for example,
words that have a plural and possessive form are nouns; words that have both an -ed form (past tense) and
an -ing form are verbs. For the structuralists, this systematic description of the language includes an analysis
of the sound system (phonology), then the systematic combination of sounds into meaningful units and
words (morphology), and, finally, the systematic combination of words into meaningful phrase structures and 6
sentence patterns (syntax). (Kolln & Funk, 2012: 6-7)
4Cf. ‚The surface structure of a sentence is the final stage in the syntactic representation of a sentence...‛ (Crystal, 2008:
466)
LEC Noun Phrase D. Hăisan 2018
The general movement in the field of applied linguistics and language pedagogy is toward more
‚communicational‛ or ‚functional‛ approaches. The present book, being essentially descriptive, necessarily
builds on a number of trends (structuralism, generativism, functionalism etc.)
LEVELS OF GRAMMAR
Largely and conventionally speaking, grammar has been approached lately in terms of Morphology (‚form /
structure‛) and Syntax (‚function‛). This modern distinction is a no doubt useful but less than clear-cut5
structuralist tenet which early transformational grammarians took over mainly with the aim of blurring it
even further. Moreover, according to John Seely (2007), although in English curriculum documents the main
emphasis is on words (i.e. morphology) and sentences (i.e. syntax), we need to be aware that grammar
actually works at several different levels6 and that jumping straight from word to sentence without the
intermediary steps of clauses and phrases is a risky endeavour.
Levels of Grammar
Texts Then an elephant trumpeted, and they all took it up for five or ten terrible seconds. The dew from the trees
above spattered down like rain on the unseen backs, and a dull booming noise began, not very loud at first,
and Little Toomai could not tell what it was.
Sentences Then an elephant trumpeted, and they all took it up The dew from the trees above spattered down like
for five or ten terrible seconds. rain on the unseen backs, and a dull booming noise
began, not very loud at first, and Little Toomai
could not tell what it was.
Clauses
The dew from the trees
above spattered down
a dull booming noise
began, not very loud at
Little Toomai could not
tell
what it was 7
like rain on the unseen first,
backs
Phrases The dew from the trees spattered down like rain
above
5 Practically speaking, one could never completely separate morphology from syntax, or the other way around, and we
will see in what follows that resorting to syntax when talking about morphology is of utmost importance.
6 Linguists, too, often divide their entreprise into more or less separate fields of study which roughly correspond to these
grammatic levels:
a) phonetics and phonology (dealing with sounds)
b) morphology (dealing with the shape of words)
c) syntax (sentences and the ways words are combined into larger structures including sentences)
d) semantics (meaning)
e) pragmatics (language in a social context)
f) discourse (texts or chunks of language larger than a sentence).
LEC Noun Phrase D. Hăisan 2018
In the same line of reasoning, Quirk et al. (1985: 38) also emphasize the fact that in order to state general rules
about the construction of sentences, it is necessary to refer to units smaller than the sentence itself: CLAUSE,
PHRASE, WORD, and MORPHEME – which are in a CONSTITUENCY relation. The following table
(Quirk, op. cit., 39) labels the constituents of the sentence The evenings have turned very cold recently as
instances of particular units, with three ‚sizes‛ of units: clause, phrase, and word, although a further level is
also possible (morphemes as constituents of words: evening, -s, recent, -ly).
[The evenings] [have turned] [very cold] [just recently].
Clause
Therefore, in spite of the fact that the morphology / syntax dichotomy still stands for many a reputed
linguist7 and that morphology is more often than not defined as a study of / on words, it is not only words
but also phrases (their superordinates) and morphemes (their subordinates) that fall under its incidence.
MORPHOLOGY
M o r p h o l o g y v s . S y n t a x . Morphology as a sub-discipline of linguistics was named as such in 1859
by the German linguist August Schleicher, who used the term to refer to the internal structure of complex 8
words. Although there has been little consensus ever since as to the precise definition of the scope and area
of morphology, most scholars do acknowledge it is about the forms of words. So, morphology (of Greek
etymology: morphē ‚form‛ + logos ‚word‛, ‚reckoning‛, ‚thought‛) is ‚the study of the grammatical
categories as sets of forms that the various parts of speech can take‛ (Duţescu-Coliban, 1986: 155); it is that
branch of grammar which deals with the ways in which the forms of words are changed according to their
use in phrases, clauses and sentences. This study of words is done ‚primarily through the use of the
morpheme construct‛ (Crystal, 2008: 314).
Across board, all linguists agree that, within words, meaningful parts can be perceived; any exercise that
is aimed at studying those meaningful elements within a word is said to be termed morphology.
Morphology therefore is the study of the meaningful parts of words. The word ‚teacher‛ for instance
comprises two components namely teach (verb) and –er (suffix). This is what morphology seeks to explain.
(Adeniyi et al.: 2010: 2)
The study of morphology must have been prompted by the 19 th-century interest in classifying language
families across the world (Adeniyi et al.: 2010: 1), but in the 20th century the internal structure of words
turned into a subject per se, stripped of all philological concern.
Traditionally, morphology is distinguished from syntax8 (also Greek: syntaxis < syntassein ‚to join‛, ‚to put
together‛, a compound of syn – ‚together‛ and tassein – ‚to arrange‛), which deals with the systematic rules
by which words are grouped in order to form phrases, clauses, and sentences.
7See, for example, Jespersen’s view: ‚Apart from the phonological part which deals with sounds, grammar is usually
divided into two parts: accidence—also called morphology—i.e. the doctrine of all the forms (inflexions) of the language,
and syntax, i.e. the doctrine of sentence structure and the use of the forms.‛ (Jespersen, 2006: 4)
LEC Noun Phrase D. Hăisan 2018
MORPHEMES
Because the word is not a particularly straightforward concept, linguists prefer to use the term morpheme. A
morpheme can be defined as:
‚the smallest unit, which exhibits an internal structure and meaning of its own but which cannot be
further broken up‛ (Adeniyi et al., 2010: 2)
‚the minimal unit of grammatical analysis, the unit of lowest rank out of which words, the unit of
next ‘higher’ rank are composed‛ (Lyons, 1974: 81, q. in Adeniyi et al., 2010, ibidem)
‚a meaningful combination of sounds‛ (Kolln & Funk, 2012: 228)
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‚a linguistic form which bears no parallel phonetic-semantic resemblance to any form‛ (Bloomfield,
1933: 24, q. in Adeniyi et al., 2010: 3)
‚The minimal distinctive unit of grammar, and the central concern of morphology.‛ (Crystal, 2008:
313)
All these definitions of morpheme may sound like the definition of word and indeed, many morphemes are, in
fact, complete words: take nouns head or dog, for example, adjectives kind or active, verbs walk or talk, they are
all morphemes and they are all words, i.e. they are words consisting of a single morpheme (which are
incidentally monosyllabic, but they need not always be). Heads and dogs, on the other hand, while also
qualify as words, are made up of two morphemes {head+s, dog+s} 9; the same goes for dogless and headless, as
for careless or penniless {dog+less, head+less, care+less, penny+less}, with morpheme –less turning the nouns
into adjectives. Also, kind = adjective (one word, one morpheme), whereas unkindly = adverb (one word,
three morphemes); talk = verb (one word, one morpheme), whereas talking = participle (one word, two
morphemes) a.s.o. In the following example, all the words in bold are made up of two morphemes or more,
and the rest are monomorphemic:
Dogless, niggerless, headless, what now remains for the unhappy Signora Psyche Zenobia?10
We can see that in the series dogless, niggerless, headless, the morpheme {–less} (a suffix) does not change its
meaning. These are the primary criteria that we use to identify the morphemes in a word:
1) they have meaning;
2) they appear with the same meaning in other words;
3) they are indivisible (hence the ‚minimal‛ and the ‚cannot be further broken up‛ in the definitions
above).
8 Although Chomsky used to define syntax, too, by appealing to morphemes; in his 1957 study, he viewed syntax as the
grammatical sequences of morphemes of a language. (1957: 32)
9
Morphemes are sometimes symbolised using brace brackets.
10 E. A. Poe, A Predicament.
LEC Noun Phrase D. Hăisan 2018
We can also see suffixes in the examples above. In English, most grammatical morphemes are suffixes,
though in the past English had ‚past-marker prefixes‛ (yronne = ran), reflexive prefixes (methinks), and
possessive prefixes (akin, afresh). English also used to have a great many infixes, preserved in modern usage
as ‚strong‛ forms of the past tense (run – ran, bring – brought, steal – stole) (Mullany et al., 2010: 7). These three
forms of affix (prefix, infix, suffix) are different from non-grammatical / non-inflectional affixes like {–less},
{-un}, {-ly}, {re-}, {-ness}11 etc. in that they serve a primarily grammatical purpose.
morpheme
base affix
10
prefix suffix
PRACTICE. Morphemes & Bases**. The following sets of words illustrate some of the relationships of
morphemes. In each set find the common base. What does the base mean? Use dashes to separate
morphemes.
section, bisect, intersection
novice nova renovation innovate
construct, instruct, destruct, obstruct, restructure
11 These last examples of word-forming affixes are very rarely infixed, except for creative oddities like absobloodylutely,
fan-bloody-tastic, any-blooming-where, which are similar to tmesis (the separation of parts of a compound word by an
intervening word or words, used mainly in informal speech for emphasis).
12 For details on the series base / root / stem, have a look at Appendix # 1.
13 Cf. Affixal morphology = An approach to morphology which claims that the only permissible morphological
operation is the combining of affixes and stems (other alternations, such as gradation or deletion, are part of the
phonology). (Crystal, 2008: 16)
LEC Noun Phrase D. Hăisan 2018
The free / full morpheme is more often than not a base / stem / root14 (govern, light, dance, play). Bound /
empty morphemes also have meaning, but they need to be attached to a free morpheme in order to make it
clearer (anti-government, enlighten, dancing, playfulness).
11
-ing (present participle)
-er (comparative of superiority) Adjective and adverb
-est (superlative of superiority) inflections
All the other suffixes and prefixes are derivational. As a matter of fact, as the branching diagram shows, all
prefixes are derivational, whereas suffixes are either derivational or inflectional:
morpheme
base affix
prefix suffix
14Most free morphemes are content or lexical words and most bound morphemes are affixes; however, ‚*i+n reflections,
even the base is bound; flect is not a word that can stand by itself. We call this a bound base. Other examples of words
without free morphemes are concur, conceive, depict, expel, and many others with these common prefixes. There are also a
few affixes that are free, such as -able, -like, and -less. A free morpheme is a word; a bound morpheme is not.‛ (Kolln &
Funk, 2012: 229-230)
LEC Noun Phrase D. Hăisan 2018
ALLOMORPHS
Sometimes the base morphemes have variations because of the suffixes they are used with. For example, a
word ending in /f/ often takes a v in the plural (elf > elves; knife > knives; leaf > leaves; wife > wives). Elv, kniv,
leav and wiv are called allomorphs of elf, knife, leaf and wife.
Suffixes also have allomorphic variation. Thus, the morpheme of plurality represented orthographically by
the -s in cats, dogs and horses has the allomorphs represented phonetically by {-s}, {-z} and {-iz} respectively.
WORD-CLASSES IN ENGLISH
Traditional grammar classifies words as parts of speech according to the role they play in the sentence. These
are ‚‘notional’, yet circular definitions, based on meaning rather than form. Nouns are considered to be
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‘naming’ words because they name persons, animals, things, places, states, actions etc. whereas Verbs are
‘doing’ words, as they refer to actions and activities.‛ (Collins, 1998, apud Manoliu, 2014: 1-2)
Modern grammar, on the other hand, prefers word-classes to parts of speech; this change in terminology
occurs because ‚prominence is given to function (that is, what the particular word is doing in the sentence)
more than mere classification‛; what are we to make, for example, of one and the same word (e.g. round)
being able to serve several grammatical functions, as shown by Adeniyi et al. (2010: 35-36)?
1) The boxer was defeated in the third round. [round = noun]
2) The bus driver rounded the corner at 12 noon. [round(ed) = verb]
3) The earth has been proved to be round. [round = adjective]
4) He showed the president round the two teams. [round = adverb]
5) The old woman tied a girdle round her waist. [round = preposition]
This proves that a word is in a particular word-class depending on the context in which it is used.
Word-classes are generally divided into two major categories: open classes and closed classes.15
Open classes (also called form classes) are made up of ‚content‛ words, i.e. words with a lexical content,
words that can be looked up in a dictionary, such as:
1) nouns (John, doll, palace, hope)
2) adjectives (happy, new, scarlet)
3) lexical / full verbs (read, write, run)
4) adverbs (happily, newly, readily).
15According to Biber et al. (1999: 56), there is also a third (relatively newly recognised) category, namely inserts. They do
not form an integral part of a syntactic structure, but are inserted rather freely in the text. They characteristically carry
emotional and interactional meanings and are frequent in spoken texts. In writing, they are often marked off by
punctuation:
Hm, hm, very good.
Cheers, man!
LEC Noun Phrase D. Hăisan 2018
These classes are described as ‚open‛ because ‚their membership is in principle indefinite or unlimited‛
(Crystal, 2008: 340); new items, new terms are continually being added, as new ideas or inventions emerge
(e.g. lifestreaming is a fairly recent, Facebook-related concept).
Closed classes, on the other hand, also called closed-class items / grammatical words / function words /
structure words, are made up of:
1) pronouns (he, they, anyone, which)
2) prepositions (at, for, in, onto)
3) conjunctions (and, or, but)
4) articles (the, a, that, some, every)
5) demonstratives or indefinite pronouns used adjectivally, to determine nouns (this / some / much
time)
6) modal verbs (can, must, should)
7) primary auxiliary verbs (be, have, do).
These classes are described as ‚closed‛ in the sense that they are exceptionally (if ever) extended by the
creation of new members. Moreover, closed class items are mutually exclusive, that is the use of one item in
a structure will exclude the possibility of using any other (e.g. a pen – *a the pen).
In-between these categories we have two borderline items, resembling both open classes and closed classes:
numerals and interjections, which Quirk et al. (1985: 67-68) call ‚lesser categories‛ (with interjections
‚marginal and anomalous‛).
WORDS
OPEN CLASSES / FORM CLASSES CLOSED CLASSES / STRUCTURE CLASSES
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nouns adjectives verbs adverbs pronouns prepositions articles conjunctions
NOUNS
Nouns are by far the most frequent lexical word-class; on average, every fourth word is a noun. (Biber et al.,
1999: 65)
Etymologically, noun means ‚name‛ (Lat. nomen). Everybody has some idea of what a noun is, but as it turns
out, the simpler a concept might seem, the more difficult it is to define. Here are some definitions:
‚By a noun we mean a sound significant by convention, which has no reference to time, and of
which no part is significant apart from the rest.‛ (Aristotle, On Interpretation, 350 BCE, translated by
E. M. Edghill)16
‚The noun is the class of words (including compounds) that name classes of things; centrally,
concrete objects and persons, but also abstractions, processes, relations, states, and attributes:
whatever can stand for a pronoun, as Quine (1948) suggests (‘Pronouns are the basic media of
reference; nouns might better have been named propronouns’).‛ (Halliday, 2002b: 58)
‚The noun is the one substantive universal of syntactic theory; *...+ nouns are primary, in the sense
that they are linked referentially with ‘things’ (in the ‘nuclear’ instances)‛. (Lyons, 1966, q. in
Halliday, 2002b: 62)
‚We traditionally define noun on the basis of meaning, as the name of a person, place, thing, idea,
event, or the like, and that definition works fairly well.‛ (Kolln & Funk, 2012: 239)
‚The class of NOUNS includes words that typically refer to entities that have clear boundaries and
are easily distinguished from their environments, e.g. tree, king, mausoleum etc. These are concepts
that tend not to change very much over time, and which can be referred to repeatedly in discourse as
the same thing.‛ (Payne Th., 2011: 71)
‚A noun is a word that can be made plural and / or possessive; it occupies the headword position in
the noun phrase; it is usually signaled by a determiner.‛ (Kolln & Funk, 2012: 18)
Form classes can be differentiated from one another without reference to either meaning or context, simply
on the basis of their derivational suffixes (e.g. –ion, -ment, -age, -al, -ure, -er usually convert verbs into nouns:
reflect > reflection; accomplish > accomplishment; cover > cover(age); arrive > arrival; depart > departure; sing > singer)
and inflectional suffixes. Nouns only have two grammatical inflexions: one indicating number (plural) and
one indicating case (possessive).
Nouns have a number of semantic features which affect their distribution. They can be classified into:
common / proper (playwright / William Shakespeare)
countable / uncountable (some nouns countable only: book, tree, child; other uncountable only:
money, homework, information, milk; some nouns both countable and uncountable: experience, cake,
beauty)
NOUN
COMMON PROPER (New York)
COUNTABLE NONCOUNTABLE
(homework)
SINGULAR PLURAL
(cat) (mice)
Interestingly enough, in some languages, e.g. Finnish, it seems impossible to find any criteria in flexion that
distinguish substantives from adjectives. Starting from this piece of knowledge, Otto Jespersen (and other
linguists) proposed an alternative terminology (that did not fully catch up) in English as well:
Adjectives and substantives have much in common, and there are cases in which it is difficult to tell
whether a word belongs to one or the other class; therefore it is convenient to have a name that comprises
both, and in accordance with the old Latin terminology which is frequently found also in recent
continental works on grammar, I shall use the word noun (Lat. nomen) for the larger class of which
substantives and adjectives are subdivisions. English scholars generally use the word noun for what is
here called substantive; but the terminology here adopted gives us on the one hand the adjective nominal
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for both classes, and on the other hand the verb substantivize when we speak, for instance, of a
substantivized adjective. (Jespersen, 1958: 72)
PRACTICE. Nouns from Verbs*. Turn the following verbs into nouns by adding a derivational suffix. Some
of them may have more than one noun form.
1. retire
2. retrieve
3. seize
4. steal
5. vary
VERBS
‚The traditional definition of verb, like that of noun, is based on meaning: a word denoting action, being, or
state of being. When we look for the verb in a sentence, we look for the word that tells what is happening, and
most of the time this method works.‛ (Kolln & Funk, 2012: 250) Another reliable criterion for defining verb is
that of form. Like nouns, verbs have derivational suffixes (e.g. –ify, -en, -ate, -ise, even -l usually convert
nouns or adjectives into verbs: clarify, widen, activate, prioritise, kneel), but also derivational prefixes (which
either turn adjectives or nouns into verbs or change the meaning of other verbs: en-, be-, de-, dis-, as in enable,
bewitch, dethrone, disable). As for the verb’s inflectional suffixes, the most reliable are the distinctive –s and –
ing.
LEC Noun Phrase D. Hăisan 2018
ADJECTIVES
Very simply put, adjectives are words that describe other words (i.e. they denote a quality such as size, age,
shape, colour, origin, temperament etc.). Kolln & Funk (2012: 252) propose the following reliable way to
discover if a word is an adjective – the ‚adjective test frame‛, claiming only an adjective will fit into both
slots:
The________________NOUN is very________________ .
The diligent student is very diligent.
The ordinary house is very ordinary.
There are also some derivational suffixes to signal adjectives, the most prolific being –ous (gorgeous, famous,
courageous, contagious), followed by –ful (beautiful, wonderful), –y (funny, scary), –ic (terrific, horrific), –ish
(childish, reddish), –ate (fortunate), –ary (fragmentary), –ive (active), –able (variable), –ible (responsible). Sometimes,
adjectives end in –ly, like adverbs (early, surly, lovely, ugly), or, like verbs, in –ing (present participles:
charming) or –ed (past participles: beloved, learned). The inflectional suffixes that pattern with adjectives are –
er, the sign of the comparative degree, and –est, the superlative:
The problem is that this inflection is not exclusive to adjectives, nor is it applied indiscriminately.
1. In the first place, not all adjectives take –er and –est for the comparative and superlative (of
superiority), only the short, monosyllabic ones and some disyllabic ones (early, friendly, narrow, 16
clever); the rest of the adjectives pattern with more and most (more important, (the) most interesting),
which are allomorphs of the morphemes –er and –est.
2. Secondly, there are some adjectives (dead, former, main) which are non-gradable (i.e. they have no
comparative or superlative forms at all).
3. Thirdly, –ly adverbs (especially those derived from adjectives) can also be used with more and most
(more quickly, (the) most frequently) and also have comparative and superlative versions: more quickly,
most frequently.
4. A small group of words that have comparative and superlative forms can serve as either adjectives
or adverbs (e.g. early, late, fast, hard, high, low, long), so the inflectional test is not completely reliable in
identifying a word as an adjective.
5. Near (nearer, nearest), which can serve not only as an adjective and an adverb, but also as a
preposition (e.g. Our seats were near the fifty-yard line.) — the only preposition that takes inflections.
(after Kolln & Funk, 2012: 253-254)
ADVERBS
If adverbs were sentient, we might pity them. Sometimes, they are treated as nothing more than
adjectives crudely tarted up with some minor ornamental morphology. At other times, they are
treated as the ‚wastebasket category‛, because ‚adverb‛ is what you call a word when you’ve run
out of other names to call it. All sorts of stray mystery particles have been described as adverbs, for
the most tenuous of reasons or for no particular reason at all. Worse still, the term is often taken to
include not just a motley assortment of scarcely-related lexical riffraff, but whole phrases without
regard to their syntactic category. Loiter around the peripheries of a clause for too long, and you too
LEC Noun Phrase D. Hăisan 2018
The text above is especially striking by its use of personification in depicting adverbs but, stylistics and
rhetoric aside, it does confront us quite mercilessly with an unavoidable truth: that adverbs are the hardest
to pin down as a form class. Although the –ly ending serves as a signal for many of them, others are
notoriously problematic in terms of form and position: they have no distinguishing affixes and no fixed
position in the sentence. Thomas Payne’s definition is equally discomfiting: ‚Any full lexical word that isn’t
clearly a noun, a verb, or an adjective is often considered to be an adverb.‛ (Payne Th., 2011: 73).
Moreover, in modern linguistics the class commonly called ‚adverb‛ differs from the class identified as such
in traditional grammar:
You’ll recall the traditional definition as ‚a word that modifies a verb, an adjective, or another adverb.‛
This definition includes words that we call ‚qualifiers,‛ words that intensify or qualify the meaning of
adjectives and adverbs: very nice, quite slow, rather quickly. But even when we leave out adjectives and
other adverbs from the traditional definition, we are left with a definition of ‚adverbial‛—that is, the
definition of a function, not a word class. (Kolln & Funk, 2012: 257, emphasis added)
Nevertheless, form classes are definable on the basis of derivational and inflectional suffixes rather than
17
function, therefore we must mention the –ly ending, as unreliable as it is (slowly, quickly, beautifully) among
the derivational suffixes. And although it seems safe to say that many adjectives turn into adjectives with
this derivational morpheme (slow > slowly), there are some restrictions on the process:
Not all adjectives can become manner adverbs. These restrictions are related to meaning. Some
adjectives describe a state, such as tall and old, or a fixed or inherent characteristic, such as Norwegian;
others describe characteristics that change, such as weak, active, and industrious. Another distinction can be
drawn between objective characteristics, such as tall and old, and subjective ones, such as nice and
splendid. The adjectives that refer to objective or stative or inherent qualities rarely become manner
adverbs: tall, old, fat, young, short, thick, large, flat, round, red. When they do, they are likely to have a
specialized, often metaphorical, meaning: shortly, hardly, flatly, squarely, widely. (ibidem, 258, emphasis
added)
Besides –ly, –ward and –wise also produce adverbs (forward, backward, upward, downward – signalling
direction; otherwise, timewise, weatherwise – signalling manner). As for the inflectional morphemes, they are
the same as those used with adjectives for the comparative and superlative degree (only rarely –er, –est;
mostly more, but sometimes most also: most favourably, most ingeniously).
Now is as good a time as ever to point out the following three categories of adverbs which stand out from
the crowd:
1) The words that can be used either as adjectives or adverbs (early, late, hard, fast, long, high, low, deep,
near), usually referred to as flat adverbs. They are among the few (together with soon) to be used
with –er and –est for comparison.
2) The words that can be used either as prepositions or adverbs (above, around, behind, below, down, in,
inside, out, outside, up).
3) The words that have neither derivational nor inflectional affixes that distinguish them as adverbs,
but can be recognised by their meaning, position or movability in the sentence:
LEC Noun Phrase D. Hăisan 2018
PRACTICE. Form Classes & Word Families*. Fill in the blanks with variations of the words shown on
the chart, changing or adding derivational morphemes to change the word class.
18
THE STRUCTURE CLASSES
Pronouns, prepositions, conjunctions, articles, modal verbs, auxiliaries, all count as structure classes.
However, for the purposes of this book, we will only present those items which are relevant for the study of
the noun phrase, namely determiners, qualifiers and prepositions.
D e t e r m i n e r s are words that mark nouns (e.g. articles a, an, the; demonstratives this, that, these, those and
other indefinite words like some, both, each etc.). They are detailed in Chapter # 3.
Q u a l i f i e r s are words that mark adjectives and adverbs, increasing or decreasing the quality of the word
they modify (e.g. very disappointing, rather carelessly).
P r e p o s i t i o n s are words (in, on, to, for, from etc.) that combine with a NP in order to (adjectivally or
adverbially) modify another, englobing / enclosing NP.
QUALIFIERS
Here are some of the most common qualifiers in English (though a number of these words have other
functions as well):
very, quite, rather, somewhat, more, most, less, least, too, so, just, enough, indeed, still, almost, fairly, really, pretty,
even, a bit, a little, a (whole) lot, a good deal, a great deal, kind of, sort of
Qualifiers and qualification are two other terms used differently by different linguists, as shown in David
Crystal’s definition:
qualification (n.) A term used in syntax to refer to certain types of structural dependence of one
grammatical unit upon another. In some traditional grammars, for example, dependent items in a noun
phrase (such as adjectives, prepositional phrases) were said to qualify the noun (act as qualifiers). In
LEC Noun Phrase D. Hăisan 2018
Hallidayan grammar, on the other hand, the term is reserved for structures following the head of the
noun phrase: the car in the street would be analysed in terms of M–H–Q, standing for modification–head–
qualification. (Crystal, 2008: 424)
The first conception of qualification entails that qualifiers either change / modify the meaning of another
word or phrase, and in that qualification is very similar to modification. In the present book, we embrace a
more restricted view of qualifiers, as words (more often than not adjectives and adverbs) which calibrate
(either intensify or downtone) the meaning of other adjectives and adverbs. This perspective is a simplified
version of the one pioneered by Quirk et al. (1985) or Paradis (1997) – who use specialised terms like
intensifiers or downtoners, to refine this category of words.
Very could be considered the prototypical qualifier that alters (intensifies) the meaning of both adjectives
and adverbs. Apart from very, other versatile qualifiers like really, fairly, quite, pretty, mighty, rather, awfully
and too can be used with adjectives (positive form) as well as with adverbs of manner, like quickly.
good
very / really / fairly / quite / pretty /
mighty / rather / awfully / too
quickly
A second group of qualifiers can be used with the comparative degree of adjectives, such as better and nicer,
and with comparative adverbs, such as sooner, later, nearer, and farther:
Yet another group has a limited distribution: right now, just about there, almost there, wide awake, just so.
Some other qualifiers are used in colloquial expressions: damn sure, real pretty.
Some of the adverbs of manner, the –ly adverbs, are themselves used as qualifiers with certain adjectives:
dangerously close, particularly harmful, technically possible, absolutely true, especially difficult.
According to Kolln & Funk (2012: 272-273), who provided many of the examples above, ‚the qualifier, like
the determiner, can be thought of as both a word class and a sentence function. It has attributes of both. In
their relationship to the form classes, the qualifiers are different from the determiners and auxiliaries in that
they are optional; all the adjectives and adverbs they modify can appear without them.‛ (Kolln & Funk,
2012: 272-273)
PREPOSITIONS
The preposition (meaning ‚placed before‛) is a structure word found in pre-position to—preceding—a
noun phrase or other nominal. Prepositions are among our most common words in English; in fact, of our
twenty most frequently used words, eight are prepositions: of, to, in, for, with, on, at, and by.17
Prepositions can be classified according to form and content.
From as the point of view of form, they are either simple (one-word) or phrasal (multiple-word).
17This frequency count, based on a collection of 1,014,232 words, is published in Henry Kucera and W. Nelson Francis,
Computational Analysis o f Present-Day English (Providence, RI: Brown University Press, 1967) (Kolln & Funk, 2012: 275,
footnote 1).
LEC Noun Phrase D. Hăisan 2018
aboard, above, about, across, after, against, along, amid, among, around, as, at, atop
before, behind, below, beneath, beside, between, beyond, but (except), by
concerning
despite, down, during
except
for, from
in, into
like
near
of, off, on, onto, out, outside, over
past, per
regarding
since
through, throughout, till, to, toward
under, underneath, until, up, upon
with, within, without
These words can be labelled as prepositions only when they are followed by a noun / NP (i.e. only when they 20
are part of prepositional phrases). Take up, for instance; it is not always a preposition, it can also function as
an adverb (Prices go up again.) or as a particle in phrasal verbs (back up, break up, come up etc.)
P r e p o s i t i o n a l M e a n i n g . From the point of view of content, prepositions can express a wide range
of things, some of which shown in the following table:
O b l i g a t o r y P r e p o s i t i o n s . Certain nouns, verbs, adjectives, adverbs and pronouns are always used
with a given preposition. Here are some common examples:
nouns abundance of
dominion / reign / rule / supremacy over
interest in
objection to
surprise at
adjectives bereft of
LEC Noun Phrase D. Hăisan 2018
deprived of
devoid of
exempt from
famous / known / renowned for
fond of
free from
incumbent (up)on
interested in
rid of
verbs to account for
to allude to
to count / rely on
to resort to
In any composite denomination of a thing or person [...], we always find that there is one word of
supreme importance to which the others are joined as subordinates. This chief word is defined (qualified,
modified) by another word, which in its turn may be defined (qualified, modified) by a third word etc.
We are thus led to establish different ‚ranks‛ of words according to their mutual relations as defined or
defining. In the combination extremely hot weather the last word weather, which is evidently the chief idea, 23
may be called primary; hot, which defines weather, secondary, and extremely, which defines hot, tertiary.
(Jespersen, 1958: 96, emphasis mine)
So, according to Jespersen, whenever they are used together in different configurations, these three form
classes are never on the same footing: substantives (or nouns) are primary, adjectives as secondary, and
adverbs are tertiary. Adverbs are not in the same league as adjectives; they are subordinate, they determine
the adjectives. Adjectives, in their turn, determine nouns and are therefore noun-subordinate.
While he acknowledges the fact that a tertiary may in some cases be further determined by a word that is
subordinated to it, and this again by a fifth word, as in a not very cleverly worded remark, Jespersen (op. cit.)
still maintains that there are three hierarchical degrees only, because not and very in this example as tertiaries
in the same way as cleverly.
NOUN [primary]
ADJECTIVE [secondary]
ADVERB [tertiary]
LEC Noun Phrase D. Hăisan 2018
SEMINAR on MORPHOLOGY
COURSE # 1 IN A NUTSHELL
Grammar: the description of the ways in which English words are combined to form meaningful and
acceptable sentences.
Levels of grammar: sounds morphemes words phrases clauses sentences texts.
Morphology: the branch of grammar which studies the structure or forms of words.
Morpheme: the smallest meaningful / meaning-bearing unit of language.
Morphemes are either bases (e.g. noun will) or affixes (un-, -ing, -ness in noun unwillingness).
Affixes are either prefixes (un- in unkindly or unwillingness, re- in reconsider) or suffixes (-ly in
unkindly, -ing and –ness in unwillingness).
Morphemes are either free (if they can stand alone and be recognised as words: e.g. cat, play, sea) or
bound (if they cannot stand on their own but are fixed onto words to affect their grammar, leaving
their basic meaning unaffected: e.g. happy happiness).
Some compound words consist of two free morphemes (e.g. blackbird).
Bound morphemes are either inflectional (i.e. they indicate tense, number, possession or
comparison) or derivational (i.e. they are used to derive new words; they change either the
grammatical class of the stem or its meaning).
One or more morphemes make a word. All words are therefore either single morphemes (e.g. kind)
or combinations of morphemes (e.g. unkindly).
Historically, traditional / school grammar has focused on parts of speech (nouns, verbs, adjectives
etc.). Modern grammar, on the other hand, prefers word-classes to parts of speech.
Word-classes are generally divided into two major categories: open classes (nouns, adjectives, verbs,
24
adverbs) and closed classes (pronouns, prepositions, conjunctions, articles and other determiners,
modal verbs, primary auxiliary verbs). Numerals and interjections are considered borderline items.
Nouns only have two grammatical inflexions: one indicating number (plural) and one indicating
case (possessive).
Verbs have two most reliable inflectional suffixes: –s and –ing.
Adjectives pattern with -er, the sign of the comparative degree, and –est, the superlative.
Adverbs are commonly recognised by derivational suffix –ly and pattern with inflectional
morphemes like more, most.
Qualifiers: words (usually adverbs) which are used to intensify the meaning of other adjectives and
adverbs (e.g. very, really, quite, rather, too etc.)
Prepositions can be simple or phrasal and cover a wide range of meanings (i.e. spatial, temporal,
concessive, agentive, instrumental etc.)
PRACTICE. Number of Morphemes*. How many morphemes are there in the following words? Arrange
the words according to their number of morphemes (smallest to largest).
1. actively
2. antidisestablishmentarianism
3. cover
4. corner
5. messier
LEC Noun Phrase D. Hăisan 2018
6. pseudopseudohypoparathyroidism
7. smartens
8. undeniable
PRACTICE. Bound Morphemes**. Underline the bound morphemes in the following words.
1. befriended
2. blackbird
3. blackboard
4. disrespectfully
5. impossible
6. intervene
7. kingdom
8. livingroom
PRACTICE. The –er Suffix*. Is the -er suffix in the following words inflectional or derivational?
1. beaver
2. fighter
3. loser
4. louder
5. smarter
25
PRACTICE. Form Classes**. Indicate the form class of the underlined words in the following sentences
(noun, verb, adjective, or adverb).
1. The graveyard was a melancholy place for him.
2. Please come on the stage to please the public.
3. Price alone is not a reliable indicator of quality.
4. A dream you dream alone is only a dream. A dream you dream together is reality. 19
5. At the very end of her life, his great-grandmother was still a very together person.
Prepositional Phrases. Discontinuous Prepositional Phrases)
The Appositive Phrase
26
The Absolute Phrase
WHAT’S IN A PHRASE?
One cannot define a phrase without delving into syntax, as shown in the following definitions:
‚Words can be joined together to form larger grammatical elements called phrases.‛ (Seely, 2007: 71).
‚A word or group of words that forms a CLAUSE ELEMENT (e.g. the SUBJECT) is called a
PHRASE.‛ (Seely, 2007: 20)
‚A PHRASE is a group of related words that does not include a subject and verb. (If the group of
related words does contain a subject and verb, it is considered a CLAUSE.)‛20
‚A phrase is a group of words that work as a single unit within a clause.‛ (Seely, 2007: 71)
‚A phrase is a word or group of words that functions as a unit within the sentence.‛ (Kolln & Funk, 2012: 18)
‚*A phrase is+ a combination of words put together in order to form a sense unit.‛ (Jespersen (1976
[1914]: 15), q. in Pastor Gómez, 2009: 6)
‚A phrase is a group of words without both a subject and predicate. Phrases combine words into a
larger unit that can function as a sentence element. For example, a participial phrase can include
adjectives, nouns, prepositions and adverbs; as a single unit, however, it functions as one big
adjective modifying a noun (or noun phrase).‛ 21
‚A phrase is a related group of words that functions as a part of speech and does not contain both a
subject and a verb.‛ (Umstatter, Jack, 2010: 39)
‚*T+he term PHRASE has traditionally been applied to a unit consisting of more than one word, and
this has meant some inconsistency in the interpretation of grammatical constituency. Avoiding this
inconsistency, many modem grammarians have used the term ‘phrase’ to refer to a constituent
consisting either of one word or of more than one word...‛ (Quirk et al., 1985: 40)
27
‚In everyday use, the word phrase applies to a group of at least two words, whereas in grammar, the
term phrase is used even if there is just the main / head-word alone.‛ (Manoliu, 2014: 3)
‚*Phrases are+ composite forms which are hierarchically organised.‛ (Hockett, 1958: 152-154, q. in
Pastor Gómez, 2009: 6)
All these definitions share a common core: grammarians seem to be almost unanimous in that a phrase is
made up of a word / a group of words functioning as a unit. While it is true that sometimes a single word
will function as a unit in itself, whenever there is more than one word, there is usually also hierarchy, there
are ranks. The examples we presented previously (extremely hot weather, a not very cleverly worded remark) are
all phrases and, again Jespersen’s borrowing words, we know they all contain ‚one word of supreme
importance to which the others are joined as subordinates‛ (Jespersen, 1958: 96). This word of supreme
importance in a phrase is called head or headword. Each type of phrase is named after the class of word
upon which it is based – upon its headword. If the headword is a noun, then we are dealing with a noun
phrase; if it is a verb, then we are dealing with a verb phrase a.s.o. Since Jespersen’s examples revolve
around nouns (weather, remark), the phrases are accordingly noun phrases.
Here are some examples of types of phrases, with their respective heads:
Noun Phrase (NP) a very difficult exam headword: noun exam
Verb Phrase (VP) must have been sleeping headword: verb sleep(ing)
Adjective Phrase (AdjP) very strong headword: adjective strong
Adverb Phrase (AdvP) very carefully headword: adverb carefully
Prepositional Phrase (PrepP/PP) 22 in the beginning headword: preposition in
object / complement. Some linguists call this a non-headed construction (Quirk et al., 1985: 60), while others an exocentric
construction (see Manoliu, 2014: 4).
LEC Noun Phrase D. Hăisan 2018
Apart from these, there are also gerund phrases and infinitive phrases (generally used as NP substitutes),
all of which can be used appositively (thus earning the right to be called appositive phrases), and also
participle phrases and absolute phrases. However, the three commonest types of phrase are noun phrases,
verb phrases and prepositional phrases, which will be dealt with in detail as follows.
a) they
b) cats
c) the cats
d) the black cats are all noun phrases
e) the black cats in the corner
f) the green-eyed black cats in the corner
g) all the green-eyed black cats in the corner
Definitions
Although nouns are not always easy to define, nor do phrases lend themselves easily to definition, noun
phrases are paradoxically a fairly graspable concept:
‚A noun phrase is word group with a noun or pronoun as its head.‛23
‚A noun phrase is either a pronoun or any group of words that can be replaced by a pronoun.‛ 24
‚A noun phrase is a sequence of words including a noun which can be substituted for a single noun
in a sentence. It may consist of one word or many dozens of words, in a variety of constructions. The
single central noun is the head.‛ (Falinski, 2011: 15)
28
‚A noun phrase (NP) is a grouping of words that includes an obligatory head noun and all other
structures—determiners and modifying elements—which attach to it (Biber et al., 1999; Cowan,
2008; Crystal, 2004; Hillier, 2004; Ni, 2003). A noun phrase may consist of just one head noun, but the
word phrase speaks to the potential of expansion for that noun (Crystal, 2004; Eggins, 2004). In the
English noun phrase, the head noun acts as the center or core of the NP upon which its constituents
can build.‛ (O’Malley, 2013: 16)
‚The noun phrase *is+ a headed phrase 25 in which the head is the only obligatory constituent.‛ (Aarts
& Aarts, 1988: 10-14)
Rephrasing the above, we understand the following things about the noun phrase:
23 Geoffrey Leech, Benita Cruickshank, Roz Ivanic, An A-Z of English Grammar & Usage, 2nd ed. Pearson, 2001), retrieved
from grammar.about.com/od/mo/g/nounphraseterm.htm.
24 https://www.teachingenglish.org.uk/article/noun-phrase.
25 A noun phrase is headed to the extent that it has a central constituent or head, to which other elements can be
optionally added. But if we change the plural noun phrase in [l] into a singular one in [2], the head can no longer stand
alone :
The room contains (some) (beautiful) (Flemish) vases. (1)
The room contains a (beautiful) (Flemish) vase. (2)
For a large class of noun phrases, in fact, a DETERMINATIVE element such as a in [2] is obligatory. In another respect,
too, noun phrases do not behave like headed constructions: members of one class of words, that of personal pronouns (I,
him, her etc.), although they act as heads of noun phrases (in the sense that I can function alone as subject, him as object,
etc), cannot normally have optional elements, such as articles and adjectives, added to them. Thus in some noun phrases
the head must be accompanied, and in other noun phrases it cannot (normally) be accompanied, by another element.
Such observations make it clear that phrases, like clauses, cannot be described by a single structural formula, and that
various subclassifications have to be made of phrases and of the elements they contain. (Quirk et al., 1985: 61, emphasis
added)
LEC Noun Phrase D. Hăisan 2018
PRACTICE. The Substitution Test*. Applying the substitution test is useful in both identifying noun
phrases and figuring out the line between the subject and the predicate. Underline the subject noun phrase
(the opening noun phrase) in each of the following sentences. Substitute a personal pronoun (he, she, it, they)
for the subject. Remember that the personal pronoun stands in for the entire noun phrase, not just the noun
headword.
Example:
This new chocolate cake recipe is perfect for any celebration.
It is perfect for any celebration.
1. The mayor’s husband is a successful inventor.
2. The 15 most profitable small-business industries list was published yesterday.
3. Today’s teens vs. yesterday’s teens is the topic of the debate.
29
4. The road accident news came as a terrible shock for the family.
5. Uncle Sam’s coin collection has been stolen.
6. Their paternal grandmother is a terrific dog-walker.
7. The surgeon’s spouse came to deliver the news.
outlines and relatively stable in time (‚person‛, rather than ‚weather‛). The following description of the sale
of the painting known as L’Absinthe includes a number of noun phrases, which represent several classes of
entities.
One Saturday morning in February 1893, a sale was in progress at the smart new rooms of a London art
dealer in a street leading to the flower market in Covent Garden. Smartly dressed wealthy art lovers had come
from all over the country to bid for pictures from the estate of Henry Hill.
Lot 209, showing a man and a woman in a Paris café, was brought in by staff and placed on the easel.
Instead of quiet appraisal, a hush fell on the gallery, followed by low groans of disgust, then the sibilant
sound of hissing anger. Bizarrely, a group of well-off English art lovers was jeering a painting by the
acknowledged master Edgar Dégas. (The article appeared under the ironic title ‚Fairy Liquid‛ in The
Times Weekend Review) (Downing & Locke, 2006: 401)
Following Downing & Locke’s line of reasoning, whenever we name an entity, we usually add some
information about it which shows how we ‚experience‛ or perceive it. In expressing this ‚experiential‛
information about an entity, some of it is placed before the noun and some after it. So, the semantic nucleus
of the noun phrase (the head, or the entity named) may be accompanied by other constituents of various
categories, which come as a series of slots before or after the noun head, branching to the left and to the
right, pre-modifying and post-modifying, and capable of great complexity. (Falinski, 2011: 15)
Take one of the noun phrases given as example above: the green-eyed black cats in the corner. Its head is
obviously cats. There is plenty of information about these cats placed both before and after the head: article
the and adjectives green-eyed and black precede the head, they are thus in PRE-head position, whereas in the
corner represents the POST-head information.
30
Pre-head Head Post-head
the green-eyed black cats in the corner
The following table displays some of the NPs contained in the example text given by Downing & Locke (op.
cit., 402), where we can see that the post-head information also contains nouns with their own pre-head and
post-head information [sometimes under the shape of embedded NPs27]:
27 Embedding: ‚A term used in generative grammar to refer to the process or construction where one sentence is
included (embedded) in another, i.e. in syntactic subordination. Embedding is distinct from conjoining (coordinating). A
relative clause within a noun phrase is an example of embedding, e.g. The man who has a suitcase is in the bar. In a process
view, this sentence could be derived from The man has a suitcase, which is embedded within the matrix sentence The man
is in the bar. Embedded clauses can also be complements, as in the discussion of his new book.‛ (Crystal, 2008: 166-167). In
the Downing & Locke table there are quite a few embedded noun phrases, especially in post-head position (e.g. a street
leading to the flower market in Covent Garden, pictures from the estate of Henry Hill, lot 209 showing a man and a woman in a
Paris café).
LEC Noun Phrase D. Hăisan 2018
10 a hush
11 the gallery
The cats example and the table also show the nature of the pre-head information as compared to the post-
head information. Statistically, articles (a, the) and adjectives (green-eyed, black, smart, new, quiet, low, sibilant
etc.) are among the most common pre-head constituents. As for the post-head information, it conspicuously
contains a lot of prepositions (in the corner, in February, from the estate, of disgust, of hissing anger, by the
acknowledged master etc.) which make up prepositional phrases.
Articles (a book, an airplane, the cats), as well as numerals (five little pigs, the fifth amendment), demonstrative
pronouns (this / that / these / those house(s)), possessive nouns and possessive pronouns (Lucy’s friend, my
notebook) function as (head) noun signallers, or markers, and are commonly known as determiners /
determinatives28. Adjectives and prepositional phrases, on the other hand, usually fill the slot of modifiers.
Noun Phrases are, therefore, ‚nouns plus their determiners and any other modifiers.‛ (Halliday, 2002b: 58)
Now, we have seen that the head can have words on either side of it. Still, if some modifiers (take adjectives,
31
for example) prefer pre-head position (in which case they are called PRE-modifiers) while others can occur
in post-head position only (in which case they are called POST-modifiers), determiners are only placed
before the headword. ‚Determiners give referential information about the head noun (...) and need to be
first in line in noun phrase structure.‛ (O’Malley, 2013: 16-17)
28In some modern theories of grammar, noun phrases with determiners are analysed as having the determiner rather
than the noun as their head; they are then referred to as determiner phrases. (see
https://en.wikipedia.org/wiki/Noun_phrase).
LEC Noun Phrase D. Hăisan 2018
PRACTICE. Pre-head, Head, Post-head**. Arrange the following jumbled phrases into the table provided:
Kolln & Funk’s definition of a nouns given earlier (‚A noun is a word that can be made plural and / or
possessive; it occupies the headword position in the noun phrase; it is usually signalled by a determiner.‛)
alerts against the fact that nouns in noun phrases are usually (but not always) signalled by a determiner.
Whenever noun phrases are single words (Cats fight. Jane laughed.), we cannot speak of determiners.
Nevertheless, it is safe to assume that most noun phrases do begin with determiners and that coming across
a determiner means coming across a noun phrase.
PRACTICE. Determiners & Heads**. Identify and underline the noun phrases in the following sentences.
For each of them use (H) to indicate the headword and (D) for determiners.
1. Their many odd habits were finally over.
2. This new chocolate cake recipe is very easy.
3. Our new neighbours became our worst enemies.
4. David’s roommate has just come from a long trip.
5. Her paternal grandmother makes an annual pilgrimage to Jerusalem.
6. Both my sisters went to Paris.
7. The same three questions were now addressed to the second team.
LEC Noun Phrase D. Hăisan 2018
DETERMINERS
the
PRE-MODIFIERS
noun
HEADWORD
phrase
POST-MODIFIERS
in question
33
the London eye
the best place to be
Cary’s books
children’s books
the catcher in the rye
some chocolate cake
candid camera
that wonderful gift you brought me
Postmodification sometimes involves complementation 30, too, as in Quirk et al.’s examples (1985: 62)
29 In X-bar theory in linguistics, phrases are made up of specifiers, heads, complements and adjuncts. One phrase can
only have one specifier. In the English NP, determiners are usually specifiers (e.g. articles the, a; demonstratives this, that,
these, those; quantifiers such as no, some, every; possessives like Simon’s or my sister’s). Verb phrases can also be preceded
by specifiers like the quantifier all. In adjective phrases and adverbial phrases, qualifiers like very, extremely, rather, quite
are usually treated as specifiers, too. These specifiers are so called because they serve to further specify or qualify the
category of the head in the phrase. (text adapted from https://en.wikipedia.org/wiki/Specifier)
30 ‚We reserve the term COMPLEMENTATION (as distinct from complement) for the function of a part of a phrase or
clause which follows a word, and completes the specification of a meaning relationship which that word implies. As
such, complementation may be either obligatory or optional on the syntactic level. Complementation also overlaps with
other functions, such as adverbials and modifiers.‛ (Quirk et al., 1985: 65)
LEC Noun Phrase D. Hăisan 2018
complementation
him.
Peter.
Alice’s wedding.
Other elements that may appear in NPs are adverbs or qualifiers (e.g. just the other day, a slightly better
environment; three very interesting articles; a rather awkward smile.)
The pre-modifier (experientially the epithet and the classifier) is different from the determiner in certain
ways. While the determiner function is realised by closed class items which define and select the
referent, the pre-modifier function describes or classifies the referent by means of open-class items,
mainly adjectives and nouns. Unlike the determiner, these are optional. Furthermore, and again unlike
determinatives, there is no grammatical constraint on the number of modifiers placed before a noun.
(Downing & Locke, 2006: 436)
Article
Pronoun Adjective
NOUN
(traditional
perspective)
Numeral Preposition
35
Central
Determiner
Pre- Post-
determiner determiner
NOUN
in NP
Pre- Post-
modifier modifier
We have seen (especially in the green-eyed black cats examples) that noun phrases have a virtually unlimited
potential for expansion. Expansion allows for a significant amount of content information to be packed into a
small amount of text. Here are some more patterns (the boldfaced word represents the head noun in each
noun phrase):
LEC Noun Phrase D. Hăisan 2018
a collector.
a discriminating collector.
a highly discriminating collector.
Jonathan Gili was
a highly discriminating collector of sardine tins.
a highly discriminating collector of sardine tins and Star War figures.
a highly discriminating collector of sardine tins, fridge magnets and Star War figures.
(adapted from Seely, 2007: 71)
a) a table
b) a kitchen table
c) a wooden kitchen table
d) a Chinese wooden kitchen table
e) a brown Chinese wooden kitchen table
f) a dark brown Chinese wooden kitchen table
g) an old dark brown Chinese wooden kitchen table
h) an expensive old dark brown Chinese wooden kitchen table
i) those two expensive old dark brown Chinese wooden kitchen tables etc.
(Ruiz de Mendoza Ib{ñez, 2015: 152)
spiders
the three spiders
the three redback spiders
the three shiny redback spiders 36
the smallest of the three shiny redback spiders
the smallest of the three shiny redback spiders in the corner
the smallest of the three shiny redback spiders spinning their webs in the
corner
A head noun and its modifiers. From Eggins, An Introduction to Systemic Functional Linguistics (2nd ed.) by S.
Eggins, p. 96. Copyright 2004 by Continuum International. (O’Malley, 2013: 16-17)
muscles
your four muscles
your four shoulder muscles
your four strong shoulder muscles
the biggest of your four strong shoulder muscles
the biggest of your four strong shoulder muscles on each side
the biggest of your four strong shoulder muscles connected by tendons on each side
(Swierzbin, 2014, n.p.)
The basic patterns for noun phrases can thus be summarised as follows:
LEC Noun Phrase D. Hăisan 2018
The extension mentioned in the table above often means a phrase introduced by a preposition, but sometimes
it can be an infinitive (e.g. the ability to think outside the box) or a clause (e.g. a relative clause, as in the professor
whom I met at the conference). Identifying the nature of the clause involved counts among the steps Bonnie
Swierzbin recommends taking in analysing NPs:
1. identify noun phrases
2. classify the parts of a noun phrase (determiner, premodifier, head noun, postmodifier)
3. classify each postmodifier as a phrase or a clause; if it is a clause, classify it as finite or non-finite
4. categorise each noun phrase as simple or complex. (Swierzbin, 2014, n.p.)
The debate over the fight with the new members lasted two hours and a half.
[the debate [over [the fight [with [the new members]]]]] Noun Phrase
[over [the fight [with [the new members]]]] Prepositional Phrase
[the fight [with [the new members]]] Noun Phrase
[with [the new members]] Prepositional Phrase
[the new members] Noun Phrase
Postmodification can also be ambiguous sometimes, as in the man in front of the building facing the hotel, which
can be interpreted either as a NP with aligned postmodification [the man who was in front of the building
and who was facing the hotel] or a NP with embedded postmodification [the man who was in front of the
building which was facing the hotel].
Embedded Determiners: Determiners, in their turn, are not always simple (e.g. the / some / my / those cats);
they can also be embedded, as in the film’s premise, other people’s affairs or my grandmother’s pets:
[(the) film’s] premise
premise = headword
the film’s = determiner with its own determiner, article the
[(other) people’s] affairs
affairs = headword
other people’s = determiner with its own determiner, other
[(my) grandmother’s] pets
NP
38
my grandmother’s pets
Determiner Head
my grandmother’s
Determiner Head
Embedded noun the indication of gender in the English Complex Noun Phrases
phrases: noun Inside the NPs given as example there are
a highly discriminating collector of prepositional phrases, adjective phrases
sardine tins etc.
smartly dressed wealthy art lovers
Long compound uniform resource locator protocol Stacked / Packed Noun Phrases
noun phrases (noun problem
+ noun sequences):
Multiple heads: Dr. Jekyll and Mr. Hyde Coordinated Noun Phrases
Laurel and Hardy ‚Noun phrases conjoined with a
night and day coordinating conjunction such as and or or
the fox and the raven are considered coordinated noun
phrases.‛ (O’Malley, 2013: 20)
Nouns in apposition: the journal Nature Appositive Noun Phrases
night, the opposite of day ‚A noun phrase that directly follows
LEC Noun Phrase D. Hăisan 2018
the first man on the moon, the another noun phrase and renames that
astronaut John Glenn / John Glenn, noun is called an appositive noun
the astronaut, was at the reception. phrase.‛ (O’Malley, 2013: 20)
My favorite teacher, a fine chess
player in her own right, has won
several state-level tournaments.
NP
A phrase is different from a group in that, whereas a group is an expansion of a word, a phrase is a
contraction of a clause. Starting from opposite ends, the two achieve roughly the same status on the rank
scale, as units that lie somewhere between the rank of a clause and that of a word. (Halliday, 2004: 311)
Halliday therefore prefers the label nominal groups for what we have been defining and illustrating as noun
phrases. Here is the structure of a nominal group, which he calls ‚experiential‛, the way he sees it:
those two splendid old electric trains
Deictic Numerative Epithet1 Epithet2 Classifier Thing
determiner numeral adjective adjective adjective noun
Experiential structure of part of a nominal group (Halliday, 2004: 312)
A group is in many respects a group of words or a word complex: words enter into logical structure to
form a group. This aspect of the group explains its difference from the phrase; a phrase does not have a
logical (univariate) structure but rather an experiential (multivariate) structure: the structure of the
prepositional phrase is like a miniature or the transitivity structure of the clause. [...] Outside systemic
linguistics, the distinction between group and phrase is not usually made; phrase is the usual term for
both (cf. noun phrase, verb phrase and prepositional phrase). While the nominal group of systemic
40
linguistics is comparable to the noun phrase in formal grammar (although they are interpreted in terms of
different types of structure), the verbal group is not equivalent to the verb phrase; the verbal group is a
purely verbal construct while the verb phrase is roughly the predicate of traditional grammar and logic.
(Matthiessen et al., 2010: 112)
For the purposes of such a study as this, noun phrase and nominal group could be used interchangeably;
nevertheless, for the sake of terminological homogeneity, we choose the former term over the latter all along.
PRACTICE. Jumbled Noun Phrases**. Arrange the following lists of words so as to make up noun phrases.
Compare your answers with your classmates’—the NPs should all be the same (with one exception, where
there are two possibilities)35:
1. table, the, small, wooden
2. books, those, moldy, in the basement
3. new, recipe, this, lasagna
4. gentle, a, on the head, tap
5. my, sneakers, roommate’s, new
SENTENCE
There are three main types of non-finite verbal forms: participles, gerunds and infinitives. 41
THE PARTICIPLE PHRASE
Present participles, verbals ending in –ing, and past participles, verbals that end in –ed (for regular verbs) or
other forms (for irregular verbs: –en as in broken, –d as in said, –t as in lent, and –n as in woven), are combined
with objects / complements and modifiers and become part of phrasal structures. Participial phrases always
act as adjectives. When they begin a sentence, they are followed by a comma; otherwise, they are set off by
commas, as if between parentheses.
Here are some examples:
The stone steps, having been worn down by generations of students, needed to be replaced. *modifies ‚steps‛+
Working around the clock, the firefighters finally put out the last of the California brush fires. [modifies
‚firefighters‛+
The pond, frozen over since early December, is now safe for ice-skating.37 [modifies ‚pond‛+
36 A finite verb is a form of verb that has a subject (either explicit or implicit) and can function as the head of an
independent / main clause which, in its turn, can stand alone as a complete sentence. A finite verbal form permits formal
contrast in tense and mood. Non-finite verbal forms, on the other hand, occur on their own only in dependent clauses
and do not have markers indicating tense or mood.
37 Retrieved from from grammar.ccc.commnet.edu/grammar/phrases.htm.
LEC Noun Phrase D. Hăisan 2018
Complementation
incredibly cold.
pleasant enough.
Adjective Phrase (Quirk et al., 1985: 63)
LEC Noun Phrase D. Hăisan 2018
Complementation
quite often.
as clearly as I could.
for lunch.
on Saturday morning.
by a strange coincidence.
Prepositional Phrase (Quirk et al., 1985: 63)
Sometimes, prepositional phrases also contain modifiers (which are optional). Modifiers typically intensify
the preposition by adding specific information related to exactness, immediacy, completion (right into the
ocean) or exclusiveness (only by studying).
Prepositional Phrase
Modifier Preposition Object / Complement
right into the ocean
completely out of control
just at that time
only by studying
44
A d j e c t i v a l v s . A d v e r b i a l P P s . Like adjective phrases, prepositional phrases are of two types:
adjectival and adverbial38. In the following examples, the same PP, from abroad, is used first adjectivally, and
then adverbially:
My aunt from abroad is extremely fond of cats. [adjectival prepositional phrase]
My aunt just came back from abroad. [adverbial prepositional phrase]
My aunt is from abroad. [adverbial prepositional phrase]
In the first, from abroad tells which aunt I am referring to; it modifies a noun (phrase), it functions like an
adjective would, therefore it is adjectival. In the second and third sentences, from abroad tells where she came
or where she is from; it refers back to the verb, therefore it is adverbial.
An adjectival prepositional phrase modifies:
a noun (e.g. men in black)
38Remember that the nouns adjective and adverb name word classes: They name forms. When we add that -al or -ial
suffix—adjectival and adverbial—they become the names of functions—functions that adjectives and adverbs normally
perform. In other words, the terms adjectival and adverbial can apply to structures other than adjectives and adverbs—
such as prepositional phrases, as we have just seen:
Modifiers of nouns are called a d j e c t i v a l s , no matter what their form.
Modifiers of verbs are called a d v e r b i a l s , no matter what their form. (Kolln & Funk, 2012: 25)
In spite of this, some grammarians use adverbial phrase to cover both a group of adverbs (e.g. very quickly) and a
prepositional (or even participle) phrase acting as an adjective, and adjectival phrase to cover either a group of
adjectives (e.g. full of toys) or a prepositional phrase acting as an adjective. In the present course, we will be using adverb
phrase for any phrase containing at least one adverb (very quickly) and adverbial (prepositional) phrase for any
prepositional phrase functioning adverbially (e.g. I clarified this in two minutes.); also, adjective phrase will be used for
any phrase with an adjective for a headword, whereas adjectival phrase is reserved for prepositional phrases having the
function of an adjective.
LEC Noun Phrase D. Hăisan 2018
a noun phrase (e.g. my aunt from abroad; a lady in red; the black cats in the corner; the apples in the
box; the pictures from the estate of Henry Hill)
a noun substitute (e.g. anyone in class).
It is identical in form to the adverbial prepositional phrase and helps identify the noun headword in relation
to time, place, direction, purpose, origin, and the like.
An adverbial prepositional phrase, on the other hand, modifies:
a verb / verb phrase (e.g. We walked by the river / across the ranch lands / for two hours / for pleasure).
an adjective39 (e.g. The day was warm from the sunshine. She was all aglow with pleasure. When you have
picked yourself up, helpless with laughter, from the lino...)
an adverb (e.g. The party began early in the evening.)
Another difference between the two types of PPs is that adjectival PPs always come after the noun they
modify, whereas some adverbial PPs are movable.
In spring, the days are getting longer.
The days are getting longer in spring.
Sometimes, PPs can be interpreted as either adjectival or adverbial, such as the one in the following
sentence:
We watched the dance in the great hall.
Is the dance taking place in the great hall? If so, then we are dealing with an adjectival prepositional phrase
[Which dance? The one in the great hall].
Did we watch the dance in the great hall (possibly on TV)? If so, then the prepositional phrase was used
adverbially.
REMEMBER!
45
As an adjective, the prepositional phrase will answer the question WHICH ONE? / WHAT
KIND OF? (e.g. the food on the table; the librarian at the check-out desk)
As an adverb, a prepositional phrase will usually answer questions such as
o HOW? (e.g. He opened the can with a spoon.)
o WHEN? (e.g. He always jogs before breakfast.)
o WHERE? (e.g. She found the umbrella under the passenger’s front seat.)
39 For Quirk et al., the PP which modifies an adjective, as in I’m sorry for his parents, is the complement of the adjective.
(Quirk, 1985: 657)
40 Retrieved from http://grammar.yourdictionary.com/parts-of-speech/prepositions/Prepositional-Phrases.html (August 2016).
LEC Noun Phrase D. Hăisan 2018
Sometimes PPs are not (only) embedded, but aligned. Take the examples:
He went to the store on the corner. [embedded PPs; on the corner refers back to store]
He went to41 the store on Friday. [aligned PPs; to the store and on Friday both refer back to the verb,
one of them indicating place, the other indicating time]
PRACTICE. PPs: Adjectival vs. Adverbial**. In the following sentences, identify the function of each of the
underlined prepositional phrases as either adjectival (ADJ) or adverbial (ADV):
1. A huge crowd of graduate students lined the streets for the big parade.
2. Orlando’s brother studies in the library on the weekends.
3. The show on television tonight presents the most dangerous animals in Asia.
4. In August they usually go to Germany.
5. On sunny days we go in the park between classes.
D i s c o n t i n u o u s P P s . Under certain grammatical circumstances, PPs are left incomplete. This usually
happens with prepositions whose object occurs earlier in the sentence or is absent altogether. Such
prepositions, called dangling / hanging / stranded / deferred prepositions, appear in four main types of
constructions:
wh-questions (e.g. What is she talking about?)
relative clauses (e.g. the book I was looking for)
passive voice constructions (e.g. The car has already been paid for.)
infinitive phrases (e.g. There is nothing to be scared of. They need something to talk about.)
In John Smith, the butcher, came in, for example, there are two noun phrases; they have identity of reference;
and they have the same syntactic function (as indicated by the omissibility of either, without this affecting
the sentence’s acceptability, e.g. John Smith came in / The butcher came in). They are therefore said to be in
apposition or in an appositive or appositional relationship. (Crystal, 2008: 31)
Noun phrases, Gerund phrases and Infinitive phrases can be used appositively (apposition underlined):
Appositive Noun Phrase My uncle, a famous doctor from Harley Street, did not anticipate the seizure.
On school mornings my father would prepare breakfast – re-heated porridge
with golden syrup, bacon, toast...42
Appositive Gerund Phrase His favourite exercise, walking briskly, was no longer possible.
Appositive Infinitive Phrase Lorelei’s major goal in life, to become a doctor, is finally within her grisp.
41Prepositional phrases can be confused with infinitive phrases. To followed by a verb is an infinitive, but to followed by
a noun or pronoun is a prepositional phrase.
to + verb = infinitive
to + noun / pronoun = PP
PRACTICE. Appositives**. Insert an appositive phrase into each of the following sentences. Remember that
verbs are not included in appositives or appositive phrases.
1. I just finished reading my favorite book, ....................
2. Our class members recently visited Poland’s capital city, ....................
3. Barack Obama, .................... , attended Harvard College.
4. December, .................... , seems to go by very quickly each year.
5. Derek’s most cherished wish, ...................., will be broken to pieces. 43
43
Adapted from Umstatter (2010: 46).
44 Examples retrieved from grammar.ccc.commnet.edu/grammar/phrases.htm.
45 Examples retrieved from grammar.ccc.commnet.edu/grammar/phrases.htm.
COURSE # 2 IN A NUTSHELL
Phrase: a word or group of words that functions as a unit within the sentence.
Phrases are named after the class of word upon which they are based (i.e. upon their headword): a
Noun Phrase is a phrase whose head is a noun; a Prepositional Phrase is headed by a preposition
a.s.o.
Appositive Phrase Appositive Noun Phrase Jane, my best friend, lives here.
Participle Phrase present / past participle I think the guy sitting over there likes you.
Crushed to pieces by a sledgehammer, the
computer no longer worked.47
Absolute Phrase noun + participle + optional My cake finally baking in the oven, I was
modifier(s) / object(s) free to rest for thirty minutes.48
PRACTICE. Noun Phrases***. Underline the noun phrases in the following sentences. For each of them use
(H) to indicate the headword, (D) for determiners and (M) for modifiers. Mind the embedded phrases or
determiners.
1. His family’s old clothes were donated to some poor families.
2. He did not watch this year’s Oscars.
3. The aroma of his mother’s freshly baked cookies is filling the air.
4. The elderly lady went to the doctor’s office today.
5. Cat on a Hot Tin Roof is a play by Tennessee Wiliams.
6. Samantha’s weedy overgrown patio turned into a magnificent flower garden.
7. The athletes with the best chance to win are never late.
8. The first creatures to fly in a man-made craft were a duck, a cockerel, and a sheep.
9. The yo-yo and the doll are the world’s oldest toys.
10. The industrially advanced countries do most of the world’s trading.
PRACTICE. NP & PP Ambiguity***. Comment on the ambiguity of the following NPs and PPs. Paraphrase
them so as to make each of their meanings clearer.
1. the house in the forest by the lake
2. a toy factory
3. an old French student
49
4. a woman’s heart
5. the guard bringing a man with a scar on his face
PRACTICE. Prepositional Phrases**. Underline the prepositional phrases in the following text:
The hills across the valley of the Ebro were long and white. On this side there was no shade and no
trees and the station was between two lines of rails in the sun. Close against the side of the
station there was the warm shadow of the building and a curtain, made of strings of bamboo beads,
hung across the open door into the bar, to keep out flies. The American and the girl with him sat at a
table in the shade, outside the building. It was very hot and the express from Barcelona would
come in forty minutes. It stopped at this junction for two minutes and went on to Madrid.49
PRACTICE. Prepositional Phrases**. Underline the prepositional phrases in the following sentences and
identify them as adjectival (ADJ) or adverbial (ADV). (Note: Prepositional phrases modifying nouns are
adjectival. Prepositional phrases modifying verbs are adverbial.)
1. The trees along the river have been pruned.
2. Some of the boats were moving along the river.
3. The magician with the rabbit greatly entertained the children.
4. With the rabbit, the magician greatly entertained the rabbit.
5. During the storm the cats were really freightened.
6. The noise during the storm really frightened the cats.
7. The Sky Above Us is a 2015 film.
8. The planes directly above us make a lot of noise.
9. Their conversation at the airport does not bode well.
10. At the airport, they had a heated conversation on the report.
50
29. Matt cancelled his contract with the firm because of financial difficulties.
30. Lavender and thyme grow wild on those steep slopes.
PRACTICE. Review of Phrases***. Make up sentences using the word funny / pretty:
1. as a pre-noun modifier
2. in a prepositional phrase
3. as part of a gerund phrase
4. as part of an appositive phrase.
Sentence Patterns: Subjects, Predicates and Other Slots (The Optional Slots)
Compound Structures
Syntactic Functions of the Noun Phrase
Nominals
Noun Phrase Substitutes (Gerunds. Infinitives. Nominal Clauses)
In the previous chapters we had a look at noun phrases in terms of form. Now we are going to cast a cursory
glance at the functions noun phrases can perform. To that end, we will present, following Kolln & Funk
(2012), the ten sentence patterns accounting for the underlying skeletal structure of almost all the possible
grammatical sentences. The examples will be declarative sentences exclusively, as the other types of
sentences (interrogative, imperative, exclamative) may have a different word-order and a different regime.
SENTENCE
NP VP
[Subject] [Predicate]
I. The students are upstairs.
II. The students are diligent.
III. The students are scholars.
The same examples are presented in fuller detail in yet another table. Here, there is a label in parentheses
which names the function the slot performs in the sentence. There are also subscript numbers showing the
relationship between noun phrases. Identical numbers— such as those in Patterns III and V, where both
numbers are 1— show that the two noun phrases have the same referent (i.e. they refer to one and the same
thing / person / event / concept etc.). Different numbers point to different referents.
The BE Patterns
I NP be ADV / TP
[Subject] [Predicating Verb] [Adverbial of Time or
Place]
The students are upstairs 52
II NP be ADJ
[Subject] [Predicating Verb] [Subject Complement53]
The students are diligent
III NP1 be NP1
[Subject] [Predicating Verb] [Subject Complement]
The students are scholars
The Linking Verb Patterns
IV NP Linking Verb ADJ
[Subject] [Predicating Verb] [Subject Complement]
53‚In the three sample sentences the subject complements are adjectives in form, as they usually are, but sometimes a
prepositional phrase will fill the slot. These are set phrases, or idiomatic expressions, that name an attribute of the
subject:
Henry is under the weather.
Kim is in a bad mood.
Although these sentences may look like those you saw in Partem I, you can figure out that they belong in Pattern II
because you can usually think of an adjective, a single descriptive word, that could substitute for the phrase:
Henry is ill.
Kim is cranky.
You can also rule out Pattern I because under the weather and in a bad mood do not supply information of time or place.‛
(Kolln & Funk, 2012: 31)
An adjectival prepositional phrase can sometimes also fill the subject complement slot in Pattern IV:
The piano sounds out of tune.
The fighter seems out of shape.
LEC Noun Phrase D. Hăisan 2018
Because BE can be both a main verb and a linking verb, it was separated from the linking verb category as it
represents a category by itself (Patterns I, II, III).
Out of the Linking Verb Patterns, Pattern IV is a common category for verbs of the senses54 (taste, smell, feel,
sound, look) which often link an adjective to the subject:
The soup smells good.
You look sick.
For most of these patterns, transitivity is essential. The 6th, Intransitive Verb Pattern, for instance, is
sometimes called the running pattern (Verspoor & Sauter, 2000: 27), run being a good example of an
intransitive verb. Sentences with the running pattern consist of a subject and predicator (optionally, by an
adverbial).
John is running (fast).
S P (A)
John is a student.
S P
The doing Pattern [MONOTRANSITIVE VERBS]
John bought a car.
S P Od
The giving Pattern [DITRANSITIVE VERBS]
John gave me his book.
S P Oi Od
The making/considering Pattern [COMPLEX-TRANSITIVE VERBS]
This made John mad.
S P Od Co
They made John captain.
S P Od Co
John considered the matter closed.
S P Od Co
Sometimes there is a thin line between transitivity and intransitivity. The so-called ‚midverbs‛ (Kolln &
Funk, 2012: 51) display characteristics of both transitive and intransitive verbs. On the one hand, they require
a complement, as transitive verbs do. On the other hand, this complement differs from mainstream direct
objects (which usually indicate ‚what‛ or ‚whom‛). Its sense is quasi-adverbial in that it provides
information of amount or measure:
It weighs five pounds.
It costs twenty dollars.
Patterns IX and X illustrate those verbs that take an object complement following the direct object. There are
two categories, depending on the form of the object complement: either an adjective or a noun phrase. As
54
Kolln and Funk rightly point out, the function of the object complement is twofold:
(1) it completes the meaning of the verb
(2) it describes the direct object. (Kolln & Funk, 2012: 47)
Sometimes the object complement is signaled by as, which we call an expletive:
We elected Tom as our secretary.
Meredith refers to Dr. Shepherd as ‚McDreamy‛.
Dr. Sloan, on the other hand, is referred to as ‚McSteamy‛.
I know him as a diligent student.
The witness identified the defendant as the burglar.
Adverbials usually provide information about time (when?, how long?), place (where?), manner (how?), reason
(why?) etc. and come at the beginning, at the end or in the middle of the sentence. The most common
adverbials are simple adverbs (surprisingly, suddenly, reluctantly, rarely, sometimes) and prepositional
phrases (for an hour; in a few years; in the end; for a while; on the porch floor; in the evenings).
The students have been upstairs for an hour (how long?). (Pattern I)
The students in this group are surprisingly (how?) diligent. (Pattern II)
In a few years (when?), these students she will be scholars. (Pattern III)
Suddenly (how?), the students seemed diligent. (Pattern IV)
In the end (when?), all students will become scholars. (Pattern V)
The students rested for a while (how long?) on the porch floor (where?). (Pattern VI)
In the evenings (when?), the students organise dance marathons. (Pattern VII)
The students reluctantly (how?) gave the professor their homework. (Pattern VIII)
The students rarely (when?) consider the teacher intelligent. (Pattern IX)
The students sometimes (when?) consider the course a challenge. (Pattern X)
Apart from adverbs and prepositional phrases, there is also another category of words which can designate
time, place, manner or quantity, namely nouns / noun phrases which function adverbially.
We walked home.
They’re leaving Monday morning.
She studies four hours every day.
Jane travels a great deal.
I sent the package airmail.
55
These noun (phrases) may resemble direct objects or subject complements but they actually work like
prepositional phrases with missing prepositions: (on) Monday morning; (for) four hours; (by) airmail etc. The
traditional grammarian labels them adverbial objectives (Kolln & Funk, 2012: 115).
Seen from another standpoint, the main clause types are as follows:
S(ubject) V(erb) O(bject(s)) C(omplement) A(dverbial) ≈
Type Someone was Type VI
SV laughing. (in Kolln
& Funk,
2012)
The seven fall naturally into three main types. There are:
a two-element pattern: SV
three three-element patterns: SV + O/C/A
three four-element patterns: SVO + O/C/A (after Quirk et al., 1985: 53)
COMPOUND STRUCTURES
We rely again on Kolln & Funk (2012: 49)’s examples to illustrate the fact that every slot in the sentence
patterns can be expanded, especially by coordination. Turning a single structure into a compound structure
is most easily accomplished by means of coordinating conjunctions and, or, and but, as well as by means of
correlative conjunctions both—and, not only—but also, either—or, and neither—nor.
PRACTICE. Sentence Patterns***. Analyse the folowing sentences by identifying the slots (form &
function) and sentence pattern (according to Kolln & Funk (2012)’s classification).
Example:
57
Jess Esplin is my best friend. [Subject Complement]
I consider Peyton my best friend. [Object Complement]
My best friend arrived the day before. [Adverbial]
NOMINALS
Up to this point, almost all the examples used to illustrate the required slots in the sentence patterns have
been, for simplicity, NPs (and sometimes pronouns, which stand in for NPs); however, there are also other
forms that can fill these required slots, which are not nouns / noun phrases, but behave like them. A ‚cover-
all‛, hypernymic term for such words is nominal, although not all linguists agree upon its meaning.
As an adjective, nominal is used in some grammatical descriptions in reference to or substitute for noun (e.g.
nominal group = noun phrase). In a more restricted sense, and used as nouns, nominals refer to words which
have some of the attributes of nouns but not all, e.g. the rich, the poor, where the head word of this phrase
does not pluralise (*the poors). In linguistics, the term nominal also covers a class of words grouping together
nouns and adjectives based on shared (morphological and syntactic) properties. You remember Jespersen’s
view that ‚*a+djectives and substantives have much in common, and there are cases in which it is difficult to
56 Since syntax is not our primary scope here, we leave aside those aspects which are not in keeping with the simplified
sentence patterns presented beforehand.
57 For syntactic functions of PPs, please check Appendix # 6.
58Attributes are modifiers of a noun. They can be part of the subject, direct or indirect object, or an adverbial. Remember
the definition of the attribute given in chapter 1 (Some Definitions of Grammar): ‚In terms of general logic, including that
of English grammar, the attribute may be defined as the secondary part of a sentence which determines or modifies the
subject of the sentence or any other noun or noun equivalent, irrespective of the syntactical role it discharges.‛ (Bantaş,
1996 : 165).]
LEC Noun Phrase D. Hăisan 2018
tell whether a word belongs to one or the other class; therefore it is convenient to have a name that
comprises both...‛ (Jespersen, 1958: 72)
The term is also used in the classification of relative clauses (the so-called nominal relative clause: e.g. What
I like best is literature.). Some linguistic theories use the term in a more general sense, as in cognitive
grammar, ‚where ‘nominals’ (‘things’, chiefly noun phrases) are distinguished from relational expressions.‛
(Crystal, 2008: 328)
For Biber et al. (1999: 230), nominals include not only phrases headed by a noun or pronoun, but all
constituents which appear in positions characteristic of noun-headed structures including, for example,
phrases with adjectives as noun phrase heads (i.e. personal / abstract adjectival heads like the poor, the young,
the English, the unlikely etc.).
Finally, the category nominal can also be understood as ‚an intermediate category between noun and noun
phrase, and can be head of a noun phrase but also a pre-head dependent (e.g. these commission chairman
proposals).‛ (Pastor Gómez, 2009: 196)
In the present book, nominals designate nouns, noun phrases and noun (phrase) substitutes, seen especially
from the point of view of the functions they perform.
For adjectivals and adverbials, see footnote 38.
58
interrogative / indefinite / –self pronouns) can also function as noun substitutes, as can some of the numerals
(e.g. cardinal / ordinal / fractional numerals). 60 Concerning other types of phrases, there are three main
structures that can perform the grammatical functions that noun phrases generally perform:
1) the gerund phrase
2) the infinitive phrase
3) the nominal clause.
GERUNDS
Whenever an –ing verb (present participle) is used as a nominal to fill a NP slot, it is considered a gerund.
Gerunds generally name actions, behaviors, states of mind or states of being.
Following are examples of NP slots occupied by gerund phrases:
A special (because controversial) case of gerund is represented by the structure go + ing-verbs. First of all,
the verb go does not collocate with just any verbs. As observed by Kolln & Funk (2012: 172-173) those verbs
are limited to recreational activities of various kinds:
Let’s go hunting / fishing / bowling / swimming / shopping / jogging etc.), but not
*Let’s go gardening / cooking / doing homework.
Go, being nearly always intransitive, requires an adverbial; on the other hand, as the -ing verb names an
activity, it deserves to be termed a gerund, too.
INFINITIVES
Infinitive phrases are sometimes an alternative to gerund phrases:
Leaving the scene of the accident is outrageous. [gerund]
To leave the scene of the accident is outrageous. [nominal infinitive]
Like the gerund, the nominal infinitive names an action or behavior or state of being and can fulfill four
functions, as shown in the table below:
NOMINAL CLAUSES
Not only gerund and infinitive phrases can fill the NP slots, but nominal / noun clauses also. A nominal 59
clause is a subordinate clause that functions as / like a NP. It is usually signalled by the following types of
introductory words:
that (called expletive that61)
interrogative words such as what, where etc.
if or whether
I know that he is here.
I understand that they launched a protest.
I wonder what took you so long.
I wonder whether the homework is necessary.
Nominal that clauses can also function as subject complements and appositives, as the following examples
illustrate:
61 The interrogative what fills a grammatical role in the clause it introduces — in this case, that of subject; the expletive
does not.
62 Ross Parmenter, anthropologist.
LEC Noun Phrase D. Hăisan 2018
COURSE # 3 IN A NUTSHELL
Direct Object X X X
Indirect Oject X
Prepositional Object X X
Subject Complement X X X X
Object Complement X
Adverbial X
Apposition X X X X
PRACTICE. Nominal Verb Phrases Functions**. Identify the gerund phrases and infinitive phrases in the
following sentences and indicate the function (subject, direct object, prepositional object, subject
60
complement, appositive) that each one performs in its sentence.
1. Flying a plane is not as easy as it seems.
2. Your only hope is to borrow money from him.
3. My deskmate used to enjoy playing practical jokes on me.
4. The cost of living in USA is 1.43 % higher than in UK.
5. I plan to give my father a watch for Christmas.
6. My biggest fear was falling asleep during my eight o’clock class.
7. To know her is to love her.
8. Leaving the scene of the accident carries serious penalties.
9. My best friend offered to give me the money.
10. The two most important requirements for major success are being in the right place at the right time and
doing something about it.63
62
the continent and the time Old English was first written down. By examining hundreds of
cases, it is possible to establish a pattern in the way this change took place.
In Germanic there were many words where a vowel in a stressed syllable was immediately
followed by a high front vowel ([i]) or vowel-like sound ([j]) in the next syllable. The plural of
*fōt is thought to have been *fōtiz, with the stress on fō. For some reason [...], the quality of this
high front sound caused the preceding vowel to change (mutate). In the case of *fōt, the ō
became ē, which ultimately came to be pronounced [i:], as in modern feet. The –iz ending
dropped away, for once the plural was being shown by the e vowel, it was unnecessary to
have an ending as well. Fēt therefore emerged as an irregular noun in English – though the
process which gave rise to it was perfectly regular, affecting hundreds of cases. [Crystal, 1995:
19]
Substantival number has traditionally been considered a grammatical category along with
gender and case. Perhaps the first linguist to break rank with the traditionalists is E.V.
Nabatova (1959a, 1959b), who suggests that number in nouns is "a lexical-grammatical
category" (Scheurweghs 1968: 63).
In the lexicon, mass nouns have the lexical features [-singular, -plural], pluralis tantum
[+plural, -singular], collectives [+singular, +plural], and count nouns [+singular, -plural].
[Wickens, 1992: 5]
Figure 1
TYPE OF HEAD NOUN IN THE DOMAIN OF
DENUMERATOR THE DENUMERATOR
car admiration cattle
A. unit, a(n), one + + -
F. fuzzy (plural) + - +
e.g. several, about fifty
O. all others + - -
However, all English nouns (except pluralia tantum nouns) can head uncountable NP's; and on those
occasions, they occur in their unmarked base form. Even the pluralia tantum cease to be plural when used
adjectivally, cf. scissor movement, pant(y)-hose, suspender belt, Nutcracker Suite;... [Keith, 1980: 554]
65
Although individuation by cardinal numerals is a useful guide to countability, to get a more accurate
description we have to consider the range of determiners that a noun admits.
Nouns with count and non-count uses – (some) coffee; two coffees
Many mass nouns can be interpreted as count when they refer to instances of the mass referent,
conceptualised as conventional quantities of food or drink. Compare:
Mass: Coffee and tea help to keep you awake.
Count: Two coffees, please, and three teas.
In the context of restaurants or in-flight meals, even nouns such as beef and chicken may be interpreted as
portions or choices, and countabilised: One beef and two chickens, please.
In other cases the shape matters. Eatable entities visualised as having a definite shape are count (a cheese,
a ham, a cake, a potato, an egg, a chicken, a fish) while the substance or flesh is conceptualised as mass:
(some) cheese, (some) ham, (some) cake, (some) tomato, (some) mashed potato, (some) egg, (some) chicken, (some) fish.
You’ve got egg on your tie.
Susie prefers chicken to veal.
The same happens with edible fishes. The animal itself is count, the flesh mass: He caught a salmon. We had
salmon for dinner. Shellfish, however, is always non-count. The non-count is lexicalised differently in pairs
such as cow (count) versus beef (mass), pig – pork, sheep – mutton, calf – veal, deer – venison. [Downing &
Locke, 2006: 409]
66
They’re making a lot of noise. I hear many strange noises at night.
Time is on your side. How many times have you seen that film?
Business is improving. His several businesses are doing well.
One can never be sure of success. As an actor, he had more successes than failures.
Health is more important than wealth. *Healths are more important than *wealths.
67
Paper costs a lot. a lack of vitamin D. These linens are dirty.
Iron is a strong metal. Shingles is hard to cure. The dregs taste disgusting.
Chocolate is fattening. [Some speakers use plural
This dirt is heavy. verbs with some or all of these
Their jewelry is ugly. nouns.]
Badminton is strenuous.
PRACTICE. Are the NGs in the following examples interpreted as mass or count? [Downing & Locke, 2006:
464]
(1) I haven’t time1 to go to the gym2 these days. But I’m really keen on gym.3
(2) The only things my sister likes are fashion4 and shopping.5
(3) I’ll see you in class6 on Tuesday – unless, of course, I’m moved to a different class. 7
(4) My agent will be handling my appearance8 in the show next week.
(5) Cynthia and I are going over to Jean’s this evening to do our homework 9 together.
(6) My sister’s boy-friend is really good at football.10
Manoliu, Silvia, Number of Nouns in English, in Gina Măciucă (ed.), Lexico-Morphological Idioszncrasies
od Romanian as Compared with European Romance and Germanic Languages. Similarities and Contrasts
(II): The Noun / Identitatea lexicală şi morfologică a limbii române în contextul multilingvistic european.
Consonanţe şi disonanţe (II): Substantivul, Ştefan cel Mare University Press, Suceava, 2012, pp. 157-252
I. Number of nouns in English
I.1. The number system of English
I.1.1. Number classes
I.1.1.1. Variable nouns
LEC Noun Phrase D. Hăisan 2018
68
I.1.1.2.2. Plural invariable nouns
I.1.1.2.2.1. Summation plurals
I.1.1.2.2.2. Pluralia tantum nouns ending in –s
I.1.1.2.2.3. Collective nouns and nouns of multitude
I.1.1.2.2.3.1. Unmarked plural nouns or -s-less plurals
I.1.1.2.2.3.2. Personal adjective heads
I.1.1.2.2.4.3.3. Nouns with equivocal number
I.1.1.3. Nouns in –s as premodifiers
I.1.2. Numerical and non-numerical quantification of nouns
I.1.2.1. Numerical quantifiers
I.1.2.2. Partitive nouns as vague quantifiers
I.1.2.2.1. Partitive paradigms. Literal and metaphorical uses of partitives
I.1.2.2.1.1. Paucal partitives
I.1.2.2.1.2. Multal partitives
I.1.2.2.1.3. Intensifying phrasal structures
I.2. Conclusions. References
64 Taina Duţescu-Coliban, Grammatical Categories of English, Universitatea din Bucureşti, Bucureşti, 1986, p. 155.
LEC Noun Phrase D. Hăisan 2018
notional distinction gets reflected in the morphological structure of many languages, which may differ in the
amount of grammatical markers, while resembling in that it is the noun class to which they primarily apply.
69
absence versus the presence of the plural morpheme in the opposition between the singular and plural of
nouns determine an opposition between singular and plural in the verb.
In modern linguistics, the category of number is also associated with the essentially semantic notion of
countability, the distinction between countable and uncountable/mass nouns playing a crucial role in
classifications according to the idea of number. While the feature [+Count] characterizes countable nouns,
‚such as evince a distinction between ‘one’ and ‘more than one’‛, and hence quantified as ‘an/one x, many x-
s’, the feature *-Count] characterizes uncountable nouns, ‚such as do not evince a distinction between ‘one’
and ‘more than one’‛ (Dutescu-Coliban 1986: 190), and hence quantified as ‘some/a little/much x’. This
distinction seems to acknowledge the fact that ‚the class of nouns in a language is divided into two types,
one for which the opposition of plurality is important, the other for which it is somehow neutralized‛66. As an
expression of ‚the way in which reality is viewed and encoded in language‛, there is, however, in between these
two clear-cut categories of count and noncount nouns, ‚a large category of nouns which partake of the
characteristics of both classes‛ (Ştefănescu 1978: 78).
Since nouns presuppose the possibility of enumerating perceptually discrete objects, an issue closely
interrelated with countability is the conceptual distinction between discrete and continuous sets, which
marks both concrete and abstract nouns in many languages. Since objects with divided reference in discrete
sets can be counted, whereas objects with undivided reference in continuous sets cannot be counted, it
follows that count nouns label discrete items, or objects/entities with divided reference, by far more
numerous than noncount/mass nouns, which label continuous items, or objects with undivided reference
(Dutescu-Coliban 1986: 179). The former are conceptualized as bounded, cohesive and distinct from each
other, having contour in space if they are concrete. Their parts are inalienable, that is, a part does not
preserve the properties of the whole, for example a tree vs the top of a tree, which is no longer a tree. They can
be counted by using plural marking and numerical quantifiers/cardinal numbers to indicate quantity
(two/many/(a) few glasses). The latter have no plural marking and are identifiable as unbounded, non-cohesive
items, with no contour of their own, each part preserving the properties of the whole They are used with
continuous quantifiers (much/(a) little glass/milk/water) and cannot be counted unless they are reclassified.
Their reclassification as count nouns implies that portions of their whole are isolated as countable, discrete
reference entities. This can be achieved either through pluralization (butters, wines) or by partition, i.e. the
combination with partitives/quantifying nouns in expressions denoting a limited or large amount, whether
definite or indefinite (a sheet /a splinter of [glass]; a mug / pint of [milk]).
The contrast between definite and indefinite forms of count nouns allows for both generic and specific
reference: A / The parrot is a mammal. Parrots are mammals vs The/Some parrots were in a golden cage. Although
they refer to stuff that cannot be individualized, and therefore do not pattern with the indefinite article,
uncount nouns allow the contrast between an indefinite and a definite form: Water is an essential element of
life... Give me some water, please. vs The water is tepid... Take the water off the stove.
Classifications of English nouns on grammatical and semantic principles have established several categories
and subclasses within the main notional number classes of common nouns and proper nouns [+/-Common].
Both concrete and abstract items belong to the classes of common countable nouns (book, school; idea) and
common uncountable or mass nouns (tea; advice, beauty, kindness, work).
In point of form, there are two main number classes of common nouns in English: variable nouns and
invariable nouns.
70
A survey of the number markers shows that, in their vast majority, English common nouns are countable,
and therefore variable. The form of their plural morpheme makes them divisible into regular plurals and
irregular plurals, which will further be approached in terms of some morphographemic, morphophonemic
and semantic aspects.
67 Noun bases ending in -ch have two phonological realizations: (a) the voiceless plosive morpheme /k/, as in Chechs
/t∫ecks/, epochs, lochs, patriarchs, stomachs and (b) the voiceless affricate morpheme /t∫/, as in churches /t∫ə:t∫iz/, matches,
peaches.
LEC Noun Phrase D. Hăisan 2018
The plural inflection of nouns ending in -o is either -es or -s. The plural form -oes mainly occurs with common
nouns and old loans in which -o is preceded by a consonant: echoes, heroes, mosquitoes, negroes, potatoes,
tomatoes, tornadoes, volcanoes. More recent Italian loans ending in -o preceded by a consonant take a regular -s
plural: cantos, casinos, commandos, concertos, contraltos, discos, pianos and, quite naturally, in the plural forms of
nouns ending in -o preceded by a vowel, usually -o, in proper names, and in abbreviations: casinos,
commandos, concertos, contraltos, discos, bamboos, cuckoos, embryos, kilos, memos, photos, pianos, portofolios, radios,
scenarios, shampoos, solos, studios, taboos, tattoos, tuxedos, videos, zoos; Eskimos, UFOs etc. Many nouns have
variable -oes / -os plural forms: archipelagoes / archipelagos, bravoes / bravos, buffaloes / buffalos, cargoes / cargos
(esp.AmE), dominoes / dominos, frescoes / frescos, grottoes / grottos, haloes / halos, manifestoes / manifestos, mottoes /
mottos, tornadoes / tornados, volcanoes / volcanos, zeroes / zeros 68.
Rather uncommon, some nouns ending in –z double the final consonant in the plural: fez- fezzes, quiz-quizzes.
English derivative nouns behave like any single noun. They may be agent nouns (dealers, getters, greeters,
hackers, kidnappers, players, rockers, rollers); -ing deverbal nouns (cleanings, clippings, dressings, kidnappings,
knittings); diminutive and augmentative nouns (grannies, puppies, princelets, princelings, princekins, leaflets,
streamlets, ducklings, kitchenettes, drunkards, profiteers, simpletons, youngsters); deadjectival nouns (blondes,
brunettes); prototypal derivatives (hamburgers, cheeseburgers, veggieburgers; beatniks, peaceniks, talkathons,
telethons) etc.
71
simple nouns. As far as pluralization is concerned, their behaviour ‚largely depends on the degree of fusion
of the constituting elements‛ (Duţescu-Coliban 1986: 184).
Most compounds are made of two juxtaposed stems. Irrespective of the part of speech the constituents
belong to, whenever their fusion is (almost) complete, the compound behaves like a single noun and
normally attaches the plural morpheme at the end of the combination, in the last element. Both endocentric
and exocentric compounds pluralise regularly: snack-bars, showrooms, talk-shows; skinheads, box offices,
boxrooms, turncoats.
Reduplicative compounds are also regularly pluralized in the last element: (ablaut) chitchats, knick-knacks;
(rime) boogie-woogies, fuddy-duddies, walkie-talkies.
Compounds made up of more than two stems and a linking element (preposition, conjunction or
determiner) get pluralized either in the first or last element. Compare: afterthoughts, blackbirds, pickpockets,
sunsets; booksellers; brandy-and-sodas, good-for-nothings; men-in-the-street (‘an ordinary person; average
citizen’), stick-in-the-muds (a ‘fuddy-duddy’).
There are several surface structures of compounds that take the plural in the last element: Noun + Noun:
databases, girl friends, lovebirds, assistant-directors; Noun + Verb: toothpicks; Noun + Noun/Verb-er: babysitters,
lawmakers, pacemakers, rain-makers, house-keepers, screwdrivers, theatre-goers; Noun + Verb-ing: window
shoppings, jet-skiing; Adj + Noun: blackberries, hothouses, sweethearts, deaf-mutes, ill-lucks, still-lifes; stepchild-
stepchildren, sickmen; Particle + Noun: forehands, inmates; Particle + Noun + (-er): outsiders; Particle + Noun +
Verb + (-er) onlookers, bystanders; Verb + Noun: scarecrows, swim suits; Verb-ing + Noun: rocking chairs,
swimming pools / suits, writing desks; Verb + Adjective: diehards; Verb + Particle: handouts, breakdowns,
flashbacks, drive-ins, grown-ups, stand-bys, take-offs, forget-me-nots; Particle + Verb: incomes, outputs.
68 Romanian counterparts of English nouns ending in -o are neuter (ecou –uri, cazinou – uri, comando –uri, domino - uri ,
moto –uri, veto –uri, video – uri, zero – uri; arhipelag – uri), masculine (erou – eroi, negru – negri, vulcan – i; Eschimos – oşi) and
feminine (frescă – fresce, grotă – grote, tornadă- tornade).
LEC Noun Phrase D. Hăisan 2018
Plural in the first element is very common with some Latinate compounds and other combinations which
include a postmodifier or a final particle: noun + noun: notaries public; noun + prep + noun: attornies-at-law,
commanders-in-chief, editors-in-chief, grants-in-aid, man-of-war - men-of-war; verb + -er + particle / agent nouns:
lookers-on (alternatively used with onlookers) passers-by; verb + -ing + particle / verbal nouns: comings-in,
goings-out.
There is considerable fluctuation in the Noun + Adjective subclass of compounds. Similar combinations are
pluralized differently, i.e. in the first element: postmasters-general, or in the first element in British English and
in the last element in American English: attorney(s)-general, court(s) martial (BrE); attorney-general(s), court
martial(s) (AmE); mother superiors / mothers superior, poet laureates / poets laureate, sergeant-majors / sergeants
major69. A few of them add the plural morpheme to both elements: lords-justices. The pluralization of in-law
terms in the last element has also become the standard tendency in informal American English: mother(s)-in-
law (BrE) / mother-in-law(s) (AmE).
Appositional compounds with man / woman, which are predicative in deep structure and serve as gender
markers, are pluralized in both the first and the last element: gentleman farmer - gentlemen farmers70, man-
eater(s) - men-eater(s), manservant - menservants, manstudent - menstudents, woman doctor / driver / writer - women
doctors/drivers/writers; man singer - men singers.
The plural morpheme goes to the second element when they are otherwise used. Compare, for instance, the
plural form and meaning of woman doctor - woman doctors (‘a doctor for women’) vs women doctors (‘the
doctor is a woman’). Similarly, women candidates / drivers / ministers / voters. Note also: lady-killer(s), i.e.
‘womanizer, philanderer’, ‘women lover(s)’, ‘an attractive man who enjoys flirting with or seducing women’,
‘a man who takes advantage of women’, ‘ladies’ man, seducer’; female killer – female killers or women / ladies
72
killers, i.e. ‘murderess(es)’; woman hater - woman haters (‘misogynist(s)’ vs women haters (who ‘do not hate
women per se, having a love/hate relationship with them’).
Whenever -man combines with numbers to indicate that something is designed for a number of people, it
does not get pluralized: a four-man expedition to the North Pole. <We spotted a two-man canoe down the
Amazon. Also yes-man – yes-men, but manhunt-manhunts.
In syntactic compounds, the plural is assumed by the head noun: a cat-and-mouse game - cat-and-mouse games,
a lady-in-waiting - ladies-in-waiting, a lily-of-the-valley - lilies-of-the-valley, will-o’-the-wisp - will-o’-the-wisps.
Similarly, in syntactic constructions made up of compound adjectives or compound nouns and verbs
functioning attributively, the plural morpheme is assumed by the noun: a life-long friendship - life-long
friendships, an absent-minded professor - absent-minded professors, an after-shave lotion - after-shave lotions, a half-
hour’s drive - half-hour’s drives, a grown-up job - grown-up jobs (Hulban 2001: 55-56).
Note the countable English equivalents of the following Romanian compound invariable common gender
nouns: coate-goale: ragamuffin; gură-cască : gaper, loafer, dupe, gull; maţe-fripte/goale : starvelling, (pejorative)
needy-wretch; papă-lapte : milksoft, softy, mollycoddle; pierde-vară: idler, dawdler, (informal) lazy-bones, but
paparudă - paparude (‘aducător, aducători, aducătoare de ploaie/cel, cea care aduce/ cei, cele care aduc ploaia): rain-
maker (‘someone who induces rain by rituals’, or (slang, figurative), ‘an executive/lawyer with exceptional
ability to attract clients, use political connections, or increase profits’.
I.1.1.1.1.2. The plural of abbreviations, substantivized numerals, letters and words are usually marked
regularly and, less commonly, by ’s:
69 Horia Hulban, Syntheses in English Morphology. Perspectives of the English Language Series 2, Editura SPANDA, Iasi,
2001, p. 55.
70Compounds with unstressed -man, such as Englishman: Englishmen, fireman:firemen, policeman:policemen, postman-
postmen are pronounced /mən/ both in the singular and the plural.
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In abbreviations the regular plural pattern is on the increase. Compare: MPs/MP’s, PhDs/Ph.D.s/PhD’s, CO
- COs or C.O. - C.O.s (Commanding Officer(s)). Beside regularly pluralized abbreviations such as hr ~ hrs
(‘hours’), consonant reduplication, as a purely written convention, is quite common with many single letter
abbreviations: c ~ cc (‘copies’), f ~ ff (‘the following lines or pages’), l ~ ll (‘lines’), MS/ms ~ MSS/ms
(‘manuscripts’), n ~ nn (‘nouns’), p ~ pp (‘pages’), v ~ vv (‘volumes’). St is the written abbreviation for ‘Street’
or ‘Saint’, SS stands for ‘Saints’ (e.g. SS Peter and Paul), st for ‘stone’ (She weighs over 8st) and for -st [fə:st],
which is added to numbers that end in 1: May 21st.
Substantivized numerals: They all experienced the roaring 20s/20’s. He founded the company in the thirties
(30’s)< People were standing in twos/two’s and threes/three’s.
Letters and words. Compare: Dot your i’s or cross your t’s (figurative use: ‘to deal with all the details when
you are finishing something) ... Don’t roll your r’s< Your y’s are not intelligible... There are too many and’s
in this sentence... All his yes’s and no’s are no answer < The Pro’s and Con’s of Pursuing a MBA Degree...
We’d better weigh the pros and cons before we decide< Some of their whys are hard to answer< I’m tired
of your ifs and buts< The ups and downs of life< They talked about likes and dislikes...You should mind
the dos and don’ts in a relationship.
73
I.1.1.1.1.3.1. Individual proper nouns denoting first and last names, or a dynasty are regularly pluralized
and proper compound nouns have the plural in the last element: The Smith family / the (Larry) Smiths have
asked the Temples to a picnic on Sunday. (ro. Familia (Mihai) Ionescu / Ioneştii); the Tudor dynasty / the
Tudors.
Definiteness and possessive determiners are not uncommon with proper nouns. When they are used with
the definite article, proper names partake of the characteristics of common count nouns and undergo
semantic changes: the two Lizzies/Alexes ... ‚Happy aniversary to all (our) Marys / all the Marys present!‛ (ro.
‚La mulţi ani!/Felicitări (tuturor) Mariilor (noastre)!‛).
The use of the indefinite article with proper names may convey a slightly derogatory nuance to the message:
A Mr. Todd is asking for you.
Abstract temporal proper names can also get pluralized: They are having concerts on both Saturdays and
Sundays< Oh, all these Mondays that I hate! (ro. Mult mai urăsc ziua de luni!).
As may be noted, with a few exceptions (The Rocky Mountains → the Rockies), proper nouns ending in
consonant + –y do not conform to the rule of vowel shifting: the Kennedys, the two former Germanys< Get
the Hornbys from the shelf!
Some foreign proper names, family names included, end in the -s allomorph: the Borgias, whereas others
have a zero plural: the Medici (family), the ( two) Gracchi.
Most proper names which are recategorized into common nouns are no longer capitalized: china: (articole
de) porţelan, porţelanuri, jersey: jachetă tricotată, flanelă, jerse, watt, Brussels sprouts: varză de Bruxelles, Paris
green/Green: verde de Paris, Paris red: oxid de fier, roşu englezesc.
The recategorization of proper names into common count nouns through antonomasia (i.e. ‘call by a new
name’), a particular form of metonymy, also calls for some attention. This process may either (1) involve ‘the
identification of a person by an epithet or appellative that is not the person’s name’, i.e. the substitution of a
personal name for a common noun to designate by ellipsis a member of a group or class, meaning ‘person
like X’, ‘product of’, ‘work by X’ or ‘action like X’s’, or (2) the reverse of it, i.e. the use of a proper name to
LEC Noun Phrase D. Hăisan 2018
express a general idea. Consider the variation in definiteness and in- definiteness in the following examples:
Here comes the Bard (‘Shakespeare’)/our Barbie/ Cassanova/Don Juan! ... They were lost in admiration of
the Venuses and the Apollos on the runway... The Iron Lady of politics (‘Prime Minister Margaret Thatcher’)
... the Caesars of our time... Don’t be a Scrooge! (‘a miser’) (Charles Dickens, A Christmas Carol) ... He is a
Machiavelli... He’s good as a dramatist... yet not a Shakespeare. Shakespeares are seldom born (Stefănescu
1978: 131)71 ... There should be a Shakespeare (‘a work by Shakespeare’) somewhere there... The Central
Library bought the two Miltons... He sold a Modigliani and two Picassos... The Modigliani sold cheaper
then he had expected... Find out all about the famous Scott Hamilton back-flip (in figure skating)... The
new amplifier has 100 watts of output (Wikipedia, the free encyclopedia) It may also involve the use of a
proper name for an idea: He is a Daniel come to judgment (www.dictionary.com).
When they are used with the definite article, it is on a cultural basis that some common nouns may acquire [-
Common] unique reference by reclassification and hence capitalized: The Book /‘the Bible’, The Father
/‘God’, The Flood /‘Noah’s flood’, The Virgin /‘Mary’; The City (of London), The Tower (of London).
There are also two major pragmatic occurrences of proper nouns, place names included, with the definite
article: (a) when two or more persons/places/things are called the same and the speaker/writer wants to refer
uniquely to only one of them: There are two Bostons in the United States. We live in the Boston on the West Coast;
and (b) when reference is made to the same person or place that are looked at different times: The Mary he met ten
years later was gorgeous... Going back to the London of his boyhood was a long-cherished dream... Our Romanias are
totally different (‘the Romania we are talking about’).
I.1.1.1.1.3.2. Forms of address or titles of courtesy are prefixed to names as premodifier/title and name
74
combinations which take the plural either in the first (a) or the last element (b). The application of this title to
two or more persons of the same name varies in usage. Note especially Messrs, the plural of Mr, which is
often used with the names of two or several men in the name of firms:
Mr. Short → (a) Messrs Short and Firth Ltd. (b) the two Mr. Shorts (informal, usual); Master → Masters
Short/the three Master Shorts; Miss Short → (a) the Misses Short (formal, old-fashioned), the Miss Shorts / (b)
Mrs. /misiz/ → the two Mrs./Ms. Short(s)
When the plural concept is attached to the title, only form (a) is used: the Misses Mary and Jane White; the
Messrs Todd and Firth; Doctors/Drs. Richardson and Stuart; Professors Jones and Wilson, but Manfred Jones and
Seth Wilson, the lawyers/ the jewellers.
Other forms of address worth mentioning are: Lord Nelson, Your Highness(es); His lordship / Their lordships
/ Her ladyship / Their ladyships will see you on the terrace, sir.
Consider also the two most common strict restrictive appositions of noun phrases in BrE: (i) the +
(premodifier) + NP + appositive: The (highly) celebrated gymnast, Nadia Comăneci, which is more general than its
reverse, (ii) Nadia Comăneci, the celebrated gymnast. AmE usage especially encourages a third type, namely,
(iii) gymnast Nadia Comăneci.
Unlike them, the type ‘friend + Proper Noun’ conveys criticism: ‚Our friend Anna here doesn’t think so,
however‛72.
71 Note the variation in definiteness/indefiniteness in the translation of the plural Shakespeares into Romanian: Este un
bun dramaturg, dar nu este Shakespeare. Nu se naşte un Shakespeare în fiecare zi./Rar se naşte un Shakespeare.
72 Randolph Quirk, S. Greenbaum, G. Leech and J. Svartvik, A Comprehensive Grammar of the English Language, Longman,
Bostonians / Parisians / Edingburghians (‘the inhabitants of Bucharest / London / NewYorker...’). Note also the
Muscovits (people of Moscow) etc. Romanian, on the other hand, follows a unique plural pattern:
bucureşteni(i), londonezi(i), newyorkezi(i), atenieni(i), bostonieni(i), parizieni(i), edinburghezi(i), moscoviţi(i)
(‘locuitorii Bucureştiului / cei din Bucureşti/Londra/ New York, Atena etc.).
The invariable -s toponyms Athens, Brussels, Marseilles, Naples, Wales, the Thames etc. take singular concord.
75
pronounced with both the regular voiceless /s/ plural or the voiced interdental consonant /ðz/: oaths /əus/
or /əuðz/, truths /tru:s/ or /tru:ðz/, wreaths; baths,75 etc. Voicing also occurs in the plural of house /haus/ →
houses /hauziz/.
I.1.1.1.2.2. Mutation or vowel change / shift plurals are basically survivals of ‘old’ plural forms, or old
neuter nouns, which are derived by the zero allomorph and a vowel change: foot-feet, tooth-teeth; man-men,
woman-women. Old English ‚retained a fairly elaborate system of declensions‛ according to gender
distinctions: ‚[T]hree quarters of the substantives followed three main strong paradigms for masculines,
feminines, and neuters‛ (Potter 1976: 23). Except for masculine nouns, which got the -s morpheme as a
marker for the plural, nouns formed their plural by vowel change. The neuter declension was characterized
by the fact that no change occurred in the form of the noun in the plural: OE (sg) deor – (pl) deor → Mod.E
(sg) deer – (pl) deer (Ştefănescu 1978: 80). The seven mutated plurals of Modern English – feet, geese, teeth,
men, women, lice and mice – had twenty-five counterparts in Old English (Potter 1976: 23). Regular plurals
of mutational nouns may, however, occur in names, such as Mother Gooses, and, with derived meanings, in
informal use, in name calling: You, silly gooses! < You’re louses!
Compound nouns whose final element is a mutational noun usually pluralize accordingly. Compare:
gooseberry, -ies, footman-footmen, footmark(s), footnote(s), footpath(s), footprint(s), footstool(s), footstep(s), goose-
step(s) and goosefoot(s)76 vs dormouse - dormice, forefoot – forefeet. Some English phrases with a plural mutation
element included have similar Romanian counterparts: fall at sb’s feet (ro. a cădea la picioarele cuiva), aversion
to mice (ro. frică/groază/teamă de şoareci), armed to the teeth (înarmat pînă’n dinţi)) etc.
73The compound noun still-life - still-lifes undergoes no consonant shift in the plural.
74 The bold type forms mark the more common variant.
75 In BrE the meaning of baths varies with pronunciation: while the regular plural pronunciation /ba:s/ means ‘bathtubs’,
the regular /ba:s / and the voiced plural /ba:ðz/ alike read ‘swimming pool’.
76 Any of various weeds of the genus Chenopodium, having small greenish flowers. Also called pigweed (ro. talpa gîştei).
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A very small number of these plurals are marked by the suffix -(e)n, accompanied or not by vowel and
consonant changes: child – children; brother – brethren77.
I.1.1.1.2.4. Nationality nouns usually have a regular singular-plural number contrast: Asian(s), Austrian(s),
Australian(s), Belgian(s), Dane(s), Finn(s), German(s), Pole(s), Romanian(s), Indian(s), Spaniard(s), Swede(s),
Turk(s), Israeli(s), Pakistani(s). Only few of them, ending in - ese /i:z/, -ch and - (i)sh, have zero plurals,
whether they are used generically or as countables: the Swiss / Chinese, one / two Swiss / Chinese / Japanese /
Lebanese / Maltese / Portuguese / Sudanese / Vietnamese.
There is variation in the use of the adjective denoting nationality and the nouns used with specific and
generic reference in the case of some nationality names. Compare: a Dane – (two) Danes; the Danes / Danish; a
Pole - (two) Poles; the Poles / Polish; a Spaniard – (two) Spaniards; the Spaniards / Spanish; an Englishman – (two)
Englishmen; the English: A: ‚You must be English / Polish / Romanian‛. B: ‚Yes, I am English / Polish / Romanian
/ Chinese / Swiss‛. ... ‚Yes, I’m from Poland / England / Romania / Switzerland‛< Two Englishmen, some Poles
and a Romanian live next door< (the) Danish /English (language) < Danish pastry, English muffins, an English
breakfast< the British Isles / government / people.
The distinction between the generic nouns with invariable plural ending in -ish, -sh, or -ch and the
76
nongeneric/specific compounds ending in -man in the singular and -men in the plural, or woman /wumən/
and women /wimin/ arises with some nationality nouns. Compare: A Dutchman / Frenchman/ Welshman/ An
Englishman/Irishman travels much; The Dutch /English /French /Irish /Welsh travel much; (The) Dutchmen
/Englishmen /Frenchmen /Irishmen /Welshmen travel much. A Finn travels much vs (The) Finns travel much.
The regular and zero plural can alternate in a context: There were ten French(men) on the plane.
Certain nationality and ethnic names are used with either a regular or a zero plural: Apache(s), Bedouin(s),
Eskimo(s), Navaho(s). As homographs, the singular and plural forms of the noun Sioux follow the French
pattern of pronunciation for corp(s) d’armée / de ballet, i.e. (sg) /ko:/ - (pl) /ko:z/. Its singular form is
pronounced /su:/ whereas the plural form is either pronounced with the zero plural /su:/ or the regular
plural /su:z/.
77 The meaning ‘fellow members of a trade, order, profession’ of the irregular plural form brethren is archaic nowadays,
except when it refers especially to fellow members of a religious group, of an organization or an association.
78 Douglas Biber, S. Johansson, G. Leech, S. Conrad and E. Finegan, Foreword by Randolph Quirk, 1999, Longman
Grammar of Spoken and Written English, Longman, 1999, p. 288. (LGSWE)
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Some animal names consistently take zero plurals: bison, quail, pike; a few of them are only zero: carp, cod,
deer, grouse, moose, plaice, reindeer, salmon, sheep79; others are used with both the zero and the regular –s plural:
antelope(s), buffalo(es), chicken(s), crab(s), eel(s), elk(s), fish, flounder(s), a fox(es), giraffe(s), hare(s), herring(s),
lobster(s), partridge(s), quail(s), rabbit(s), sardine(s), shrimp(s), squirrel(s), stag(s), trout(s), turtle(s), woodcock(s).
The zero allomorph with animal nouns is usually selected by people who are especially concerned with
animals, in the shooting and fishing jargons, or when the animals are referred to as ‘flesh’, that is, as possible
‘food’ or ‘game’, as ‘skin’ and ‘fur’, rather than as living animals. The zero morpheme nouns in collocations
such as a fox / hare / rabbit coat stand for the mass uses of count nouns denoting these animals: We sell hare
/ rabbit... They often shoot stag / hare... They shot two bison / deer... These buck are dangerous... They saw
herds of [elk / reindeer]; a large flock of [quails].
Sometimes it is only the context which helps disambiguate an inherently [+Count] noun like chicken in (a),
ambiguous between a [+/- Count] reading in (b) and [-Count] in (c):
The zero plural of duck, goose, lamb, rabbit, etc. refer to both game and food, whereas the regular -s plural
is used for the living birds, i.e. farmers raise / keep ducks / rabbits but hunters shoot and eat duck / rabbit: Do
you keep / raise ducks / geese / lambs? ... We only eat duck, goose and lamb...We have shot (ten) wild duck.
Similarly, fishermen catch and eat fish/herring, etc.
77
When the animal name does not also denote its flesh, English uses different [+Count] and [-Count]
lexical shapes to discriminate between the game, the flesh of the animal and the living animal itself, e.g. cow
: beef, ox/ calf : veal, pig : pork, sheep : mutton, hen/cock : chicken; we shoot deer but eat venison, raise / keep
sheep but eat mutton / lamb, raise / keep cows but eat beef, raise / keep pigs but eat pork. In Romanian, the
same item denotes both the living animal and its flesh, which is also referred to as carne de: Nu au prins (nici
un) peşte< Au prins cîţiva/mulţi peşti... Au vînat (două) căprioare/raţe... Cresc raţe / oi / porci / vaci / vite...
Mîncăm de regulă vînat / raţă / peşte, (carne de) oaie/porc/vită< Am împuşcat/vînat (zece) raţe sălbatice...
Cînd începe vînătoarea la fazan/urs? ... Au dat la crap, la păstrăv şi la ştiucă (apud Dutescu-Coliban 1986:
191).
The count noun swine, -s (‘pig, -s’) is usually used as a word of abuse, with a zero plural and, only
occasionally, with the regular plural swines: She realized what a swine he had been... He is a cynical
swine< You swine(s)! ... She called him swine/them swines... Those swine won’t stop bothering us. Phrases:
to cast pearls before swine... I don’t know why I bother to talk to you, I’m just casting pearls before swine. (ro.
a strica orzul pe gâşte).
Some countable nouns which denote species of trees and their wood are commonly used with a zero plural
morpheme: ash (tree), beech, birch, elm, fir, larch, oak, pine. Compare: Forests of pine, birch, larch, ash, elm (ro.
Păduri de pin(i), mesteacăn/mesteceni)... They have cut all the pine up the street. (ro. Au tăiat toţi pinii de pe
stradă) ... Mountain lakes and pines lay below them.
The nouns (air)craft, hovercraft and spacecraft behave similarly: The craft was sunk ... All the craft were sunk...
There were around twenty craft in the port... Have you flied many aircraft? By contrast: Are Arts and Crafts in
the curriculum?
79Some linguists seem to identify an instance of the typological phenomenon called markedness reversal in ‚the
unmarked English plurals for some wild creatures‛ such as deer, fish, moose, salmon, sheep, trout: This deer/sheep is from
Greece:These deer / sheep are from Greece. This implies that certain noun classes ‚tend to have unmarked collective-
marked singulative forms‛. William Croft, Typology and Universals, CUP, 1993, pp. 144 -5.
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The invariable noun offspring also takes notional concord: Her offspring is well-off (one child) vs Her
offspring are well-off (two or more children).
I.1.1.1.2.6. The plural of Latin, Greek, French, Italian and Hebrew nouns
The main types of foreign plurals in present-day English have originated in Latin and Greek, as well as in
Arabic, French, Hebrew and Italian. Some Latin and Greek loans keep their foreign plural, sometimes in
alternation with regular plural endings. A survey of nouns that take both a foreign and a regular -s plural
has shown that while the former is more common in technical usage, the latter occurs in everyday usage.
Latin nouns end in the following morphemes and plural allomorphs:
(1) -a /ə/ → –ae /i:/ When the zero morpheme is -a /ə/, the plural allomorph is – ae /i:/, as in alga -
algae, alumna – alumnae, larva - larvae. Regular plurals are preferred in everyday speech with some nouns that
take both plurals: antenna - antennas / antennae, formula, nebula, vertebra, whereas nouns such as agenda -
agendas, arena, dilemma, diploma, drama, era, etc. are only used with a regular plural.
(2) -us /əs/ → - i /аi/ When the zero morpheme is -us /əs/, the plural allomorph is in many cases - i
/аi/: alumnus - alumni,80 bacillus, locus, stimulus, etc. Other nouns take both the regular –es [i:z] and -i /аi/
plurals: focus – focuses /fəukəsi:z / or foci /fəukai/fəusai/, fungus – funguses /fΛgəsi:z/ or fungi /fΛdЗai,
fΛgai, fΛdЗi: fΛgi:/, syllabus – syllabi – syllabuses, terminus – termini – terminuses, cactus, nucleus, etc. The
noun apparatus can be used with either a zero or a regular plural form: apparatus / apparatuses /æpə´reitəsi:z/81.
Other nouns ending in -us /əs/ make the plural in the allomorphs -era or -ora /ərə/, like in genus dЗi:nəs/ –
genera /dЗenərə/, and, sometimes, also in –es /i:z/, as in corpus – corpora / corpuses. The following nouns take
only the regular plural: bonus-es, (e.g. a five pound bonus, an added bonus) chorus, circus, status, virus.
78
(3) -um /əm/ → -a /ə/ or /ɑ:/: When the zero morpheme is -um /əm/, the plural allomorph is -a /ə/ / or
/ɑ:/ (in careful pronunciation). Some nouns ending in -um have only the -a plural: datum – data, addendum –
addenda, bacterium, desideratum, erratum. Other nouns take only the regular plural: album, chrysanthemum,
museum, premium. The nouns forum and stadium are usually regular. Many nouns have both plurals:
aquarium, curriculum, medium, memorandum, millenium, referendum, spectrum, stratum 82, symposium, ultimatum.
(4) -ex /eks/ or –ix /iks/ + -es → -exes /iksi:z/ or -ices /isi:z/. The plural of the nouns ending in -ex /eks/
or - ix /iks/ is either regular –exes /iksi:z/ or foreign –ices /isi:z/, as in appendix - appendix-es / -ices, apex –
apexes, index - indexes - indices,83 matrix – matrices. The noun codex takes only the foreign plural codices.
Greek nouns usually end in a foreign plural:
80 Gender contrast is marked by variation in form in the masculine alumnus, -i (formal, especially AmE, ‘a former
student of a school, college, or university’) and the feminine alumna, -ae (formal, especially AmE, ‘a woman who is a
former student of a school, college, or university’).
81 Note the polysemous nature of apparatus-apparatuses in the following collocations: The town has excellent fire-fighting
composition throughout, e.g. ‘The rock strata were investigated< (Sociology) ‘a level of society composed of people with
similar social, cultural, or economic status’, e.g. Every stratum of society was affected < (Biology) ‘a layer of tissue’, e.g.
the epithelial stratum. One of a number of layers, levels, or divisions in an organized system: <an allegory/a complex
poem with many strata of meaning (www.thefreedictionary.com/stratum).
83 Sometimes a singular item may have two different plural allomorphs attached, which in most cases point to different
meanings. For instance, appendixes, the regular plural form of appendix, is used to denote ‘parts of the body’, whereas
appendices refers to ‘parts of a book’. There is also variation with the plural of index, usually correlating with a
difference in meaning. Indexes, the regular plural form of index, is used with a ‚bibliographical meaning‛, for reference
to ‘parts of a book, publication’, while indices has a ‚mathematical meaning‛ (Biber et al. 1999: 287) and is used in a
technical sense (economic indices), or in mathematics, where indices ‘show how many times a number is multiplied by
itself’. In 2x2=4, for instance, 2 is an index.
LEC Noun Phrase D. Hăisan 2018
(1) -is /is/ → -es /i:z/: analysis – analyses, axis, basis,84 crisis, diagnosis, ellipsis, hypothesis, oasis, parenthesis,
synthesis, thesis;
(2) -on /ən/ → -a /ə/: When the zero morpheme of the nouns is -on /ən/, it is generally dropped and
replaced by the plural allomorph - a /ə/, as in criterion – criteria, phenomenon – phenomena. Some international
words take mainly a regular plural: electron(s), neutron(s), proton(s). Other nouns take both plurals: automaton
- automata - automatons, etymon – etyma – etymons, ganglion – ganglia – ganglions.
French nouns ending in - eau /əu/ take either a regular plural ending in –s: - eaus or a foreign/French plural
in –eaux, both pronounced /əuz/: bureau-bureaus-bureaux, tableau-(tableaus)-tableaux; adieu-adieus-adieux.
Some French nouns in –s and –x have invariable zero plurals which are pronounced /z/ in speech: chamois,
chassis /∫æsi/-/∫æsiz/, faux pas /pɑ:/- /pɑ:z/.
Italian nouns ending in -o /əu/ take the plural form -i /i/, as in tempo – tempi, or only a regular plural, as in
solo-s, soprano-s. Some of them may take both: libretto – librettos - libretti, tempo, virtuoso.
Italian plurals such as confetti, graffiti,85 macaroni, ravioli and spaghetti are non-count in English and take
singular verb concord.
The Hebrew noun kibbutz either takes the regular plural –es or the foreign plural form –im /im/: kibbutzes /
kibbutzim, whereas cherub and seraph are usually regular.
79
good deal of vacillation in their behaviour in terms of countability and concord, implicitly, since they can
pattern with a singular or a plural verb, or both. It is this variation in form, concord and meaning that may
account for grouping them into the two major classes of singular invariable nouns and plural invariable
nouns (Quirk et al. 1978: 166; Quirk et al. 1985: 297), also referred to as singular invariables / uncountables,
also labelled ‘regular’ uncountables, since they are the more common, and plural invariables/ uncountables
(Biber et al. 1999: 244; Dutescu-Coliban, 1986: 191f).
However, detailed morpho-semantic classifications of English nouns in terms of number show that this
rough division rather looks arbitrary, as far as there are ‚a small number of classes which differ in meaning and
grammatical behaviour‛ and may be shifted from one class to another (Biber et al. 1999: 241).
I.1.1.2.1. Singular invariable nouns, commonly referred to as singularia tantum nouns in traditional
grammars, are concrete and abstract mass nouns, proper nouns and abstract adjective heads, which pattern
with a singular verb in their mass uses. They usually resist pluralization, and hence cannot combine with the
quantifiers many and few and the determiners a, every, each, which ‚presuppose a notion of countability‛
(Biber et al. 1999: 243).
84 Compare these plurals with the plural form of some regular nouns: base - bases /beisiz/ and basis - bases /beisi:z/, axe-s,
axis – axes, ellipse-s, ellipsis – ellipses.
85 The singular Italian noun graffitto, is not, however, unlikely to be heard.
LEC Noun Phrase D. Hăisan 2018
Both count and noncount nouns can enter partitive constructions, which may express both ‚quality
partition‛, e.g. a kind/sort/type/ of [account/cherries/salt/wine+ and ‚quantity partition‛, e.g. a drop/bottle/glass
of [wine]. (idem: 249).
Partitives are count nouns that are used to refer to a limited or a large indefinite quantity of both ‚masses
and entities‛ which are ‚specified in a following of-phrase by uncountable nouns and plural countables.‛ (
Biber et al 1999: 252) Grammatically, they behave like ordinary countable nouns: (sg) a piece of [advice], (pl)
(two) pieces of [advice]. Partition in respect of quantity and of countability, implicitly, can be achieved by
general partitives, typical/specific partitives (Quirk et al 1985: 249f) and group/collective partitives.
General partitives and typical/specific partitives, are unit nouns (Biber et al 1999: 250), which ‚make it
possible to split up an undifferentiated mass and refer to separate instances of a phenomenon‛. (ibid) What
they differ in is their semantics and collocates. While the former (a piece of, a bit of) are ‚characteristically
general in meaning‛ (ibid), the latter (a blade of, a grain of, a speck of) are more restricted and descriptive and
collocate with specific concrete and abstract noncount nouns. On the other hand, group/collective
partitives, or quantifying collectives (idem: 248), provide a collective reference for separate entities, or
‚groups of single entities‛ expressing a (very) large amount or large amounts of something in both their
singular and plural forms: a heap/heap(s) of [books / money / snow], a flock/flock(s) of [birds / sheep / tourists],
load(s) of, lot(s) of, masse(s) of, oodles of, etc. According to Biber et al (1999: 250), both types of noun
‚provide alternative ways of viewing and referring, collective nouns with respect to countables and unit
nouns with respect to uncountables‛ (cf. also Quirk et al 1985: 249). They both tend to have ‚marked
collocational patterns‛ (Biber et al 1999: 250) and fit in the singular and plural partitive phrase patterns, as
follows: (1) sg. Det (a) + (C)N1 + of + (U)N2: a + bit/piece + of + [chalk] → pl. (quantifier +) (plC)N1 + of + (U)N2:
80
bits of [chalk]; (2) sg. Det (a) + (C)N1 + of + (plC)N2: a + litter + of + [puppies] → pl. (quantifier +) (plC)N1 + of +
(plC)N2: (four) litters + of + [ puppies].
sea / water fish(es), freshwater fish(es)... Information about types of deep sea fish is given here... Coffin fish are
flabby bottom-dwelling fishes that occur in deep waters around the world... as dumb/mute a fish ...to drink
like a fish... an odd/ a queer fish (‘a strange person’)... a cold fish (‘an unfriendly person who seems to have no
strong feelings’)... a big fish in a little pond... All is fish that comes to his net (ro. Nu refuză nimic, nu alege,
trage folos din toate)... (infml.) to have other/bigger fish to fry, e.g. I can’t deal with this now, I’ve got other fish
to fry... To be food for fishes... to feed the fishes (ro. a se ineca; a da hrana la peşti; a avea rău de mare)... Feel
like a fish out of water (ro. a se simti ca peştele pe uscat, a nu fi in apele lui)...The best fish smell (bad) when
they are three days old. (‘Fish and company stink in three days’; ‚l'hôte et le poisson puent passé trois jours.‛
‚Withdraw thy foot from thy neighbour's house, lest he get weary of’)... There are plenty more fish in the sea.
(ro. Nu a secat balta)... neither fish nor fowl (‘neither one thing nor another’).
Fish gets further lexicalized into inherently countable varieties such as carp, cod, herring, salmon, trout, etc.,
which can function as both count nouns that fluctuate between the overtly marked –s allomorph plural and
the zero plural form, or as mass nouns meaning ‘the body/flesh of the respective fish’. Consider the
variation in form and concord of fish and its lexicalizations: Have some more carp / fish / trout. Salmon is a
superfood< the Danube salmon or huchen is a large freshwater salmonid < others are marine fishes< To lay
her roe, the female salmon uses her tail< Salmon are carnivorous... they are born in fresh water, migrate to the
ocean, then return to fresh water to reproduce< salmon are keystone species, supporting wildlife such as birds,
bears and otters< salmon migrate and trout are resident < Salmon live along the coasts of< The salmon spend about
one to five years (depending on the species) in the open ocean, where they gradually become sexually mature
(wikipedia, the free encyclopedia)< Several dozen salmon(s) are said to live off the Norwegian shores< The plover(s)
of North America look beautiful (Stefănescu 1978: 86)< Herring(s) are there in plenty.
81
The general term fruit(s) also gets different lexicalizations, such as apple, cherry, grapes, pear, plum, etc., which
can be used as either count or mass nouns. Note for instance the [+/-Count] uses of apple, -s and egg, -s: How
many apples/eggs have you eaten? ... There’s too much apple/egg in this salad.
Beside denoting ‘varieties of fruit’, fruits, the regular plural form of fruit, can also be used metaphorically.
Compare: bush fruits (‘small fruits growing on woody bushes’), citrus fruits (ro. citrice), dried fruits, first
fruits; soft fruit(s) (strawberries, currants, etc) and the fruits of the earth/of nature... the fruits of Africa... The
Fruits of Wrath... They had reached a time of life when most people would be reaping the fruits of their labour
(‘the results of smth’)... The government predicts that their measures will start to bear fruit soon and inflation
rates will come down. (‘to produce good results’). Note the *+/-Count] status of the Romanian equivalents of
fish and fruit: [-Count] fructe/peşte: Cumpără fructe/peşte mîine; [+Count] fruct-fructe/ peşte-peşti, e.g. A luat un
peşte/doi peşti; un fruct /două/ nişte fructe de papaya; Peştele/Peştii Mării Nordului /din Marea Nordului
/acvariu; Fructele Africii şi Asiei/din Africa şi Asia vs fructul/fructele pămîntului/mîniei.
Note that most Romanian equivalents of the mass nouns in this class are neuter collective nouns ending in –
uri and -e: cheese-cheeses : brînză-brînzeturi; consumable – consumables : (materiale) consumabile; jam- jams :
dulceaţă-dulceţuri; linen-linens : pînză-pînzeturi; meat-meats : carne-cărnuri; silk-silks : mătase-mătăsuri; sugar-
sugars : zahăr-zaharuri; sweet-sweets/ sweet (things)/lolipops/dainties: dulce-dulciuri; woollen – woollens/ woollen
goods : lînă-lîneturi; dairy-dairies : lapte - (produse) lactate; cosmetics : produs cosmetic – (produse) cosmetice.
Compare: We only buy lean meats... They sell processed meats. (ro. (produse) carnate) ... They say chicken
and ground beef are the riskiest meats... ‚Curg cărnile de pe el‛. (‘His fleshes hang loose on him’.)
Some concrete mass nouns form compounds with -ware, which has developed into two different compound-
forming elements, one meaning ‘goods’, and the other meaning ‘computer software’ (hardware and software).
They achieve a collective noun status, roughly meaning ‘articles made of *first element in the compound+’ or
‘articles with *first element in the compound+’: brass-brassware/brass utensils, brasses : alamă-alămuri; china-
chinaware : porţelan- porţelanuri; glass-glassware : sticlă-sticlărie; silver-silverware : argint-argintărie.
Compounds with -ware and –wear occur in syntagms such as the glassware / footwear department : raionul de
LEC Noun Phrase D. Hăisan 2018
sticlărie / încălţăminte, e.g. Are you cosmetics? (Quirk et al.: 248n) (ro. Alo, cosmeticele/ raionul de cosmetice?/
salonul de cosmetică?... Treci pe la (raionul de) brînzeturi), etc.86
Other Romanian count and mass nouns have undergone pluralization by derivation with archaic sounding
suffixes such as -rie/-raie, -ime, e.g. apă: apărie / apăraie, colb: colbărie/ colbăraie, fum: fumărie/fumăraie, glod:
glodărie/ glodăraie; rufă: rufărie, vorbă: vorbărie; ban,-i: bănet, broască, broaşte: broştime, muscă: muscărime, viespe:
viespar, fîn-uri, albitură: albituri.
Some collective noun derivatives ending in suffix –iş and meaning ‘a grove of’, ‘a clump of‘’ or ‘a group of’
are usually rendered by partitives in English: aluniş : hazel wood, stejăriş : oak grove/ a grove of oaks, frunziş :
foliage / leafage, păienjeniş: cobweb/spider’s web.
(ii) Traditionally considered uncountable, the noun money also gets lexicalized as ‘kinds of’ money,
that is, moneys/monies, a formal, technical term in law, finance, accounting situations, which reads ‘multiple
forms of money’, ‘pecuniary sums’, ‘sums of money owed by different people or for different transactions’:
monies due, monies owed. ‘Kinds of money’ also gets lexicalized into the count and mass nouns dollar(s),
pound(s) and euro(s): All three monies, the dollars, pounds and euros, will be sent tomorrow by bank
transfer. Moreover, money can also get reclassified by means of vague singular and plural
partitive/quantifying phrases such as a fistful / load / pile / mountain / stack of [money]; fistfuls / loads / piles
/ mountains / stacks of [money], etc.
(iii) Another category of mass nouns form under pluralization new mass nouns related in meaning
to the singular mass term, that is, ‚the meaning of the singular mass nouns includes the plural mass noun,
but not vice versa‛ (Ştefănescu 1978: 87). The newly formed mass nouns are ‚semantically singular, but
grammatically plural‛, in both form and concord, (ibid). This type of relation is evinced by the mass term salt,
82
which due to its semantic nature is uncountable. Its undivided reference only allows it to be used with
partitives. Compare salt1 and salt2 (salts): Pass me the salt, please... Add a pinch of salt vs (mineral) salts,
which are used as a medicine: a dose of salts ... Epsom salts, liver salts, bath salts, smelling salts. Romanian
equivalents, sare and săruri, behave similarly.
(iv) Some non-count nouns that denote natural phenomena express ‘intensity’ when reclassified.
Thus the feature [+Plural] in snows and waters turns into a marker of [+Intensification], metaphorically
expressing ‘a great quantity/extent of’ snow or water or ‘degree of intensity’ (Cf. Dutescu-Coliban 1986: 194
and Quirk et al. 1985: 299). This reclassification is not possible when a small quantity is involved. Compare:
the waters of the Earth< Still waters are deep< Beware of fishing in muddy/troubled waters< The Snows of
Kilimanjaro< Oh where are gone the snows of yore? (ro. zăpezile de altădată), but the snow in the backyard and
the water in these wells. Note the metaphorical uses of zăpezi and ape and the translation of the following
Romanian phrases into English: Nu mă simt (deloc/tocmai) în apele mele: I feel/I’m feeling rather unwell (today);
Minte de îngheaţă apele: She’s lying in her throat / teeth /telling tall tales.
(v) In idiomatic usage, some basically noncount abstract nouns, such as abuse, comfort, curiosity,
difficulty, doubt, expectation, experience, evidence, failure, fear, goodness, growth, hope, income, infidelity,
injustice, kindness, marriage, novelty, pleasure, regret, sorrow, success, strength, talent, trouble, weakness,
etc., ‚cease under pluralization to be mass nouns and turn into count nouns‛, that is they become
grammatically and semantically plural. The intensified plural meaning of these count nouns reads ‘an
instance of a given abstract phenomenon’: There is no freedom that is not open to abuse ... This book is about
the uses and abuses of power (‘instances of abuse’) ... it’s a world of material comfort... She longed for the
comforts of home (‘things which are not necessary but which make someone’s life easier and more pleasant,
especially at home’)... I have no doubt that there will be plenty of teenagers attending the service... Her
proposal raised serious doubts in my mind... She has no experience whatsoever... She’s had several sad
86 It should be pointed out that while shoe and a pair of shoes divide their reference, compounds with wear, like
footwear: încălţăminte and underwear : lenjerie/lenjuri, do not.
LEC Noun Phrase D. Hăisan 2018
experiences so far... There’s been no economic growth so far... population growth ... intellectual growth... a
growth in research expenditure... the growth of discontent / nationalism... Some secondary growths were removed
after the operation... A: I have a trouble. B: What kind of trouble are you in?< Love is an overruling passion<
He prides himself on his past and present loves.
There is also a notable difference in meaning between the count and mass uses of some concrete mass nouns
such as paper ~ papers, wood ~ woods, sand ~ sands. Compare: Get some paper... The jug was wrapped in paper...
Here are my papers... She’s lost all her papers< I only read the evening paper(s)... There was no wood by the
fireplace... They wandered through the woods... The sand was hot... Some cheerful music was coming from
the sands.
(vi) A fairly large number of both concrete and abstract ‚well-behaved‛ mass nouns (Ştefănescu
1978: 91) cannot undergo pluralization. This will be the case of the nouns milk, mud, sugar, fun, luck, silence, of
verb and adjective derivatives denoting abstractions, such as admiration, satisfaction; madness, honesty,
modesty, which can only be reclassified by partitives, as in: a mug of [milk], a drop/heap of [mud], a sprinkle of
[salt/sugar], a moment of [admiration/ fun/ honesty/ madness/ modesty/ satisfaction / silence], a stroke of [luck], a
veil of [modesty].
While the unique reference abstract nouns south, south-east, north or hell cannot be recategorized, the
unique reference concrete nouns The Sun and The Moon can undergo pluralization, and achieve [+Count]
status with a change of meaning: The Sun is the star at the center of our Solar System. (unique reference) vs
There are countless suns in the Universe, they say (‘any star, especially when seen as the centre of any single
solar system’). The Moon is the Earth’s largest satellite (unique reference). vs Any natural satellite of a planet is
its moon.
83
(vii) Singular invariable abstract and concrete mass nouns, such as baggage, luggage, furniture,
information, knowledge, homework and news pattern with a singular verb and can only achieve count status in
combination with partitives: a piece / an item of [information / luggage / furniture]; a piece of good / bad [news]
vs a good/bad piece of [news]; a sad surprising/ boring/ shocking/great/small piece of [news+< What’s the
news? < No news is good news< News travels pretty fast< It was a fascinating piece of [news+< They were
delighted by that piece of [news]. There are also several occurrences of news in premodification: a newsagent /
news agency / bulletin / conference / desk / magazine / vendor, news-sheet (ro. agenţie/buletin de ştiri).
Note the countable reference of the Romanian equivalents: bagaj,-e, informaţie-informaţii, temă,-e, ştire/veste/
noutate – ştiri/veşti/ noutăţi: Ştirea/Ştirile zilei/serii<Ştiri de pretutindeni< Nu am primit nici o veste< Nu am
primit veşti. Compare also: The luggage is on the train<There are only two pieces of [luggage+ here< This
piece/article/ suite of [furniture] is new< They bought two pieces of old [furniture+< All the furniture is new vs
Toată mobila este nouă< Toate mobilele sînt noi.
Work also achieves countable status by partition with the partitive phrases a piece of and a spell of. Consider:
(1) (‘the place where somebody do their work’): You must not leave work till four p.m.; (2) (‘tasks and duties
which are sb’s job and which they are paid for’): I like my work... When do they finish work?... A plumber’s
work is dull and tough; (3) (‘time and effort which is spent doing things which are useful or necessary’): The
job needs extra work. Hard work is not good for him; (4) (‘time and effort which is spent trying to help a
person/group of people’) Work with children is challenging and fascinating; (5) (‘something which is
produced as a result of an activity or as result of doing your job’): That’s an absolutely fascinating piece of
work (CCD)... What an excellent piece of [work+! ... We’ve had a spell of hard work lately (‘a short period of time
of work’).
which has ‚an ‘individuated’ or count interpretation‛, applying to ‚an item from a larger set of discrete units
that could be counted‛. On the other hand, cake, its mass correlative, has ‚an ‘unbounded’ or mass
interpretation,‛ which is conceived of as ‚a substance rather than as a unit.‛ 87 Compare: *+Count+ I’d like
two/some cakes, please... How many cakes would you like? ... I like this/that cake/these/those cakes... [-Count] I
like cake/ I’d like some cake... How much cake would you like? Two pieces/slices, please88... He picked up a
stone and threw it at Ross... There were stones all over the place... They love stone and are just great at
carving it... [-Count] Tin is scarcely mined in the area... a tin can/cup/kettle; *+Count+ ‘can’, ‘container’.
Compare: a tin of /tins of [cakes/paint/tomatoes] vs a cake/paint/tomato tin... Iron is essential for life... I’ve put
both irons in the cupboard.
The noncount nouns cotton, flannel and tweed, name types of material and denote types of clothes when
pluralized:
cottons (U) are clothes made of cotton: Use very hot water for white cottons. (CCD)
flannels (U) are man’s trousers made of flannel (i.e. a lightweight cloth woven from wool or a
synthetic material
tweeds (U) tweed is a thick, woollen cloth, often woven from different coloured threads: She put on a
tweed suit< a stout nosy man in tweeds... He wore flannels and a faded blue tweed jacket... I’d like to buy this pair
of tweeds ... How much is it?/ are they?
I.1.1.2.1.2. Singular invariable nouns ending in –s (Quirk et al 1978, 1985), also referred to as forms with
singular concord, or plural form nouns which ‚actually behave like uncountable singular nouns‛ (Biber et
al. 1999: 290). Looked upon as singular entities, they usually take singular concord:
84
(i) Names of some diseases ending in –s, such as measles, mumps, rickets, shingles, are usually used
with a singular verb, though a plural verb concord is quite common with American English speakers: Have
you had measles? Yes, I had it/them when I was four.
(ii) Names of some games ending in –s (billiards, bowls (AmE) / ninepins/skittles, darts, dominoes,
draughts (BE)/ drafts/checkers (AmE), marbles , pattern with a singular verb in BrE, and a plural one in AmE.
Compare: Checkers is the game of draughts in the USA < Draughts is popular in Romania. (BrE) < Checkers are
more popular than billiards. (AmE) (ro. biliard, popice, domino, table, joc de copii, cu bile).
(iii) Nouns ending in –ics, such as acoustics, athletics, cybernetics, dynamics, economics, electronics,
ethics, geophysics, gymnastics, informatics, linguistics, mathematics, mechanics, metaphysics, optics,
phonetics, physics, poetics, politics, statistics, tactics, etc, take singular concord when they denote ‘sciences
or branches of knowledge’ and plural concord when they denote ‘circumstances of the application of that
science and results of the application of that science’. Compare: Acoustics deals with the scientific study of
sounds vs The acoustics in the theatre are excellent; < Phonetics studies sounds< (‘pronunciation’) His
phonetics are awful. (‘pronunciation’) < Politics is dirty vs He’s always been open about his politics
(‘political views’)< Their politics are rather indeterminate; Gymnastics/Athletics is my favourite pastime vs
Gymnastics are not given enough attention in school... This certificate excuses him from gymnastics at
school< These athletics are held in the open. In Romanian, both the names of sciences and their applications
take singular concord: acustică, atletism, cibernetică, economie, informatică, gimnastică, matematică, etc:
Acustica studiază sunetele... Acustica sălii este perfectă... Atletismul/Gimnastica este pasiunea mea...
Gimnasticii/Atletismului nu i se acordă prea multă atenţie în şcoală/şcoli. To refer to the application of a
87 Rodney Huddleston, English Grammar: an outline, CUP, 1995, pp. 88-89. Countables like boy and girl are reclassified as
mass (‘food’) in Jonnathan Swift’s satirical essay A Modest Proposal: ‚What would you like, sir? Boy or girl?‛ ‚I’d like some
boy, please.‛ (Duţescu-Coliban 1986: p. 192)
88Note also the diminisher meaning of a piece of in the phrase it’s a piece of cake, meaning ‘it is very easy’: How do you do
that?< It’s a piece of [cake+! Watch!’ (LDCE).
LEC Noun Phrase D. Hăisan 2018
certain science, Romanian uses syntagms such as campionat / competiţie de atletism/gimnastică: Campionatul
de gimnastică s-a încheiat.
I.1.1.2.1.3. Abstract adjective heads, such as the grotesque, the mystical, the ordinary, the supernatural, the unreal,
the unusual, the best, the worst are substantivised adjectives which function as Noun Phrase heads with
abstract, generic reference. They take singular concord and are commonly premodified by intensifying
adverbs: The unknown you should never venture into! (ro. Să nu te aventurezi niciodată în necunoscut!) ...
The supernatural is the topic of his next conference (ro. Supranaturalul este tema următoarei sale conferinţe).
Whenever the adjective head is a superlative, the meaning ‘thing’ is either overtly expressed or just inferred:
The very best (thing) is yet to come... He went from the extremely sublime to the extremely ridiculous (Quirk
et al. 1985: 424).
I.1.1.2.2. Plural invariable nouns are mainly plural uncountable nouns ending in –s/ plural-only nouns
(Biber at al 1999: 289) and unmarked plural nouns (Quirk et al. 1985: 303), which typically pattern with a
plural verb and do not, in their great majority, combine with numerals. They broadly fall into three
subclasses: summation plurals (idem, 300), pluralia tantum nouns ending in –s (idem, 301) and collective
nouns.
I.1.1.2.2.1. Summation plurals denote tools, instruments and articles of dress consisting of two identical parts
joined together. They take plural concord and can only achieve countable reference by combination with the
partitive a pair of. Most of their Romanian equivalents are regular count nouns.
85
Tools and instruments
bellows (U) are (1) a device used for blowing air into a fire to make it burn more fiercely’(ro. foale): a
pair of bellows < a bellows made out of a goat skin (CCD); (2) a device that is part of a musical instrument
(such as an accordion, organ)’: organ bellows ... a new set of bellows for the organ (CCD); (3) (sl.) bojoci, plămîni.
binoculars (or a binocular glass ) are ‘a device consisting of two small telescopes joined together side
by, which one can look through in order to see things that are a long way away’: He studied the surroundings
through (a pair of) binoculars (ro. binoclu-binocluri ).
callipers are instruments or compasses with legs suitable for measuring the inside or outside
diameter of bodies: two inside callipers (ro: şubler-şublere).
clippers are used to cut small pieces from something, especially from someone’s hair or nails: (a pair
of) nail clippers (ro. forfecuţă-forfecuţe de unghii).
forceps are used by a doctor to hold something firmly, sometimes in order to deliver a child (ro.
forceps-forcepsuri).
pincers are a tool used for gripping things or for pulling things out ‚Pull them out with a pair of
pincers‛ (ro: cleşte-cleşti, pensetă-pensete).
pliers are used for pulling out or holding small things or for bending wire (ro. patent).
scales (1) (U) (‘a balance’) are ‘a device or a machine for weighing things or people’: We have just
bought a new pair of scales. ... You want me to get the scales, Mabel, so you can weigh her? (CCD) (ro. cîntar –
cîntare, balanta); (2) (C) scale-s: (a) the scales of fish, snakes and other reptiles: Wash the fish and take off the
scales with a knife‛(CCD); (b) (music) a series of musical notes moving upwards or downwards in pitch with
fixed distances between each note: Having practiced the scale of C, she dutifully played her scales. Phrases:
tip the scales / balance: Your support tipped the scales in our favour... tip the scales at: He tips the scales at 180
pounds (‘He weighs 180 pounds’); The scales fell from my eyes (literary, ‘I suddenly realized what had been
clear to other people’).
LEC Noun Phrase D. Hăisan 2018
scissors: We need a new pair... How much is the new pair of scissors? Romanian uses neuter, feminine
and masculine forms to denote the regular count noun: un foarfece-două foarfece (sn), o foarfecă- două
foarfece (sf) and un foarfec-doi foarfeci (sm). Note the tendency, especially with AmE speakers, to use a
singular verb with premodified nouns. Compare: How much are the scissors? vs How much is/are the new
scissors? ... Where is/are the old tweezers?‛
shears are a large pair of scissors used for shearing sheep, or for cutting hedges: He handled the shears
with skill and speed. (ro: foarfecă/foarfece mare/ foarfeci mari).
tongs are used to pick up objects that you do not want to touch: sugar-tongs, coal-tongs (ro. cleşte): She
was putting lumps of sugar into her tea with a pair of silver tongs (ro. cleşte-cleşti).
tweezers are used for pulling out hairs and picking up small objects (ro. pensetă-pensete).
Articles of dress
Summation plural nouns denoting articles of clothing may semantically be grouped into: (a) type of
trousers, (b) type of underwear and (c) other clothes:
86
men wear over their normal trousers in order to protect them. (ro. jambiere, carâmbi): Farmers in leather
breeches and leggings.
overalls (protective trousers, dungarees worn by workmen) (ro. salopetă).
pantaloons are long trousers with very wide legs, gathered at the ankles.
shorts are short trousers at or above the knees: a pair of tennis shorts; (especially AmE) men’s
underpants.
slacks (old fashioned) are trousers, esp. casual ones: She put on a pair of flannel/golfing slacks.
Similar to nouns ending in –s or –ics, some summation plurals may have a singular form when they occur in
premodification: field/ opera/ sun glasses; glasses/spectacle case, a trouser leg, a suspender belt, a pyjama blouse
/ top.
I.1.1.2.2.2. Pluralia tantum nouns ending in -s are invariable plural-form items. They are mainly used in set-
phrases. Some of them can have corresponding singular forms of regular countable nouns with a different
meaning:
airs (U) are ‘exaggerated, unnatural manners which people adopt in order to impress other people’:
You’ll have to put up with her phoney airs. Phrases: to put on airs: She didn’t want him to think she was just putting
on airs when she came to visit. ... to give oneself airs (‘behave as if you were more important than you really
are’): Stop giving yourself airs; when you refer to someone’s airs and graces it means that you think that they
behave as if they were more important than other people: We had to put up with her airs and graces. Similar
phrases convey people’s arrogance, vanity in Romanian: (U) a-şi da aere/a avea fumuri, a face nazuri (‘be hard to
please’).
archives (C) An archive is ‘an accumulation of historical records and the place where they are
located’; (U) archives are a collection of documents, records, photographs, etc. that contain information
about the history of a place, country, organization, art form. Phrase: to consult the archives. Compare: She
spent several hours in the film archives. It houses the national archives (of wills)< I’ve used a lot of archive material
(ro. (C) arhivă-arhive).
arms (U) (weapons, devices to kill people, esp. in war): arms aid / control; the (nuclear) arms race; reduce
arms. Phrases: to use arms; by force of arms; (people) under arms (‘people trained to use weapons and ready to
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fight a war’): At this time Britain had more forces under arms than ever before... take up ~ against someone (‘prepare
to attack/fight against them’): They were sure to take up arms against him in the not too distant future... lay down
arms (‘stop fighting and surrender’) (old-fashioned); be up in arms about something, (‘be very angry about it
and protest strongly’): Feminists are now up in arms over the new laws. Also (C): Put the arm(s) down! (ro. (C)
armă - arme)
ashes (U) is ‘the ash that remains when a dead person’s body is burned’ (ro. oseminte, rămaşiţe
pamânteşti; lavă fină; ruine). Compare: He collected his father’s ashes from the crematorium< We scattered his
ashes across the lake< Ashes blew into Ralph’s face from the dead fire (CCD). Phrases: burn to ashes (ro. a preface
în cenuşă, a arde din temelii; turn to dust and ashes (ro. a se face praf şi pubere); rise from one’s ashes (ro. (U) a
renaşte din propria-i cenuşă). Note also: the ashes of the burnt document; ash (‘a tree/the wood of ash trees’)
cigarette ash; ashtray; Ash Wednesday (‘Easter holiday’)
annals of a nation, society, an activity, etc, when you refer to something that is recorded as part of its
history; chronicles in the annals of military history; the annals of serial killing (CCD).
brains (U) (‘intellect’) Compare: (C) brain (‘part of the body’) as in to have an X-ray of the brain, to (U)
brains (‘ability to learn and understand things quickly’; ‘a very intelligent person, especially one who spends
a lot of time thinking and studying (informal use) to have brains / a particular type of brain /(C) a good brain:
She has a very capable business brain... How I envied his brain! Phrases: (1) to have brains: If you had any brains
you would know what I mean. (2) to use one’s brains: Why don’t you use your brains? ... He’s got good brains but
wouldn’t use them. (3) to be the brains of (‘to be the manager/to be behind something (‘the person who
thought of and developed a particular plan, system of organization, esp. a successful one’): He was the brains
of the an organization/business... Who’s the brains behind the project? ... Not even the great brains can solve this
problem. (4) to blow smb’s brains (informal) is ‘to kill by shooting in the head’. (5) to beat smb’s brains out
(informal) means ‘to beat their head and kill’; ‘to think about something very hard and for a very long time’
(AmE): I really had to beat / rack my brains out to remember his name. (6) (informal) to pick/suck smb’s brains
(‘ask smb. a lot of questions about a subject they know a lot about, in order to help you with a problem’ (ro.
LEC Noun Phrase D. Hăisan 2018
‘a-şi însuşi ideile cuiva, a plagia’; ‘a scoate cuiva gărgăunii din cap’): I need to come to pick your brains about the
matter. (7) to be above one’s brains: It’s above my brains (ro. ‘nu înţeleg, nu pricep, mă depăşeşte’). (8) to turn
smb’s brains (ro. ‘a zăpăci, a suci capul cuiva’).
contents /΄kںntents/ (U): (1) the contents of sth. (bottle/bag/room) are everything that is contained in
it: He swallowed half the contents of his glass in one gulp... She poured out the content... some of the contents spilled
out... He allowed them to share his house and its superb contents. (2) the contents of a book/letter, etc, are
everything it says / shows, e.g. He knew by heart the contents of the note... She opened the letter and read its
contents... He rummaged through the contents; (3) the list of contents in a book/magazine (ro. cuprins): table of
contents; contents page. Note also: (U) content /΄kntent/ (1) ‘the part of sth. which consists of a particular
substance, ingredient’, etc: No other food has so high an iron content; the copper content of the medal. (2)
content of a piece of writing/speech/TV program, that is, ‘its subject matter’: These novels are all form and no
content; They praised the content and the style of her new book.
credentials (U): (1) ‘previous achievements, training and general background that qualify you to do
sth, to have a role’: He was a botanist with splendid credentials... His credentials as a journalist were beyond
dispute. (2) ‘letter / certificate that proves your identity or qualifications’: Didn’t they ask for your
credentials?... The ambassador presented his credentials. (ro: scrisori de acreditare, recomandare); a credentials
committee, evaluate the candidates’ credentials (ro. comisie de validare).
compasses: (1) (C) compass,-es ‘an instrument that shows directions’ (ro. busolă): A magnetic compass
and a map are invaluable assets to a sailor ... Sailors will never give up using compasses ... He had a map and
compass. (2) (C) compass / compasses or a pair of compasses is ‘an instrument for drawing circles or measure
distances on maps’ (ro: compas): You should have used the compasses ... Where are the compasses?... I have been
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looking for them everywhere... I think I’ll have to buy a new pair. (3) (U) compass, usually figurative, means
‘boundaries, reach or scope (over which something can operate)’: This matter is not within the compass of our
department... The clarinet has a compass of three-and-a-half octaves.
customs (pl.): customs ‘duties paid on goods’: go through the customs; pay customs duty; a customs
officer; He was searched when he came through the customs at the airport; custom,-s ‘customary behaviour’,
‘tradition’: the customs of the place.
damage (U): (1) ‘physical harm that is caused to sth., esp. harm that stops it working properly or
makes it look less good’: The earthquake caused damage estimated at £ 300 million... They agreed to help pay for the
damage to the floor and the ceiling... A post-mortem showed the damage done to the liver. 2. ‘harm’ or ‘a harmful
effect that sth. has on somebody or something’: He could not repair the damage done to the party’s standing
and credibility... psychological damage. Phrase: the damage is done, ‘it’s too late to prevent the harmful effects
of sth. which has already been done’.
damages (U) ‘compensation’. When a court of law awards damages to someone, it orders money to
be paid to them by a person who has damaged their reputation/property, or who has injured them: They
finally got £ 4,000 in damages. In informal speech, the singular can be used: What’s the damage? (informal,
‘How much do I/we/they have to pay?)
data (C) datum - data denotes ‘information, usually in the form of facts or statistics that can be
analysed, or used to do further calculations’. Originally used as the plural of datum, data is at present most
commonly treated as a singular mass noun in standard English. Prestigious British universities and
newspapers classify it as a collective noun that takes singular concord when treated as a unit and plural
concord when referring to individual items. It is treated as a plural in scientific English and as a singular in
computing and related disciplines. (apud http://en.wikipedia.org/wiki/Data); data (1) ‘any useful or
irrelevant, redundant information that needs to be processed to be relevant’ (m.w-com); (2) ‘a fact or
proposition used to draw a conclusion or make a decision’ (The Free Dictionary); (3) ‘numerical information
that can be transmitted or processed’: data bank(s)/base(s)/sheet/structure; data
LEC Noun Phrase D. Hăisan 2018
acquisition/analysis/management/modelling ... No adequate data have been retrieved. ... The census data is still
being processed. Note also datums which is ‘a point, line, or surface used as reference/basis in measuring,
surveying, mapping or geology’ (http://www.merriam.webster.com/dictionary/data).
dice - dice (C, zero-plural noun): A dice is ‘a small cube of ivory, plastic or wood that has a different
number of spots on each of its six sides, used in games of chance to provide random numbers’. (U) ‘any
game of chance played with dice’. Phrases: to roll/throw dice, e.g. They roll dice each morning to see who will
make the coffee (CCD); ... the die is cast is used to say that ‘a decision has been taken and cannot now be
changed’ (ro. Zarurile au fost aruncate). Compare: be as straight as a dice, i.e. ‘a fair, honourable person’ (ro.
cinstit, de onoare, drept ca lumînarea) vs loaded dice (ro. zaruri măsluite): The dice are loaded against him (‘He has
little chances of success’). / ro. Sorţii sînt împotriva lui (‘Are şanse minime /puţine/slabe şanse de reuşită’); no
dice (especially AmE spoken) is used ‘to refuse to do something or to say that something is not possible’: ‚Can I
borrow some cash?‛ ‚Sorry, no dice‛ (LDCE); the dice of war (ro. sorţii schimbători ai războiului); (C) (die,-s)/
‘mould-s/mold-s/ matrix-ces’: A die is ‘a specially shaped or patterned block of metal which is used to press
or cut something into a particular shape’.
dregs (U) (1) ‘waste’: She had drunk her coffee down to the dregs. (ro. drojdie, zaţ); (2) (used to show
disapproval) the dregs of humanity/society/an institution used to refer to ‘the most useless and bad people’ (ro.
scursură/drojdie a societăţii).
earnings (U) refers to (1) ‘income wages’, i.e. the sums of money that a person earns by working: He
has had to pay tax on his earnings since he started at the firm (LDCE)... The new legislation has failed to
bring women’s earnings up to the same level; an earnings-related payment/benefit provides higher/lower
payments according to the amount a person was earning while working, as in: The government has
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introduced its earnings-related pension scheme (CCD); make enormous earnings: These people rarely have a
lifestyle to match their fabulous earnings (ro. cîştig,-uri enorm(e)/fabulos,-loase). (2) ‘the profit that a company
makes’: The company’s earnings have dropped by 5% in the first quarter.
effects (pl.) ‘possessions, belongings’; the things that persons have with them at a particular moment
when arrested/admitted to hospital, or they owned when they died’: His personal effects were returned to the
bereaved family (ro. bunuri de uz personal); (C) effect,-s: Inflation is having a disastruous effect on the
economy... He spoke about the harmful effects of smoking.
goods (U): (1) ‘merchandise’, ‘things that are made to be sold’: a wide range of electrical goods;
produce goods; a low/great demand of goods and services, consumer goods, leather goods, a goods train (BE) vs a
freight train (AmE); goods and chattels (legally), i.e. ‘all movable property’: He left all goods and chattels to his
wife... Get all your goods and chattels out of here! Phrases: (especially AmE) to have/get the goods on somebody,
i.e. ‘to have/find proof that smb is guilty of crime’: They got the goods on him (ro. marfă, mărfuri; bun,
bunuri); (2) ‘requirements or what is expected/required in a particular situation’: You can always rely on her
to come up with the goods... John makes a lot of promises but rarely comes up with the goods.
heavens (U) ‘the sky’ (literary use): The moon was high in the heavens. The man continued to gesticulate
sadly towards the heavens... the creation of the heavens and the earth. Phrases: If the heavens open means ‘if it
suddenly starts raining very heavily’. (Good) heavens! expresses surprise or emphasizes that you agree /
disagree with someone: ‚Heavens, is that the time?‛ ... ‚Oh, good heavens, no‛, said Emma with a light
laugh. Note also the singular form in Heaven knows (informal BrE); Heaven forbid!, used to say that ‘you very
much hope something will not happen’; What in heaven’s name you think you’re doing? (ro.(O,) Doamne,
Dumnezeule!)
honours (U) an honours degree is ‘a type of university degree which is of a higher standard than a
pass or an ordinary degree’; graduate with honours: He left university with a first class honours degree.
Phrases: do the honours (of the house) at a social occasion/a party is ‘to act as the host(ess)’; (often
humorously): Shall I do the honours? (C) honour,-s: An honour is ‘a special award/distinction/job/tribute that is
LEC Noun Phrase D. Hăisan 2018
given to someone because they have done something good or because they are greatly admired by the
public: It was a richly deserved honour... He received great honours from his country for his services. (ro.
onoruri)
humanities (U) are subjects such as literature, philosophy, history: She has a background in
humanities and modern languages.
letters (U) (formal) ‘the study of literature of a particular country or language’, American / English /
German / Italian letters; a man of letters: Walt Witman is a major figure in American letters.
lodging (U) ‘accommodation’/‘a place to stay in for a period of time, which you usually pay for: They
were offered free lodging and food in first-classs hotels... They will definitely be able to find us a night’s
lodging. Note also board and lodging: The staff are paid £8 a month with board and lodging. (C) to live in
lodgings/in digs: The student population tends to live in lodgings/in digs. (CCD)
looks (about somebody’s beauty): She has lost her looks ‘became less attractive’ ... She had good looks
in her youth.(ro: era frumoasă) ... She got her good looks from her mother... She has (got) everything: looks, money
and youth ... I don’t think much of her looks. (C, usually sg.) look,-s: May I have a look at your report?
lyrics (U) ‘words’: New lyrics have been written for his song ... a team lyrics; (C) lyric,-s ‘a poem
written in the lyric style’: a medieval love lyric ~ medieval love lyrics
manners (U) are ‘ways of behaving or speaking, particularly when they are considered as good or
polite’/ ‘conduct’: beautiful/charming/good/bad table manners ... She has manners ... His manners were splendid...
It’s about time you learnt some manners... Little was required of him except good manners; (sg) ‘fashion’: They
filed the report in a routine manner< Their manner of rearing their young children is extremely unusual (CCD);
(sg) ‘sort/type of’ (old-fashioned or literary use): What manner of man is he?... He learnt all manner of things (‘many
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different kinds’); in a manner of speaking ‘true in a general way’: If he hadn’t been her boss, in a manner of speaking, she
would have reported him to the police.
minutes are ‘written reports of the things that are said or decided at a meeting’: You must learn how to
take minutes.
morals (U) are ‘principles and values based on what a person or society believes are the right, proper
or acceptable ways of behaving’: Nobody would ever doubt the excellence of his morals... public/business
morals ... morals (and manners) (ro. pl. moravuri, obiceiuri; sg. etică, morală)
oats (U) denotes ‘the grains of a cereal (ovăz), esp. for making porridge and for feeding animals’:
fields of oats ... The oats are ready for harvesting... Horses eat oats. Phrases: to sow one’s wild oats ‘to behave in
an uncontrolled way, esp. in their youth, before they settle down to a career and a family life; (ro. (1) ‘a face
nebunii/prostii de-ale tinereţii; a-şi face de cap; a se deda la ştrengării’; (2) ‘a se cuminţi, a-şi băga minţile-n
cap’: He has sown his oats; to be off one’s oats (ro: ‘a fi indispus , a nu se simţi bine, a fi bolnav, a-i lipsi pofta
de mâncare’); oat,-s (C) (ro. ‘pai de ovăz’); oatmeal (‘a meal made of oats’).
obsequy, obsequies (U) (usually plural) ‘a funeral rite or ceremony’: He was the only one to attend
the funeral/obsequies. (ro. funeralii)
odds (+ the) ‘chances’ (in betting, gambling) ‘degrees of probability’: an assessment of the military
odds; Nobody would put any money on the horse at those odds. Phrases: (1) the odds are in favour / against
somebody /something: The odds are stacked against you, not in your favour. (ro. avantajul nu este de partea
voastră) ... The odds are heavily stacked in the party’s favour; (2) the odds are that it will snow tomorrow; It’s
odds on (‘very likely’) that he will win; (3) against all the odds: She managed to sustain her optimism against all
the odds; (4) be at odds with somebody ‘disagree with’; (5) What’s the odds? ... They didn’t win the cup but
what’s the odds? (ro. Care e deosebirea?) ... It makes no odds ‘ it doesn’t matter’: We haven’t got quite as much
money as we wanted, but this makes no odds. A: ‚Tea or coffee?‛ B:‚It makes no odds.‛ The odds are that he’ll do
it. / It is odds that he’ll do it. (ro. Mai mult ca sigur că o va face); (6) have short odds (ro: a avea şanse aproape
egale); (7) to shout the odds ‘to boast’.
LEC Noun Phrase D. Hăisan 2018
outskirts are ‘the parts/the bordering areas of a city/town that are further away from its centre’: The
house was on the outskirts of the town. ... The march reached the outskirts of Petroşani on January 20th. (ro.
margine, suburbie)
pains (U) is used in several phrases: to take pains with something / to do something; to go to great pains
to do something ‘to make a great effort to do it/to do it properly’: She always took great pains with his stage
make-up; to be at pains to do something ‘to be very eager to do it carefully and thoroughly: Mr. Smart was at
pains to emphasize that he was threatening nobody; to get something for one’s pains is ‘get a reward,
especially disappointing’: A cup off tea was all he got for his pains. (ro. efort, trudă) (C): If something /
somebody is a pain in one’s neck, ‘it/he/she is annoying, irritating, a nuisance’ (informal): He’s a right pain that
man; He’s such a pain in the neck; The car isn’t mended yet, which is a pain; (ro. belea, problemă) to do
something on/under pain of a particular punishment: They were ordered not to cross the border, on pain of
death. (ro. sub ameninţarea pedepsei cu moartea)
premises (U) of a business/an institution are ‘all the property, including the buildings and land’:
Some of the food was grown on the premises. In 1988 the firm moved to new premises in London (ro. incintă,
locatie).
regards (U) ‘good wishes’: best regards; with warm regards (informal); (ro. gînduri, salutări,
sentimente, urări); to hold somebody /something in high/low regards is ‘to have a great deal of respect for
them’(ro. a avea o deosebită consideraţie faţă de cineva) vs ‘have no respect’ or ‘look down on someone’ (ro.
a dispreţui).
remains (U) (1) (‘remnants’) are ‘the parts that are left after most of something (paper, food) has been
taken away/destroyed’: The Remains of the Day (movie)... She tore off the remains of the paper label... the
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remains of the meat (ro. rămăşiţe, resturi); (2) the remains of a person / animal are ‘parts of their dead body’:
the remains of a huge dinosaur; She pleaded for his remains to be returned, so that he could be given a proper
burial; (ro. oseminte, rămăşiţe pămînteşti); (3) ‘parts of buildings/pottery etc. from an earlier period: a
tremendous Roman remains; the ancient remains of Calatis / Theba (ro. vestigii).
savings (U) ‘money that you have saved, esp. in an account at a bank or similar institution’: a savings
account; He went to the bank and drew out all her savings. (ro. economii); (C) saving-s is ‘a reduction in the
amount of time/money that is used/needed’: a considerable saving in time and money. (ro. economie)
spirits (U): (1) ‘mood’ or ‘feelings of happiness or unhappiness’: The children lifted our spirits with
their laughter. (ro. a înveseli, a ridica moralul) ... He has a kindly spirit. (ro. Are o fire blîndă) (2) ‘strong
alcoholic drinks (liquor)’: Spirits cost/are 27 p. (3) spirit(s) is ‘an alcoholic liquid that is used as a fuel, for
cleaning things, or for other purposes’. Compare: surgical spirit; methylated spirits; Two pints of white spirit,
please. (4) ‘intention’: the spirit of a law/an agreement refers to the way that it was intended to be interpreted or
applied: I think we would be breaking the spirit of the agreement if we went ahead (ro. conform legii / în spiritul
legii).
stairs (U) are ‘a set of steps, usually inside a building’: to go up and down the stairs; to climb a
flight of stairs; to stand at the foot of the stairs; the stair carpet. (C) stair,-s: (1) ‘one of the steps in set of stairs’:
A stair creaked as she made her way downstairs; (2) ‘one of the floors of a block of flats or other building with
rooms in which people live’: He phoned an old lady on the next stair. (3) ‘a staircase’ (literary/old-fashioned):
He went carefully up the winding stair.
steps (C) ‘a stepladder (made up of two sloping parts hinged together at the top)’. Phrases: to get
down off the stepladder; to take steps is ‘to achieve a particular goal / do the things that are necessary to achieve
it’: Have you taken steps to protect your home?
Tropics (U) the Tropics: He first went to the Tropics in his youth.
valuables (U) (‘possessions, especially jewelry’): They were robbed of money and valuables at gunpoint.
(ro. bunuri, valori)
LEC Noun Phrase D. Hăisan 2018
wages (U) ‘the money that is paid each week especially for manual/unskilled work’: Their wages had
not increased for two full years. (C) wage,-s ‘income’: The problems of families bringing up children on a low
wage < a minimum wage for each industry... They pressed for better wages and conditions... Tomorrow union
leaders meet the company for wage talks... He earns a good wage. (ro. salariu, venit)
whims (U) / whim,-s (C) ‘fancy, caprice’: (C) A whim is ‘a wish to do or have something, which is not
the result of any strong reason or purpose and often occurs suddenly’: She might go, or might not, as the
whim took her... What about her tendency to change plans at whim? ... They are completely subject to the
whims and moods of a single superior. (CCD) (ro. nazuri)
wits (U) ‘ability to think quickly and cleverly in a difficult situation’: Terror was depriving him of his
wits. (ro. a-şi pierde minţile, a nu avea mintea acasă/întreagă) Phrases: to have/keep (one’s/your) wits about you ‘to be
alert and ready to act in a difficult situation: In this part of the city you have to keep your wits about you all the time; to
sharpen one’s wits is ‘to make yourself more able to think quickly and clearly in difficult situations’: The intrigues of
court had sharpened her wits; to collect/gather your wits ‘to make an effort to control your thoughts and feelings after a
shocking/frightening experience’: By the time he had collected his wits, she was dead; to scare/terrify smb. out of their wits
or to frighten the wits out of somebody is ‘to make them so afraid that they can no longer think clearly’: They were
frightened out of their wits by a knock at the door; to be at one’s wit’s end ‘to be so worried/exhausted by
problems/difficulties that they do not know what to do next’: She is at her wit’s end, not knowing what to do with her
son. (ro. la capătul puterilor); to live by /on one’s wits is ‘to manage to live by using clever but sometimes dishonest
methods, rather than by having a regular job’: I knew a fellow who lived for years on his wits. (ro. datorită/pe baza
intelingenţei) a battle of wits (‘contest’) is ‘a situation in which people who disagree or have opposite aims compete
with each other using their intelligence and their abilities to think quickly, rather than violent’; to pit one’s wits
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against someone is ‘to compete with them in a test of knowledge, intelligence, etc’: Here is your chance to pit your wits
against the experts.
States of mind
the blues: (U) (1) (informal) to have (got) the blues ‘feel sad and depressed’/‘feelings of sadness’: Don’t
get surprised if you get the blues for a while after your baby is born (LDCE) (ro. a-l apuca / cuprinde
ipohondria/melancolia); (2) a musical genre: a blues singer.
dumps: (U) (informal) be down in the dumps ‘to feel very depressed and miserable’: I’ve been feeling a
bit down in the dumps lately. (ro. (stare de) depresiune/deprimare/mîhnire; a fi abătut/amărît)
doldrums: (U) (informal) be in the doldrums (1) ‘to be feeling sad’: The boss is definitely in the
doldrums today (ro. a nu-i fi toţi boii acasă, a fi abătut; ipohondrie / deprimare / tristeţe; idei negre); (2)
when an activity/situation is in the doldrums it is ‘very quiet and nothing new is happening’/‘to not be
growing or improving’: The American market is as much in the doldrums as the British one... By and large,
athletics were in the doldrums during the 60’s. (ro. a stagna)
fidgets: to have the fidgets or to keep fidgeting means ‘being restless’(ro. a fi neliniştit); to give
somebody the fidgets (ro. a călca pe nervi).
hysterics: be/have a fit of hysterics (medical) be in ‘a state of uncontrolled excitement, anger or panic’:
to be in hysterics; to have (a fit of) hysterics; to burst into hysterics; to go into sobbing hysterics; If she didn’t get
home early, there would probably be hysterics from her parents... The audience were in hysterics. (‘were laughing
loudly in an uncontrolled way’); in lolsterics ‘to be in complete hysterics, to laugh until your stomach
hurts’(ro. nervi, istericale).
sulks: have the sulks (‘be in a bad tempered mood, shown especially by a refusal to talk to other
people’): a brief fit of the sulks (also countable); ... She was in one of her sulks (ro. proastă dispoziţie, toane).
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I.1.1.2.2.3. Collective nouns and nouns of multitude refer to groups of single entities and are marked by
‚special patterns with respect to subject-verb concord and co-referent pronouns.‛ (Biber et al. 1999: 247) In
terms of criteria of reference, they can be divided into three large groups:
(a) Specific reference collective nouns. This is achieved by variable collective nouns with no overt
plural marker, which behave like ordinary countable nouns, in spite of their plural meaning and plural
concord. Though semantically they indicate a plurality, formally they pass all the tests of countability, i.e.
they have singular-plural contrast, take cardinal numbers, trigger the quantifier many and can be
individualized by a, every, each, several. The specificity of the count collective nouns assembly, audience,
class, club, committee, constabulary, commission, community, council, crew, crowd, family, gang, group,
government, jury, party, team, etc. is that besides varying in both number and definiteness their singular
‚can be also construed as a plural‛ (Dutescu-Coliban 1986: 191). The choice of subject-verb concord with
these regular collective nouns ‚reflects a difference in point of view‛, that is the way in which the speaker
conceives the number of the subject (the idea of ‘oneness’ or plurality in the subject), irrespective of
grammatical form. Though they typically take singular concord, which is preferred in AmE, in BrE ‚they
allow singular pronominal reference (it; which/that) and agreement with the verb when reference is made to
the whole body, as a unit, and plural agreement and reference (they, them; who) when the members of that
body are viewed/perceived individually‛. In other words, ‚the singular stresses the nonpersonal collectivity
of the group and the plural stresses the personal individuality within the group‛(Quirk et al. 1985: 316).
Some of these nouns may get pluralized:
The audience / public was / were quite enthusiastic ...Theatre audiencies /*publics are becoming more and
more sophisticated these days... They elected a/the committee yesterday... This committee deliberate(s) on
possible solutions to the crisis... The committee are all graduates of schools in town... the city/ the Wiltshire
constabulary... They addressed the constabularies all over the country 89 ... The family is having dinner... My
family are early-risers / have all left... The two families have re-united... The present government, which hasn’t
been in power long, is trying to control inflation. It isn’t having much success... The government, who are
looking for a quick victory, are calling for a general election soon. They expect to be re-elected.90
(b) Unique reference collective nouns denote oficial bodies and organizations, such as the BBC, the
Papacy, the Vatican, the NATO, the United Nations/UNO, etc. They do not allow number contrast and
definiteness and hence cannot be counted: The Vatican is releasing details of the Mass... The UNO is the
most important world’s organization.
(c) Generic reference collective nouns, such as the army, the aristocracy/the gentry (old-fashioned),
the bourgeoisie, the clergy, the cavalry, the church, the faculty, the laity, the infantry, the marines, the
media, the military, the nobility, the press, the public are plural in meaning, but singular in form unmarked
plural nouns in a ‘Det + Noun’ surface structure.
Depending on their reference, they may take singular or plural concord, that is the noun agrees with a plural
verb when the speaker has in mind a set/collection/plurality of objects, and with a singular verb when he has
in mind the group as a unit. Note that the cavalry and the infantry have [+/-Count] uses. Consider: The
clergy are/is to blame under the circumstances... The gentry have lost power... The military have taken over
power... The press often speaks on one side only... Give the public what they want / it wants... The two
infantries fought valiantly ... a platoon of infantry, an infantry regiment.
Names of countries pattern like the collective items under (a), that is, with singular concord when the
country is seen as a unit and with plural concord when its inhabitants or the national sports team are
referred to as collective nouns. Compare: Tottenham have a long and successful tradition in the league...
Arsenal is/are playing away next Sunday... The United States have won the championship... England have
been practising here for over a week... The United States of America is made up of over 50 states.
COLLECTIVE NOUNS
94
Collective nouns are often confused with non-count nouns, but they have very different characteristics.
Collective nouns are countable. They are unique among count nouns, however, because they refer to a
collective entity with individual members – army, team, faculty, jury, band, clergy, class, gang. Because collective
nouns refer to a collection of individual entities, they sometimes occur with a singular verb and sometimes
with a plural verb, depending on the intention of the speaker. When a speaker wishes to focus on the group
itself, the collective noun is usually used with a singular verb – My team is playing well this week; The band is
playing off-key. However, if a speaker wishes to focus on the individual members of the collectivity, s/he might
choose a plural verb – The faculty are angry about their raises; The jury are talking among themselves.
Examples from Robert Scwarzchild (Pluralities, 1996): in each case the collective noun has been interpreted as
plural and this fact affects the grammar elsewhere in the sentence.
The choir knelt and covered their faces. (p. 172)
The committee congratulated themselves. (p. 172)
Every debate team< gets disqualified because they attack each other instead of attacking their
opponents. (p. 173) [Berk, 1999: 82]
Family
Being a collective noun, family is different from the other people nouns (...).
A collective noun refers to a group of people, and its uses can either focus on the group as a whole or
stress the individuality of the members of the group. In British English, singular collective nouns can
take either a singular or a plural verb. In the case of the plural verb the situation can be described as
‘notional’ concord instead of ‘grammatical’ concord (cf. Quirk et al. 1985: 757f.).
The choice between singular or plural verbs is typically characterised as being dependent ‚on whether
the group is being considered as a single undivided body, or as a collection of individuals‛ (Quirk et al.
1985: 758) [Mahlberg, 2005: 123]
90 L.G. Alexander, Longman English Grammar, Longman Group UK Limited, 1996, p. 45.
LEC Noun Phrase D. Hăisan 2018
95
poultry (U) (1) ‘fowls’: some large-scale poultry farms ... She is feeding the poultry... The poultry have
been fed on grains and greens; (2) ‘meat’: We prefer poultry to veal.
staff is seldom used as a count noun: We’ve got a staff of over thirty people... airline staffs. The
reference is collective when it is treated as a singular form: the staff is disrupted (Biber et al. 1999: 290). As
an invariable noun it ‚appears to be on the borderline between collective nouns and plural-only nouns‛
(idem: 247), since ‚plural concord is by far (over 80%) the more frequent option‛ (idem: 188). It is exceptional
in that it combines with numerals and quantifiers with plural reference (all, most, some) and in ‚being able to
be used without determiners‛ (idem: 189): We’ve got a staff of over thirty people... She has already joined
the company/ Microsoft staff / the staff of the Microsoft... There are three assistants to every member of
[staff]... The staff are looking after the guests... When staff are absent, a class is split between other teachers.
(NEWS) (idem: 189)
vermin ‘pests’: (1) ‘small animals (rats and mice) which carry disease and damage crops/food’. (ro.
paraziţi, dăunători): In Scotland, wild cats are treated as vermin, and so poisoned. (2) ‘people who are
regarded as harmful to others or dangerous to society’: He says that football hooligans are vermin ... She
thinks all beggars are vermin. (CCD)
I.1.1.2.2.3.2. Personal adjective heads whose surface structure is Det + Adj are substantivised adjectives
denoting a group of people: the blind, the deaf and dumb, the deceased, the innocent, the rich, the poor, the
needy/wretched, the wealthy, the wounded, the youth; the majority. They typically agree with a plural verb and do
not usually vary for number: The government has provided massive subsidies to help the rural and urban
poor alike... Compare: the youth of today , ‘all young people’, and the regular noun a/the youth , ‘a/the
young man’: The youth of today is/are in their great majority church-goers... The youths were caught red-
handed... The police are looking for two youths (‘two young men’)91.
91 Note also: The majority of students have left vs A majority of 75% voters is against it.
LEC Noun Phrase D. Hăisan 2018
I.1.1.2.2.3.3. Nouns with equivocal number (Quirk et al. 1985: 309-310) are zero-plural nouns with invariable
bases ending in -s, which are treated as either singular or plural in meaning and concord, patterning with
both singular and plural verbs:
barracks: This is a/ the new barracks. /These are (the) new barracks.
crossroads: Wait for us at the crossroads... There have been several crossroads in his life. ...
That/Those crossroads is/are more and more busy these days.
headquarters applies to army, business company, etc: The bank had its headquarters in London... The
soldiers reported to headquarters... Where is/are the new army headquarters? Note also: quarters
‘rooms/houses provided for people to live in’: bachelor/servants/sleeping quarters.
means: (C) (1) ‘a method/system/way of achieving a result’: They devised a means for storing that type
of energy... She could find no means of escape... We have the means to get rid of the people who oppose us... to
sabotage by violent means; (2) ‘a tool’: means of transport; a means to an end: He had never enjoyed the college... It
was just a means to an end. Phrases: do something by means of; by all means vs by no means/not by any means;
(U) ‘income’: to live beyond one’s means ‘to spend more money than you actually have’; to live within one’s
means ‘to spend less money than you actually have’: She has the means and she’ll definitely do it.
series: a series of armed-bank robberies; an unprecedented series of natural disasters... Why are you
selling this/these series of stamps?
species: There are more than two hundred and fifty species of shark... Many endangered species now face
extinction... This evergreen species will keep its berries until March.
works: (1) (old-fashioned) ‘factory’/‘a building or group of buildings in which goods are produced in
large quantities’: a/the brick/cement/steel works, a printing works; (2) ‘the activity involved in building
96
something on a large scale’, ‘operations’, ‘installations’: irrigation/road works; civil engineering works.
administration / ban / business / companies / problem / trade; jobs crisis / fair / losses / market: We attended a jobs fair; parks
department; sales gain / increases / tax; savings account/banks/deposits; a / the sports car / magazine / page /shop.
While Quirk et al. are of the opinion that the main reason for maintaining the plural form is ‚the fact that an
entity has been institutionalized in plural form‛ (Quirk et al 1985: 1334) Biber et al. mention ‚five specific
factors which seem to influence the retention of the plural form‛ of these premodifying nouns: (a) The noun
modifier only has a plural form or has a distinctive meaning associated with its plural ; (b) The noun
modifier is itself complex: < fifty feet of baked beans shelves. < pubs and hotels group Greenalls; < chief
foreign affairs spokesman < the customer relations department ; (c) The noun modifier or the whole noun
phrase is a proper name: < the FBI Exhibits Section ; (d) The noun modifier is quoted speech: Toyota’s
‚terms‛ scheme sums up<‛ and (e) The noun phrase is part of a news headline: Homes plan< Rules change
on pets < Since they are suited ‚to convey a maximum of information as concisely as possible‛, which is the
main purpose of news reportage, many Noun + Noun occurrences of plural first-elements are only used in
headlines (Biber et al. 1999: 595ff).
Certain head nouns that commonly occur with plural premodifying nouns denote either (a) a person’s job or
occupation: corporate affairs director, operations director, public relations director, technical services director; or
(b) a unit or organization connected with a particular type of activity: boilers and radiators division, building
properties division, construction materials division, inns and taverns division. (ibid)
Biber et al. provide several other examples of ‚moderately productive‛ plural premodifying nouns in BrE,
which ‚are rarely, if ever, used in AmE‛ (ibid): animals shelter, antiques dealer, carpets retailer; a systems
analyst, appointments/careers/customs officer, students president; careers guidance, pensions schemes, profits
growth, (a tiny) profits improvement, talks proposals, residents association, examinations board, a courses /
97
grants committee, trades union, wages council; chemicals division, the parks / resources department, (Please put
your contribution in) the donations box, drinks menu, games room, roads budget, singles title; schools
athletics/programmes; pampers sale sensation.
There seems to be ‚a tendency for more generic terms to be plural and more specific terms to be singular‛
(Quirk et al. 1985: 1334). Compare: soft drinks manufacturer vs car manufacturer; entertainments guide vs
theatre guide; surgical appliances manufacturer vs baby carriage manufacturer. Furthermore, ‚*H]ighly
institutionalized plurals are always retained, in particular when the singular form may lead to ambiguity‛: a
Classics degree (‘a degree in Classics’), an Arts degree (‘a degree in the humanities’) vs an art degree (‘a
degree in fine art’) (ibid).
These premodifying plurals, which tend to carry primary stress, usually collocate with collective nouns and
names of institutions as heads: the local police drugs squad, Chesterfield Hospitals Management Committee, the
British Museum Prints and Drawings Gallery (ibid).
In headlines, especially, the plural as premodifier may be ‚associated with a widely discussed public issue‛,
as in: the nuclear arms / personal mines issue, the tapes affair / compromise / issue / mystery (ibid).
253): three hundred students/people ... two thousand euros ... a few thousand pounds ... a thousand years lyrics ...
their $3.5 million gorgeous house. < several million inhabitants, several/a few + dozens/ thousands / millions of
[inhabitants / spectators]; hundreds / thousands of [times], thousands / millions of [thanks / reasons], tens of thousands of
[people/children]; hundreds of millions of [books]; thousands (and thousands) of [times] When they are vaguely
quantified, numerals can be used with a zero plural: a few hundred of them.
Some synonyms of cardinal numbers are ‘border cases’ between nouns and numerals (Duţescu-Coliban 1986:
187), that is, two: a couple of [days], a pair of [shoes], a brace of [partridges], a span/team of [horses], a yoke of
[oxen]; twelve: a dozen of [socks]; twelve dozens : a gross of/ 144 things (e.g. five gross of pens / 144 x 5 pens);
twenty: a score of. Some of them take a plural morpheme optionally: ten couple(s) / pair(s) / team(s) / score(s)
of: Dozen(s) and score can be used with or without a prepositional structure: dozens of / scores of [books]...
two dozen(s of) [eggs/socks]... There were well over a score of [policemen] waiting outside the house... Even in
my two score years the world has changed (CCD). Brace, span, yoke and gross never take a plural
morpheme: There’s five brace of pheasants on the table... two yoke of oxen. Occasionally measure terms like
ounce and ton are used to express exaggeration, indicating a very small amount (ounce) or large amount
(ton): an ounce of [trouble / grown-up character]; tons of [money / songs].
In informal speech, foot, pound, the invariable noun quid (a synonym of pound(s) and p (penny, pence), occur
with the zero plural after numerals: He’ll get twenty quid for doing it. It is, however, not uncommon for units
of measure, such as fathom, foot, pound or mile and ton to be used with a plural form. Compare: It was a
quid a week... It cost us twenty quid...The river is two fathom(s) deep. ... He is five foot two. ... They are
nearly two foot. ... I’m five foot/feet (tall). ... They weigh three and a half pound... It weighs about three
pound(s)... Two pound(s) of [cherries], please... This ring is eighteen carat.
98
Reference to age, time, size and weight can be expressed by a hyphenated structure or an extended noun
phrase with an embedded attributive clause, as in: a ten-year-old-girl : a girl who is ten years old, a twenty-
five-year-old student : a student who is twenty-five years old, the 27-year-old royal announced her pregnancy; a
two-week course : a course which lasts two weeks, a ten-country agreement : an agreement between ten countries; a
10-dollar bill: a bill that is worth 10 dollars, a ten billion-dollar ceiling for investments (Hulban 2001: 57) These
quantitative structures may vary: a ten weeks wait, a ten weeks’ wait, a ten week wait, a ten-week wait. Compare
also: They lent him one million/two millions; ten hundred/thousand but ten hundred millions.
Note some aspects of the use of pound as ‘currency’ in informal English: pound(s) (C): a ten-pound note, two
ten-pound notes... A single costs ten pound(s) fifty. In both BrE and AmE, penny, -ies (C) is used to refer to
the actual coins, whereas pence is used to denote the worth of things: It cost 50 p /pi:z/ (informal) / 50 pence
(formal)... She paid fourpence ... I only have two pennies... I have one two penny coin ... two one penny coins.
Phrases: It isn’t worth twopence /'tΛpəns/ (ro.Nu face două parale); It’s twopennyworth< They haven’t got two
pennies to rub together; halfpenny ['heipni] - (pl) halfpence or half pennies: a halfpennyworth of tabacco. Sayings:
Take care of the pence and the pounds will take care of themselves... Save your pennies and watch your dollars
grow... A penny on your thoughts... A penny saved is a penny gained.
et al 1985: 249; Channell 1994: 99)92; as partitives/partitive nouns, also referred to as quantifying nouns
(Biber et al 1999: 252) or nominal quantifiers in the class of partitive determinatives, which can either be
deictic (some (of those) occasions) or quantifying (one of these days; a lot of trouble)93.
99
multal and the paucal intervals overlap and from where they extend both ways. While the members of the
paucal paradigm denote (very) low / little / infinitesimal values of the collocate (a fleck / speck of [dust]), the
members of the multal paradigm denote values within a range from high to the highest of their collocate on
the intensification cline. The literal / neutral, [-I] unmarked for intensification meaning of a partitive, in its
both singular and plural patterns, contrasts with the metaphorically [+I] marked for intensification plural
forms (apud Manoliu 2007b: 73) Compare: a burst / volley of and bursts / volleys of [automatic rifle fire / water],
vs a burst / roar of and bursts / roars of [laughter], a load of/ loads of [wood] vs loads of [charm / fun / ideas /
money / time / work], a bag / bags of [cherries] vs bags of [language / people / time], a ton /tons of [fish] vs tons of
[letters], torrents of [lava] vs torrents of [love+< We’ve bought tons of [beer] for the party tonight (CCD).
Some partitive phrases can be rephrased as compounds, sometimes with a change of meaning. Compare: a
jar of jam (the contents) vs a jam jar (the container), a pot of tea / a tea pot, a box of matches / a match box, a
cube of ice / an ice cube, a lump of sugar/ a sugar lump, a bar of chocolate / a chocolate bar; a ball /flake of [snow]
and a snowball, snowflake, a ball of [meat] and a meatball (ro. perişoară).
55f.
95 Cf. Stephen Ullmann, The Principles of Semantics, Basil Blackwell, Oxford, Jckson, Son & Co., Glasgow, 1967, p. 148;
Iorgu Iordan, Stilistica limbii romîne, Ed. Ştiinţifică, Bucureşti 1975, p. 333 calls this process „semantic derivation‛.
LEC Noun Phrase D. Hăisan 2018
1999: 250): a bit of [cloth / land / paper / wood / advice / consolation/ fun / luck/ nonsense / regret / satire/ work]; a
piece of [land /advice / evidence/ folly/ gossip/ honesty /knowledge / neglect /nonsense / research / wisdom / work /
writing+ (ro. Mai auzim şi noi (cîte) o bîrfă. Facem o cercetare în acest domeniu). The countable noun act
acquires the meaning of a general partitive in collocations with several abstract mass nouns: an act of
[aggression/brutality/cruelty/decency /injustice/ kindness / love / perfidy /Quixotry /selfishness /wisdom].
Specific paucal partitives are used to denote a (very) small quantity/ amount of the collocate: a ball of [wool /
thread /meat / snow], a blade of [grass], a blob of [colour/glue/honey/ink/paint/wax]: He could see a blob of grey in
the distance< He saw the white blob of Fred crossing the street... a book of [matches / (first class) stamps / tickets], a
chip of [china], a crumb of [bread/cake/biscuits/ comfort/ hope/information/knowledge], a dash of
[cocoa/sauce/soda/wry humour], a dollop of [jam/mashed potatoes], a drop of [rain/sauce], a flake of [paint/snow], a
flash of [light/hope/memory/wit/anger/inspiration], a fit/flash of [anger], a fleck of [blood], a glimmer of
[light/hope/wit], a grain of [corn / pepper/ rice /wheat / salt /sand/comfort/humour/logic/truth], a head of [cattle;
cabbage/lettuce], a lock of [hair]/ a hair lock, a lump of [butter/coal/sugar], a morsel of [bread / food], a pang of
[regret], a pat of [butter], a peal of [thunder], a pinch of [cinnamon/salt], a puff of [perfume], a scrap of
[paper/work/evidence], a sheet of [glass/ice/paper/tin], a shred of [cloth/dignity/evidence], a sliver of [glass], a snatch
of [conversation], a speck of [dirt / dust / information / truth], a spell of [music/(good or bad) weather/work], a
splinter of [glass/wood], a spot of [trouble], a sprinkle of [cinnamon/salt/sugar], a sprinkling of [snow], a squeeze of
[lemon], a squirt of [liquid], a stick of [chalk/candy/celery], a strand of [hair/yarn/wire/wool], a strip of
[cloth/garden/land/paper/sand/wood], a stroke of [luck/policy/satire], a touch of [anxiety/ hope/irony/sarcasm/wry
humour], a thread of [cotton], a wisp of [cloud /smoke /hair/hay/grass], a word of [abuse/wisdom]: You should take
it with a pinch of [salt]! ... Should you leave? she asked Mike with a touch of [anxiety]... There is always a
100
sprinkling of [sightseers] outside the palace... a sprinkling of [grey hairs] (CCD).
Combinations of different partitives with the same collocate, such as an attack/a spell/stroke of
[doldrums/hystericks/ paralysis], are not uncommon.
Note the comparatively small number of Romanian paucal partitives and their less specific character in a
semantic class where bucată and strop function as general items, largely collocating with abstract and
concrete mass nouns: acces de furie/mînie, bob de [grîu/mei/orez], boţ de [brînză/unt], bucată de [hîrtie / pămînt/
pîine / porţelan / prăjitură /sticlă / tablă], bulgăre de [pămînt/zăpadă]), ciob de [porţelan/sticlă], coală de [hîrtie],
crîmpei de [amintire], fărîmă de [adevăr/speranţă], fir de [iarbă/aţă//lînă/ păr/praf/nisip], fărîmă de [demnitate],
fărîmiţă de [pîine], firimitură de [pîine / prăjitură], foaie de [hîrtie / tablă], frântură de [conversaţie /memorie /
informaţii / ştiri], ghem de [aţă/lînă/sfoară], ghemotoc de [hîrtie], grăunte de [adevăr/vorbă], licăr(ire) de [speranţă],
moment de [inspiraţie], picătură de [apă/ apă de ploaie/cerneală/lapte /miere/lipici/sînge], o rază de [speranţă], o
sclipire de [inteligenţă], strop de [cacao/lapte/miere/noroi/sînge/sos/vopsea; adevăr / confort / culoare / demnitate /
fericire / ironie / minte/ mîngîiere / regret / speranţă], o undă / urmă de [regret].
Pair is a special case, in that it is most often used for countable reference with summation plurals: a pair of
[scissors/trousers].
Modifiers can be inserted either in premodification of the unit noun, as part of the following noun phrase, or
in both positions: a [valuable] piece of [advice] : a piece of (valuable) [advice], a(n astonishing) piece of [news], a
(nice) piece of [work], a (huge) piece of [paper]; a piece of (legal) [advice], a bit of (good) [news], solid old pieces of
(English) [furniture], a (thick) piece of (broken) [glass].
A distinct feature of some partitives in this set (atom, iota, glimmer, scrap, shred, speck, touch, trace) is their
(very) frequent or exclusive use in negative contexts, sometimes with premodification by downtoning
adjectives, in their basic or comparative form (not a single, not the slightest). They either read ‘a tiny amount
/ the smallest piece / amount of something’, or connote ‘the absence of even the smallest amount of
LEC Noun Phrase D. Hăisan 2018
something’96 and are rendered into by the intensifying negative structures absolut nici un / o ...; nici (cea mai
mică) urmă de:
I don’t do a scrap of [work+ < he uses every available scrap of [space/paper+ < D’you think that’ll make a scrap
of [difference]? (i.e.‘D’you think that’ll make the smallest bit of difference?’) < There was not a speck of [colour] in
her face ... There is not a scrap / speck of [truth] in it. (CCD) ... There was not a grain of [truth] in the statement...
There was not a scrap of [information+ to be had. (‘not a jot, not a shred’) ... There was not a scrap of [(direct)
evidence] against him< There was not a shred of [evidence] available... There wasn’t a (single) scrap of
[evidence+ to connect him with the murder. (‘not even one’) (LDCE)... Nothing I said made a scrap of
[difference]... It’s no use talking to him – it won’t make an iota of [difference]. (LDCE)... I don’t feel one iota of
[guilt] (CCD) ... There was not a glimmer of [hope / light+ (‘it was pitch dark’)... There was not a wink of [sleep]
for anyone that night... There’s not an atom of [romance+ in her (‘not a bit / hint of’) (CCD)... I anticipated a
trace of [jealousy] in her... There wasn’t (the slightest) trace of [fear+ in my father. (‘a very small amount’)
(CCD)... The hero ... got that touch of [Irish+ behind standard English< I got a touch of [Latin] and a touch of
[German+ at one time< Usually fix them with (just) a touch of [Evostick]; a touch of [anxiety / irony / sarcasm];
‘And if he has a touch of [pride] about him, as I think he has ... (ChD / NN: 115) ... The night had brought a
touch of [frost+. (HJ / TS: 77) ... ‘He took to drinking, and had a touch of [paralysis+ <’ (ChD / NN: 28)
101
great amount of money’ being referred to as a lot / bag / bulk / heap / pot of [money], or as lots / bags / bulks /
heaps / pots of [money].
Mainly inspired by Biber et al’s ‚collocation types‛ (1999: 252-254), we have grouped quantifying collective
nouns into several semantic classes. Nouns denoting a multitude of persons or things, which make the bulk
of this paradigm, may refer strictly to a [-Human] large amount or amounts of things, to a large number of
things, to [+Human] participants, a group or groups: army, band, batch, bevy, board, brood, bulk, bunch,
bundle, cluster, collection, colony, constellation, convoy, covey, crowd, crew, drove, fleet, flock, gaggle,
gang, heap, herd, hive, hoard, horde, host, litter, load, mass, nest, pack, pad, pile, pride, rout, school, shoal,
skein, stack, stock, string, stud, swarm, troop, troupe. Some partitives indicate shape or / and amount, or
shape and movement. They refer to elements of nature and geographical features, which often connote the
idea of hyperbolic, ‘remarkably or supernaturally large’: mountain, ocean, sea, or to natural phenomena,
more often than not characterized by force and by ‘a sudden and violent release of energy’: burst, explosion,
fit, invasion, plague; avalanche, cloud, deluge, flood, rain, shower, storm, stream, surge, torrent, etc.
Consider: a mountain of / mountains of [debts / hardships / evidence/whipped cream]; a lump of [flesh/meat] vs a
mountain of [flesh]; a sea of [words]97 (an ocean of /oceans of / a sea of /seas of [doubts / flowers / hopes / time /
troubles]. Others denote containers (bag, barrel, crate, deck, keg, pack, packet, pad, sack) and shape (column,
curtain, flame, jet, stick, wad, wall, wedge), etc: There were columns of smoke coming out of the building. ... a
wall of [stone+ < a curtain of [mist]. ... Flames of [suspicion] leapt up in the breast of each man (F / PI: 117)... a
jet of [water / petrol] ... a barrel of [fun].
Our survey of the class of quantifying collectives that refer to a group or a large number of things [-Human]
or participants [+Human] in the multal partitive paradigm has revealed a high frequency of overlap between
literal and metaphorical uses. The wide range of partitive and [+/-Animate] or [+/-Human]
countable/uncountable noun combinations include neutral in meaning partitives, like bags, loads, lots,
96 Geoffrey Broughton, The Penguin English Grammar. An A-Z for Advanced Students, Penguin Books, 1990, p. 183.
97 Hortensia Pârlog, The Sound of Sounds, Hestia Publishing House, Timişoara, 1995, p.115.
LEC Noun Phrase D. Hăisan 2018
masses, oodles, scores and tons: bags of [people / language / room / time], loads of [charm / extra calories / fun /
ideas / jobs / money / room / things / time], lots of [intelligence / money / snow / space / things / time], masses of [coal
/ grass / molecules / nerves / people], oodles of [butter / milk / money / receipts / presents / injections], scores of
[people], tons of [letters]. They are by far outnumbered by a set of specific group partitives which refer to more
or less organized amounts of things, abstractions and, occasionally, people (batch), gathered together in
batches of [papers / letters / trainees], (ro. lot, rînd, serie, set), bundles of [branches/sticks /things / compromises
/emotion /energy /joy /knights/money/muscle /nerves /rights] (ro. grămadă, mănunchi, pachet, teanc), heaps of
[coal/money/snow/time/wood/common sense] (ro. morman, grămadă), piles of [books/earth/money/wood] (ro.stivă,
vraf), stacks of [journals / magazines/ money / plates /wood; job offers+ (‘a neat pile of’). Note also stacks of
[work]: I have got a whole stack of [work] to do. (ro. o groază de [treabă], a spell of [(good/bad) weather /work], i.e.
‘a short period of time during which a type of activity or of weather occurs and a spate of, which is ‘a series
of’, ‘a large number of things happening in a short period of time’: The accident caused another spate of
[protests+. ... the day’s spate of [bans and detentions]. ... We had a spate of [bad luck]. (CCD) ... Poor Andrew was
a mass of nerves.
Some group partitives, which also share [+Human] collocates, may refer to the domicile of animals, birds, or
insects, but most commonly they may be treated as synonyms of flock and crowd, sometimes denoting a
group of animals in movement (drift, drove, herd, rout), birds on the ground or in flight (bevy, covey, flight,
flock) and offspring (brood, litter, nide)98. Several partitives may share the same collocate, as for example a
group of sheep, which is referred to as a flock/herd/trip/drove/mob of [sheep]. A company of people is
identified as a crowd, that is, ‘an uncomfortable, jostling, sometimes disorderly mass of people’ 99, a throng,
which is ‘a large group of people that presses together or forward, often with an aim’, whereas swarm is
102
used contemptuously of ‘a moving, restless and often noisy crowd’. When premodified by intensifying
adjectives, as in a (vast) crowd of [employees], or when used with the plural partitive pattern, that is, armies,
congregations, droves, hordes, mobs, packs, plagues, swarms of, these partitives often get intensified,
hyperbolic connotations. Most partitives in this semantic class have positive connotations, except for bunch,
gang, mob, pack, which have a negative tinge: an ambush of [llamas], an army of [soldiers → ants/
caterpillars/frogs]; a band of [soldiers/musicians → enthusiasts /protesters /outlaws → coyotes]; a bevy of [larks /
quails/ roe deer → girls/young ladies (ro. ?cuconet-uri)]; a brood of [chicks / chickens / pheasants → children]; a
bunch of [bananas / flowers / grapes / parsley / keys / lettters / crows eagles / elephants / kangaroos / moles / monkeys /
owls / puppies / ravens / seals / unicorns→ coboys /guys /heroes /idiots /jerks → insults/jokes], e.g. What a bunch of
[Scrooges]!]; a caravan of [antelopes]; a cast of [hawks/falcons]; a cete of [badgers]; a cloud of [bats /birds/flies; dust /
mosquitoes]; a clump of [trees / thistles]; a company of [badgers]; a congregation of [crocodiles]; a congregation /
convocation of [eagles]; a covey of [grouse / partridge(s) → children / women]; a colony of [ants/ bats/
beavers/frogs/penguins]; a drift of [sheep], a drift /drove / herd of [hogs]; a drove of [asses/cattle/geese/oxen →
people]; a family of [apes/ beavers /gorillas]; a flight of [birds]; a flock of [antelopes/ birds/crows/ bats/
camels/cranes/ducks (flying in a line) /geese (on the ground) / elephants / goats / parrots / peacocks/seals/sheep →
acquaintances /advisors /friends /interpreters/ prophets/ sightseers /pamphlets;]; a gaggle of [geese]; a gam of [whales]
a gang of [apes /buffalo / chimps /crows/ elks / monkeys / penguins → gamers / heroes / muggers / robbers / thieves]; a
herd of [asses/ bisons/ buffalo/ cattle/ deer / donkeys / elephants /giraffes/goats → tourists]; a hive of [bees/activity
/beauty /dreams /evil /knowledge /scum and villainy → rogues/thieves]; a horde of [children/ people]; a host of
[daffodils]; a kennel of [dogs/hounds]; a kindle/brood/litter of [kittens]; a litter of [puppies / cubs]; a mob of
[crows/kangaroos/hooligans/people]; a murder of [crows]; a muster of [peacocks]; a nest of [crocodiles /hornets/ field
mice / rabbits / wasps → (‘a set of objects that fit into or inside each other’) → [tables / missles]; a nide/brood of
[pheasants]; a pack of [cards / cigarettes; coyotes / (wild) dogs / dolphins / elephants / foxes / gorillas / hounds / hyenas
/ wolves → robbers → lies]; a parade of [elephants]; a peep of [chicken] a plague of [locusts]; a pod/ (small) herd of
[seals/whales], a pride/company of [lions]; a rookery of [rooks/penguins/seals]; a rout of [wolves → knights]; a
school / shoal of [fish / whales]; a shrewdness of [apes]; a skein of [(flying wild) geese]; a skulk of [foxes → thieves];
a sloth of [bears]; a string of [pearls / beads / islands]; a stable of [horses]; a stud of [horses]; a swarm of [ants/
bees/butterflies/flies/insects]; a team of [oxen players]; a train of [coyotes]; a tribe of [crows/frogs/goats/zebras]; a
troop of [animals/ buffalo/giraffes/ monkeys /children / people]; a warren of [rabbits]; a watch/flock of [nightingales].
The Romanian equivalents of these partitives are by far less specific and, in their great majority, share [+/-
Human] collocates: adunare, adunătură, banc, bandă, ceată, cireadă, cîrd, clică, colonie, congregaţie, cuib,
cuibar, culcuş, droaie, grup, haită, herghelie, hoardă, invazie, liotă, familie, grămadă, întrunire, nor, roi,
stol, stup, şleahtă, turmă, trupă, vizuină. Some of them function as umbrella terms for several specific
English partitives: bandă, ceată, cîrd, grămadă, grup, haită, stol, şleahtă, turmă; cuib, culcuş, vizuină. Also
note that most [+Human] collocations in this class involve some derogatory meaning.
The repetitive use of partitive phrases, by accumulation or by repetition, may have strong intensifying
values in both colloquial speech and in the fictional discourse: Again they would come to whole towns of
palaces ... troops of idle [soldiers] leaning out of ... like hosts of [rats] who were (happily) eating ... smashed on
the heads of the other swarms of [soldiers], and the swarms of [priests], and the swarms of [spies], who were all
the ill-looking population left to be ruined, in the streets below (CD / LD: 465-6).
The meaning that multal partitives and their iterative patterns share makes Joanna Channell draw the
conclusion that flocks and flocks of [sheep], masses and masses (of) [data / food], pints and pints of [milk], for
instance, ‚fall neatly into an analysis as metaphorical extensions from original literal meanings of each
103
word‛. While ‚the literal use is a true measure or partitive, as in a load of hay, a bag of sand, a lot of goods (at an
auction), the extended, vague uses maintain the sense of quantifying, but lose the specific physical
characteristics – no actual loads or bags are involved in the vague uses‛. (Channell:104) Moreover, except for
oodles of, as in oodles (and oodles) of [butter / cream / presents], and scores of, which have positive connotations,
the collocation of members of this quantifier paradigm can have both positive and negative implications.
According to Patrick Hanks, the metaphorical uses of partitives are among the ‚prototypical syntagmatic
patterns‛ that each word is associated with in our mind‛ 100. He identifies four types of ‚storms of emotion‛,
that is ‚four prototypical classes‛ of the metaphorical partitive structure ‘storm’ + partitive ‘of’: (1) ‚storms
of negative reactions‛, such as a storm of anger / controversy / criticism / discontent / objections / protest /
strikes / unrest, etc, which outnumber (2) ‚storms of positive reactions‛, such as a storm of applause / cheers
addressed to a successful performance, (3) ‚storms of emotion‛, as expressed by someone’s bursting into a
storm of weeping or a storm of tears, etc, and (4) ‚storms of other things‛ (idem: 11) If storm is used
partitively, there is a high probability that the meaning be metaphorical (ibid).
We have chosen the class of English and Romanian nouns of multitude that express a favourable or
unfavourable ‘sudden release of energy’ to illustrate the propensity for metaphorization in the multal
partitive paradigm.(Manoliu 2007b: 73) While literally they refer to ‚bodies of water,‛ (Hanks: 18) of snow,
or of lava, for instance, metaphorically they denote ‘a very large amount of or a large number of things or of
people that occur or arrive at the same time’. Partitives like avalache, deluge, flood, stream and torrent share
semes like [+MOVEMENT], [+SPEED], [+FORCE], [+SUDDEN RELEASE], [+/-SOUND]. The idea of
[+MOVEMENT] contained in a stream of, i.e. ‘a long or continuous line of people, animals, vehicles, etc,
travelling in the same direction; a long, continuous series of things; flood’, is further amplified in the
meaning of a torrent of, which additionally suggests [+SPEED] and [+FORCE], i.e. ‘a rushing, violent, or
abundant and unceasing stream of anything; a violent, tumultuous, or overwhelming flow’: a stream of
[abuse / insults / lies / losses / memories / people/ questions / visitors / traffic] and a torrent of [abuse / criticism /
protest / hair]... There was a constant stream of [people] going both ways ... her golden torrent of [hair]
(LDCE).
The partitives cascade, cloud, rain and shower involve different types of [+MOVEMENT], that is, ‘a floating,
flowing, or a falling mass of something’. A cascade of is ‘an amount of something that falls or hangs down in
large quantities’, as in Her hair fell over her shoulders in a cascade of [curls], whereas a shower of suggests ‘a
falling movement of lots of light things’: [(falling) leaves / sparks]. Things may ‘fall from above at the same
time and with great force’ in a rain of [arrows/blows/bullets], but there is no falling involved in a cloud of,
which may either be ‘a mass of dust, smoke, gas, etc, moving or floating in the air’, or ‘a very large number
of birds or insects flying together’: a cloud of [dust / smoke / birds / mosquitoes] (ro. nor de praf; roi de ţînţari,
cîrd/stol de păsări).
There is considerable overlap between the collocational ranges of these partitives, which may take
positively, negatively or neutrally loaded [+/-Animate] and/or [+/-Human] collocates: an avalache / a deluge
of [politicians / tourists /volunteers; applications / data / (mis)information / opportunity]; an avalanche / torrents of
[debris / trash]; an avalanche / waves of [attacks/drugs]; an avalanche/ a stream/ torrent of [electrons]; an
avalanche/ a burst of [errors]; an avalanche/ a burst/ stream of [(un)truths]; an avalache /a cascade /storm
/torrent /wave of [(strong) protest]; a flood / floods of [people / refugees]; a deluge /floods of [complaints/letters /
petitions]; a deluge/droves of [trouble]; a burst/gush/whirlwind of [activity].
Premodification by degree adjectives containing the semes [+QUANTITY], [+DURATION] and [+SOUND]
further amplifies the intensifying force of the partitive phrases roars / rounds / storms / whirlwinds of
[applause]: (deafening / endless / huge / loud / massive / total / tremenduous, thunderous) roar of [applause] ... (big /
104
great / huge / polite / respectful / wild) round of [applause] ... (ceaseless / long / never-ending / thunderous / wild)
storm of [applause] ... (wild) round of [applause] ... storm of (wild) [applause].
In informal use, partitives can also be premodified by intensifiers: This turn of events opened a (whole) (new)
vista of [troubles] for me. (CCD).
There is no less overlapping between the collocational ranges of these partitives in Romanian either:
avalanşă / explozie de [canale TV / cancere / case / prospeţime]; explozie / torent de [informaţii / bucurie / lumină];
potop / puhoi / groază / puzderie / val de [bani / lume /oameni]; potop de [ameninţări / critici / invective /
înjurături / reproşuri]; groază /noian/ puhoi / puzderie / sumedenie de [contestaţii / credincioşi / duşmani / filme /
inamici / informaţii / microbişti / nenorociri / nereguli], etc.
Note also a high frequency of overlapping between the collocational ranges of English and Romanian
partitives in this class: the specific partitives avalanche, flood, deluge, wave, stream and torrent of, and the
general partitives a lot of, lots of, masses of, oodles of and tons of, have as Romanian equivalents avalanşă,
şuvoi, torent, val de and some rather archaic partitives, potop, puhoi, puzderie, groază (‘o mulţime de’, ‘un
număr mare de’, should not be associated with the literal meaning of the noun groază). Consider: avalanche /
deluge of [applications / notifications / jobs] : ro. avalanşă / puhoi / torent / val de [cereri / contestaţii]; avalanche
of [costs / events / sales] : ro. avalanşă de [costuri / cumpărături / evenimente / scumpiri / vânzări]; avalanche /
wave of [accidents / suicide / tourists] : ro. avalanşă / val de [accidente / evenimente rutiere / cumpărături / scumpiri
/ vânzări / sinucideri / candidaţi / turişti]; explosion of [colour / rage] : ro. explozie de [sunet, lumină şi culoare /
talent şi culoare / mânie / preţuri]; flood / torrents / volley of [words / oaths]101 : ro. cascadă / potop / şuvoi /
torent de [cuvinte / înjurături / vorbe]; flood / gush of [tears] : ro. puhoi / şuvoi de [lacrimi]; flood of [compassion/
news] vs. potop de [ştiri]; wave(s) of [despair/fun /love/ violence : ro. val de [disperare/bună dispoziţie / afecţiune /
dragoste / (acte de) violenţă]; avalanche / stream / torrent / wave of [protest] : ro. avalanşă / val de [proteste]; a
stream of [cars / people] : ro. puhoi / şuvoi de [maşini / oameni]; rain of [bullets] - ro. ploaie de [gloanţe], etc. The
A volley of *words / questions / figures+ is ‘a lot of words, questions, etc, which someone says very quickly and in an
101
aggressive way, without giving anyone else a chance to reply’. Remember also a sea of *words+. (Pârlog 1995, p. 115)
LEC Noun Phrase D. Hăisan 2018
Romanian counterparts of these partitives vary between use and abuse: ?rafale de [aplauze /cuvinte / moţiuni /
oferte / ritmuri / sentimente], ?ropot de [fluierături / râs], ?potop de [oţet] acru, ?şuvoi de [picături / victime],
?cascadă de [apartamente], etc. (apud Manoliu 2007b: 79)
105
(evaluative / emotive) N1 + of + a + (Head) N2’, which can take various forms. Intrinsically absolute
superlatives, frequently with a pejorative meaning, they can take the form of an emphatic, often
exclamatory, partitive structure, with or without premodification of the noun, or a comparative structure. In
Austin’s opinion105, there is ‚a simile or metaphor,‛ underlying many such structures. The demonstrative
adjective that, and the intensifying particles what, such, so and too may help vary the underlying basic pattern:
[What] a fool / an idiot of [a man+ you are!... You’re *such] a darling of [a boy]!<Who’s *that] mountain
of a [man]? < [That] monster of [a man] hit her... It was such a hell of [a time+ (‘It was such a hellish time’)... a
hell of [an athlete]... an angel/ peach of [a girl]... a dot of [a child] a devil of a [child / sea]... a fool of a [doctor]... a
mountain of [a wave]... a monster of [a dog]< a rascal of [a fellow]... a hovel of [a cottage]... this fraud of [an
American watch]... a little mothy rat of [a man]... the long brown stalk of [a wife]... the miserablest weed of [a candle]
(Austin1980: 363). Note also the following examples from our corpus:
Josie: ‚I remember when I was *a] slip of [a girl+.‛ (ON / MM: 16)
Josie: ‚You know, and I know, I’m *an ugly overgrown] lump of [a woman+.‛
Hogan: ‚May be he’d like *a fine strong handsome] figure of [a woman+.‛ (ON / MM: 18)
Hogan: ‚< but I can’t think of anyone crazy enough unless it’d be *some damn] fool of [a millionaire]
buying up land to<‛(ON / MM: 20f)
Essentially superlative ‘Adjective + Noun’ phrases by nature, these pre-article English structures can hence
be rephrased as a devil of [a child+ is ‘a very naughty child’, while a beauty of [a girl+ is ‘a very beautiful girl’.
They are rendered into Romanian either by a noun phrase, that is, un drac de copil/ un drăcuşor, o năzbâtie de
102 Apud Otto Jespersen, Growth and Structure of the English Language, Tenth edition, The University of Chicago Press,
1982, p. 226
103 Hortensia Pârlog, The Sound of Sounds, Hestia Publishing House, Timişoara, 1995, p. 117
104 Evelien Keizer, The English Noun Phrase. The Nature of Linguistic Categorization, CUP, University Publishing Online,
2010.
105 Cf. Frances O. Austin, ‚ ‘A Crescent-Shaped Jewel of an Island’. Appositive Nouns in Phrases Separated by Of ‛. In
copil; o mândreţe de fată, or by deadjectival epithets such as un împieliţat, o frumoasă / frumuseţe (en. a (great)
beauty). Intensifying Romanian structures such as frumoasă foc / foc de frumoasă (i.e. ‘o frumoasă’), deştept foc /
foc de deştept (i.e. ‘un deştept’), or intensified deadjectival noun combinations such as neasemuit / nemaipomenit
/ teribil / extrem de frumoasă are rendered into English by premodified adjectives: very/ extremely [beautiful /
clever].
Some count nouns can be reclassified as mass nouns when they are premodified by non-numerical
quantifiers such as enough of, more of, much of, sufficient of in a comparative phrasal pattern: He was enough
of / sufficient of [a leader]< She is not much of [a lady], as a matter of fact she’s more of [a slanderer than of a
lady+< He was much of [a vagabond] (Hulban, 2001: 29).
Quantifier many may also occur in a slightly formal pre-article phrasal pattern: ‘many + a + (sg) *+Count+ N’,
i.e. many a somebody / something / person / thing / place, etc, with an emphatic, intensifying plural
meaning, which reads ‘a large number of people or things’ amounting to a large but indefinite number:
That’s happened many a [time] to us. (‘many times’) < Many + a + (good/great) + writer has travelled this
place< The title of Aldous Huxley’s novel After Many a Summer Dies the Swan is taken from Tennyson's poem
Tithonus, about a figure in Greek mythology< Many a man has fallen in love with Sarah... ‚Many a man has finally
succeeded only because he has failed after repeated efforts. If he had never met defeat he would never have known
any great victory‛ (Orison Swett Marden, quotes from BrainyQuote. com. Brainy Quote,
http:www.brainyquote.co/quotes/authors/o/orison_swett_marden.html) ‚To many a man, and sometimes to a
youth, there comes the opportunity to choose between honorable competence and tainted wealth. (Orison Swett
Marden quotes from BrainyQuote. com.www.brainyquote.com/quotes/quotes/o/orisonswet133071.html)
Note also the plural phrasal structure ‘a good many /a great many + pl. N’, meaning ‘a lot of’, ‘a large indefinite
106
number of’: There were a good many [people] at the concert< A good many of the students had the flu... They
drank a good many beers that night.
The suffix –ful also functions as a marker of intensification. When added to nouns denoting different types
of container, it forms quantifying nouns which may acquire some strong intensifying, even hyperbolic
meaning (‘a lot/large quantities of’) under pluralisation: armfuls of books, basketfuls/cupfuls/handfuls of
[cherries], hatfuls, mouthfuls of [cheese], spoonfuls of [medicine /comfort].
Irreversible binominals are quite common invariable collocations with singular and plural nouns: bread and
butter, fish and chips, ham and eggs, milk and honey; (to wait on someone) hand and foot, (from) head to foot, head
and foot, head over heels (in love) knife and fork, needle and thread, pots and pans; hands and knees, (can)not make head
nor tail (of something), heads or tails (?), aches and pains, goods and services, hugs and kisses; dollar for dollar, bit by
bit, hand in hand, from hand to mouth, from top to toe, by leaps and bounds, from rags to riches; the rich and the
poor/the haves and the have-nots, the highs and lows/the ups and downs (of life); at someone’s beck and call, through
water and fire.
Standardized or lexical quantitative hendiadys are also used idiomatically: by leaps and bounds (ro. ‘foarte
repede’,‘cu paşi uriaşi’), airs and graces (ro. ‘fandoseală’,‘aere’), babes and sucklings (ro. ‘ageamii’, ‘novici’).
The [+/-Plural] distinction operates in English in a number of cases which gets neutralized in Romanian.
Compare: All the gentlemen were wearing hats. (ro. Toţi domnii purtau pălărie)< He went on walking
hands in pockets. (ro. cu mîinile în buzunar)< They have given their lives for their country (ro. Şi-au dat
viaţa pentru patrie) (Dutescu-Coliban 1986: 195)
References
*** Academia Română, Institutul de Lingvistică „Iorgu Iordan – Al. Rosetti‛, Gramatica limbii române Vol. I:
Cuvântul, Editura Academiei Române, Bucureşti, 2005.
Alexander, L. G., Longman English Grammar, 1996.
Austin, Frances O, ‚ ‘A Crescent-Shaped Jewel of an Island’. Appositive Nouns in Phrases Separated by
Of ‛ In English Studies 61, 1980
LEC Noun Phrase D. Hăisan 2018
Biber, D., S. Johansson, G. Leech, S. Conrad and E. Finegan, Foreword by Randolph Quirk, 1999, Longman
Grammar of Spoken and Written English, Longman, 1999. (LGSWE)
Broughton, Geoffrey, The Penguin English Grammar. An A-Z for Advanced Students, Penguin Books, 1990.
Channell, Joanna, Vague Language, OUP, 1994
Croft, W., Typology and Universals, CUP, 1993.
*** Collins Cobuild English Language Dictionary, 1994, Harper, Collins Publishers, London. (CCD)
Collins Cobuild English Grammar, Harper, Collins Publishers, London, 1996.
*** Crystal, D., A Dictionary of Linguistics and Phonetics, Third edition, Blackwell Publishers, Oxford, 1992.
Downing, Angela and Philip Locke, A University Course in English Grammar, Prentice Hall International,
1992.
Dutescu-Coliban, T., Grammatical Categories of English, Universitatea din Bucureşti, Bucureşti, 1986.
Huddleston, R., English Grammar: an outline, CUP, 1995.
Hulban, H., Syntheses in English Morphology. Perspectives of the English Language Series 2, Editura
SPANDA, Iasi, 2001.
Iordan, Iorgu, Stilistica limbii române, Ed. Ştiinţifică, Bucureşti 1975.
Keiser, Evelien, The English Noun Phrase. The Nature of Linguistic Categorization, CUP, University
Publishing Online, 2010),
*** Longman Dictionary of Contemporary English, Longman Group Ltd., 1995 (LDCE).
Lyons, J., Introduction to Theoretical Linguistics, CUP, Cambridge, 1968.
Manoliu, Silvia, Intensification of Meaning in English. Volume I, Central Markers. Casa Editorială Demiurg, Iaşi, 2007a.
Manoliu, Silvia, Intensification of Meaning in English. Volume II, Peripheral Markers. Casa Editorială Demiurg,
Iaşi, 2007b.
107
Pârlog, H., The English Noun Phrase, Hestia Publishing House, Timişoara, 1995.
Potter, S., Our Language, Penguin Books, 1976.
Schibsbye, K., A Modern English Grammar, Second edition, OUP, 1979.
Ştefănescu, I., Lectures in English Morphology, Universitatea din Bucureşti, Facultatea de Limbi Străine,
Catedra de limbă şi literatură engleză, Bucureşti, 1978.
Quirk, R., S. Greenbaum, G. Leech and J.Svartvik, A Grammar of Contemporary English, Longman, 1978.
Quirk, R., S. Greenbaum, G. Leech and J. Svartvik, A Comprehensive Grammar of the English Language,
Longman, London, 1985.
Ullmann, Stephen, The Principles of Semantics, Basil Blackwell, Oxford, Jackson, Son & Co., Glasgow, 1967
SEMINAR on NUMBER
COURSE # 4 IN A NUTSHELL
PLURAL OF NOUNS
In English, the plural is more often than not realized MAP – MAPS CRAB – CRABS
by adding –S to the singular form of the noun CAT – CATS PAD –PADS
(regular plural): BOOK – BOOKS106 LEG – LEGS
PEN – PENS
BELL – BELLS
CAR – CARS
TREE – TREES107
However, many regular plural nouns display certain CALF - CALVES DWARF – DWARVES
peculiarities, as in the following cases: ELF – ELVES (also DWARFS)
1. nouns ending in –F sau –FE; in this case the plural HALF – HALVES HOOF – HOOVES (also
termination (usually but not always) turns into –VES KNIFE – KNIVES HOOFS)
(consonant shift; voicing): LEAF – LEAVES SCARF – SCARVES
LIFE – LIVES (also SCARFS)
LOAF – LOAVES
ROOF – ROOFS
SELF – SELVES
BELIEF – BELIEFS
SHELF – SHELVES
CHIEF – CHIEFS
THIEF - THIEVES
CLIFF – CLIFFS
108
WOLF – WOLVES
CUFF – CUFFS
WIFE – WIVES
SAFE – SAFES
2. nouns ending in –O: ECHO – ECHOES EMBRYO – EMBRYOS
a) when [O] is preceded by a consonant, the nouns HERO – HEROES KANGAROO –
will end in –ES when in the plural NEGRO – NEGROES KANGAROOS
b) when [O] is preceded by a vowel, the nouns will POTATO – POTATOES RADIO – RADIOS
end in –S when in the plural TOMATO – TOMATOES TATTOO - TATTOOS
The same {-S} is applied to rare words or words
CASINO - CASINOS AUTO – AUTOS
imported (relatively) recently from other languages
GHETTO – GHETTOS KILO – KILOS
(mostly Italian) or abbreviated words: they get an –S
PIANO – PIANOS MEMO – MEMOS
for plural even if they end in consonant + -O:
SOPRANO – SOPRANOS PHOTO – PHOTOS
STUDIO – STUDIOS SOLO – SOLOS
VIDEO – VIDEOS
ZOO – ZOOS
MEMENTO – MEMENTOES (also MEMENTOS)
MOSQUITO – MOSQUITOES (also MOSQUITOS)
TORNADO – TORNADOES (also TORNADOS)
VOLCANO – VOLCANOES (also VOLCANOS)
ZERO – ZEROES (also ZEROS)
3. nouns ending in –(T)CH, –S(S), -SH, -X, or -Z(Z) WATCH – WATCHES
106 The {-s} plural morpheme is to be pronounced [S] after voiceless consonants (like P, T, K etc.), as in MAPS *mæps+,
CATS *kæts+ or BOOKS *buks+. By the same token, nouns ending in –TH will end in –S (pronounced [S]) when in the
plural, as the sound [θ+ is also voiceless (e.g. BATH – BATHS; MOUTH – MOUTHS; PATH – PATHS).
107 The {-s} plural morpheme is to be pronounced [Z] after voiced consonants (like B, D, G etc.), as in CRABS *kræbz+,
PADS *pædz+, LEGS *legz+, after nasals, as in PENS [penz], after liquids, as in BELLS [belz], after consonant [R], as in
CARS [ka:z], as well as after vowels, as in TREES [tri:z].
LEC Noun Phrase D. Hăisan 2018
However:
When only one of the components is a noun, or in compound nouns formed with verb + er and an
adverb, the noun component takes the plural suffix:
e.g: LOOKER-ON – LOOKERS-ON
PASSER-BY – PASSERS-BY
In words with a noun and a prepositional phrase the headword takes the plural suffix:
e.g: MOTHER-IN-LAW – MOTHERS-IN-LAW
EDITOR-IN-CHIEF – EDITORS-IN-CHIEF
COMMANDER-IN-CHIEF – COMMANDERS-IN-CHIEF
MAN-OF-WAR – MEN-OF-WAR
COAT-OF-ARMS – COATS-OF-ARMS
When the first component is either MAN- or WOMAN-, both are made plural:
e.g: MAN SINGER – MEN SINGERS
WOMAN DOCTOR – WOMEN DOCTORS
When the compound does not contain any noun, the plural is formed by adding S- to the last word:
e.g: FORGET-ME-NOT – FORGET-ME-NOTS
GROWN-UP – GROWN-UPS
MERRY-GO-ROUND – MERRY-GO-ROUNDS
GOOD-FOR-NOTHING – GOOD-FOR-NOTHINGS
When the first element is a genitive, some uncertainty prevails as to the plural of the genitive:
e.g: DEBTOR’S / DEBTORS’ PRISON; MAN’S / MEN’S CLUB, but: BIRD’S EYE VIEW
Words in –FUL usually make their plural in the ordinary way: e.g. ARMFULS, HANDFULS,
SPOONFULS.
Figures, letters, signs and words that are not normally pluralized may also assume the plural suffix,
generally with an apostrophe:
e.g: in the 1970’s / 1970s; dot your i’s and cross your t’s; all these if’s; the three X’s; 110
all your buts.
The plural of abbreviations is sometimes marked by doubling a letter:
e.g: p. (page) – pp. (pages);
MS. (manuscript) – MSS. (manuscripts)
or by putting an s after the full stop:
e.g: M.P. (Member of Parliament) – M.P.s. / MP’s (Members of Parliament)
Co. (Company) – Co.s (Companies)
The plural of titles:
e.g: Mr. (Mister / Monsieur) – Messrs. (Messieurs)
Miss – Misses
Madam - Mesdames
noun + verb in the sg. noun + verb in the pl. noun + verb in the sg. / pl.
Some nouns are uncountable but can become countable under special circumstances (with
different meanings for the plural form, however). e.g.
□ AIR AIRS
His speech was really like a breath of fresh air.
Don’t put on airs with me.
□ BEAUTY BEAUTIES
Beauty lies in the eye of the beholder.
A thing of beauty is a joy for ever.
Your sister looks like she’ll grow up to be a beauty.
□ CHEESE CHEESES108
Really now, you know I can’t stand cheese.
French cheeses are really appreciated around here.
the same with WINES
Mass nouns (singularia tantum) which can be shifted from one class (noncount) to another (count) are called nouns
108
with dual class membership (e.g. cheese(s), water(s), wine(s), coffee(s) etc.).
LEC Noun Phrase D. Hăisan 2018
□ COFFEE COFFEES
They consider coffee a drug.
Two coffees (cups of coffee), please!
□ DAMAGE DAMAGES
The damage is done. There’s nothing you can do about it.
They got two million dollars in damages.
□ EFFECT EFFECTS
If he wants to impress people at the party, I’m afraid his outfit will be of little or no effect.
His personal effects were taken by the widow.
□ EXPERIENCE EXPERIENCES
Applicants for the job should have experience of working with computers.
This is an experience I won’t forget for as long as I live.
□ FORCE FORCES
I didn’t mean to hurt you, it was through force of habit.
the Forces = (BE) the army / navy / air forces of a country
□ GOOD GOODS
Going to AA would be for your own good.
He’s trying to get rid of those stolen goods.
□ OAK OAKS
In the centre there was an old table made of oak.
The oaks, pines and hemlocks sighed as they moved their branches.
□ PAIN PAINS
to be in pain; to relieve / ease the pain
No gains without pains.
I’m at pains to explain what really happened.
□ WATER WATERS
They prefer soda to mineral water.
Still waters run deep.
□ WOOD WOODS
There was no wood left by the stove.
‘Stopping by Woods on a Snowy Evening’ is a famous poem written by Robert Frost.
□ WORK WORKS
If he's not at home, then he must be at work.
Looking after children can be hard work, you know.
the works = the factory
LEC Noun Phrase D. Hăisan 2018
Other nouns are countable but with plurisemantic plural forms. e.g.
□ COLOUR COLOURS
What kind of colour is crimson?
Australia’s national colours
to call to the colours = a chema sub drapel
□ COMPASS COMPASSES
A magnetic compass and a map are invaluable assets to a sailor.
Where are the compasses?
□ CUSTOM CUSTOMS
He might be able to offer further information on local custom.
Immigrants are usually stopped at customs and questioned.
□ GLASS GLASSES
People who live in glass houses shouldn’t throw stones.
A:‘My grandfather lived to be ninety and never used glasses.’
B:‘Well, lots of people prefer to drink from the bottle.’
□ LOOK LOOKS
Why don’t we have a look around the village after lunch?
She got her good looks from her mother.
□ MANNER MANNERS
By his manner of speaking, one could tell he was a Southerner. 113
It’s about time one taught you the good manners.
□ QUARTER QUARTERS
It’s a quarter past ten. He must be in front of the cathedral.
At half past seven I’ll pass by the servants’ quarters.
□ SPECTACLE SPECTACLES
You should wear your spectacles to enjoy better this exciting spectacle.
SUMMATION
PLURALS
ARTICLES OF
TOOLS INSTRUMENTS
DRESS
pants
shorts
jeans
overalls
If premodified, pluralia tantum nouns can take a verb in the singular too:
e.g. Where are the binoculars / tongs? / Where are / is the new binoculars / tongs?
114
Collective nouns are singular in form but have a plural meaning. The agreement with
the verb depends on the the contextual meaning. e.g.
□ poultry: The poultry have been fed. □ public: Give the public what they want / it
wants.
Personal adjective heads are substantivized adjectives which, just like collective nouns, are singular in
form but refer to a group (of people).
Physical: the
blind, the deaf, the
dumb, the
beautiful, the ugly.
Importance
Situation: the
(number /
rich, the poor, the
membership): the
needy, the
majority, the
wretched.
minority. Personal
adjective
heads
Morality: the
Age: the young,
good, the bad,
the youth, the
the evil, the
old.
unusual.
Some nouns can be quantified by means of general partitive phrases. The most frequent: A PIECE 115
OF (news, advice, information), AN ITEM OF (furniture), A BIT OF.
116
a word of abuse (o insultă)
You may find a lone mouse or a whole lot of mice, Then one may be that, and three be those,
But the plural of house is houses, not hice. Yet the plural of hat would never be hose.
If the plural of man is always called men, We speak of a brother, and also of brethren,
Why shouldn’t the plural of pan be pen? But though we say mother, we never say methren.
The cow in the plural may be cows or kine, The masculine pronouns are he, his and him,
But the plural of vow is vows, not vine. But imagine the feminine she, shis, and shim.
And I speak of a foot, and you show me your feet, So our English, I think you will agree,
But I give a boot... would a pair be beet? Is the trickiest language you ever did see.
PRACTICE. Write the plural of the following nouns and give their phonetic transcription:
PRACTICE. Write the following nouns in the plural in the corresponding columns:
alga, analysis, antithesis, appendix, automaton, bacterium, basis, cactus, crisis, criterion, curriculum,
diagnosis, formula, fungus, larva, medium, nucleus, oasis, phenomenon, stimulus, vertebra
a breath of banknotes
a clump of bacon
a crumb of bees
a cube of bread
a dollop / jar of celery
a drop of cheese
a flock of dust
a hunk of jam
a pinch of juice
a rasher of lemon
118
a roll of pearls
a speck of salt
a squeeze of sheep
a (few) sticks of sugar
a string of toilet paper
a swarm of trees
a wad of air
"A dish of polemics stood peacefully upon the dresser. Here lay an ovenful of the latest ethics –
there a kettle of dudecimo mélanges." (E. A. Poe, Bon-Bon)
cards chocol cigaret cloth flats inform lies snow soap truth wolves wool
ate tes ation
a ball
of
a bar
119
of
a X
block
of
a
brand
of
a grain
of
a pack
of
a piece
of
a
strand
of
PRACTICE. Classify the following nouns according to the groups they fall into:
120
analysis, Athens, axis, barracks, brother, Brussels, cattle, crossroads, the Danube, elk, flour, fireworks,
furniture, gold, gymnastics, the Highlands, knife, linguistics, lorry, man-of-war, mouse, music, news,
overalls, oxen, phenomenon, police, the rich, savings, scissors, series, sheep, shorts, species, stigma, swine,
Tom, tongs, tooth, trousers, wife.
Mass nouns
Proper nouns
Invariable proper nouns ending in –s
Singularia tantum
Pluralia tantum
Summation plurals
Collective nouns
Substantivized adjectives
Nouns with foreign plurals
Regular plurals
Irregular plurals
Unchanged plurals
Equivocal
PRACTICE. Use is, are, has, have, much, many in the blanks [Budai, 224/275]:
1. The deer ............... their usual pasture.
2. The cattle ............... grazing in the field.
3. All the wounded ............... been evacuated.
LEC Noun Phrase D. Hăisan 2018
121
25. Have you received ............... valuable information?
26. Have you ............... work to do?
27. It ............... a most interesting item of information.
28. 36. My clothes ............... wet.
29. 37. What ............... the stairs made of?
30. 38. Oats ............... grown in Scotland.
31. 39. Mathematics ............... her weakest point.
32. 40. Politics ............... always interested me.
oaze; trecătorii;
odrasle; adulţii;
4. Aceste informaţii nu sunt corecte şi asta dovedeşte că nu ai cunoştinţe suficiente despre caz.
6. Carnea de vită este mai scumpă decât cea de porc şi de pui / pasăre.
9. I-am dat câteva sfaturi despre cum să-şi redecoreze casa dar ea nu le-a acceptat.
122
11. Aruncă zaţul şi mai fă-ne două cafele.
16. O busolă nu e la fel de bună ca un compas, dar e mai bună decât nimic.
109 Cf. David Crystal, A Dictionary of Linguistics and Phonetics, Third edition, Blackwell Publishers, Oxford, 1992, pp.149-
150.
110 ‚The degree of correspondence between the classification of nouns by grammatical gender and a classification of the
persons and objects denoted by them according to the relevant ‘natural’ properties will vary considerably from language
to language.‛ (John Lyons, Introduction to Theoretical Linguistics, CUP, 1979, p. 284).
111 Jespersen considers that the ‚rivalry between the notional idea of sex and grammatical gender...‛ is one the most
typical examples of ‚grammatical conflicts‛ (Otto Jespersen, The Philosophy of Grammar, George Allen and Unwin Ltd.,
1951, p. 338). Therefore, it is better to keep sex and gender apart than to speak of natural / notional and grammatical /
syntactic gender. (cf. idem: pp 55-56) .
112 The term gender derives from the Latin genus, which means ‘class’ or ‘kind’.
LEC Noun Phrase D. Hăisan 2018
Grammatical gender is a very old inflectional category which initially reflected correspondence with natural
gender or the notional category of sex. However, in most gender-marked modern languages, such as French,
German, Italian, Romanian, Russian etc., in spite of the fact that there is some natural, semantic basis for
gender categorization, natural gender and grammatical gender may fail to correspond, mainly with nouns
that denote inanimates, but are either masculine or feminine. This proves that grammatical gender is
‚logically independent of any particular semantic association that might be established between the gender
of a noun and the physical properties‛ of the entity it denotes. 113
The distinctions between animate / living and inanimate / lifeless, that is [+/-Animate], human and non-
human, that is [+/-Human], or personal and non-personal, that is [+/-Person], pervade the grammars of
many languages, either in close connection with natural gender, or independent of it. (cf. idem: 234)
124
tutor‛ (Huddleston 1995: 98), even if, in everyday speech, many speakers would use the informal they, which
avoids the ‘sexist’ bias in he).
The gender of Old English nouns was indicated by their modifying adjectives and their determining
demonstrative pronouns rather than by their own endings. Weakening and, finally, loss of inflections in
everyday speech went on together with loss of gender. This made some linguists argue that ‚English has ...
been fortunate in shedding grammatical gender‛, as it ‚has surely gained everything and lost nothing by
casting off this useless burden which all the other ... languages of Europe still bear to their great
disadvantage.‛ 115 Yet, ‚*a+mong the things that English lost in the general sloughing-off of inessential
grammatical machinery... grammatical gender is one of the more conspicuous and the more troublesome.‛
(Conner 1968: 41) Therefore, present day English has ‚no vestige‛ of agreeing nominal and adjectival inflectional
forms. (cf. ibid). Nevertheless, all in all, English seems to have ‚gained in clearness and simplicity by giving up these
distinctions and applying he only to male, and she only to female living beings. The distinction between animate and
inanimate now is much more accentuated than it used to be, and this has led to some other changes, of which the
two most important are the creation (about 1600) of the form its (before that time his was neuter as well as masculine)
and the restriction of the relative pronoun which to things: its old use alike for persons and things is seen in ‘Our
father which art in Heaven’.‛116
In Old English, like in Modern German, all nouns were placed into one of the three gender classes which
were not primarily associated with sex. For example, foot (ger. der Fuss) was masculine, hand (ger. die Hand),
feminine, and eye (ger. das Auge), neuter. Three Old English nouns which all meant ‘woman’, belonged to
113 In most Indo-European languages, grammatical gender illustrates the opposition ‚male-female-neither ..., ignoring the
fact that some nouns in the ‘male’ set are names of things that are neither male nor female.‛ (Jack E., Conner, A Grammar
of Standard English, Houghton Mifflin Company, Boston, 1968, p. 40)
114 Rodney Huddleston, English Grammar: an outline, CUP, 1995, p. 98.
115 Simeon Potter, Our Language, Penguin Books, 1976, pp. 24-25.
116 Otto Jespersen, Growth and Structure of the English Language, University of Chicago Press, 1982, p. 180.
LEC Noun Phrase D. Hăisan 2018
different genders: woman (masculine), quean (feminine), and wife (neuter). Sun was feminine and moon,
masculine. The noun dg ‘day’ was masculine whereas night, sohr ‘sorrow’ and glof ‘glove’ were feminine,
though they had nothing to do with male or female sex. Wheat was masculine, oats feminine, corn neuter, and
so were horse, sheep, and maiden. (Cf. Potter 1976, pp. 24-25)
125
considered to be morphologically unmarked for gender. Nouns morphologically marked for gender
include two subclasses: common / dual gender nouns and nouns with gender marking suffixes. (Cf. Quirk
et al 1978: 187)
Generally, classifications of English nouns into gender classes have taken into account four semantic
features: [+/-Animate], [+/-Human], [+/-Male] and [+/-Countable], whose different combinations have
determined a preliminary classification into Human/Personal and Neuter/Non-Personal nouns.118
II.2.1.1. Human/Personal nouns are always [+Animate] and belong to three genders: the masculine, the
feminine 111and the common/dual gender. The masculine gender is represented by nouns marked by the
features [+Human, +Male], such as father, which can be referred to as he, him, himself and is determined by
his, as in my father and his friends. The feminine gender is represented by nouns marked by the features
[+Human, -Male], such as mother, which can be referred to as she, her, herself and is determined by her, like
in my mother and her friends. Common/dual gender nouns are intermediate between personal and non-
personal nouns and are marked by the features [+/-Human, +/-Male]. Because they have one form for both
sexes and do not involve the idea of natural gender or sex, their real gender is revealed in context, as with:
actor, artist, artiste, chair, chef, cook 119 , cousin, criminal, cyclist, fool, foreigner, individual, lecturer 120 , linguist,
novelist, professor, relative, sailor, etc.
117 Taina Duţescu-Coliban, Grammatical Categories of English, Universitatea din Bucureşti, Bucureşti, 1986, p. 153.
118 Douglas Biber, Biber, D., S. Johansson, G. Leech, S. Conrad and E. Finegan, Foreword by Randolph Quirk, Longman
Grammar of Spoken and Written English, Longman, 1999 (LGSWE).
119 The dual gender noun cook refers to ‘a person who cooks’, ‘a man who cooks in the army, on a ship’, whereas chef is
‘the person who cooks or oversees cooking in a restaurant or another public establishment’. When it is capitalized and
used without the definite article, the noun Cook functions as a member of the family, like Mother, Father, etc.
120 Nouns ending in –er /–or are basically perceived as masculine gender, though they are usually dual gender.
LEC Noun Phrase D. Hăisan 2018
II.2.1.2. Neuter/Non-Personal121 nouns do not imply the idea of natural gender or sex. They are [+/-Animate]
nouns that denote animals and plants, substances, abstractions. Most often they are [-Count] or collectives,
unities which can be referred to as either it, itself or as they, themselves and are determined by either its or
their, like in the university and its senate; the party and its/their followers.
126
(cock / rooster – hen124, dog/hound – bitch/slut, drake – duck, fox – vixen, gander – goose, horse/stallion – mare). 125
The semantic oppositions [+/-Male] and [+/-Human] have generated several situations. Therefore, some
linguists speak of gender paradigms which may consist of one up to four nouns. In some cases, beside the
masculine and feminine pair, marked [+Male] and [-Male], respectively, there is a third, common gender
noun, used generically, and therefore marked [+/-Male]: parent: father - mother; parent - father – mother; parent
- father – mother - child / kid; child: boy – girl; child: son – daughter; spouse: husband – wife; sibling: brother –
sister; sovereign: king – queen, deer: stag/hart – doe/roe.126horse; stallion – mare; horse - stallion – mare; horse -
stallion - mare – colt. (cf. Duţescu-Coliban)
A number of nouns have no counterpart for the opposite sex. Most [-Male] or feminine gender nouns convey
sexual overtones, a negative or disphoric connotation, especially as regards a young woman's physical
appearance or immoral behaviour, whereas others are insulting names for old(er) or wicked women: belle (‘a
handsome woman: the chief beauty of a place: a fair lady generally’), blonde, brunette, chick, cookie, dish,
doll(y), mermaid, peach, siren, tomato (US and Canadian slang for ‘girl’ or ‘woman’; ‘a stupid act or person’),
121 ‚The vast majority of words in English go with it: box, table, chair, egg, information...You might call them ‘neuter’ – but
most modern grammars refer to them as ‘inanimate’ words (as opposed to the ‘animate’ male and female ones).‛ (David
Crystal, Who Cares about English Usage, Penguin Books, 1984, p. 101)
122 Sometimes, males are named by feminine nouns and viceversa. For example, sissy, a diminutive of sister, is used
pejoratively to refer to ‘an effeminate boy or man’ (ro. fătălău), whereas tomboy denotes ‘a girl who enjoys rough and
noisy games’ (ro. băieţoi).
123 Ms ‚simply signals ‘female’, regardless of marital status‛. However, ‚it is commonly understood by many people to
mean ‘feminist’,‛ as ‚it is only when women acquire professional status as ‘Dr’, ‘Professor’, ‘Your honour’, etc. that they
achieve titular equality with men.‛ (Rob Pope, The English Studies Book, Routledge, London and New York, 1998, p. 116)
124 Gender-specific nouns are rarely used, except by people who have a special interest in animals, such as farmers or
vets. Therefore, common or dual gender nouns are more frequent: cock / rooster – hen – chicken - fowl/poultry.
125 See also Hulban, Horia, Syntheses in English Morphology. Perspectives of the English Language Series 2, Editura
ripe tomato (no longer in use, a slang term in the 1920s to the 1950’s, seemingly linked to the women’s
tendency to wear bright red lipstick, ‘a woman ready for seduction or marriage’) hot tomato (‘an attractive
woman’, ‘a desirable-looking woman’)127 bag (‘a prostitute’), old/stupid bag/trout (‘a stupid, ugly, ill-tempered,
unattractive, disagreeable woman’), old bat / deer, cat (old fashioned, used derogatorily of a woman who is
thought to be unkind or unpleasant), crone (‘an ugly, withered old woman’ ro. babă, hîrcă, cotoroanţă), dowdy
(‘an unattractive woman, not fashionable in dress or appearance’), drab (‘a slovenly woman; a prostitute’ ro.
femeie murdară, neglijentă; femeie stricată, prostituată), frump, old girl, hag (‘a female demon or evil spirit’; ‘a
witch’; ‘an enchantress’; ‘an ugly, often vicious old woman’), harlot (‘a whore’, ‘a prostitute’), hussy (a
contemptuous or playful term meaning ‘a woman, especially one of low morals’; a bold, saucy girl), jilt (‘a
woman who rejects a suitor after accepting or encouraging him’; ro. cochetă (fără suflet); femeie nestatornică /
înşelătoare), minx (old fashioned ‘a girl who is not respectful and and is very good at getting what she wants’;
ro. obrăznicătură; fată obraznică, răsfăţată; femeie uşoară / stricată, târâtură, târfă), prude (‘a woman who is overly
modest or proper in behaviour, dress or speech, especially in a way that annoys others’; ro. mironosiţă,
izmenită, femeie afectată), scold (‘a person, especially a woman, who habitually uses abusive language’ ro.
femeie certăreaţă, gaiţă, (rar) persoană care dojeneşte), shrew (ro. femeie rea, scorpie, zgripţuroaică), slut (‘a careless,
dirty, slovenly woman’; ‘a sexually immoral woman’; ‘a female dog’, ‘a bitch’), strumpet (‘prostitute’,
‘harlot’), tart (‘a prostitute’ or ‘a woman of low morals’), termagant (‘a boisterous, quarrelsome, scolding
woman’), virago (‘a quarrelsome, shrewish woman, scold’; archaic, ‘a manlike woman; ro. amazoană, femeie
cu fire şi maniere de bărbat; bărbătoi; femeie, jandarm; femeie cicălitoare, zgripţuroaică), whore. Dowager is among
the few nouns which can have both a positive and a negative meaning, that is, ‘a widow inheriting a
property, or title from her deceased husband or an elderly woman of wealth and dignity’ or ‘a woman who
127
is sexually immoral’.
There are few [+Male] nouns which refer to men and their sexuality: asshole and dick (‘a rude man’), beau (‘a
man attentive to dress or fashion’), dandy, dude, fop (‘dandy’), groper, dirty old man, Randy old goat (for men,
not for women), ruffian (‘a violent man, involved in a crime’), trick (sl. ‘the customer of a prostitute’),
Casanova, ladykiller (‘a man who is, or fancies himself, irresistible to women’), philander(er) (used in fiction as
a name for a lover, (rare) ‘a man who philanders’; ro. crai, curtezan, Don Juan), puppy (old-fashioned, ‘a young
man who is rude or too self-confident’). When they behave rudely, some nouns are used informally and
insultingly for old men. They basically refer to animals, used as epithets or names: bird (a general term for
‘an odd man or woman’, used in the 1920s), stud, ram, buffer, codger, Colonel Blimp, gaffer, goat, grandad, old boy,
old-timer, wrinkly [+/-Male].
champion, chief, decision maker, employer, leader, Member of Parliament, official, president, Prime Minister, principal,
speaker, supervisor; followers and supporters: atheist, democrat, fan, heathen, Lutheran, Mohammedan, recruit,
suffragist, voter; collective nouns: assembly, audience, cabinet, crowd, family, folk, government, jury, majority,
mankind, minority, mob, nobility, party, peasantry, press, team. (cf. also Hulban 2001: 59)
There are three classes of [+/-Human] common / dual gender nouns, established according to the gender-
specific formal markers that they take, such as premodifiers (as the first element of a compound),
compounding elements (as the second element of a compound), and derivational endings which function
as gender marking suffixes.
II.2.2.2.1. Common gender nouns morphologically marked by a gender-specific noun or pronoun premodifier
(male - female, boy – girl / maid, man – woman / lady; he-/she-)
In this case, gender marking is realized either by gender-specific noun premodifiers (such as male - female,
boy – girl / maid, man – woman / lady) or by gender-specific pronoun premodifiers (like he-/she- in their
full or stressed form). These [+/-Human] compounds consist of N+N (as in boy friend [+Male], girl friend [-
Male] - friend [+/-Male], dog-wolf - bitch-wolf – wolf, of PRN+N129 (as in he-doctor – she-doctor - doctor; he-bear –
she-bear - bear), as well as a combination of the last two patterns (like in rat - buck-rat - she-rat). Free gender
marking morphemes combine in different ways with common gender nouns: 130 boss: lady boss; cousin:
male/female cousin; economist / editor / engineer: male/female editor / engineer; footballer: lady footballer; friend:
boyfriend – girlfriend, male/female friend, man/woman friend, lady friend; reader: male/female reader;
missionary: female/lady missionary; novelist: female/woman novelist; officer: female officer; speaker: female
speaker; woman artist / aviator / clerk / councillor / customer / doctor / journalist / Member of Parliament / writer;
128
beggar: woman beggar; doctor: female/lady/woman doctor; diplomat: woman diplomat; voter: woman voter; lady
clerk / friend / reporter / writer; male/female/lady cashier; man/girl cashier; male/female child / patient / servant /
student; boy/girl student; 131 typist: girl/lady typist; milkboy - milkmaid; scout: boy / girl scout; reindeer: female-
reindeer; he- / she-bear / -goat / -monkey / wolf.
The premodier female is present in several syntagms: the female sex, the male part and the female part132, a female
plant, female company, female labour, female staff, female equality, female concerns, female inventions, female areas of
work.
Few masculine nouns, especially compounds, use a feminine stem to denote a profession traditionally held
by women, such as bride: bridegroom; model: male model; nanny: male nanny; nurse: male-nurse; secretary: male
secretary; midwife: man-midwife.
The plural of these nouns is usually taken by the last term or by both terms: boy-friends, men friends, women
doctors, women students, a choir of men and women students, her collection of paintings includes works by many
well-known artists, men and women.
Other gender-specific premodifiers either refer to family members, such as brother-/sister-in-law, father-
/mother-in-law, son-/daughter-in-law, prince-/queen-consort or build up abstract masculine and feminine
nouns, like fatherhood - motherhood; fatherland - motherland / mother country, mankind - womankind.133
II.2.2.2.2.1. [+Human] common gender nouns morphologically marked for gender by –man - -woman / girl,
–person, –people
This subclass frequently add the ‚semi-suffixes‛ -man 134 and -woman or girl. They denote: occupation,
profession or trade (e.g. airman – airwoman; coachman – coachwoman; policeman – policewoman, servant-man
– servant-girl; serviceman – servicewoman; sportsman – sportswoman, statesman – stateswoman, woman
statesman); rank or social status (juryman – lady juryman, jurywoman; nationality and provenance
(Dutchman – Dutchwoman – Dutchgirl; Englishman - Englishwoman, Scotsman – Scotswoman – Scotsgirl).
With nationality nouns that have one form for both sexes, such as African, Albanian, American, Austrian,
Romanian, sex can be expressed by the nouns girl or woman: an English / a Romanian girl/woman, a Spaniard –
a Spaniard/a Spanish woman/girl; a Turk – a Turk / a Turkish woman / girl. (see Hulban 2001: 63-64)
Several nouns ending in –man (e.g. airman, alderman, ambulanceman, anchorman, barman, boatman, cabman,
cameraman, churchman, clergyman, coalman, conman 135 , countryman, craftsman) 136 have no feminine
counterpart ending in –woman. 137 Only six feminine compounds are at all common: spokesman –
spokeswoman, policeman – policewoman, businessman – businesswoman, chairman – chairwoman, congressman
– congresswoman, horseman – horsewoman. Moreover, five of the seven uniquely feminine terms, with no
masculine equivalent, denote roles of lesser social status: beggarwoman, charlady, charwoman, ghostwoman,
needlewoman, slavewoman, sweeperwoman.138
However, masculine nouns ending in –man occur more frequently than their feminine counterparts because,
on the one hand, they can often be used as duals [+/-Male] and, on the other, they reflect some linguistic
bias, based on ‚societal differences in the typical roles of men and women, where men still hold more
positions of power and authority than women‛. (LGSWE: 312)
129
Nevertheless, compounds with -man or -woman as a second element may differ greatly as to gender. Nouns
ending in -man are used to refer only to men, when a specific referent is not identified, or to both sexes, as in
‚Area manager Beth Robinson says: ...‛ (idem: 315), or in ‚Her father had made a fisherman of her; her duties as
chairman.‛ (Schibsbye 1979: 112)
In present-day English, the free morpheme –man has lost its gender-marking feature in some compounds
which apply to [+/-Male] entities, such as chairman, Englishman, penman, spokesman, statesman, etc. The
tendency is to use the common gender forms spokesman and chairman for both genders. One of the most
controversial words is chairman. Chairwoman, used in English since the l7th century, didn't catch on.
Therefore, a woman who presides over a committee may be called a chairperson and be also addressed as
‘Madam Chairman’, the traditional mode of address for a woman in the chair, in British English.139 In AmE,
especially, chairperson is nowadays very widely used in publicity for academic conferences but rarely in
134 The noun man, which has long been used specifically of the male sex, may be ambiguous between [+/-Male], as Shelley
has illustrated in ‚All, all are men – women and all!‛ (apud ibid) Remember also that, especially for nationality names,
the singular nouns in –man refer only to [+Male] individuals whereas their plural counterparts in –men refer to [+/-Male]
individuals.
135 The compound refers to: (1) ‘a man who tricks other people, especially in order to get their money’; syn. lier, cheat,
hypocrite, fraud, crook; (2) sl. ‘a plausible character’, from the more formal term a confidence man.
136 The masculine nouns man and brother may be used generically for the whole class, as in ‚All men are mortal‛ and
‚Man is the measure of all things.‛ Remember also man of letters, which refers to ‘a male writer, especially one who writes
novels or writes about literature’, whereas the noun man-of-war/ man-o’-war does not refer to a male but it is old use
for ‘a fighting ship in the navy’. (Longman Dictionary of Contemporary English, Longman Group Ltd., 1995, p. 872; LDCE)
137 For example, there is no feminine opposite for snowman, when it means ‘a figure of a person made of snow’. However,
if the noun refers to ‘Yeti’, its feminine is snow-woman.
138 In Batman, Catwoman is a fictional character who, although described as ‘a shy woman, endowed with the speed,
reflexes and senses of a cat, ... walks a thin line between a criminal and a hero’.
139 Cf. Michael Swan, Practical English Usage, 1991, OUP, pp. 258-260.
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industrial and commercial media. However, the noun chairwoman is used derisively when it connotes
extreme views of feminists. (Cf. Crystal 1984: 104)
Of lower frequency than compounds ending in –man / -woman, are some recent ‚moderately common‛
compounds ending in –person (occurring over 20 times per million words), and in –people (occurring over
10 times per million words), such as chairperson, salesperson, spokesperson, salespeople, townspeople, which
‚overcome issues of bias associated with the use of masculine forms in a dual gender function‛. (LGSWE:
316).
Compounds of mate (i.e. ‘pal’, ‘friend’) are used informally, especially by men, also as a form of address: desk
mate, room mate, school mate; You’ll be all right, mate!
In mixed types of compounds gender-markers have been doubled by a free gender-marking morpheme, as
in: woman / lady chairman, chairman–lady, statesman – stateswoman / woman statesman, lord mayor – lady
mayoress.
In order to avoid criticism of sexist extremists and to promote ‚politically correct‛ vocabulary, some dual
gender nouns have been coined to replace older -man terms: business manager / executive (not businessman);
camera operator (not cameraman); firefighter (not fireman); fisher (not fisherman); human achievements (not
man’s achievements); human power (not man power), insurance agent (not insurance man); leader (not statesman);
mail carrier (not mailman or postman); member of Congress (not congressman); salesperson / clerk (not
salesman); supervisor (not foreman); flight attendant (not airline hostess); head teacher (not head master);
homemaker (not housewife); usher (not usherette); the best person / candidate (not the best man); husband and
wife (not man and wife).140
In some compounds, the premodifier is not always inherently marked for gender: male chauvinism (‘the
130
belief, held by certain men, that men are inherently superior to women’); female impersonator (‘a male
theatrical performer who acts as a woman’); lady-killer (informal for ‘a man who is, or thinks he is irresistibly
fascinating to women’); Ladysmith (a city in South Africa); Lord Muck and Lady Muck (‘an ordinary man /
woman behaving or being treated as if he/she were aristocratic’); ladybird (‘any of various small brightly
coloured and flying beetles’); mother-in-law’s tongue and mother-of-thousands are ‘perennial plants’. (see
Hulban 2001: 64)
II.2.2.2.2.2. [-Human] common gender nouns morphologically unmarked or marked for gender. Higher
and lower animals
Like with [+Human] nouns, the opposition [+/-Male] in animal nouns is revealed either by lexical pairs,
morphologically unmarked for gender, or by three types of morphologically marked or gender-specific
formal markers, such as premodifiers, compounding elements and derivational endings.
Higher, big or domesticated animals traditionally belong to the common / dual gender and can be marked
for gender (e.g. horse - stallion – mare; camel - male camel - female camel; tiger – tigress), whereas lower
animals, which are similar to [-Animate] nouns, traditionally belong to the neuter / non-personal gender.
Several [-Human] animal lexical pairs mark the [+/-Male] opposition, as in: dog [+/-Male] or [+Male] - bitch [-
Male]; fox [+/-Male] or [+Male] – vixen [-Male]; horse [+/-Male] - stallion [+Male] - mare [-Male]; duck [+/-Male]
or [-Male] - drake [+Male], ram [+Male] – ewe [-Male]. (cf. Vereş et al 1996: 219)
The subclass of animal nouns morphologically marked for gender are premodified either by a noun or a
pronoun, depending on whether they are higher or lower animals.
140 By the same token, barmaid will be avoided in favour of bar person and so will be feminine gender- specific words and
‚stereotype‛ phrases, such as suffragette for suffragist and libber for feminist. (Cf. Grigore Vereş, Anca Cehan, Iuliana
Andriescu, A Student’s Companion to English Grammar, Editura Universităţii „Al. I. Cuza‛ Iaşi, 1996, p. 219)
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The premodifiers most frequently used for large mammals are male – female, bull – cow, for medium size
and smaller ones, buck – doe, for carnivorous mammals, dog – bitch, and, for birds, cock – hen.141 Derived
from proper names are tom - tabby142, jack – jenny143, and billy - nanny144.
The gender of lower animals is usually indicated by the personal pronouns he-/she-: he bird – she bird... (See idem:
224)
In some gender opposites the two terms belong to different word classes (e.g. rat: buck-rat - she-rat; sparrow:
he-/male sparrow – hen sparrow) or the gender marker is the second term (e.g. turkey: turkey-cock / tom-turkey -
turkey-hen. Compare: ape / monkey: male / dog-/jack-ape - female monkey / ape; camel: male camel - female camel;
cat: tom(-cat) / tabby(-cat); goat: billy-goat / nanny-goat; hare: male/ jack / buck-hare - female / doe-hare;
hedgehog: buck-hedgehog - doe-hedgehog; elephant: bull- / male elephant - cow- / female elephant; fox: dog-fox -
bitch-fox; frog: male frog – female frog; calf: bull-calf - cow-calf; otter: dog-otter - bitch-otter; rabbit: buck-rabbit -
doe-rabbit; rat: buck-rat - she-rat; wolf: dog-wolf - bitch wolf; eagle: male eagle - female eagle; peafowl: peacock -
peahen; pigeon: cock pigeon - hen pigeon; sparrow: he-sparrow - hen-sparrow; bee: drone - queen bee.
However, with many animal pairs, one word is unmarked for sex. With higher animals, for instance, where
the opposition [+/-Male] is neutralized to [+Male], most names refer to both genders (e.g. cat, elephant, fox,
horse, ox, tiger), the masculine form often acquiring the additional function of a generic or a common gender
noun. The sex-marked word (e.g. vixen) is used only when sex distinction is important. The feminine form is used
generically only with some common water-birds and fowl, like duck and goose, when the female is dominant in the
pair: duck: drake – duck; goose: gander – goose.
Unlike in Romanian, in English, ‚self-specification is absent or confined to morphological devices.‛
(Duţescu-Coliban 1986: 216). Some free morphemes (e.g. calf, cub and pup) are used for [-Adult+, ‚remote,
131
very small or economically unimportant animals‛ (ibid): bull calf (ro. tăurean, tăuraş, malac), elephant bull -
elephant cow - elephant calf (ro. elefănţel), whale calf, bear cub (ro. ursuleţ), lion cub (ro. leuţ), dog pup (ro.
căţeluş), fox pup, wolf pup (ro. lupuşor). 145
Beside the opposition [+/-Male], series of four nouns include a [-Adult] term, as in: horse - stallion - mare –
colt; sheep – ram/wether146 – ewe – lamb, pig – boar – sow - piglet, which remind of the Romanian series cal –
armăsar - iapă – mânz, oaie – berbec - mioară – miel, porc –vier – scroafă - godac.147
Several free gender marking morphemes or premodifiers can be used with the same noun, in order to build
up compounds, such as female / tabby / she-cat. The examples below illustrate the main free morphemes or
premodifiers specialized in marking [+/-Male] oppositions. (adapted from Duţescu-Coliban 1986: 213)
Compare:
he - she: he-bear - she-bear; he-cousin - she-cousin; he-
sparrow - she-sparrow; he-wolf – she wolf. Remember: devil – she-devil;
male - female: male-student - female-student; but also: female-doctor; female-engineer; male-nurse;
male sparrow;
man - woman / maid: salesman - saleswoman, man-
servant - woman-servant; woman doctor, but also: alderman, footman,148 charwoman;
141 Remember the gender biased opposition stag party - hen party.
142 Cf. Thomas and Tabitha.
143 Cf. Jack and Jean.
145 Some derivational bound suffixes marked by the feature [-Adult], such as -ette, -let, or –ling, beside a diminutive
meaning, connote the idea of ‘small’ (e.g. duckling, gosling) and, often, of ‘unimportant’, ‘contemptible’ or ‘derogatory’
meaning. Compare : prince – princeling; star – starlet145 (cf. Dutescu-Coliban 1986: 212)
The term refers to a castrated ram.
146
Remember also the [+/-Adult] oppositions: bat – bitten; cat – kitten/kitty (ro. pisică – pisoi-pisicuţă), dog –
147
The opposition [+/-Animate] is illustrated by pairs of nouns that refer to the live animal and to its flesh,
respectively: calf – veal; cow / ox – beef; hen / cock / chicken – chicken; pig – pork; sheep – mutton; lamb – lamb.
II.2.2.2.3. Derivational suffixes / endings149 morphologically marked for the feminine gender: -ess, -ette, -
ina/-ine, -ix, -a, -ant(e); -e(nne), -ée
Most of the bound gender marking derivational morphemes / suffixes are anglicised forms of some foreign
suffixes (-ess, -ette, -ina/-ine, -ix, -a, -ant(e); -e(nne), -ée) which are attached to [+/-Human, +Male] nouns.
The ‚commonest‛ feminine gender marking suffix is –ess: baron - baroness, count – countess, giant – giantess,
god – goddess, heir – heiress (‘a rich marriageable lady’), host – hostess, (Lord) Mayor / (Lady) Mayoress,
132
millionaire - millionairess, patron – patroness, peer – peeress, prince – princess, prophet – prophetess, tailor –
tailoress,150 socerer – sorceress, steward – stewardess, etc. (LGSWE: 311)
In a number of cases the stem is abbreviated: ambassador – ambassadress, actor - actress, adventurer – adventuress, arbiter
– arbitress, benefactor – benefactress, conductor - conductress, doctor – doct(o)ress, editor – editress, elector – electress,
emperor - empress, enchanter - enchantress, founder - foundress, heir – heiress,151 host – hostess, hunter - huntress, inspector
– inspectoress / inspectress, instructor - instructress, launderer - laundress, manager – manageress, mayor – mayoress,
muderer - muderess, postmaster – postmistress, procurer152 – procuress153, proprietor – proprietress, protector – protectress,
shepherd – shepherdess, songster – songstress, sorcerer – sorceress, steward – stewardess, tiger - tigress, traitor – traitress,
waiter - waitress, warder – wardress.
In other cases the sound of the stem is so altered that the feminine can hardly be described as a derivative of the
masculine: abbot - abbess, duke - duchess, marquis – marquess / marchioness, master – mistress, headmaster – headmistress,
negro - negress.154
Masculine-feminine pairs are not always on a par. Compare: governor – governess (‘a woman who is
employed by a family to live with them and educate their children’); master – mistress, mayor – mayoress (the
mayor’s wife) and (Lord) Mayor – Lady Mayoress (i.e. female mayor).155
154 See Kurt Schibsbye, A Modern English Grammar, Second edition, OUP, 1979, p. 110.
155 Remember some Romanian [+Male] - [-Male] equivalents: decan - decăniţă, primar - primăriţă, poet - poetesă, ministru -
ministereasă.
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In present-day English, the suffix -ess has fallen into disuse. 156 Especially with nouns that denote
occupations, professions, some feminine forms may sound obsolete or slightening (e.g. authoress,
instructress, lawyeress, manageress, poetess), if not disparaging (e.g. Jewess, negress)157. Hence the conclusion
that, ‚in contemporary English, the –esse morpheme is productive – if it is productive at all – in its
derogatory meaning rather than as a marker for the feminine.‛ (Dutescu-Coliban 1986: 212) However, the
frequency of bound derivational morphemes or suffixes has decreased dramatically in every-day use, most
often, speakers tending to use free morphemes in gender marking. (cf. Dutescu-Coliban 1986: 212; see also
Swan 1991: 258-260)
A few other foreign suffixes are used for feminine designations: chauffeur – chauffeuse, masseur –
masseuse, czar/tsar/tzar - czarina/tsarina/tzarina; don – donna, sultan – sultana / sultaness; hero – heroine158,
landgrave – landgravine, Paul – Pauline, administrator – administratrix, aviator - aviatrix, executor – executress /
executrix, prosecutor – prosecutrix. testator – testatrix (Schibsbye 1979: 110), fiancé – fiancée,159 leader – leaderette,
undergraduate – undergraduette, usher – usherette, as well as the pair confidant [+/-Male] – confidante [-Male].
II.2.3. The Grammatical Expression of Gender. Referential gender: personal vs non-personal pronoun
reference160
In present-day English, gender is usually revealed syntagmatically, in discourse, by some substitution rules
(Cf. Duţescu-Coliban, 1986: 206). They show that, even if there is no manifestation of gender in the
grammatical form of most English nouns, beside some ‛lexical means of making gender explicit‛ (LGSWE:
312), there are grammatical means of surfacing it by pronoun reference. Gender marked pronominal
reference to persons, animals and things in a given context has generated a normative161 or a standard
133
pattern (Duţescu-Coliban, 1986: 206). It essentially involves the use of he/she, when reference is made to
[+Human, +/-Male] entities,162 and of it for [-Human] entities.
A syntagmatic classification of nouns by gender has taken into account correlations of nouns with their co-
referential personal pronouns he, she, it,163 as well as with the relative pronouns who and which (adapted
from idem: 218):
156 Even if ‚several -ess forms are felt to be unpleasant or condescending‛ nowadays, ‚–ess is alive and well, as an
ending‛, being used for comic effects in opposite pairs like vicar – vicaress, ‘a vicar’s wife’. (Crystal 1984, pp. 101-102)
157 Both in Jewess and negress, the free derivational morpheme has a disphoric connotation. Therefore, when sex
specification is necessary, these nouns must be paraphrased as a Jewish / negro woman. (Cf. Duţescu-Coliban 1986, p. 212)
158 ‚People quite often say ... ‘She’s the real hero of that situation’. Heroine, to many, is beginning to sound like something
AmE, this relatively recent English morpheme frequently conveys playful or whimsical connotations, as in flirtee, kickee,
kissee, laughee, huggee, meetee. Its Romanian equivalent is an attributive structure, that is ‘someone / a person who ...’
and ‘something that ...’.
160 See also Hulban 2001, p. 67.
161 Ioana Ştefănescu, Lectures in English Morphology, Universitatea din Bucureşti, Facultatea de Limbi Străine, Catedra de
limbă şi literatură engleză, Bucureşti, 1978, p. 172.
162 He is the unmarked term, either *+Male+ or unspecified as to sex’, whereas she is the marked one.
163 Hence gender has been defined as a classification of nouns in terms of either adjectival concord or of pronominal
reference, which is primarily important in communication. (Cf. John Lyons, Introduction to Theoretical Linguistics, CUP,
Cambridge, 1979, p. 288).
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The semantic opposition [+/-Human] corresponds to the syntactic opposition between nouns substitutable
by either he or she and nouns, possibly, but not obligatorily, substitutable on the one hand, by it, and, on the
other, by the relative pronouns who and whom, marked by the features [+Human], and which, marked by
the feature [-Human]. They agree in gender with their antecedent, unlike whose, which can refer back to [+/-
Animate] correspondents. This opposition is neutralized in the case of both that and the genitive whose,
which apply to [+/-Human] contexts. (Cf. idem: 206) Compare: the student who wrote the essay; the student
whose essay I read; the pot whose handle has been broken; the book which they sent us; the book whose title/author I
can’t remember. Relative-interrogative pronouns follow the same pattern as non-restrictive relative pronouns,
that is who for [+Human] and what for [-Human].
The following patterns illustrate how the Human/Personal vs Neuter/Non-Personal distinction extends to
indefinite, interrogative and relative pronominal correlations (Adapted from LGSWE: 312):
Gender distinction is most obvious in co-occurrence patterns of the singular personal pronouns he, she, it
and their corresponding possessive and reflexive pronouns (see also LGSWE: 311 and Jespersen 1951: 234).
134
Number, person and gender concord applies to the relation of the Subject with reflexive pronouns which
function as Direct Object, Subject Complement and Prepositional Complement, as in: I have been asking
myself this question for a long time.; He has shaved himself; She hasn’t been herself lately; Grannie crossed herself
when she saw us back safe and sound; He’s made a sandwich for himself.164 When the sex of the referent is not
known or irrelevant, masculine pronouns are often used. Two major devices may be used to avoid such
reference: (a) coordinated pronoun forms like he or she, his or her, him or her, he/she, (s)he), 165 as in
Everybody may sit wherever he/she likes;166 and (b) plural determiners and / or pronouns,167 co-referential with
the indefinite pronouns everyone, everybody, anyone, anybody, someone, somebody, no one, nobody. Sub-
standard or anomalous as it might be, the use of the pronouns which avoid gender marking has been
gaining ground in colloquial English. Except when the context is definitely feminine, there can be used either
the singular masculine personal pronoun he and its derivatives or the plural personal pronoun they, which
can refer to both sexes, as well as its derived possessive adjective their and the reflexive pronoun themselves.
They both may defy number concord, replacing the indefinite pronouns, which normally take singular
concord, as in Everyone thinks he is/they are right. The proximity principle may lead to plural concord, as in
Everybody may sit wherever they like; Has anyone brought their camera? Difference in number between co-
referents may be avoided by using a plural noun subject or object, as in We expect candidates to acknowledge
164 R. Quirk argues that ‚The relation between the reflexive pronoun object and its subject may be seen as a special case of
the concord between a pronoun and its antecedent‛, a relation which ‚may extend beyond clause boundaries‛.
(Randolph Quirk, R., S. Greenbaum, G. Leech and J.Svartvik, A Grammar of Contemporary English, Longman, 1978, pp.
368-369).
165 Dispreferred in other registers, they are relatively rare in academic writing, where editors are particularly careful
about gender bias.
166 Especially in AmE, there have been attempts to introduce in writing sex-neutral forms such as s/he and wo/man for
their participation by e-mail; Nobody prevents you, do they? Most of them have applied. (See Veres et al. 1996:
219). Compare also: Has anyone got his / his or her / their visa? No one shall leave their luggage at the check-in
desk. Every contestant hopes to win the trophy after he / she / he or she has / they have participated in the biggest
event of the racing season; No one was speaking; No one, not even the children, were speaking; Each kid has its own
cradle; The kids each have their own cradle; Everyone crossed themselves; Everybody may sit wherever he/she likes.
Nobody can assume his/her/their responsibility for this failure.
Concord may vary with indefinite expressions of amount as subjects as well as with some co-ordinated
subjects. For example, when the indefinite pronouns any, none correlate with the alternative pronouns
either, neither, they are used with both singular and plural concord. Compare: I've ordered the furniture but
none (of it) has been delivered; I've also ordered the chairs, but none (of them) has/have been delivered; I’ve written
to both Ann and Mike but neither (of them) has/have replied and I wonder whether either (of them) is/are going to
answer.
There are also concord rules in sentences whose subjects are cooordinated by the disjunctive negative correlative
conjunctions either ... or (see Quirk et al 1978: 363):
[Either the coach or his pupil] has ruined his own chances. (2sg.NPs => Vsg.)
[Either the coaches or their pupils] have ruined their own chances. (2pl.NPs => Vpl.)
[Either the coaches or their pupil] has ruined his own chances. (1pl.NP+1sg.NP => Vsg.; concord by
proximity)
[Either the coach or his pupils] have ruined their own chances.(1sg.NP+1pl.NP=> Vpl.; concord by
proximity)
II.2.3.1. Gender patterns: the standard / objective / normative/predictable pattern vs the non-standard 135
/subjective / intimate / non-predictable pattern
Common gender is still subject to controversy both in English and Romanian grammars. ‚*E+xcept for very
fastidious and pedantic carefulness,‛ when the combination he or she is used, most speakers will refer to
nouns like bourgeois, doctor, lawyer, offender, peasant, sinner, teacher, transgressor, etc., as he, or, in clearly
feminine contexts, such as dress-maker, seamstress, manicurist or nurse, as she. Hence the rule that ‚the
masculine may stand for the whole class, acquiring the power of generalization. The feminine used in its
stead would on the contrary diminish the degree of generalization and become specific, referring to a
particular group of people or implying a relative generalization.‛168 Nevertheless, the access of women and
men to traditionally masculine, respectively feminine individual occupations (e.g. officer, soldier, nurse)169 or
to groups of people (e.g. crew, team, the military, the militia, the police).170 (Cf. Bantaş et al. 1995: 51) This
process has conferred these nouns a common gender status.
Specific collective nouns, for instance, which are notionally plural and grammatically singular, take either singular
or plural concord. They can be substituted either by the singular it and the relative pronouns which / that (in order
to focus on the non-personal collectivity of the group) or by the plural they and the relative pronouns who / that (in
order to point to personal individuality within the group) Therefore, when a noun referring to a collection of people
has plural concord, its antecedents are who / whose / they / them rather than which / it. Compare: The government,
168 Andrei Bantaş, R., Albu, M., Popa, C., Ciobanu and A., Trofin, English for Advanced Students. With a special chapter on
English Lexicology by Herbert Pilch, Institutul European, Iasi, 1993, p. 51.
169 Moreover, we often tend to refer to a common / dual gender noun as to a representative of a group of people by the
pronoun he, although he or she can also be used: A politician often finds that he has to compromise. When a passenger loses
his/her luggage he or she must address the missing luggage department.
170 There have been established three classes of collective nouns: specific (e.g. army, clan, class, crew, family, government,
team), generic (e.g. the intelligentsia), and unique (e.g. the Vatican). (Cf. Veres et al. 1996, p. 223).
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who have cut their / which has cut its losses..., as in: We are talking about a family which dates back to the 16th century vs
His family, who are all in business, have invested a lot; My family is / are not very happy about it.171
Determined by emotional factors or the importance the speaker attaches to the respective entity, gender
selection has ‚attracted considerable discussion‛ in present-day English. (Crystal 1992: 150) Therefore,
linguists speak of two basic gender patterns: (a) the standard / objective / normative / predictable pattern,
whose nouns are marked by the feature [+/-Person] and (b) the non-standard / subjective / intimate / non-
predictable pattern. Deviations from the standard pattern, which occur at different stylistic levels (i.e.
formal, informal/colloquial and literary style), have generated the non-standard pattern of English gender
marking, in which the three genders (masculine, feminine and neuter) enter the same fundamental formal
oppositions as in the standard pattern, that is, he/she versus it and she versus he. The non-standard pattern
‚takes precedence‛ over the former, being ‚used only in conditions of intimacy with the interlocutors‛, by
‚pragmatically conditioned transfers,‛ such as *-Person] => [+Person] or [+Person] => [-Person] as well as [-
Person+ => *+Person+ => *øMale+. (Dutescu-Coliban 1986: 206) This pattern involves three situations in which
the normative pattern is disregarded:172 personification of [-Human] entities, denial of human status to
[+Human] entities, and reversal of sex roles of [+/-Male] entities, so that [-Male] entities are treated as
[+Male] and referred to as he, while [+Male] entities are treated as [-Male] and referred to as she.
In colloquial speech, personal and non-personal reference may be alternatives with nouns belonging to four
semantic domains: (1) children, such as baby, brat, child, infant, kid, toddler173 and adolescent, teenager, youth; (2)
animals, especially pets; (3) countries and dwellings; as well as (4) vehicles, such as boat, frigate, liner, ship,
schooner, steamer, submarine, (air)craft, motorbike, motor car or locomotive.
Personal reference (he, she) implies greater familiarity or involvement whereas non-personal reference (it)
136
is more detached.174 Compare: He/She’s the baby of the family, A baby walker is a frame on wheels that is used to
support a baby while it is learning to walk.175 The baby was crying in his / her / its crib. Fetch the baby from its cot:
it’s crying. Call that child and give it its lunch! I gave baby her milk: she was hungry. Shortly before its birth the
infant reverses its position. (Bădescu 1963: 22-32) Family members may use it to express worry about or
irritation at their kid’s behaviour, as in ‚Look at it! (i.e. a dirty/naughty/ spoilt child) Have you ever seen the like
of it?‛
Animals/Pets are often referred to as he/she, when their owners think of them as being intelligent, having
personality or feelings, as in: Where’s Tilly? She’s on her rug.176 Where’s Max? Will you call him and feed him,
please? Their dog has been trained since it was a puppy. (See Swan 1991: 258-260) When no sex distinction is
made or known, the pronoun he (and not it) generally refers to big, strong, higher animals, like dog, eagle,
elephant, horse, lion, tiger, etc. When their sex is either not known or not necessary to specify, nouns like horse,
zebra, snake, etc., are referred to by it, whereas a cat, a mouse, a hare and a parrot, will be referred to as it or
she.177 A wolf, a fox, a woodpecker is either it or he. When animal names are associated with maternal instincts,
the feminine she will be used, as in the bear and her cubs; the hen and her chickens.
171 It seems that ‚substitution of *-SET] indefinites (e.g. everybody) by they shows that the speaker resorts to the feature
[+PLUR] in order to annihilate the unwanted +/-Male sex distinction. In conclusion, the feature [+PLUR] neutralizes
gender oppositions in pronouns.‛ (Duţescu-Coliban 1986, p. 219)
172 Cf. Ştefănescu 1978, p. 172 and Duţescu-Coliban 1986, pp. 221-222.
173 In everyday speech, Romanian speakers use ‚a sort of de-sexed form, puşti, or even a recent coinage puştime, which
may be interpreted as a sort of common gender ... being equally vague and non-committal as far as number is concerned
(though it may stand for both plural and singular – which does not happen in the case of the English non-committal equivalent
kid, which necessarily requires kids for the plural ...)‛. (Bantaş et al. 1995, p. 50)
174 The personal pronoun it and derivates may also indicate dignity, estate, rank, as in Its Majesty cannot see you.
175 The pronoun it is normally used by speakers/writers who do not know, are indifferent to the sex, or are not
emotionally related to the child.
176 Referring to a female dog.
177 See also H. Pârlog, The English Noun Phrase, Hestia, Timişoara, 1995, p. 27.
LEC Noun Phrase D. Hăisan 2018
Insects with many legs will usually be referred to as it, and exceptionally as he, when the speaker / writer
wants to express affection towards them, as in ‚Look at him (i.e. ‘the cockroach’), crawling along there. He's
looking for some food.‛ (Adapted from Crystal 1984: 105).
137
their citizens. National teams will be replaced by either it/its or they/their, depending on whether unity or
individuality, respectively, are involved. Compare: Romania is situated in Eastern Europe; its climate is
temperate-continental. France has decided to increase her trade with China; Romania lost many of her bravest soldiers
in the two world wars; Romania had increased her exports by 2 per cent that year. (See also ibid; Vereş et al. 1996:
223)
Deviations from the normative patterns involve a process of either upgrading or downgrading. Upgrading
usually ‚indicates various degrees of positive involvement‛ on the part of the speaker with the entity
referred to, from mild interest to passionate attachment‛. (Ştefănescu 1978: 174) Practically, any object that
the speaker considers ‚close enough, or dear enough to personify‛ (idem: 175-176) can be upgraded by ‚a
generous transfer of humanity from the speaker on to the objects around‛ (Dutescu-Coliban 1986: 221-222)
Downgrading indicates ‚various degrees of negative involvement on the part of the speaker with the entity
referred to, from lack of interest to mild annoyance, contempt, or even violent rage.‛ (Ştefănescu 1978: 176)
Linguistically, people can be downgraded by simply being denied their inherent or attributed human status,
that is, by being referred to as it or as a [-Animate/-Human+ entity: ‚Robert ignored me all evening, and then it
finally asked me to dance!‛; ‚It spoke!‛ (when a very quiet person breaks in on a conversation). (Crystal 1984:
106) Owners may express their affection or antipathy not only to their cars or pets but also to some other
possession, as in ‚Isn't she beautiful?‛(a stamp collector about one of the specimens) or in She's an absolute
bastard, this truck. (in colloquial British and Australian English).
Gender and personification often interrelate in fiction, especially in fables and stories, so that birds, animals
and insects are treated either as feminine (e.g. crane, dove, lark, parrot, sparrow; cat, horse, mole, mouse, otter) or
as masculine (e.g. canary, eagle; fly; bear, camel, dog, donkey, leopard, lion, monkey, pig, tiger). (Cf. Hulban 2001:
69)
The metaphorical patterns traditionally established by usage will have it that [-Animate] entities which can
178 George Curme refers to them as manifestations of the ‘animating gender’ which are used in ‘the higher forms of
literature’. (Cf. Duţescu-Coliban 1986, p. 220)
LEC Noun Phrase D. Hăisan 2018
be described as ‚delicate, slim, trim, sleek, graceful, elegant, young, clean, white‛ are feminine / she nouns
(e.g. crocus) whereas [-Animate+ entities characterized as ‚ungraceful, slow, awkward, bulky, large, loud‛
are generally masculine / he nouns (e.g. cactus). (apud Ştefănescu 1978: 175)
A minimal selection from Oscar Wilde’s stories179 illustrates personification via the referential function of
some personal and possessive pronouns that correlate with [-Human] and [-Animate, -Cont] nouns: the
Nightingale / she, her, who; a Swallow / he, his; a Green Lizard / he, his; a Butterfly / who; the Tree / its; the Oak-tree / he,
his; a Daisy / his; a Reed / her; the Sun / his; the Moon / her; Philosophy / she; Power / he, his.
As ‚gender is not a simple reflection of reality‛ but ‚rather ... to some extent a matter of convention and
speaker choice‛ (LGWSE: 312), gender will vary with register and style, with the sex and the age of the
speaker / writer as well as with other pragmatic factors.
SEMINAR ON GENDER
138
COURSE # 5 IN A NUTSHELL
179 O. Wilde, The Happy Prince and Other Stories. ‚The Oscar Wilde Collection‛, www.oscarwildecollection.com
LEC Noun Phrase D. Hăisan 2018
instructress; lion – lioness; mayor – mayoress; ogre – ogress; poet – poetess; priest –
priestess; prince – princess; prophet – prophetess; protector – protectress; sorcerer –
sorceress; steward – stewardess; tailor – tailoress; waiter – waitress etc.)
-ine (hero – heroine; Joseph – Josephine)
-ix (administrator – administratix; aviator – aviatrix / aviatress; director – directrix /
directress; executor – executrix / executress; prosecutor – prosecutrix etc.)
-a (czar – czarina; don – donna; signor – signora; sultan – sultana)
-e / -enne (confidant – confidante; fiancé – fiancée; protégé – protégée; comedien –
comedienne; tragedian – tragedienne)
-ette / -use (usher – usherette; chauffeur – chauffeuse)
using compounds in which the first element specifies gender (MALE/FEMALE, HE/SHE,
COCK/HEN, DOG/BITCH for animals and BOY/GIRL, MAN/WOMAN or MALE/FEMALE for
people)
male – camel female – camel
he/ bull / male – elephant she / cow / female elephant
cock – bird hen – bird
boy-friend girl-friend
manservant maidservant
male-candidate female-candidate
For stylistic purposes, a few nouns that are neuter may become either masculine or feminine. (C. Paidos)
Such nouns as the following may become The following may be spoken of as feminine:
masculine:
nouns denoting passions and nouns that suggest beauty, gentleness: affection, charity,
violent actions: anger, crime, despair, devotion, faith, hope, justice, melancholy, mercy, spring, virtue.
discord, fear, fury, love, murder, terror. nouns denoting negative traits of character: envy,
names of things that suggest power, jealousy, revenge, stubbornness, vanity.
dignity, impressive nature: autumn, nouns denoting some natural elements: darkness, earth,
death, grave, mountain, ocean, river, evening, moon.
storm, stream, summer, sun, time, names of arts and sciences: art, drama, painting, poetry.
winter. names of countries/localities: country, city, London, Romania.
names of aeroplanes, boats, ships, vehicles: balloon,
boat, bus, car, plane, steamer, submarine.
names of universities: Cambridge University, Oxford
University, California University.
LEC Noun Phrase D. Hăisan 2018
student, friend, relatives, novel, infant, Christine, heroine, instrument, garment, sow, jenny-ass, hen party,
filly, drone, drake, tom-cat, cock-pigeon, billy-goat, subject, patient
??? sheep
Case of Nouns
The GENITIVE
[animate] [inanimate]
human non-human
idioms, proverbs, chronological / spatial
set phrases divisions
georgraphical natural
common names personifications phenomena
proper
COUNTRY, TOWN,
CITY, RIVER
142
collective
my heart’s desire
a bird’s eye view
at arm’s length
Hawks will not pick hawk’s eyes.
by a hair’s breadth [inanimate idioms, proverbs, set phrases]
LEC Noun Phrase D. Hăisan 2018
a day’s wait
a month’s delay
a year’s leave
a fortnight’s vacation
a moment’s thought
the hundred years’ war
in a minute or so’s time
today’s / yesterday’s newspaper
in two years’ time
last year’s edition
a 10 minutes’ walk [inanimate temporality]
Europe’s countries
Romania’s economy
Bucharest’s streets
Moldavia’s monasteries
The Danube’s Delta [inanimate geography]
COUNTRY, TOWN, CITY, RIVER the town’s inhabitants; the river’s banks
the film’s defenders 143
life’s joys
liberty’s voice [inanimate personifications]
144
In Old and Middle English the genitive marker was always attached to the noun being made genitive. The
Queen of England’s robe would have been the Queen’s robe of England. In the modern version England carries
the genitive marker, even though it is not England’s robe. The Chaucer story which modern readers know as
The Wife of Bath’s Tale was in Chaucer’s manuscript The Wyfes Tale of Bath. In the seventeenth century, a
group genitive developed whereby the entire noun phrase receives the genitive marker – [the Queen of
England]’s robe. Today, complex constructions are often marked with the genitive, especially in casual
speech:
[the dentist who lives around the corner]’s car
A periphrastic paraphrase makes it clear exactly which part of the structure is receiving the genitive marker.
This is the car of the dentist who lives around the corner.
While group genitives may not be acceptable in most forms of edited English, they are quite common in
informal discourse. [Berk, 1999: 74-75]
Special Cases:
2 possessors – 1 object / 2 possessors – 2 objects or more
Jim and Sarah’s parents (either Jim and Sarah are siblings, or this is
about Jim, on the one hand and Sarah’s parents, on the other)
Jim’s and Sarah’s parents (Jim and Sarah are definitely not siblings)
DOUBLE GENITIVES
a picture of my mother (o fotografie sau un tablou în care apare mama) [simple genitive]
a picture of my mother’s (o fotografie sau un tablou care aparţine mamei sau care au fost
realizate de aceasta) [double genitive]
Genitives of measure have an interesting history. In Old English, the plural genitive marker was not {-s} as it is in
Modern English, but rather a vowel, usually –a. Sometime later, vowel suffixes were lost in English and so the
plural genitive had no ending at all. Eventually, most plural genitives took on the {-s} genitive marker. However,
in many regions of the United States, you can still hear speakers say ‚He lives three mile down the road‛ or ‚That
ceiling is ten foot tall.‛ And we all use the old genitive of measure in expressions like ‚I’m five foot four.‛ The lack
of a plural marker on mile and foot is a remnant of this ancient form. We see the same phenomenon in a nine inch
stick and a two hour lecture. In genitives of measure, the measurement term is the noun head and the entity being
measured always takes the inflectional or periphrastic genitive form. [Berk, 1999: 72]
the length of this room
[measurement noun] [entity being measured]
the baby’s length
[entity being measured] [measurement noun]
LEC 2016 (The English Noun Phrase) D. Hăisan
The so-called g e n i t i v e o f g r a d a t i o n [Parlog, 1995: 32] actually expresses a superlative (the king of
kings, the song of songs). See also: "And blood, too, that word of all words – so rife with mystery, and suffering,
and terror...!" [E. A. Poe, The Narrative of Arthur Gordon Pym]
180 Also called Descriptive Genitive (H. Parlog, The English Noun Phrase, 1995: 31).
LEC 2016 (The English Noun Phrase) D. Hăisan
SEMINAR on GENITIVE
PRACTICE. Genitives: movie title analysis: The Book of Eli (What significance(s) does the use of the analytical
genitive instead of the synthetic one have?)
PRACTICE. Express the following sentences differently, using ’s determinatives if you think this structure is
acceptable: [Downing & Locke, 2006: 466]
(1) I should like the opinion of another doctor.
(2) Have you read the report of the chairman of the examination committee?
(3) The failure of the Regional Training Scheme was inevitable.
(4) The dog belonging to my next-door neighbour barks all night.
(5) The grandmother of one of the girls in my class has died.
(6) Here’s the address of the only person I know in London.
Personal Pronouns (Empty IT. Cataphoric IT. Plurals of Approximation. Plural of Modesty. Plural of
Majesty)
Reflexive Pronouns (Emphatic Reflexives. Possessive Reflexives)
Reciprocal Pronouns
Demonstrative Pronouns
Relative Pronouns
Interrogative Pronouns
Indefinite Pronouns (Substitute ONE / ONES)
Quantifying Pronouns
As their name suggests, pronouns are words that stand for nouns. Perhaps a more accurate label would be
pronominal, because they actually stand for any construction that functions as a nominal in the sentence. We
refer to the noun or nominal that the pronoun stands for as its antecedent. Not all pronouns are alike. The label
pronoun actually covers a wide variety of words, many of which function in quite different ways. [Kolln, 2012:
289-290]
150
Pronouns represent the simplest NPs. Unlike nouns, pronouns are almost never preceded by determiners or
adjectives, although after listening to you describing an upcoming trip to Alaska, a friend may say enviously,
‚Lucky you‛. Pronouns take many different shapes and have a variety of functions in English. They are most
often used as a kind of shorthand to refer to items that have already been introduced into the discourse or
conversation. Pronouns can also be used to refer to unknown entities or to underscore the fact that no relevant
entity exists. The uses of pronouns in discourse are actually quite complex. [Berk, 1999: 83]
PERSONAL PRONOUNS
The personal pronouns are the ones we usually think of when the word pronoun comes to mind. We generally
label them on the basis of person and number:
PERSON NUMBER
Singular Plural
1st I we [person(s) speaking]
2nd you you [person (s) spoken to]
3rd he they [person (s) spoken about]
she
it
For example, we refer to I as the ‚first-person singular‛ pronoun and they as the ‚third-person plural.‛ In
addition, the third-person singular pronouns include the feature of gender: masculine (he), feminine (she), and
neuter (it). [Kolln, 2012: 290]
Personal pronouns don’t have specific reference if their antecedents don’t have specific reference. In Sonya
wants to marry a tall man; he must be handsome, neither a tall man, nor he has specific reference. However, in Sonya
wants to marry a banker; he lives in Boston, both the pronoun and its antecedent refer to a specific individual.
[Berk, 1999: 85]
The term pronoun-antecedent agreement describes our selection of the pronoun in reference to the noun or
noun phrase (or nominal) it replaces: The personal pronoun ‚agrees with‛ its antecedent in both number and,
for third-person singular, gender. Note that the second person (you) has neither gender nor number
distinctions. [Kolln, 2012: 290]
The third person personal pronoun must agree with the noun it refers to in gender and number, e.g., Robert / he,
the architects / they, Esther / she etc. This creates problems when the noun does not have specific reference or the
individual’s gender is unknown to the speaker – Susan wants a new dentist and she? / he? must be willing to use
laughing gas. A student has taken my grade book and she? / he? must be apprehended. A few die-hard traditionalists
insist that he should be used as a ‚gender neutral‛ pronoun in such contexts, but this is patently absurd.
Speakers often cope with this dilemma by employing they as a singular pronoun – A student has taken my grade
book; they must be apprehended. Edited English usually demands a more elaborate solution. Some publications
(and teachers) accept the hyphenated pronoun used in this book – s/he, him/her; others insist that the writer
recast the sentence to avoid the dilemma altogether; and a few still demand he in such circumstances. [Berk,
1999: 86]
151
pronoun to include a female referent, as in 1 below. Such a discriminatory use in favour of
males has become increasingly unacceptable to many speakers, particularly with reference to
occupations, jobs and roles. One alternative, to
use she as the unmarked form, has not caught on extensively, presumably because it
discriminates in favour of females, as in 2, so it does not solve the problem, which is essentially
the fact that English does not have a sex-neutral 3rd person singular pronoun. In writing, the
combination s/he is becoming common, but it is not transferable to the spoken language. The
disjunctive he or she becomes cumbersome if repeated too often. A further alternative, the use
of they with both singular and plural verb forms, is
becoming more extensive as in 2:
1 Every human being of adult years and sound mind has a right to determine what shall
be done with his own body.
2 . . . the non-distressed parent may choose to make explicit to the friend her own
thinking, such as ‘well, the children do usually obey us and every parent gets wound up
from time to time with their child.’ [Downing & Locke, 2006: 412-413]
PRACTICE. The following passage, from ‚The Winter of Man,‛ an essay by Loren Eiseley, was published in
1972, a time when the masculine pronoun was accepted as a generic singular. Note too the use of man in
reference to humans in general. [Kolln, 2012: 305-306]
Students of the earth’s climate have observed that man, in spite of the disappearance of the great continental
ice fields, still lives on the steep edge of winter or early spring. The pulsations of these great ice deserts,
thousands of feet thick and capable of overflowing mountains and valleys, have characterized the nature of
the world since man, in his thinking and speaking phase, arose. The ice which has left the marks of its
passing upon the landscape of the Northern Hemisphere has also accounted, in its long, slow advances and
retreats, for movements, migrations and extinctions throughout the plant and animal kingdoms. Though
man is originally tropical in his origins, the ice has played a great role in his unwritten history. At times it
has constricted his movements, affecting the genetic selection that has created him. Again, ice has established
conditions in which man has had to exert all his ingenuity in order to survive. By contrast, there have been
other times when the ice has withdrawn farther than today and then, like a kind of sleepy dragon, has crept
forth to carry man once more. For something like a million years this strange and alternating context has
continued between man and the ice.
Revise the passage in gender-neutral language.
Third person personal pronouns have anaphoric reference. Once a person (or entity) has been introduced into
a discourse with a full NP, a speaker can use a third person pronoun to refer to that person, often for a long
period of time. [Berk, 1999: 83]
The first and second person pronouns are deictic rather than anaphoric. Whoever is speaking uses I; the person
to whom the speaker is speaking is always addressed as you. [Berk, 1999: 86]
STATISTICS
While the definite article and the demonstrative determiner both have anaphoric
reference, the most frequently used ‚anaphors‛ in subject position are pronouns.
Using data from oral English, Talmy Givón (1995, p. 51) has calculated that the text
frequency of anaphoric subject pronouns is 74.5%, while that of definite NPs is only
25.6%. Even though we have a number of strategies for making anaphoric reference, we
most often choose personal pronouns.
While fiction and other kinds of written narratives frequently exploit third person
pronouns, people engaged in actual conversations tend to use a lot of first and second
person pronouns. After examining a corpus of spoken conversation, one researcher
calculated that I is the most frequently used word in personal discourse and you is the
sixth most frequently used (Dahl, 1979, quoted in Miller, 1996, p. 126). *<+ We most
obviously spend a lot of time talking with others about ourselves. [Berk, 1999: 85-86]
The vast majority of subjects in English are pronouns, not nouns. This is because
topics usually appear in subject position, and pronouns are always topical, i.e., they
152
always express given information. [Berk, 1999: 87]
The possessive forms of pronouns function as determiners. The objective case is used for pronouns in all the
object slots: direct object, indirect object, and object complement. A pronoun as object of the preposition is also
in the objective case, with one exception: The preposition of usually takes the possessive case, producing a
structure called the ‚double possessive‛:
Tim’s friend = a friend of Tim’s
his friend = a friend of his
my class = a class of mine
181 The feminine pronouns actually come first in Lynn Berk’s *1999+ table.
With common nouns we often use the of prepositional phrase in the place of the possessive noun:
the car’s engine = the engine of the car
the day’s end = the end of the day
Alternative forms of the possessive case, shown in parentheses in the previous chart, are used when the
headword of the noun phrase is deleted:
This is my book. This is mine.
This is her book. This is hers.
Possessive nouns can also be used without headwords when the headword is understood by the reader or
listener:
This is John’s book. This is John’s.
Mary’s book is missing. Mary’s is missing. [Kolln, 2012: 291]
The third-person singular it, the most neutral of the personal pronouns, is sometimes used as an
‚anticipatory‛ subject [...] (see CATAPHORIC IT below). In some cases it has clear pronoun status, as in this
passage from Robert Frost’s poem ‚Stopping by Woods on a Snowy Evening‛:
My little horse must think it queer
To stop without a farmhouse near. [Kolln, 2012: 291]
In other cases the it, while acting as a grammatical subject, remains essentially an empty word (see EMPTY IT
below):
It is raining
It’s a nice day.
The plural pronoun they can also have neutral status:
They say best men are moulded out of faults. [Shakespeare] [Kolln, 2012: 291]
153
IT
The pronoun it, besides referring to specific objects and animals, can refer to a situation 1 or a fact 2. It is
also used to refer to babies and infants, especially if the sex is undetermined by the speaker 3 or the
reference is generic 4. In addition, it is often nonreferring as in 3, its presence responding to the need, in
English, for an overt syntactic subject (except in the imperative).
The pronouns he and she are often used to refer to animals, especially when they are in contact with
humans. Otherwise they are referred to as it. [Downing & Locke, 2006: 413]
Personal pronoun it can refer back to an inanimate or even a non-human animate entity – I bought a new
computer yesterday; it cost $1000; That new puppy is a pain; it just peed on the kitchen floor. IT can also be used to
refer back to a complex situation or a series of events.
The regime you serve is morally and financially bankrupt. It’s exactly the same as working for the
KGB after the collapse of the Soviet union. (Michael Dibdin, Dead Lagoon, 1996, p. 260)
Here IT refers to everything that is entailed in working for a morally and financially bankrupt regime. [Berk,
1999: 85]
So, [t]he normal function of the pronoun it is to refer to something that has already been mentioned in the
discourse—Natalie bought a new car. It is a red convertible. Whenever a pronoun refers back to an item that
has already been introduced into the discourse, the pronoun is making anaphoric reference. (The Greek
prefix ana- means "back or backwards.")
EMPTY IT
There are, however, contexts in which it does not have anaphoric reference. Many languages have odd ways
of commenting on the weather or the ambient environment and English is no exception. In the sentences It is
raining and It's sunny out today, the subject it doesn't refer to any previously introduced noun; in fact, it
doesn't really refer to anything at all. But except for the imperative construction, all English sentences
demand subjects and it is acceptably neutral in those cases where there isn't a semantically meaningful
subject.
It is hot!
It's foggy in Seattle.
It is cold in Alaska.
It was smoky in that restaurant.
Empty it is sometimes called expletive it, a rather unfortunate traditional label. [Berk, 1999: 21-22]
CATAPHORIC IT
When a complex clause functions as the semantic subject of a sentence, a speaker will often put that clause at
the end of the sentence and replace it with the pronoun it. In this case it is not semantically empty; its
semantic content is the subsequent clause.
That my daughter had lied bothered me. / It bothered me that my daughter had lied.
That Megan would win was predictable. / It was predictable that Megan would win.
That Sam was mad was obvious. / It was obvious that Sam ivas mad.
This it is called cataphoric because it refers to something that comes after; the Greek prefix cata- means
"away." [S]ubject it can have three very different functions—anaphoric reference, cataphoric reference, and
empty placeholder. [Berk, 1999: 21-22]
154
T h e M i s s i n g P r o n o u n . We should also note that our system of personal pronouns—or, to be more
accurate, a gap in the system—is the source of a great deal of the sexism in our language. Missing from the
system is a singular third-person pronoun that refers to either gender. Our plural pronoun [they] includes both
male and female; but when we need a pronoun to refer to an unidentified person, such as ‚the writer‛ or ‚a
student‛ or ‚the doctor,‛ the long-standing tradition has been to use the masculine (he/his/him):
The writer of this news story should have kept personal his opinion out of it.
In this situation, we could avoid the sexism of his either by eliminating the determiner or substituting the.
Perhaps someday the plural pronoun will be accepted for both singular and plural, a usage known as the
‚singular they‛ which has become quite common in speech:
Someone broke into our car last night; they stole our tape deck and all our tapes. [Kolln, 2012: 292-293]
I and we. Whereas I refers to the current speaker, we is not the plural of I, but rather I plus one or more
other persons. The pronouns we/us either include or exclude the addressee:
inclusive we: Shall we sit together over there?
inclusive us: Let’s go! Let us pray. (formal)
exclusive we: We wanted to ask you a favour.
exclusive us: Let us go!
Strong stress (marking information focus) on we can disambiguate a potentially ambiguous reference.
Otherwise, the addressee has to work out the meaning from the context:
A. How are we going to get there? (ambiguous: speaker’s intended meaning was probably
inclusive)
B. Well, WE’re going in Tom’s car. (exclusive)
We/ us can refer to ‘everybody in general’:
We don’t seem to be near world peace yet. [Downing & Locke, 2006: 411-412]
The most important instance of the plural of approximation is we, which means I + one or more not-
I’s. It follows from the definition of the first person that it is only thinkable in the singular, as it means
the speaker in this particular instance. [...] The word we is essentially vague and gives no indication
whom the speaker wants to include besides himself. It has often, therefore, to be supplemented by
some addition: we doctors, we gentlemen, we Yorkshiremen, we of this city.
The plural of the second person may be, according to circumstances, the normal plural (ye = thou + a
different thou + a third thou, etc.), or else a plural of approximation (ye = thou + one or more other
people not addressed at the moment).
When a person speaks of himself as "we" instead of "I" it may in some cases be due to a modest
reluctance to obtrude his own person on his hearers or readers; he hides his own opinion or action
behind that of others. But the practice may even more frequently be due to a sense of superiority, as in
the "plural of majesty." This was particularly influential in the case of the Roman emperors who spoke
of themselves as nos and required to be addressed as vos. This in course of time led to the French way of
addressing all superiors (and later through courtesy also equals, especially strangers) with the plural
pronoun Vous. In the Middle Ages this fashion spread to many countries; in English it eventually led to
the old singular thou being practically superseded by you, which is now the sole pronoun of the second
person and no longer a sign of deference or respect. [Jespersen, The Philosophy of Grammar, 1958: 192-
193]
Y OU [s g.] v s. YO U [ p l .] . T h e H i s t o r i c a l F a c t s . During Shakespeare’s time, English lost
155
the distinction between singular and plural forms in the second person. In Old and Middle English
various forms of thou/thee/thine were used for singular reference, while various forms of ye/you/your
were used in the plural. As happened in other European courts, the monarch’s use of the royal we led
speakers to address him or her in the second person plural, ye rather than thou. Gradually the use of the
second person plural instead of the singular became a sign of respect. The object form you supplanted
the subject form ye, and eventually the singular form disappeared completely in all dialects except that
used by Quakers, some of whom still use thee. (The refusal of the early Quakers to use the second
person plural form was a political act for which they were persecuted.) As a result of all of these social
pressures, there is an unfortunate gap in our second person pronoun system, i.e., there is no distinction
in form between singular and plural. But speakers have come up with many creative ways to fashion a
distinct second person plural form (ex. In the US you all, in New York and Chicago yous, you guys –
although it, too, raises gender issues). Among some speakers of British English, you lot is a common
second person plural. An English mother might say to her rowdy children, ‚You lot, get over here!‛
[Berk, 1999: 86-87]
PRACTICE. Substitute personal pronouns for the underlined nouns and noun phrases in the following
sentences. [Kolln, 2012: ex. 58 / 293]
1. Luis and Maria have bought a new house.
2. Bev and I will be going to the game with Otis.
3. Betsy bought that beautiful new car of hers in Charlotte.
4. Both of her cars are gas guzzlers.
5. There have always been uneasy feelings between the neighbors and my husband.
6. I want Tony to approve of the project.
7. The kids gave their father and me a bad time.
8. My brother, who works for the Navy in California, spends his weekends in Las Vegas.
REFLEXIVE PRONOUNS
Reflexive pronouns are those formed by adding -self or -selves to a form of the personal pronoun [Kolln, 2012:
295]:
In English if two NPs refer to the same entity (i.e., are co-referential) and are used in the same simple sentence,
in the second instance the NP must be a reflexive pronoun and it must reflect that same gender and number as
the first NP. The first co-referential NP is usually the subject.
Henry hates himself.
The kids scared themselves.
156
Barb talks to herself.
I cut myself.
We fooled ourselves.
The reflexive allows us to distinguish among possible referents with the same number and gender. Clearly the
direct object in Henry hates him refers to a different male than the direct object of Henry hates himself. [Berk, 1999:
87]
There are syntactic constraints on reflexive pronouns. Only personal pronouns take the reflexive {-self} form
and, as a rule, reflexive objects (which may be direct objects, indirect objects, or objects of prepositions) are
animate when the first NP is the subject. This is not surprising because it is usually animate beings that act or
reflect upon themselves. The subject is usually an agent or an experience in a sentence containing a reflexive
pronoun.
Guillermo argues with himself.
Marsha doesn’t trust herself.
My mother gave herself a present.
Tom believes in himself.
Jane considers herself a success. [Berk, 1999: 87]
Sometimes a nonvolitional causer occurs as the subject in such a sentence:
Penelope accidentally hurt herself.
Daniel scared himself.
The baby burned herself. [Berk, 1999: 87-88]
The reflexive pronoun is used as the direct object, indirect object, and object of the preposition when its
antecedent appears in the same clause, usually as the subject:
John cut himself. (John himself)
I glanced at myself in the mirror. (I myself)
I cooked dinner for Shelley and myself. (I myself)
Joe cooked dinner for Gary and himself. (Joe himself) [Kolln, 2012: 295]
Although the first co-referential NP in a reflexive construction is usually a subject, it need not be – Jeremiah
offered Esther a picture of herself; We talked to Trudy about herself. Inanimate reflexives are uncommon but they do
exist – She turned my argument in upon itself. Inanimate reflexives are particularly likely when we endow
inanimate subjects with animate qualities – The water heater blew itself up. My car destroyed itself; That book sells
itself. The following sentence appeared in a motorcycle owners magazine: ‚*Bearings+[rulmenti] virtually never
tighten themselves‛ (Glaves, 1997, p. 16) [Berk, 1999: 88]
Some normally transitive verbs occur intransitively when the direct object is a c o v e r t r e f l e x i v e
p r o n o u n . Tom shaved means Tom shaved himself, while Tom shaved him means Tom shaved someone else. We see
the same phenomenon with certain other grooming verbs – Wendy bathed; The kids dressed; Raymond washed.
[Berk, 1999: 88]
There are only a few verbs which take only reflexive objects:
The children behaved themselves.
The witness perjured herself.
My brother has bettered himself.
Arlene prides herself on her advanced degrees. [Berk, 1999: 88]
Behave can occur with a covert, unexpressed object, but this, too, always refers back to the subject. While we can
say ‚The children behaved‛ (meaning the children behaved well), we can never say ‚The children behaved
their cousins.‛ An individual can never perjure, pride or better someone else, although it is possible to best
another individual or group – The Chicago Bulls bested their New York Knicks. [Berk, 1999: 88]
Reflexives don’t normally occur with copulas and, when they do, the copula does not express mere existence.
When a speaker utters a sentence like Hamlet is not himself today, s/he is really indicating that Hamlet is
behaving strangely, not that he actually exists as something other than himself. [Berk, 1999: 88]
Reflexives can also be used to mean ‚alone‛ or ‚on one’s own‛. In these constructions the reflexive is often
preceded by the preposition by.
157
I’ll fix it myself.
The building stood by itself in a field.
The baby tied his shoes by himself.
The difference between a straight reflexive pronoun and one which means ‚alone‛ is underscored by this
wonderfully ambiguous classified ad.
Are you tired of cleaning yourself? Let me do it. [Berk, 1999: 88-89]
PRACTICE. Fill the blanks with the appropriate reflexive pronouns. [Kolln, 2012: ex. 59 / 296]
1. Gabrielle gave_______________ a black eye when she fell.
2. Li and Mei-Ting cooked_______________ salmon for dinner.
3. The ceramic figurine sat by_______________ on the shelf.
4. We sat by_______________ in the front row. [ourselves]
5. Paulo cooked a delicious Mexican feast for Rosa and _______________ .
6. Wearing our new designer jeans, Sheila and I admired _____________in the mirror.
POSSESSIVE REFLEXIVES
If you hear a sentence like Mary destroyed her toys out of the context, it is impossible to determine whether
genitive her refers to Mary or to another female. But the modifier own can be used in conjunction with a
genitive determiner to produce a genitive reflexive.
Mary destroyed her own toys.
Benjamin wants his own bed.
Laurie threw out her own tax records.
There are a few cases in which a genitive determiner expressing inalienable possession will always be
interpreted as referring back to the subject. These typically involve movements made with a part of the body
(Levin, 1993, p. 108).
158
David craned his neck.
The bodybuilder flexed her muscles.
The teacher pursed her lips.
The dog wagged his tail.
The guest smacked her lips. [Berk, 1999: 89]
RECIPROCAL PRONOUNS
Like most reflexive pronouns, reciprocal pronoun phrases typically have the same referent as the subject, the
difference is that the subject to which a reciprocal pronoun refers must include more than one entity. Thus, the
subject NP must be plural or there must be two or more coordinated NPs. The action in such constructions is
reciprocal, each individual subject has the same relationship to the other subjects in the construction.
My children fight with each other.
We babysit for each other’s children.
They gave one another gifts.
Like reflexives, reciprocal pronouns are almost always animate. [Berk, 1999: 90]
They serve either as determiners (in the possessive case) or as objects, referring to previously named nouns.
Each other generally refers to two nouns; one another to three or more.
Juan and Claudia help each other.
They even do each other’s chores.
All the students in my study group help one another with their homework. [Kolln, 2012: 297]
DEMONSTRATIVE PRONOUNS
[T]he selection of a determiner is based on certain inherent features, such as definite or indefinite, countable
or noncountable. The demonstrative pronouns, one of the subclasses of determiners, include the features of
‚number‛ and ‚proximity‛:
PROXIMITY NUMBER
Singular Plural
Near this these
Distant that those
That documentary we saw last night really made me think, but this one is simply stupid.
Those trees on the ridge were almost destroyed by gypsy moths, but these seem perfectly healthy.
[Kolln, 2012: 297]
Like other determiner classes, the demonstrative pronoun can be a substitute for a nominal as well as a signal
for one [Kolln, 2012: 298]:
These old shoes and hats will be perfect for the costumes.
These will be perfect for the costumes.
When the demonstratives (this, that, these, those) are used alone without a noun head, they are considered
demonstrative pronouns. They behave very much like demonstrative determiners (i.e, they express spatial and
sometimes temporal deixis), except that the noun to which they refer is not part of the NP – This is moldy; I don’t
want that. Demonstrative pronouns are often accompanied by gestures, e.g. a child might point while saying
159
‚This is my room.‛ The context will usually make the referent of the demonstrative clear.
A demonstrative pronoun can also be anaphoric, in which case it often refers back to an entire proposition – I
listen to opera all the time. This drives my family nuts. [I]n general anaphoric this is used for a current situation,
whereas anaphoric that refers to a past event. So even when demonstrative pronouns are used anaphorically,
they retain some of their deictic properties. [Berk, 1999: 90]
3 Who is that? That’s my friend June. (identification of a 3rd person at some distance away
from the speaker, or looking at a photograph)
So far we have seen this indicating proximity to the speaker and that distance. However, these terms are often
interpreted subjectively. For instance, an event distant in time may be referred to as this if it has just been
mentioned:
Columbus discovered the Bahamas in 1492 and this changed the course of history.
Conversely, events near in time may be referred to by that when an effect of psychological distancing is
required. In many cases, however, the choice is open:
If the Opposition wins the motion of ‘No Confidence’ today, that / this will mean the end of the present
government. [Downing & Locke, 2006: 414-415]
RELATIVE PRONOUNS
The relative pronouns are who, which, and that; they introduce clauses that modify the nouns that are the
antecedents of these pronouns. Who inflects for both possessive and objective cases: whose (possessive) and
160
whom (objective). The case of who is determined by the part it plays (its function) in its own clause:
The man who lives across the street sold me his car.
In this sentence who renames man, its antecedent, and plays the part of subject in the relative (adjectival) clause.
In the next sentence the relative pronoun is in the possessive case form, whose:
The man whose car I bought was not very honest about the gas mileage.
Here whose, the possessive relative pronoun, again stands for man; in its own clause it acts as the determiner for
car, the role that possessives normally play.
Whose also acts as the possessive form of which:
The wooded ridge across the valley, whose trees were infested by gypsy moths, turned brown in mid-
June.
The relative pronoun that is generally subjective or objective, never possessive:
I lost the backpack that I bought yesterday.
That renames backpack and acts as the object within its own clause. In object position, that can be omitted:
I lost the backpack I bought yesterday.
When that the subject of the clause, however, it cannot be omitted:
The route that will get us there fastest is straight across the mountain.
The wh- relative pronouns also have an expanded form with the addition of -ever, known as indefinite relative
pronouns: whoever, whosever, whomever, and whatever. The expanded relatives have indefinite referents rather
than specific ones as the simple relatives do:
I will give a bonus to whoever works the hardest.
I will pay you whatever you deserve.
I will call whomever the doctor recommends.
What is also considered an indefinite relative pronoun when it introduces adjectival clauses and means ‚that
which‛:
I will pay you what you deserve. [Kolln, 2012: 298-299]
INTERROGATIVE PRONOUNS
The list of interrogative pronouns is similar to that of the relatives: who (whose, whom), which, and what. The
interrogatives, as their name suggests, are among the question words that produce information questions (in
contrast to yes/no questions):
What do you want for lunch?
Whose car is that?
Which section of history did you get? [Kolln, 2012: 299]
Interrogative pronouns always begin with the letters wh in written texts, thus they are called wh words. The
interrogative pronoun, regardless of its grammatical function, is almost always the first word in the sentence.
The one exception is in those cases where the interrogative is the object of a preposition, in which case some
speakers place the preposition before the interrogative pronoun.
There are adverb interrogatives as well – where, when, why and how. [Berk, 1999: 93]
INDEFINITE PRONOUNS
161
We often need to speak about persons, things or events whose identity or character is unknown to us. The
indefinite pronouns allow us to do just that. But once again, the term indefinite is misleading. It means that the
referent is not specified, but it does not mean that the referent is nonspecific. Indefinite someone and something
can have either specific or nonspecific reference, depending on the context. Upon being asked out, a young
woman might respond with ‚I’m dating someone.‛ Here the speaker obviously knows the identity of the
person she is dating but doesn’t wish to divulge it. After breaking down on a country road, you might say to
your companions, ‚Surely, someone will come along and help us.‛ In this case someone has nonspecific
reference.
Someone will call the police, I’m sure. [nonspecific]
You’ll find somebody to take to the prom. [nonspecific]
Something exploded in the garage. [specific]
Someone is walking on the deck. [specific]
Anyone and anything never have specific reference – The baby will eat anything; He’ll talk to anyone. Because they
don’t have referents, these indefinites are most often used in negatives and questions.
Did anyone hear you?
My children won’t read anything.
Has anybody told you about the new rules?
Gertrude won’t loan her plane to anyone.
If you enter your apartment and you hear footsteps in the upstairs hall, you might yell, ‚Is someone here?‛
Your expectation is that the answer will be positive. If your friend’s house appears dark and empty, you might
yell ‚Is anybody here?‛ with the expectation that no one will answer.
Since nobody and nothing already contain a negative form as part of the pronoun, neither form occurs with the
negative particle in formal edited English, although sentences like I didn’t see nothing are quite common in
conversational discourse. It should be obvious that all the indefinite pronouns were once nouns or numerals
preceded by a quantifier – some + body, no + thing, every + one. Nobody was written as two separate words until
the eighteenth century and it is only a constraint on our pronunciation of double vowels that prevents us from
writing *noone for no one today. Since it behaves exactly like nobody, we’ll treat no one as a pronoun also.
Someone, something, no one, and nothing can also be classified as quantifying pronouns; this is not incompatible
with being indefinite.
[T]here are adverb indefinites as well as pronoun indefinites – sometime, somewhere, somehow, anywhere. [Berk,
1999: 91-92]
The pronouns every, any, no, and some can be expanded with -body, -thing, and -one:
QUANTIFYING PRONOUNS
The forms that were included in the predeterminer and postdeterminer categories can also stand alone as
pronouns – All were crying; Both were stubborn; Four remained. The plural indefinite article some can also stand
alone as a pronoun – I will give you some. *<+
Everyone, everything, nothing, and nobody are also quantifying pronouns – Everyone likes her; He ate everything;
Nobody attended the meeting. Someone and something can also be included in this category although their primary
semantic characteristic is indefiniteness. *<+
There are adverb quantifiers as well, e.g. everywhere, anytime etc. [Berk, 1999: 91]
163
USAGE MATTERS. PROBLEM PRONOUNS
S o m e b o d y a n d a n y o n e a n d e v e r y o n e . When we use these pronouns as sentence subjects, we
treat them as singular in terms of the verb:
Everyone in class is invited to the picnic.
Everybody plans to be there.
Clearly, however, the referent of these pronouns is plural; that is, both everyone and everybody refer to more
than one person. That’s why, when we need a personal pronoun, we choose they:
When everyone arrived, they organized a softball game.
Everybody had a good time, didn’t they?
In these examples, there’s really no alternative to this use of the plural they even though the indefinite
pronouns require a singular verb. However, in some cases they will sound awkward:
Someone called last night, but they didn’t leave a message.
Here the problem is a different one. Here someone is actually singular—but we have no singular pronoun that
refers to a person whose sex is unknown.
In the past, until a few decades ago, writers had no qualms about using the masculine pronoun in this
situation; it was standard usage:
Someone called last night, but he didn’t leave a message. *Kolln, 2012: 301-302]
T h e " S o m e / A n y " R u l e . Although the restrictions are not apparent in their forms, the choice of some
and any, as well as their expanded versions with body, thing, and one, is usually determined by the presence
or absence of not or another negative, such as never, rarely, seldom, and the like:
Do you want some dessert?
No, I don’t want any.
I saw someone you know at the concert.
I didn’t see anyone I know.
The adverbs somewhere and anywhere carry the same restriction:
My sister is somewhere in the mall.
I’m not going anywhere until she shows up.
We should emphasize that while these examples follow the standard rule, it is not unusual to hear
variations. Tn the first example, for instance, the response ‚No, I don’t want some‛ would sound a bit odd—
but would probably not be judged ungrammatical. [Kolln, 2012: 301-302]
PRACTICE. Underline the pronouns in the following sentences. Identify the subclass to which each pronoun 164
belongs. [Kolln, 2012: ex. 60 / 302-303]
1. When Roberto ordered a pizza wich everything, I ordered one too.
2. Millie and Bev shopped at almost every score in the mall but couldn’t find any shoes they liked.
3. Someone was standing in the shadows, but we couldn’t see who it was.
4. All that I had for lunch was that overripe banana.
5. Booker and Marcus didn’t eat much either, but they both ate more than I did.
6. I myself will go along with whatever you decide.
7. One hour of studying was enough for me.
8. Quarreling among themselves, the committee members completely disregarded one another’s suggestions.
9. At the end of most months, I find myself without funds.
10. The employment office will find a job for whoever wants one.
LEC Noun Phrase D. Hăisan
SEMINAR on PRONOUNS
COURSE # 7 IN A NUTSHELL
182
Whose functions as a genitive and an interrogative determiner simultaneously.
LEC Noun Phrase D. Hăisan
Idiomatic expressions:
What about going to the movies?
What is he like?
What does she look like?
7. The Relative who (whom, to whom, whoever) / People who live in glass houses should never throw
Pronoun which / that (‚care‛) stones.
(pronumele what (‚ce‛, ‚ceea ce‛) What is worth doing is worth doing well.
relativ) but (‚care să nu‛, ‚care nu‛) All that glitters is not gold.
There was no man but admired him.
8. The Indefinite some, any, none and compounds Some answered in the affirmative and some in the
Pronoun with some, any, no, every (+ BODY negative.
(pronumele / ONE / THING - e.g. somebody, I should like to have some of that coffee.
nehotărât) someone, something etc.) I should like to drink some tea. Is there any left? No,
one, each, another, others, the other, there isn’t any.
both, all, either, neither, whole, I do not want any of these cakes.
much, little, a little, several, few, Any of these dictionaries will do.
many Something is better than nothing.
One mustn’t forget that.
Which one do you need?
Several of us saw them all.
9. The Reciprocal each other (‚unul pe celălalt‛) – They always told each other / one another the
Pronoun when two people / items are truth.
(pronumele involved They were looking at each other’s / one another’s
reciproc) one another (‚unul pe altul‛) – copy-books.
when more than two people /
items are involved 166
Pronoun IT
Anticipatory IT:
It’s a wonder he didn’t hurt himself.
It is no use crying over spilt milk.
I thought it my duty to warn you.
When followed by BE, IT acquires the stylistic function of emphasis:
It was yesterday that I lost the book.
More often than not, IT has an impersonal function to refer to:
1) natural phenomena: It looks like rain. It is snowing. It was getting dark.
2) time: It was late when I arrived, it was midnight.
3) distance: It’s a long way to Tipperary. It’s two miles to the bus.
4) a general state of affairs: It was very pleasant at the seaside. It’s all over with him.
IT can be used with no semantic value, as in:
I can’t help it.
You must make it up to him.
A term used in some models of grammatical description, referring to a class of items whose main role is to
co-occur with nouns to express a wide range of semantic contrasts, such as quantity or number. The
articles, when they occur in a language, are the main subset of determiners (e.g. the / a in English); other
words which can have a determiner function in English include each / every, this / that, some / any, all of
which have a distribution which includes the article position, e.g. the / this / some . . . cake. Some linguists
extend the application of this term to include other types of word within the noun phrase (e.g. adjectives,
predeterminers), and sometimes even to include modifiers in other parts of the sentence. In some
generative grammar theories, determiner is regarded as the head in combination with a noun, to produce
a determiner phrase (DP). The DP hypothesis183 is the proposal that noun phrases are projections of the
determiner. (Crystal, 2008: 140)
Cf. ‚The assumption that what used to be called NP should be reinterpreted in terms of DP, that is a projection of D
183
with a nominal complement, means that the determiner has a central role in the nominal system.‛ (Alexiadou et al.,
2007: xviii, emphasis added)
LEC Noun Phrase D. Hăisan
In the present book, however, we employ the ‚traditional‛ view on determiners (sometimes called
determinatives) as a set of closed-system184 items (i.e. that cannot be enriched by the creation of new words)
which occur before the headword. The main classes of words that are termed determiners are:
the articles (definite, indefinite, zero)
(some of) the pronouns (demonstrative, possessive, interrogative, indefinite)
the numerals (cardinal, ordinal, fractional, multiplicative, adverbial).
Secondarily, possessive nouns (e.g. the teacher’s book, Serena’s bracelet) and some adjectives with a restrictive
or ordinal meaning (e.g. the only problem) can also function as determiners.
According to Kolln & Funk, the determiner class is ‚one of the structure classes that straddle the line
between a word class and a function.‛ (2012: 265) Quirk et al. (see the definition above), Downing & Locke,
as well as Payne Th., also define it on the basis of the function it performs:
As used in many linguistic theories, the term determiner describes a syntactic function, rather than a
word class. Syntactic elements that accomplish the Determining function specify, identify, or quantify the
following noun phrase, and can belong to any number of syntactic categories. (Payne Th., 2011: 167)
The determiner is an element in the syntactic or ‚logical‛ structure of the NG. The various classes of
determinatives contribute to the ‚experiential structure‛ of the NG; that is, their functions are semantic,
and express the different features the speaker chooses in order to select and particularise the noun
referent within the context of discourse. (Downing & Locke, 2006: 424)
Determiners identify a nominal group referent by telling us WHICH or WHAT (e.g. the only problem) or
WHOSE (e.g. his own problems) it is, HOW MUCH, HOW MANY (e.g. none of the problems; millions of
problems), WHAT PART or DEGREE of it we are referring to, HOW BIG or FREQUENT it is, HOW IT IS
169
DISTRIBUTED IN SPACE or TIME.
Determiners are thus instrumental in:
defining the relationship of the noun to the speaker / listener / reader
identifying the noun as specific or general
quantifying it specifically or referring to quantity in general.
Certain determiners are restricted in their use. Numerals and uncountable nouns, for instance, cannot co-
occur. When there is more than one determiner before a noun, the order in which they appear is not random.
Articles and demonstratives cannot co-occur either (i.e. they are mutually exclusive) a.s.o.
Other ‚built-in restrictions‛ (Kolln & Funk, 2012: 267):
some determiners signal only plural nouns (e.g. these, those, many, few, several)
some only singular nouns (e.g. a, one, each, every)
some only noncountables (e.g. much, less)
some only countables (e.g. few, many, a, one)
others both countables and uncountables (e.g. this, some, most, all).
Nevertheless, as emphasized by Hortensia Pârlog, ‚some of the determiners (much, many) may be replaced by phrases
184
consisting of open-class quantifier heads (e.g. lot, deal, number, plenty, quantity); they take only an of-phrase as
postmodification. Such words, however, are only superficially heads of the noun phrase, because they do not always
determine grammatical agreement: e.g. A large number / Plenty (singular heads) of people have applied for the job. (plural
verb agreement). The majority of the students are good.‛ (Pârlog, 1995: 40, emphasis added)
LEC Noun Phrase D. Hăisan
Determiners that modify singular nouns Determiners that modify plural nouns
a house some houses
the potato the potatoes
this child these children
that plate those plates
his / her / its /their son his / her / its / their sons
my / our cap my / our caps
your doctor your doctors
some kid
(Berk, 1999: 58)
most Most scientific papers have references. Most scientific research is expensive.
Some determiners, like the definite article the or the possessives, are extremely versatile: they can be used
with all classes of nouns. The indefinite article a, on the other hand, displays a tendency to change meaning
170
depending on the context; see, for instance, the sentences with few and little:
He has few friends. [not many; almost He has a few friends. [several]
none; not as many as may be expected or He has quite a few friends. [many]
wished for; negative meaning]
He’s had little trouble with his car. [not He’s had a little trouble with my car. [some]
much; almost nothing; positive Yes, I have a little time. [positive orientation]
orientation]
No, I can’t come. I have little time to myself.
[too little; negative orientation]
REMEMBER! Words like this, some, many, and little, which we consider here as determiners, can also be
pronouns. They are determiners only when they precede a noun, for example:
I would like some cake. [determiner]
I would like some. [pronoun]
2. There could hardly be a happier creature than Mrs John Knightley, in this short visit to Hartfield, going
about every morning among her old acquaintance with her five children, and talking over what she had
done every evening with her father and sister.185
3. There was a sharp turn at every twenty or thirty yards, and at each turn a novel effect.186
4. In many palaces, such suites have folding doors which slide back to the walls on either hand.
5. This Week’s Music is an American syndicated half-hour television show.
6. Simon’s Cat is an animated series featuring the mischievous and often hilarious antics of a fat white cat and
his owner Simon.
7. Each individual cat has a personality that is quite distinct from that of any of its breed or, for that matter,
of its litter.187
8. The politician’s several dozen supporters continue to stand by his radical anti-government views.
TYPES OF DETERMINERS
Determiners can be classified based on several criteria, such as class, structure, position, meaning or
formality scale.
DETERMINERS CLASSIFIED
Structure simple any letter
phrasal a few letters
W o r d - C l a s s . Based on the word-classes they belong to, the most common types of determiners are:
articles
pronouns (demonstrative, possessive, indefinite; marginally, personal 188)
numerals
possessive nouns
A more detailed view is presented in the following table:
the this / these John’s my / your / his / several / few / each / all / little / one
a(n) that / those my son’s etc. her / its / our / fewer / every / both / many / two
their / whose more / either / some / much / first
most / neither / any / no / etc.
enough / less
M e a n i n g . Grammarians dwelling in the realm of noun phrase semantics, among others, may refer to two
main classes of determiners: identifiers and quantifiers (Pârlog, 1995: 70-75).
Identifiers are either definite or indefinite and answer the question which one(s)?.
The definite identifiers include:
the definite article
the demonstratives
the possessives
the ordinal numerals 172
whose and which191.
The indefinite identifiers are:
the indefinite article
the zero article
one, other, another, and what192.
Quantifiers answer the questions how many / much? and can also be definite and indefinite. The definite
quantifiers are the cardinal, fractional, and multiplicative numerals. The indefinite quantifiers are (a) few,
fewer, fewest, (a) little, less, least, many, much, more, (the) most, enough, several, lot(s), a bit of, plenty of, number of, a
great deal / amount of. Some determiners can be either identifiers or quantifiers: all, both, some, any, no, every,
each, either, neither.
In X-bar theory in linguistics, the term specifier is used for most categories of determiners (articles,
demonstratives, quantifiers, possessive nouns and pronouns) (see footnote 29).
For Downing & Locke (2006), indefinite pronouns are quantifiers which can be classified as exact and non-
exact, the latter category – non-exact quantifiers – being in its turn sub-classified as indefinite and
distributive). Numerals are, in this case, subsumed under exact quantifiers. Furthermore, Downing &
188 We, you and us can function as personal determiners (e.g. We teachers / you guys / us girls must stick together.)
189 The zero article is also included among determiners by many a linguist.
190 Remember that possessive nouns as determiners may have their own determiners: my daughter’s dress; this week’s
previously specified. Moreover, the answer to a what-question would probably be less specific than the answer to a
which-question. (Manoliu, 2014, ibidem)
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Locke’s 2006 book also mentions two marginal categories: wh-determinatives (which, what, whose, whichever)
and semi-determinatives (such, same, certain, another, other, former, latter, last, next).
In the present book, we will follow Downing & Locke’s classification (not to a tee though, because they leave
articles out). Therefore, an even more detailed view of determiners, seen from the viewpoint of both the
word-classes they cover and the meaning they convey, is presented as follows:
DETERMINERS
ARTICLES DEMONSTRATIVES POSSESSIVES QUANTIFIERS
which, what, whose, whichever such, same, certain, another, other, former, latter, last,
next
F o r m a l i t y . Determiners also differ in terms of style and formality: some of them being more often used
in formal contexts (e.g. I have little choice. Few people travelled for pleasure at the time.) than others (e.g. He’s got
lots of friends. He’s got loads of / masses of / heaps of books. A housewife faces a passel193 of domestic issues.)
O r d e r . All determiners are placed before the noun they determine, but they need to be placed in a given
order. Most grammarians (see Greenbaum, 1991: 41) taking this yardstick into account consider three classes
173
of determiners, i.e.
pre-determiners (e.g. all, both, half )
central determiners (e.g. a(n), the, those)
post-determiners (e.g. other, two, first).
A NP may include determiners from each class (e.g. all the other tasks; both their dogs).
If articles and demonstratives are considered ‚classic‛ determiners, predeterminers are those items which occur
before a determiner in the noun phrase (e.g. all / both / half the students). Predeterminers are mutually exclusive
(*all both the students; *both half the students; *all half the students). Sometimes, determiners can become
predeterminers (especially when followed by of constructions): some of the students; any of these problems; all of my
worries; each of your friends; neither of his brothers; several of her projects; enough of their time; two or three of the rooms; few of
the papers; plenty of my time; much of this olive oil etc.
According to Th. Payne, the special quantifiers all, both and half are the core members of the class of predeterminers.
Other fractions and multiples (twice, thrice, three times etc.) are marginal members. (Payne Th., 2011: 229)
Central determiners or determiners proper, too, are mutually exclusive with each other. They are:
the articles (a, an, the)
the possessives (my, your, his, her, its, our, their; Susan’s; the girl’s)
the demonstrative pronouns (this, these, that, those)
the indefinite pronouns (some, any, no, either, neither, each, enough, much, a few, a little)
the interrogative pronouns (which, what, whose, sometimes combined with ever)
the indefinite relative pronouns (whatever, whichever) and their emphatic forms (whatsoever,
whichsoever).
A postdeterminer is a type of word which occurs after the determiner and before an adjective in a noun
phrase. It is usually a quantifying word, like numerals (one, two; first, second), several or other (e.g. the three big
trees; the other leading men).
Postdeterminers are not always mutually exclusive, that is why they, too, must comply with a given order
(e.g. both cardinal and ordinal numerals are postdeterminers, but ordinal numerals come before cardinal
numerals, as in the first three times).
From the point of view of the place they occupy in front of the head noun they determine, determiners can
be organised as follows:
a, the, zero
one, two
first, second
another other
a dozen dozen
either, neither
each every
enough
much many
how much/many?
ARTICLES
Although articles are traditionally treated separately, as a sub-system of the system of determination (see, for
instance, Downing & Locke’s 2006 quadripartite model of selection determiners, Appendix # 2), we feel they
should be included among determiners from the very start and glanced at first because they are not
LEC Noun Phrase D. Hăisan
‚optional‛ elements of the noun phrase. On the contrary, due to its versatility, the article somehow ‚stands
out as the determiner par excellence of the noun phrase‛ (Alexiadou et al., 2007: 55).
proximal distal
singular THIS THAT
plural THESE THOSE
Demonstratives can also be used to express temporal deixis (this / these for recent events or ideas; that / those
for events more remote in time).
Another type of deixis that may not be among the ‚major grammaticalised types‛ but is equally pervasive is
called discourse or text deixis. Discourse deixis is concerned with the use of expressions within an utterance
to refer to parts of the discourse that contains the utterance. Take the following example:
Listen to me. This story is amazing.
Let me say this (story):...
This here refers forward, to an upcoming portion of discourse (cataphoric use). On the contrary, in the next
example, it refers back, to a prior portion of the discourse (anaphoric use):
I can’t believe my ears. This / that was an amazing story!
Some linguists also speak of empathetic deixis, in direct relation to spatial, but also cataphoric deictics: the
metaphorical use of deictic forms to indicate emotional or psychological ‚distance‛ or ‚proximity‛ between
a speaker and a referent (e.g. the use of this to indicate the speaker’s empathy; the use of that to indicate the
speaker’s emotional distance):
I like this new schedule; don’t you?
That husband of mine will never be on time.
Yet a further subcategory is suggested by Fillmore (1982): symbolic deixis (e.g. the exclamation This weather!
made by a speaker gesturing towards the pouring rain outside his window.)
Oftentimes, as Lynn Berk justly observes, demonstrative determiners are more anaphoric than deictic (e.g.
I’ve signed up for an advanced linguistics course next term. This class is going to keep me very busy). An anaphoric
demonstrative will sometimes refer back, not to an individual NP, but to a series of actions and events.
I made some coffee, putting a small bit of eggshell in with the grinds as was the habit of my old pal Tom Baker.
This little ritual< enriched the flavor of the coffee.194
Other times, this and these can be used in a non-deictic, non-anaphoric way to introduce a new topic entity
176
into the discourse. This use is particularly common in anecdotes, stories and jokes:
I’m walking along the street when this man comes up to me and says . . . (Downing & Locke, 2006: 424)
This guy walked up to me and slugged me. (Berk, 1999: 62)
There was this guy at the party last night...
This kind of this is called indefinite this, a rather inappropriate name given the fact that it always has
specific reference.
Uses of this
I would like this dish, this dish and this dish, please. [a customer in a cafeteria] SPATIAL
I like this one better than that one.
What are you doing this week-end? TEMPORAL
Lord Cronshaw, who was almost fanatically opposed to drug-taking, discovered that she was addicted to ANAPHORIC
cocaine, and suspected that Davidson supplied her with it. Davidson doubtless denied this.195
I bet you haven’t heard this story. CATAPHORIC
I shall call this little affair the Adventure of the King of Clubs. 196 EMPATHETIC
This weather! SYMBOLIC
Three men sat in a pub. They sat there having a quiet drink and in walks this really drunken old man... ‚INDEFINITE‛
194 Kinky Friedman, God Bless John Wayne, p. 114 (q. in Berk, 1999: 62).
195 Agatha Christie, Poirot’s Early Cases. The Affair at the Victory Ball.
196 Agatha Christie, Poirot’s Early Cases. The King of Clubs.
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QUANTIFIERS
Most determiners suggest or encode quantity, irrespective of their other functions in the discourse (e.g.
indefinite article a / an clearly mean ‚one‛; indefinite pronoun some points to ‚more than one‛ etc.). But there
are some determiners whose sole function is to express quantity, this is why they are generally called
quantifiers.
Quantifying determiners can be either exact (numerals / numeratives) or non-exact.
Ex ac t Q ua n ti f i e rs 197. These include the cardinal numerals and ordinal numerals. Cardinal numerals
(one, two, ten, two hundred etc.) are usually postdeterminers, although occasionally they may behave like
nouns:
The cardinal numerals are primarily determinatives but they have a secondary use in which they inflect
for number and hence belong to the noun category: They set off in threes / enrolled in their hundreds. In
practice, only low or round numerals are used in this way. (Huddleston & Pullum, 2002: 385).
I think cardinals are nouns – e.g. we get my two, not mine two, so two must be a noun. And of course
cardinals can all be plural (hundreds, twos) and can follow ordinals (the first two) etc.198
Ordinal numbers (first, second, third, fourth, fifth, twenty-first etc.), on the other hand, specify the noun
referent in terms of order. They more often than not follow another determiner (usually the article: the first
time, a second attempt, but also a distributive determiner like every: every fifth step), and in this respect are
similar to semi-determiners like the next, the last. Ordinals, too, are as controversial as cardinals, in terms of
word-class appurtenance. If cardinals are suspect of noun-like behaviour, ordinals are likened to adjectives
(on account, among other things, of their collocating with a qualifier such as very: The very first time I saw this
film was when I was ten., in Huddleston & Pullum, 2002: 452).
177
N o n- ex a ct Q u an ti f i er s . Following Downing & Locke’s typology (2006: 427), non-exact quantifiers select
referents by referring to their:
indefiniteness: some, any, no, much, many, little, few
distribution: all, both, either, neither, each, every, another, other.
197In Halliday’s Functional Grammar (2004: 318), the preferred terminology is (somehow Downing & Locke’s in reverse)
as follows: numeratives is used for quantifiers, and they can be either quantifying or ordering, either definite or
indefinite, as shown in the table below:
Definite Indefinite
Quantitative one, two, three etc. [a couple of] etc., few, little [a bit of] etc., several [a number of] etc.,
[a quarter of] etc. many, much [a lot of] etc.
fewer, less, more [the same amount of] etc.
Ordinative first, second, third etc., next, last preceding, subsequent etc.
used non-selectively as an indefinite determiner, and a strong or stressed199 form when used as a selective
quantifier, as in:
Any also has two meanings, as illustrated in the following examples (after Downing & Locke, 2006: 428):
S o m e / A n y . The relationship between some and any is best captured in the following rule: if some needs
to be used inside a question or a negative statement, it should be replaced by any.
Anne has some apples. [affirmative]
Anne doesn’t have any apples. [negative] 178
Does Anne have any apples? [interrogative]
Doesn’t Anne have any apples? [negativ-interrogative]
This rule, however, is not infallible. Sometimes, some is used in questions, too, which basically means that the
positive-some, interro-negative any is nothing but a ‚grammar myth‛.
According to Falinski (2011: 55), ‚any is used for neutral, real requests for information (yes or no?)‛:
Is there any oil? Is there any? (I don’t know.)
Is there anything in there?
By way of consequence, all interrogative forms that are not really information questions at all, but rather
rhetorical questions, semi-questions with certain inbuilt expectations, offers or simply requests to act should
contain some (or no).
Would you like some more biscuits?
Can I have some travel brochures?
No can be used with both count nouns (singular or plural references: no change, no changes) and non-count
nouns (no time).
Some and any – but not no – can function as elliptical heads of the NG. Instead of no, the pronoun none is
used, as in the previous example, and also for the partitive (‚none of the men‛).
Have you any change? Yes, I have some. No, I haven’t any. I have none.
Did you have any problem in parking? No, none. [= no problem]
Did you have any difficulties with your papers? No, none. [= no difficulties] (idem)
199 Stressed some can also be used with various types of evaluative force:
quantifying: I haven’t seen you for some time. (= a long time)
appreciative: That really was some meal! (= a wonderful meal) (Downing & Locke, 2006: 427)
LEC Noun Phrase D. Hăisan
much many
a little little200
a few few
These quantifiers can be used with both indefinite and definite NPs. As shown in the table below (Downing
& Locke, 2006: 428), with definite reference they are followed by of and have partitive reference: they
represent a sub-set of an already selected class.
Quantifiers like much or a little can be used not only as determiners, but also as pronouns and adverbs:
200‚Be sure to distinguish between postdeterminer little, which is clearly a quantifying term, and adjective little which
refers to size – a little butter versus a little girl. Postdeterminers little and few express rather different meanings, depending
on whether or not they are preceded by a determiner. Joe has little faith in the system reduces the amount of faith to
almost zero, while Joe has a little faith in the system projects a more optimistic outlook. Few behaves in exactly the same
way. Oscar has few friends suggests a sadder state of affairs than Oscar has a few friends.‛ (Berk, 1999: 66)
LEC Noun Phrase D. Hăisan
A Lot of, Lots of, Plenty of, A Great Deal of, A Number of, A Lot of / Lots of
These quantifiers are determiners with noun heads followed by a PP complement. Some of them can be used
with both count and non-count nouns, while others cannot:
Singular mass + plural count: a lot of, lots of, plenty of a lot / a lot of / plenty of money
a lot / a lot of / plenty of friends
Singular mass only: a great deal of a great deal of meony
Plural mass only: a number of a number of policemen
They range from the informal (a lot / lots of ) to the formal (a great deal / number of). More informal
combinations of this type which function like a lot / lots of include loads of, heaps of, masses of, a passel of.
These phrasal quantifiers are not partitives even though they contain the preposition of. (As seen above,
partitives have definite reference and represent subsets from already selected sets.)
Here is a selection of examples of non-partitive quantifiers, as well as cardinal and ordinal numbers, together
with their partitive counterparts:
Of the distributive determiners, all usually points to a totality, to completeness201. It can be used with:
mass / non-count nouns (e.g. All power corrupts. All luggage must be stored before take-off.)
plural nouns (e.g. All men are mortal.)
nouns of time or place (e.g. all day; all night; all year; all America).
The use of all also depends on whether it refers to something generically or specifically. When the reference
is generic, all usually follows the noun it determines directly (e.g. All children should learn a foreign language at
Besides entirety, all can also express superlatives or the meanings covered by every or any. See, for example: with all
201
due respect / with all speed; all kinds / all sorts; beyond all doubt; All hope is gone. The fabric is all cotton. They were all ears.
LEC Noun Phrase D. Hăisan
school. All birds have wings. – it refers to individuals taken collectively). When the reference is specific, all can
be followed by:
the definite article the (e.g. all the students)
of + noun202 (e.g. all of the cake; all of the plates)
of + pronoun (e.g. all of it, or, more creatively, as in John Legend’s song, All of You) .
Generic Reference
All boys do that. No girls do that.
All alcohol is bad. No alcohol is good.
Specific Reference
All the boys in my class. No girls in my class.
All of the boys in my class. None of the girls in my class.
All of them. None of them.
All (of) the water was dirty. None of the water was clean.
All of it. None of it.
With Names
All (of) Europe / Italy / London. None / No part of Europe / Italy / London.
All of it. None / No part of it.
Predeterminer all and central determiner no (+ pronouns all and none) (Falinski, 2011: 69)
181
A predeterminer like all (or both) is able to move into the verb phrase. Compare:
All the kids have had measles. and The kids have all had measles.
Both my nephews are attending MIT. and My nephews are both attending MIT.
This phenomenon is sometimes called quantifier float, since the predeterminer, which normally occurs
before the subject noun head, can ‚float‛ to the right of the subject or to the right of an auxiliary verb (if
there is one).
[All] his employees [all] quit.
[Both] my sisters have [both] been to Paris. (Berk, 1999: 65-66)
Distributors like all can be used not only as determiners, but also as pronouns and adverbs:
Both refers to two entities together. Either and the negative form neither also refer to two entities, but as
alternatives. Where both is inclusive, either and neither indicate their referents separately. Either, in
cooperation with the conjunction or, often refers to one out of two, while neither in cooperation with nor
refers to none out of two:
202‚Technically, all, half, and both are predeterminers only if they directly precede the determiner or the noun.
Constructions containing the preposition of as in all of the players or both of my daughters don’t contain predeterminers; in
these cases all and both are considered pronouns, which are then modified by prepositional phrases. However, despite
the difference in structure, it is clear that the phrases all the players and all of the players are virtually synonymous. This is
one of the few instances in English when different grammatical forms seem to yield the same meaning.‛ (Berk, 1999: 65)
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POSSESSIVE DETERMINERS
Possessive determiners can be nouns (proper: Sam’s friend; common: the girl’s complaint) or pronouns (my /
your / his / her / its / our / their eating habits), sometimes even indefinite pronouns (nobody’s business,
everybody’s problem).
The pronominal forms constitute a class of determiners some grammarians (Berk, 1999: 63) call genitives (as
they consider the label ‚possessive‛ misleading). Among these forms, his is the only one that can be both a
determiner (his car) and a pronoun (The car is his.). In the other cases the determiner is turned into a genitive
subject complement by means of {-s} (your becomes yours; her becomes hers; our – ours; their – theirs), except
for my, which has mine as a counterpart, and for its and one, which cannot be used by themselves, but
together with own. (e.g. Virginia Woolf’s A Room of One’s Own has a special charm of its own.)
Possessive nominal determiners are made up of a NP + an inflected genitive morpheme (more often than
not ’s, sometimes only the apostrophe). The main function of the ’s phrase is to specify the nominal group
referent, as in that student’s name. Like the possessive pronouns, the specifying ’s genitive is a central
determiner. It has a specifying function and indicates possession as well as agentivity.
Like other phrasal determiners (a few; how many; a lot of), the ’s genitive can consist of either a single word
(John’s) or a phrase (the English teacher’s). The specifying phrasal ’s genitive may have internal coordination 183
with and or but, prepositional phrases, or multiple genitive forms, multiple embedded genitive structures,
reaching levels of some complexity.
John’s books
Simon and Andrew’s tomcat
those students’ grades
the history teacher’s lessons
the Council of Europe’s decision
the man on the corner’s dog
Our hearts’ charity’s hearth’s fire, our thoughts’ chivalry’s throng’s Lord.203
Here, then, said Dupin to me, you have precisely what you demand to make the ascendancy
complete -- the robber’s knowledge of the loser’s knowledge of the robber.204
The specifying ’s genitive and the postmodifying of-phrase are very close in meaning, and in many cases
are in free variation:
The choice of one or the other form depends, as shown by Jozef Falinski (2011: 123), on a complex interplay
of factors, such as:
1) the position of the referent of the head noun on the so-called ‚scale of animacy‛205
2) textual emphasis (information focus)
3) stylistic choice and register.
Apart from the specifying function, some ’s NPs may also a classifying function. When the classifier
contains a plural noun, as in girls’s names, children’s clothing, a men’s club etc. the meaning of class is
obvious, and with this meaning, the ’s NPs are more similar to modifiers than they are to determiners (see
the sub-chapter on Genitives as Premodifiers). However, when the NP contains a singular noun precede by the
indefinite article a(n), the NP may be ambiguous. A lady’s hat, for instance, may refer to the hat of a given
lady, or to the type of hat especially designed for women. Two interpretations are also in order for a lion’s
mane, a bird’s nest, a child’s toothbrush, a specialist’s opinion, but the context of discourse usually clarifies the
intended meaning.
T h e D o u b l e G e n i t i v e . The double genitive is the direct result of one particular restriction in the
English determiner system: two central determiners are mutually exclusive (a specifying ’s genitive or a
possessive can never be used in a syntagmatic relation, side by side).
that friend of Peter’s
a book of mine
A special feature of the double genitive is its indefinite head noun and the fact that this head (first) noun
can be used with all central and numeral determiners with the exception of the definite article:
a friend of mine
three novels of Jane’s 184
every argument of his
this life of ours
The definite article may be used only in special anaphoric contexts with specific reference (usually with
postmodification):
The friend of his sister’s that I was telling you about... (Falinski, 2011: 132-133)
WH-DETERMINERS
Wh-determiners are either interrogative or relative pronouns.
Which and what have slightly different uses.
Which is used when the options are limited and clear.
What, on the other hand, is appropriate when the options are not limited, not clear, not constrained.
While which and whose express specific selection among a known number, whatever and whichever express
non-specific selection, meaning ‚it doesn’t matter what‛, ‚it doesn’t matter which‛:
205The scale of animacy is a theoretical scale that goes from a high point of [+animate, +human] reference to a low point
of [+non-animate, +thing].
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They’ll provide you with whatever assistance you may need. [positive meaning]
You’ll have to settle for whatever assistance you can get. [negative meaning]
Whichever [no matter which] can function as a determiner as well as a pronoun:
It’s a long trip whichever road you take. [determiner]
Take whichever seat you want. [determiner]
Take whichever you want. [pronoun]
What can sometimes be used as an equivalent to whatever:
What hopes I had for my son’s recovering have now vanished.
Whose functions as a possessive and an interrogative determiner simultaneously.
SEMI-DETERMINERS
Words like such, exclamatory what, certain, same, (an)other, former, latter are sometimes (except such)
classed as adjectives, but, unlike adjectives, they do not actually describe the referent; rather, they seem to
have a specifying function.
Such and exclamatory what are among the few elements of this kind which precede the indefinite article (e.g.
Such a fool! What a day!). They require a(n) before a singular count noun, and zero before noncount and
plural nouns.
What a wilderness of people! what a jumble of all ranks and ages! what a multiplicity of sects and nations!
what a variety of costumes! what a Babel of languages! what a screaming of beasts! what a tinkling of
instruments! what a parcel of philosophers!206
‚Such classifies an entity by kind or intensifies it by degree. It usually relates to something already
mentioned in the discourse.
Classifying: (= of that kind)
I’ve never heard of such an animal.
185
Such cruelty is incomprehensible.
Such people are dangerous.
Intensifying:
Don’t be such a fool! They are such idiots! ( = of that degree)‛ (Downing & Locke, 2006: 431)
Certain usually follows the indefinite article:
They gave each child a certain sum each week.
A certain Mr. Barnaby is here to see you.
A certain harmless vanity was a characteristic of Poirot's and fell into line with his general love of order and
method.207
Same indicates identity if reference and is usually preceded by the definite article:
He was with an older man whose likeness to him proclaimed him to be of the same family.208
He has a rich wife. It is not the same thing as being rich himself.209
Another, used with singular count nouns, can be interpreted either as pointing to a different entity from the
one previously mentioned (just like other + plural count noun) or to a subsequent entity of the same kind as
the one already mentioned in the discourse.
August 16th is taken. Please choose another date.
Can I fetch you another beer?
I have other things on my mind.
209 Agatha Christie, Poirot’s Early Cases. The Adventure of Johnny Waverly.
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Former and latter refer back to the first and the second respectively of two entities already mentioned. They
are usually preceded by the definite article.
That evening they interviewed two of the eye-witnesses. The former observer was a melancholy square-jawed
man of forty-something. The latter deponent wore a bright red coat.
Former can also used adjectivally with the meaning of ‚previous‛ when referring to jobs, positions or roles.
Mr. Benedict, a former ambassador, clearly knows his way around the international landscape.
While at the conference, I ran into a former colleague I hadn’t seen in several years.
SEMINAR on DETERMINERS
CHAPTER # 8 IN A NUTSHELL
SUMMARY OF DETERMINERS
Quantifiers All animals are equal but some animals are more equal than
[distributives, others.
fractional, By the time he came back, both the uncle and the aunt had
multiplying] caught the flu.
PREDETERMINERS
River hippos live half their lives in water.
His hamburger is twice the size of mine.
She uses three-fourths her monthly salary for rent and bills.
Semi-determiners What a wonderful world!
He had such an imagination.
PRACTICE. Meanings of Determiners***. Place the following determiners into the adequate row, according
to what they express. Some determiners might fit into more than one category:
all; a(n); any; each; either; every; her; his; little; much; no; one; other; same; some; the first; their; the last; the
next; the second; these; this; twenty-seven; whose; your
Addition / Difference
Distribution
Identity
Negation
Number
Order
Place / Position
Possession / Appurtenance
Quantity
Randomness
Recurrency
Totality / Completeness 188
PRACTICE. Order of Determiners**. Complete the table by ordering the following determiners:
1. his, fifty, half [head: dollars]
2. other, my, a few of [head: friends]
3. former, the, some of, teacher’s *head: students+
4. a(n), such [head: experience]
5. own, her, some of [head: books]
6. the, same [head: year]
PRACTICE. Some vs. Any**. Choose between some and any, following the clues on the right.
PRACTICE. Little vs. A Little**. Choose between little and a little, following the clues on the right.
1. [Little / A little] space is what I need more than anything [some, but not much]
else.
2. The children showed [little / a little] enthusiasm for this [hardly any at all]
game.
3. Sheet-metal covering applied directly over old plaster [hardly any at all]
ceilings offers [little / a little] resistance to fire.
4. Sometimes there is [little / a little] resistance to my [some, but not much]
decisions from my next of kin.
5. Time wore on, but it seemed to have [little / a little] effect [hardly any at all]
on Mr. Baggins. At ninety he was much the same as at fifty.212
PRACTICE. Turning Determiners into Pronouns*. Turn the determiners in bold into pronouns, making the
necessary deletions or changes.
190
1. This problem has worried him for a very long time.
2. Each battery is in a separate compartment.
3. It’s complicated when both parents are out of work.
4. Whichever pill you take, the effect will be the same.
5. I’m afraid we have little time to spare.
FUNCTIONS214
The Anaphoric215 It indicates a noun already mentioned There is a man who wants to see you;
Function during the communication: it is very
close to the functions of the
the man has already called on us in the
morning.
191
demonstrative adjective, with which it
can easily be replaced.
The Situational Reference is made to a noun easily Have you learned the news?
Function (also called: understood from a well-known / Shut the window, please.
Deictic / Demonstrative immediate situation.
– apud S. Manoliu)
The Cataphoric Function Reference is made to nouns with further The lady who is speaking was my
THE is a definite article only when it is used before a noun or accompanies an adjective in the superlative degree +
213
noun: He is one of the best (students). When it accompanies 2 correlated adjectives / adverbs in the comparative /
superlative, THE is an adverb: The sooner, the better. He who remembers the longest, grieves the most!
214Another distinction of the functions of the definite article is made between definite specific reference and generic /
classifying function. The former comprises the implicit / situational and the explicit / linguistic reference (L{szló
Budai, Gramatica engleză. Teorie şi exerciţii, Teora, Bucureşti, 2002 (1997)). The implicit / situational reference has 4
subsets:
1. Implicit reference to immediate surroundings: Pass me the salt, please. Shut the window, will you? What’s the
weather like (here and now)?
2. Reference to unique entities: the sun, the moon, the sky, the earth, the universe, the Bible, the Lord etc.
3. Inherent possession: I looked her in the face. He was shot in the chest. He patted me on the shoulder. He was hit on the
head.
4. Backward reference (anaphoric function): I ordered a book and the book has just arrived.
The explicit / linguistic reference implies numerals or NEXT / LAST (He is sitting at the first desk. Take the next turning
to the left.); adjectives in the superlative (This is the oldest building in town.); defining / specifying adjectives (Give me the
blue pen.); appositions (Newton, the great physicist: Mary, the cook); prepositional phrases (We lit a fire on the edge of a wood.):
participial phrases (The book lying on the floor is yours.); clauses (The soup you made yesterday was nice.)
215 See also the associative anaphora (e.g. I’ve just seen a house. The front door was impressive.) (S. Manoliu).
LEC Noun Phrase D. Hăisan
The Non-Significant Definite Article - there is a situation when the proper nouns are to be preceded by the
definite article, as a consequence of the English language evolution; in this case, the article has no function,
being a ‚non-significant‛ determiner of the respective proper noun. The categories of proper nouns taking a
definite article are:
GEOGRAPHIC NAMES (names of mountains / hills: the Atlas, the Caucasus, the Carpathians, the
Alps, the Balkans; rivers217: the Danube, the Thames, the Mississippi; seas / oceans / some lakes: the
Black Sea, the Atlantic ocean, the Lake of Geneva; isles / groups of isles / capes (used with an
adjective)218: the British Isles, the North Cape, the Cape Verde; gulfs / channels / canals / straits: the
Bay of Biscay, the English Channel, the Panama Canal, the Strait of Gibraltar; some countries /
192
regions / deserts / provinces: the Antarctic, the Arctic, the Ukraine, the Sahara, the Midwest; names
of countries including a common name: the United Kingdom, the United States of America; names
of countries / continents / regions (in the plural): the Netherlands, the Bahamas, the Baleares, the
Low Countries, the Highlands; names of some towns: the Hague, the Bronx)
PROPER NAMES NO LONGER UNIQUE (proper nouns in the plural: the Smiths, the Browns;
common names originating in proper nouns: I’ll drive the Ford today. (car’s brand); proper names
preceded by an adjective219: the beautiful Mary, the famous Diana, the celebrated Brâncuşi)
TITLES (professional / nobiliary / academic / expressing politeness etc., when they are not
considered unique: the secretary, the professor, the King of Spain, the Prince of Wales)220
CARDINAL POINTS221 AND THE RESPECTIVE GEOGRAPHICAL REGIONS / DISTRICTS (the
East, the West. The North-East, the East End)
NAMES OF INSTITUTIONS / HOTELS / RESTAURANTS: the Hilton, the University of London,
the House of Commons, the British Broadcasting Corporation, the Lido
NAMES OF MUSEUMS / CHURCHES / ART GALLERIES (made up of an adjective and a
common noun): the Tate gallery, The Globe, the National History Museum
A metonymic use as well: The Rembrandt proved a fake. A distributive / numerical value might be added: to sell by the
216
by proper / common names have no article: Pearl Harbour, Lizard Point etc.
219If the adjective has an emotional character / is a nickname / constitutes with the nouns only one meaning or name, no
definite article is used: dear John, darling sister, lazy Sissy, Little Dorrit, Modern English, Ancient Rome etc.
When the title followed by the preposition OF is an apposition, no article is used: Juan, King of Spain; Charles, Prince of
220
Wales.
221When the cardinal points are used as adverbials of place / different phrases, no article is used: The wind blows south.
We travelled from north to south. When they represent geographical names, they are written in capital letters.
LEC Noun Phrase D. Hăisan
NAMES OF THEATRES / CINEMA HALLS / CLUBS / BUILDINGS: the Old Vic, the Shakespeare
Royal Company, the Athenaeum
NAMES OF VESSELS / SHIPS: the Titanic, the ‚Transilvania‛
NAMES OF SOME NEWSPAPERS / DAILY PUBLICATIONS 222: The Economist, The Times, The
Guardian, The Washington Post, The Sun
SOME VERY WELL-KNOWN NAMES OF STREETS / PARKS / MONUMENTS / PUBLIC
PLACES223: the High Street, the Townhall Square, the Lincoln Memorial
SOME FROZEN CONSTRUCTIONS: the BBC, the Navy, the Intelligence Service, the Bible, the
Tropic, the Equator
NAMES OF THE DAYS / MONTHS / SEASONS (IN SOME CIRCUMSTANCES): The spring when
we met was very special. (the definite article has a deictic function); On the Sunday we used to go to
church. (the noun expresses a general moment); We go to ski in the winter and to the seaside in the
summer. (the article has a contrastive meaning); In the august of 2000 she gave birth to a child. (the noun
has an attribute)
NAMES OF DANCES: the tango, the rock, the waltz
A LARGE NUMBER OF PHRASES: on the one / other hand, by the way, to tell the truth, at the seaside,
in the country, in the mountains, on the whole, in the morning, at the beginning, on the right / left, to break
the law, to beat about the bush, to give smbd. the cold shoulder, to feel the pulse, in the long run, for the time
being, to play the violin / piano / drums, to go by the book, to do the trick, to go to the cinema, to get to the
point, in the beginning, to make the bed, on the move / run, to tell the time / truth, on the radio / telephone,
out of the question, on the alert, on the point of.
FUNCTIONS
The Epiphoric224 used with a noun introduced in the context for the first time: When Ellen opened
Function the door she saw a boy staring at her.
after THERE IS: There is a book on the table, there was a lady in the garden.
before the predicative expressed by nouns in the singular denoting profession /
rank / title / position / quality / nationality / religion / age 225: John is a student; he
is no longer a child. Peter is an only child. Is Mike an actor or a stage director? He is a
lover of beauty. He is a Romanian and an orthodox. (S. Manoliu calls this non-
specific / attributive.)
222 Magazines and periodicals normally take the zero article: Life, New Scientist.
223 Here are some exceptions: Pall Mall, Covent Garden, Soho etc.
224 Also called: Referential / Specific (SM).
225 When the predicative denotes a unique representative of a title / rank etc., it is not preceded by any article: He is
manager in this factory, isn’t he? Compare also: He turned linguist. vs. He became a linguist. // He was an interpreter. vs. He
acted as interpreter. // He would make a good manager. vs. He made / appointed John manager. // He was a headmaster. vs. He held
the office of headmaster. (SM)
LEC Noun Phrase D. Hăisan
before proper nouns, emphasizing the idea that the respective person is not
known, or, on the contrary, the person is so well-known that s/he symbolizes a
quality226: A Mary Brown / Jane Doe / John Doe cannot be accepted here. (a totally
unknown person); She can be considered a Florence Nightingale of our town. He is a
Scrooge (a miser) / a Romeo (a young romantic lover).
before appositions: Byron, a well-known romantic poet, died in Greece.
as part of some grammatical constructions: She is as nice a girl as I have ever seen.
As a good citizen, he is well-known in the town. Many a tree had been cut when we
arrived. However interesting a work may be, you are tired of it one day. This is a most
lovely story!
The Numerical used before numerals: a / one thousand; two pencils and a rubber
Function before COUPLE, DOZEN
A(N) after OF and AT, in some phrases, means ‚one and the same‛: They are of an
age. They were much of a size. Carry them 2 at a time.
before nouns expressing measures / chronological divisions / fractions: a meter, a
pound, an inch, a year, a quarter, a third, a half
with the meaning of EACH: An apple a day keeps the doctor away. We play tennis
twice a week227.
in some set phrases: once upon a time, all of a sudden, once in a blue moon
The Generic used with count nouns in the singular form to express an entire class of objects: A
Function wolf is an animal.
to express ‚cost‛ / ‚speed‛: five dollars a book; 50 miles an hour
in certain set phrases: for a while, at a loss, for a change, on a large scale, as a result
of, to have a headache, to make a noise / fire, to set an example, just a moment, once in a
blue moon, to keep an eye on, as a matter of fact
194
NOTES:
The indefinite article may also precede an abstract or material word or a noun considered to be
unique. The noun is usually associated with a descriptive pre- or postmodifier. In this function,
A(N) means AN INSTANCE OF, A PIECE OF, A KIND OF: They lived a happy life. He led a life of
activity. A loud noise was heard. A brilliant idea occurred to me. We had a very good dinner. A hot sun was in
the sky. I have a (bad) cold.
The indefinite article with a proper noun may indicate an aspect of, or a temporary state of the
person or thing denoted: Shaw showed an Ireland very different from what the Lady Yeats made her out to
be.
He thinks he is a Napoleon. He has the humour of a Dickens. The Elizabethan Age produced a Spenser, a
Marlowe, a Shakespeare (here the meaning of the indefinite article is ‚like the person‛, ‚one having
the qualities of‛).
In: She has married a Jackson. Or: When a Forsyte was engaged, married or born, all the Forsytes were present. – the article
226
FUNCTIONS
The Generic - used before proper nouns names of persons (with or without titles228; with or
Function without simple appositions) 229: Mary, Mr. Brown,
Dr. Smith, Queen Elisabeth, Judge Brenneman,
President Obama
names expressing family relations with unique
reference: Father, Mother, Uncle, Dad
some geographical names: Europe, Romania, Mont
Blanc, Everest, Lake Windermere
proper names followed by common nouns,
indicating institutions 230 / buildings / streets /
squares / parks / bridges: Westminster Abbey,
Windsor Castle, Hyde Park, Kensington Garden,
Trafalgar Square, Scotland Yard, Wall Street, Covent
Garden, Kennedy Airport
names of festivals: Christmas (Day), Easter
(Sunday). Thanksgiving Day, New Year’s Eve,
Independence Day
195
before nouns used in the Nominative of Address:
Come on, Man! Good bye, Girl!
- with common nouns used seasons / months of the year / days of the week:
with a specialized meaning in spring, in January, on Monday
nouns denoting diseases: anaemia, appendicitis,
diabetes, influenza
nouns denoting meals: at breakfast, over lunch, after
tea, before dinner
nouns indicating place / institution / location: to
be in hospital, to go to church231, to be at / to go to sea
nouns indicating means of transport: to travel by
car, to go by bus, to leave by air
non-count nouns in the singular denoting
substances / abstract notions: wine, beer, gold,
wood, peace, beauty, music, truth, heaven, hell,
paradise, providence
names of sports / games / subject matters /
1 Definiteness is marked by the definite article the and by the determinatives this, that,
these, those or by the possessives my, your, etc. + noun.
2 Indefiniteness is marked by a(n), some, any and zero. Indefinite nouns are specific or
non-specific.
3 Generic reference by zero (+ singular mass, plural count nouns); by a(n) and by the.
[Downing & Locke, 2006: 417]
232 But: The English language is spoken by millions of people. What is the English word for ‚zână‛?
LEC Noun Phrase D. Hăisan
An entity is considered as ‘indefinite’ if there is nothing in the discourse or the situation or our general
knowledge of the world that identifies it for us. This is the case with a tiger, a child of six, a show and a school
in the news item from The Sunday Times below:
A tiger attacked a child of six during a show at a school in California after its handler
lost control of the 200lb animal. The head teacher wrestled the boy from the animal’s
jaws and he was flown to hospital.
Once the entity has already been mentioned it can be considered as ‘definite’: the 200lb animal, the boy, the
197
animal’s jaws. Definiteness is inferred if there is sufficient information to identify it, either in the text (its
handler, the head teacher) or in the non-linguistic situation (Don’t forget to lock the door) or in general
knowledge (The Olympic Games). Note that neither the handler nor the head teacher in this text had been
previously mentioned. We identify them in relation to ‘tiger’ and ‘school’, respectively through general
knowledge and inference: animals on show have a handler and schools have a head teacher. This is known
as indirect anaphoric reference. [Downing & Locke, 2006: 418]
The examples show that with singular count nouns (a car), the article a(n) refers to both specific and non-
specific entities, the different interpretations being deduced pragmatically from shared knowledge and also
from the different predicates. When we need a car, it is obviously not yet specific, but potentially any car.
LEC Noun Phrase D. Hăisan
When we have bought a car, it is obviously a specific one. The article a(n) can be indeterminate, however,
between specific and non-specific interpretations:
Ted wants to buy a house in Sussex. (= any house, as long as it’s in Sussex)
Ted wants to buy a house in Sussex. It’s number 2, Farm Road, Brighton. (= a specific house)
As an indefinite determinative, some (unstressed) is used mainly with mass and plural count nouns, but the
stressed form is sometimes used with mass or count nouns with the meaning of indefinite specific as in:
There is still some hope of recovery, or non-specific as in I’ll need some book or other to read on the beach. Either
would be meaningful here. [Downing & Locke, 2006: 418-419]
Inde fini te P ro pe r N ou ns
Since proper nouns (Albert Einstein, William Shakespeare) refer to unique entities, they are already definite
and cannot logically be conceived of as indefinite. On the other hand, since it is often possible for several
entities to be denoted by the same name, such as persons or days of the week, they can be treated sometimes
as classes composed of individual members. This allows expressions such as the following:
Most students assume that the term ‚indefinite‛ means that the article and subsequent
198
noun don’t refer to anyone or anything in particular. But that is seldom the case. In There is
a snake in my bathroom, the speaker is referring to a very specific reptile, in I know a fellow
who always wears six ties, the speaker is referring to a particular man with particular tastes
in clothes. There are, however, times when the article a does not have specific reference, as
in A robbery is committed every day in this neighbourhood or I hate a crabby clerk. The
grammatical context will usually reveal if the reference is specific or nonspecific.
What then is the function of the article a? Its primary function is simply to introduce a
noun phrase into the discourse. Not surprisingly then, a is one of the ways speakers
introduce new information into a discourse. Once a noun phrase is introduced with a,
a speaker (or writer) can use the or an appropriate pronoun to refer to this entity.
Melinda bought a new house last week. The house is white with green trim.
LEC Noun Phrase D. Hăisan
A little brown puppy wandered into our yard last night. It was obviously lost.
There is a new student in my class. She seems rather shy.
Some is usually considered the plural indefinite article – Some puppies wandered into
our yard. In this context, the discourse function of some is identical to that of a. (some is
also used with non-count nouns, many of which never have a plural ending. Here, too,
it is used to introduce a noun into discourse but it does not suggest plurality in any
way - I spilled some milk; Let’s listen to some music.)
Stressed some can be used with singular nouns when a speaker wishes to underscore
the fact that the identity of the noun is unimportant – Some sophomore got hurt during
football practice; My older sister is dating some boy. In both these cases, the noun
modified by some has specific reference, but the identity of the referent is irrelevant to
the speaker. Stressed some also serves to express annoyance or contempt – Some idiot
left gum on this seat. [Berk, 1999: 59-60]
De fi nite Re fe re nce
The definiteness of a common noun is indicated by the article the. This does not by itself identify the referent,
but indicates that it can be identified within the text, or outside the text in the situation or from general
knowledge. Within the text, the reference may be anaphoric (backwards) or cataphoric (forwards). The
anaphor often expresses the antecedent in different words, as in the following news item:
Ten lionesses at the city zoo are to be put on a contraceptive pill to prevent a
population explosion. For 20 years the lions1 have prided themselves on their
breeding capabilities. Now, the treatment2 will make them infertile for 3 years and
so stop the increase.3 199
1= ten lionesses; 2= a contraceptive pill; 3= a population explosion
The referent of a definite head noun can be identified cataphorically by the information contained in the
post-modifer, as in: the bus coming now, the journey home, the Ministry of Health; or by a determiner or pre-
modifier: this bus, the first bus, the red bus.
Reference to shared knowledge immediately identifies the referent of, for example, the sun, the sky, the rain,
the government, the political situation, the television.
Clearly dependent upon inference for their interpretation, but totally normal in certain professional
registers of English are metonymic uses, where the thing stands for the person, as in the following
examples:
The ham sandwich has left without paying.
The kidney transplant in 104 is asking for a glass of water.
When a personal noun, such as secretary, queen, director, head, functions as Subject Complement in a clause
and refers to a unique social role, definiteness can be marked either by the or by zero, with certain lexico-
grammatical constraints:
He soon became director/ the director of the firm.
When the noun functions as Complement in a verbless clause introduced by when, while, if, although,
definiteness can be marked by zero:
While Minister of Health, he introduced many reforms.
Although not party leader, he greatly influenced the party’s policies. [Downing & Locke, 2006: 419-420]
In most cases, the cannot be used unless the person or object has already been
introduced into the discourse. In other words, the article the typically refers back to
something. This is another case of anaphoric reference.
LEC Noun Phrase D. Hăisan
The article the can be used without first introducing the item into the discourse if there
is only one such item in the immediate world of the speakers and they share knowledge
of its existence. We refer to the sun and the moon because we all recognize their existence
and there is only one of each in our sky. Future space settlers living on Jupiter won’t be
able to refer to the moon.
In a given household, family members will put on the kettle, open the refrigerator, and
read the paper while lying in the hammock, because, as a rule, there is only one such item
in the house.
If you routinely go to the same grocery store and financial institution, you probably
refer to them as the store and the bank.
The use of the signals that the referent should be identifiable to the hearer as well as the
speaker.
Sometimes the discourse itself will contain the information that allows the hearer to
identify the referent of the noun, even though the noun itself hasn’t been used. In the
case of We could see Mt. Everest in the distance; the peak was covered with snow, the hearer is
expected to deduce that mountains have peaks. By introducing Mt. Everest into the
discourse, the speaker has indirectly introduced its peak as well. If an acquaintance says
‚My wife was hit by a car last night,‛ he could go on to say, ‚The driver was arrested.‛
The driver is introduced into the discourse by inference; we assume that moving cars
have drivers. [Berk, 1999: 60]
200
Disc ou rse F unct i on s o f De fi ni t e a nd I nde fi nite N om ina l G ro ups
The semantic function of the articles is to present the referents of NG heads as definite, indefinite or generic.
The first two meanings are basically discourse functions, associated with the information packaging of the
content of a clause, sentence or extended discourse into Given and New information; that is, what is taken
by the speaker as known to the hearer, and what is taken as not known, respectively (see Chapter 6). The
following paragraph, also from Alan Ayckbourn, giving the stage directions for the play, illustrates these
functions. ‘New’ is marked by a/ an or zero, and ‘Given’ by the:
February. A garage attached to a medium price executive house on a private estate
belonging to DENNIS and VERA. Down one wall of the garage a workbench littered
untidily with tools etc. In fact the whole place is filled with the usual garage junk,
boxes, coils of rope, garden chairs, etc. In the midst of this, a small popular car, at
least seven years old, stands neglected. Over the work bench a grimy window which
looks out over a small paved ‘sitting area’. On the other wall a door, leading across
a small dustbin yard to the backdoor of the house. There is also a paved walkway
round the side of the garage, nearest us, leading to the ‘sitting area’.
The text begins naturally with New items (a garage, a house and a private estate); followed by a second mention
of the garage, which is now known or ‘Given’; then a ‘New’ item, a workbench, with indefinite ‘New’ tools, and
a second mention, by inference, to the whole place. The text continues to build up a description of the stage
cohesively, bit by bit, in a straightforward, coherent way. This is a normal way of introducing Given and
New information in a text of this kind.
Quite commonly in fiction, however, a writer introduces a new referent at the beginning of a story as if it
were already known. This happens in the novel Watership Down, where the first sentence is ‘The primroses
LEC Noun Phrase D. Hăisan
were over’. The use of the definite article here perspectivises the story from a particular viewpoint: that of
the rabbits, the protagonists of the story, as readers soon discover. [Downing & Locke, 2006: 420-421]
‚Definite‛ and ‚indefinite‛ are terms which are usually applied to noun phrases
(NPs). In English, the is referred to as ‚the definite article‛, and a/an as ‚the indefinite
article‛. Noun phrases (NPs) which begin with the (e.g. the Queen of England, the book),
which are also called (especially in the philosophical literature) ‚definite
descriptions‛, are generally taken to be prototypical examples of definite NPs in
English. Similarly NPs which begin with a/an (an elephant, a big lie), ‚indefinite
descriptions‛, are prototypical examples of indefinite NPs. (Plural indefinite
descriptions use the determiner some.)
U n i q u e n e s s . Bertrand Russell’s classic work on denoting phrases (Russell 1905).
On this tradition what distinguishes the from a/an is uniqueness – more specifically the
existence of one and only one entity meeting the descriptive content of the NP.
[W]hen we stress the definite article contrastively, it brings out the sense of
uniqueness. Example (3)
(3) Did you meet an owner of El Azteco or the owner?
seems to be inquiring as to whether there is more than one owner, or only one.
[T]he descriptive content of a definite description is not sufficient to pick out a unique
referent from the world at large. One example of such an ‚incomplete description‛ is
in (4):
(4) Please put this on the table.
(4) is readily understandable despite the fact that the world contains millions of tables.
F a m i l i a r i t y . The other main tradition concerning the meaning of definiteness
generally cites the Danish grammarian Paul Christophersen. In Christophersen’s view,
what distinguishes definite from indefinite descriptions is whether or not the 201
addressee of the utterance is presumed to be acquainted with the referent of the NP.
In an often cited passage, Christophersen remarks: ‚Now the speaker must always be
supposed to know which individual he is thinking of; the interesting thing is that the
the-form supposes that the hearer knows it too‛ (Christophersen 1939, 28).
Within current linguistic theory, the familiarity approach was revived by the work of
Irene Heim (1982, 1983). Like Strawson, Heim argued that definite descriptions are
referential rather than quantificational; however she also argued indefinite
descriptions are referential as well. Heim took the uses of definite and indefinite
descriptions as they occur in (6) as typifying their semantics.
(6) Mary saw a movie last week. The movie was not very interesting.
In the mini discourse in (6), the indefinite NP a movie is used to introduce a new entity
into the discourse context. Subsequently that entity is referred to with a definite (the
movie). Notice that we might as easily have referred to the movie in the second
sentence of (6) with a pronoun: <It was not very interesting. Heim grouped pronouns
and definite descriptions together as being governed by a ‚Familiarity‛ condition: use
of a definite is only permitted when the existence of the referred to entity has been
established in the particular discourse. Indefinite descriptions, on the other hand, are
subject to a ‚Novelty‛ condition: they presuppose that their referent is being
introduced into the discourse for the first time.
B a r e N P s . One interesting kind of NP in English has received a significant amount
of attention. So called bare NPs do not have any determiner, and the head noun must
be either plural or a mass noun. These NPs have (at least) two distinct uses.
Sometimes they are interpreted generically, as in the examples below.
(26) a. Mary likes sharpened pencils.
b. Water with fluoride in it is good for the teeth.
The sentences in (26) concern the whole category referred to by the underlined NP. On
the other hand sometimes these bare NPs have an existential interpretation, where
LEC Noun Phrase D. Hăisan
PRACTICE. The article the indicates that the referent of a noun is being presented as definite, and can be
identified either somewhere in the text or from our general knowledge. Read the following short paragraph
from Mario Puzzi’s The Godfather and then do the exercise given below. [Downing & Locke, 2006: 464-465]
The Don was a real man at the age of twelve. Short, dark, slender, living in the
strange Moorish-looking village of Corleone in Sicily, he had been born Vito Andolini,
but when strange men came to kill the son of the man they had murdered, his mother
sent the young boy to America to stay with friends. And in the new land he changed
LEC Noun Phrase D. Hăisan
his name to Corleone to preserve some tie with his native village. It was one of the
few gestures of sentiment he was ever to make.
(1) Write out the definite nouns in the text and say how each one is identified, within the text or outside it.
(2) Write out the indefinite nouns in the text, and say how their indefiniteness is marked,
e.g. The Don: The article forms part of a proper noun and proper nouns are inherently definite.
the age: Identified by the qualifying information of twelve.
a real man: Marked by a as an indefinite-specific count noun.
In general, singular nouns cannot occur without a determiner. *Dog is in the garden
and *House is brick are ungrammatical. There are, however, some exceptions to the
rule. Singular nouns that refer to abstract institutions rather than physical structures
can occur without determiners – I am going to school now; She was sent to prison for
three years; He has left for church; Olympia is attending college. Which school, prison,
church, or college is immaterial. British and Canadian speakers exploit this
construction even more often than Americans do; for example they go to hospital and
attend university. On the other hand, when any English Speaker wishes to refer to a
particular building, determiners are required – We drove by the school; That prison
needs repair; My temple is on this street.
When a singular noun refers to the means by which an act is carried out, it, too, occurs
without a determiner. In Sally went by car or My parents travel by train, the speaker is
referring, not to a specific vehicle, but to an abstraction, i.e., a means of transportation.
We also send things by mail and make things by machine. Even the noun bed exhibits
203
this behavior. We go to bed but we buy a bed and make the bed. In the first example, bed
is an abstraction, not an entity; in fact, we can go to bed on the floor or on the couch.
[W]hen such nouns are used in this abstract way, they cannot be pluralized. *I am
going to beds and *My parents travel by trains are both ungrammatical.
[T]here are a number of abstract nouns that do not co-occur with the or the plural
marker – *He is in the trouble; *The sincerity shows; *Isn’t loves wonderful?
[N]ouns that refer to concrete entities are more likely to carry nominal inflectional
endings (possessive and plural) than nouns that are abstract. We see the same
pattern with articles. When words like school, train, and machine refer to concrete
entities, they occur with the appropriate article. But when those same words are used
to refer to an abstract institution as opposed to a particular place, a means of
transportation rather than a particular vehicle, or a means rather than a particular
piece of equipment, the article is often omitted. Like inflectional endings, articles
tend to attach themselves to nouns that refer to physical entities. [Berk, 1999: 60-61]
GENERIC REFERENCE
Each of the articles can also be used when we wish to refer to a whole class of entities, usually with regard to
their typical characteristics or habitual activities:
the + singular count noun: They say the elephant never forgets.
a(n) + singular count noun: They say an elephant never forgets.
zero + plural count noun: They say elephants never forget.
zero + mass noun: They say exercise keeps you healthy.
204
In the everyday use of English, the zero form with plural count nouns (elephants) is most applicable, while
with mass nouns (e.g. love) the zero form is obligatory. The three articles express genericity from different
points of view, which we will gloss as follows:
the represents the referent of the noun as a single undifferentiated whole class of entities;
a(n) represents any individual member of a class of entity as typical of the whole class;
zero implies that all or most members of the class of entity possess the characteristic that
is predicated of it.
The four structures mentioned above are not freely interchangeable in all generic statements. The generic
use of a(n) is restricted, in that it can’t be used in attributing properties which belong to the class as a
whole. For example, the but not a is acceptable in the following, since an individual kangaroo does not
constitute a species, whether near extinction or not, whereas the class as a whole, represented by the, does:
The kangaroo is far from being extinct.
*A kangaroo is far from being extinct.
Both the and a(n) are acceptable with a characterising predicate, as in our next example, since carrying its
young in a pouch is characteristic of each and every female kangaroo:
The female kangaroo carries its young in its pouch.
A female kangaroo carries its young in its pouch.
The article the tends to generalise more readily than a(n), which refers essentially to a singular indefinite
member as representative of its class. The + singular count noun may have a generalising value, even when
not used in a generic statement:
Do you play the piano?
Some people sit for hours in front of the television.
The definite article is also used:
LEC Noun Phrase D. Hăisan
with certain adjectival or participial heads of NGs referring to abstract qualities (the
unknown);
for groups of people named by a nominalised Attribute (the underprivileged, the vulnerable);
with nouns derived from PPs (the under-fives, the over-forties);
for nationalities (the Dutch, the Swiss).
All but abstract qualities have plural concord with the verb:
Science proceeds from the known to the unknown.
Nursery schools for the under-fives are desperately needed in this area.
Not all adjectives and PPs can function in these ways and the non-native speaker should be cautious in
choosing them.
The loosest and therefore most frequent type of generic statement is that expressed by the zero article
with plural count nouns or with mass nouns:
Kangaroos are common in Australia.
Wine is one of this country’s major exports.
Zero article with plural count nouns may have generic or indefinite reference according to the predication:
Frogs have long hind legs. (generic = all frogs)
He catches frogs. (indefinite = an indefinite number of frogs)
A mass noun with zero article can be considered generic even if it is modified:
Colombian coffee is said to be the best.
It is definite, however, if preceded by the. Contrast, for example:
generic: Nitrogen forms 78% of the earth’s atmosphere.
definite: The nitrogen in the earth’s atmosphere is circulated by living organisms. [Downing & Locke,
2006: 421-422] 205
REMEMBER!
There are four distinct strategies for communicating generic reference:
plurality
the indefinite article
the definite article
the predeterminer all. [Berk, 1999: 75]
PRACTICE. The following are generic statements in which the first noun is preceded by a definite or
indefinite or zero article. Test each noun for its use with the other two articles, and say whether either of
them can also be used to express generic reference. [Downing & Locke, 2006: 465]
(1) A liquid has no shape.
(2) Gases have no mass.
(3) A human being needs the company of others.
(4) War is politics carried out by violent means.
(5) Animals that live in captivity play with their food as if it were a living animal.
(6) Television is a mixed blessing.
(7) The bicycle is a cheap form of private transport.
(8) The computer has revolutionised business methods.
PRACTICE. Which of the following statements do you interpret as indefinite and which as generic (...)?
[Downing & Locke, 2006: 466]
(1) Bicycles are very useful during a holiday.
(2) We always hire bicycles during our holidays.
LEC Noun Phrase D. Hăisan
PRACTICE. What are the two possible interpretations of the final noun in the following sentence? [Downing
& Locke, 2006: 466]
My sister wants to marry a Frenchman.
SEMINAR on ARTICLES
PRACTICE. Read the following sentences and define the functions of the definite article:
1. The question she has expected did not come, and so she could not give the answer she had
prepared.
2. When the news came that his sister-in-law was dying, he set off at once for London.
3. Mr. Wilson was the richest man in Blackstable.
4. On the second day after Philip arrived an unlucky incident occurred.
5. The sky was forlorn and grey.
6. Mr. Carey kissed Philip on the forehead and went away.
7. I’ve put him in the small dormitory for the present.
8. He’s thinking of the good breakfast he’ll have tomorrow.
206
9. Think of the grief you’re causing your poor mother in heaven.
PRACTICE. Read the following sentences and define the functions of the indefinite article:
1. The doctor walked to a table on the other side of the room.
2. He called himself a Catholic.
3. Philip did not say a word.
4. He liked a bottle of wine and a good dinner.
5. The Vicar swallowed it at a gulp.
6. She had a shy manner and a gentle voice.
7. She liked to see in him an infant Samuel.
8. Birds of a feather flock together.
9. He ran down the stairs three at a time.
10. Philip had led always the solitary life of an only child.
11. He had seen grapes in the dining-room that must have cost at least 8 shillings a pound.
PRACTICE. Read the following sentences and define the functions of the zero article:
1. Coal was expensive.
2. His sister, Mrs. Graves, kept house for him.
3. You know you are not allowed to play games on Sunday.
4. The Vicar was at peace with himself today.
5. He would then be able to play football.
6. He welcomed wet days because on them he could stay at home without pangs of conscience.
7. She knew nothing about children.
8. I don’t wish you to go to church tonight, Philip.
LEC Noun Phrase D. Hăisan
9. Mrs. Carey often stopped at the bank to deliver a message to Jeremiah Graves, the manager, who
was choir-master, treasurer, and churchwarden.
PRACTICE. In this first paragraph of a short story by Philip Smith, The Wedding Jug, all the ‘things’
mentioned are presented as definite. How does the reader identify them? [Downing & Locke, 2006: 465]
I stood at the backdoor and looked up at the moon. Its brightness from over the dark
hump of the hillside made clear the pale drifting smoke from somebody’s garden.
The wood-smoke and the moon made me restless, eager to be moving in the sharp
October night.
Read the paragraph aloud, replacing the and its by a. Is it possible to do so? If so, how does it change our
interpretation of the scene?
LEC Noun Phrase D. Hăisan
Anyone skimming the text above may easily be misled into believing that modifiers are nothing but some
adjectives and adverbs, inherently prone to comparison. This is not necessarily wrong, but it represents an
oversimplified facet of modifiers.
Modification may differ in Systematic Functional Linguistics from Formal Semantics, for instance, but
grammarians from both sides of the linguistic border seem to agree on a number of facts such as:
The grammar of modification is highly complex and raises numerous questions about the relation
between meaning and form. (Teodorescu, 2009: ix, emphasis added)
233In linguistics, a complement is a word / phrase / clause which is necessary to complete the meaning of a given
expression. An argument is an expression that helps complete the meaning of a predicate (e.g. the main verb and its
auxiliaries), which means (within the X-bar framework at least) that it is a kind of complement. Arguments are classified
into syntactic (e.g. the constituents that appear in the subject, direct object and indirect object positions) and semantic
(e.g. agent – usually the subject; theme – expressed by the direct object, and goal – the indirect objects).
LEC Noun Phrase D. Hăisan
The term modifier234 (and modification, the function a modifier carries out) is difficult to define in
intuitive terms. A first informal approximation might be, for example, to say that a modifier adds
additional, non-essential descriptive content to that contributed by the expression that it combines
with;... (McNally, 2010: 1)
We need first to distinguish between various meanings modification and modifier have acquired in time, as
used in various linguistic trends, approaches or levels. David Crystal’s 2008 Dictionary of Linguistics and
Phonetics lists at least four uses of the term modification, which relate to three different levels of grammar:
syntax, morphology and phonetics, but also to historical linguistics:
modification (n.) (1) A term used in syntax to refer to the structural dependence of one grammatical unit
upon another – but with different restrictions in the scope of the term being introduced by different
approaches. Some reserve the term for structural dependence within any endocentric phrase; e.g. in the big
man in the garden, both the big and in the garden modify man – premodification and post-modification
respectively. Some linguists reserve the term for the premodifying structures only: in Hallidayan
grammar, for example, the above phrase would have the structure M–H–Q, standing for modification–
head–qualification. traditional grammar reserved the term for adverbial units which were dependent on
the verb, and this tradition is sometimes encountered.
(2) Modification is also used in morphology to refer to a process of change within the root or stem of a
form, as in the vowel changes between the singular and plural of some nouns in English (man ~ men), or in
cases of suppletion. In this, and related senses, the term is also found in historical linguistics.
(3) In phonetics, factors which influence the airflow in the vocal tract are often referred to as
modifications, e.g. the movement of the soft palate, the degree of closure of the glottis. The term is also
sometimes used to refer to any factors which alter the typical actions of the vocal organs in producing the 210
phonemes of a language, as in prosodic features, secondary articulations, and transitions between sounds.
(4) Also in phonetics, the range of diacritic marks which indicate variations in vowel and consonant
quality are referred to as modifiers, in the international phonetic alphabet. (Crystal, 2008: 309-310,
emphasis added)
Of the four possible meanings, only the first is obviously at issue here.
We also need to discriminate between two partially overlapping terms, i.e. modification and
complementation, and will do so based on Quirk et al.’s commentaries:
Modification [...] is a largely optional function performed, for instance, by adjectives in the noun phrase,
and by intensifying adverbs in the adverb phrase. Premodifiers precede the head, and postmodifiers
follow it; in noun phrases, premodifiers follow determinatives. Semantically, modifiers add
‚descriptive‛ information to the head, often restricting the reference of the head. Thus a green table has a
more specific meaning than a table, and very tall has a more specific meaning than tall [...].
We reserve the term COMPLEMENTATION (as distinct from complement) for the function of a part of a
phrase or clause which follows a word, and completes the specification of a meaning relationship which
that word implies. As such, complementation may be either obligatory or optional on the syntactic level.
Complementation also overlaps with other functions, such as adverbials and modifiers. (Quirk et al.,
1985: 65, emphases added)
For formal semanticists, a modifier is ‚an expression that combines with an unsaturated expression to form another
234
unsaturated expression of the same type.‛ / ‚an expression which combines with another expression to produce a result
with the same semantic type.‛ (McNally, 2010: 2, 20)
LEC Noun Phrase D. Hăisan
As follows, we will present modifiers gradually, our analysis – consistent with Kolln & Funk (2012)’s
structure – culminating with one of the ‚core concerns‛ of the present book, namely modifiers of the noun /
noun phrase (with the two branches: premodifiers and postmodifiers).
Modifiers of both Nouns & Verbs Modifiers of the Verb only Measure Phrases as Modifiers of
Adjectives Sentence Modifiers Modifiers of the Noun / NP (Premodifiers; Postmodifiers)
modifiers of
nouns & verbs
sentence modifiers of
modifiers adjectives
211
MODIFIERS OF NOUNS AND VERBS
The prepositional phrase is by far the most common structure of modification, which regularly appears as
a modifier of both nouns and verbs. We already know from the subchapter on the internal structure of the
PP that, if the PP modifies a noun, it is considered adjectival, and if it modifies a verb, it is called adverbial
prepositional phrase.
My aunt from abroad is extremely fond of cats. [adjectival prepositional phrase]
My aunt just came back from abroad. [adverbial prepositional phrase]
Prepositional Phrase
Noun / Verb
Preposition Object
across the rather large bedroom
along the beach
to walk /
on your tiptoes
a walk
in the woods
through the city
Because prepositional phrases can modify both verbs and nouns, ambiguity235 arises between two or more
plausible readings:
PP ambiguity in a sentence such as Merida was supposed to mend the bond torn by pride does not concern the adjectival /
235
adverbial dichotomy, but two possible adverbial readings: either mend by pride or torn by pride.
LEC Noun Phrase D. Hăisan
We watched the dance in the great hall. [Did the dance take place in the great hall? Did we watch it in
the great hall?]
Sam murdered the man with a gun. [Did Sam use a gun? Did the man have a gun on him?]
One morning I shot an elephant in my pajamas [says Groucho Marx, and then he goes on]. How he got
into my pajamas I’ll never know.
PRACTICE. PP Ambiguity**. Rewrite each of the following sentences in two ways to show the two possible
meanings (adjectival / adverbial) of the PPs they contain:
1. I read an article on infant mortality in France.
2. Jack annoyed the man with the cigar.
4. Jackson saw the man with binoculars.
3. Jacob is going to polish the car in the garage.
5. Jasper attacked his teammate with the bat.
6. I saw a man hidden behind the curtains.
7. I saw a man with a pair of binoculars.
8. Janet wrote an article on a plane.
Nouns and verbs tend to follow the same pattern, at least with respect to arguments. If the measure phrase is
indeed an argument of the adjective, we need an explanation for why we have five feet tall and not *tall (of) five
feet. We also need an explanation for why the main stress is on tall in five feet t{ll, when the general rule in
English is that in neutral contexts a predicate is less stressed than its argument. (Schwarzchild, 2005: 208)
SENTENCE MODIFIERS
Sometimes, words, phrases or clauses are used so as to modify the sentence as a whole, not only some parts
of it. Following closely Koln & Funk (2012: 189-203)’s structure, we will present the most common sentence
modifiers:
adverbs
vocatives
interjections
subordinate clauses
the absolute phrase
appositives
relative clauses.
A d v e r b s . Most of the single-word modifiers are adverbs in form; however, they are not to be mistaken
213
for adverbials. In the following pair, sentence (1) illustrates the use of adverb clearly as an adverbial, whereas
sentence (2) illustrates clearly as sentence modifier:
(1) Mark did not explain the situation clearly. [adverb indicating the manner of explaining]
(2) Clearly, Mark did not explain the situation. [modifier indicating the attitude / opinion of the speaker
/ writer toward the message stated in the main clause]
Here are some more examples of adverbs used with this modifying function:
Luckily, the police came right away when I called.
It rains badly. Fortunately, I have my greatcoat with me.
Unfortunately, the book you want is out ot print.
I inquired a few particulars and returned to the hotel full of enthusiasm. Unfortunately, I found it hard to
make Poirot share my feelings.236
Invariably, the dirty dishes from last night’s dinner sat in the sink.
We can see from these examples that adverbs as sentence modifiers are separated by commas, but this is not
always the case:
Perhaps we can persuade her to come too.
We can persuade her, perhaps, to come too.
V o c a t i v e s . Another structure set off by a comma is the noun or noun phrase of direct address, known as
a vocative:
Ladies and gentlemen, please be seated.
Jennifer, your date is here.
The vocative might not be a modifier in the same sense that other structures are, in that it does not modify the
meaning of the sentence, but it does relate to the sentence as a whole.
But yes, my friend, all crimes are not committed in crowds, you know? 237
I promise you won’t see me here in court again, your honor.
I n t e r j e c t i o n s . The interjection—usually a single word or short phrase used exclamatorily—can also be
considered as a modifier of the sentence as a whole:
Oh, how can I ever thank you!
Wow! What an outfit you got there!
(Good) Heavens! I cannot believe my ears.
Upon my word! Is that John upon the roof? [old-fashioned]
Gosh, how time flies!
(My) goodness (gracious), what a terrible thought!
S u b o r d i n a t e C l a u s e s . Some subordinate clauses also seem to modify the idea of the whole
sentence:
Clauses introduced by such subordinators as if, I’ll go with you, although I would rather stay home.
since, as, and although:
The phrasal subordinators, too, may relate one All the members of the council, as far as I know, voted in
complete clause to another: favor of the new form of computer-graded examination.
Some of the interrogatives and indefinite relative Whatever decision you make, I’ll support you.
pronouns introduce conditional clauses that are No matter how much time I spend working on it, it is
clearly sentence modifiers: never enough. 214
The subjunctive if clauses: If I were you, I’d let it go.
Many subordinate elliptical clauses: While [we were] waiting for the guests to arrive, our
daughters ate half the cake.
When [I am] in doubt about what to wear, I always
dress casual.
R e l a t i v e C l a u s e s . Most relative clauses are modifiers of nouns, and most are introduced by a relative
pronoun that refers to that noun:
Joe’s car, which he bought just last week, looks like a smoothing iron to me.
In this sentence the relative clause modifies the noun car, which precedes it. But in some sentences which
refers not to a particular noun but to a whole idea, as in the folowing sentence:
Joe bought me flowers, which surprised me a great deal.
All such broad-reference clauses are compulsorily introduced by which (never by who or that), and because
they are nonrestrictive, they are set off by commas:
Tom cleaned up the garage without being asked, which made him a suspect in his wife’s eyes.
Joe brought me flowers twice this week, which probably means he’s done something wrong.
Our car having broken down, we had to make an unplanned stop at an inn.
His hands jammed in his pockets, Julian strolled pensively along the beach.
PRACTICE. Absolute Phrases*. Identify the absolute phrases in the following sentences:
1. Harry froze, his cut finger slipping on the jagged edge of the mirror again.238
2. The superintendent, his head on his chest, was slowly poking the ground with his stick. 239
3. His bare legs cooled by sprinklers, his bare feet on the feathery and succulent grass, and his mobile phone in his
hand (he was awaiting Lionel's summons), Des took a turn round the grounds. 240
4. Muffins baking in the oven, Giovanna waited for her friends to arrive.
5. The snow having persisted for over a week, 600 people were now snowed in.
A p p o s i t i v e s . More often than not, the appositive comes in the shape of a noun phrase, as in:
Our visitor, a grey-haired lady of indeterminate age, surprised us all with a photo of our late great-
grandfather.
Penicillin, the first antibiotic, was discovered by Alexander Fleming.
As it happens, in this particular example, the appositive renames and details upon the subject of the
sentence. But sometimes ‚we use a noun phrase to rename or, more accurately, to encapsulate the idea in
the sentence as a whole‛ (Kolln & Funk, 2012: 202). We call these structures sentence appositives, quite
commonly set off by dashes:
He waved his pink right hand in circles, his favorite gesture.241
The musical opened to rave reviews and standing-room-only crowds—a smashing success.
A pair of cardinals has set up housekeeping in our pine tree— an unexpected but welcome event.
215
PRACTICE. Sentence Modifiers*. Add punctuation (commas) to the following sentences, if necessary.
1. My husband likes Chinese food; I on the other hand like Mediterranean dishes.
2. As you may know our website was unavailable for a period of time earlier today.
3. A week later much to everyone’s surprise he won the race.
4. There was a terrific thunderstorm the night we came back from the Grand Canyon.
5. The Himalayas for instance are simply stunning this time of year.
6. By the way have you heard of the robbery?
7. Luckily it did not cause much damage.
PREMODIFIERS
Many noun phrases are simple two-word phrases: determiner + headword (the students, a book, their
homework, today’s exam). However, in everyday speech and in every piece of writing we produce, noun
242 Adnominal (adj. / n.) A term used by some grammarians to refer to the elements in a noun phrase which modify a
noun (an analogy with adverbial), such as adjectives, prepositional phrases and ‚possessive‛ nouns, e.g. the big hat, the
hat in the box, the vicar’s hat. A description in terms of ‚adnominal‛ elements may also be used in the classification of
relative clauses (e.g. the car which she bought . . .). (Crystal, 2008: 13)
LEC Noun Phrase D. Hăisan
phrases are frequently expanded with modifiers. Sometimes, modification may apply to more than one head
as in The friendly boys and girls. (Pârlog, 1995: 95)
According to Jim Feist (2012), the further from the head a premodifier is, the more types of modification it
has. To appreciate the rich possibilities of premodifiers, let us have another look at how much a premodifier
can be expanded in a noun phrase:
a table
a kitchen table
a wooden kitchen table
a Chinese wooden kitchen table
a brown Chinese wooden kitchen table
a dark brown Chinese wooden kitchen table
an old dark brown Chinese wooden kitchen table
an expensive old dark brown Chinese wooden kitchen table
those two expensive old dark brown Chinese wooden kitchen tables etc.
(Ruiz de Mendoza Ib{ñez, 2015: 152)
the book
the history book
the American history book
the illustrated American history book
216
the recent illustrated American history book
the recent controversial illustrated American history book
the recent controversial illustrated leather bound American history book243
The two tables above show that premodification often supposes (determiners aside) the presence of nouns
and / or adjectives. Indeed, adjectives and nouns are amongst the most common noun (pre-)modifiers.
However, since premodification or left-branching ‚does not come easily or naturally, especially to the
student coming from a Romance language, and has to be studied carefully before it can be used properly‛
(Falinski, 2011: 168), we will deal with it systematically.
There are six main word classes / structures that can sustain premodification:
1. adjectives
2. participles (–ing or –ed)
3. nouns
4. genitives
5. adverbs
6. phrases or clauses.
Adjectives as Premodifiers
The adjective is the premodifier by excellence. The traditional definition of adjective is ‚a word that modifies
a noun‛; etymologically, it means ‚added (to the noun)‛. The simplest way of building up a noun phrase is
just to string a number of adjectives together before a noun (with the adjective appearing between the
determiner, if any, and the head noun):
This does not mean that adjectives can be used randomly; they usually limit the reference are in turn limited
in a wide variety of ways. One of the things that have a bearing upon them is the order in which they are to
be used. The simplified general rule which applies to prenominal adjectives is as follows:
When 2 or more adjectives are used together, subjective adjectives, that express an opinion (nice,
lovely, ugly), are used before objective, concrete adjectives (old, red, square). In the example above, his
beautiful new clothes, we see subjective adjective beautiful placed before the more objective one, new.
Objective premodifiers are usually arranged as follows:
SIZE AGE SHAPE COLOUR ORIGIN MATERIAL PURPOSE
a big black dog
my old brown leather wallet
that square French wooden coffee table
Unlike the determiner category, the adjective category is an open class.
217
Participles as Premodifiers
Many of the words that modify nouns are not prototypical adjectives, but verb participles which function as
adjectives. Both present and past participles are commonly used as premodifiers. With present participles, it
is implied that the state being described is ongoing (a laughing clown; a galloping horse).
A barking dog never bites.
About 100 flights were cancelled at Heathrow on Monday due to freezing fog.
Those ringing bells awaken us every morning.
You’re a scolding, unjust, abusive, aggravating, bad old creature!245
Scrooge! a squeezing, wrenching, grasping, scraping, clutching, covetous, old sinner!246
Some {–ing} adjectives are very idiosyncratic. The following present participle forms rarely occur with nouns
other than the ones indicated here (Fillmore and Kay, 1995: 4-4, q. in Berk, 1999: 166).
Jane's cousins are blithering idiots.
They were consenting adults.
He was excused due to mitigating circumstances.
Participial –ing form is not to be confused with the nominal / gerundial –ing form:
a swimming-pool, climbing boots [gerundial]
a swimming turtle, a waiting taxi [participial]
The difference is reflected in intonation (nominal / gerundial use – stress on the first element; the participial –
stress on both elements). (Falinski, 2011: 167)
244 ...a gigantic clock of ebony. Its pendulum swung to and fro with a dull, heavy, monotonous clang. (E. A. Poe, The Masque of
the Red Death)
245 Charles Dickens, Our Mutual Friend.
Past participles used as adjectives generally have a passive meaning and express a result; the noun
described is / was acted upon.
After some time, I threw the wilted roses out.
The freightened cat ran away.
A broken heart is not universally recognised as a medical condition.
The Stolen Necklace is a 1933 British crime film.
Grandma needs to rest her swollen foot.
The military hospital was overwhelmed with wounded soldiers.
Does melted snow need boiling?
A black, heavy, and curiously-pannelled door, opening inwardly, was closed, after the fashion of the day,
with a chased brazen bar; while a single, huge, bowed, and trelliced window glared out upon the waters of the
Adriatic.247
...- the wrinkled, bejewelled, and paint-begrimed beldame, making a last effort at youth -...248
As the emperor marched his pale, bloated, patriarchal carcass down the street, everyone loudly oohed and
aahed at his beautiful new clothes.249
A number past participles can function as adjectives only when they contain a prefix (e.g. an unsung hero; *a
sung hero). Certain participles that are not normally used as adjectives can be used as such if modified (e.g. a
seldom read manuscript; an easily sold product; a very ashamed student; a well-written article; a well-defined
feature).
joined by a hyphen or not: e.g. head master / head-master / headmaster). In many cases, noun premodifiers
correspond to prepositional phrase postmodifiers:
arm-chair = a chair with arms
tea-spoon = a spoon for tea
war story = a story about war
flower garden = a garden for flowers
football game = a game of football
N o u n s t h a t D e n o t e M a t e r i a l s 250 are regularly used as modifiers: silk stockings, a stone wall, a gold
watch, lead pipes, a cotton dress. The adjective derived from these nouns are, in some, but not all cases, used as
modifiers to denote the material of which objects are made: a wooden chiar; a woollen dress; a leaden coffin.
‚Often, however, such derivatives, mostly in –en and –y, are used with different meanings, usually
figurative: the Golden Age; a golden opportunity; leaden clouds; a leaden sleep etc.‛ (idem)
P r e m o d i f y i n g P l u r a l N o u n s . Premodifiers are not usually marked for the plural unless they are
nouns like arms, arts, clothes, customs, sales, savings, which have no singular form. So: a language school; a
woman-hater; a ten-minute interval, BUT clothes hanger; savings bank; a blue-skies philosophy. (Falinski, 2011: 166)
Pârlog (op. cit., p. 89) also draws attention to the fact that nouns that occur in their plural number in
postmodifying prepositional phrases usually become singular when used in premodification:
a cloth for dishes = a dish cloth
a brush for the teeth = a tooth brush
a sharpener for scissors = a scissor sharpener
a sonata for a solo piano = a piano sonata 219
However the rule does not always apply: the committee on promotions = the promotions committee.
Nouns as premodifiers function in a way very similar to adjectives. Nevertheless, unlike adjectives, they
only rarely take inflected or periphrastic comparative and superlative forms (*a more mountain bike; *a stoner
wall). These are sometimes called denominal251 adjectives.
In spite of the fact that some grammarians’ view is that nouns as modifiers ‚can be considered adjectives
because they express some attribute or quality held by the following noun‛ (Berk, 1999: 167), we need to
emphasise the fact that their underlying semantic relationships are different because, after all, nouns and
adjectives are two different categories, so one cannot be ‚function‛ for the other.
250 As a matter of fact, materials are only an example of how productive these structures are. English grammarians have
presented charts that categorise and explain this ongoing grammatical feature of modern English. Drawing on Longman’s
Grammar of Spoken and Written Grammar (Biber et al., 1999: 589-591) and on Bagge & Manning (2007: 557-558), we will
present the most common meanings in a table (see Appendix # 3).
251 Denominal (adj.) A term used in grammar to describe an element which originates as a noun but is used in some other
way in sentence structure. For example, in the garden fence, garden could be described as a denominal adjective; in I’m
going to carpet the room, carpet is a denominal verb. (Crystal, 2008: 135-136).
252 Retrieved from http://www.imsdb.com/scripts/Invention-of-Lying,-The.html (February 2016).
LEC Noun Phrase D. Hăisan
This heavily packed noun phrase contains the essence of an entire story / anecdote (whether it is real or not
220
is not relevant here).
According to Falinski, the noun + noun sequence is a kind of ‚linguistic shorthand‛ (Falinski, 2011: 169)
and, indeed, the example above functions as a simplified, cataphoric instrument pointing backwards to
something very wordy or very detailed in the (over-all) discourse. Much like citation conventions (idem,
ibidem, op. cit. etc.), they are used for the sake of economy (to avoid either redundance or wordiness).
In Biber’s words:
Noun + noun sequences represent two opposite extremes of communicative priorities. On the one hand,
they bring about an extremely dense packaging of referential information; on the other hand, they result
in an extreme reliance on implicit meaning, requiring addresses to infer the intended logical relationship
between the modifying noun and the head noun. In fact, noun + noun sequences are used to express a
bewildering array of logical relation. (q. in Falinski, 2011: 169)
This reliance on implicit meaning sometimes leads to opacity or to ambiguity (e.g. uniform resource locator
protocol problem), but then again premodification is proven far less explicit than postmodification. In spite of
this, statistical language corpora surveys have always shown that premodification is very much exploited,
especially in the written register (accounting for around 40% of all modification in news, and 30% of all that
in academic prose, apud Falinski, 2011: 181). The noun phrase is, therefore, ‚an important and precise
indicator of the stylistic appurtenance of a text‛ (idem).
LEC Noun Phrase D. Hăisan
PRACTICE. Adjectives, Participles & Nouns as Premodifiers**. Label the headword (H) and the
determiners (D) of each of the noun phrases in the following sentences. Identify the form (adjective, noun,
participle) of any modifiers that fill the slots between the determiner and headword.
1. The Porters’ old-fashioned respectable middle-class hard-working American ancestry was traced back to
slavery.
2. A crooked little man came running over and told us the news.
3. The character’s dogged determination is the film’s central premise.
4. A powerful king asked a learned man to visit his magnificent palace.
5. The Grinning Man is a feature-length episode of a famous BBC crime drama series.
6. Their charming country house looked like the perfect place for a garden party.
that lady’s old umbrella the old umbrella which belongs to that lady
[specifying genitive]
that old, lady’s umbrella that umbrella which was specially designed
for women and which happens to be old
[classifying genitive]
The example is taken from Quirk et al. (1985: 327) who think it necessary to specify that ‚the expression farmer’s wives
253
does not imply polygamy: if this is a descriptive genitive, it is simply the plural of farmer’s wife.‛
LEC Noun Phrase D. Hăisan
that old lady’s umbrella the umbrella which belongs to that old lady
The two types of genitive also differ in terms of intonation: the specifying ’s genitive has two level stresses,
even a slightly rising intonation, while the classifying ’s genitive – a falling intonation on the head noun.
(ibidem, 173)
PRACTICE. Genitives as Determiners / Premodifiers**. Analyse the following noun phrases, using the
noun phrase table (adapted from Falinski, 2011: 173). If genitives can be interpreted as both specifying (used
as determiners) and classifying (used as premodifiers), The firts two are done for you.
a boy’s jacket that elderly lady’s handbag
an exclusive men’s club that used child’s bike
a monthly women’s magazine that poor child’s bike
a doctor’s degree a fossilized dinosaur’s egg
a neighbour’s complaint an old sailor’s uniform
Modifier
Determiner Head
Adjective Noun
Adverbs as Premodifiers
Exceptionally, adverbs can premodify NPs: the then President, the above example, an away match. Adverbial
phrases are perhaps more often used as modifiers: his far-away cottage, a down-to-earth sort of fellow, a
before and after picture of myself (after Pârlog, 1995: 92).
LEC Noun Phrase D. Hăisan
Multiple Premodification
Premodification can be rather lengthy, especially in technical writing. The long compound noun phrase,
sometimes called the "stacked noun phrase" or "packed noun phrase" contains a long string of attributive
nouns or modifiers:
People who author web-pages have become aware of what is now known as the uniform resource locator
protocol problem.258
In the example above, nouns are prevalent, but generally speaking, adjectives and nouns are most
commonly found as complex premodifiers. The difficulty is knowing what is modifying what. According to
Falinski (2011: 170), the best strategy (as always with the noun phrase) is to find the head and then work
backwards through the premodifying elements. He gives two examples to illustrate this:
1) information packaging strategy
2) ‚Right leg amputation, right?‛ said the orderly.
‚No,‛ I exclaimed sitting up in alarm. ‚Just a minor knee operation!‛
‚He’s just pulling your leg!‛ said the nurse. 259
In the quote above we have both adjectives and nouns as premodifiers, some of which are embedded:
right leg amputation
[(adjective + noun) noun]
minor knee operation
[adjective (noun + noun)]
When in doubt about hierarchy in multiple premodification, just follow Falinski’s golden rule of going
backwards. But generally speaking,
...in practice, multiple premodification with more than one or two nouns is not very common, and is found
mainly in the severe register of technical English, such as the language of science, technology and medicine, or
224
the intense poetic world of literature and advertising. Statistical surveys of the language find relatively few
examples in the spoken language; and even in the higher registers, for instance, academic prose, Biber reports
70-80% of noun + noun sequences containing only one single-word premodifier, about 20% with two-word
premodification, and three- or four-word premodifiers accounting for a meagre 2%. (Falinski, 2011: 171)
POSTMODIFIERS
Many of the noun phrases given as example so far in this book contain post-head information as well as pre-
head information (e.g. that girl with red hair; the green-eyed black cats meowing in the corner; a street leading to the
flower market in Covent Garden; the smallest of the three shiny redback spiders spinning their webs in the corner). If
determiners can only be placed before the headword, modifiers can be placed (depending on their type)
either before or after the head. Right-branching is, therefore, the modifiers’ prerogative.
[DETERMINERS + PREMODIFIERS] + HEAD + POSTMODIFIERS
pre-head head post-head
The postheadword position in the noun phrase may contain modifiers of many forms but largely speaking,
the three most common types of postmodification in the noun phrase are represented by:
prepositional phrases (e.g. the house on the corner; the plane from Oslo)
non-finite clauses (e.g. a girl resembling Jane; a note written by Jo; the time to start)
relative clauses (e.g. a man whom I knew in the army; the colour that I like)
Whenever there is more than one postmodifier, they need to appear more or less in this order:
225
Determiner HEADWORD Prep. Phrase Non-finite Clause Relative Clause
the patient in the hallway waiting to be seen whose insurance policy was cancelled
the property on Silver Lane awaiting buyers which offers good-sized
accommodation
Prepositional Phrases
By far the most common class of (circumstantial) post-modifiers used in English NPs, PPs are also the
most economical.
the girl with red hair
the patient on the hallway
the plane from Oslo
a ticket to Paris
those lovely homes along the street
a woman of260 many parts / talents
Statistically, the most common preposition used in postmodifying PPs is OF, followed by IN, FOR, ON, TO and
260
WITH. Preposition OF can serve an extremely wide range of functions; it can be used:
in partitive expressions (e.g. one of my friends)
in genitive-like structures (e.g. the owner of the car)
in double genitive constructions (e.g. a friend of my sister’s)
with quantifying determiners (e.g. a lot of friends)
with piece words (e.g. a piece of information / advice / cake)
after pair and couple (e.g. a pair of gloves / trousers, a couple of hours)
with group words (e.g. a pile of books, a flock of sheep, a bunch of flowers)
LEC Noun Phrase D. Hăisan
E m b e d d i n g . Very often PPs, which already contain a NP, happen to be part of an embedded structure.
Because the prepositional phrase itself includes a noun phrase, the adjectival prepositional phrase
demonstrates the recursiveness of the language—the embedding of one structure in another of the same
kind. Such recursiveness occurs in many parts of the sentence: a clause within a clause, a noun phrase
within a noun phrase, a verb phrase within a verb phrase. In the case of the adjectival prepositional
phrase, we nearly always have a noun phrase within a noun phrase. (Kolln & Funk, 2012: 136)
Noun Phrase
{[students] [at (this university)]}
Noun Prepositional Phrase
students at this university
Preposition Noun Phrase
at this university
Determiner Noun
this university
According to Quirk et al. (1985: 43), ‚by repeated embedding, both a noun phrase and a prepositional phrase
can be indefinitely extended.‛ It is the very structure of noun phrases and their postmodifying prepositional
226
phrases that allows them to work together to create multiple levels of embedding (Biber et al., 1999;
Halliday, 1989). This nesting occurs, according to Halliday, because of the ‚recursive principle at work in
the clause (...) nominal groups can function inside prepositional phrases and prepositional phrases can
function inside nominal groups‛ (Halliday, 1989: 70, q. in O’Malley, 2013: 37-38).
PRACTICE. Embedded PPs**. Underline the prepositional phrases in the following sentences. Use one line
for enclosing prepositional phrases, two lines for first-level embedded prepositional phrases and three lines
for second-level embedded phrases, if any.
1. She was liked by all the people in the neighbourhood.
2. The computer world is constantly threatened by an enemy from within.
3. The reception after the conference at Majesty Hall was a huge success.
4. Anna left with a present for her brother.
5. His attachment for that old house on a dusty plain in the desert puzzled everyone.
spoonful of sugar, a plethora of advice, a ton of bricks, a book of poetry, a student of chemistry,a feeling of dread, the smell of success,
the departure of the flight) and sometimes by IN (e.g. a change in plans) count as noun complements rather than post-
nominal modifiers. On the contrary, in a NP like a pianist of the highest caliber, the PP of the highest caliber is considered a
postmodifier (Payne J. & Huddleston, 2002). Furthermore, certain OF + ing structures (e.g. the risk of losing your way; the
possibility of being rescued) are also considered noun complements rather than postmodifiers.
262 For other functions fulfilled by PPs, see Appendix # 6.
LEC Noun Phrase D. Hăisan
Relative Clauses
The relative clause (also called adjectival clause) is a dependent clause. When used adjectivally, it identifies
the noun or pronoun it modifies. Like adjectival prepositional phrases, relative clauses answer the questions
WHICH ONE? or WHAT KIND OF?:
The arrow that has left the bow never returns.263 [which arrow?]
People who live in glass houses should not throw stones.264 [what kind of people?]
Relative clauses are often introduced by that (e.g. the arrow that has left the bow) or which (e.g. the property
which offers good-sized accommodation). However, when referring to people, we generally use who rather than
that (sometimes whom, if relative who functions as an object, or whose, if it indicates possession):
A man whom my father knew in the army called on us today.
The colleague whose notes I borrowed was absent today.
The objective case relative, whom, like the relative that, can often be deleted:
A man [whom] my father knew in the army called on us today.
We can choose a book [that] you like.
Occasionally, relative clauses are introduced not by relative pronouns but by the relative adverbs where,
when, and why, which can sometimes be omitted, too:
It was nice to see again the town where I was born.
I will not rest until the day [when] the results are posted.
I understand the reason [why] Maggie left the system.
Non-Finite Postmodifying Clauses
There are three major types of non-finite postmodifying clauses:
ing-clauses (the patient waiting to be seen; those dogs running down the road)
ed-clauses (a house designed by a famous architect; a tree split down the middle) 227
to-clauses / infinitive phrases265 (the first group to come; the last exercise to be done; the best place to eat
seafood)
The first two types are called participial clauses (the present participle clause ending in –ing, the past /
passive participle clause ending in –ed), and the third is called (to-)infinitive clause. They all function as
relative substitutes. As a matter of fact, participial clauses are nothing but reduced relative clauses:
the girl who is resembling Jane [relative clause]
the girl resembling Jane [participial clause]
263 Relative clauses introduced by that should be distinguished from noun that-complement clauses:
The news (that) we received was not very good. [relative clause]
The news that he left the country caught us by surprise. [that complement clause]
264 Relative clauses introduced by wh-words should be distinguished from noun wh-complement clauses:
Their plans to elope were doomed from the start. [to-infinitive complement clause]
Serena’s attempt to clarify things bothered her colleagues. [to-infinitive complement clause]
They were granted permission to leave the premises. [to-infinitive complement clause]
They ignored my decision / failure / (in)ability / right / desire / effort to make other plans. [to-infinitive complement
clause]
Your duty to do something about it should come first. [to-infinitive complement clause]
Head nouns which take to-infinitive complement clauses represent human goals / opportunities / actions and are are
often related to a verb (attempt, decision, desire, failure, plan, tendency, permission) or an adjective ((in)ability, right, capacity).
Postmodifying to-clauses can be expanded into a relative clause (e.g. the last exercise to be done = the last exercise we / you
must do), while to-infinitive complement clauses usually answer WHICH or WHAT (e.g. their plans to elope; which plans?).
LEC Noun Phrase D. Hăisan
Other Postmodifiers
Occasionally and secondarily, adjectives, adverbs, noun phrases, appositive noun phrases and reflexive
pronouns also occupy the headword position. The following table (adapted from Downing & Locke, 2006:
446, and completed) presents these secondary postmodifiers, while also being a review of all postmodifiers:
Having determined upon your subject, you must next consider the tone,
or manner, of your narration. There is the tone didactic, the tone
enthusiastic, the tone natural – all commonplace enough. (...) Then
there is the tone elevated, diffusive, and interjectional.268 228
adverbs the flat upstairs; the way out; the road back; nothing wrong; my
thought(s) exactly; the people here; the conditions there
NPs the party last night; the ride home
appositive NPs my friend the doctor; Mr. Statini, the tiger trainer
reflexive pronouns the doctor himself
PRACTICE. Postmodifiers**. Identify all the postmodifiers in the following sentences and label them by
form (PPs, finite clauses, non-finite clauses, adjectives, adverbs, NPs, reflexive pronouns).
1. He evidently regarded his tall shipmate with a feeling half-wondrous, half-quizzical.269
2. The best place to meditate is in the meadows outside the city. 270
3. The sailor was a big man, broad-shouldered and tall.
4. His trip abroad had to be postponed because of the the incident which had occurred the night before.
5. John Smith, the famous business tycoon, honoured us with his presence.
6. His determination to please matched her reluctance to join him.
7. The letter announcing his arrival came rather late.
8. The authors themselves left the theatre long before their play was over.
266 Whenever they modify compound indefinite pronouns (e.g. something, someone, somewhere, anything, anyone, anywhere,
nothing etc.), adjectives appear in postposition.
267 E. A. Poe, The Conversation of Eiros and Charmion.
It is only when the connection between the head and modification has become familiar that they can be
‚telescoped‛, reduced to premodification, semantically opaque, less explicit, more telegraphic. (Falinski,
2011: 169)
Right-branching is a common and natural means of extending the noun phrase, and is capable of almost
endless extension, coming as naturally as the direction of thought and speech itself, ‚from left to right‛.
(Falinski, 2011: 16)
Left-branching or premodification, on the other hand, while it may be seen as optional, it does have its
bearing on the over-all message:
Premodifiers are optional elements in the noun phrase, given that their presence or absence does not
affect the grammaticality of its structure. However, premodifiers provide the noun phrase with
important features, since they identify, classify and define the head noun. (Pastor Gómez, 2009: 22)
230
Another difference between right-branching and left-branching has to do not with the ability to package
information but with the type of information conveyed: ‚new‛ information is thus usually contained in
postmodification, and ‚given‛ information, in premodification.
Also, postmodification may be more dynamic and variable as compared to premodification, but it is at the
same time more transparent, more semantically explicit. ‚The later elements of a sentence are most
communicative, that is, they bear the greatest message load‛, says Pastor Gómez (2009: 210-211). This does
not mean that premodifiers, being more opaque, are not necessary or rarely used. On the contrary, they are
widely used, especially in the written register (e.g. news language, academic prose, scientific writing etc.).
Orality and informality generally suppose relatively simple noun phrases and mainly postmodification,
while
[T]he further we go along the scale towards written / formal, the more complex the noun phrase becomes,
and the greater amount of premodification and post-modification it may contain. (...) All statistical
language corpora surveys show that premodification is three to four times more common in the
expository written register than in conversation, accounting for around 40% of all modification in news,
and 30% of all that in academic prose. (Falinski, 2011: 20, 181)
To summarise the contrasting features of pre- and postmodification, we use the following table:
Premodification Postmodification
permanence temporariness
familiarity / given information unfamiliarity / new information
opacity / implicitness transparency / explicitness
lexical density broad lexical compass
literacy / written discourse orality
formality informality
In a noun + noun sequence no function words are available to show the logical and semantic links
between the nouns: there is almost total reliance on implicit meaning, which has to be ‚filled in‛ from
previous knowledge, either ‚of the world‛ or from the text. (Falinski, 2011: 169)
Biber et al.273 find the number of premodifiers in the academic prose corpus lower than anticipated, but still
consider it among the most plausible registers to make use of extensive premodification. Other linguists
231
clearly indicate that the density of noun phrases is not the same across all academic levels, while at the same
time acknowledging the densely packed information in NPs as a hallmark of written academic language
(Swierzbin, 2016). For Falinski (op. cit., p. 25), too, the language of academic prose is characterised above all by
variety, but a variety that is ‚highly balanced, developed and sophisticated, with a great deal of modification of
the noun phrase, both to the left and to the right.‛ Heavily pre- and postmodified, lexically dense, highly
abstract, the written academic register definitely stands out among the formal registers. Scientific writing (the
language of science and technology, medical writing) also displays an even distribution between left-branching
and right-branching.
The function of noun phrases as a means for style is also perceived in journalistic language. Complex noun
phrases are used more often than not in newspaper headlines, as clear examples of an exploitable compressed
style. Not surprisingly, five out of five grammatical devices that have been identified as especially important in
the development of this compressed discourse style: nominalizations, attributive adjectives, nouns as nominal
premodifiers, prepositional phrases as nominal postmodifiers, appositive noun phrases (Biber & Gray, 2011:
229) – have to do with the NP structure. As the vital, attention-grabbing information in a news story comes at
the very beginning of a text (headlines, the lead paragraph), the ‚all-important‛ title, straightforward or not, is
the one to ultimately sell the newspaper. A bow-heavy title like The lying, hating hi-tech webs of Zuck and Trump
273Biber & Clark (2002) have also made use of the ARCHER corpus (cf. Biber et al. 1994) to compare the patterns of use of
modification in four different registers: drama, fiction, newspaper reportage and medical prose. They studied the
frequency of pre and post modifiers in noun phrases for the four registers and their distribution in Present Day English
noun phrases. The four registers show almost the same occurrence of NPs. However, the use of modification reveals
differences: despite the fact that there has been an increase in the use of both attributive adjectives and nouns as
premodifiers over the past three centuries, the greatest change has been the increasing use of nouns premodifying
common nouns. Also, for postmodification, prepositional phrases are the most common type, as would be expected; this
is specially the case of of-phrases. (Pastor Gómez, 2009: 31)
LEC Noun Phrase D. Hăisan
are the new superpowers274 (among twenty others taken from the online edition of The Times, in January 2017)
testifies to the fact that ‚complex NPs replace potential, more explicit and longer utterances like those with
postmodifying relative clauses. Furthermore, the nominal style allows for an impersonal tone that can be used
to establish distance between the writer and the news itself, creating the impression that the information
presented is objective.‛ (Pastor Gómez, 2009: 21).
To conclude, no matter the register in which it is employed, the NP is of paramount importance in any text:
The noun phrase *is+ ‚a key resource for constructing texts‛ (Fang et al., 2006, p. 252) (...) With its head noun
and meaning-laden modifiers, the noun phrase expands the information load of a clause, repackages
information as nominalizations, maintains cohesion and organization of a text, and keeps track of referents
(Fang & Schleppegrell, 2008; Fang et al., 2006; Francis, 1994). (O’Malley, 2013: 32-33)
Misplaced Modifier A word, phrase or clause that does not An hour later a chubby man in a
clearly relate to the word or phrase it is wrinkled suit with pasty skin walked
intended to modify. In prescriptive in. 277
274 https://www.thetimes.co.uk/article/the-lying-hating-hi-tech-webs-of-zuck-and-trump-are-the-new-superpowers-
jgzbhp3xt (January 18th 2017).
275 Based on http://grammar.about.com/od/mo/g/modterm.htm.
276 David Brooks, Talking Versus Doing, in The New York Times, May 20, 2008.
CHAPTER # 10 IN A NUTSHELL
Modification: A term used in syntax to refer to the structural dependence of one grammatical unit
upon another. It is a largely optional function performed, for instance, by adjectives in the noun
phrase.
The prepositional phrase is by far the most common structure of modification, which regularly
appears as a modifier of both nouns and verbs.
Sometimes, words (i.e. adverbs, vocatives, interjections), phrases (i.e. the absolute phrase) or clauses
(i.e. relative clauses) are used so as to modify the sentence as a whole, not only some parts of it.
Noun modifiers, sometimes called adnominals, are organised as either pre-head or post-head
information.
Premodification can be realised by:
o adjectives (e.g. a big black dog)
o present and past participles (e.g. a barking dog; a wounded dog)
o nouns (e.g. a paper airplane, a stone wall, a tour guide; an office chair)
282 Roff Smith, Cheetahs on the Edge, in National Geographic, November 2012.
LEC Noun Phrase D. Hăisan
234
CHAPTER # 10 FURTHER PRACTICE
PRACTICE. Modifiers**. Underline the noun phrases in the following sentences. Identify the headword and
determiner, then indicate the type of modifiers.
1. The new Sunday brunch menu at the cafeteria made an impression on the guests.
2. Celina’s grandddaughter found a heart-shaped flowery jewelry box in the attic.
3. The Kafkas lived in a vast glass and iron building with a concrete façade.
4. The good you do isn’t always good for you.
5. The Khalifas lived in the downstairs part of a small concrete house with pink walls, lime-green windows
and blue-painted balconies with squiggly metal railings, all of which made it look (in Haroun’s view) more
like a cake than a building.284
6. Margaret made a good listener to all her mother’s little plans for adding some small comforts to the lot of
the poorer parishioners.285
7. Her lovely skin tone reminded him of butterscotch candy. 286
8. He was a sad dog, it is true, and a dog’s death it was that he died. 287
9. The man who never alters his opinion is like standing water, and breeds reptiles of the mind.288
10. He has all the virtues I dislike and none of the vices I admire. 289
283 Angela Carter, The Bloody Chamber and Other Stories. The Company of Wolves.
284 Salman Rushdie, Haroun and the Sea of Stories.
285 Elizabeth Gaskell, North and South.
PRACTICE. Restrictive vs. Non-restrictive Postmodifiers**. Identify the postmodifiers in the following
sentences as restrictive or nonrestrictive by adding commas if needed.
1. In the 1730s Carlo Goldoni who had initially trained for the legal profession, changed his career and
devoted himself to writing plays.
2. Ford introduced the mass production of cars which made them cheaper.
3. Text messaging which is called SMS (for short message service) is an efficient and cheap form of
communication.
4. The young lady who came to see my wife yesterday is her second cousin twice removed.
5. The suspect in the line-up who has whiskers is believed to have committed the crime.
6. A suspect in the line-up, who happened to be my neighbour‘s youngest son, looked very nervous.
7. William Blake whose visual artistry is world famous died in 1827.
8. A book is designed on a computer and then printed on a large sheet of paper which is later cut up into
pages.
PRACTICE. Building NPs***. Build your own NPs following the patterns:
a) determiner + premodifier (adj) + premodifier (adj) + head [in arranging the adjectives, mind the
subjective / objective and SASCOMP order]
b) determiner + premodifier (adj) + premodifier (noun) + head
c) premodifier (adj) + head + postmodifier (PPs)
d) determiner 1 + determiner 2 + premodifier (noun) + head + postmodifier (relative clause)
Qualifying Adjectives
Construction of Adjectives
The Adjective and Other Word-Classes (Adverbs, Participles, Nouns)
Syntactic Classification of Adjectives
Semantic Classification of Adjectives
Marked / Unmarked Adjectives
Gradability (Comparison)
Order of (Prenominal) Adjectives
ON QUALIFYING290 ADJECTIVES
The qualifying adjectives are invariable (as far as gender and number are concerned) and most often occupy
one of four positions. They occur:
prenominally291 (i.e., before the noun)
after the copula (i.e., as predicate / predicative adjectives) or
after a complex transitive verb and a direct object (i.e., as object complements).
after the noun (Sometimes an adjective will follow a noun or a pronoun in the absence of a complex
236
transitive verb. These are postnominal adjectives.) [after Berk, 1999: 168-169]
Therefore, while most adjectives are placed comfortably and almost invariably in front of the noun (phrase)
they qualify, some adjectives may follow the noun (phrase):
whenever emphasis is needed (mother dear, instead of dear mother);
when more adjectives than one are used emphatically (a writer both witty and wise, a face thin and
pale; A combustion irresistible, all-devouring, omni-prevalent, immediate... (E. A. Poe, The
Conversation of Eiros and Charmion));
290 L. Budai (2002 [1997], p. 375): qualitative adjectives (denoting qualities of size, shape, age etc.), that have degrees of
comparison, and relative adjectives (which characterize an object through its relation to another object: woollen gloves,
wooden houses etc.), that have no degrees of comparison. Another semantic classification of adjectives distinguishes
between:
qualitative adjectives (indicating quality, gradable);
classifying adjectives (identify someone or something as a member of a class, non-gradable: British, daily,
electric, financial, medieval, mental, real, sufficient, Victorian);
colour adjectives;
emphasizing adjectives (emphasizing our feelings about the person / thing we are talking about: absolute,
complete, entire, perfect, pure, true, utter, very).
Some adjectives can be either qualitative or classifying, depending on the meaning that we want to convey (e.g. an
emotional person vs. the emotional needs of children).
291 Prenominal adjectives are sometimes called attributive. This terminology is somewhat misleading, however, because
adjectives in other positions also attribute some quality to the noun head they modify. [Berk, 1999: 169]
LEC Noun Phrase D. Hăisan
in set phrases (Court Martial, sum total, ambassador extraordinary, Asia Minor, attorney / postmaster /
secretary general, letters patent, knight errant, the Poet Laureate, the Theatre Royal, from time immemorial,
heir apparent, chairman / President elect, God Almighty);
in expressions of size, time (2 meters long, 8 years old);
when followed by an infinitive (a man difficult to please, a boy eager to answer);
when followed by a prepositional phrase (a man greedy for money, matters worthy of attention, a mistake
typical of beginners);
when the adjectives form an apposition (It was a summer night, warm and sunlit.);
when adjectives are preceded by the definite article and modify a proper noun (Alfred the Great);
sometimes, if they end in –able or –ible (not sensible, unreasonable etc. but: It was the only thing notable.
This is an offer available to employees only.);
with elect and proper (the President elect, the interview proper);
when adjectives modify indefinite pronouns 292 (nothing bad, nobody new, someone new, somebody
important, something strange etc.).
See also:
"Upon the succession of a proprietor so young/1, with a character so well-known/2, to a fortune so
unparalleled/3, little speculation was afloat in regard to his probable course of conduct." (E. A. Poe,
Metzengerstein)
Other adjectives can either precede or follow the noun, but with a change of significance (Summon the employees
responsible for this disaster. / He is quite a responsible executive. Or: I put down the present address, just in case. / All the
people present were stunned.)
Collins Cobuild Grammar draws attention to the following:
The adjectives DESIGNATE, ELECT, GALORE, INCARNATE, and MANQUÉ are only used 237
immediately after a noun. Ex. She was now president elect. There are empty houses galore.
The adjectives BROAD, DEEP, HIGH, LONG, OLD, TALL, THICK, and WIDE are used immediately
after measurement nouns when giving the size, duration, or age of a thing or person. ...six feet tall;
...three metres wide; ...twenty five years old.
The adjectives CONCERNED, INVOLVED, PRESENT, RESPONSIBLE, and PROPER have different
meanings depending on whether you put them in front of a noun or immediately after one. For
example, the concerned mother describes a mother who is anxious, but the mother concerned simply
refers to a mother who has just been mentioned.
...the approval of interested and concerned parents. / The idea needs to come from the individuals concerned.
...one of those incredibly involved spy switches. / The songs involved are 'That'll Be the Day' and 'In Spite
of All the Danger'.
...the present international situation. / Of the 18 people present, I know only one.
...parents trying to act in a responsible manner. / ...the person responsible for his death.
...a proper training in how to teach. / ...the first round proper of the FA Cup.
292 The some- / any- / no- / every- series words are compulsory with adjectives as postmodifiers:
She despised anybody rude.
We wanted to avoid something menacing.
They promised they wouldn’t go anywhere dangerous.
She met someone new in the area.
Nothing great has been achieved so far.
I heard something strange today.
There was nothing new on the menu.
Everything necessary has already been done. [SM]
LEC Noun Phrase D. Hăisan
The adjectives AFFECTED, AVAILABLE, REQUIRED, and SUGGESTED can be used in front of a
noun or after a noun without any change in meaning.
Newspapers were the only available source of information. / ...the number of teachers available.
...the required changes. / You're way below the standard required.
...the cost of the suggested improvements. / The proposals suggested are derived from successful experiments.
Aside from the affected child, the doctor checks every other member of the household. / ...the proportion of the
population affected.
REMEMBER!
The –ing and –en participles are used in both attributive position and as postmodifiers:
(a) with no change of meaning: <during the approaching season/ during the season
approaching < within the agreed time/ within the time agreed<on the appointed date/ on
the date appointed<
(b) with a change of meaning: < the spoken language/ the language spoken< the used stamps/
the stamps used< the performing dog/ the dog performing< [SM]
238
Bolinger (1967) argues that the adjectives in postposition in (21) express an occasional
property, i.e. a property which the object designated by the noun has on some particular
occasion. This might be a suitable characterization of the effect which postposition of the
modifier has on the meaning of the noun phrases in (21),
[(21) a. the only river navigable vs the only navigable river
b. stars visible vs visible stars]
but it does not account for the meaning that the adjective adjacent has in (22):
(22) buildings adjacent will be closed for three days (Ferris 1993: 45)
Adjacency is hardly an occasional property of an object, as Ferris (1993) remarks in his
penetrating analysis of the various uses of adjectives in English. According to Ferris both
postnominal and predicative adjectives assign a property to their head nouns, whereas
prenominal adjectives only modify the meaning of the nouns they are subordinated to. Pre-
and postnominal adjectives are part of the noun phrase, predicative adjectives of the sentence.
In postnominal position adjectives are a kind of predicative attribute. [Sleeman, 2011:11-12]
CONSTRUCTION OF ADJECTIVES
boring bored
exciting excited
frightening frightened
interesting interested
pleasing pleased
surprising surprised
tiring tired
worrying worried
Here is a list of qualitative -ing adjectives which are not related to a common transitive use of a verb:
becoming dashing fetching moving pressing ravishing searching
bracing disarming halting penetrating promising retiring taxing
cutting engaging haunting piercing rambling revolting trying
239
Many compound adjectives are formed with adjectives: well-built; well-bred; well-cooked; time-wasting;
fast-selling; handmade; home-grown; good-looking; short-sighted; ready-made; unheard-of; old-fashioned etc.
(parasynthetic compounds)
Many adjectives have suffixes; some of the most common suffixes are:
-able / -ible (able to be): comfortable, enjoyable, credible, intelligible, forcible
-ful (full of, having): truthful, beautiful
-less (being without, not having): careless, powerless
-ive (tending to, having the nature or quality of doing this): attractive, impulsive
-y: hairy -ish: childish
Some adjectives have prefixes (negative prefixes):
dis-: disagreeable, dishonest im-: impossible, impolite
un-: uninteresting, unnecessary in-: inconvenient, insignificant
il-: illegal, illogical ir-: irresponsible, irrelevant
act, care, change, describe, dread, enjoy, forget, motion, rely, submit, truth
PRACTICE. C o n s t r u c t i o n o f A d j e c t i v e s . Complete the table with the adjectives in the box into
the correct columns:
agreeable, attractive, convenient, destructible, explicable, flexible, friendly, honest, interesting, justified,
legal, legible, literate, logical, mature, moral, mortal, patient, perfect, polite, possible, rational, regular,
relevant, replaceable, responsible, reversible, separable, significant, soluble, tasteful
LEC Noun Phrase D. Hăisan
There are examples of overlapping between the adjective class and other word-classes (due to
common syntactic or semantic features); the 3 relevant word-classes are: adverbs, participles and
nouns.
293 They are running / swimming two abreast. The path was wide enough for two people to walk abreast. They were riding three
abreast. I try to keep abreast of the news / the times / any developments.
294 People came from as far afield as Canada. His question led the discussion far afield. (http://www.merriam-webster.com) His
296 The ship ran aground during the storm. The ship is currently aground off the coast.
297 "His brow was amuck with sweat: he was trembling in every limb; his earswere scarlet." (Nol Coward, Terribly Intimate
Portraits) "Sure, and he climbed in at the window, and white as a haddock, and all amuck with sweat." (Hall Caine, The Deemster)
"A secret affair resulting in plural marriage (polygamy) is adultery gone amok." (Dennis Gonzales)
298 The picture / the hat was slightly askew so I adjusted it.
300 The plans finally went awry. "I was proud of my schoolteacher father. If his suit was out of press, and his necktie knotted awry, I
was too new to the world to notice."(John Updike, New Yorker, 10 Mar. 1997)
LEC Noun Phrase D. Hăisan
function as adjectives, are in pre-verb position in the following sentences and must therefore be
adverbs: Such animals have long had to defend themselves. They still can’t make up their minds whether to
go or not.
In other cases there is no corresponding adverb form of the same lexical item, so that only the
adjective form is available: They are working late. We finished early today. They will come round (BE) /
around (AE) afterwards. He always talks big (informal).
Sometimes adjectives are used to express the result of the process denoted by the verb, as in: That
powder washed the clothes white.
In certain uses of SMELL and FEEL, there is considerable idiolectal variation, and perhaps also
fluctuation in the usage of the same individual, between the adjective and adverb forms: The flowers
smell good / sweet / sweetly. He felt bad / badly. Adverbs are much less common after TASTE: The
food tastes good. After ‚recipient‛ LOOK and SOUND, it is normal to use adjective forms; there is a
distinction in meaning between the adjectives GOOD and WELL: He looks good. (he has a good
appearance); He looks well. (it looks as if he is well)
There are many adjectives that have the same form as participles in –ing or –ed: surprising; offended;
they include forms that have not necessarily corresponding verbs: downhearted; talented; diseased.
Some items can be both adjectives and nouns: There was only one black in my class. He is investigating 241
the ancients’ conception of the universe. The King greeted his nobles. You won’t find many classics in our
library.
Nouns also commonly function attributively, as premodifiers of other nouns: the city council; a stone
wall; a love poem; August weather; in this function, the attributive nouns resemble adjectives.
301 Bear also in mind the substantivized nouns denoting nationality (French – francez; the French – francezii) and the
personal adjective heads (poor – sărac; the poor – săracii).
LEC Noun Phrase D. Hăisan
Compounds can be found in other grammatical categories as well. Among adjectives we find
pigheaded, foolproof, bloodthirsty, and out-to-lunch and among verbs typeset, stir fry, spot weld, sidestep,
and broadcast.
Occasionally a compound is formed by an NP and a word that was originally a postnominal
adjective, i.e., an adjective that follows the noun. Such compounds tend to refer to quasi-legal or
governmental entities—president elect, the body politic, an attorney general, the heir apparent. Just as in
conventional compounds, the stress here falls on the original modifying element, which in this case
is the second word in the compound—president elect, body politic.
Usually a compound noun is semantically distinct from a comparable adjective plus noun
counterpart, e.g., a bluebook is a completely different entity from a blue book and a greenhouse has little
in common with a green house. In each of these examples the stress signals the difference.
The 2 main syntactic functions of adjectives are their use as attributives and as predicatives.
When an adjective comes before a noun, it is attributive: She’s an intelligent young woman. I simply
love black coffee.
When an adjective is separated from the noun and comes after the verb, it is predicative; an adjective
can follow verbs like: APPEAR, BE, BECOME, COME, FALL, FEEL, GET, GO, GROW, KEEP,
LOOK, MAKE (+ person), PROVE, REMAIN, SEEM, SMELL, SOUND, STAY, TASTE, TURN; it is a
complement of the verb and not an object: The exam was really difficult. She seems worried. Hillary
242
made me very angry.
Adjectives can be subclassified according to whether they can function as:
both attributive and predicative: a hungry man; The man is hungry.
attributive only: an utter fool
predicative only: They are fond of her. She is ill302.
A few adjectives can have a different meaning as attributive adjectives from their meaning as
predicative adjectives:
Attributive: Jenny’s a really old friend. (I’ve known her for a long time.)
Predicative: Margaret’s quite old now. (old in age)
Attributive: You are a very heavy sleeper. (You sleep very heavily; you do not wake up easily.)
Predicative: This suitcase is very heavy.
Attributive: His late father used to run the shop. (His father is dead now.)
Predicative: He’s nearly always late.
While most adjectives can occur in both prenominal and predicate adjective position, a few are limited to one
position or the other. The adjectives that are limited to prenominal position fall into four general categories:
1) most denominal adjectives
2) a few adjectives derived from nominal forms by means of derivational suffixes
3) present participles functioning as adjectives
4) non-inherent adjectives
5) relationship adjectives [Berk, 1999: 169]
302 Among the ‚health‛ adjectives, UNWELL is sometimes used attributively, too, and SICK (especially in AE) is
normally used attributively as well as predicatively: the sick woman; The woman is sick.
LEC Noun Phrase D. Hăisan
CASE OF CURIOSITIES
NOUNS AS ADJECTIVES
There are some nouns that have, over the centuries, taken on real adjective status. In a sentence
like The building is stone, stone is a descriptor, not a coreferential NP. Nouns that name the
materials out of which things are made often take on this descriptive function and they can
appear in both prenominal and predicate adjective position. 243
This is a brick wall. / The wall is brick.
This is a cardboard table. / The table is cardboard.
This is a paper hat. / The hat is paper.
That is a tin can. / That can is tin.
Even adjectives that have been derived from nouns via derivational morphology occasionally
resist predicate adjective position. We speak of atomic scientists but no one would say *Those
scientists are atomic; Jack the Ripper was described as a serial killer but no journalist would have
written that "The killer was serial." The phrase presidential assistant means something quite
different from the assistant was presidential. [Berk, 1999: 170]
ATTRIBUTIVE ONLY:
2. Restrictive Qualify the noun / restrict a certain person; his chief excuse; the exact
adjectives the reference of the noun answer; the main / sole reason; the only
exclusively. occasion; the specific point; the same
student; a particular child; the very man
303 Intensifying adjectives: emphasizers have a general heightening effect; amplifiers scale upwards from an assumed
norm; downtoners have a lowering effect, usually scaling downwards from an assumed norm.
LEC Noun Phrase D. Hăisan
Complete is somewhat marginal in this regard—?The destruction was complete. Utter cannot occur
in predicate adjective position at all, and real loses its intensifier status when it occupies this
position— The destruction was real.
English also contains constructions that downplay rather than intensify meaning. These
constructions precede the entire noun phrase rather than the noun head, so they are not
technically adjectives. Since there is no traditional grammatical label for these constructions,
they are known simply by their semantic label, downtoner.
My boss is sort of a jerk.
She is kind of a prima donna.
Your cousin is rather a fool.
Boris is a bit of a snob.
Zoila is kind of an accountant.
The function of downtoners is to soften the negative connotations of an uncomplimentary
noun or to undermine the literal meaning of a neutral noun. It is certainly better to have a boss
that is sort of a jerk than a boss that is a real jerk. On the other hand, you may not want to trust
your taxes to someone who is kind of an accountant. [Berk, 1999: 174-175]
245
He ate only the grapes. [He didn't eat the apples, oranges, or bananas.]
I invited just the women. [Not the men]
Only Evelyn knew the answer. [No one else knew the answer]
Just the oak trees survived. [Nothing else survived.]
Only the bedroom was ransacked. [No other room was ransacked.]
PREDICATIVE ONLY:
Adjectives that are restricted or virtually restricted to predicative are most like verbs and adverbs;
they tend to refer to a (possibly temporary) condition rather than to characterize; we include here the
‚health‛ adjectives (ill, sick, well / unwell, fine, poorly), some adjectives describing feelings (content,
sorry, upset etc.) and a larger group of adjectives that can take complementation: able (to), afraid (of /
that / about), aware (of / that), conscious (that / of), fond (of), glad (to / that / about / of), happy (to / that / with
/ that), subject (to), tantamount (to) etc., also: near and far (away), alike, averse.
Criteria for establishing Adjective Classes (Table 5:1, p. 233, Quirk I):
hungry + + + +
infinite + + - -
LEC Noun Phrase D. Hăisan
utter + - - -
tantamount - + - -
ablaze - + - -
abroad - - - -
soon - - + +
GALORE
Galore – a peripheral but nonetheless widely-attested postnominal expression.
Resistance to subject positions (??Boulders galore rolled down the hill).
Resistance to heavy NP complements reminiscent of how attributive adjectives
behave (??boulders of solid granite galore; cf. *a proud of his children father).
Galore occurs only to the immediate right of an NP:
(9) a. We found [NP angry chickens] galore.
b. The email contained [NP pictures of lolcats] galore.
(10) a. *We found galore [NP angry chickens ].
b. *The email contained galore [NP pictures of lolcats].
It is in fact an NP rather than a bare noun, as (9) shows. This constituent cannot be a
full DP:
(11) *We found [DP the / these / my / some / angry chickens] galore.
With just this much, though, one might venture a denotation. Chickens galore seems
to mean something like ‘many chickens’, so perhaps galore means precisely the same
thing as many? This immediately runs into a problem, however. Unlike many, galore
occurs with mass NPs:
(14) a. In the cave, we found guano galore.
LEC Noun Phrase D. Hăisan
a b c a b c a b c
forgotten written
A dj e ct i ve s a s he a ds o f NP s
(1) adjectives which can premodify personal nouns (the rich, the poor).
They can be pre – modified (The badly injured were taken to the hospital ... The
physically handicapped need social assistance.) and post – modified (The old who
resist change can expect violence).
(2) adjectives denoting nationalities: the British, the Irish, the English / Welsh
/ Dutch / French can be premodified by adjectives, not by adverbs: The conservative
Welsh.
(3) some adjectives function as NP heads with abstract reference. They
also include superlatives, especially when we refer to things: She feared the
unknown. The very worst was yet to come. [SM]
English Syntax: From Word to Discourse (Lynn M. Berk, Oxford University Press, New York,
1999)
Prepositional Phrases as Adjective Complements
Predicat(iv)e adjectives are often followed by prepositional phrases that are clearly working with the
adjective in a single grammatical structure. Such prepositional phrases are called adjective complements.
The relationship of the prepositional phrase to the preceding adjective is semantically rather like the
relationship of a direct object to the preceding verb. In a sentence like Kate is fond of Henry, fond of Henry is an
adjective phrase containing an adjective head fond and its complement of Henry.
In the following sentences the adjective complements are in boldface.
Joseph was jealous of the new baby.
I am glad of that.
I'm aware of her problems.
Ted is resentful of Philip's success.
The children are afraid of spiders.
248
She is certain of her daughter's victory.
jack is bad at math.
My father is mad at our neighbor. [Berk, 1999: 184]
(a) (b)
Cassie walked into the room mad. The river froze solid.
Charley sleeps nude. The box broke open.
Mary arrived drunk. A door slammed shut.
The river froze solid.
The box broke open.
They emerged from the building alive.
Constructions like these pose a number of problems. Clearly the adjectives in these sentences are not
required for grammaticality; they are not complements in the technical sense. Furthermore, all of these verbs
are typical intransitive verbs; none are copulas. Yet, each of the adjectives in column (a) modifies the subject
by indicating what state it is in and each of the adjectives in column (b) modifies the subject by specifying a
resultant state. The term adjunct adjective is sometimes used to describe such forms because the adjective is
an optional construction. In addition, some of these adjectives do seem to have an adverbial quality. For
LEC Noun Phrase D. Hăisan
example, Mary arrived drunk might be paraphrased as Mary arrived while she was drunk and Cassie walked
into the room mad might be paraphrased as Cassie walked into the room while she was mad; in each case the
boldface clause in the paraphrase is an adverb of time (Culicover, 1988, p. 53). [Berk, 1999: 207-208]
3 semantic scales are applicable to adjectives (we are dealing with scales rather than with a feature
that is present or absent).
1. Stative / Dynamic (adjectives are characteristically stative but some of them can be seen as dynamic,
especially those susceptible to subjective measurement; a stative adjective such as TALL cannot be
used with the progressive aspect or the imperative, whereas CAREFUL can: He’s being careful. Be
careful!; adjectives that can be used dynamically include: abusive, adorable, ambitious, awkward, brave,
calm, careful, careless, cheerful, clever, complacent, conceited, cruel, disagreeable, dull, enthusiastic,
extravagant, faithful, foolish, friendly, funny, generous, gentle, good, greedy, hasty, helpful, impatient,
irritable, irritating, jealous, kind, lenient, loyal, mischievous, naughty, nice, noisy, obstinate, patient, playful,
reasonable, rude, sensible, serious, shy, slow, spiteful, stubborn, stupid, suspicious, tactful, talkative,
thoughtful, tidy, timid, troublesome, unfaithful, vain, vicious, vulgar, wicked, witty etc.)
2. Gradable / Non-gradable (most adjectives are gradable; all dynamic adjectives are gradable –
meaning they can be modified by adverbs which convey the degree of intensity of the adjective;
249
gradability includes comparison (tall – taller – the tallest) and other forms of intensification (very /
extremely / so tall); non-gradable adjectives cannot be qualified by words like VERY, TOO, ENOUGH;
non-gradable adjectives include: absolute, complete (but not always), dead, empty, entire, fatal, final, full,
ideal, impossible, inevitable, inferior, irrevocable, legal, major, manifest, medical, minor, paramount,
perpetual, principal, stationary, sufficient, superior, unanimous, unavoidable, unconscious, unique,
universal, weekly etc. (where the meaning is strictly defined and cannot be qualified) or: amazing
(sometimes), astonished, delicious, hilarious, perfect, terrible, wonderful (where the meaning is very
strong, if not in the superlative already) 304)
3. Inherent – Non-inherent (most adjectives are inherent – meaning they characterize the referent of
the noun directly; the inherent adjective in a wooden cross applies to the referent of the object directly:
a wooden cross is also a wooden object; on the other hand, in a wooden actor, the adjective is non-
inherent.)
brave (man) - + +
black (coat) + + +
new (friend) + + -
British (citizen) + - +
304 We can add, however, some strength to these words by preceding them with ABSOLUTELY or REALLY: absolutely
wonderful, really amazing.
LEC Noun Phrase D. Hăisan
PRACTICE. I n h e r e n t A d j e c t i v e s . Say if the adjectives in the following sentences are inherent in the
context:
GRADABILITY
COMPARISON
One-syllable adjectives: young, big, short younger, bigger, shorter the youngest, the biggest, the
251
shortest
Two-syllable adjectives ending in –Y: lovely, lovelier, prettier, funnier the loveliest, the prettiest, the
pretty, funny funniest
Other two-syllable adjectives: pleasant, more pleasant / annoyed / the most pleasant / annoyed /
annoyed, modern, careful, careless modern / careful / careless modern / careful / careless
Adjectives of 3 or more syllables: expensive, more expensive / attractive the most expensive / attractive
attractive, exciting, intelligent / exciting / intelligent / exciting / intelligent
Adjectives with irregular comparatives and better, worse, farther / the best, the worst, the
superlatives: further , less, worse,
305 farthest / the furthest, the
good, bad, far, little, ill, old, much / many / older / elder , more
306 least, the worst, the oldest /
some eldest, the most
305 Farther / the farthest refer to distance in space, whereas further / the furthest more to distance in time.
306 Elder is used especially with members of the family (my elder sister etc.)
307 One-syllable adjectives ending in single vowel and single consonant double the consonant when followed by –er and
–est respectively.
308 One-syllable adjectives ending in –e only add –r for the comparative and –st for the superlative.
309 Adjectives ending in Y preceded by consonant will have –ier and –iest for comparative and superlative, respectively.
LEC Noun Phrase D. Hăisan
252
(a) Synthetic / Inflectional / -er (comparative) an –est (superlative) comparison.
(b) Analytic / Periphrastic / more (comparative) and most (superlative) comparison.
The pattern of comparison that adjectives take largely depends on their length.
1. Monosyllabic / one- syllable adjectives usually take inflectional –er, -est forms:
cheap -cheaper -cheapest
fat -fatter -fattest
scarce -scarcer -scarcest
Note: The monosyllabic adjectives real, right and wrong can only take periphrastic forms:
real -more real -most real
2. Disyllabic / two–syllable adjectives. Although Swan (1991: 143) holds that ‚a simple rule for two –
syllable adjectives is use (periphrastic) more and most (forms) except for the ones ending in –y‛, the pattern
of comparison very much varies according to their ending and the stress they take.
2.1. Disyllabic / two – syllable adjectives ending in –le/l/-ly, -er, -ure and –ow are used with both
patterns of comparison : able, feeble, humble, gentle, noble, simple, early, friendly, lovely, manly, ugly,
clever, tender, mature, obscure, hollow, narrow, shallow.
2.2. Sometimes used with periphrastic forms, disyllabic adjectives ending in –y, however, favour
the use of inflectional forms: angry, clumsy, bloody, easy, funny, happy, merry, noisy, pretty, tidy, wealthy,
gloomy, guilty, haughty, healthy, heavy, hungry, lofty, lucky, ready.
2.3. Some first – syllable stress disyllabic adjectives, such as common, cruel, handsome, lonesome,
pleasant, quiet, solid, stupid, tender, wicked, etc., can be used with either inflectional or periphrastic forms.
2.4. Disyllabic adjectives ending in a stressed syllable may also take both forms of comparison:
absurd, complete, intense, minute, obscure, polite, profound, remote, severe, sincere, etc.
2.5. Adjectives such as active, afraid, alive, comic, correct, distinct, docile, fertile, sterile, eager,
exact, foolish, morose, proper, recent, stupid, tiring are used with periphrastic forms only.
Note: Both monosyllabic and disyllabic adjectives usually take periphrastic comparison when they are
predicative and are followed by a than – clause:
Helen was more sad than her friend at the news.
Could you think of a man more wicked than he is?
They are more happy than ever.
LEC Noun Phrase D. Hăisan
3. Plurisyllabic (three or more syllable)adjectives can only take periphrastic forms, except for the negative
forms of two syllabic adjectives tending in –y, prefixed with un-, which can take both types of comparison:
unhappy -unhappier -unhappiest
untidy -untidier -untidiest
Note: Participle forms used as adjectives regularly take periphrastic forms: interested, interesting, wounded,
torn. [SM]
If the noun is uncountable or plural (e.g. weather, knives), only the predicative structure is used for the
expression of ‘excess’:
LEC Noun Phrase D. Hăisan
excess: The weather was too wet. *It was too wet weather.
These knives are too sharp. *These are too sharp knives.
The degree of excess can be expressed by the lexical item over (AmE overly) used as a compound adjective:
Don’t be over-anxious about the future. [Downing & Locke, 2006: 488]
MORE ON SUPERLATIVES
MOST can sometimes mean ‘very’:
She is most beautiful. It is a most interesting novel. [old course]
Be aware that {-est} and most are not always superlative forms. Sometimes speakers use these forms
as intensifiers without implying a comparison.
I am dating the most wonderful woman.
Rachel is the nicest person.
He is a most happy baby.
This is the worst course.
In each of these sentences most or {-est} is semantically closer to the intensifier very than the
superlative. [Berk, 1999: 176]
What is the effect of superlatives in the following texts?
1. "...it is not too much too say that they were the handsomest pair of whiskers under the sun. At all
events, they encircled, and at times partially overshadowed, a mouth utterly unequalled. Here were
the most entirely even, and the most brilliantly white of all conceivable teeth." (E. A. Poe, The Man
That Was Used Up)
254
2. Arousing from the most profound of slumbers, we break the gossamer web of some dream. [...] It
seemed evident that mine was not, at least, the most hideous of fates. (E. A. Poe, The Pit and the
Pendulum)
able, bad, clever, common, concise, confused, distinct, delightful, dry, far, fat, healthy,
ill, intelligent, narrow, perfect, pleasant, real, simple
PRACTICE. Fill in the blanks with the comparative and superlative degrees of the adjectives listed. Do any
of them require more and most? [Kolln, 2012: ex. 52 / 255]
Semantic sets accounting for the usual order of co-occurrent adjectives (Quirk et al.):
a real hero, a the fourth careful, wealthy, young, old, red, black a silken British ship,
perfect idiot student, the naughty, large, new handkerchief, Parisian
only lovely square a metallic dress
occasion substance /
metallic voice,
silken hair,
cat-like stealth
When 2 or more adjectives are used together, subjective adjectives, that express an opinion
(BORING, LOVELY, UGLY) are used before objective, concrete adjectives (OLD, RED, SQUARE)
Objective adjectives have the following order:
SIZE AGE SHAPE COLOUR ORIGIN MATERIAL PURPOSE310
Comparatives and superlatives normally come in front of all other adjectives in a noun group: ex.
255
...better parental control; ...the highest monthly figures on record.
When adjectives are concerned with SMELL or LUSTER, the order goes as follows:
Weight: heavy
310 The comma separates the adjectives of equal emphasis: He’s an ignorant, selfish old man. When 2 gradable adjectives
come before the noun, we can put either a comma or AND between them: an attractive, big garden or an attractive and big
garden. 2 ungradable adjectives have AND between them if they are from the same class, but AND is not used if they are
from different classes: mud and straw houses; financial and political conditions; improving financial conditions.
LEC Noun Phrase D. Hăisan
What is it How How What What Where was it What is it made Noun
like? big? old? shape? colour? made? from? / What
type is it?
256
FOUR PREMODIFICATION ZONES [Quirk et al., 1985, apud Pastor Gómez, 2009]
As already noted, there is a general rule whereby the more objective and unquestionable modifiers are
placed closer to the head of the NP, whereas the more subjective ones are placed further away. This
implies that nouns are closer to the head noun, while adjectives (especially descriptive ones) will precede
those modifying nouns.
(8) A touching private poetry reading
In this NP, the descriptive adjective touching precedes the classifying adjective private, which itself precedes
the modifying noun poetry; both are premodifiers of the head noun reading.
Thus, positions closer to the head noun are filled by descriptive modifiers, which are ‚more integral to the
identification, classification, or description of the head noun referent.‛ (Biber et al., 1999: 599).
Along the same lines, Quirk et al. (1985: 1339) distinguish four different premodification zones: precentral,
central, postcentral, and prehead position. Non-gradable adjectives are situated in precentral position,
gradable adjectives are placed in central position, whereas participles and colour adjectives are left in
postcentral position. In prehead position are the least adjectival and most nominal modifiers (adjectives
denoting nationality, style, provenance; denominal adjectives and nouns). Figure II illustrates this
classification. [Pastor Gómez, 2009: 24-25]
Figure II Premodification zones
LEC Noun Phrase D. Hăisan
NP
pattern and they are not followed by pauses; only the noun receives primary stress (Hill 1958,
Lance 1968, Martin 1970, Martin and Ferb 1973).
(137) a. a beautiful small black cat
b. # a beautiful black small cat
c. # a small beautiful black cat
d. # a small black beautiful cat
Example (138) shows nouns that are modified by more than three adjectives at a time. [...]
Examples with long strings of multiple modifiers such as these are relatively rare, most nouns
being modified by one or two adjectives at a time (see report from Biber et al):
(138) a. a big new brown French leather jacket (Lance 1968:210)
b. a magnificent ornamental 18th century carved mahogany mantelpiece (Halliday
1994:192) [Teodorescu, Modification in the Noun Phrase, 2009: 110-111]
(141) How adjectives are ordered (AOR):
a. Identifying adjectives >Characterizing adjectives >Classificatory adjectives
(Teyssier 1968)
b. Evaluative >Color, Age, Shape, Size >Denominal, Nationality/Provenance (Hill
1958)
c. Evaluative/Quality >Size >Shape >Age >Color >Participle >Nationality/ Provenance
>Denominal adjective (Quirk et al. 1972)
d. Value >Dimension >Physical property >Speed >Human Propensity >Age >Color
>Denominal adjective (Dixon 1982)
e. Quality >Size >Shape >Color >Provenance (Sproat and Shih 1991)
Teyssier (1968) for example, uses three semantic classes ordered as in (141a). The identifying
class contains adjectives like same, only and first. The classificatory class consists of adjectives
pointing to a specimen of a class, such as denominal, nationality and relational adjectives, as
well as other adjectives that have come to form a compound with the noun (e.g. blackbird,
blue-bell), the latter being left aside in our subsequent discussion. The characterizing class
258
contains the rest of the adjectives. [Teodorescu, Modification in the Noun Phrase, 2009: 113]
SEMINAR on ADJECTIVES
COURSE # 11 IN A NUTSHELL
material + noun in attributive position / participle + head noun. Therefore, the closest to the noun-
head, i.e. immediately before the noun-head, come nouns in attributive position (1) or participles (2),
preceded by adjectives denoting material (3), origin (4), colour or vintage frequency (5), age (6),
shape (7), size (8), quality (9) and farthest in the sequence, i.e. in front position, the determiner: all her
beautiful long straight light-brown hair [SM]
When adjectives are used in a series, the determiner is followed by the ordinal number + cardinal
number + adjectives: the first three German students; his second car; the next few lesson [SM]
Occasionally, a cardinal numeral may be used before an ordinal numeral with a difference of
meaning. Compare: the first three prizes (i.e. first prize, second prize and the third prize) vs. the three
first prizes (i.e. there were three first prizes) [SM]
Mind the affective connotation of LITTLE, which tends to be placed very close to the noun, as
compared to synonym SMALL, that refers to size exclusively, no particular connotation, therefore
will occupy the initial position in SASCOMP.
When two descriptive adjectives are used together, they are separated in speech by a ‚comma
pause‛ and in writing by a comma: She was reading a long, fascinating book. (where the shorter
adjective precedes the longer one)
If intensified, the intensifier precedes the adjective(s): He was reading a terribly fascinating book. [SM]
Nouns as adjectives in attributive position that come immediately before the N–heads are almost
always used in the singular: They live in a pretty little yellow brick house. [SM]
After the N–head comes any prepositional phrase that occurs in a NP: They live in a big white house on
Oak street. She was talking to a funny little man in a blue suit. [SM]
Some adjectives, normally predicative, can become attributive if modified: The child is awake. The
wide-awake child started to cry.
Besides attributive and predicative, some adjectives occur in postposition: e.g. the people present, the
259
seats available.
The adjectives LAST, NEXT and PAST can follow as well as precede the noun:
They arrived last Monday / on Monday last.
She graduated last June / in June last.
They will leave next Sunday / on Sunday next.
<remembrance of things past (Shakespeare, Sonnet XXIX).
speech: long, tedious, incoherent coin: Greek, small, beautiful, brown, metal, old
PRACTICE. Consider the order of the epithets and classifiers in the following sentences. Change the order if
you think it is necessary, and say why. [Downing & Locke, 2006: 469]
(1) It was an unforgettable, heart-breaking sad sight.
(2) We heard a tinkling, mysterious, faint sound.
(3) Her artistic, slender, long hands fluttered in the air.
(4) She had a pair of designer, exotic-looking, smart sunglasses.
(5) The lavatory was a wooden, brown, smallish box inserted in the floor.
(6) We drove through the granite, wooded, threatening, dark mountains.
PRACTICE. Classify the following adjectives in the following extracts according to their meaning. Consider
the syntactic classification, the semantic categories and their construction.
This loud-mouthed guy in the brown camel-hair I knew Salvatore first when he was a boy of 15 with a
coat was not really mean, he was drunk. pleasant, ugly face, a laughing mouth and carefree
eyes.
He took a sudden dislike to the small well-dressed
Filipino and began to order him around telling him They settled down in a tiny whitewashed house in
to get back, not to crowd among the white people. the middle of a handsome vineyard.
PRACTICE. Write very short sentences using the following formal types of compound adjectives. If you are
not sure of the meaning, consult a good dictionary [Downing & Locke, 2006: 522]:
(1) Adj + V-ing: nice-looking, good-looking, easy-going, hard-wearing.
(2) Adj + V-en: deep-frozen, big-headed, sharp-eyed.
(3) Noun + Adj: world-famous, water-tight, self-confident.
LEC Noun Phrase D. Hăisan
PRACTICE. Suggest appropriate nouns or adjectives to form compounds with the following adjectives, e.g.
sea-green. [Downing & Locke, 2006: 522]:
-blue, -green, -pink, -red, -cold, -hot, -black, -sweet, -white.
PRACTICE. Express the following NGs diferently, using a compound adjective as modifier of the head
noun. The first is done for you [Downing & Locke, 2006: 522]:
(1) a story so scarifying that it raises the hair on your head = a hair-raising story
(2) an activity that consumes too much of your time
(3) cakes that have been made at home
(4) a speed that takes your breath away
(5) troops that are borne (= transported) by air
(6) a plain that has been swept by the wind
(7) the performance that won an award
(8) a device that saves a great deal of labour
PRACTICE. Say which of the following adjectives take the infected forms (-er, -est) for grading and which the
analytical (more, most): risky, real, varied, blue, typical, mistaken, friendly, userfriendly, small, tight, generous, bitter.
Say which of the adjectives as used in the following phrases can be graded:
(1) shallow water;
(2) the closing date;
(3) a daily newspaper;
(4) a small size;
(5) the probable outcome; 261
(6) the main reason;
(7) a fast driver;
(8) the political consequences. [Downing & Locke, 2006: 522]
LEC Noun Phrase D. Hăisan
APPENDIX # 1
ROOT, STEM, BASE
Root, stem and base are all terms used in the literature to designate that part of a word that remains when
all the suffixes have been removed.
A root is a form which is not further analysable, either in terms of derivational or inflectional morphology. It
is that part of word-form that remains when all inflectional and derivational affixes have been removed. A
root is the basic part always present in a lexeme.
In the form untouchables the root is touch, to which first the suffix -able, then the prefix un- and finally the
suffix -s have been added. In a compound word like wheelchair there are two roots, wheel and chair.
A stem is of concern only when dealing with inflectional morphology. In the form untouchables the stem is
untouchable, although in the form touched the stem is touch; in the form wheelchairs the stem is wheelchair, even
though the stem contains two roots.
A base is any form to which affixes of any kind can be added. This means that any root or any stem can be
termed a base, but the set of bases is not exhausted by the union of the set of roots and the set of stems: a
derivationally analysable form to which derivational affixes are added can only be referred to as a base. That
is, touchable can act as a base for prefixation to give untouchable, but in this process touchable could not be
referred to as a root because it is analysable in terms of derivational morphology, nor as a stem since it is not
the adding of inflectional affixes which is in question.
(adapted from Bauer, 1983: 20-21)
APPENDIX # 2 262
OTHER CLASSIFICATIONS OF DETERMINERS
APPENDIX # 3
THE MEANING OF THE NOUN + NOUN SEQUENCE
N2 is made from / consists of glass windows; word classes; tomato sauce; satin dress; fact sheets;
Composition
N1 horror film
N2 is the purpose for N1 / pencil case; safety device; war fund; radio station; patrol car; Easter
Purpose
N2 is used for N1 eggs
N2 is about N1; N1 deals algebra text; market report; success rates; intelligence bureau;
Content
with N2 colour adjective; road map; speed limit; personality disorder
LEC Noun Phrase D. Hăisan
Source N2 is from N1 irrigation water; plant residues; computer printout; chicken flu
N1 is the subject of the child development; eye movement; skin eruption; heart failure; wolf
process described in N2 / N2 attack
Subjective
is the subject of the process
described in N1 labour force; research team
N2 identifies an institution
Institution insurance company; ski club; university hospital
for N1
cat legs; family member; garage doors; sea floor; banana skin;
Partitive N2 identifies parts of N1
window frame
N1 identifies an area of
finance director; Education secretary; gossip columnist; estate
Specialisation specialisation for N1 [N1
agent; heart surgeon; sheep farmer
being animate]
264
(adapted from Bagge & Manning, 2007: 557-561 and Biber et al., 1999: 589-591)
APPENDIX # 4
RESTRICTIVE AND NON-RESTRICTIVE REALISATIONS OF THE POST-MODIFIER
The basic principle of restrictive / defining and non-restrictive / non-defining in the noun phrase may be
summarised as follows:
If the modification of the noun phrase answers the question Which?, i.e. if the head of the noun
phrase can only be identified by means of the modification (either pre– or post–), this is restrictive /
defining. It can be signalled by an adjective, a prepositional phrase, or a relative clause:
The handsome man was her brother. [Which man?]
The woman on the balcony was the Queen. [Which woman?]
The beer that I like best is Guinness. [Which beer?]
If, on the other hand, the pre- or post-modification does not indicate Which?, if it is merely ‚extra
information‛ and is to be considered as if it were inside a set of brackets, it is non-restrictive / non-
defining:
His wife, who knew him well, realized that he was innocent.
Tobacco, which is one of the main causes of cancer, has been banned in bars.
The man involved, who was arrested last week, has been released.
The book, which I read as soon as it came out, has now been banned.
Sometimes the relative antecedent is not a noun phrase, but a whole clause [sentential non-defining
relatives]:
He jumped off the bridge, which was rather silly of him because the river was dry.
In relative clauses, punctuation shows the essential difference between restrictive / defining and non-
restrictive / non-defining clauses. Restrictive / defining relative clauses are an essential part of the super-
LEC Noun Phrase D. Hăisan
ordinate clause, and commas are never used; in non-restrictive / non-defining clauses, commas signal the
‚extra-information‛ nature of the relative clause (as if it were in brackets):
The attention (that) they received pleased them. [restrictive / defining]
My mother, who is 90, still smokes. [non-restrictive / non-defining]
(adapted from Falinski, 2011: 144, 145, 152)
APPENDIX # 5
TYPES OF COPULAS aka LINKING VERBS
SENSORY COPULAS
These copulas must be followed by an adjective, a prepositional phrase with the preposition like, or, on rare
occasions, a noun phrase:
The record sounds scratched. / That animal sounds like an elk.
Margie looks terrible. / She looks a mess. / That cloth looks like silk.
Your cabin smells musty. / This room smells like a barn.
This meat tastes rancid. / This squid tastes like rubber.
This cloth feels rough. / This lump feels like a cyst.
You can say This room smells without an overt adjective following the copula, but your hearer will presume the
adjective bad. If you want to suggest any other quality, you must include an adjective.
STATIVE COPULAS
There are two copulas, seem and appear, each of which suggests that a subject has a particular quality or is in a
particular state (e.g. Joyce seems happy. Tom appears satisfied.)
Copula remain is closely related to intransitive verb remain. In a sentence like ]orgen remained angry, the copula
indicates that the state persists. In a sentence like Jeff remained in the room, the intransitive verb indicates that the
subject persists in a particular location.
This tastes awful. Your mom appears upset. Wally got mad.
The task looked impossible to The world is flat. She became an attorney.
Joseph.
This plaster feels cracked. (Restrictive) They grew old.
The fish smelled rotten to the This problem looms large. The prince turned into a frog.
customer.
The disease proved incurable. (Restrictive)
The pessengers fell ill.
APPENDIX # 6
SYNTACTIC FUNCTIONS OF PREPOSITIONAL PHRASES
267
Prepositional Phrases
Noun /
Adjective / Subject Direct
Adverbials Subjects
Adverb Complements Objects
Modifiers
APPENDIX # 7
SYNTACTIC FUNCTIONS OF NOUN / NP SUBSTITUTES (PRONOUNS & NUMERALS)
311Personal pronoun it abounds in nuances, therefore it may have various other uses than that of substituting a noun /
noun phrase: it can be ‚empty‛ (e.g. The lake makes it pleasant here.), it can have an anticipatory / emphatic function (e.g. It
is no use crying over spilt milk. It was yesterday that I saw him.) etc.
LEC Noun Phrase D. Hăisan
also have complements—clauses and phrases that pattern with them: ‚I was certain that he would come; I was afraid
to go. ‛
Countable noun. A noun whose referent can be identified as a separate entity; the countable noun can be signaled
by the indefinite article, a, and numbers: a house; an experience; two eggs; three problems.
Deep structure. A term from transformational generative grammar that refers to the underlying semantic and
syntactic relationships of the sentence, in contrast to surface structure, which is the sentence as it is actually
written or spoken.
Definite article. The determiner the, which generally marks a specific or previously mentioned noun: ‚the man on
the corner.‛
Degree. The variations in adjectives that indicate the simple quality of a noun, or positive degree (‚Bill is a
bigboy‛), its comparison to another, the comparative degree (‚Bill is bigger than Tim‛); or to two or more, the
superlative degree (‚Bill is the biggest person in the whole class‛). Certain adverbs also have degree variations,
usually designated by more and most.
Demonstrative pronoun. The pronouns this (plural these) and that (plural those), which function as nominal
substitutes and as determiners. They include the feature of proximity: near (this, these);, distant (that, those).
Dependent clause. A clause that functions as an adverbial, adjectival, nominal, or sentence modifier (in contrast to
an independent, or main, clause).
Derivational affix. A morpheme that is added to a form-class word, either to change its class (friend > friendly; act >
action) or to change its meaning (legal illegal; boy > boyhood).
Determiner. One of the structure-class words, a marker of nouns. Determiners include articles (a, the), possessive
nouns and pronouns (e.g., Chuck’s, his, my), demonstrative pronouns (this, that), quantifiers (e.g., many, several),
indefinite pronouns (e.g., each, every), and numbers.
Direct object. A nominal slot in the predicate of the transitive sentence patterns. The direct object names the
objective or goal or the receiver of the verb’s action: ‚We ate the peanuts‛; ‚The boy hit the ball"-, ‚I enjoy playing
chess."
270
Expanded determiner. The determiner, together with pre- and postdeterminers that qualify and quantify and in
other ways alter its meaning.
Expletive. A word that enables the writer or speaker to shift the stress in a sentence or to embed one sentence in
another: ‚A fly is in my soup. There is a fly in my soup‛; ‚I know that he loves me.‛ The expletive is sometimes
called an ‚empty word‛ because it plays a structural rather than a lexical role.
Flat adverb. A class of adverb that is the same in form as its corresponding adjective: fast, high, early, late, hard, long
etc.
Form classes. The large, open classcs of words that provide the lexical content of the language: nouns, verbs,
adjectives, and adverbs. Each has characteristic derivational and inflectional morphemes that distinguish its forms.
Free modifier. A nonrestrictive, nondefining modifier that is set off by commas and can usually occupy a position
at the beginning, at the end, or in the middle of the sentence: ‚He spoke quietly to the class, his voice
trembling : ‚Looking pale and nervous, she stood at the podium‛; ‚New England in the autumn, because o f the brilliant
maples and birches, has become a tourist destination.‛
Free morpheme. A single morpheme that is also a complete word (in contrast to a bound morpheme, which is
not).
Function. The role that a particular structure plays, or the slot that it fills, in a sentence (or in any larger structure).
In ‚The book on the table is mine,‛ ‚table‛ functions as the object o f a preposition in the prepositional phrase ‚on
the table‛; the prepositional phrase functions as an adjectival, modifying ‚book.‛ The entire noun phrase ‚the book
on the table‛ functions as the subject in its sentence.
Functional shift. The conversion of one word class to another, simply by changing its function: ‚He bottled the
wine‛ (noun to verb); ‚She lowered the curtain‛ (adjective to verb); ‚We took a swim‛ (verb to noun).
Gender. A feature of personal pronouns and certain nouns that distinguishes masculine (he), feminine (she), and
neuter (it). Nouns with gender distinctions include waiter, waitress, actor, actress, girl, boy, man, woman, ewe, ram.
Genitive case. The Latin term for possessive case.
LEC Noun Phrase D. Hăisan
Gerund. An -ing verb functioning as a nominal: ‚I enjoy jogging‛, ‚Running is good exercise.‛
Gerund phrase. A gerund together with all of its complements and modifiers.
Grammatical. Usage that conforms to the rules that native speakers follow or that native speakers would find
acceptable in a given situation. See also Ungrammatical.
Headword. The word that fills the noun slot in the noun phrase: ‚the little boy across the street.‛ The verb is the
headword of the verb phrase; the preposition is the headword of the prepositional phrase.
Hedging. A metadiscourse signal that helps readers interpret the writer’s degree of certainty: perhaps, possibly,
might, seems etc.
Heteronyms. Words that are spelled the same but differ in both meaning and pronunciation: bass/bass,
wound/wound, Polish/polish.
Homonyms. Words and morphemes that have the same sound and the same spelling but have different meanings:
saw/saw; farmer/brighter.
Homophones. Words that have the same sound, but with both different meanings and different spellings: sale/sail;
to/too/two.
Idiom. A combination of words, a set phrase, whose meaning cannot be predicted from the meaning of the
individual words.
Indefinite article. The determiner a, or an, which marks an unspecified count noun. See also Definite article.
Indefinite pronoun. A large category that includes quantifiers (e.g., enough, several, many, much), universals (all,
both, every, each), and partitives (any, either, neither, no, some). Many of the indefinite pronouns can function as
determiners.
Indefinite relative pronoun. The relative pronouns with -ever added, which have indefinite referents; they
introduce adjectival clauses: ‚I will give a bonus to whoever works the hardest‛ (i.e., to the person who works the
hardest).
Indirect object. The nominal slot following the verb in a Pattern VIII sentence. In a sentence with a verb like give,
the indirect object is the recipient; the direct object is the thing given: ‚We gave our friends a ride home.‛ The
271
indirect object can be shifted to the slot following the direct object with the preposition to or for: ‚Joe gave a
message to Kim‛; ‚Sam bought a ticket for his dad.‛
Inflectional suffix. Morphemes that are added to the form classes (nouns, verbs, adjectives, and adverbs) to
change their grammatical role in some way. Nouns have two inflectional suffixes (-s plural and -s possessive);
verbs have four ( -s, -ing, -ed, and -en); adjectives and some adverbs have two (-er and -est)
Intensive pronoun. A pronoun that serves as an appositive to emphasize a noun or pronoun. It is formed by
adding -self or -selves to a personal pronoun: ‚I myself prefer chocolate.‛
Morpheme. A sound or combination of sounds with meaning.
Morphology. The study of morphemes.
Nominal. Any structure that functions as a noun phrase normally functions.
Nominal clause. A clause that fills a noun phrase (NP) slot.
Nominalization. The process of producing a noun by adding derivational affixes to another word class,
commonly a verb: legalize-legalization, regulate-regulation, friendly-friendliness.
Nominative case. The Latin term for subjective case.
Noncountable noun. Nouns referring to what might be called an undifferentiated mass—such as wood, water,
sugar, glass—or an abstraction—justice, love, indifference. Whether or not you can use the indefinite article, a, is
probably the best test of countability: If you can, the noun is countable.
Nonrestrictive modifier. A modifier in the noun phrase that comments about the noun rather than defines it.
Nonrestrictive modifiers following the noun are set off by commas.
Noun. One of the four form classes, whose members fill the headword slot in the noun phrase. Most nouns can be
inflectcd for plural and possessive (boy, boys, boy’s, boys’). Nouns have characteristic derivational endings, such as -
tion (action, compensation), -ment (contentment), and -ness (happiness). Nouns can also function as adjectivals and
adverbials (The neighbor children went home).
Noun phrase (NP). The noun headword with all of its attendant pre- and postnoun modifiers.
LEC Noun Phrase D. Hăisan
Restrictive modifier. A modifier in the noun phrase whose function is to restrict the meaning of the noun. A
modifier is restrictive when it is needed to identify the referent of the headword. The restrictive modifier is not set
off by commas.
Sentence. A word or group of words based on one or more subject—predicate, or clausc, patterns. The written
sentence begins with a capital letter and ends with terminal punctuation—a period, question mark, or an
exclamation point.
Sentence modifier. A word or phrase or clause that modifies the sentence as a whole.
Simple preposition. A one-word preposition.
Singular. A feature of nouns and pronouns denoting one referent.
Structuralism. An approach to analyzing grammar, associated with midtwentieth-century linguists, in which the
purpose is to describe how the language is actually used in its various dialects, not to prescribe a ‛version‛.
Structure classes. The small, closed classes of words that explain the grammatical or structural relationships of the
form classes.
Subject. The opening slot in the sentence patterns, filled by a noun phrase or other nominal, that functions as the
topic of the sentence.
Suffix. An affix added to the end o f a form-class word to change its class (act - action, laugh laughable) with
derivational suffixes or to change its grammatical function (b o y - boys; walk— walking) with inflectional suffixes.
Surface structure. A term used by transformational grammarians to designate the sentences of the language as
they are spoken and written.
Syntax. The structure of sentences; the relationship of the parts of che sentence.
Transformational grammar (also called transformational generative, or T-G). A theory of grammar that attempts
to account for the ability of native speakers to generate and process the sentences of their language.
Transitive verb. The verbs of Patterns VII through X, which require at least one complement, the direct object, to
be complete. With only a few exceptions, transitive verbs are those that can be transformed into the passive voice.
Ungrammatical. Usage that does not conform to the rules that native speakers follow. Usage chat varies from one
273
dialect or speech community to another is not necessarily ungrammatical. ‚I ain’t coming‛ is an unacceptable
usage to many, although it follows the ‚rules.‛ However, it is not part of the prestige, or standard, dialect and
would be inappropriate in most formal and business situations.
Verb. One of the four form classes, traditionally thought of as the action word in the sentence. A better way to
recognizc the verb, however, is by its form, its -s and -ing endings. Verbs also have an -ed and an –en form,
although in the case of some irregular verbs chcse forms are not readily apparent. And every verb, without
exception, can be marked by auxiliaries. Many verbs also have characterisric derivational forms, such as -ify
(typify), -ize (criticize), and -ate (activate).
Verb phrase (VP). A verb together with its complements and modifiers; the predicate of the sentence is a verb
phrase.
LEC Noun Phrase D. Hăisan
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WEBOGRAPHY:
https://www.teachingenglish.org.uk/article/noun-phrase
http://linguapress.com/grammae/noun-phrases.htm 277
http://grammar.about.com/od/mo/g/nounphraseterm.htm
http://www2.gsu.edu/~eslhpb/grammar/lecture_6/important.html
http://grammar.about.com/od/mo/g/modterm.htm
http://www.ugr.es/~mfalces/LENGUA%20I/EJERCICIOS/Unit4_ex1_noun_phrases.htm
http://grammar.ccc.commnet.edu/Grammar/phrases.htm
https://books.google.ro/books?id=qKD_CkFUBUC&pg=PA17&lpg=PA17&dq=nouns+or+noun+substitutes&s
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Jw8&hl=ro&sa=X&ved=0ahUKEwif8t2gcTLAhXB7BQKHaViBWs4ChDoAQgaMAE#v=onepage&q=nouns%2
0or%20noun%20substitutes&f=false
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http://beautyeditor.ca/2014/03/13/clarifying-shampoo
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superpowers-jgzbhp3xt
https://grammarianism.wordpress.com/2015/05/10/determiners/
https://en.wikipedia.org/wiki/Noun_phrase
LEC Noun Phrase D. Hăisan
grammar.yourdictionary.com/parts-of-speech/nouns/what/what-is-a-determiner.html
https://www.thefreelibrary.com/Finances+could+prompt+envy%3B+FOOTBALL+SHORTS%3A+ARSENAL-
a0237780296 (May 2017).
https://www.teachingenglish.org.uk/article/noun-phrase
https://en.wikipedia.org/wiki/Specifier
http://www.imsdb.com/scripts/Invention-of-Lying,-The.html
CORPUS:
Fiction
Martin Amis (Lionel Asbo: State of England)
Jane Austen (Emma)
Julian Barnes (The Pedant in the Kitchen. A Late-Onset Cook)
William Blake (The Marriage of Heaven and Hell)
Angela Carter (The Company of Wolves, in The Bloody Chamber and Other Stories)
Agatha Christie (The Affair at the Victory Ball; The Adventure of Johnny Waverly; The Double Clue The King of
Clubs; The Lemesurier Inheritance; The Third-Floor Flat; Wasps’ Nest, in Poirot’s Early Cases)
Charles Dickens (A Christmas Carol; Our Mutual Friend)
John Fowles (The Magus)
Erle Stanley Gardner (The Case of the Caretaker’s Cat)
James Finn Garner (Cinderella, in Politically Correct Bedtime Stories)
Elizabeth Gaskell (North and South)
Henry Green (Loving)
Ernest Hemingway (Hills Like White Elephants)
278
G. M. Hopkins (The Wreck of the Deutschland)
Jerome K. Jerome (Three Men in a Boat)
David Lodge (Therapy)
George Orwell (A Hanging)
E. A. Poe (A Predicament; Four Beasts in One. The Homo-Cameleopard; How to Write A Blackwood Article; King
Pest; Never Bet the Devil Your Head; The Conversation of Eiros and Charmion; The Masque of the Red Death)
J. K. Rowling (Harry Potter and the Deathly Hallows)
Salman Rushdie (Haroun and the Sea of Stories)
Bernard L. Satterwhite Jr. (Playaz and Wolves)
William Shakespeare (Hamlet)
Scott Smith (A Simple Plan)
J. R. R. Tolkien (The Fellowship of the Ring, in The Lord of the Rings)
Non-fiction
David Baldacci, The Innocent, Grand Central Publishing, 2012; Nachman of Bratslav; David Brooks, Talking
Versus Doing, in The New York Times, May 20, 2008; Winston Churchill; Stewart R. Clegg et al., Managing and
Organizations, 3rd ed., Sage, 2011; George S. Fichter, Cats, Golden Press, New York, 1973; Ricky Gervais &
Matthew Robinson, script of The Invention of Lying, 2009; John Lennon; Groucho Marx; Joyce Maynard, Four
Generations, in The New York Times, April 12, 1979; George Moss; Ross Parmenter; George Bernard Shaw, The
Intelligent Woman’s Guide to Socialism, Capitalism, Sovietism and Fascism, Pelican Book, 1937 [1928]; Roff Smith,
Cheetahs on the Edge, in National Geographic, November 2012.