Bass Line 1660-1850
Bass Line 1660-1850
Bass Line 1660-1850
Nathan H. Whittaker
Chordal Cello Accompaniment:
The Proof and Practice of Figured Bass Realization on the
Violoncello from 1660-1850
Nathan H. Whittaker
University of Washington
2012
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Nathan H. Whittaker
and have found that it is complete and satisfactory in all respects, and that any
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Reading Committee:
Toby Saks
Ronald Patterson
JoAnn Taricani
Signature
Abstract
Nathan H. Whittaker
For the better part of two centuries, the cello and cellist utilized a specific manner of
accompaniment, one which, in recent times, has become a lost art on this instrument: the
realization of figured bass. From the middle of the seventeenth century until the middle of the
eighteenth century, the cello accompanied violinists, flutists, singers, and even other cellists
with chordal accompaniment. Evidence for the practice resides in the titles of works
(especially considering the common designation Violone d Cembalo in the titles of works
written during the Baroque period), the forerunners and development of the cello, methods
and treatises, and the music itself. With the decline of figured bass in the Classical period,
cellists utilized their harmonic accompanying ability in the realization of secco recitative, in
which cellists (often with the help of a double bass), not keyboardists, would realize the
harmonies for the singers on stage. The cello methods of Baumgartner, Gunn, Corrette,
Raoul, Baudiot, Stiastny, Schetky, and the Paris Conservatoire, as well as specific harmonic
studies such as those by Antonii and Supriani (Scipriani), teach the proper realization of
figured bass and its execution on the cello. Music that cellists encountered, such as
compositions by Corelli, Handel, and J. S. Bach, as well as compositions by the cellists
themselves, such as those by Jacchini, Bononcini, Masse, and Boccherini, allow further
insight into the practice. The role of the Baroque and Classical cellist was typically that of
accompanist, a function accomplished through the art of chordal accompaniment.
TABLE OF CONTENTS
List of Figures Hi
Titles 9
Lirone 24
Bass Viol 25
The Violoncello 31
Temperament 48
Sonority 51
Practicality 52
In Conclusion 53
Double Stops 60
Modulations 74
Execution of Chords 77
Accompaniment in Print 87
Harmonic Studies 87
In Accompaniment Parts 94
In Ensemble Music 98
In Solo Repertoire 99
England 106
Germany 109
France 110
Bibliography 135
ii
List of Figures
1. Engraving of G.F. Schmidt pictured in Quantz, Versuch
2. List of publications with cello accompaniment from Performers 'Facsimiles
3. Sonata XII, op.5, "La Follia" by Arcangelo Corelli, mm. 113-126
4. Sonata A. 2 Violini, & doi Bassi from Libro Sesto by Giovanni Battista Buonamente
5. Sonata VI in Sonate a Violino e Violoncello Di Vari Autori by Giuseppe Jacchini
6. Title page and Sonata III by Jean Baptiste Masse, op. 1
7. Title page and Sonata I by Giovanni Maria Bononcini
8. Title page and Sonata 1 by Salv^tore Lanzetti
9. Sonata in B-flat, op.4 no. 3 by Giuseppe Tartini, mm. 15-22
10. Trattenimento Duodecimo from Trattenimenti armonici da camera by Tomaso Pegolotti
11. Arrangement of Io Vorrei Dio d'amore in Regola Rubertina by Syvestro Ganassi
12. Three excerpts from G. F. Handel's cantata Tre Le Fiamme
13. The Baroque cellist Antonio Vandini using an underhand bow grip
14. Bas-Gieg da bracio with five strings from Syntagma Musicum II by Michael Praetorius
15. Ricercare 6 by Domenico Gabrielli, mm. 61-73
16. Sarabande from Suite in D Major by J. S. Bach, mm.1-8
17. Violin fingerboard diagram from The Modern Musick-Master by Peter Prelleur
18. Table of intervals from Kauer's Kurzgefafite Anweisung das Violoncell zu spielen
19. Figured bass symbols from Kauer's Kurzgefafite Anweisung das Violoncell zu spielen
20. Table of Accompaniment with Each Figure from Baumgartner's Instructions
21. The chord of the eleventh from Gunn, fingered and voiced for the cello
22. Catalogue of major triads from Gunn's An Essay
23. Table of chords in Raoul's Methode de Violoncello
24. Des Acords Des Cadences from Baumgartner's Instructions
25. Examples of cadences from Gunn's An Essay
26. Arpeggiation of a first inversion seventh chord in Gunn's An Essay
27. Modulations of fifths descending from Gunn's An Essay
28. Modulations of a semitone from Gunn's An Essay
29. Execution of four-note chord from Paris Conservatoire's Methode de Violoncelle
30. "Arpeggio" in both cello parts of Sonata VII by Giuseppe Jacchini, mm. 27-29
iii
31. Partita in D minor, BWV 1004, Chaconne by J. S. Bach, mm. 89-91
32. Theme and first page of arpeggios from Raoul's Methode de Violoncello
33. Block chords in "quick succession" from Merrick's Appendix
34. Arpeggiated chords with figured bass from Merrick's Appendix
35. Exercise from Romberg's School
36. Arpeggiation from Bideau's Grande et Nouvelle Methode Raisonnee pour le Violoncelle
37. Example from Breval's Traite accompanying a melody with arpeggiated accompaniment
38. Passing tones in a linear harmonic realization from Merrick's Appendix
39. Title page of Ricercate by Antonii
40. Measures 62-74 of Ricercata Sesta by Giovanni Battista Degli Antonii
41. Tocatte 8 by Francesco Supriani, mm. 22-32
42. A. M. Bononcini's Sonata I, m. 9
43. Sonata VI, Allegro by Arcangelo Corelli, mm. 30-35
44. Sonata XI, Allegro by Arcangelo Corelli, mm. 7-18.
45. Op. 5, Sonata V, Vivace by Arcangelo Corelli, mm.1-16.
46. Sonata VI, Adagio by Luigi Boccherini, mm. 1-5
47. Continuo part from Lasset uns den nicht zerteilen from Johannes-Passion by J. S. Bach
48. Bassi part from chorus All We Like Sheep from Messiah by G.F. Handel, mm.1-4
49. Sonata II, Andante by Francesco Geminiani, mm. 1-2 and mm. 8-9
50. Sonata II by A. M. Bononcini, mm. 26-31
51. Prelude from Suite No. 3 by J. S. Bach, mm. 45-60
52. Capriccio Primo by Giuseppe Maria Dall'Abaco, mm. 1-4
53. Written example of Lindley and Dragonetti's Realization of Recitative
54. An example of cello- and bass-realized recitative from Les Huguenots by Meyerbeer
55. Exercise from Baudiot's Methode de violoncelle
56. Amico che ti par from Don Giovanni from Baudiot's Methode de violoncelle
57. Exercise in recitative realization from Staistny's Violoncell-Schule
58. Excerpt of realized recitative from Practical and Progressive Lessons by J.G. Schetky
iv
Acknowledgements
Three years ago I could have never imagined the amount of time and effort it would
take to complete this dissertation. While I spent many hours alone in research, writing, and
editing, this project was far from a solitary act.
To Carrie Krause, Linda Tsatsanis, Michael Dunlap, and Ryan Bede, thank you for
lending your musical talents in the production of the recording. Also many thanks to Ron
Haight for his work in recording and editing. I hope that we can all work on many projects
together in the future.
Thank you to all my friends and colleagues who have lent their ideas, given their
encouragement, and displayed incredible patience with my enthusiasm over this exciting
research. I look forward to many years of conversation and collaboration with all of you. I
am also forever grateful to all of my cello teachers who have shaped me into the cellist I am
today.
Prof. Toby Saks, thank you for always being an incredibly kind an encouraging
mentor to me. You have taught me so much, and I will always have fond memories of my
time working with you. Thank you for bestowing on me the tools to become a successful
cellist and musician.
To my wife Linda, mere words are incapable of expressing the gratitude in my heart.
Without your constant encouragement, kindness, companionship, and unexplainable belief in
my abilities, I know this dream would never have been realized. For months you not only
provided help and guidance, but maintained my sanity and spirit. The success of this
endeavor unquestionably belongs as much to you as to me. You are a beautiful woman,
musician, and my inspiration -1am so lucky.
And finally to Mom and Dad, thank you for giving your son every opportunity for
which he could have ever hoped and being incredible role models. Your constant support and
unwavering belief in me is such a gift. It is an honor for me to follow in your footsteps by
becoming a musician. Thank you.
v
1
In Search of Chordal Cello Accompaniment
Today the cello is so popular that it is nearly impossible to avoid hearing a solo cello
anywhere, from the concert hall to television commercials. With such twentieth-century
musical and political ambassadors as Pablo Casals, Mstislav Rostropovich, and Yo-Yo Ma,
the cello has gained a place of cultural prominence that is very different from the
instrument's historic status. Compared to the distinguished solo instrument of today, the
violoncello began as a subservient, companion to the violin, only later emerging from its
shadow. As J. G. C. Schetky observed, "Accompanyment should be the first Object of a
Violoncellist, the Instrument being principally invented and intended for that purpose."1
If the cello had a birth certificate, it would likely read "Born in Bologna in 1665."2
Although a cello-like instrument often called the bass violin or violone existed earlier, the
invention of "gimped" strings (gut strings with metal wound inside) in 1660s Bologna
propelled the advancement of the instrument by liberating the player from thick and clumsy
lower pure-gut strings. At last the cellist had the use of the entire instrument, not just the top
or lower half, and noted performers and accompanists eagerly exploited the instrument's new
possibilities. Whereas earlier in the seventeenth century the instrument had been designated
for single-note playing,3 the violoncello was now suited for chordal and multivoiced
accompaniment.
From the late seventeenth century to the end of the eighteenth century cellists
provided chordal accompaniment to singers, violinists, flutists, and even their fellow cellists
through the realization of figured bass and composed chordal accompaniment parts. Like the
violoncello itself, the practice seems to have originated in Bologna with cellists such as
Guiseppe Jaccini, and spread throughout Europe. By the latter half of the eighteenth century,
evidence supporting chordal accompaniment appears in Italy, France, Germany, and England.
1 Johann Georg Christoph Schetky, Twelve Duetts for Two Violoncellos, with some Observations & Rules for
present expedition will be broken into three sections. The first focuses on the historical proof
of thorough-bass accompaniment from the late Baroque and Classical periods. The second
explores the technique and execution of chordal accompaniment. The third studies cello-
realized opera recitative from the late eighteenth and nineteenth centuries.
4 Edmund Sebastian Joseph van der Straeten, History of the Violoncello, the Viol Da Gamba, Their Precursors
and Collateral Instruments: With Biographies of All the Most Eminent Players of Every Country (London:
William Reeves, 1914; reprint, New York: AMS Press, 1976), 373.
5 Recordings that serve as an example of this new trend include Arcangelo Corelli, 12 sonate a violino e violone
o cembalo, op. 5, Trio Veracini: John Holloway (violin), David Watkin (violoncello), and Lars Ulrik Mortensen
(harpsichord). 1996, Novalis B004KZPWQ8, compact disc.
3
Chapter One:
In Defense of Thorough-Bass Accompaniment
on the Cello
6See especially Marc Vanscheeuwijck, "Recent Re-evaluations of the Baroque Cello and What They Might
Mean For Performing the Music of J. S. Bach," Early Music 38, no. 2 (2010), 181-192.
4
continuo instrumentation comes from Part II of C. P. E. Bach's Versuch iiber die wahre Art
1 Seein particular Tharald Borgir, "The Performance of the Basso Continuo in Seventeenth-Century Italian
Music" (Ph.D. dissertation, University of California, Berkeley, 1971); Peter Allsop, Arcangelo Corelli: New
Orpheus of Our Times (New York: Oxford University Press, 1999); Sandra Mangsen, "The Trio Sonata in Pre-
Corellian Prints: When Does 3 = 4?," Performance Practice Review 3, no. 2 (1990): 138-164; David Watkin,
"Corelli's op. 5 Sonatas: 'Violino e Violone o Cimbalo'?," Early Music 24, no. 4 (1996): 645-662; Marc
Vanscheeuwijck, "The Baroque Cello and Its Performance," Performance Practice Review 9 (1996): 78-96.
8 Borgir, "Basso Continuo," 1.
5
das Clavier zu spielen of 1762. Bach wrote, "The best accompaniment to a solo, one which
and resources, making C. P. E. Bach's best-case scenario the exception rather than the
standard.
However, does this mean that performers of today should heed Bach's advice because
they do have access to the instruments, musicians, and resources that he did in Berlin? Would
not composers and musicians of the era have wanted that too? This is thorny question
without an easy answer. If one is aiming for a historically-informed performance, it is
important to remember that the composer knew the real-life performing forces with which he
was working. Much as an opera composer would not write a high E (E6) for a soprano who
had a ceiling of a high C (C6), a Baroque composer would more likely intend his basso
continuo part for the forces at hand.
9 Carl
Philipp Emanuel Bach, Versuch iiber die wahre Art das Clavier zu spielen, zweiter theil (Berlin: George
Ludewig Winter, 1762), trans, in William J. Mitchell, Essay on the True Art of Playing Keyboard Instruments
(New York: W. W. Norton, 1949), 173.
10 See Chords on the Cello in Chapter One, p. 12.
6
Other period writers, such as Michael Praetorius,11 also recommended bass-line
doubling, but as in this case, it was usually specific to a particular style of composition.
In the twentieth century, Franck Thomas Arnold's The Art of Accompaniment from a
Thorough-Bass As Practised in the XVIIth & XVIIIth Centuries,12 published in 1931, was the
definitive study of Baroque bass lines. In this monumental work Arnold set the standard for
continuo practice that was not questioned for several decades. He asserted that both a chordal
and reinforcing instrument would have been used, regardless of the indications of the title.
It is very common in the Italian Basses of the eighteenth century, and, in the titles of English
works, the words "with a Thorough-Bass for the Harpsichord or Bass Viol" (or "Violoncello," as the
case may be) are of frequent occurrence.
This would seem, on the face of it, to suggest the employment of a string Bass as an
alternative, rather than as an adjunct, to the keyed instrument. That it sometimes was so employed
there can be no manner of doubt. There is, indeed, a record of a Violin Solo performed on an important
public occasion, the Festa delta Croce at Lucca, by no less a person that Francesco Veracini, and
accompanied only by Lanzetti on the Violoncello.
But the circumstances were quite exceptional: Veracini had presented himself quite
unexpectedly, and was, moreover, in an exceedingly (and quite unjustifiably) bad temper at not being
allowed to assume the position of First Violin, already occupied by Padre Laurenti. It was, therefore, in
all probability, partly out of bravado, and partly because he preferred Lanzetti's accompaniment to that
of an Organist or Harpsichordist with whose powers he was unacquainted, that Veracini acted as he
did.
Such cases are to be judged in the light of what C. P. E. Bach says (Paragraph 8 of Part II) to
the effect that a defective accompaniment is excusable when employed "as a matter of necessity, for
lack of good Clavier-players" and when the title of a work seems to indicate that the accompaniment of
a string Bass is intended as an alternative to that of a keyed instrument, we may fair regard it as a
concession to convenience, on the part of the composer, rather than as an indication of his wishes.
It is evident, moreover, that no great stress was laid on the choice of the word e or o (as the
case might be) in Italian works. For instance, in Antonio Vivaldi's Opera Prima, and Gioseppe
Valentini's Opera quarta (both Sonatas for two Violins and Thorough-Bass), the title-page bears the
description "Organo o Violoncello," while the parts themselves are inscribed "Organo e Violoncello."13
11 "It is also particularly to be observed, when 2 or 3 voices sing to the accompaniment of the General Bass
which the Organist or Lutenist has before him and plays from, that it is very good, indeed almost necessary, to
have the same General Bass played, in addition, by some bass instrument, such as a Bassoon, Dolcian, or
Trombone, or, what is best of all, on a Violone." Michael Praetorius, Syntagmatis Musici Tomus Tertius
(Wolfenbuttel: Elias Holwein, 1619); trans., Frank Thomas Arnold, The Art of Accompaniment from a
Thorough-Bass As Practised in the XVIIth & XVIIIth Centuries (London: Oxford University Press, 1931;
reprint, New York: Dover Publications, 1965) 99.
12Franck Thomas Arnold, The Art of Accompaniment from a Thorough-Bass (London: Oxford University Press,
1931; reprint, New York: Dover Publications, 1965).
13 Arnold, The Art of Accompaniment from a Thorough-Bass, 328-9.
14 David Watkin, "Corelli's op. 5 Sonatas," 645.
7
Croce with Veracini were far from exceptional. There are numerous examples of traveling
musicians15 who used only a cellist for accompaniment, not to mention situations such as
performances on boats or in other tight quarters where keyboard instruments simply could
not be used. Second, Arnold's assertion that lack of a keyboard instrument was not "an
indication of his wishes" presumes that Arnold actually knew the personal musical
preferences of these composers. Perhaps the composer actually desired the sound of cello
accompaniment more than that of a doubled accompaniment. Third, if "e" and "o" meant the
same thing, publishers would have been consistent and always written "e," never "o."
Instead, the title page gave the instrumentation (i.e., cello or harpsichord) and the "e" on the
partbook indicated that it was for both those instrumentswhichever one was playing at that
time. Simply because the part is inclusive and the title is exclusive does not justify the easy
assumption that everybody should play.
Another common argument of modern scholars to replace the "o" with "e" is
financial: more copies could be sold if the work required fewer instruments to perform it,
regardless of the intentions of the composer. "Publishers commonly issued them with an
indication that the bass was to be played 'by a violoncello or harpsichord' in order to sell the
maximum number of copies."16 Too often this easy argument has been used to explain away
information that is contradictory to common perception. Although composers were certainly
concerned with sales, it is hard to believe that the flock of composers who published this title
did not also believe in the musical merits of such a combination. If profitability was the
primary goal, composers would have always used generic designations such as "col basso,"
or listed a plethora of bass instrument choices. Simply allowing for one alternative
instrument would have increased market share a negligible amount. Furthermore, as is the
case today, new arrangements of the music would have created the opportunity to sell
additional copies. For example, the most famous and influential work of the early eighteenth
century, Corelli's op. 5 Sonate a Violino e Violono o Cimbalo, received more than forty
printings during the century. Multiple arrangements of Corelli's composition were published
17 The current entry "Trio Sonata" in Grove Music Online by no longer includes the statement from the earlier
print version. Sandra Mangsen. "Trio sonata." In Grove Music Online. Oxford Music Online, http://
www.oxfordmusiconline-Com.offcampus.lih-washington.edu/subscriber/article/grove/music/28382 (accessed
July 25, 2010).
18 Peter
Prelleur, "A Dictionary explaining such Greek, Latin, Italian & French Words as generally occur in
Musick," in The Modern Musick-Master or, the Universal Musician (London: Bow Church Yard, 1731), 3.
19 Sebastien de Brossard, "Organo," Dictionaire de Musique (Paris: Christophe Ballard, 1703), trans. Albion
Titles
The root of the common label "Violone o Cembalo" can be traced to the Bologna-
Modena region in the 1660s,20 when the violoncello was quickly emerging as an instrument
of importance. It can hardly be coincidence that these titles began appearing at the same time
and place as the first virtuosi cellists, such as Gabrielli and Jacchini. A quick search through
the scholarly Performers' Facsimiles published by Broude Brothers Limited produces an
impressive list of such titles by eminent composers (see Figure 2). Some compositions in this
list skip the option altogether and simply designate a specific solo bass instrument such as the
violoncello or harpsichord.
The title of a composition is the first instruction for the style of the work and the
instrumentation desired. As in the case of Corelli's op. 5 Sonate a Violino e Violone d
20 Sandra Mangsen, "The Trio Sonata in Pre-Corellian Prints: When Does 3 = 4?," Performance Practice
Review 3, no. 2 (1990): 141.
10
Abel, C Six Trios for a Violin, Tenor, & Violoncello, op.XVI
Boyce, W. Twelve Sonatas for Two Violins; with a Bass for the Violoncello or
Harpsicord [sic].
Handel, G. F. The Celebrated Water Musick [sic] in Seven Parts, viz. Two French
Horns, Two Violins or Hoboys, a Tenor, and a Thorough Bass for the Harpsichord or
Bass Violin.
Handel, G.F. Seven Sonatas or Trios for Two Violins or German Flutes with a Thorough
Bass for the Harpsicord [sic] or Violoncello op.5, HWV 396402.
Hasse, A. Solos for a German Flute or Violin with a Through Bass for the Harpsicord
[sic] or Violoncello, op. 2.
Locke, M. His Little Consort of Three Parts: Containing Pavans, Ayres, Corants and
Sarabands, for Viols or Violins. In Two Several Varieties: The First 20 are for Two
Trebles and a Basse. The Last 20 for Treble, Tenor & Basse. To be Performed either
Alone or with Theorbo s andHarpsecord [sic].
Marcello, B. XII suonate a flauto solo con il suo basso continuo per violoncello d
cembalo, opera seconda.
Marcello, B. VI sonata a tre due violoncello o due viole di gamba e violoncello o basso
continuo. Opera seconda.
Masse, J. B. Sonates a deux violonchelles. CEuvre ler.
Masse, J. B. Sonates a deux violonchelles. CEuvre He.
Masse, J. B. Sonates a deux violonchelles. CEuvre IHe.
Purcell, D. Six Sonatas or Solos for the Violin with a Through Bass for the Harpsicord
[sic] or Bass Violin, Compos 'd by Mr. G. Finger and Mr. D. Purcell.
Purcell, D. Six Sonatas, Three for Two Flutes & a Bass, and Three Solos for a Flute and
a Bass. The Whole Fairly Engraven & Carefully Corrected by ye Author.
Purcell, H. Sonnata's of III Parts: Two Viollins [sic] and Basse: to the Organ or
Harpsecord [sic].
Sammartini, G. B. Six Sonatas for Two Violins with Thorough Bass for the Harpsicord
[sic] or Violoncello.
Cembalo (and more than 100 other similarly titled works), the title indicates a collection of
sonatas for the duo of violin and violone, or violin and harpsichord, but not violin, violone,
and harpsichord. As Peter Allsop contended, "The title-page unambiguously states that they
were intended in the first instance as unaccompanied duos for violin and violone with the
11
option of replacing the latter with a harpsichord, and this identifies the collection as a part of
a particular vogue for the unaccompanied duo current in the last quarter of the [seventeenth]
century."21 The syntax in the designation "Violone o Cembalo" clarifies Corelli's preference:
the violone is preferred and the cembalo is the alternate option.
Certain composers went to greater lengths to explain their partiality of the violone
over the harpsichord. Giovanni Maria Bononcini22 articulated his preference for the string
accompaniment in the partbook to the op. 4 Arie ...a violino e violone over spinetta of 1671.
He wrote that "one should bear in mind that the violone will produce a better effect than the
spinet since the basses are more appropriate to the former than the latter instrument."23 As
Allsop explained, one instrument is not as good as another. "As with the sonata da camera,
the possibility of such a performance [only violone] is still not widely accepted, and present-
day attitudes to ad libitum practices often assume that the alternative bass instrument was
always as suitable as the first choice...Although much of the violone part of Corelli's op. 5
may fit perfectly well on the harpsichord, elsewhere the melodic instruments dialogue on an
equal basis, and in some of the florid variations of La Follia it is the bass which
predominates in figurations which are decidedly not idiomatic for the keyboard"24 (see
Figure 3). Dimitry Markevitch, the great cellist and scholar, supported Allsop's assertion.
"From the appearance in 1685 of Corelli's Sonatas for Violin and Cello or Harpsichord, op.
2, it is clear that a cello was the rule and the harpsichord the exception."25 Certainly the
opposite would be true as wellin compositions marked "Harpsichord o Violone," such as
21 Peter Allsop, Arcangelo Corelli: New Orpheus of Our Times (New York: Oxford University Press, 1999),
120.
22Study of the Bononcini family is initially quite confusing. Giovanni Maria Bononcini, father of Giovanni
Bononcini and Antonio Maria Bononcini (two of the first-known violoncellists from Bologna), wrote an
influential collection of sonatas and other works for the violoncello. Giovanni and Antonio Maria also had a
half-brother, born only an hour after his father's death, who carries his name of Giovanni Maria Bononcini. He
was a violinist.
23Si deve avvertire, che fara miglior efetto il Violone, che la Spinetta, per essere i Bassi piu proprij dell'uno,
che dell'altra. Giovanni Maria Bononcini, Arie, Correnti, Sarabande, Gighe & Allemande, op. 4 (Bologna,
1671; repr. Albese con Cassano, Italy: Musedita, 1999), 2.
24 Allsop, Corelli, 120-1.1 have personal experience of playing La Follia with fine harpsichordists who
requested a slower tempo because of the difficulties of certain figurations on the keyboard, which fit quite
comfortably on the cello.
25Dimitry Markevitch, "A New Sound for Familiar Music: The Cello as an Accompanying Instrument in the
18th Century," Strings 27 (Nov.-Dec. 1991): 21.
12
rules in order to accompany bass continuo for the viola da gamba], (Bologna, 1700).
13
chordal playing on the cello.28 But it is this type of stern warning that confirms the extent of
chordal cello accompaniment. As Marc Vanscheeuwijck wrote, "If Quantz still forbids
cellists in 1752 to embellish or to play chords in a bass part, it certainly means that most of
them did so whenever they could, according to the tradition initiated half a century earlier by
Jacchini. Thus the practice of playing chords, especially in recitatives, is certainly something
that modern baroque cellists should do."29
Modern scholars have also been hesitant to embrace string instrument realization.
Tharald Borgir argues that "bowed instruments lend themselves to a modest amount of
chordal playing, but, generally speaking, the difficulties involved are of a magnitude that
would seem to prohibit their use to realize a bass,"30 and cites the limitations of the cello as a
reason that harmonic realization would be difficult. Yet one need go no further than the Suites
a Violoncello Senza Basso of J. S. Bach, particularly the fifth and sixth suites, to discover that
chordal and polyphonic playing is not only possible on the cello, it is glorious. In fact, the
examples of chords and arpeggios in the suites can serve as a guide for chordal realization
itself.
Another common argument that is used to dismiss harmonic realization on the cello
was articulated by Peter Allsop: "Evidence for [chordal accompaniment] is slight. Whereas
partbooks for 'Violone o Cembalo' contain a figured bass, those which specify just a melodic
bass, such as Laurenti's Sonate da camera a violin e violoncello (1691) do not do so."31
Authors who use this argument typically cite the lack of figured bass in violoncello-specific
parts; however, a broader study of musical scores, particularly of works composed by
cellists,proves that the exact opposite is true.
The existence of printed figured bass symbols is not a requirement for the realization
of harmony. Continuo treatises by Muffat, Poglietti, Gasparini, and others mandate that the
harmony be realized regardless of whether the figured bass symbols are present. In fact,
during the seventeenth century, many performers disliked the composer dictating or spoon-
Figure 4. Giovanni Battista Buonatmente's Sonata A. doi Violini, & doi Bassi
from Sonate et canzoni a Due, Tre, Quatro, Cinque, et a Sei Voci, Libro Sesto
(Venezia: Alessandro Vincenti, 1636).
This excerpt from the Tenore part-book clearly shows figures to be performed
by the string player.
feeding the harmonies in print. Therefore, composers often refrained from adding figured
bass to their composition altogether. Whether figured bass symbols actually appeared in the
music is irrelevant. The continuo player was trained to realize harmony either through the
notation or by ear.
However, Allsop's statement that when only violoncello or violone is indicated,
figures are not found is simply not true. As early as 1636 Giovanni Battista Buonamente
included figures in the tenore and basso partbooks of Sonate, et Canzoni a Due, Tre, Quattro,
Cinque, Et a Sei Voci (a separate partbook entitled Basso Continuo is designated for a
keyboard or lute instrument). The Sonata A. doi Violini, & doi Bassi contains figures in the
basso and tenore parts that were intended for the tenor and bass instruments of the da braccio
family (see Figure 4). Another example comes from a collection of sonatas entitled Sonate a
Violino e Violoncello Di Vari Autori that was found in a Bolognese manuscript. The sonata by
Giuseppe Jachini [Jacchini] (1667-1727) contains figured bass in the designated violoncello
part. Although the six other sonatas in the collection do not have figures, it is especially
15
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meaningful that Jacchini's sonata is figured. He was the only cellist-composer whose work
was included in this collection, and it has been noted that Jacchini used chordal
accompaniment in his cello performance.32 He was a Bolognese cellist and a pupil of
Domenico Gabrielli, one of the first virtuosi cellists, and the implications of his markings
carry more weight than the sonatas written by violinists or organists. Jacchini, more so than
any non-cellist composer, would have taken care to mark the violoncello part thoroughly and
carefully (see Figure 5).
Evidence of figured bass in violoncello-specific parts surfaced in France and England
as well. One genre rich with evidence consists of compositions that were specifically marked
for only two cellos. The second cello part, the one charged with the role of accompaniment,
is often highly figured, and the title clearly indicates that a cellist is expected to realize those
figures. The French cellist Jean Baptiste Masse, prominent in his day, would be virtually
unknown today if not for his multiple oeuvre of Sonates a Deux Violonchelles. Masse was a
member of the King's Bande of Twenty-Four Violins and of the orchestra of the Comedie
Franfaise in Paris. The first and second oeuvres of 1736 and 1739 have figured bass
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Figure 6. Jean Baptiste Masse's Title Page and Sonata III, Andante, mm. 1-12,
from Sonates A Deux Violonchelles, op. 1 (Paris: 1736; reprint, New York:
Performers' Facsimiles, 1985).
As in many eighteenth-century cello duets, the accompanying cellist is expected
to realize figured bass.
18
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5 OLOS
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Figure 7. Giovanni Bononcini's Title Page and Sonata I, Andante, mm. 1-11
from Six Solos For Two Violoncellos Compos'd By Sigr. Bononcini and other
eminent Authors (London: J. Simpson, 1748; reprint, England: Grancino
Editions, 1986).
19
vSix
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Figure 8. Salyatore Lanzetti's Title page and Sonata I, Adagio, mm. 1-5, from
Six Solos for two Violoncellos or a German Flute and a Bass, Op.2 by (London:
Walsh, 1745; reprint, New Jersey: Grancino Editions, 1982).
20
41
had fallen out of fashion by this time), the written textures create an abundantly rich
accompaniment for the accompanying cellist. In fact, these second cello parts are often so
thick and that many modern editions take the liberty of converting the second part into a
traditional piano accompaniment. Nevertheless, the accompaniment to these sonatas is
idiomatic for the cello and serves as a great example of chordal accompaniment.
An important distinction is brought to light at this point. Although the terms basso
continuo, basso, and basse appear quite similar, they carry distinct meanings. Basso continuo
is the practice of figured bass realization; it is not a request for particular instrumentation.
Basso or basse, on the other hand, are terms for the violoncello (or earlier, the violone) that
specifies its function. When the term violoncello is used, a solo function is intended; when
basso or basse appears, it indicates a supportive or accompanying role for the bass
instrument. Quantz spoke at length about the differences between the role of the solo
violoncellist and the accompanying bass. The distinction continued to be substantial enough
to warrant discussion in early nineteenth-century methods such as the Paris Conservatoire's
Methode of 1805 and Jean-Baptiste Breval's Traite du Violoncelle of 1804 as well. Breval
commented, "The Basse, which for us is the same instrument as the violoncello, is
nonetheless treated with this difference: that by Basse is understood the section which
accompanies, incorporating a limited register, and by violoncello, the same section which
incorporates a more extensive register and which is at the same time accompaniment and solo
part. But we will admit here a clear understanding that Basse and violoncello shall be the
21
same thing."34 Far too often in today's performance of both Baroque and Classical music,
basso or basse is misinterpreted as shorthand of basso continuo, and a continuo group of
instruments is used instead of a single violoncello.
It should be mentioned that the violone/violoncello was not the only string instrument
expected to add chordal accompaniment. There are also several instances of the violin taking
part in this tradition. An early example of figured bass in a violin part occurs in Carlo
Farina's Sonata la desperata of 1628. Farina gave this explanatory note to his sonata:
"Where the sign B is found above the notes they are to be played using double stopping, that
is, it is understood that the number stands for the distance to be played below the note"in
other words, a manner of realizing figured bass.35 Tomaso Pegolotti's Trattenimenti armonici
da camera per violino solo, e violoncello of 1698 takes a slightly different approach:
Pegolotti suggested that the cellist add notes if the texture is found to be too sparse.36
Pegolotti went one step further in Trattenimento Duodecimo, in which he included a violino
alernativo part that essentially filled out the harmony in a chordal fashion. This publication
would have served as a performance example for the previous eleven Trattenimento as well
(see Figure 10). The resulting double-stop or triple-stop texture is quite similar to other violin
sonatas of the time, including those by Corelli. David Watkin added, "It is highly likely that
violinists such as Corelli, capable of writing complete counterpoint for their instrument,
would also have added chords or double stops in performance."37 An edition of duets for two
violins by Emanuele Barbella contains figures for the second violin part and an introduction
explaining how to play the bass part on the violin, again suggesting chordal accompaniment
on the violin. Finally, strong warnings against violin or viola accompaniment prove just how
prevalent it must have been. C. P. E. Bach discouraged this practice: "Some soloists take only
34
Jean-Baptiste Breval, Traite du violoncelle, op. 42 (Paris: Imbault, 1804) trans, in Valerie Walden, One
Hundred Years of Violoncello: A History of Technique and Performance Practice (New York: Cambridge
University Press, 1998), 52.
35Dove si trovera a sopra le note il segno de B si sonera con la corda doppia cio e si intende che il numero serve
per la distanza della nota che va sonate sotto. Peter Allsop, Cavalier Giovanni Battista Buonamente: Franciscan
Violinist (Burlington, Vt: Ashgate Publishing Company, 2005), 17. "Dove si trovera a sopra le note il segno de
B si sonera con la corda doppia cio e si intende che il numero serve per la distanza della nota che va sonate
sotto."
36 Watkin, "Corelli's op. 5 Sonatas," 649.
37 Ibid., 649.
22
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40 David D. Boyden, The Violin Family, in New Grove Musical Instruments Series (New York: W.W. Norton,
1989), 17.
41 Sylvestro Ganassi, Regola Rubertina, First and Second Part: A Manual of Playing the Viola Da Gamba and
of Playing the Lute (Venice, 1542-3; repr., trans. Hildemare Peter Berlin: Lienau, 1977).
42 Baldassare Castiglione, "II libro del cortegiano," quoted in Strunk, Source Readings, 328-9. The original
translation erroneously reads "sing to the lute" [il cantare alia viola], but the mistake is corrected in the
footnotes [con una viola in braccio]. The generic term viola was also often used to refer to the lira da braccio
(Grove Online, "Lira da Braccio").
43Howard Mayer Brown and Sterling Scott Jones. "Lira da braccio." In Grove Music Online. Oxford Music
Online, http://www.oxfordmusiconline.com.offcampus.lib.washington.edu/subscriber/article/grove/music/16742
(accessed June 8,2010).
25
number of chords to be easily played. The lirone rarely read from tablature, like the lyra viol
or theorbo, but instead generally used figured bass for its realization. It appears that the
instrument was sometimes supported by another bass string instrument such as the bass viol,
but this was not always the case. Both Giulio Caccini and Alessandro Striggio played the
lirone without a supporting bass instrument, likely setting a precedent that cellists followed in
their accompaniments in the eighteenth century. Caccini was one of the most influential
composers and musicians of his day, and his manuscripts were circulated widely throughout
the European musical world. Striggio traveled extensively from his home in Florence,
reaching as far as Paris and London, where he "was probably the Lirone's greatest musical
ambassador."44 Because both Caccini and Striggio were influential performers of the lirone,
their style of performance without a supporting bass was surely disseminated throughout
Europe.
Outside sixteenth- and seventeenth-century Italian vocal music, the lira da braccio
and lirone hold little importance. However, the aesthetic ideal of sound and instrumental
function that they represent is quite significant in this discussion. Although the lira da braccio
and lirone faded in popularity during the seventeenth century, likely due to their lack of
versatility, it is undeniable that the Klangfarbe of chordal playing from these instruments had
become deeply entrenched in the string tradition known to musicians and composers and
exercised an influence for many years thereafter. Chordal string playing would then manifest
itself in the techniques of the bass viol, the lyra viol, and eventually the violoncello.
Bass Viol
The bass viol, or the viola da gamba as it is more commonly referred to today, has a
rich chordal tradition, both as a solo instrument and in accompaniment. This is demonstrated
44Erin Headley. "Lirone." In Grove Music Online. Oxford Music Online, http://
www.oxfordmusiconline.com.offcampus.lib.washington.edu/subscriber/article/grove/music/16750 (accessed
June 8, 2010).
26
in viol methods and treatises, anecdotal evidence, the multiple forms of the viol,45 and the
music itself.
Chordal accompaniment on the bass viol is evident as early as the Renaissance.
Johannes Tinctoris described the lyra viol style of playing in De inventione et usu musicae
(cl487). In 1542-43, Syvestro Ganassi published a viol method entitled Regola Rubertina:
Regola che insegna Sonar de uiola darcho Tastada. Ganassi dedicated an entire chapter to
the practice of accompanying a single voice on the viol by means of arranging the
accompaniment to suit the instrument. Ganassi even indicated that it was appropriate to
accompany oneself, mentioning "two accomplished masters of this art, Sgn. Julian Tiburtino
and Sgn. Lodovico Lasagnino of Florence."46 (We of the twenty-first century should have
little difficulty imagining this practice, because many pop music performers accompany
themselves on the guitar or piano.) Ganassi also included an arrangement of his own
madrigal, Io vorrei Dio d'amore, which was originally written in three voices. In the new
arrangement, the top voice is sung while the bottom two are played as an accompaniment on
the viol (see Figure 11).
Several points of practical significance come from this method. First, Ganassi
contended that chordal accompaniment is "well suited to ordinary viols. You will not need to
change the bow or the bridge." Second, Ganassi recommended arranging the music to be
idiomatic to the viol, or whichever instrument is being used.
The instrument [the viol] could be considered more restricted in its application than the others. But
every instrument is perfect in its way. We cannot expect to achieve the same effect from a trumpet and
a lute, as if they were similar instruments... .The purpose of a trumpet is to inspire courage at a parade
or in battle, something which the lute cannot do. If attempted to do so the result would be artificial and
imitative. This is also the case when the viol is used to imitate the lute.
Let me add that it is permissible to leave something out of a composition or to add something to it,
because you are doing so for the sake of the instrument.47
45 Of particular interest in this study are the lyra viol and viola bastarda, terms that apply to a style of viol
performance as well as to specific instruments. The lyra viol was particularly popular in England and was a
style of performance that incorporated many block and sustained chords. The lyra viol borrowed its name from
the lirone and was similar in size to a typical bass viol, but to invite chordal playing the bridge was made
slightly flatter. The viola bastarda was a style of playing popular in Italy in which a polyphonic composition was
condensed into a single line laden with diminutions. It was reported that this style was also appropriate for other
instruments, such as the lute and organ, to emulate. The viola bastarda was described as similar in form to a
normal viol, sized between a tenor and bass viol.
46 Ganassi, Regola Rubertina, 78.
47 Ibid., 78.
27
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This passage has enormous ramifications and invaluable advice for accompanists of
any age or instrument. In contrast to current practice, when music is expected to be
performed exactly as it is on the page, Ganassi insisted that it is not only appropriate to adjust
music to idiomatically fit a given instrument, but that it would be improper not to do so. As a
result, the bass viol, a more restricted instrument in chordal (or multivoiced) playing than the
lirone or other chordal instruments, would still be an apt instrument for this practice. It is the
job of the accompanist to realize an accompaniment within the instrument's limitations, not
to attempt to imitate another instrument.
48Michael Praetorius, Syntagma musicum, Tomus Secundus de Organographia (Wolfenbuttel: Howein, 1619),
52; trans, in Borgir, "Basso Continuo," 186.
28
guides found earlier in the reference.49 However, it would seem that either the viola bastarda
or lyra viol style would be appropriate for vocal accompaniment. The viola bastarda style of
adapting a polyphonic composition, such as a madrigal, to fit a solo performance seems to be
in line with Ganassi's example of instruction in the prior century. Tobias Hume wrote of the
lyra viol, "The viol could produce equally well the musical excellencies of the lute."50
Regardless of which version of the viol Praetorius actually referred to in the Syntagma
Musicum, it takes a place next to the lute and theorbo as an instrument of vocal
accompaniment.
Two more methods for chordal accompaniment on the viol emerged at the end of the
seventeenth century. The Italian-born Nicola Matteis lived his entire musical life in England,
where he became quite famous and wealthy. In about 1680, his The False Consonances of
Mustek was published as a method for playing thorough-bass on the guitarre. However, the
title of this treatise continues, "A great help likewise to those that would play exactly upon
the Harpsichord, Lute, or Base-Viol. Shewing the delicacy of all Accords and how to apply
them in their proper places."51 Although the treatise is written from the perspective of the
guitarre, several practical matters would apply to string players as well. Matteis seemed to be
less concerned with playing the written bass line and the inversion of the chord than with
focusing on the ease and completeness of realizing the harmony. In other words, playing a
full harmony is more important than following the notes on the page. Although this focus
could result from the expectation that another instrument would support the bass line,52 it
also corroborates Gassani's point that, above all else, one's instrument must be played
idiomatically. Just as Caccini had no supporting bass instrument in his lirone accompaniment,
49 Lucy Robinson. "Viola bastarda." In Grove Music Online. Oxford Music Online, http://
www.oxfordmusiconline.com.offcampus.lib.washington.edu/subscriber/article/grove/music/29444 (accessed
June 8, 2010).
50Frank Traficante. "Lyra viol." In Grove Music Online. Oxford Music Online, http://
www.oxfordmusiconline.com.offcampus.lib.washington.edu/subscriber/article/grove/music/17260 (accessed
June 8, 2010).
51 Nicola Matteis, The False Consonances of Musick (1682; repr. Monaco: Editions Chanterelle, 1980).
52Jennie Congleton, "'The false consonances of musick': Nicola Matteis's Instructions for a playing a true base
upon the guitarre," Early Music 9, no. 4 (1981): 467.
29
perhaps Matteis saw no need for adding a supporting instrument either. Matteis also insisted
that the range of the realization not interfere with or obscure the voice.
A Bolognese manuscript from 1700 entitled Modo practico, sia regola per
accompagnare il bass continuo per la viola da gamba indicates that the viol was still used as
a realizing instrument into the eighteenth century.53 The manuscript "tells nothing about the
circumstances under which the viol may be used,"54 but serves as a teaching manual for how
to realize harmony on the viol.
Numerous anecdotal accounts of chordal viol accompaniment exist. Perhaps the most
well-known is from Maugars. The singer Leonora Baroni "never needs to ask the assistance
of a theorbo or a viol player.. .because she plays both instruments very well herself." 55
According to Borgir, "The impression is that either instrument alone would suffice for the
accompaniment."56
The music for the viol in the Baroque period indicates that chordal playing in both
solo and ensemble settings was quite common. Nearly 100 collections of music for the lyra
viol featuring eminent composers such as Coprario, Simpson, and Lawes are found in
England, the instrument's epicenter, and on the continent. Even Handel, who rarely wrote for
viol, included chordal playing in his compositions. All three of his large-ensemble works
with viol include various forms of chordal playing. La Resurrezione and Tra le fiamme, the
fiery and virtuosic cantata featuring soprano and viola da gamba, contain figured bass in the
viol part that is independent from the continuo line (see Figure 12). Tra le fiamme and a
sinfonia from Giulio Cesare also have "prerealized" chords in both block and arpeggiated
form. "The composer obviously considered an important part of viol playing to be realization
from a figured bass, for that is what the instrument is asked to do in both works. We may note
here that the composer indicates two basic approaches to continuo realization: he asks for
53 The discovery of this manuscript has also shed light on the fact that the viol was still in use in Italy into the
eighteenth century.
54 Borgir, "Basso Continuo," 187.
55 Quoted in Ibid., 186.
56 Ibid., 186.
30
(Allegro)
if)
Violino
Viola da Gamba
if)
Sopran
, OUh(ro)
Contiiruo
1 Lr=J
TT r 9 f
6
crcriJ-n>
Um die Flam - me wUlstJer-"nd<ta * -
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Soprao
Baui
Figure 12. Three excerpts from G. F. Handel's cantata Tra Le Fiamme, HWV170
(1707; Kassel: Barenreiter, 1977). These are examples where the viola da gamba
realizes harmony from figured bass and plays prerealized harmony in block
chords and linear arpeggios.
I. Aria: Tra le fiamme, mm. 1-7 (top)
I. Aria: Tra le fiamme, mm. 21-25 (middle)
III. Aria: Voli per l'aria mm. 1-6 (bottom)
31
both arpeggiated and block chords."57
The bass viol has a rich tradition of chordal accompaniment, as evidenced by its
methods, instruments, and music, from the Renaissance to the High Baroque. Annette
Otterstedt perhaps said it best: "Chords belong to the viol as the sun does to Italy."58 As
popularity for the viol family began to wane, gambists turned their sights to the new bass
string instrument that was rapidly emerging from Cremona, Brescia, and Bologna: the
violoncello. Indeed, the earliest cellists were viol players first. Much of the technique for the
bass of the violin familysuch as the da gamba instrument hold, an underhand bow grip, and
chromatic (rather than diatonic) fingeringdeveloped directly from the viol tradition. Along
with these techniques, the first cellists brought to their new instrument the history and
traditions of centuries of chordal accompaniment.
The Violoncello
The Baroque violoncello is an enigma. Far from being standardized, the instrument
that was to become the cello was a creature whose form was in constant flux and evolution.
Although it emerged in 1660s Bologna, the cello continued to develop and was not
standardized until about 1800, when the Paris Conservatoire was formed.59 It is therefore
difficult to refer to a definitive violoncello instrument during the Baroque period; it varied in
such fundamental characteristics as size, number of strings, tunings, and playing position. It
is hardly surprising that terminology for this instrument is multifarious and terribly
inconsistent, which makes early cello scholarship difficult. However, the ambiguous state of
the violoncello provided fertile ground for experimentation, and several of these experiments
make sense when considered in terms of chordal accompaniment.
Although the violoncello has a different lineage than the bass viol (the gamba family
is derived from the lute family), the early cello owes much to the bass viol. Early cellists
such as Martin Berteau were converts from the viol, and these musicians brought their
57Richard G. King, "Handel and the Viola da Gamba" in A Viola da Gamba Miscellany: Articles From and
Inspired By Viol Symposiums Organized by the Ensemble Baroque de Limoges, ed. Susan Orlando and
Christophe Coin (Limoges: PULIM, 2005), 67.
58 Annette Otterstedt, The Viol: History of an Instrument, trans. Hans Reiners (Kassel: Barenreiter, 2002), 218.
59 Marc Vanscheeuwijck, "Recent Re-evaluations of the Baroque Cello," 181-192.
technical and musical innovations
to the violoncello. The first
cellists most certainly held the
bow underhand (see Figure 13). In
fact, the first image of a cellist
with an overhand bow hold dates
from 1703, and that hold was not
standard for some time
afterward.60 The gambists brought
a new style of fingering that
organized the hand chromatically
instead of diatonically, allowing a
60 Marc
Vanscheeuwijck, "UO Today #432 Marc Vanscheeuwijck," YouTube video, 29 min., http://
www.voutube.com/watch7v-fiv3mR3vs21. accessed 7/20/2011.
61The fresco by Gaudenzio Ferrari in Saronno that dates from 1535 is a particularly vivid example. See
Elizabeth Cowling, The Cello (New York: Scribner, 1975), 52.
33
time. The earliest written references to the bass violin come in treatises by Philibert Jambe de
Fer (Lyon, 1556), Lodovico Zacconi (Venice, 1592), Michael Praetorius (Wolfenbxittel,
1619), and Marin Mersenne (Paris, 1637) who referred to the instrument as bas de violon,
basso di viola da braccio, bass viol de braccio, and basse de violon, respectively. The first
music specifically notated for the bass violin comes from Claudio Monteverdi, not
coincidentally a Cremonese, in Orfeo of 1607, in which he employs basso viola da braccio.
In the seventeenth century, a plethora of terms for the bass of the violin family was in
use in Italy, and each nationality seemed to use its own different terminology. John Gunn in
The Theory and Practice of Fingering the Violoncello of 1793 recounted the variety of terms
in use throughout Europe. "The Instrument now called the Violoncello, was for some time
after its invention called the Bass Violin, to distinguish it from the Bass Viol; and in the same
manner, in French, it was called Basse de Violon, in contradistinction to Basse de Viole; in
Italian it was called the Violone, the augmentative of Viola."62 Although the variety of
terminology might point to "continual experimentation with the size of the bass violin,"63
each term referred to a specific instrument variation in each location. Of particular interest in
the study of chordal playing are the Italian terms violone, violoncino, and violoncello.
Throughout the seventeenth century there existed two different sizes of the cello: a
larger model, often referred to as the violone or church bass,64 and a smaller instrument
known as the violoncino (as well as many other derivations, such as the violonzono and
violonzino). The necessity for two different sizes of instruments derived from the limitations
of pure-gut strings. Because gut is not very dense, a low-pitched string must be either quite
thick or quite long. A compromise seems to have been reached in which a larger instrument,
62John Gunn, The Theory and Practice of Fingering the Violoncello, 2nd ed. (London: Printed for the author,
1793), 21.
63Stephen Bonta, "Terminology for the Bass Violin in Seventeenth-Century Italy," The American Musical
Instrument Society, IV (1979): 6. Reprint in Studies in Italian Sacred and Instrumental Music in the Seventeenth
Century (Burlington, Vt.: Ashgate/Variorum, 2003), 6.
64 The term violone was used as a label for several instruments during the seventeenth century alone. Before
1660 the Italians referred to the large "cello-like" instrument of the violin family at 8' pitch as the violone. Only
after the more specific term violoncello appeared was violone used to refer to the contrabasso member of the
viol family that sounded at 16' pitch, although it was still used by some to refer to the large "cello" well into the
eighteenth century. See Bonta, "Terminology, " 5-32. The large bass violin at 8' pitch was also commonly called
the church bass, a term that was also used for this instrument throughout Europe.
34
the violone, had a longer string length to more easily produce low pitches with thinner
strings. The smaller model, the violoncino, sacrificed the longer string length (and quality of
the low pitches) to enable more virtuosic playing in the upper register. The two instruments
were intended for different purposes: the large instrument was used for accompanying and
the smaller was for solo playing.
The destiny of the instrument changed forever in the 1660s in Bologna65 with the
development of gut strings wound with wire. The new process increased the density of the
strings, thus allowing lower-pitched strings to be used on the smaller instrument. The small
bass violin equipped with wire-wound strings was no longer called a violoncino but a
violoncello, and its popularity grew almost instantaneously. Giulio Cesare Arresti first used
the term violoncello in 1665 as the first crop of violoncello virtuosi emerged (not
coincidentally) from Bologna. These artists included Giovanni Battista Vitali, Petronio
Franchesini, Domenico Gabrielli, Giovanni Bononcini, and Guiseppe Jacchini.
However, the arrival of wire-wound strings did not put to rest the use of multiple
cello-like instruments. As late as 1752, Quantz recommended the cellist to own multiple
instruments: "Those who not only accompany on the violoncello, but also play solos on it,
would do well to have two special instruments, one for solos, the other for ripieno parts in
large ensembles. The latter must be larger, and must be equipped with thicker strings than the
former."66 Noted instrument builders continued to build the larger instrument throughout the
Baroque period; the Roman cello builder David Tecchler made only church bass-style
instruments until his death in 1747. Nevertheless, the term violone was at times used in a
generic sense. Archangelo Corelli's op. 5 Sonate a violino e violone o cimbalo appears to
require the use of a violoncello rather than the larger church bass because the writing is quite
virtuosic. It is probable that it was the string player's responsibility to provide the correct
instrument. As Bonta remarked, "The conscientious church musician must have been
thoroughly confounded as he sought, day by day, to supply the appropriate instrument for
65Stephen Bonta, "From violone to violoncello : a question of strings?," The American Musical Instrument
Society, III (1977): 6499. Reprint in Studies in Italian Sacred and Instrumental Music in the Seventeenth
Century (Burlington, Vt.: Ashgate/Variorum, 2003) 88-99.
66Johann Joachim Quantz, Versuch einer Anweisung die Flote traversiere zu spielen [On playing the flute]
(1752; repr., trans. Edward R. Reilly, (London: Faber, 1966) 241.
each new collection of psalms or sonatas that was
published."67
The discrepancy between the two sizes of bass
instruments is unfortunately only the beginning of the
search for the Baroque violoncelloeven the number of
strings was not standard. Although some Baroque
sources cite the current standardized four-string tuning
of C-G-d-a, many do not. The earliest bass violins of
the sixteenth and seventeenth centuries held only three
strings, but later in the era the instrument was commonly
pictured with five or more strings. Michael Praetorius in
Syntagma Musicum (1619) pictured a Bas-Geig de
bracio with five strings (see Figure 14). As early as
1676, a five-string cello was in use in the petit chceur in
Figure 14. Bas-Gieg de bracio Lully's opera orchestra for recitative accompaniment.68
with five strings from
Michael Praetorius's In fact, as the violoncello gained prominence in France
Syntagma Musicum Tomus
Secundus de Organographia at the start of the eighteenth century, viola da gambas,
(Wolfenbiittel: Elias ~ 4 ~ . , ,
Holwein, 1619) Theatrum five-string cellos, and four-string cellos all played
Instrumentorium, plate XXI. together in the opera. Gambists were particularly
70 Marc Vanscheeuwijck, "In Search of the Eighteenth-Century 'Violoncello': Antonio Vandini and the
converted gambists would (especially if using the six-string cello indicated by Brossard)
incorporate their familiar fourths into the tuning system of their instrument. It is hardly
coincidence that in his Methode, Corrette included a fingering chart specifically to aid
converted gambists in the tuning C-G-d-a.
The standard concept of the Baroque violoncello playing positionheld vertically
between the legswas not the only manner in which the instrument was played. Sometimes
it was played on the shoulder, similar to its violin relatives, with a strap utilized to secure it in
place. Johann Gottfried Walther, a colleague of J. S. Bach in Weimar, defined the violoncello
as "an Italian bass instrument resembling a Viol; it is played like a violin, i.e. it is partly
supported by the left hand and the strings are stopped by the fingers of the left hand, partly
however, owing to its weight, it is attached to the button of the frockcoat [...] It is tuned like
a Viola."76 Walther defined a violoncello as a viola da spalla, essentially a small bass
instrument played while resting it on the shoulder. Indeed, this reference gives much
credence to the argument that J. S. Bach's Suites a Violoncello Senza Basso were actually
intended for this instrument instead of the cello. At other times the instrument was rested
horizontally on the legs of the seated musician while the bow was moved vertically across
the strings and between the player's legs. Even the names of instruments were used
indiscriminately to describe different instruments and playing techniques. In 1738 Johann
Philipp Eisel confirmed that the term violoncello might encompass multiple instruments.
76Johann Gottfried Walther, Praecepta der Musicalischen Composition, den 13 Marty Anno 1708. Quoted in
Lambert Smit, "Towards a more consistent and more historical view of Bach's violoncello," Chelys 32 (2004),
revised as "Towards a different, possibly more historical view of Bach's Violoncello" (www.lambertsmit.coml
accessed 3/15/2010, p. 7.
38
"About the violoncello, bassa viola, and viola da spalla. All three [terms] can be used
indiscriminately: for all three are small bass violins."77 Clearly, the violoncello as a four-
string da gamba tuned exclusively in fifths was hardly standardized during the Baroque
period. As Marc Vanscheeuwijck pointed out, "Sometime fairly late in the eighteenth century
... various types were gradually abandoned in favor of the instrument that is now universally
recognized to be the cello."78
The ramifications to chordal playing caused by the absence of standardization in key
aspects of the violoncello are, simply put, enormous. Although the standardized cello of the
nineteenth and twentieth centuries is clearly capable of chordal accompaniment (evidenced
by the methods of Baumgartner, Gunn, Stiastny, Baudiot, and the Paris Conservatoire),
flexible tuning systems and extra strings, not to mention alternate instruments and playing
positions such as the viola da spalla, increased the scope of the cellist's ability to accompany.
This is especially the case because thumb position was not used until the 1730s, if one
believes Corrette's reference to thumb position as a new invention.79 Several musical
examples should suffice to demonstrate. The Sarabande of J. S. Bach's sixth solo Suite per
violoncello, which calls for a five-string instrument, is essentially a three-voice polyphonic
work with nearly constant vertical chords (see Figure 16).80 The so-called scordatura tuning
employed in J. S. Bach's fifth solo Suite per violoncello, as well as in much early Italian cello
music, allows for the easy formation of the chords, as seen in Gabrieli's Ricercari. It is
indeed simpler to produce the intervals of the third and fifth (and to some extent the sixth)
between two strings that are tuned in fourths. With the lower strings tuned in fifths, the
ability to create complete chords is not difficult, and actually becomes an inviting technique.
The overwhelming variety of cello-like instruments and instrument configurations negates
77
Johann Philipp Eisel, Musicus autodidaktos (Erfurt: 1738), quoted in Smit, "Towards a different possibly
more historical view of Bach's Violoncello," 5.
78 Marc Vanscheeuwijck, "In Search of the Eighteenth-Century 'Violoncello,'" 3.
79 Michel Corrette, Methode theorique et pratique pour apprendre en peu de temps le violocelle dans sa
perfection, op. 24 (Paris: Published by author, 1741), trans. Charles Douglas Graves, "The Theoretical and
Practical Method for Cello by Michel Corrette: Translation, Commentary, and Comparison with Seven Other
Eighteenth Century Cello Methods" (Ph.D. dissertation, Michigan State University, 1972). There is some debate
about when the development of thumb position actually occurred.
80 Anyone who doubts the ability of the cello to produce chordal music need look no further than this single
composition.
"r'lii
the perceived limitations of chordal accompaniment on the cello, and actually demonstrates
the enormous flexibility of the Baroque cello and the musicians who played it.
It is important to remember that authors of earlier eras, much like the writers and
scholars of today, shade their words with a degree of bias and intent. Typically, treatises or
methods strive to preserve a practice that is either in decline or about to disappear; rarely are
81
Bonta, "From Violone to Violoncello, " 65.
40
trends first preserved in treatises or methods before they are found in actual compositions.
For evidence, one need look no further than Leopold Auer's writings on vibrato in the
twentieth century or J. S. Bach's Kunst der Fugeboth are intended to preserve the tradition
of an earlier time. In the same way, treatises for the cello often postdate the height of the
tradition they describe. Leopold Mozart's Violinshule of 1756 is an invaluable resource for
Baroque performance practice even though it was published well after the High Baroque had
ended. In the same manner, the methods of Corrette (1741), Baumgartner (1774), Gunn
(1793, 1802), and even Raoul (1804), and the Methode of the Paris Conservatoire (1805)
shed light on the practices of the late Baroque and Classical eras.
A few common themes emanate from the cello treatises of the eighteenth and
nineteenth centuries, none more obvious than the necessity of a good knowledge and
understanding of harmony. The ability to provide a strong bass and supportive harmony was
one of the factors that propelled the cello to prominence over the viola da gamba, bassoon,
and other bass instruments. The first author to discuss the importance of harmony for the
violoncellist was Michel Corrette in the first known method for the violoncello (Corrette also
claimed his method was the first for this instrument).
If all countries give preference to the cello to play the basso continuo it is not without reason,
the bass being the foundation of the harmony. It is thus necessary to choose the bass instrument which
is the most sonorous and with which one can play all sorts of music: powerful, simple, figured, etc.
Because a music which lacks a strong bass becomes insipid in such a way that the music without bass
always leaves much to be desired by the ear. Those jealous of the cello will always lose their
arguments against the progress which it makes every day. To all others, the cello satisfies ears sensitive
to harmony. .. ,82
Quantz also offered a rather lengthy discussion on the importance of harmony to the
cellist.
If the violoncellist understands composition, or at least something of harmony, he will find it
easy to help the soloist to bring out and make apparent the different passions expressed in a piece by its
composer. This ability is required of the accompanying parts as well as the concertante parts, and it is
one of the highest attributes of a superior accompanying body. For if only one person executes his part
well, and the others acquit themselves of theirs indifferently and carelessly, one contradicts, so to
speak, what the others affirm; and the listeners, if not completely vexed, are deprived of half their
pleasure. The violoncellist can contribute much to the perfection of a good ensemble if he does not
lack feeling, and if he directs the proper attention to the whole, and not just to his own part. He must
also determine which notes must be stressed and brought out more than the others.83
84 Ibid., 244.
42
embellishments are added in a skillful manner. But if the violoncellist cannot rely sufficiently upon his
knowledge, he is advised to play the bass as the composer has written it, rather than risk of ignorantly
adding many absurd and discordant notes.85
Unfortunately, many have misunderstood the phrase "garnish the bass with graces" as
a warning against adding harmonic structure. Instead, "graces" refers to melodic ornaments
such as trills, mordents, and other common embellishments, not to harmonic additions. In
fact Baumgartner imparted the same warning against ornamenting the bass line during a
chapter entirely focused on teaching realization of figured bass on the cello. Quantz actually
condoned the skillful use of cello realization, noting that when it is used properly it enhances
the work. His warning is against those who lack the ability to melodically embellish in good
taste. In this second passage, Quantz is emphasizing that melodic ornaments are appropriate
only in a "skillful manner" and at the appropriate time.
The 1774 method of Johann (Jean) Baumgartner, Instructions de musique, theorique
et pratique, a I'usage du violoncelle, dealt almost exclusively with the creation of harmony in
chordal accompaniment on the cello. Baumgartner gave detailed instructions and examples
for playing intervals, chords, and realizing thorough-bass on the cello. He advised the reader
that his treatise was intended only as an introduction to harmony, and he encouraged the
study of theoretical writings by Jean-Philippe Rameau and Jean-Jacques Rousseau.
Baumgartner confirmed what other treatises emphasize regarding harmony: The
cellist must know harmony in order to play chords. His is primarily a method on the
realization of harmony on the cello, which includes a table of cadence figures, an explanation
of how to read figured bass, and general advice for accompanying both Generalbass and
recitative. He explained the purpose of writing his method: "Since no one, as far as I know,
has taken the pains to treat the practice and use of this instrument in depth, I give in the
method the most sensible and easiest approach, not only to play pieces but even to
accompany well since that is its primary role and consequently the essential thing to know."86
Here Baumgartner confirmed that his was the first method to focus on chordal realization
85 Ibid., 242.
86 JeanBaumgartner, Instructions de musique, theorique et pratique, a I'usage du violoncello (The Hague:
Daniel Monnier, 1774), trans. Graves, "The Theoretical and Practical Method for Cello by Michel Corrette:
Translation, Commentary, and Comparison with Seven other Eighteenth Century Cello Methods," 174.
43
that proper cello accompaniment includes harmonic realization as taught in his method, and
that the ability to provide chordal accompaniment is paramount to becoming a good cellist.
The Englishman John Gunn wrote two methods for the cello: The Theory and
Practice of Fingering the Violoncello in 1790 (revised and expanded in 1815) and An Essay
Theoretical and Practical with Copious and Easy Examples on the Application of the
Principles of Harmony, Thorough Bass and Modulation to the Violoncello in 1802, the latter
of which was the most substantial work to that date about performing harmony on the cello.
In An Essay, Gunn unfortunately offered little advice about when chords should be
performed. This method is instead a theoretical work that gives practical advice for the
execution of chords on the cello and outlines diatonic harmony from simple intervals to
advanced extended tertian chords. In the exploration of each harmony, be it simple major or
minor triads; discords such as dominant or fully diminished sevenths; chords of supposition,
especially the eleventh chord; or even nonchord-events such as suspensions and
anticipations, Gunn includes written examples of their execution on the cello, often complete
with fingerings, figured bass, and in several keys. Also included is a lengthy discourse on
several manners of modulation, including circle of fifths and semitone and enharmonic
transformations, with advice for proper voice leading. In addition, Gunn provided several
arpeggiation figures that ease the difficulty in playing complete harmonic progressions on the
cello. Although this method is not as lengthy or in-depth as harmonic methods for keyboard
that are provided by those such as Johann David Heinichen or Rameau, it still ranks as a
substantial theoretical work, particularly because it focuses on a nonkeyboard instrument.
In the introduction to An Essay, Gunn confirmed that few methods had attempted to
explain the process of realizing harmony on the cello, despite the fact that it was a staple of
the cellist's technique and livelihood.
The subject of the present Essay has been ever a desideratum in the study of this noble
instrument. We have been, it is true, occasionally astonished and delighted with the effects, which a
very few of the first masters have derived from this source. Men of genius, possessing the entire
command of the instrument, have been able to penetrate into the pathless region, without having,
however, left a single trace of their footsteps, whereby to direct their admiring, but discouraged,
followers. A humble attempt, therefore, to explore, this new, and hitherto obstructed way, and to
conduct the more timid adventurer through its mazes, will, I hope, be received with much indulgence.87
87John Gunn, An Essay Theoretical and Practical with Copious and Easy Examples on the Application of the
Principles of Harmony, Thorough Bass and Modulation to the Violoncello (London: Preston, 1802), 1.
44
Gunn confirmed that harmonic realization on the cello has been a long-lived specialty
of the cellist but that the technique of its practice had been sparsely recorded. Gunn explained
that many contemporary cellists held the belief that teaching harmonic realization on the
cello via a printed book was a fruitless endeavor, one which, thankfully, Gunn undertook.
Methode de Violoncelle et de Basse d'Accompagnement, the method for the
violoncello written by the professors of the Paris Conservatoire in 1805, was perhaps the
most influential of its day. It was widely disseminated and was even translated into English
by A. Merrick sometime before 1855. The inclusion, as co-author, of Charles-Simon Catel,
professor of harmony and counterpoint at the Conservatoire, underscores the importance that
this method placed on the understanding of harmony. Catel's Traite d'harmonie was
recommended as an additional resource for the student cellist. The violinist Pierre Bailliot
headed the authorship with the cellists Jean-Henri Levasseur and Charles Baudiot. Of the
essential character of the cello in accompaniment, the professors emphasized, "Employed
only as a mere accompaniment, it [the cello] is so necessary to the harmony that the ear
cannot dispense with it, but requires the deep sound which serves as a foundation to the
composition ... ."88 Later in the method, several pages are dedicated to chordal playing,
especially as relating to accompanying recitative.
Even the great romantic cellist (and Beethoven's childhood friend) Berhard Romberg
emphasized knowledge of harmony. "The Violoncellist should have some acquaintance with
harmony, otherwise he cannot properly accompany a Quartett. The Bass may be considered
the foundation of the construction of Music. Distinctness and promptitude are not sufficient,
as the expression contained in the Harmony is especially confided to the Bass. A knowledge
of Harmony is therefore indispensable to the Violoncellist."89 The study continues through an
explanation of intervals, chords and inversions, and figured bass realization.
Several other cello methods of this Classical and Romantic era also emphasized the
importance of harmony either in prose or in musical example, including those of Ferdinand
88 A. Merrick, Methodfor the Violoncello by Baillot, Levasseur, Catel & Baudiot, Adopted by the Paris
90 W. Henry Hill, Arthur F. Hill, and Alfred E. Hill, Antonio Stradivari: His Life and Work (1644-173 7), reprint
great cellists left footprints in history as accompanists. It is unfortunate that most historical
records do not give more detailed commentary on how the accompaniment was played, but
such is the case with an improvised art form. Nevertheless, these historical records, in
conjunction with the methods and treatises, allow confirmation that this practice was a
prominent feature in the musical landscape.
The resulting system, like Tosi's, does not allow for enharmonic equivalents,
requiring the cellist to adjust certain pitches to create pure intervals. As an example to prove
the validity of his tuning system, Gunn asked the cellist to tune in perfect fifths (3:2) and play
an E a major sixth (5:3) above the open G string. Then, leaving the finger in place, play the
open A string with the fingered E, where one should "desire to make his E somewhat
sharper ... to produce a pure chord."100 In this way, Gunn expected the cellist to constantly
adjust to ensure that each harmony is pure by using just intonation. Certainly to Gunn, the
ability to play each chord perfectly in tune was an essential part of becoming a fine cellist,
97Pier Francesco Tosi, "Opinioni de' Cantori," (Bologna, 1723), quoted in Ross Duffin, How Equal
Temperament Ruined Harmony (and Why You Should Care) (New York: W. W. Norton & Company, 2007),
48,51.
98Quantz introduced an additional key to the flute to create a distinction between E-flat and D-sharp. He
explained his reasoning in Versuch: "Nevertheless, since the distinction is based on the nature of the notes, and
since singers and string players can observe it without difficulty, it may reasonably introduced on the flute." See
Duffin, Equal Temperament, 62.
99 Gunn, An Essay, 8.
100 Ibid., 9.
50
and would allow the cellist distinct advantages over players of other 71# TUt
instruments in chordal accompaniment.
Members of the violin family (as well as singers) had the
ability to play all intervals perfectly in tune by using just intonation,
regardless of the key. Additionally, because of the uninterrupted
continuum of possible pitches on the cello, string players could also
match the "out-of-tune" pitches when they played an instrument
fixed in a temperament. As Ross Duffin pointed out, "When they had
to perform with a keyboard instrument, they undoubtedly did their
best to be in tune with it, but they didn't stop recognizing where the flmm
m m m IWA/V*
notes ought to be, as opposed to where the keyboard notes were
mmm
placed through the compromise of temperament. This is because the I .
The study and performance of figured bass has generally been reserved for so-called
"chordal" instruments such as the harpsichord, organ, fortepiano, lute, theorbo, harp, and
others. Agostino Agazzari compiled a convenient list in 1607 that separated chordal
instruments from single-voiced instruments such as the bass violin.108 As discussed in the
previous part, the cello developed, evolved, and progressed in the 1660s, bridging the gap
between these two classifications: it was now able to play in both a single-voiced and chordal
fashion. The study of harmony, thorough-bass, figured bass, continuoor any of its many
other nameswas indeed a focus point for cellists, who were new members of the chordal
family, along with keyboardists, lutenists, and others charged with the duty of continuo.
Like any realizing instrument, the cello must follow the basic principles of figured
bass realization, such as avoiding parallel fifths and achieving the proper resolution of
dissonance, yet utilize its own idiomatic style of realization. For instance, an organ and a
guitar have quite different styles of harmonic realization and different guidelines to conquer
certain problems. In The False Consonances of Musick by Matteis, the guitarist is instructed
to make the best chord at the expense of the bass line; an organist typically receives the
opposite instruction. A. Merrick addressed this issue: "Different instruments will, agreeably
to their nature, require different arrangements of the same chords."109 Fortunately, several
cello treatises from the end of the eighteenth century, most notably those of Baumgartner and
Gunn, give cello-specific instructions for how to execute a realized chordal accompaniment
on this instrument. As explored earlier, even though Baumgartner, Gunn, and their
contemporaries were writing after the Baroque era ended, methods and treatises often
appeared in later periods in an effort to preserve a specific tradition. As Watkin noted,
"Theoretical evidence often occurs in retrospect, perhaps by its nature: evidence for the
Figure 18. Table of intervals with figured bass symbols from Kauer's
Kurzgefajite Anweisung das Violoncell zu spielen (Vienna: Johann Cappi,
1788; in Walden, One Hundred Years of Cello, New York: Cambridge
University Press, 1998) 256.
6 h
2 4 16
2 _ >6
y.. 1, o | ^ CI 1
6
j 6 3 _ -O-
3 *
(1 O 1
3
)'0 "" 1
J
IK
6 =^=S= 1 "" J
4 4
1
') .. I 17
5
k7 3 [>r
2
6
^
/ u " " 1
*+
4+ a
0O 0 I 7
J U 4
2
-4* ~0 " y
6 6 6 y t " 1
4+ 4+ 4+
kj
.3 #2
v.. 1 .H
5
3 -
5
6
!i 1
") ft ft"
11 O
1 a.
9 '
II
JJ|
^ ft * 1 V "" 1
s 10
5
5
3 10 ;
') ^P=rr=
l
Figure 19. Realization of figured bass symbols from Kauer's Kurzgefqfite
Anweisung das Violoncell zu spielen (Vienna: Johann Cappi, 1788) 12; in
Walden, One Hundred Years of Cello (New York: Cambridge University
Press, 1998), 256.
57
Table of Accompaniment with Each Figure
The fourth with the second and the sixth when the ligature is in the lower part.
When the ligature is in the upper part with the fifth and octave
The tritone is treated as the fourth with the ligature in the bass
The seventh with the third and the fifth and sometimes also with the octave
The ninth with the third and the fifth and it can also exist with the seventh.
Figure" (see Figure 20). He clearly expected more advanced symbols such as slashes and
flats, as seen in Kauer's example, to be gleaned from the study of theory treatises and other
musical examples.
Baumgartner included the following "Table of all the Chords Accepted in Harmony."
Unfortunately, the chords are arranged in a generic, theoretical grouping, not one idiomatic
for the cello. Nevertheless, it exemplifies the expectation that each cellist should be able to
understand and readily execute a number of different harmonies.
-Jf H 1
-fe 0 n 0 1
r &
acord par fait
&
acord de Sixte de Sixte quarte
58
Active or Dominant Chord and its Inversions
None of the tones of this Chord may be altered
4
acord sensibl
r
de faulse quinte
-O;
de petit sixte
majeure
de Triton
tn
F
acord de 7.me de grande sixte de petit sixte mineur de Seconde
4 w acord de Sixte
ajoutee
HE
de petit Sixte
ajoutee
de Second
ajoutee
de Septieme
ajoutee
4 3te
BE
acord de Sixte Superflue
There are many other chords; for example, the chords of substitution, which I do not list here
because they require too long an explanation and it is not my intention to discuss
composition. But if you wish to learn them, read Rameau or Rousseau, etc. 113
G. Wl
A.
K V: 7 ( ) . The CHORD of the E L EVE NTH in all the keys in four parts.
.3iiC*u
^o#7
< ^:r<turv*4
4 !1 * J 3.
j!E
7 -4-
Figure 21. Fingerings and voicings idiomatic for the cello for The Chord of
the Eleventh from Gunn's An Essay (London: Preston, 1802) 47-48.
about their discourse is not the material covered but the fact that it took place in a cello
treatise and that they offered examples idiomatic to this instrument. For example, in his
discourse on "Chords by Supposition," Gunn taught the eleventh chord not only by
describing its construction but by detailing where it is commonly found in composition, its
proper resolution, common figured bass symbol, and the proper fingering for three- and four-
voice chords in all keys (see Figure 21).
The chord of the eleventh, however, may be introduced, with much effect, in
concluding phrases like the following; in the first example, it is in the uppermost of three
parts only, in the second, it is the third interval from the bass, having another part above it;
and in both examples, it resolves on the tenth of the subsequent chord - its thorough bass
signature is 4.114
Double Stops
The discussion of how to execute chords on the cello naturally begins with the most
simplistic form of harmony: that which is created by only two notes, commonly called
double stops on the cello. Many methods, even today, teach double stops, not only because
they are a critical technique in the solo repertoire, but also because they have pedagogical
benefits, such as correctly shaping the left hand and improving intonation. However,
Baumgartner introduced double stops, or as he called them, "chords with two notes," in a
special way. He addressed each interval from unison to an octave, giving recommended
fingerings, based not on the comfort of the hand but on the proper way to resolve each
interval. The intent is clearly not basic technique or intonation study; rather, Baumgartner
was teaching the student to think harmonically from the outset. 115
I will give you the rules for playing chords with two notes. The unison may be played with
any finger depending on the position and execution. It is usually played with the second
finger and an open string.
Seconds are played with any finger but the first, since the resolution is to the third. It is
necessary also to use an open string and usually the little finger is placed on the lower note.
0
4 2 4 3 4 3 1
Res Res Res
The thirds, major or minor, are always played with the first finger with the little finger on the
lower note. When the higher note descends to the open string, the hand stays in the same
position.
1 1 1 0 1 1 1 1 1
4 4 4 2 4 4 4 4 4
Fourths are always played with the little finger and the second finger since the resolution is to
the third. The lower note is played with the little finger and the higher note with the second.
2 1 2 1 2 1 2 1 2 1
J J J
a
t ii
The tritone is played differently according to its position. It must resolve to the sixth.
12 3 4 12 12
} i ^ ^ Kiiiij J m
1 4 3 2 1 2 1
ou 2 1 4 3 4 3
Fifths may be played with any finger according to the position because the instrument is
tuned in fifths. As a consequence, the fifth is played with one finger.
a
0 1 2, 4| 21 3
J J ^ j j J
\ m
P
P f I lreg
m
False fifths may be played in only one way if the hand does not stay in its ordinary place. The
third finger is used for the lower note and the second finger for the higher note. The false fifth
resolves to the third.
2 1 2 1 2 1 1 , 0 21 1. 21 1 | 2 I 1 I
Sixths may be played with any finger except for the little finger of the lower note.
1 2 4. 21 3 2 3 pu 4
J J J i J 1 I
'>f f r rr f r I
62
For the seventh, if there is no open string, play the lower note with the first and the higher
note with the little finger or the third finger in higher positions. The seventh resolves to the
sixth or the third.
r r
4 3
J . j
4. 3
J
r r
i,
4i 2,
r r
,jj r r
11
21 li
f f
4| 21
I r |
11
1
il
" J
RR
r
Since you have now been instructed in the techniques for playing notes on two strings, I
recommend the exercise [excerpted below] where you will find all kinds of chords or double
notes because it is not sufficient to know the rules. It is also necessary to have the technique
which is the effect of exercise and practice which depends on you and not me."
^
j i
SfemAo &onuno</o
1
- im*.
r
j pii ^
i JTP i
T f i"r r r
, P"*. ,
pr
pr-
-
i J jp j] j
cp r W "pp* *7
yJ J J m & j kl j. .j I fJ |
n
r r
J ^
n-n.J J J ^
C_crr,cr l rr
P7 T ff T
63
Catalogue of Chords on the Cello
Although it is possible to create harmony by using only two pitches, it is more
common and more satisfying to the ear when the complete harmony is played, or at least
three different pitches. A couple of methods provide a library of chords that can be used in
conjunction with figured bass. Incidentally, ignorance of the ease of playing chords on the
cello has been a stumbling block that led some scholars to doubt the feasibility of chordal
cello accompaniment.116 Indeed, several treatises offer many realized chords and advice on
their fingering, although none is as thorough as John Gunn's An Essay. Gunn provided
exhaustive tables of major and minor triads, the dominant and diminished seventh chords,
and even eleventh chords in all keys (both major and minor) and inversions, complete with
fingerings and figured bass. Lesser-used harmonies such as the sharp fifth chord and minor-
minor seventh chord were also catalogued with fingerings, although in a limited key
selection. Gunn allowed the student cellist no excuse not to know the proper execution of any
chord by providing a voicing and fingering for each one (see Figure 22).
The French lawyer and cello aficionado Jean Marie Raoul included a comprehensive
table of chords in his Methode de Violoncello, c. 1797. He included chords in eight keys,
arguably the most popular and used of his era (see Figure 23).
Cadential Patterns
After providing the student with a list of possible chords, the next responsibility of the
treatises was to show the student how to use them. Although later treatises that dealt only
with recitative tended to skip directly to musical examples, both Baumgartner and Gunn
included tables of common cadences in a variety of different keys. Baumgartner explained
that a cadence is the resolution of a dissonant chord to a consonant one. "That which is called
an act of cadence always results from two fundamental sounds of which one announces the
cadence and other ends it."117 In his table, all the cadences shown would now be known as
authentic cadences (V>1), in which some are perfect (PAC) when the bass note plays the
! 16 "Bowed instruments lend themselves to a modest amount of chordal playing, but, generally speaking, the
difficulties involved are of a magnitude that would seem to prohibit their use to realize a bass." Borgir, "Basso
Continuo, "183. See Chords on the Cello in Part the First, p. 12.
117 Baumgartner, Instructions, trans. Graves, 193.
FIRST SERIES, taken on the fourth third and cecond rtring-s.
^chords j n02. ^ f? 3. 4q3*
1 c. (" - | ; f e "
2 *X t -T **
s . k . ^ 1"^% ^ r. w i i . a
r ? ~ v v Vcr y v
\J4. x 4^-34 wO AT ^ 4. -o- i'.'
A'I ' mrf ^i'^1 BtjIidL* L<*|! t :i s: "* /? ~w
t Eb. y^hr -gjl? no^ff B g^,
10 * K- ,", IM I y pv ;,
tfMl. ^o-a ^ :S3* UV12. OS? U1
Figure 22. Catalogue of m^jor triads in all inversions and keys with
fingerings from Gunn's An Essay (London: Preston, 1802), 24. He also
included a similar chart of minor, dominant, and diminished chords.
root and others are imperfect (IAC) when the cadence is approached by inversion.
Unfortunately, Baumgartner did not include any other types of cadences, such as a half or
Phrygian cadences, which would be useful in the figured bass realization of Baroque music.
Accords dans quelqucs tons
En ut Majcur .
'-g- U-5L
0T7 o
1 w* 15 4 ngk
En la Mi n c u r ,
Kn HI 1 M incur.
En f t Majeur.
3H&. a.
incur.
H 4ft
En fi Majcur
En fol Si ineur.
jka_ .to.
- f "" yjy 5^ ^ ^ yy,., o Jl i.I.^.. ^ y' ^ # ,0-..'.
It is not sufficient to know which are consonant and dissonant chords, it is also
necessary to know how to play them on the instrument for which I will give rules and
examples in all keys.
In the perfect chord with four notes the lowest note is always played with the first finger
unless it is ut or C, and, consequently the fifth also with the first finger. The tenth, then, is
played with the third finger if in the major mode; in min, the tenth is played with the second
finger. The second octave is always played with the little finger.
The dissonant chord is played differently. One always has to observe the rules just
given for playing chords.
See examples for playing cadence chords in all major keys according to the order ut,
re, mi, fa, sol, la, si. [See Figure 24] The same rule must be observed in minor mode, but the
third must be minor."119
Gunn addressed the four common types of cadences: perfect authentic (perfect), half
(imperfect), imperfect authentic (medial), and deceptive (interrupted). Although these
cadences are introduced only in D, he suggested that the student study these cadences in all
major and minor keys. In each example (see Figure 25), the resolution chord is always in root
position120 and the determining factor between a perfect and imperfect cadence is the
inversion of the "leading chord." When the leading chord is in first inversion, the cadence
becomes imperfect; nowhere is the leading chord or resolution in second or third inversion.
It is notable that in dominant harmonies (V or V7) Gunn typically included the
dissonant seventh and omitted the fifth, whereas Baumgartner more often kept the fifth and
left out the seventh. Certainly the dissonance in Gunn's examples creates a better effect, but it
also creates the potential for difficult voicing on the cello or for voice-leading errors. Gunn
resolved this issue by recommending that the realization be arpeggiated, which can
incorporate all four notes of a seventh chord and can (somewhat) disguise parallel motion
(see Figure 26).
this is a printing omission, because all other resolutions of either three or four voices keep the root in the bass.
67
S
7 Jf j 2 7
=f4= 1 V 4=1
j Ft=F
m f q
...
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4
T
M. _J0 0 . . .10- 4'
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0 ~ tf -0 L^ 1
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Figure 24. Cont'd.
69
irregular. TCyul ar. Perfect f nal Cadence.
<S- Q- 0. O. O. O*
"*y\ ip:i O n*-ttrMr -- Oil. 0 CV-^o H
II ^ S- -H*- . -O O B~"
1 . h i k l"0" m n o"0" |p q r~C5~
Progre sslon.
i
1 v, mh1 cHh
11 41- 1 r
II
Fundamental Bass "Cr Ny
irregular. regular. Perfect final Cadence
,e- o- .o. i*. fO- JQ- -C5- t&rrgl-
i
1H. o & o |8, O
'
I
Progression.|
Fundamental Bass.
ssA i3Ls4 ^ jOa4 2.s1 ^^cia'.1
If the bass is stationary you will not know how to realize the figures - the ear must
guide you; and if you do not know how to distinguish and understand the harmony, play the
simple notes.
IS
When the line rises or descends by degrees, one may use thirds or sixths; but it is
necessary to notice whether there are slurs on this sort of bass, because this bass movement
depends on the slur which I will discuss later.
4 6 6
3 6 5 4 7
9
y v c
r hH t7
&
a. 9- , e
n 9 *3 3
y v '5 ^
1<0K
4J J
I 6
ty. >
y (t
J 11rp
#
s 1<S
6
If the bass rises a fourth or falls a fifth on the first or third beats of the measure, it is a
cadence.
A?
0:tf* J p p
*
i
p- 4
')
jf * j *
p
9
P <s
4
If the line leaps several fourths higher or fifths lower, slurs are usually used; then play the
simple notes or play the third.
7,
7J 7| 7 | 7 71
Qr 1 1
,7m i J
/ :I
2E
r 1 r t r '^r
If the bass leaps up by fifths or down by fourths, there will be a slur used. In this case use
octaves or unisons if possible, or play the simple note.
5 5 5 5 5
\3 4 3 4\3 43
.. ,R," Y
3E
r 1 r r' i r
r
If it leaps up a sixth or down a third, one may play the sixth.
<r 7
= 4i'
J V
1 1J
t t-01\ s
-TTT. 9
g c
^ 1
72
When the bass note is sharped, one usually plays the false fifth. Sometimes the seventh is
played instead of the sixth; in this case, it is better to accompany the sharped note with the
false fifth or the third.
6
6 5 Jjr 4 7
J i
IE
6
4
2
When the bass is stationary and makes a cadence, one plays figures as shown in the example.
6 6
73
Sometimes the resolution to the third is delayed.
k)'i* J 0 p
35
pi
j* 4 m 1 rf~-
"T ==f * -H
4 1
j/T [XI m l J""
When the line is slurred, it is not necessary to accompany with thirds, but with a second or a
fourth.
6
4 7
*+ # 3
- J 22 i i 3E -O-
TT
w. s 3X1
It is possible to accompany all bass notes with thirds except when they are tied over the beat
6/4/2, 5/4, -6/4. In this case, it is best to play the note simply.
2 6 2 6 2 6 2 6 2 6 - 6
_ 4 3 3
(2 p
%y &, ,J f Te IE
5 5 5 5 5
43 43 43 43 43
j ( J a 1I
- <s
&
r n
74
In other ties you can always accompany the bass with thirds, but you must know whether the
third should be major or minor. The ear, if you have one, will guide you.121
7 7 7 7 7 7
n 'J a
i u c
... PJJ a
f- 1 J 4 >: - 1r -p- -77- yyn ~7T-1
1
6 7 6 7
98 98 98 4 3
6Y r 9- f3 <91 7 1 Y P 1 1
J. 1I a Q
^
6 7
6 76 76 76 76 76 76
y V
76 76 76
p a
4 3
,s
a1 m ^ Q ~ JOL
JOL
CT
Modulations
The last element of harmony that Baumgartner discussed is how to modulate from
one key to another. He alluded to multiple methods of varying complexity that included
modulating via a major sixth and diminished seventh harmonies, but explained only the
technique for modulating to two common key relationships: the subdominant and dominant
by "passing from one key to another by using a single sharp or flat."122 The modulation to the
dominant (V) adds an augmented fourth to the tonic, which then resolves by expanding into a
sixth that can be reinterpreted as the new key area. In figured bass it would be written #4/2
> 6/3 and in modern terminology as a secondary dominant in third inversion resolving to the
first inversion dominant (V4/2 /V * V6). Baumgartner's modulation to the subdominant is
also a simple secondary dominant relationship: a minor seventh is formed over the tonic,
which implies a V7/IV resolving to IV.
Let us say, for example, that you want to modulate from the tonic to its dominant and
take, for example C (ut) as the tonic and G (sol) for the dominant. You know that the scale of
F has F-sharp. Then add your F3 to the note of your tonic C; you will see that the scale of the
dominant G is formed. C and F-sharp form a tritone. You know enough about accompanying
with each figure and you know that dissonances must be prepared and resolved. The tritone
must resolve to the sixth, since all sharps want to rise; so let your F-sharp rise a half step to
G. Now, play the note a sixth below (B). That is the modulation from C to G, that is from the
tonic to the dominant by the nearest route.
la note
I'accord de la Tonique de la gamme
la Tierce la quinte
m
et l'octave
le diese ajoutee
3
Voila le triton
le diese monte
9^
la Basse voila la modulation de la
fondamentale tonique dans la dominate
To pass from the tonic to the subdominant; that is, from C to F, add your flat to the
fundamental note, because you know that the scale of F has B-flat. C to B-flat is a seventh
and the seventh resolves to the sixth or the third since flats want to descend. 123
la note
la Tierce la quinte et l'octave l'acord de 7.me la resolution dan la sixte ou la tierce
fondamentale
m
bos
itt.1
>r9f}t | key* H
I -0-1 i i "Ol .A} A)
|enharmonic|- t
1 7
R
q? BO;||
W n 1
Eb. min: Gb. enhwm: Fjf. B E minor. G. . C.
Figure 28. Modulations of a semitone from Gunn's An Essay
(London: Preston, 1802) 44.
Execution.
Indication.
Execution of Chords
Of course playing the correct chord is only half the battle The cellist must also
execute the chord in the proper way. Clearly, one option was to play the chord vertically, as
would a harpsichord, so that all the notes of the chord are played simultaneously (or as
closely as possible). This would make sense particularly in the playing of double stops
because it is easy to play both notes simultaneously. In his chapter on recitative, Baumgartner
suggested a solution in which the bass and harmony notes are struck on the beat. "Give the
note of the bass with a dry stroke, and at the same time the principal harmony note of the
melody part.. .",25 The Methode de Violoncelle of the Paris Conservatoire presented a
different option in which the bass note is played on the beat and the chord is rolled upward,
accelerating as it goes higher. In a discussion of recitative, the authors also wrote that "the
chord should be played without repeated arpeggios and generally in the following manner"126
(see Figure 29). The authors of the Conservatoire Method presented an interesting alternative
to simple block chords in their rebuke of them: repeated arpeggios.
Although a repeated arpeggiation figure would certainly be a distraction during secco
recitative, the warning itself implies that arpeggiation was a typical technique of
accompaniment. As Walden noted, "Using arpeggio figurations or other chord-based patterns,
accompanists were often expected to realize figured-bass notation of the continuo line..."I27
Evidence in both the treatises and music itself prove that arpeggiation figures, or linear
realization, were an accepted alternative to block chords or vertical harmonization.
125 Baumgartner, Instructions, trans. Walden, One Hundred Years of Violoncello, 264.
126 Merrick, Method for the Violoncello, 31.
127 Valerie Walden "Technique, style and performing practice to c. 1900" in The Cambridge Companion to the
Arpeggio
Figure 30. Giuseppe Jacchini's Sonata VII from Sonate a Violino e Violoncello e
a Violoncello Solo Per Camera, op. 1, mm. 27-29 (c.1692; reprint, Bologna:
Arnaldo Forni, 2001).
"Arpeggio" appears in both solo and accompanying cello parts.
Figure 31. J. S. Bach's Chaconne from Partita in D minor BWV1004, mm. 89-
91 (c. 1720: [unpublished] autograph manuscript).
Multiple instances occur in the literature in which the accompanying cello, and often
the soloist as well, are asked to provide an improvised arpeggiated accompaniment. For
example, in the final sonata, Sonata VIII, of Jacchini's Sonate a Violino e Violoncello e a
Violoncello Solo per Camera, both the solo cello and accompanying cello are requested to
provide arpeggios (see Figure 30). Perhaps the most oft-played and well-known cases of
improvised arpeggiation for string instruments come from J. S. Bach's Chaconne from the
Partita no. 2 in D minor (BWV 1004) for violin (see Figure 31) and the final measures of the
Prelude of the Suite no. 2 in D minor for violoncello. All string players of the era would have
had a library of arpeggios to use in performance (much as jazz musicians have a library of
licks to use in improvisation), both composed and improvised.
Nearly every Baroque and Classical teaching method for a string instrument contains
extensive exercises dedicated to arpeggiation. Certainly there are many benefits in these
types of studies (as with any good exercise), such as the development of bow technique and
intonation. But these are also exercises in chordal playing! Many cello method authors place
their arpeggiation exercises quite early in their books, despite the fact that the arpeggiation
79
figures are often beyond the technical abilities of beginning cellists. Why not save these
difficult exercises for later in the book after other simpler, more essential techniques have
been presented? The cellist was expected not only to possess an understanding of harmony
and the ability to realize simple chords, but to arpeggiate chordsan essential part of
becoming a good accompanist and a primary responsibility of even the beginning cellist.
The earliest teaching methods for the cello were actually violin methods, because
contrary to current teaching traditionsviolinists often taught the cello, and they certainly
taught by using violin methods. Even in Naples, the epicenter of cello instruction during the
mid-eighteenth century, it was only in the 1770s that any Neapolitan conservatory hired an
instructor specifically to teach cello.128 Similarly, the Methode de Violoncelle of the Paris
Conservatoire listed the great violinist Pierre Baillot in lead position among the authors. A
famous example of a violinist teaching arpeggiation comes from The Art of Playing on the
Violin, published in 1751 by Francesco Geminiani. In Geminiani's treatise, Chapter 21
consists of a simple chord progression that is arpeggiated in nineteen different ways.
Certainly the exercise is not only to develop the bow arm but also to show different ways to
arpeggiate a harmonic progression. Raoul borrowed this exercise from Geminiani for his own
Methode, included seven of Geminiani's arpeggio patterns transcribed down an octave and a
fifth, and added seventeen patterns of his own (see Figure 32).129
In the appendix of his translation of the Methode de Violoncelle from the Paris
Conservatoire, Merrick explained arpeggiated chords in conjunction with figured bass.
"Instruments, which cannot sound all the notes of a chord at once, may produce the notes in
quick succession"130 (see Figure 33). He instructed, as did Baumgartner, that "when a melody
skips, or moves up or down by larger steps than seconds, it generally takes the essential notes
128 "It was customary at the time for the conservatories to hire only two instrumental teachers: one for the
strings and one for the wind instruments. That this was the common habit in Naples is clearly stated in a
pronouncement of the governors of S. Maria di Loreto still in 1763: 'the violin master must teach not only this
instrument but also the violoncello, as is usual in all the other conservatories.'" For example, two of the first
renowned cellists from Naples, Supriani and Alborea, studied with the violinist Giovanni Carlo Cailo. See
Guido Olivieri, "Cello teaching and playing in Naples in the early eighteenth century: Francesco Paolo
Supriani's Principij da imparare a suonare il violoncello" in Performance Practice: Issues and Approaches, ed.
Timothy D. Watkins (Ann Arbor: Steglin Publishing, Inc., 2009), 116-7.
129 Raoul, Methode, 41.
130 Merrick, Appendix, 25.
:c Variation
V: 8. ^
Figure 32. Theme and first page of arpeggios from Raoul's Methode (Paris:
Pleyel, c. 1797), 31. The same progression is found in Geminani's The Art of
Playing on the Violin (London: [unknown publisher], 1751) 28-29.
81
5. E F G A B C D
3.C D E P G A
1. A B C I> K r "i|i. I, irii i ri| rrB rfj
Figure 33: Ex. 5 is a demonstration for playing block chords in "quick
succession" from A. Merrick, Appendix from Methodfor the Violoncello by
Baillot, Levasseur, Catel & Baudiot, Adopted by the Paris Conservatory of
Music (London: R. Cocks & Co., before 1855), 25.
Violoncello.
Violoncello.
D, aiagor triad.
Figure 34. Example of arpeggiated chords with figured bass found in Merrick's
Appendix from Methodfor the Violoncello by Baillot, Levasseur, Catel &
Baudiot, Adopted by the Paris Conservatory of Music (London: R. Cocks & Co.,
before 1855), 28.
of the chords, as may be seen in the preceding and following examples. Chords so performed
are called broken or spread chords."131 He also called for arpeggiation in an example
designed to instruct about modulations (see Figure 34).
Gunn suggested that performing chords in an arpeggio is advantageous because it
masks poor voice leadinga particularly difficult task on the cello, especially with dissonant
harmonies. Because in arpeggiation the notes are to be played separately and not necessarily
heard in succession, as on the keyboard, the effect of the voice-leading errors, such as
parallel fifths or resolutions in a different voice, is greatly diminished.
Bernhard Romberg's cello tutor, A Complete Theoretical and Practical School for the
Cello, includes as its final entry an exercise in figured bass realization (see Figure 35). After
a brief explanation of figured bass, Romberg wrote, "I have composed the following piece, in
order to furnish the Pupil with a sort of modulating study for this Art [figured bass], and have
marked the figures of the chords underneath each Bar, so that the Player may at once
perceive what chords are designated by the figures."132 Romberg added that this exercise was
m p
J 5
_S1_
O:
\ J ^
luJrf]
^
; Jtr
if]-? p r -
9
m
fjttf frvT nr,0\
J LfJ
7 6 6 6 6
5 5 $4 4
Itf 2 3
: } f
Hp
Figure 35. Exercise incorporating arpeggiated figures in conjunction with
figured bass from Romberg's School (London: Boosey & Sons, 1839.
Reprint, Boston: Oliver Ditson) 122.
also helpful in determining which notes of the bass should be accented to enhance harmony, a
suggestion made by Quantz eighty-seven years earlier. The lower stave of this exercise is a
simple bass line with figures and the upper part is an arpeggiated realization of the figured
bass. One could easily imagine employing a similar technique in accompaniments in actual
performance.
Many other cello methods explore arpeggiation, although the methods of Dominique
Bideau (Grande et Nouvelle Methode Raisonnee pour le Violoncelle of 1802) and Jean-
Baptiste Sebastien Breval (Traite du Violoncelle of 1804) are perhaps the most exhaustive.
Bideau exemplified 242 different arpeggiation patterns (see Figure 36), and Breval's chapter
on arpeggios encompassed eleven pages packed with a mixture of different figurations.
Following his arpeggiation figures, Breval also included examples of how to accompany a
83
36 (N4 ) (R ) des Arpeg'es.ou roulement
A'1" . ^ rs i-e-
l e r . Arpege
All.
2 me . Arpege
N T fegue J .
3 ;g.
. Arpege mTM ?iffo i i
M M M M ' ;
# ? ^ ^
Presto^J o ^ f T l s
j4t*rrtt*rmfat nfgf.
4f me . Arpege
- I .
5m Arpege LI TT- i ^i
* 1 yj i ! jf^! 1 *J^ . * [ <N i j.' * "f * t4-
Figure 36. The first fiveof 242 arpeggiation patterns from Bideau's Grande et
Nouvelle Methode Raisonnee pour le Violoncelle (Paris: Nadermann, 1802;
reprint, Courlay, France: Editions J.M. Fuzeau, 2006) 36.
melody by using an arpeggiated linear accompaniment (see Figure 37). The question must be
asked: why would Bideau and Breval devote so much attention on arpeggiation patterns
unless they were necessary for a practical purpose, especially with the labor and expense of
printing in 1802? These arpeggiation patterns appear far more often in methods than in the
84
musical literature, and only a few exercises are necessary to improve bow technique. The fact
that methods compiled this many arpeggiation patterns indicates that authors were
assembling catalogues of aipeggiation patterns for the linear realization of figured bass.
Arpeggiation would be a preferred manner of harmonic realization because the cello
is especially suited for linear motion, as opposed to vertical harmonization idiomatic to the
harpsichord or lute. In the words of Mortensen, "With the cello the linear aspects of the
music are highlighted, and with the harpsichord the emphasis is on the vertical-harmonic-
element."133 As a result, cello realization does not require as many simultaneous notes to be
played as does the keyboard. Instead, an arpeggiated realization promotes the forward linear
motion of the string instrument.
133 Lars Ulrik Mortensen, " 'Unerringly tasteful'? Harpsichord continuo in Corelli's op. 5 sonatas," Earlv Musk
24, no. 4 (1996): 669.
134 Baumgartner, Instructions, 201. This advice is especially profound because these are the final words of the
entire treatise.
85
the bass with graces as some great violoncellists were formerly in the habit of doing; he must
not try to show his skill at an inappropriate time."135
In Merrick's Appendix. Introduction to Thorough Base, or harmonious
accompaniment, he loosened the earlier regulations from the Methode from the Paris
Conservatoire by introducing nonchord tones in an arpeggiated accompaniment. A nonchord
tone (dischord of transition) may be incorporated on unaccented beats by using stepwise
motionpassing or neighbor tones. If leaps are involved, only the notes of the chord should
be played. He wrote, "Discords of transition consist of passing notes (unessential notes), so
called because they are used in passing from one essential note to another, the part or melody
ascending or descending regularly: they are generally unaccented, and combined with
holding notes. In the following example, 'p' are passing notes"136 (see Figure 38).
Whether a cellist was to add chords to a bass part without figured bass is slightly less
clear. C. P. E. Bach wrote that "a good accompaniment exposes the ridiculousness of the
demand that accompaniments be realized from unfigured basses."137 However, the cellists
who wrote about cello realization had a different opinion. Baumgartner stated, "In the
beginning it is necessary to notice in which clef the melody is written because it is necessary
that you know how to read the notes in all the clefs quickly and exactly. Otherwise, it is not
possible to accompany with chords except when the figures are written."138 The implication
is that when figured bass is absent, it would be the cellist's responsibility to determine the
harmony from the other parts in order to add chords. Certainly this is in line with the
understood rules of accompaniment today for the keyboard or lute; often these players must
add their own figures where they are absent. Merrick seems to be in agreement with
Baumgartner: "When a base part, without figures, is marked tasto solo, or unissoni, no
chords are to be added."139 Merrick implied that the terms tasto solo or unissoni are what
determine the absence of chords, not the absence of figures themselves. It seems that this
143 A recently discovered contemporary manuscript containing a violin part for the Ricercate proposes that these
pieces could have been conceived as duets instead of solos. Scholars Eire divided on whether Antonii composed
this violin part and whether these pieces are therefore intended these to be solos (as they have been known to
cellists in the twentieth century) or duets. However, it is interesting to note that a violin is not mentioned on the
title page. Regardless, their validity as armonici studij remains intact. See Marc Vanscheeuwijck, "Introduction"
in Ricercate sopra il violoncello o clavicembalo e Ricercate per il Violino, (Bologna: Arnaldo Fomi Editore,
2007).
144 "Alia frandezza dell' animo dell' A.V. Da cui solo pono essere portati a qualche grado questi miei armonici
Studij, si rendono tributary con essi gl* atti humilissimi di quella Seruitu, che solo pud essere qualificata nel
merito, quando sia dall' A. V. Benignamente aggradita."
145 GordonJames Kinney, "The Musical Literature for Unaccompanied Violoncello: History of the Violoncello
and Analysis of Seventeenth-Century Music for Violoncello Solo" (Ph.D. dissertation, Florida State University,
1962), 196-198.
88
R I C E R C A T E
SOPRA IL VIOLONCELLO
' cl*tytcemb4lo.
C O N S E C R A T E
ALL' A L T E Z Z A S E R E N I S S I M A Dl
F R A N C E S C O
SECO N D O
Duca di Modona Reggio, <Scc.
I N B O L O G N A M. DC. LXXXVII
Figure 39. Title page of Ricercate by Giovanni Battista Degli Antonii (Bologna:
Micheletti, 1687; reprint, Bologna: Arnaldo Forni Editore, 2007).
Of particular note is the difference in text size between "Violoncello" and
"Clavicembalo," emphasizing his preference for the cello.
89
The first argument is one that has already been briefly explored: these pieces were
intended and conceived for the violoncello first; something as substantial as figured bass in
armonic studij would not have been added unless it was intended for the primary instrument.
Beyond the title implications and the idiomatic writing for the cello, another hint lies in the
provided fingerings. As analyzed by Kinney, these are fingerings for the violoncello, likely a
six-string instrument, not ones for keyboard. If Antonii went so far as to add fingerings for
violoncello but not keyboard, it is safe to assume that the figures would also be destined for
the cellist. Antonii would have added keyboard fingerings with the figured bass if the
markings were directed solely to the alternative instrument.
Also significant are the types of notes where the figures are found. Figures typically
appear only with slow note values (or repeated eighth notes, which have the same effect for
the left hand of the cellist) and in low tessitura to allow for realization on the higher strings,
particularly when played on a six-string instrument. For example, in Ricercata Sesta (see
Figure 40) figured bass is absent in mm. 6466 when the tessitura is high but reappears in m.
67 when the music returns to the bass clef. In mm. 69-70 figures are found on eighth notes,
but they are repeated notes, so that the left-hand technique is not strained by rapid
figurations. Finally, mm. 71-74 are void of any figures because of the technical and virtuosic
demands on the left hand of the cellist. A keyboardist would have no such limitations and
figures could be realized by the right hand regardless of the tessitura or velocity of the
printed bass notes. Nearly a century later Baumgartner seemed to echo this sentiment,
warning, "If the bass is highly figured, it is better to play simply without figures." The
opposite is true of keyboard realization. Furthermore, the ricercate in Antonii's publication
without figured bass often explore the high register, contain large leaps of register, and use
many fast or repeated note values. This creates a stile brise manner of playing that is typical
of the works of Domenico Gabrieli and J. S. Bach. A keyboardist would be unaffected by
these added textural elements because of the extra (right) hand, thus further proving that the
figured bass was intended for the cello.
As previously mentioned, Kinney's analysis of the indicated fingerings resolves that
the ricercate were composed with a six-string cello in mind. Brossard defined the violoncello
90
Figure 40. Giovanni Battista Degli Antonii's Ricercata Sesta, mm. 62-74
(Bologna: Micheletti, 1687; reprint, Bologna: Arnaldo Forni Editore, 2007).
as a five- or six-string instrument, and although evidence of actual six-string cellos is scarce,
this work might corroborate Brossard's definition. The tuning proposed by Kinney is either
C-G-c-e-a-d1 or D-G-c-e-a-d1; both were common tunings for the bass viol. Perhaps the
intended instrument would be perceived today as a viola da gamba/violoncello hybrid, but it
was prevalent enough to deserve mention in Brossard's dictionary. Significantly, a
manuscript dedicated to figured bass and continuo on the viola da gamba (Modo practico, sia
regola per accompagnare il bass continuo per la viola da gamba, discussed previously) was
published in Bologna about 1700, just thirteen years after the ricercate of Antonii were
published in that city. This manuscript proves that, especially in Bologna, string players were
competent in figured bass realization, whether on viola da gamba, the violoncello, or some
developmental in-between instrument, and cellists had the ability to incorporate the figures in
their performance.
Finally, most of the figures are relatively simple, the majority being either sharps or
naturals that indicate modality. Although one would not expect a composer such as Antonii to
be as harmonically adventurous as more eminent composers such as Vivaldi or Corelli,
Antonii wrote few seventh, augmented sixth, or other dischords that would be more difficult
to realize on the cello. Instead, by indicating modality, he kept the harmony simple enough to
91
be well executed on the cello while addressing one of the central objectives of cello
realization. As Baumgartner put it, "You can always accompany the bass with thirds, but you
must know whether the third should be major or minor."146 Also, much of the Ricertate uses
bass lines that are idiomatic to Baroque music, and would have been played by the cellist in
many situations and compositions. Both Bach and Handel were familiar with these pieces by
Antonii, and these ricercare could have affected their compositions, especially the Suites a
Violoncello Senza Basso of J. S. Bach.
Another example of a tutor that could be classified as a harmonic study is the
Principij da imparare a suonare il violoncello by Francesco Supriani, also commonly
misidentified as Scipriani. Supriani was likely the first virtuoso cellist to emerge from
Naples, but his younger colleague Francesco Alborea, "Franceschiello," has overshadowed
his posthumous fame.147 Supriani worked in both Barcelona and Vienna, and was highly
respected both as cellist and musician during his time. The Principij is the earliest known
Italian tutor (according to Cowling it is "undated, but may have preceded the Corrette
method"148), and although it "probably had limited impact and influence because it remained
in manuscript, it nonetheless constitutes a precious repository of information on the technical
achievements of the Italian cello tradition of the eighteenth century."149 Essentially it is a
time-capsule containing the Neapolitan cello tradition.
The Principij begins with a preface explaining the fundamentals of music and cello-
playing, such as note values, clefs, tempo indications, and scales. Following the preface are
twelve unaccompanied toccate, similar to the ricercare of Antonii and Gabrieli, which tend to
focus on a specific technical attribute, much like the etudes of David Popper in the nineteenth
century. In the scope of chordal cello accompaniment, these twelve toccate become quite
interesting when paired with another, later work of Supriani.
Supriani's Sonate per 2 Violoncello e Basso (date unknown; the title is presumably a
nineteenth-century addition to the manuscript150), like the toccate, contain twelve single-
movement compositions that "are in reality a series of exercises for the cello, but on an
advanced level."151 Closer inspection reveals these pieces are not new compositions at all but
in fact are expanded versions of the earlier toccate. The top stave152 replicates the earlier
toccate and the bottom stave is a simple unfigured basso accompaniment to the toccate. The
middle stave, sandwiched between the original toccate and bass line, is somewhat curious.
Often it is simply a highly elaborate and virtuosic version of the original toccate, especially
Sonatas 1, 2, 5, and 8. Others seem to be newly composed pieces that extract and mirror the
harmony and technical challenges from the originals. Interestingly, the three parts of these
pieces are not congruent, which makes performance of these sonatas as a trio an unsuccessful
endeavor.
Therefore, it is unlikely that the Sonate per 2 Violoncello e Basso were intended for
cello trio but were rather teaching pieces that demonstrated how to create elaborations on a
melody or realizations to an accompaniment. Olivieri proposed that "it is possible that these
pieces represent written-out examples of the type of elaborations that cello players
improvised when accompanying arias and recitatives, or in solo performances. If so,
Supriani's 'sonatas' are a rare and extraordinary example of the kind of virtuosic playing that
153 Olivieri, "Cello teaching and playing in Naples in the early eighteenth century," 124.
154 Jens Egeberg, "Preliminary note to the edition" in Arcangelo Corelli, 12 Sonatas for violin and be, Opus V,
*
chords such as those in Figure 42 occur frequently at major
Figure 42^From A. M. cadences. It is hard to imagine that Bononcini wanted only
Bononcinrs Sonata I,
m. 9 (Madison, Wis.: A-R vertical harmony to be added to the resolution of a
Editions, 1996).
cadence, which is typically a point of relaxation. Instead, it
is a cue and request to the accompanying cellist to add vertical harmonization throughout the
composition. If the accompanying cellist plays only the notes as printed, the greater
implication and invitation has been lost.
More obvious and common are cues to add linear or arpeggiated harmonizations. The
Sonate a Violino e Violone o Cimbalo, op.5 of Corelli contain a nearly encyclopedic
collection of arpeggiated chords in the bass line. The most basic realization, as Baumgartner
suggested, is to add the third to the bass. In the final Allegro of Sonata VI, Corelli utilized a
common linear harmonization technique: the third is wedged between two bass notes (see
Figure 43). Although simple, this technique clearly defines the harmony while not drawing
attention from the figurations of the violin. A similar yet more virtuosic example is found in
the Allegro of Sonata XI. Here the cellist performs a series of sixths and thirds by using a
rapid bariolage to realize the harmonic structure (see Figure 44). Again, only two notes of the
harmony are played, but the complete harmony is understood; one could easily augment the
given notes to include an even fuller harmony, as outlined by Gunn.
Also in the op. 5 sonatas of Corelli appear linear realizations involving all three notes
of the triad. For example, in the second Vivace of Sonata V the violin and cello trade simple
patterns in which the entire triad is voiced. In a passage such as this, it is likely that both
linear and vertical harmonizations would be necessary. Although Corelli composed linear
realization for the first twelve measures, the next three (mm. 13-15) could require more. The
entire harmony between the violin and cello parts is present, but the cadence would be
strengthened by adding double stops (vertical harmonization), as seen in Figure 45. The
96
Figure 43. Arcangelo Corelli's Sonata VI, op. 5, iv (Allegro), mm. 30-35
(Rome: Gasparo Pietra Santa, c. 1700).
Figure 44. Arcangelo Corelli's Sonata XI, op. 5, ii (Allegro), mm. 7-18 (Rome:
Gasparo Pietra Santa, c. 1700).
-Js-1% -- h
r>
'h 8 - --
-V
4
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4
w 4
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J kl J...... 4= -Ul c.
J- JJ
- Le
O \ prrr^r #=FF ^rfiv ff r rJ
#:J J f -- M 1 1 1 :
6 6 6
Figure 45. Arcangelo Corelli's Sonata V, op. 5, iv (Vivace), mm.1-16 (Rome:
Gasparo Pietra Santa, c. 1700).
The notes in the cello part with upward-facing stems are my additions as a
possible solution to strengthen the cadence through vertical realization.
97
So NATA ^Ml\a Li
i\ uagio
|.y i f Lr i j
Figure 46. Luigi Boccherini's Sonata VI, i (Adagio), mm. 1-5 (London:
1772; reprint, New York: Performers' Facsimiles, 1996).
addition of harmony at the cadence falls in line with the advice of Baumgartner, the
realization example of Tartini, and block chords given by Bononcini.
The Sonata XII "La Follia" of Corelli's op. 5 is also full of excellent examples of
virtuosic linear realization in which the complete chord exists within the arpeggiation. Often,
because figured bass notation is scarce, the figurations themselves are the realization. It
would not be a stretch to apply these passages, using good taste, to moments in other sonatas
with similar features.
The accompaniment parts of the cello sonatas of Boccherini (sonatas also intended to
be accompanied by only a second cello) contain invitations to provide realization, and also
contain clues to how Boccherini himself would likely have accompanied. As noted earlier,
Boccherini accompanied the violinist Manfredi on tour and was himself accompanied by his
father on the cello. In the famous Sonata no. 6 in A Major (Figure 46), the accompaniment
uses elements of both linear and vertical harmonization. Boccherini has created a two-voice
polyphonic accompaniment, thereby creating a three-voice texture overall. The part both
utilizes basic double stops to create vertical harmony and skips between chord tones, as used
in a linear realization. In other sonatas, Boccherini asked both cellists to play double stops
simultaneously, creating a rich, four-voice texture that would rival the lush timbre of the
organ.
98
What is evident from these examples is that cello realization was intended to be a
subtle procedure in which less is more. Because the cello is a sustaining instrument, unlike
the harpsichord, lute, or harp, fewer notes are required in realization, because a grand effect
can be created with only one or two notes. In many cases the harmony is already realized,
because the complete harmony appears either in a solid chord, as in the A. M. Bononcini and
Boccherini sonatas, or in an arpeggiated figure, such as those found in Corelli's sonatas.
In Ensemble Music
Just as Baumgartner recommended adding harmonization in symphonies, there is
evidence that the cello was used in that manner even in the Baroque era. No less a composer
than J. S. Bach provided a fantastic example of this practice in the Johannes-Passion (see
Figure 47). The chorus "Lasset uns den nicht zerteilen" has the constant forward motion of
an Alberti-like bass only in the cello part, which helps to lighten the texture and push the
music forward. Like most of Bach's vocal works, the effect supports the text: Lasset uns den
nicht zerteilen, sondern darum losen, wess'er sein soil ["We must not tear this, let us toss for
it"]. Also significant in this example is that the cello, although active, is not featured but
buried in the texture. Despite such active writing, the cello part is rarely heard in
performance or recordingshardly surprising because of the density of the contrapuntal
writing of the other parts If an arpeggiating cello was simply a unique musical effect or trick,
it would be prominent in the texture. Instead, the fact that it is buried suggests that this style
of playing was commonplace.
There are numerous other examples from the era, and only a few will suffice to
demonstrate the trend (see Figure 48). The famous chorus "All We Like Sheep"156 from the
oratorio Messiah by G.F. Handel is another example of linear harmonization. In this example,
156 Handel is regarded today as the consummate musical borrower because a significant amount of his output
was pirated from earlier works or from other composers; the Messiah is no exception. Several popular choruses
in the original Dublin version of Messiah have roots in vocal duets that Handel composed in Rome. The chorus
"All We Like Sheep" is derived from "So perprova i vostri inganni" in the soprano duet "No, di voi no vo'
fidarmi," which also contains a version of the chorus "For Unto Us A Child Is Born." The bass part of "All We
Like Sheep" is different from its earlier duet version, which is a typical walking bass instead of a bass that uses
a linear realization technique. Also of note are the choruses "His Yoke is Easy" and "And He Shall Purify,"
which are also reworked versions of another Italian soprano duet. Even the theme of the famous "Hallelujah"
chorus is taken from a four-voice fugue attributed to the Roman composer Corelli.
99
N9 54.Chor.
(V-C#
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/[ wrj"5
p
7pvpr>
(Coiilrabuss^)
[Sal
5E tp rr3 pt3 i pr3 m
g FTS 1*7* JPT3| I J I J I J I J I T P | H T 3
f r ~f ty- J -I ,
W=m*
Figure 47. Continuo part from "Lasset uns den nicht zerteilen"in Johannes-
Passion by J. S. Bach, mm. 1-9 (Leipzig: C.F. Peters, c. 1890. Reprint, New
York: Edwin F. Kalmus).
Allegro moderato
r
Figure 48. Bassi part from "All We Like Sheep" in Messiah by G.F. Handel,
mm.i4 (New York: Oxford University Press, 1998).
the bass part alternates consistently between two chord tones, providing a type of linear
harmonic realization. As in the example by Bach, the harmonization is buried in the texture,
though it is necessary to complete the harmony. This suggests how standard this technique
had become.
In Solo Repertoire
Clearly, the practice of chordal cello accompaniment was part of the vernacular for
the instrument, so much so that even in music in which the cellist was the soloist rather than
the accompanist, examples can be found that illustrate chordal accompaniment. Again, a few
examples from popular, influential, and diverse composers will illustrate the point. Chords,
or vertical realizations, frequent the solo literature. For example, the opening of Sonata II in
D minor by Francesco Geminiani utilizes a new chord on each beat for the change of
harmony (see Figure 49). It is possible that Geminiani allowed the solo cello the honor of
realizing the harmonic motion because that would have been a typical procedure for the
cellist. This is confirmed by Geminiani's title for these sonatas: Sonates pour le violoncelle et
basse continue, dans lesquelles il a fait une etude particuliere pour I'utilite de ceux qui
100
tr
ANDANTE
Figure 49. Francesco Geminiani's Sonata II, op. 5, i (Andante), mm. 1-2
and mm. 89 ([France]: Haye, 1746. Reprint, New York: Performers'
Facsimiles, 1989).
accompagnent.157 Later in the movement Geminiani gave the solo cello an arpeggiated
passage similar to those outlined in the methods of Gunn and Merrick.
The solo parts of the sonatas of A. M. Bononcini rely extensively on long stretches of
double stops to fill harmonic progressions. These passages could be seen as a harmonic
realization in the solo part (see Figure 50). Although these stretches of sixteenth notes can
sound lovely as written,158 they appear to be an invitation to add figurations that are typical
of linear realization. Concertos, such as those by Nicola Porpora or Joseph Bodin de
Boismortier, often include sections of bariolage that also prove how popular these techniques
were with the eighteenth-century cellist.
Today's best-loved music for the cello is unquestionably the Suites a Violoncello
Senza Basso by J. S. Bach. The Bach suites are practically an encyclopedia of creating
157 Sonatas for the violoncello and basso continuo, in which he has made it a special study for the benefit for
Brent Wisseck (violoncello), Sally Sanford (soprano) and Chanterelle Ensemble (Catherine Liddell, theorbo;
Andrew Lawrence-King, harp and organ; Tina Chancey, viola da gamba). Centaur CRC 2630, 2003, compact
disc.
101
N,
harmony by using both linear arpeggiation (using stile brise) and vertical chords. The first
prime example comes from the opening of the prelude of the first suite, in which the same
arpeggiation figure outlines harmonic changes for the first four measures and appears
consistently in the first half of the movement. A similar technique is found in the prelude to
the fourth suite during its first forty-eight measures. Interestingly, the Prelude of Suite No. 1
in G Major (BWV 1007) and the Prelude in C Major from the Well-Tempered Clavier Book I
(BWV 846) share the same chord progression for roughly the first half of the piece,
suggesting that they are related or were at least conceived at the same time. Just as the
prelude from the WTC is a harmonically conceived composition realized in arpeggiations, so
are the preludes of the first and fourth cello suites.
Another interesting case of chordal playing that could easily demonstrate the
realization of figured bass comes from the prelude of the third suite. From mm. 37 to 60, two
separate sections of arpeggiated figures represent common chord progressions of the
Baroque. Measures 37^45 are a circle-of-fifths progression exemplified in the method of
John Gunn and also commonly found in the music of Vivaldi, whom Bach admired.
Measures 46-60 feature another common Baroque progression of a series of suspensions
over a pedal (see Figure 51). The three-voice fugue of the prelude to the fifth suite also
102
m /f?rfa*. Ct.+.
4 3 2
4 4 4
3 9 8 9 8 7
i): /7> ft ft ft
fffP /mfm /Cf r> 7 r V p p-w^-
/^>
? >-
U /% fr , fr Tr fr , /Tr fr fr
0 w=jz F e ^rryTr-
yjy tLsi QJJ yJJ y=i 3== ==L= Ua EUJ s=s=U UJ 3=e
t6 #7 7 7
4 4 4 4
Figure 51. J. S. Bach's Prelude from Suite No. 3 BWV1009, mm. 45-60.
The figured bass has been added to demonstrate how this pedal-point passage
could appear in a basso part with figured bass.
=35|e m
tr ~if*
txrrfrf 1 mr
drp
4
Figure 52. Giuseppe Maria Dall'Abaco's Capriccio Primo, mm. 14 (Albese con
Cassano: Musedita, 2007).
The descending tetrachord is decorated with linear realization to create an
unaccompanied composition.
clearly shows how to incorporate different voices together on cello without resorting to
twentieth-century techniques. As discussed previously, the sixth suite, which utilizes a five-
string cello, is laden with double stops and three- or four-voice chords. This serves as yet
another example of the capabilities of the cello in chordal playing.
Other composers besides Bach also incorporated vertical chords and linear
arpeggiation that is typical of realization in their works for cello. Domenico Gabrieli, one of
the pioneers of the instrument, incorporated double stops, chords, and arpeggiation
throughout his Ricercare. Giuseppe Maria Dall'Abaco composed a set of capricci for
103
unaccompanied cello, the first of which is a lovely realization of a descending tetrachord (see
Figure 52).
After reaching the understanding that harmonic realization was a primary task of the
cellist, one is able to glean insight into its past performance and gain practical ideas for its
execution from the music written for this instrument. Composers borrowed and accentuated
those aspects of cello playing that were common and idiomatic because it would result in a
better composition and a better performance. Therefore, the evidence of this past practice is
littered throughout the cello's musical literature.
104
Chapter Three:
Accompaniment of Recitative
Thorough-bass cello realization in instrumental music faded away in the latter half of
the eighteenth century as the piano sonata and fortepiano accompaniment replaced basso
continuo and figured bass as the standard accompaniment. The great composers of the
Classical era, including Haydn, Mozart, and Beethoven, used a composed keyboard
accompaniment in their sonatas; Beethoven's op. 5 sonatas for piano and cello mark the end
of the era in which one cellist accompanied another. Nevertheless, it is interesting to note that
cellist-composers such as Boccherini and J.L. Duport159 continued to use cello
accompaniment in cello works while the keyboard-oriented composers Beethoven and
Hummel used the fortepiano. An article about the violoncello from the AUgemeine
Musikzeitung in 1809 states that "at that time the 'art of accompaniment' had greatly
decreased as players did no longer study sufficient 'thorough bass' (the contemporary name
for 'harmony')."160
The accompaniment of secco recitative in opera is another story altogether. During
the Classical era the cello still had not emerged sufficiently as a solo instrument to allow a
cellist to make a living, so many cellists found employment in the opera house accompanying
recitative. It was the job of the principal cellist to realize the harmonies of secco recitative in
chords, usually vertically in block chords, and sometimes with the help of the double bass. As
is true with most aspects of music history, the rise and fall of this practice was gradual and
not marked by a specific event or date. The transitional period in which cellists took over the
sole responsibility of accompanying recitatives from keyboardists had certainly begun by
1774, because Baumgartner teaches the technique, and another author mentions that the
tradition began before the 1790s and was prevalent throughout Europe.161 Well into the
159 J.L. Duport composed works for cello and piano only after 1815.
160 Straeten, History of the Violoncello, 373.
161"It is already over fifty years that this instrument has been valued as the reciting voice in the musical drama,
that one plays in France, Italy, Germany and so forth." Freinach H. Blanchard, "Die Violoncellisten,"
Allgemeine Wiener Musik-Zeitung, 2, no. 138 (November 17, 1842), 554, trans, in Walden, One Hundred Years
of Violoncello, 263.
105
nineteenth century the practice flourished, beginning to fade only during the 1830s and 1840s
although records of cello recitative accompaniment occur as late as 1873.
Historical Evidence
As the demand for the gentle and dulcet tones of the fortepiano superseded that for
the harpsichord, it became necessary to make a change in accompanying opera recitative.
Singers complained that they could not hear the pitches from the keyboard, and this was
exacerbated by the growing size of concert and opera halls. So in the final decades of the
eighteenth century a remarkable shift occurred: whereas earlier in the century performances,
especially opera, were directed from the keyboard, now the first violinist often took the reins.
In fact, the keyboard was often removed from the opera hall altogether. "If one wants to get
rid of the harpsichord qua keyboard instrument, so one at the same time banishes its
substitute, the pianoforte, and makes use of the violin to direct, as is now becoming ever
more common." 162 Although the writer went on to explain that occasionally the violin would
be responsible for accompanying recitatives, the responsibility more commonly fell to the
cellist.
Each cultural center had its own distinct style of recitative accompaniment, but
overall the practice could be divided into two distinct categories: an accompaniment of cello
alone and an accompaniment of cello and double bass together. The cello methods of the
period, with the exception of the Violoncell-Schule of Berhard Staistny, make no mention of
the double bass in realizing recitatives, either in their instructions or in their musical
examples. However, anecdotal and musical evidence indicates that the practice of using cello
and bass to realize recitative was quite common and was definitely used in London,
Mannheim, and in some capacity in Paris. Although it is obvious that the performance
practice in England fell into the latter category, it is difficult to tell whether either one was
more common on the continent.
162 Allemeine musikalishe Zeitung, 2 (1799), 17. Quoted in Clive Brown, Classical and Romantic Performing
163 W.S. Rockstro, "Recitative" in Grove's Dictionary of Music and Musicians, v. 4, ed. J. A. Fuller Maitland II,
2d ed., p. 35.
164 Quoted in Fiona M. Palmer, Domenico Dragonetti in England (1794-1846): The Career of a Double Bass
Virtuoso (Oxford: Clarendon Press, 1997), 115.
165 He was appointed opera composer to Handel's Royal Academy of Music.
107
especially appreciated for his recitatives. About the Prince of Wales Banvard stated, "It was
his delight to attend the Italian opera merely to hear Cervetto's accompaniments of the
recitatives which were acknowledged to be unrivaled."166 Other cellists of James Cervetto's
generation were also noted for their accompaniment; Charles Burney remarked that Stephen
Paxton had a "judicious manner of accompanying the voice."167 However, it was to be James
Cervetto's student who, more than any other cellist in history, would become associated with
accompanying recitative: Robert Lindley.
Lindley and Dragonetti
In 1794 Robert Lindley became the principal cellist of the Italian Opera in London
and dominated the London musical scene, playing virtually all concerts of note for several
decades. The same year, the bassist Domenico Dragonetti joined the opera and the two men
formed a strong musical relationship that included improvising accompaniment for recitative.
They were immensely popular in London: when the duo entered onstage "the whole house
would rise en masse."m Consequently they exercised great influence on their employers and
fellow musicians. Wasielewski reported, "Their performances of Corelli violin sonata
transcriptions were legendary. Nothing could be compared with the intimacy of their mutual
musical sympathy. They played together at the same desk at the Opera and every orchestra
concert of any importance, and Lindley's performance of the accompaniment to recitative,
from figured bass, was most elaborate and ingenious."169
However, Lindley's accompaniments were not universally enjoyed. Lindley
incorporated into his playing vast amounts of ornamentation and improvisation, exactly what
the methods and treatises advised against. W.S. Rockstro in the second edition of Grove's
Dictionary of Music and Musicians (1908) gave an example of their style: "The general style
of their accompaniment was exceedingly simple, consisting of only plain chords, played
arpeggiando; but occasionally the two old friends would launch out into passages as
Novello, Ewer, and Co., 1894; reprint, New York: Da Capo Press, 1968), 193.
108
DONCBOVAM*
elaborate as those shown in the
following example; Dragonetti Ret U ma - no n - u ai - lo - ta me
playing the large notes, and
Lindley the small ones"170 (see
Figure 53). Although the public
pen - de Aa-co-tane - gbo M'ac - ea -
loved these flourishes, the critics
did not, and complained that
Lindley "was rather too flighty on
his violoncello; and we wish this
- tez-za, miabJxac-cia
inimitable performer to consider, . *
oftener than he does, the times
and seasons when to flourish, and
Figure 53. Written example of Lindley and
when not."171 Dragonetti's realization of recitative as relayed
by W. S. Rockstro ("Robert Lindley'', Ex.i. In
One particularly scathing Grove Music Online, http://
www.oxfordmusiconline.com.offcampus.lihwa
review shows the extent of shington.edu/subscriber/article/img/grove/
Lindley's extravagance in mpsic/Fpo357Q (accessed September 23, 2011).
ornamentation.
The duet and chorus of Marcello which followed the overture Otho in the second act,
is of a superior order to the pieces we have of late heard of that composer; but Mr. Lindley's
flourishing Cadenza to the Symphony was, in every point of view, objectionable, not to say
offensive; but it shows, alas! the all-prevailing power of vanity over men of the highest talent.
It is quite impossible that Mr. Lindley's soberer judgement could have suggested a cappricio
as a precursor to very sacred words; but the opportunity of challenging that applause which
he well knew he should receive from a certain part of his audience was not to be resisted.172
Nonetheless, Lindley and Dragonetti were cultural icons in England, and their legend
perpetuated long after their death. Grove s Dictionary of Music and Musicians of 1908
reported with pride, "In no country has this peculiar style been so successfully cultivated as
in England, where the tradition of its best period are scarcely not forgotten."173 Certainly the
174 Edward Holmes, A Ramble among the Musicians of Germany, giving some Account of the Operas of Munich,
Dresden, Berlin & with Remarks upon the Church Music, Singers, Performers and Composers and a Sample of
the Pleasures that Await the Lover of Art on a Similar Excursion, by a Musical Professor (London: Hunt &
Clarke, 1828), 129. Quoted in Palmer, Dragonetti, 116.
110
arpeggiated chord being unsuitable."175 It is unclear whether the bass typically played in the
recitative in Mannheim or if this was a solution only in the case of emergency. Regardless,
the cello was certainly missed, demonstrating that even though the piano was used, the cello
was the preferred instrument.
Certainly the most historically poignant evidence of recitative accompaniment in
Germany descends from the Felix Mendelssohn-conducted 1841 performance of Bach's
Matthaus-Passion. The cello and bass parts from this performance, currently housed at the
Bodleian Library in Oxford, score the recitatives so that the double bass plays the
fundamental while two solo cellists play chords to fill out the harmony of the recitative. The
organ part contains no music whatsoever for the recitatives, proving that in this performance
the recitative was accompanied only by two cellos and double bass. The recitatives in
Mendelssohn's first complete performance of the Matthaus-Passion176 were played not by a
keyboardist but by a team of three string players. Even though this was certainly not the
performance practice of Bach in Leipzig, it is fascinating that this was the method by which
one of Bach's greatest compositions was reintroduced to the world in its entirety.
France
France, and in particular Paris, was also host to many cellists who made their living
through opera accompaniment. The opera houses employed a first or solo cellist who was
charged with the accompaniment of recitative. One of these cellists was Jean-Baptist Cupis,
who was particularly noted for his accompaniment. Wasielewski reported, "Before he had
passed the second decade of his life he was already esteemed as one of the cleverest cellists
in France. He was soon received into the Opera Orchestra in Paris, and, indeed, with the
distinction that he was associated with those members of it who had to accompany the solo
singers."177 Other cellists serving in a similar capacity included Cupis's students J.H.
175Relayed by Walden, One Hundred Years of Violoncello, 262. Use of a violin for accompanying recitative was
also employed, but seems to have been less popular. See also Brown, Performing Practice, 602.
176 The 1829 "Bach Revival" performance of the Matthaus-Passion was an abridged version because the
composition was believed to be too long for a nineteenth-century audience. In this performance, Mendelssohn
accompanied the recitatives on keyboard but with his own harmonies because his score did not contain Bach's
figured bass for the recitatives.
177 Wasielewski, The Violoncello and its History, 88.
Ill
Recti.
M A It CEL.
Et tm Mar. eel pourvu qu'il en soil temps al ier - le vieile*
0
1 Violoncelle ml.
-.jLS.
=i~4p- ,UJUs,
3
ato.
AIT.'model
. m
#
j j 1 ;TH W
Figure 54. An example of cello- and bass-realized recitative from Les
Huguenots by Giacomo Meyerbeer, act III no. 18 "Scene et Duo" (1836;
reprint, New York: Garland Publishing, 1980).
Levasseur and Breval, as well as Norblin and Platel. Later in his life Levasseur was an author
of the Methode de violoncelle et de basse d'accompagnement of the Paris Conservatoire,
which includes a section on accompanying recitative. Levasseur's co-author and fellow
cellist, Charles Baudiot, accompanied recitative in the court of Napoleon, a fact that he
exploited to gain credibility in his own Methode de violoncelle of 1826.
An interesting musical example that features the cello and double bass appears in the
Parisian opera Les Huguenots (1836) by Giacomo Meyerbeer. Although the majority of
recitatives in the opera are accompanied by full strings, recitativo accompagnato, there are
sections of secco recitative as well. Meyerbeer actually wrote the chords for the solo cello to
be played, while the double bass part contains the fundamental of the chord and figured bass
symbols (see Figure 54). Even though the lowest note of the cello chord sometimes matches
the same pitch as the double bass, at other times it does not, proving the need for both
instruments. As soon as the recitative changes back to accompagnato the cellist resumes
playing single notes only. Meyerbeer was often noted for the detail of his composition,178 and
his specification of the chords for the cellist to play is in line with his micromanaging
compositional style.
179 "King's Theatre," MW 60 (May 1837): 126. Quoted in Palmer, Dragonetti, 117.
180 Cipriani Potter, "Companion to the Orchestra; or Hints on Instrumentation, no. iv, Violoncello and Contra-
181J. Stainer and W.A. Barrett, eds., "Recitative" in A Dictionary of Musical Terms (London, Novello, 1876),
375. Quoted in Palmer, Dragonetti, 115.
114
that the concertmaster, not a keyboardist, would have directed the orchestra, warning the
cellist to pay special attention to the first violinist.
The accompanied recitative is that to which, besides the basso-continuo, one adds an
accompaniment of violins and other instruments. This accompaniment is usually made up of
long notes sustained over the entire measure. The word sustenuto is written on all the parts,
especially the bass. Without sustenuto, the bow strokes on each change of notes would be dry
and detached as in the ordinary recitative which I will treat later. In accompanied recitative it
is necessary to sustain the sounds according to the full value of the notes. If you wish, you
may play a figure with the bass note; but that is not necessary in this sort of recitative since
the chord is already complete and filled by the other instruments. Just pay attention to the
words and the first violin so that you will play together. The accompaniment of ordinary
recitatives is more difficult, especially for the amateur or the musician who does not
ordinarily plat the bass, because of the chords which must be played ... When you are very
competent in all techniques and you play correctly enough to accompany recitatives, begin
the recitative by giving the singer the note which I will give in the later examples.lt is against
the rules to sustain the tone in this type of recitative. It is necessary to wait until the bass note
changes. While waiting, you will look for the note which follows. Wait for the last word then
give a dry stroke with your bass note at the same time as the principal chord note of the
melody. You have enough spare time while following the melody to search for your
concordant note. But it takes a great deal of practice for that.182
185 Charles Baudiot, Methode pour le violoncelle, op. 25 (Paris: Pleyel, 1826, 1828), 195. Trans. Whittaker.
Allegro. 2
*a *4 L_ 2^1p. 3^: -2_
oo -9-IS-
f f i '"--Tfr-
r"rn r
4
m a
2 1
i/ y
fVf"
i
-0- -i5L
s jg
'O
/ r>-.- JY, -^.
Thirty pages of untexted recitative follow his instructions in which the contrabasso plays the
bass note while the violoncello plays the chord above (see Figure 57). Only rarely does the
bass note of the cello match the note of the contrabasso, making both parts essential.
Anecdotal evidence shows that violoncello with contrabasso accompaniment was actually
quite prevalent, documented especially in the playing of Lindley and Dragonetti. But Staistny
acknowledged that the cello could also accompany recitative alone. "It is still sometimes
observed that if the cello cannot, from difficulty in fingering, set the bass note of the chord, a
Contrebasse is indispensable, however, if missing a Contrebasse, it is absolutely necessary
that the Cello plays the bass note."187 The exercises make limited use of arpeggiated
ornamentation but its use is quite specific. The added notes are generally notes of the chord,
or, if they are nonchord tones, they appear quickly and are passing or neighbor tones. The
purpose of these embellishments is likewise limited; they appear only during rests in the
vocal part, or when the same chord persists for a long time without a new attack, in which
case the embellishments work to support the existing harmony. Alternatively, these
embellishments sometimes introduce an additional chord tone, particularly the seventh, into
an existing harmony.
187 Bernard Staistny, Violoncell-Schule, trans. Whittaker (Mainz: Georges Zulehner, 1829), 21. Trans. Whittaker.
118
un
Execution.
D.GfOV.
va
% E C ? C Cr C 0 0 #
{? =F=
:
\===jLJL^z- t 1F
be ne quan to cos tei qui vie ni tu cor ri ad ab bru ciar la fal le
6
a.
s 1 ::
D.GIOV.
LEPORELLO.
Non pi"
Figure 56. Realization of "Amico che ti par" from Don Giovanni from Baudiot's
Methode de violoncelle (Paris: Pleyel, 1826,1828; reprint, Courlay, France:
Editions J.M. Fuzeau, 2006) 198.
119
mw'w "" m ft
F=F7 p / y lr K ft ft
I? I? M M ff'
p
Wr-f id
1
1&-
*s> f -
1 } m j ^
ji - # Vt # .1 .
FWPFEI * V f
vu
2J1 2 ::
\y-ri ^ a
fl&l
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Figure 57. Exercise in recitative from Staistny's Violoncell-Schule
(Mainz: Georges Zulehner, 1829; reprint, Courlay, France: Editions
J.M. Fuzeau, 2006) 41.
During the reign of cello (and bass) recitative accompaniment, only the cello or cello
and double bass together realized the harmony in the vast majority of cases; no keyboard was
120
P p7 p r QJ I
i nr .
w
not too quick
Figure 58. Excerpt of realized recitative from J.G. Schetky's Practical and
Progressive Lessons (London: R. Birchall, 1811) 38; reprint, Brown,
Performing Practice (New York: Oxford University Press, 1999) 602.
used. Baumgartner, Schetky, Baudiot, Merrick, the authors of the Paris Conservatoire
method, or even the reviews of Lindley and his contemporaries made no mention of harmony
played by keyboard. In fact it seems that the departure and arrival of the keyboard from opera
halls both facilitated and terminated the use of cello recitative accompaniment. On the other
hand, Staistny instructed the cellist to "strike his chords precisely and in tune with that
instrument [the piano]."188 In addition, the account of Peter Ritter's performance includes use
of the piano; one suspects this instrument would have been used in usual circumstances in
conjunction with the cellist in accompaniment. There is no clear and universal solution, so
the use of the keyboard was likely based on location: in places such as Mannheim and Prague
the piano was used, while in London and Paris it was not.
The voicing of the cellist's chords was also rather individual. Some performers such
as Lindley and writers such as Schetky believed that it was important to voice the chords so
that the top note matched the singer's entry. Schetky noted that "in Recitativo, the
Violoncellist should fashion the Chords in such a manner that the highest note is the Singers
next one and should be struck as soon as the Singer has pronounced the last word, viz:
[Figure 58]."189 Others, such as Baudiot, were more concerned with a voicing that was most
idiomatic to cello. Baudiot even proposed changing the bass of the chord without
Final Thoughts
The violoncello has certainly come a long way since its early days as merely an
accompanying instrument. Accompaniment on the cello is intrinsic to the very fabric of its
being; emerging from the tradition of its predecessors, the instrument was developed to
provide chordal accompaniment. Throughout the Baroque and Classical eras, cellists
provided chordal accompaniment through figured bass realization to violinists, singers,
flutists, and even to each other, often without the aid of any other instrument. Stories of great
cellists from the past demonstrate how prevalent the tradition was. Treatises and methods,
although previously difficult to obtain, recorded and taught the process to the cellists of their
day and serve to inform the twenty-first-century cellist as well.
Too often in today's performances modern technology is employed to facilitate period
performance practice through the use of microphones and amplifiers. In Classical opera
performances alone, the orchestra has too often been forced to amplify the harpsichord to
make it audible to singers on the stage and to the audience in the hall. Eighteenth- and
nineteenth-century performers struggled with the same problem, but they developed a far
more elegant solution. Today's directors, managers, conductors, and musicians must
recognize the advantages offered by the tradition of cello chordal accompaniment, both
musically and practically.
It is time that musicians begin embracing this tradition and that cellists begin to
resurrect it. By using the methods, anecdotes, and musical evidence that has survived the
centuries, cellists now have the ability to piece together enough information to reestablish
this essentially oral and improvised art form. It is important for us to learn this lost technique
not for the purpose of mere reenactment, but because this manner of playing is intrinsic to
the music itself. Understanding that which was woven into the musical concept of the time
allows us, today, a unique opportunity to gain insight and understanding in the music of the
time. Only then can we contemporary musicians hope to give our best possible performance.
124
Track 3: Recitatif extrait de I'opera de Don-Juan from Methode Pour Le Violoncelle, op.
25 by Charles Baudiot.
Soprano Linda Tsatsanis (Donna Elvira), Baritone Ryan Bede (Don Giovanni), and
Bass-Baritone Michael Dunlap (Leporello) join cellist Nathan Whittaker to perform the
recitative "Amico che ti par?" from Mozart's Don Giovanni, as realized in the Methode of
Charles Baudiot.
125
Track 1:
Adagio (mvt.l) from Sonata XI in E Major, op. 5 by Arcangelo Corelli.
Preludio
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126
Track 2:
"Ah vous dirai je" from John Gunn's An Essay.
John Gunn includes the famous French folk tune "Ah! vous dirai je " in An Essay as
an example of a melody with arpeggiated accompaniment. In the version presented by Gunn,
the melody is left untexted, and is likely intended for two cellists. In order to demonstrate
cello chordal accompaniment with voice, this performance features the tune in its original
form as a song with words.
In An Essay, only one arpeggiation figure (Variation 1) appears with the song.
However, earlier in the treatise Gunn gives examples of several other arpeggiation figures,
three of which (Variations 2-4) have been adapted for this performance.
This tune is more commonly known today as "Twinkle, Twinkle Little Star," but
those words were not attached to the tune in England prior to 1804. Gunn's treatise was
published in 1802, two years prior to the first printing of the new English lyrics, so he gave
the title in French. The French lyrics are quite dissimilar to the English nursery rhyme; in
fact, they are not intended for children at all and deal with adult subject matter. It is hardly
surprising that Mozart, who enjoyed dirty jokes, would have been drawn to this text.
127
"Ah! vous dirai je, maman?"
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130
Track 3:
"Recitatif extrait de l'opera de Don-Juan" from Methode Pour Le
Violoncelle, op. 25 by Charles Baudiot.
This recitative with cello realization is found in the Methode of Charles Baudiot and
is perhaps the most valuable example from any of the methods. In it the middle stave is the
printed bass line with figured bass, and the bottom stave is Baudiot's recommendation for its
execution.
The text setting of this recitative in Baudiot's Methode contains errors, which have
been corrected to match the first edition of Mozart's Don Giovanni published by Breitkopf &
Hartel in 1801.
Synopsis
At the beginning of this scene (the opening of Act II) Leporello threatens to leave
Don Giovanni, but Giovanni dissuades him with a peace offering of money. Wanting to
seduce Elvira's maid, Giovanni convinces Leporello to exchange his cloak and hat with him
in order to trick Elvira into leaving her house. Out on her balcony, the two men successfully
persuade Elvira into thinking that Giovanni is a changed man, and she comes down to the
street to meet him. At this point the recitative begins as Leporello, continuing to pose as
Giovanni, convinces Donna Elvira of his love and sweeps her away, allowing Giovanni to
serenade her maid.
131
"Recitatif extrait de l'opera de Don-Juan"
DON GIOVANNI LEPORELLO D. GIOV.
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135
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Vita
Nathan H. Whittaker graduated Cum Laude from Indiana University with a Bachelor
and Masters of Music Degree in Cello Performance. In 2012 he earned a Doctor of Musical
Arts Degree in cello performance from the University of Washington studying with Toby
Saks. His other private instructors have included Helga Winold, Tsuyoshi Tsutsumi, Stanley
Ritchie, Emilio Colon, and Peter Wiley.
Dr. Whittaker has served on the faculty of the Indiana University String Academy,
and was the founding lecturer for the Columbus Indiana Philharmonic "Behind the Scenes"
series. He continues to be in demand with recent lecture appearances at the Pacific Northwest
Viols Conference, the Gallery Concert series, and the University of Washington. He recently
joined the faculty at The Cornish College of the Arts in Seattle, WA and the Academy of
Music Northwest in Bellevue, WA.
As a performer, Dr. Whittaker has been described as "a soloist that was not merely
good but rather extraordinary", with "musicianship of the highest order." (SSJT) He enjoys a
unique and diverse career as a concert soloist, chamber musician, recitalist, teacher, and
historical cello specialist.
Dr. Whittaker served as the principal cellist of the Columbus Indiana Philharmonic
and Columbus Symphony as well associate principal cellist with the Terre Haute Symphony
Orchestra. As a chamber musician he has performed in various music festivals throughout
North America and Europe including a featured performance in Graz, Austria. He has
enjoyed performing with various chamber ensembles throughout North America and is a
founding member of the Seattle-based Op. 20 String Quartet.
He can be heard on CBC and NPR broadcasts including "Performance Today," has
recorded with the Harmonia and ATMA Classique labels, and is featured on the debut
recording of the Seattle Baroque Soloists slated for release in the summer of 2012.