Engineering Structures: Tobia Zordan, Tao Liu, Bruno Briseghella, Qilin Zhang
Engineering Structures: Tobia Zordan, Tao Liu, Bruno Briseghella, Qilin Zhang
Engineering Structures: Tobia Zordan, Tao Liu, Bruno Briseghella, Qilin Zhang
Engineering Structures
journal homepage: www.elsevier.com/locate/engstruct
a r t i c l e i n f o a b s t r a c t
Article history: Nowadays, seismic isolation system has been widely applied in the world to mitigate damage risk of
Received 17 September 2013 structures. Although maximum displacement demand can be obtained through nonlinear time history
Revised 5 April 2014 (NLTH) analysis, many approximate methods are frequently recommended in structural specications
Accepted 27 May 2014
to reduce the required computational time. One of the best-known methods is the equivalent linear
Available online 2 July 2014
(EL) method, in which the nonlinear response of isolator can be adequately modeled using a ctitious vis-
cously damped elastic structure. In this paper, a comparison between existing expressions supplying the
Keywords:
state of research is carried out and then, an improved expression is presented for equivalent linearization
Seismic isolation
Bilinear behavior
of structures supported on lead rubber bearings (LRB). Based on the concept of secant stiffness, the opti-
Peak displacement mal damping ratios, which minimize the errors of maximum displacement between EL analysis and NLTH
NSGA-II optimization analysis, are calculated and averaged over 12 ground motions. Then, a rational model to estimate equiv-
Equivalent damping ratio alent damping ratio is derived through statistic analysis of the optimal damping ratios. To examine the
prediction accuracy of the proposed model, mean ratios of approximate to exact maximum displacement
and root mean square error for different isolated period are calculated as evaluation indicator. Compared
with other EL models, the newly proposed model predicts a displacement that is in better agreement with
the one obtained through NLTH analysis.
2014 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.engstruct.2014.05.044
0141-0296/ 2014 Elsevier Ltd. All rights reserved.
T. Zordan et al. / Engineering Structures 75 (2014) 340352 341
Fig. 1. (a) Lead rubber bearing (LRB) and (b) idealized bilinear hysteresis model.
Fig. 3. R&H model: (a) secant stiffness and (b) equal energy dissipation principle.
Table 1
Recorded earthquake ground motions used in this study.
Date Earthquake Ms Station name Rrup (km) Vs30 (m/s) Com. (deg) PGA (m/s2) PGV (m/s) PGD (m) Duration (s)
1966 Parkeld 6.2 Temblor pre-1969 16.0 527.9 205 3.504 0.215 0.038 30.3
1971 San Fernando 6.6 Castaic-Old Ridge Route 22.6 450.3 021 3.177 0.156 0.024 30.0
1972 Managua-Nicaragua-01 6.2 Managua-ESSO 4.1 288.8 090 4.131 0.214 0.060 26.0
1979 Imperial Valley-06 6.5 Compuertas 15.3 274.5 015 1.826 0.138 0.029 36.0
1980 Mammoth Lakes-01 6.1 Convict Creek 6.6 338.5 090 4.084 0.232 0.047 30.0
1980 Victoria-Mexico 6.3 Cerro Prieto 14.4 659.6 045 6.091 0.316 0.131 24.5
1983 Coalinga-01 6.4 Parkeld-Cholame 2WA 44.7 184.8 000 1.069 0.113 0.026 40.0
1989 Loma Prieta 6.9 Foster City-Menhaden Court 45.6 126.4 270 1.048 0.206 0.080 30.0
1992 Cape Mendocino 7.0 Petrolia 8.2 712.8 000 5.782 0.481 0.219 36.0
1994 Northridge-01 6.7 LA-Wonderland Ave 20.3 1222.5 095 1.101 0.087 0.018 30.0
1995 Kobe-Japan 6.9 Kakogawa 22.5 312.0 000 2.466 0.187 0.058 41.0
1999 Kocaeli-Turkey 7.5 Izmit 7.2 811.0 090 2.153 0.298 0.171 30.0
Note: Ms is the surface-wave magnitude of recorded earthquake; Rrup is the rupture distance to the horizontal projection of the fault; Vs30 is shear-wave velocities in the upper
30 m of the site prole; Com. is the horizontal component of the considered ground motions.
is the best-known. The equivalent stiffness Keq and the equivalent When EL analysis is performed, it is obviously noted that the
damping ratio neq should be determined such that the maximum rational estimation of EL properties is crucial for the prediction
displacement responses of the two systems are approximately accuracy. The main difference among the existing EL methods is
equal, as shown in Fig. 2. the way in which the EL properties are determined. According to
342 T. Zordan et al. / Engineering Structures 75 (2014) 340352
Fig. 4. Estimation accuracy of R&H model based on isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
Fig. 5. Standard deviation of measured ratios based on R&H model and isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
and its EL counterpart was within the range 10% to +20%. Several equivalent linear models are evaluated in Section 2 through com-
hysteretic systems including bilinear, stiffness degrading, strength parison of results between EL analysis and NLTH analysis. Section 3
degrading and pinching models were considered. The proposed presents the optimal damping ratios obtained using the genetic
empirical equations were abbreviated to G&I model and shown algorithm. Then, in Section 4, an improved equivalent damping
in Eq. (6). model is proposed based on statistic analysis of optimal damping
For l < 4.0: ratios. Conclusions are given in Section 5.
T eq =T 0 1 0:1262l 12 0:0224l 13 6a
2. Evaluation of the considered EL models
Fig. 6. Estimation accuracy of D&B model based on isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
Fig. 7. Standard deviation of measured ratios based on D&B model and isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
T. Zordan et al. / Engineering Structures 75 (2014) 340352 345
horizontal component, peak ground properties and duration. The motion on seismic isolation system may be up to 20 and higher.
results from NLTH analyses are averaged over the selected ground Although many research works [8,10,14,23,25] contain ductility
motions and used in this study. ratios smaller than 5, it is unrealistic that the LRB system has a
maximum displacement of 0.05 m under design earthquakes. So,
2.2. Parameter variation and assessment procedure the maximum displacement of LRB system is considered as param-
eter in the present paper, which varies from 0.1 m to 0.4 m with
Since the superstructure in general remains linear elastic and increment equal to 0.05 m. To differentiate the concept of viscous
moves like a rigid body when subjected to an earthquake, seismi- damping and hysteretic damping, the inherent damping ratio of
cally isolated structures can be simplied to be a single-degree-of- the bilinear SDOF system is assigned to be zero, i.e., n = 0. Herein
freedom (SDOF) system in many structural specications, lies the assumption that the seismic input energy in nonlinear sys-
particularly for low-to-medium rise buildings. Considering a SDOF tem is dissipated only through hysteretic behavior.
system, the characteristics of bilinear hysteresis model can be The accuracy of approximate method is examined through com-
selected as varied parameters. For a typical LRB, the yield displace- parison of results between NLTH and EL analysis. Detailed proce-
ment is only a function of the lead core height since lead has a pre- dures to perform both NLTH and EL analysis of seismically
dened yield stress and shear modulus, which could be considered isolated structure are described below.
as a constant (0.01 m). It is not consistent to x both the yield dis- Exact maximum inelastic displacement can be considered as
placement and the pre-to-post yield stiffness ratio since the post- the specied isolator displacement. However, an iterative scaling
yield stiffness is based on the rubber stiffness and the pre-yield process of the selected ground motions should be performed until
stiffness is based mostly on the lead core strength, both of which the computed displacement is, within a tolerance, equal to the
can be varied independent on one another. Therefore, the normal- desired isolator displacement. The scaling factor is considered
ized yield strength f (yield of lead divided by supported weight) satisfactory if the relative error between computed and specied
p
and isolated period Ti (i.e., 2p M=K p ) are selected as the two isolator displacement is within 1%. NLTH analysis of the isolated
parameters to be varied, which is also consistent with those used structure is conducted using the Open System for Earthquake Engi-
by designers of LRB systems. Here, the normalized yield strength neering Simulation (OpenSees) [26] due to its modularity and high
f varies from 0.04 to 0.22 with increment equal to 0.02. Fundamen- execution speed. Bilinear forcedeformation behavior is modeled
tal period of the isolated structure is generally considered to range by elastomeric Bearing element in OpenSees. To solve the nonlin-
between 1.5 s and 3.0 s [24]. Thus, a total of 16 isolated periods of ear equations of motion of the bilinear system, the Newmark-b
vibration between 1.5 s and 3.0 s are also assigned with period method [27] is used with b = 0.25 and c = 0.5.
increment equal to 0.1 s. Furthermore, as mentioned by Hwang For EL analysis, the EL properties can be determined based on
and Chiou [14], ductility ratio demanded by an earthquake ground displacement ductility ratios and hysteretic characteristics of the
Fig. 8. Estimation accuracy of G&I model based on isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
346 T. Zordan et al. / Engineering Structures 75 (2014) 340352
system. Here are the steps to estimate the maximum inelastic Denote Dap;l T eq ; neq and Dex;l T 0 ; a; l; n0 to be the approximate
displacement using EL analysis: and the exact maximum inelastic displacement when subjected
to the lth ground motion, respectively, and mean ratio R can be
(1) Calculate the period of vibration of the equivalent system expressed as:
using the equations for period shift corresponding to differ-
ent EL models. 1X N
Dap;l T eq ; neq
R 7
(2) Compute the equivalent damping ratio of EL system using N l1 Dex;l T 0 ; a; l; n0
the equations corresponding to different EL models.
where N is the number of earthquake records.
(3) Compute the response time history of EL system with a
In the following illustrations, ratios smaller than one indicate
linear time history analysis based on the EL properties
that the approximate method underestimates on average the exact
computed in steps 1 and 2. Note that the seismic input
maximum displacement in inelastic system and ratios larger than
should be the scaled earthquake record used in NLTH analy-
one mean that the approximate method overestimates on average
sis to produce the specied isolator displacement.
the exact maximum inelastic displacement. Furthermore, in order
(4) Calculate the approximate maximum inelastic displacement
to assess the dispersion of ratios computed using different earth-
as the maximum absolute value of displacement response
quake ground motions, the standard deviation of the ratios is also
computed in step 3.
investigated, as given by:
s
2.3. Results of parametric analysis 2
1 XN Dap;l T eq ; neq
rR R 8
N1 ex;l T 0 ; a; l; n0
l1 D
According to the parameters specied in Section 2.2 (i.e., 10
normalized yield strengths, 16 isolated periods, 12 ground motions Due to the limitation of paper space, the following results are only
and 7 isolator displacements), a large number of numerical simula- based on isolator displacement equal to 0.1 m, 0.2 m, 0.3 m and
tions are performed, including both nonlinear and linear dynamic 0.4 m. In addition, for the sake of clarity, the results are plotted
analysis. A total of 10 16 12 7 = 13,440 inelastic displace- against less parameter than specied. Fig. 4 shows mean approxi-
ment demands are computed by iteration. Meanwhile, the scaled mate to exact ratios corresponding to R&H model. When the isola-
ground motions are used as the seismic input of linear dynamic tor displacement is 0.1 m, the maximum inelastic displacement is
analysis. Accordingly, 13,440 3 = 40,320 linear time history anal- accurately predicted for normalized yield strength f less than 0.08.
yses are performed based on three EL models described previously. However, the exact displacement is signicantly underestimated
Ratios of approximate to exact maximum inelastic displace- for f larger than 0.12. It can be seen that the mean ratios in general
ment are computed and averaged over the 12 ground motions. increase with increasing the isolator displacement from 0.1 m to
Fig. 9. Standard deviation of measured ratios based on G&I model and isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
T. Zordan et al. / Engineering Structures 75 (2014) 340352 347
0.3 m. For isolator displacement larger than 0.3 m, the maximum f the inuence of isolated period on the standard deviation is not
displacement is overestimated by R&H model and the estimation clear. However, for large f the standard deviation in general
accuracy could be considered to be independent of various decreases with increasing the isolated period.
parameters. Mean and standard deviation of approximate to exact displace-
Regarding standard deviation of the measured ratios computed ment ratios produced by G&I model are illustrated in Figs. 8 and 9,
by R&H model, as shown in Fig. 5, larger dispersions will be respectively. It can be noted that the maximum inelastic displace-
obtained for relatively higher f except for cases with short isolated ment is generally underestimated, particularly when the normal-
period when small isolator displacement is considered. In general, ized yield strength is equal to 0.04. With increasing the isolated
the standard deviation decreases with increasing the isolator period and the isolator displacement, the estimation accuracy
displacement. becomes better. Although for large f most of the measured ratio
Fig. 6 presents the mean approximate to exact displacement is in between 0.9 and 1.0, the standard deviation computed based
ratios calculated by D&B model. In general, it can be observed that on G&I model is much larger than those obtained by R&H model or
the exact isolator displacement is signicantly overestimated. The D&B model. In addition, the standard deviation in general increases
estimation accuracy increases with increasing the isolated period. with increasing the isolator displacement.
Furthermore, it is interesting to see that for small normalized yield
strength the measured ratio R decreases with increasing the isola- 3. The optimal damping ratio required in equivalent
tor displacement while for large f the measured ratio R generally linearization
increases with increasing the isolator displacement.
Compared with R&H model, larger standard deviation of the In order to derive a rational expression of equivalent damping
measured ratios could be obtained by D&B model, as presented ratio, the optimal damping ratio nopt, which minimizes the error
in Fig. 7. Similar to the results of mean ratio R, for relatively small of maximum displacement between EL analysis and NLTH analysis,
Fig. 11. The optimal damping ratios computed based on isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
Fig. 12. Surface tting of optimal damping ratios based on isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
8
< A 0:3395 exp0:9499 x
>
B 0:0622 exp5:644 x 10
>
:
C 0:1549 exp5:043 x
Fig. 14. Estimation accuracy of the proposed model based on isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
Fig. 15. RMSE of different EL models based on isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
T. Zordan et al. / Engineering Structures 75 (2014) 340352 351
Fig. 16. Estimation accuracy of the proposed model based on isolator displacement equal to (a) 0.1 m, (b) 0.2 m, (c) 0.3 m and (d) 0.4 m.
Regarding standard deviation of the measured ratios, the dis- (2) The optimal damping ratio nopt computed using generic algo-
persion obtained by the proposed model is comparable to those rithm increases with increasing the isolated period of bilin-
from R&H model, as shown in Fig. 16. ear isolation system. As the normalized yield strength
In a word, the newly proposed EL model leads to accurate and increases, nopt also increases. However, nopt decreases with
conservative results, and may be used in the practical analysis increasing the isolator displacement.
and design of seismically-isolated structures with LRB systems. (3) The improved expression of equivalent damping ratio, as
Since the research in this paper are based on bilinear SDOF system, functions of normalized yield strength, isolated period and
the proposed model could be applicable as long as the investigated isolator displacement, can accurately predict the optimal
systems (building or bridge) can be simplied into bilinear SDOF damping ratios.
systems. (4) Compared to other EL models, the proposed EL model could
accurately predict the isolator displacement. Most of mean
5. Conclusions approximate to exact displacement ratios range from 1.00
to 1.05, which indicates that the relative error is in general
In this paper, an improved model is presented for equivalent less than 5% and the estimated results are conservative.
linearization of structures isolated by LRB. Bilinear hysteresis (5) In many codes, the use of equivalent linearization is limited
model with a yield displacement of 1 cm is assumed to LRB. Three by several requirements, which are usually involved in
equivalent linear models are evaluated through comparison of equivalent stiffness, equivalent damping ratio and restoring
results between EL analysis and NLTH analysis. The optimal damp- force and so on. However, the improved model is proposed
ing ratios obtained by the genetic algorithm are used in derivation through a smart methodology, which seems to overtake
of an improved equivalent viscous damping model. some of these limitations.
Based on the results obtained from this study, the following
conclusions could be drawn: In spite of the good agreement obtained in this study, a larger
set of data are needed to let the proposed model be considered
(1) Among the investigated EL models, R&H model yields better for practical purposes. In addition, more research is needed to
estimation accuracy than D&B model and G&I model. In assess the accuracy of the expression proposed when it is intended
addition, D&B model overestimates the exact maximum dis- for multi-degree-of-freedom systems and also to determine the
placement of LRB systems while G&I model in general parameters to be used for other types of hysteretic devices
underestimates the peak isolator displacement. commonly adopted in the engineering practice.
352 T. Zordan et al. / Engineering Structures 75 (2014) 340352
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