Sornarajah (1994) The Definition of Murder Under The Penal Code PDF
Sornarajah (1994) The Definition of Murder Under The Penal Code PDF
Sornarajah (1994) The Definition of Murder Under The Penal Code PDF
[1994] 1 28
3
4
5
6
For the controversy in England, see, eg, Lord Goff, The Mental Element in the Crime
of Murder (1988) 104 LQR 30 and the reply to this article by Professor Glanville Williams,
The Mens Rea for Murder: Leave it Alone (1989) 105 LQR 387.
The Indian Penal Code forms the basis of the Penal Codes of Singapore and Malaysia. With
modifications, the Indian Penal Code was adopted in other former colonies of Britain such
as Ceylon (Sri Lanka) and parts of the Sudan and Nigeria.
[1991] 3 MLJ 405.
[1991] 1 MLJ 196.
[1993] 2 SLR 657. The Court of Criminal Appeal approved Tan Cheow Bock [1991] 3 MLJ
405.
PP v Lee Teck Sang (27 October 1993); PP v Muhammad Rad bin Said (1 November 1993);
PP v Ramasamy (3 November 1993); Goh Chong Hoon v PP (Criminal Appeal No 29 of
1993); Yap Biew Hian (Criminal Appeal No 18 of 1993) Muhammad Radi [1994] 2 SLR 146.
In all of the cases reported, evidence showed that conviction under the first clause of
intentional murder was maintainable. There was little reason for the prosecution to bring
the charge under the third clause.
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the Code adequately copes with the problems that have arisen in the other
jurisdictions. Such a comparison will also help in the elucidation of the
law under the Code.
I. THE TECHNIQUE
OF
DEFINITION
OF
MURDER
UNDER THE
CODE
The Code borrows a technique of definition of murder from the Scots law
in that it first defines the generic concept of culpable homicide in section
299, itself a term borrowed from Scots law.8 It then defines murder in
section 300, leaving it to deduction the circumstances in which culpable
homicide will not amount to murder.9 Though the outer shell is provided
by the Scots law, the definitions of the mental states in murder appear to
have been based on concepts advocated by nineteenth century reformers
of the English law.10 These reforms which were largely based on the writings
of the English utilitarian philosopher, Jeremy Bentham, did not succeed
in England but were transported to the colonies, principally India, by his
many disciples.11 There is no room at all for doubt that the law of murder
stated in the Code was miles in advance of the English law existing at
the time of codification.12
Macaulay, the principal draftsman of the Code had never practised law.13
As a leading disciple of Jeremy Bentham, he gave expression to many ideas
of his master in the Code.14 The definition of murder in the Code went
8
9
10
11
12
13
14
The standard text on the criminal law of Scotland is CH Gordon, Criminal Law of Scotland
(1978).
The circumstances in which murder is reduced to culpable homicide not amounting to
murder are specified in the exceptions. The statement in the text does not refer to these
instances.
There is one view that the definitions in the Code are the outcome of the philosophic
intelligence of Macaulay but this view is too adulatory. The concepts in the Code can be
traced to English or Scots law. Unfortunately, the Scots law origins of the Code have been
largely ignored. It is unclear as to how Scots law influenced the Code, though some of its
provisions, like the recognition of excessive self-defence, can be traced to Scots law.
Macaulays training was English and he was admitted to the English bar.
E Stokes, The English Utilitarians in India (1959). Both Macaulay and James Fitzjames
Stephen who drafted the Evidence Act were Benthamites. See L Radzinowicz, Sir Fitzjames
Stephen and His Contribution to the Development of Criminal Law (1957).
The definition in the Indian Penal Code contained no constructive doctrines and there is
a delicate balance between subjective and objective factors in the definition of the Code.
English law recognized constructive murder until the Homicide Act 1957. The English law
has yet to work out the precise scope of murder.
For a recent biography of Macaulay, see J Clive, Macaulay: the Shaping of the Historian
(1987). Some of the papers of Macaulay are available at the library of Trinity College,
Cambridge where Macaulay was a Fellow. There is no indication that he had any extensive
contact with Scots law.
The point is made in many surveys of the history of the drafting of the Indian Penal Code.
See MP Jain, Outlines of Indian Legal History (1972), at 540.
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through further refinements at the hands of Sir Barnes Peacock and other
members of a later Indian Law Commission, before it finally became law.15
Though the outer shell of the definition of murder is Scots law, the definition
itself owes much to the rationalization of some concepts of criminal law
by Bentham and his followers.16 It would be an error of understanding to
state that the provisions on murder are based on the then existing English
law on murder, which was in a state of shoddy mess.
The English law of homicide had developed two categories of unlawful
killing by the time of Bentham. It had reached the stage where murder
was defined as an unlawful killing with malice aforethought and manslaughter was defined as any unlawful killing. The concept of malice aforethought
which was an amorphous concept with moral overtones was the principal
basis of the distinction between murder and manslaughter. Parallel with
this development, there was always a category of murder that was dependent
on the unlawful act alone without the need for the proof of any mens rea
at all. This was the rule relating to constructive murder under which any
killing which took place as a result of an unlawful act was considered murder.
The famous example given in Coke was of a person shooting at a fowl.
The shot hit a man accidentally and killed him. This was regarded as murder.
It was an obnoxious rule as there was liability under it despite the absence
of any mens rea.17 There was much preoccupation with the limiting of this
rule. By the time of Foster,18 the rule had come to be limited to situations
where the unlawful act involved amounted to a felony.19 The final abolition
of this constructive doctrine was accomplished by the Homicide Act only
in 1957. But the ghost of the doctrine still seems to haunt the English law
on murder.20 One major feature in the Penal Code definition of murder is
15
16
17
18
19
20
The exact nature of the changes or the reasons for them remain a mystery. There was
apparently a report by Peacock but this report is missing. See R Cross, [1978] Crim LR
524.
Further see M Sornarajah, The Interpretation of the Penal Codes [1991] 3 MLJ cxxix
at cxxx.
Cokes Institutes, c VII. Any killing of a policeman was also considered murder. Mackalley
(1611) 9 Co Rep 67b; 77 ER 828.
Fosters Discourse on Homicide. Malice aforethought according to Foster involved a heart
regardless of social duty. The definition survives in American law on murder. Similar
definitions are to be found in East, 1 PC 262.
A felony, like rape and robbery, involved violence and it was easy to rationalize the rule
that a killing in the course of such felonies should be considered murder as the killing ought
to have been foreseen as possible by the perpetrators of such felonies.
English lawyers have yet to work out the scope of reckless murder as evidenced by the
debate between Lord Goff and Professor Williams referred to in note 1. The direction based
on Nedrick [1986] 3 All ER 1 which is to be given on charges of murder is sufficient only
for paradigm cases. It focusses on the realization of the accused of the effects of his act.
It does nothing to solve the issue as to reckless murder or the causing of intentional injuries
which are fatal. See Cunningham [1982] AC 582 and Hancock [1986] AC 455.
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21
22
23
24
25
26
It is obvious that illustration (c) to s 299 is taken from Coke Institutues. It is made very
clear that an accidental killing could not be any form of culpable homicide.
The subjective theory of liability focussed on the mental state of the offender himself. For
Benthamites, who stressed deterrence as the main aim of punishment, it was important to
identify the precise state of the offenders mind so that punishment could be measured to
fit the crime and serve as deterrence to him. The objective theory on the other hand stressed
the crime and its prevention and was less concerned with the offenders state of mind. It
readily attributed to the offender the state of mind of any reasonable person in the same
situation as he and committing the same act in order to achieve through his punishment
the social objective of reduction of crime.
The writer assumes, without proof, that the clash took place in the period between Macaulays
draft and the revised version of the Code which became law.
A third major change was that the Indian code did away with a mandatory capital sentence
for murder, giving the judge the discretion to choose between a life sentence and capital
punishment.
John Austin, a disciple of Bentham was the founder of English positivism. See his Lectures
on Jurisprudence (Chs VII to X). He was a member of the Commission which was given
the task of reforming the law of homicide in England. He was able to incorporate his views
into the report of the Commission. See Fourth Report of Her Majestys Commissioners on
Criminal Law, (1939) 19 Parl Papers at xix. His views on supplanting malice aforethought
with intention and recklessness as the basic elements of murder had an influence on both
the draftsmen of the Indian Code as well as on the subsequent development of the common
law.
The view that is currently supported in England by academics like Glanville Williams that
murder must be confined to intentional killings can be traced to Benthamite writings.
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debate on the definition of murder is along the lines that was initiated by
the positivists in the early nineteenth century.
The second change flowed from the penal philosophy of the Benthamites
that punishment should fit the criminal rather than the crime. The
Benthamites made a dramatic change to the existing penal philosophy. One
facet of this change was the discarding of all constructive doctrines which
involved the imposition of liability without any reference at all to the actual
mental state of the offender and the stress placed on the subjective theory
of liability.
The objective theory of liability permitted the imposition of liability on
the basis of inferences drawn as to the offenders state of mind and on
the basis of what a reasonable person in the offenders position would have
intended or realized. Once the objective mental state of the reasonable person
was established, there was an imputation of that mental state to the offender
and his liability was then assessed accordingly. Further inquiry as to what
the offender did intend was foreclosed and he was not permitted to show
that he never did intend or realize what the reasonable person in his position
would have realized. There was a sound aim in the application of the objective
theory. This aim was to indicate the standards of conduct that persons should
aspire to, particularly in regard to activity that is potentially dangerous to
others and it should not be permitted for persons who deviate from these
standards to plead that they had not realized the consequences of their
conduct. In a period when society was fast becoming industrialized and
there was much potentially hazardous activities as a result of the newly
invented machinery, the need for the formulation and maintenance of
external standards of behaviour and care to control such activities was
obviously desirable. Deterrence of conduct that deviates from accepted
standards of conduct was the obvious philosophy underlying the objective
theory. Its use in the law of murder is that potentially hazardous activities
which are threatening to human life must be carried out with extreme caution
and failure to recognize and abide by these standards of caution will involve
liability for murder.27
But the contrary argument was that the maintenance of this theory led
to the punishment of the innocent to ensure that standards were maintained.
There were obvious human rights arguments against adopting a course which
sacrificed the individual so that the greater good of the many could be assured.
The penal philosophy itself was shifting away from the crime to the criminal
and reformation of the offender rather than deterrence or retribution became
the catchword in penal philosophy. These trends gave the subjective theory
27
The best analysis of the rationale for the law of murder still remains, the article by Michael
and Wechsler in (1937) 37 Columbia LR 701.
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which emphasized the punishment of the criminal on the basis of his exact
mental state great impetus.
The criminal law has maintained a balance between these approaches.
It is unfortunate that in the English scene an acrimonious tussle has broken
out between the subjectivists and the objectivists which befuddles the law
to a great extent. This tussle clouds the definition of murder in that system.
Fortunately for the law under the Code, the conflict between these theories
was resolved at the outset in the formulation of the definition of murder
in section 300. That section contains a delicate balance between the two
theories. Initially, the first two clauses of section 300 indicate subjective
requirements. The offender must have intended to kill or to cause a grievous
bodily injury. The next two clauses contain objective elements. It is obvious
that the latter clauses are to be used only in the more extreme cases where
sufficient justification exists for a charge of murder. It is unfortunate that
some of the more recent judgments in the Code jurisdictions ignore this
balance which has been carefully worked out in the Code.
As a prelude to the discussion of the interpretation of the clauses in
section 300, it will be useful to indicate the general attitude of courts in
the Code jurisdictions to the interpretation of the Penal Code. There is
evidence that Macaulay drew many ideas for his draft of the Indian Penal
Code from the French Penal Code, the draft Penal Code prepared for
Louisiana by a fellow Benthamite, Edward Livingstone,28 and Scots Law.
It is only a predisposition of the colonized legal mind which accepts facilely
the myth that the Indian Code is a codification of the English law. The
nature and extent of the influence of English law, which at the time was
in a mess, on the Indian Code, is difficult to fathom. Bentham himself had
poured scorn on the English criminal law of his times. There was a belief
that English law served the interests of the propertied classes and was
inimical of the interests of the rising industrial class in Britain.29 Bentham,
Brougham and Mill who were associated with the reform of the criminal
law in England in the first half of the nineteenth century clearly wanted
to sweep away the biases in the criminal law in favour of the land-owning
classes. Their attention to the creation of a fairer system bore little fruit
in England but was diverted to the Asian colonies.30 Their efforts were not
characterized by any sense of colonial or racial domination but by a genuine
sense of adventure in devising a universally acceptable system of criminal
law which embodied a sense of fairness.
28
Livingstones Code was praised by Bentham. See Bentham, Works, Vol XI, at 23, 35-38,
51. It embodied many of his ideas.
29
J Hostettler, The Politics of Criminal Law: Reform in the Nineteenth Century (1992), at
165-174.
30
E Stokes, English Utilitarians in India (1959).
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Both Bentham and his disciples were intent on creating general jurisprudence acceptable not only in England but in other parts of the world.
Benthams tract on the principles of morals and legislation for different
times and places recognized that law cannot be introduced into different
places without making adaptations to suit different cultural and religious
conditions prevailing in those states.31 There is every indication that Benthamites
approached law-making in India without too many feelings of racial superiority. The prevailing sentiment in India, among its more enlightened
governors, was that account must be taken of the religions and habits of
the people. It is this spirit of the Benthamites which characterized lawmaking in India before the First War of Indian Independence (otherwise
known as the Indian Mutiny of 1857). On this historical view of the drafting
of the Indian Penal Code, English law has little relevance to the interpretation
of the Code.
But this view was soon discarded after the Indian War of Independence
(the Indian Mutiny). The Penal Code was introduced in 1860. The
application of the law after that period was based on notions of racial
superiority and on the use of the criminal law as an instrument of colonial
coercion.32 It became convenient to regard the Indian Penal Code as
nothing but English law, shorn of its technicalities. Judges who
administered the criminal law found it convenient to treat it as such, for
they were trained in the English law and either did not want to cope with
the philosophical baggage that accompanied Benthamite codification or
were not intellectually equipped to understand it. Hence, the convenient
myth was created that the Penal Code was based on the English law. The
myth has come to dominate the teaching and application of the law even
in post-colonial times in the Code jurisdictions. The time may now be ripe
to rid the law of its colonial antecedents, revive the Benthamite spirit which
motivated the making of the Penal Code and make the criminal law more
tuned to the needs of the people who live in the Code jurisdictions. The
reason why there is resistance to such an approach may well be that the
minds of the Asian lawyers are still crippled by the legacy of colonialism.
With this introductory background, the different clauses of section 300 may
now be explored.
31
There is much evidence of this in the Code. Eg, Macaulay took the Indian caste system
into account in dealing with issues of provocation.
32
Stokes, English Utilitarians in India (yr), at 269.
OF
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SECTION 300
[1967] 2 AC 173.
In the unfortunate case of DPP v Smith [1961] AC 290, the House of Lords treated the
inference as conclusive. The much criticized case led to s 8 of the Criminal Justice Act
1967, which established the inference as a rebuttable presumption.
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So too, where the offender had attacked a vital part of the body of the
victim, the inference of the intention is readily made. The cumulative presence
of the two instances, that is, where a vital part of the body is attacked with
a lethal weapon leads to a very strong inference of an intention to kill.
The tenor of the judgments in the Code jurisdictions is that where the inference
in drawn in such instances the onus on the accused to refute the inferences
would be a heavy one. Because of the importance of these accretions to
the law made in the decisions, it is best that these inferences be dealt with
at a later stage.
The term intention to kill was a Benthamite innovation. It was a term
which the Benthamites used with a degree of precision. But, unfortunately,
in the nineteenth century English law, the phrase became coterminous with
the old concept of malice aforethought and assumed a use quite unintended
by the Benthamites, further adding to the confusion of the law of murder
in England. This makes English precedents of no use for the interpretation
of the Code.
(ii) Intention to cause such bodily injury as the offender knows is likely
to cause death
The second clause did not exist in the original draft of Macaulay and
does not have its basis in the then existing English law. It requires the
assessment of the intention of the actor in relation to the awareness of the
actor of the circumstance of the case as well as his awareness of the condition
of the victim.35 The purpose of the clause was to provide for the situation
where the offender had some special knowledge of the condition of the
victim which would lead to his death where some injury was caused to
him. Thus, if the accused knew that his victim was a haemophiliac and
that the causing of grievous hurt to him would necessarily result in his
succumbing to the injuries because of his peculiar condition, he would be
guilty of murder under this clause because of his awareness of the special
conditions.36
A peculiar physical condition widely prevalent in the Indian subcontinent
elucidated the use of the clause. It was also incidentally a factor that led
to much nationalist sentiment during the colonial times. Due to the wide
35
Though an intention to cause grievous bodily harm was recognized as a mental element
of murder in English law, grievous bodily harm was so loosely defined that almost any
bodily injury qualified for the purpose. So it was possible to contemplate the possibility
of murder by a pin prick in English law, at least until the Criminal Justice Act was passed.
The Code defines the precise types of grievous bodily harm that has to be intentionally
inflicted for there to be a conviction for murder.
36
It may be possible to trace this element of awareness in the definition of an intention to
Bentham, Principles, at 83.
10
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37
According to Bayley J in Thorpe (1829) 168 ER 1001, the foot was a lethal weapon.
An Indian has recorded these cases, obviously for political reasons. Sanyal, The Record
of Criminal Cases as between Europeans and Natives for the Last Hundred Years (1896).
(This tract is available in the Library of the British Museum.) Also see Sir Cecil Walsh,
Crime in India (1930): The vernacular journals say the Almighty has endowed the Indian
with an enlarged spleen in order to save the European from conviction for murder. The
Governor-General was concerned and wrote a letter on the subject (7 July 1876) which stated:
Bad as it is from every point of view, it is made worse by the fact, known to all residents
of India, that all Asiatics are subject to internal diseases which often renders fatal to life
even a slight external shock. The Governor-General in Council considers that the habit of
resorting to blows on trifling provocation should be resisted by adequate legal penalties
and those who indulge in it should reflect that they would be put in jeopardy for serious
crime. The incident interestingly portrays the need for an objective theory of liability in
these circumstances and the political sensitivities the definition of murder could create.
39
It is possible to argue on the basis of the letter of the Governor-General referred to in the
note above that such knowledge should be credited to the offender. But the interpretation
of the clause does not mandate such a course.
40
OBrien (1880) ILR 3; Rhandir Singh (1881) ILR 3 All 597; Idu Beg (1881) ILR 3 All
766; Bai Jiba (1917) Bom LR 823; Pleydel AIR 1926 Lah 313; Pameshri Das AIR 1934
Lah 332. For Ceylon, see (1898) 3 NLR 109. In Ismail AIR 1918 Sind 60, a weak heart
was involved.
41
In Fox. The case is not found in the reports but the publication by Sanyal referred to in
note 32 contains the judgment.
38
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11
to the harm that is inflicted. There are no reported instances of the use
of the clause in Singapore and Malaysia.42
(iii) Intention to cause bodily injury which is sufficient in the ordinary
course of nature to cause death
The third clause of the section has caused much controversy. Like the
second clause, the origin of the clause is not to be found in English law.43
The Penal Code seeks to define with precision the types of intention to
cause grievous hurt which could result in a conviction for murder in the
event of a homicide being caused by an accused.44 Under the Indian Code
where death results from an intentional infliction of an injury, the offence
could fall within a broad spectrum, the lowest of which is simple hurt45
and the highest of which is murder.46 For the killing to amount to culpable
homicide and murder, there should have been an intention to cause bodily
injury, the bodily injury should have been caused and the intention must
be of the three types described in sections 299 and 300. The intention must
first qualify as an intention of causing bodily injury likely to cause death
in which case the killing will amount to culpable homicide (s 299). Where
this is satisfied, the prosecution may be able to proceed further and establish
that there is an intention of causing such bodily injury as the offender
knows to be likely to cause death (clause 2 of s 300) or where there is
an intention of causing bodily injury to any person and the bodily injury
is sufficient in the ordinary course of nature to cause death (clause 3)
in which case the requirement for murder will be satisfied. Clause 2 has
already been considered and it was pointed out that it depends on the
subjective intention of the accused to cause bodily injury and the subjective
42
43
44
45
46
In the English law which existed at the time, such a result could not have been arrived
at. A murder conviction on these facts was a distinct possibility on the basis of constructive
malice.
In English law, grievous bodily harm was defined broadly as anything as sensibly
to interfere with health or comfort. In times when constructive doctrines were recognized,
an intentional causing of grievous hurt resulting in a killing was murder.
Here again the Scots law origin of the clause is more plausible. In Scots law, the injury
inflicted should be of such a kind as indicates an utter recklessness as to the life of the
sufferer whether he live or die Gordon, The Criminal Law of Scotland (1978), at 681. This
requirement restricts the type of grievous harm that has to be caused and is an advance
of the English law as it then existed on the point.
There cannot be murder by a pin prick under the Penal Code. So in the situation where
there is a pin prick on a haemophiliac who dies as a result, there can only be conviction
for simple hurt as this is all that was intended (unless, of course, the offender knew of the
victims condition and intentionally exploited it, in which case the killing.
Public Prosecutor v Somasunderam AIR 1959 Madras 323; Inder Singh (1928) ILR 10
Lah 477.
12
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50
51
52
53
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13
the essential elements necessary for the establishment of the case for the
prosecution under the clause in the following terms:
First, it must establish, quite objectively, that a bodily injury is present;
Secondly, the nature of the injury must be proved. These are purely
objective investigations. Thirdly, it must be proved that there was an
intention to inflict that particular bodily injury, that is to say, that it
was not accidental or unintentional, or that some other kind of injury
was intended. Once these elements are proved to be present, the enquiry
proceeds further, and Fourthly, it must be proved that the injury of
the type just described made up of the three elements set out above
is sufficient to cause death in the ordinary course of nature. This part
of the enquiry is purely objective and inferential and has nothing to
do with the intention of the offender. Whether an injury is or is not
sufficient in the ordinary course of nature is a question of fact and
it does not cease to be sufficient merely because the person who inflicts
the injury does not know that it is sufficient.
But there is an evident distaste in the Indian courts for the conviction
of a person under the third clause for murder because of the fact that it
uses an objective theory, this despite the fact that there is no mandatory
capital punishment for murder under the Penal Code. The present writers
survey of the reported Indian judgments in which the third clause was used
shows that the capital sentence was not imposed in these cases. There is
also a tendency to wriggle out of using the clause by focussing on the
circumstances of the case.54 One major restriction that the Indian courts
have placed is to focus on the first phrase in the third clause which emphasizes
the need for a subjective intention to cause grievous bodily injury.
There is a situation in which the harshness of the application of section
300 is obvious.55 The offender cuts the victim on his foot with the specific
idea of avoiding the causing of a fatal injury. But an artery is severed and
the medical evidence is that in the ordinary course of nature the injury
will prove to be fatal. He could be liable for murder under the third clause
recent of them are Tholan v State of Tamil Nadu [1984] 2 SCC 133; Jagrup Singh v State
of Haryana [1981] 3 SCC 616; Randhir Singh v State of Punjab [1981] 4 SCC 484; Kulwant
Rai v State of Punjab [1981] 4 SCC 245; Hari Ram v State of Haryana [1983] 1 SCC 193.
Jagtar Singh v State of Punjab [1983] 2 Scc 342.
54
In Tholan v State of Tamil Nadu, there are dicta that a single blow that proves fatal cannot
attract the use of the third clause. This case and others which contain similar views are
explained on the basis of the circumstances contained in them in Jaiprakash v State (Delhi
Administration) [1991] 2 SCC 32.
55
This situation was adverted to by Professor Gledhill in an article published in India. Gledhill,
The Indian Penal Code in the Sudan and Northern Nigeria (1960) Yearbook of Legal
Studies (Madras).
14
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on the basis that there was an intentional causing of bodily injury and that
the bodily injury so caused was fatal in the ordinary course of nature. Such
a result would obviously be unjust.
The Indian courts have circumvented this difficulty, firstly, by emphasizing the subjective element in the first phrase in the third clause of section
300 and, secondly, by stressing that the consequences that are known to
follow from the injury are to be judged, not only in the light of expert
evidence, but in the light of the knowledge of the ordinary man. Thus, in
Laxman Kalu Nikalje v the State of Maharashtra,56 a superficial injury on
the chest of the victim had severed an artery and caused the victims death.
Hidayatulla CJ held that the injury that the accused intended to cause did
not include the severance of the artery. It would appear from the Chief
Justices judgment that for the second phrase of the third clause to be satisfied,
the injury must be of a substantial nature and be caused to a vital part
of the body which is known by ordinary persons to be susceptible to fatal
wounds. Again, in Harjinder Singh v Delhi Administration,57 the injury
caused on the thigh of the victim proved fatal as a femoral artery had been
severed and a great loss of blood caused. The trial judge, purporting to
follow Virsa Singh, had found the accused guilty of murder on the basis
that the injury was intentionally inflicted and that medical evidence showed
that the injury would be fatal in the ordinary course of nature. The High
Court affirmed conviction, but the Supreme Court held that the conviction
for murder under the third clause of section 300 was not tenable on the
facts. According to the Court, the accused had intended to cause an injury
on the thigh but he had not intended to cut the artery. Therefore, the
requirement of the first phrase in clause three had not been satisfied. The
effect of these decisions is to avoid an unnecessary reliance on objectivity
by stressing the subjective requirements of the first phrase. It is in the most
obvious instances that a conviction under the third clause will be permitted
to stand.58
The third clause is very much a part of the law of murder in India. It
is, however, to be used with considerable caution. The statement of the
law in Virsa Singh has been consistently followed by the Indian Supreme
Court59 that it is now settled in that country that it is the leading case on
the interpretation of the third clause. A recent affirmation of Virsa Singh
by the Indian Supreme Court was in Jaiprakash v State (Delhi Adminis56
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15
tration).60 Since there is a good survey of the law in the judgment of Reddy
J in that case it is useful to state the facts of the case and the explanation
of the clause in some detail.
The facts were that the accused had a relationship with the wife of the
deceased. On the day of the killing, the accused had visited the woman
at her home. The deceased who had come in then had remonstrated with
the accused regarding his visit. Thereupon the accused pulled out a knife
(a kirpan) and stabbed the deceased on his chest. The medical evidence
was that the stab wound was sufficient in the ordinary course of nature
to cause death. The trial court found the offender guilty and the conviction
was affirmed by the High Court and the Supreme Court. Reddy J, after
referring to Virsa Singh and the judgment of the Divisional Bench of the
Supreme Court in Jagrup Singh observed:
In both these cases it is clearly laid down that the prosecution must
prove (1) that the bodily injury is present, (2) that the injury is sufficient
in the ordinary course of nature to cause death, (3) that the accused
intended to inflict that particular injury, that is to say, it was not
accidental or unintentional or that some other kind of injury was
intended. In other words clause thirdly consists of two parts. The first
part is that there was an intention to inflict the injury that is found
to be present and the second part that the said injury is sufficient to
cause death in the ordinary course of nature. Under the first part the
prosecution has to prove from the given facts and circumstances that
the intention of the accused was to cause that particular injury. Whereas
the second part whether it was sufficient to cause death is an objective
enquiry and it is a matter of inference or deduction from the particulars
of the injury.
Reddy J saw a limiting factor in the second phrase of the third clause.
The second phrase refers to the injury intended to be inflicted. He explained
the significance of the presence of this clause in the second phrase in the
following terms:61
from the mere fact that the injury caused is sufficient in the ordinary
course of nature to cause death it does not necessarily follow that the
offender intended to cause the injury of that nature. However, the
presumption arises that he intended to cause that particular injury. In
such a situation the court has to ascertain whether the facts and
circumstances cannot be laid down in an abstract rule and they will
60
61
16
[1994]
vary from case to case. However, as pointed out in Virsa Singh, the
weapon used, the degree of force released in wielding it, the antecedent
relations of the parties, the manner in which the attack was made,
that is to say sudden or premeditated, whether the injury was inflicted
during a struggle or grappling, the number of injuries inflicted and
their nature and the part of the body where the injury was inflicted
are some of the relevant factors. These and other factors have to be
considered and if on a totality of these circumstances a doubt arises
as to the nature of the offence, the benefit has to go to the accused.
Hence, in Indian law, in addition to the subjective element in the first
phrase, there is also an element of intention that is involved in the second
phrase. The prosecution is required to establish that the type of injury that
caused death in the ordinary course of nature was the type of injury that
the offender intended to inflict. The Indian courts have adopted a cautious
approach to section 300 because of the objective approach involved in its
use. In addition, there is the safeguard that the Indian courts have a discretion
to choose between capital punishment and life imprisonment and have
generally exercised the choice in favour of life imprisonment in circumstances where the conviction has been under the third clause.
Developments in Singapore Law
There may be a preference for the use of the third clause of section 300
if the facile view is taken of the clause that all that it requires is the proof
of a subjective intention and then objective factors based largely on medical
evidence take over. This probably flows from the perception that once the
subjective intention is proved, objective considerations take over and that
all that has to be satisfied thereafter is to show that the injury caused was
of such a character that it would ordinarily prove fatal. This can be satisfied
through medical evidence. This perception has not been corrected by the
courts which have been preoccupied with the interpretation of the third clause
by the Privy Council in a case on appeal from Singapore. The courts in
Singapore have purported to follow the Indian cases but it would appear
that, in reacting to the Privy Council decision which veers the law towards
subjectivity, there has been a tendency to favour objective notions to a greater
extent. The course of the development of the law in Singapore may be
detailed.
The Singapore case in which the Privy Council considered the third clause
was Mohamed Yasin b Hussin v Public Prosecutor.62 The facts of the case
as detailed in the reports were that the accused, a young man, and another
62
SJLS
17
person had entered the hut of an elderly Chinese woman of slight build
to commit burglary. In the course of a struggle with the woman, the accused
had formed a desire to rape her. The nature of the injuries showed that
he used extreme force on her. Her ribs were broken and had caused congestion
of her lungs, leading to cardiac arrest. Medical opinion was that the injuries
were caused by someone sitting with force on the chest of the victim.63
The trial judge had found the accused guilty of murder under the third clause
of section 300. The High Court of Singapore affirmed the conviction. The
accused appealed to the Privy Council.
The advice of the Privy Council on the case was written by Lord Diplock.
It is interesting to keep in mind that Lord Diplock had in the same year
that he was hearing Mohamed Yasin sat in the House of Lords when it
decided the English case, Hyam.64 His speech in that case was clearly moving
the English law towards subjectivity.65 His analysis of the history of the
English law of murder in that case was in itself an interesting example
of the use of history by a distinguished judge to favour his own predisposition
towards changing the direction of the law of homicide, heavily dependent
on objectivity throughout its formation, towards subjectivity. Lord Diplock
was in a frame of mind that disposed him to the preference of subjective
formulations. In his opinion in the Mohamed Yasin case, there are passages
which may be taken as giving expression to his preference for subjective
views.66 In acquitting the accused of murder, Lord Diplock stated the deficiency
in the prosecutions case in the following terms:
The lacuna in the prosecutions case which the trial judge overlooked
was the need to show that, when the accused sat forcibly on the victims
chest in order to subdue her struggles, he intended to inflict upon her
the kind of bodily injury which, as a matter of scientific fact, was
sufficiently grave to cause the death of a normal human being of the
victims apparent age and build even though he himself may not have
had sufficient medical knowledge to be aware that its gravity was such
as to make it likely to prove fatal.
63
The case is discussed in greater detail by the pathologist who gave expert evidence. See
Chao Tze Cheng, Murder Is My Business (1990).
64
[1975] AC 55.
65
Unlike the other Law Lords who sat with him, Lord Diplock was prepared to overrule DPP
v Smith [1961] AC 290. It was on the basis of his speech that the later Privy Council
decision on appeal from the Isle of Man, Frankland and Moore v R refused to follow
Smith.
66
For example, his view that it was essential for the prosecution to prove, at the very least,
that the appellant did intend by sitting on the victims chest to inflict upon her some internal,
as distinct from mere superficial, injuries or temporary pain. It is possible to argue that
this requires proof of a subjective intention as to the type of injury inflicted.
18
[1994]
The meaning of this long sentence is hardly clear. The first part of the
sentence seems to imply that the accused should be shown to have intended
the precise injury that he inflicted and the effect it would produce. The
second part seems to imply that this is not necessary and that if the injury
was objectively sufficient to be fatal, there would be murder. Yet, Lord
Diplock purported to follow the Indian Supreme Courts decision in Virsa
Singh and established that case as the basis of the interpretation of the third
clause.
Faced with the difficult opinion of Lord Diplock, Singapore courts have
sought to avoid it and formulate their own interpretation of the third clause
and it is respectfully submitted that they may also have gone awry. In Public
Prosecutor v Visuvanathan,67 where the accused had stabbed the victim
on the chest, the court was faced with an argument based on the dictum
of Lord Diplock. The court sought to confine the dictum to the precise
facts of the case before the judge. This, it is well known, is a technique
that the lower courts adopt when they feel that the higher courts view is
incorrect. The court then proceeded to interpret the third clause in a manner
that gave broad scope for the objective element in the second phrase. The
relevant passage containing the interpretation reads as follows:
The cases show that clause (c) is meant to apply in the circumstances
where the assailant had no intention of causing death but has nevertheless intentionally (and not accidentally) inflicted a bodily injury
sufficient in ordinary course of nature to cause death. Under clause
(c) once the intention to cause bodily injury actually found to be present
is proved, the rest of the enquiry ceases to be subjective and becomes
purely objective and the only question is whether, as a matter of purely
objective inference, the injury is sufficient in the ordinary course of
nature to cause death. It is irrelevant and totally unnecessary to enquire
what kind of injury the accused intended to inflict. The crucial question
always is was the injury found to be present intended or accidental.
The judges in Visuvanathan also purported to follow Virsa Singh in making
this formulation of the law.68
The formulation of the law in the passage cited is not exact. It misses
several steps indicated in Virsa Singh and the subsequent Indian cases which
have applied it. It dispenses with the need to prove that the accused intended
to cause the injury of the type that was in fact caused. It dispenses with
the need to show that the injury was not accidental. An oral judgment
67
68
SJLS
19
20
[1994]
72
73
74
75
these circumstances, there is hardly any reason, apart from the convenience of the
prosecutor, to rely on s 300 (c).
Early Indian cases refer to the absence of victim selection as the basis for the application
of the fourth clause. Gora Chand Gope (1866) 5 WR (Cr) 45; Mahindra Lal Das AIR 1934
Cal 432; Bhagat Singh AIR 1930 Lahore 266.
Bentham included such foresight in his definition of oblique intention.
See, eg, the facts of the Australian case, Boughey (1986) ALR 768.
In the event of a lower degree of likelihood the conviction could be for culpable homicide
not amounting to murder under s 299. There cannot be any mathematical precision in
SJLS
21
22
[1994]
In England, the House of Lords has grappled with the issue in a series
of cases, shedding little light on what the law on the question in England
is and generating much academic discussion which further confounds the
legal position. The judges in England seem to be inclined towards objectivity
in the definition of reckless murder though academic opinion is averse to
the acceptance of this view. The English position is befuddled with the
old notion of constructive malice that existed in the common law. Under
the felony-murder rule that had been evolved in the common law, if a killing
occurred in the course of the commission of a felony, it was considered
murder. In a sense, the rule was the progenitor of reckless murder for felonies
such as rape or robbery involved violence and the perpetrators of such violent
crimes should be taken to have foreseen the possibility of a killing in the
course of the commission of the crime. Though constructive doctrines were
abolished by the Homicide Act, the logic of the old rule seems to still linger
on.78 The Australian position is no better than the English position. In
Australia too, objective principles have been articulated by the High Court
in defining reckless murder.79
The logical justification for the recognition of a category of reckless
murder is that a man who consciously disregards a homicidal risk and
manifests an extreme indifference to human life should be morally condemned as a murderer where his conduct does result in a fatality.80 The
American lawyers express the moral condemnation that attends such behaviour
by referring to the mental state involved as a heart regardless of social
duty.81 As long as the basis of reckless murder is found in moral standards,
it would be difficult to avoid its definition except on external standards
as involving standards of conduct so dangerous to human life that society
is prepared to condemn a person who engages in them as a murderer in
the event of a fatality resulting from the conduct.
78
It is most evident in cases where there are joint offenders involved in felonies such as
robberies. Where a killing occurs, all become equally responsible as the killer as it should
have been foreseen that such a consequence was a probable result of their joint venture.
79
See Boughey (1986) ALR 768. This was a case on the Tasmanian Criminal Code which
recognizes that there could be a conviction for murder on the basis of objective
recklessness.
80
The argument against this is that conviction depends on chance as a person who does the
same act will escape such condemnation where the risk does not eventuate.
81
This notion is traceable to Scots law where intentional killings included killings with such
wickedness as to imply a disposition depraved enough to be regardless of the consequences.
Smith, Scotland: The Development of Its Laws and Constitution (1962), at 181. Compare
the definition in the American Model Penal Code which refers to circumstances manifesting
an extreme indifference to the value of human life (s 201.2.(1) b). The moral overtones
of the concept are clear. The English positivists did not favour the idea that legal concepts
should contain such moral bases. Some of the difficulty in the area could be traceable to
this aversion to the mixing of law and morality in English law.
SJLS
23
86
The making of this comparison between s 299 and s 300 is well established. See Tham
Kai Yau v PP [1977] 1 MLJ 174.
S 2.02 (2) c of Tentative Draft, No 4.
For a statement of the subjective knowledge required by the clause, see Wee Chong Jin
CJ in William Tan Cheng Eng v PP [1970] 2 MLJ 244.
In Dhirajia [1940] All 647 a mother jumped into a well with her baby in fear of her husband.
The baby died. She was charged under the fourth clause of s 300 and the judges held that
she had the relevant knowledge as the act could only have one conclusion. This is an
objective formulation of the law. The woman may not have addressed her mind to the risk
in the state of panic. However, the judges found that she had a lawful excuse for incurring
the risk. The facts raise an interesting issue on causation as to whether the accused or her
husband was responsible for the events.
The best example of this is provided by the facts of Dhirajia.
24
[1994]
TO THE
CODE DEFINITION
OF
MURDER
87
One other factor in the cautiousness of the approach is that the Indian Codes seldom use
the fourth clause and where a conviction is entered the courts choose the option of imposing
a life sentence than a capital sentence. This option of course is not open in Malaysia or
Singapore where the capital sentence is mandatory for murder.
88
The doctrine is traced to the so-called correction cases. In East, 1,5,234, the discussion of
the correction cases states: much depends on the instrument or the manner of chastisement.
If a dangerous weapon is used, this is murder. Further see Oberer, The Deadly Weapon
Doctrine The Common Law Origin (1962) 72 Harv LR 92.
89
In Scotland, there are references to the rule as a rule of the law. Eg, in HM Advocate v
MGuiness [1937] JC 37, the judge said: People who use knives and pokers and hatchets
against a fellow citizen are not entitled to say we did not mean to kill if death results.
If people resort to the use of deadly weapons of this kind, they are guilty of murder whether
or not they intend to kill. Put this way, the rule becomes more than a presumption as the
mere use of the weapons will be sufficient for conviction for murder.
SJLS
25
90
26
[1994]
and Singapore), the courts may show an inclination to treat the rule as more
than a presumption in that they may see a deterrent value in applying the
rule as an inflexible proposition to prevent similar use of such weapons
in the future. But, despite this, it is best to treat the rule as a presumption
and the Indian cases have generally treated the rule as nothing more than
a presumption.95
(ii) The vital part of the body doctrine
Another presumption that is used in Indian law is that a man who attacks
a part of the body which is known to be susceptible to fatal injury has
an intention to kill. The cases which state the rule state it merely as a
presumption.96
(iii) The cumulative effect of the two doctrines
There is little doubt that a court which recognizes both rules even as
presumptions only will draw strong inferences of guilt where the evidence
shows that deadly weapons were used to attack a vital part of the body.97
The relative sizes of the victim and the offender, the infirmity or age of
the victim and the duration of the attack will increase the weight of the
inference.98 The Indian Supreme Court stated the inference almost as if it
were a rule in Srikantiah.99 Referring to the location of the injuries, the
Supreme Court observed: All these are vital parts of the body and anybody
who causes injuries with weapons of the kind the appellants used must be
fixed with the intention of causing such bodily injury or injuries as would
fall within section 300. The justification for such a position can only be
found in an objective theory of responsibility. Stephen J once justified a
similar view by observing that if a man once begins attacking the human
95
96
97
98
99
Inder Singh Bagga Singh [1955] SC 439 but as usual in the case of Indian law, there are
cases that support the contrary view. See, eg, Sarwad ILR 1960 Mys 446,
Ratan (1932) ILR Luck 634. Ramasamy Nadar AIR 1940 Mad 745. Jaya Chandra Reddy
AIR 1993 SC 400.
Yap Bew Hian (Criminal Appeal No 18 of 1993) contains reference to a passage from an
Indian book where the significance of the weapon and the part of the body attacked are
stated.
Solagar AIR 1942 Madras 219; Samat Kala AIR 1934 Bombay 156. The Supreme Court
in Srikantiah AIR 1958 SC 672 formulated the presumption in inflexible terms, observing:
All these are vital parts of the body and anybody who causes injuries with weapons of
the kind the appellants used must be fixed with the intention of causing such bodily injuries
as would fall under s 300. This formulation may not be consistent with the subjective
requirements of the section.
AIR 1958 SC 672.
SJLS
27
body in such a way, he must take the consequences if he goes further than
he intended when he began.100 Such a rationalization is inconsistent with
the nice analysis of the exact state of mind of the offender that subjective
theories of responsibility require. But the law under the Code, which may
have once involved a nice balance between objective and subjective theories,
now has been taken in the direction of the objective theory, in the belief
that the provision of a deterrence against the aggressive use of deadly weapons
against the human body is a value that justifies the taking of such a course.
IV. CONCLUSION
In view of the presumptions that have been judicially created, the proof
of murder becomes an easier task for the prosecution. It is unnecessary
for the prosecution to rely on the view that the second part of the third
clause of section 300 involves purely objective factors. In a clear situation
where a dangerous weapon has been used and a vital part of the body had
been attacked, it is preferable for the prosecution to establish murder by
showing that there was an intention to kill under the first clause or
an intention to cause the bodily injury which the offender knew will cause
fatal results as required by the second clause than resort to the third clause.
The task is even more easy where a dangerous weapon was used to attack
a vital part of the body. Where a mandatory penalty for murder exists, it
is more satisfactory if murder is established on the basis of subjective
intention whenever possible than on some objective external standard
established by esoteric medical science.101
The definition of murder in the Penal Code consists of a delicate balance
between the objective and subjective theories of liability. Unfortunately,
prosecutors in several jurisdictions have sought to emphasize the features
of the definition based on objective considerations. Courts must be conscious
of the balance which the provision seeks to effect between subjective and
objective factors. This should be particularly so in jurisdictions where there
is a mandatory capital sentence for murder.102 The frequent use of the third
clause in section 300 should be avoided. It is a provision that Indian courts
100
28
[1994]
are loath to use except in the most clear instances of an intention to cause
a specific injury which the offender obviously knows will result in a killing.
It is best that other courts follow the Indian practice.
M SORNARAJAH*
LLM (Yale); LLM, PhD (Lond); Advocate (Ceylon); Solicitor (England & Wales); Associate
Professor, Faculty of Law, National University of Singapore.
The author wishes to thank Mr Peter English of the University of Exeter and Dr Geoffrey
Marston of Sidney Sussex College, Cambridge, for their comments on an earlier draft of
this article. He, alone, is responsible for any errors and for the opinions in the article.