Hiram B. Bailey v. Joseph A. Oliver, 695 F.2d 1323, 11th Cir. (1983)

695 F.
2d 1323
Hiram B. BAILEY, Petitioner,

v.
Joseph A. OLIVER, et al., Respondents.
No. 81-7330.
United States Court of Appeals,

Eleventh Circuit.
Jan. 17, 1983.
Thomas H. Christopher, Kilpatrick & Cody, Atlanta, Ga., Courtappointed, for petitioner.
Helen P. Nelson, Elizabeth Ann Evans, Asst. Attys. Gen., Montgomery,
Ala., for respondents.
Appeal from the United States District Court for the Middle District of
Alabama.
Before RONEY and HATCHETT, Circuit Judges, and WISDOM,* Senior
Circuit Judge.
RONEY, Circuit Judge:
This case involves a successive petition for habeas corpus relief. We affirm the
district court's denial of relief. The petition is successive to prior petitions
which were dismissed because of the prohibition against a deliberate bypass of
state procedures.
After a jury convicted petitioner Bailey of armed robbery, Bailey's attorney

informed him that he perceived no basis on which Bailey could appeal the
conviction. Nonetheless, following his client's wishes, counsel filed a timely
notice of appeal. On advice of a fellow inmate that the appropriate method to
attack his conviction was to file a writ of error coram nobis in the state trial
court, Bailey wrote to the trial judge that he did not consider his attorney
capable of handling his appeal and that he wanted to drop the direct appeal in
favor of coram nobis. This letter was referred to Bailey's trial counsel who had
been appointed to represent Bailey on appeal. He replied: "I am in

disagreement with you, as to my capability for handling your appeal, however, I
will tell you quite frankly that I feel incapable of winning an appeal from your
conviction." The direct appeal was dismissed at Bailey's request.
3
Subsequently, Bailey filed a petition for writ of error coram nobis in the trial
court. The petition alleged, among other things, that Bailey did not have
effective assistance of counsel and that counsel did not have adequate time to
prepare. In denying the petition, the state court discussed Bailey's failure to
pursue his direct appeal, but did not specifically rely on the apparently
intentional bypass. After an abortive attempt to obtain premature federal
collateral relief, Bailey appealed the coram nobis denial to the Alabama Court
of Criminal Appeals, which affirmed the denial of relief and denied a motion
for rehearing. Bailey then unsuccessfully applied for certiorari with the
Alabama Supreme Court.
Next Bailey filed a petition for writ of habeas corpus in federal district court.
The petition alleged, among other bases for relief, ineffective assistance of
counsel and denial of the opportunity to subpoena witnesses. Without holding
an evidentiary hearing, the district court denied the petition on the ground that
Bailey had deliberately bypassed his direct appeal. This Court vacated and
remanded for an evidentiary hearing on the intentional bypass issue, reasoning
that "[t]he record makes out an arguable case that the claim of ineffectiveness
of trial counsel, also appointed for the appeal, may have had a causal
connection with the appeal being dismissed." Bailey v. Alabama, 505 F.2d
1024, 1025 (5th Cir.1975).
On remand Bailey was represented at an evidentiary hearing by courtappointed counsel. The district court found that "it was the considered choice of
the Petitioner to forego what appeared to be a futile appeal in order to pursue a
method which he had been told by a fellow inmate would be more
advantageous under the circumstances, viz., petition for writ of error coram
nobis." Concluding that Bailey withdrew the appeal "deliberately for strategic
and tactical reasons," the court denied the petition for writ of habeas corpus.
Bailey moved to proceed on appeal in forma pauperis which the district court
denied as frivolous. This Court granted an application for certificate of probable
cause and leave to appeal in forma pauperis for the limited purpose of securing
a transcript of the evidentiary hearing. The certificate of probable cause and
leave to appeal were subsequently denied by a judge of this Court, a threejudge panel upheld the denial, and the Court denied rehearing en banc. The
United States Supreme Court then denied Bailey's petition for a writ of
certiorari. Bailey v. Alabama, 429 U.S. 863, 97 S.Ct. 168, 50 L.Ed.2d 141
(1976). Bailey filed a second petition for writ of habeas corpus, which the
district court denied in 1977 as a successive petition under 28 U.S.C.A. Sec.
2244(b). One month later the district court denied a certificate of probable
cause as frivolous, and the next month a judge of this Court denied a certificate
of probable cause and leave to appeal in forma pauperis. Bailey did not appeal
from that single judge order to a panel. See Fed.R.App.P. 27(c).
7
In 1980 Bailey filed his third petition for a writ of habeas corpus, again
alleging ineffective assistance of counsel and denial of the right to subpoena
witnesses in his behalf. Relying on 28 U.S.C.A. Sec. 2244(b), the United States
Magistrate concluded that the petition should not be entertained because all the
asserted grounds for relief had been addressed in the 1975 evidentiary hearing.
The district judge, based on that recommendation and an independent
evaluation of the file, denied the petition, adopting the recommendation of the
magistrate. Bailey then filed a notice of appeal and a motion to proceed in
forma pauperis. These were denied by the district court as frivolous. A single
judge of this Court, however, granted a certificate of probable cause and leave
to appeal in forma pauperis and appointed counsel. It is this appeal that we are
now deciding.
Historically, res judicata has been inapplicable in habeas corpus proceedings.

See Fay v. Noia, 372 U.S. 391, 423, 83 S.Ct. 822, 840, 9 L.Ed.2d 837 (1963).
In the interest of finality, however, guidelines have been developed under
which district courts may decline to consider successive petitions. See Potts v.
Zant, 638 F.2d 727, 738 (5th Cir.1981). One such guideline for judicial
discretion can be found in 28 U.S.C.A. Sec. 2244(b), which authorizes a district
court to refuse to entertain a state prisoner's petition for writ of habeas corpus if
a prior petition predicated on the same grounds has already been denied "after
an evidentiary hearing on the merits of a material factual issue, or after a
hearing on the merits of an issue of law," and if the ends of justice do not
require the court to address the petition. The conditions of Sec. 2244(b) have
been met in the instant case. As noted above, the grounds alleged in the three
petitions are the same. The first petition resulted in a hearing on the merits of a
controlling issue of law: whether Bailey had deliberately bypassed state
remedies by dismissing the direct appeal of his conviction. Absent a showing of
cause and prejudice, the decision that Bailey had deliberately bypassed his state
remedies foreclosed his federal collateral attack, Wainwright v. Sykes, 433 U.S.
72, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977), and thus amounted to a dispositive
ruling on the legal merits of the petition. Bass v. Wainwright, 675 F.2d 1204,
1206-07 (11th Cir.1982).
The only question remaining is whether the ends of justice require an

adjudication on the merits of Bailey's third petition. The Supreme Court has
provided guidance on this issue. In Sanders v. United States, 373 U.S. 1, 83
S.Ct. 1068, 10 L.Ed.2d 148 (1963), the Court concluded that an applicant is
entitled to a redetermination if the initial hearing was not full and fair, the law
had changed, or the applicant justifiably failed to raise a crucial point. Id. at 1617, 83 S.Ct. at 1077-78. The Sanders Court cautioned that its list is not
exhaustive. Id. at 17, 83 S.Ct. at 1078. Both the Ninth Circuit and this Circuit
have concluded that when denial of the earlier petition constituted plain error,
the ends of justice mandate entertaining a successive petition. Bass v.
Wainwright, 675 F.2d at 1207; Cancino v. Craven, 467 F.2d 1243, 1246 (9th
Cir.1972). The burden is on petitioner to show that the ends of justice would be
served by a redetermination. Sanders v. United States, 373 U.S. at 17, 83 S.Ct.
at 1078. Bailey alleges none of the Sanders criteria. Instead he asserts the
district court's ruling on deliberate bypass was clearly erroneous.
10
There appears to have been no plain error, or any error at all for that matter, in
the district court's initial finding of a deliberate bypass. If a habeas petitioner
deliberately bypasses his remedies in state court, federal courts need not
entertain a collateral attack on his conviction as a matter of comity. Fay v. Noia,
372 U.S. 391, 437-38, 83 S.Ct. 822, 848, 9 L.Ed.2d 837 (1963). In Fay, the
United States Supreme Court enunciated the deliberate bypass standard:
11a habeas applicant, after consultation with competent counsel or otherwise,

If
understandingly and knowingly forewent the privilege of seeking to vindicate his
federal claims in the state courts, whether for strategic, tactical, or any other reasons
that can fairly be described as the deliberate bypassing of state procedures, then it is
open to the federal court on habeas to deny him all relief if the state courts refused to
entertain his federal claims on the merits--though of course only after the federal
court has satisfied itself, by holding a hearing or by some other means, of the facts
bearing on the applicant's default. At all events we wish it clearly understood that
the standard here put forth depends on the considered choice of the petitioner.
12
Id. at 439, 83 S.Ct. at 849 (citations omitted).
13
Petitioner contends that he sought dismissal of his direct appeal without

knowing or understanding the consequences. To buttress this contention he
points to his reliance on the advice of a fellow inmate that coram nobis was the
appropriate method of attacking his conviction. He also finds support in the
failure of appointed counsel to warn him that dismissal of the appeal would
foreclose pursuit of his claims in federal court.
14
It does not appear the district court committed plain error in deciding that
Bailey deliberately bypassed state procedures for perceived strategic or tactical
reasons. The district court after an evidentiary hearing specifically found that
Bailey made a "considered choice" to dismiss the appeal based on "an
unjustified distrust of his lawyer and faith in the advice of another inmate." In
other words, he consciously and intentionally waived his right to appeal. A
purposeful choice not to challenge the admission of a confession as illegally
extracted has been construed as a deliberate bypass of state procedures.
Bowman v. Wainwright, 460 F.2d 1298, 1301-02 (5th Cir.1972). Petitioner in
Bowman did not raise the legality of the confession because he was unwilling
to bring his drunkenness to the attention of his family and friends. Id. at 1302.
In Freeman v. Henderson, 507 F.2d 1229 (5th Cir.1975), this Court found
deliberate bypass of state remedies where the habeas petitioner withdrew his
appeal after counsel had already put it in motion. In that case the petitioner
wrote his attorney that he would "take his chances in prison." Id. at 1229.
15
Petitioner contends that even if he did deliberately bypass his state remedy, the
denial of his coram nobis petition should be presumed to be on the merits. The
order, however, merely sets forth the steps that were taken in dismissing the
direct appeal, the errors claimed in the petition, and the case history. The court
then simply concluded the petition was "not well taken" and denied it. We
cannot say the merits of petitioner's claims were reached on the basis of such an
order.
16
Finally, petitioner has shown no manifest injustice requiring redress. Bailey, his
son, and another individual were charged with the robbery in 1972 of the
Handy Pantry Store in Opelika, Alabama. After he was arrested in Mississippi
in 1973, Bailey was extradited and brought before the circuit court for Lee
County, Alabama, for arraignment on a Friday afternoon. The judge determined
that Bailey could not afford an attorney and appointed one to represent him.
Because that attorney was not present, another attorney, Michael I. Kent,
volunteered to represent him at the arraignment. When it was learned later that
afternoon that the attorney originally appointed to represent Bailey would not
be available for trial, Kent was appointed to represent him at the proceeding set
for Monday.
17
Over the weekend Kent examined the store premises and talked with a store
employee who had been on duty at the time of the robbery. The employee
informed him that Bailey and two other men had entered the store and that the
other two men had taken the money while Bailey remained in the back of the
store. She also told Kent that Bailey had come to the front of the store, had
directed the customers to lie down on the floor, and then had fled with the other
two men. Kent was unable to contact any other eyewitnesses, but the attorney
for Bailey's son, who also allegedly participated in the robbery, confirmed the
employee's statement.
18
Kent finally spoke to Bailey in his capacity as trial attorney on the morning of
the trial. Bailey admitted that he had gone to the store with his son and the
other robber and left with them after seeing them commit the robbery. He also
informed Kent of his prior convictions for burglary, grand larceny, and petty
larceny. Bailey told his defense attorney of one prospective out-of-state witness
who would testify for him but did not tell him the witness' name or what his
testimony would be. Kent's efforts to learn the facts and formulate a plausible
defense were hampered by Bailey's insistence that his removal to Alabama was
illegal.
19
Although Kent sought, without making a motion, a continuance of the trial, the
jury was chosen Monday morning and trial began that afternoon. At Bailey's
urging Kent challenged the identification of Bailey made from photographs.
This strategy proved fruitless when, much to Kent's surprise, two other
eyewitnesses to the robbery testified they had known Bailey for 20 years and
clearly identified him as one of the robbers. In addition, Kent introduced into
evidence a written statement by Bailey denying participation in the robbery, yet
acknowledging his presence in the store at the time of the robbery. A total of
four eyewitnesses identified Bailey as a participant in the robbery. The jury
returned a verdict of guilty, and Bailey received a sentence of 60 years
imprisonment.
20
There is no question that Bailey not only was present at the scene of the
robbery but also participated in the robbery and left the scene in the company
of the robbers. Although Bailey contends Kent could have discovered favorable
witnesses, the testimony he claims could have been elicited from these potential
witnesses would not have refuted the facts established by the prosecution's
witnesses. He claims only that they could have testified that they did not know
he was planning a robbery and that he and his son argued after the robbery.
Petitioner has failed to identify any helpful evidence that Kent could have
uncovered through further investigation. Although the habeas corpus hearing
did not reach the merits of the ineffective assistance of counsel claim, the
district judge observed that Kent offered whatever defense was available to
Bailey, considering the overwhelming case against him.
21
While all parties agree that a full hearing would be necessary to determine the
ineffectiveness issue, we see no gross miscarriage of justice in this case. In the
interest of finality of criminal proceedings, both the deliberate bypass rule and
the successive petition rule preclude consideration of the merits of Bailey's

petition.
22
AFFIRMED.
Honorable John Minor Wisdom, U.S. Circuit Judge for the Fifth Circuit, sitting
by designation

Hiram B. Bailey v. Joseph A. Oliver, 695 F.2d 1323, 11th Cir. (1983)

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695 F.

Hiram B. BAILEY, Petitioner,

United States Court of Appeals,

After a jury convicted petitioner Bailey of armed robbery, Bailey's attorney

been appointed to represent Bailey on appeal. He replied: "I am in

Historically, res judicata has been inapplicable in habeas corpus proceedings.

The only question remaining is whether the ends of justice require an

11a habeas applicant, after consultation with competent counsel or otherwise,

Id. at 439, 83 S.Ct. at 849 (citations omitted).

Petitioner contends that he sought dismissal of his direct appeal without

the successive petition rule preclude consideration of the merits of Bailey's

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