Electronic Cigarettes: A Primer For Clinicians
Electronic Cigarettes: A Primer For Clinicians
Electronic Cigarettes: A Primer For Clinicians
Abstract
Objective. To introduce the otolaryngology community to
the current state of research regarding electronic cigarettes,
with special attention paid to mechanism, impact on health
and addiction, and use in smoking cessation.
Data Sources. Review of Google Scholar and PubMed databases using the keywords electronic cigarettes, e-cigs, e-cigarettes,
and vaping. In addition, information from media sources as well
as news outlets was evaluated to gauge public perception of
research findings.
Review Methods. Recent research and randomized controlled
trials were prioritized.
Conclusions. The landscape of electronic cigarette devices is
evolving, as is the research regarding their risks and benefits.
Utilization is rapidly increasing. It appears that older users
employ them as a smoking cessation tool compared to
younger users. The data are generally inconclusive regarding
the benefits of electronic cigarettes for smoking cessation
compared with other methods. Furthermore, the safety
profile of electronic cigarettes is dynamic and difficult to
fully ascertain.
Implications for Practice. Patients with a variety of otolaryngologic conditions, including cancer, may benefit from frank
discussion regarding electronic cigarettes. Furthermore,
increasing patient inquiries regarding these devices are likely
given their increasing popularity.
Keywords
ecigarettes, ecigs, electronic cigarettes, nicotine, vaping
Received July 1, 2014; revised March 3, 2015; accepted April 16, 2015.
Otolaryngology
Head and Neck Surgery
110
American Academy of
OtolaryngologyHead and Neck
Surgery Foundation 2015
Reprints and permission:
sagepub.com/journalsPermissions.nav
DOI: 10.1177/0194599815585752
http://otojournal.org
cessation counseling. Many smokers now use electronic cigarettes (ECs) to augment or cease their smoking habits.
Electronic cigarettes were first developed in China in 2003
and introduced to the US market in 2007.1 The earlier generations of ECs were accompanied by marketing dedicated to
their supposed health benefits, claiming they were healthier
and less expensive than conventional cigarettes. More brands
emerged and subsequently distanced themselves from this
strategy, decreasing comparisons to conventional cigarettes
and placing more of an emphasis on increased flavor options.2
The EC industry is growing significantly; according to a 2014
study, 466 brands and 7764 unique flavors were identified.2
Between May 2012 and January 2014, a net increase of 10.5
brands and 242 flavors were reported per month.2 For the past
decade, the industry primarily consisted of small purveyors of
ECs; it has since grown and now includes large tobacco companies such as Altria Group, Reynolds-American, and
Lorillard.3 The industry reported an estimated $2 billion in
retail sales in 2013 and is expected to exceed $10 billion by
2017.4 In addition, EC awareness among adults has increased
from 16% in 20095 to 75% in 20126 and, most recently, to
86% in 2013.7 Moreover, the percentage of adults in the
United States who tried ECs at least once increased from 0.6%
in 2009 to 2.7% in 20105 and, most recently, to 8.1% in
2013.6 Of particular concern is that similar trends are observed
among youth. According to a report by the US Centers for
Disease Control and Prevention, more than 263,000 youths in
grades 6 to 12 tried ECs in 2013, a 3-fold increase from
2011.8
This review attempts to update the community regarding
ECs and the rapidly growing user population. Furthermore,
a review of research surrounding their benefits as a smoking
cessation tool and the risks related to addiction and cancer
are included. We hypothesize that there is still inconsequential evidence regarding the recommendation of ECs as a
1
NYU Voice Center, Department of OtolaryngologyHead and Neck
Surgery, New York University School of Medicine, New York, New York,
USA
2
New York Head and Neck Institute North Shore-LIJ Health System, New
York, New York, USA
Corresponding Author:
Ryan C. Branski, PhD, NYU Voice Center, 345 East 37th St, Suite 306, New
York, NY 10016, USA.
Email: ryan.branski@nyumc.org
Methods
A review of the literature was performed by a single
researcher. The search terms electronic cigarettes, e-cigs,
e-cigarettes, and vaping were employed in PubMed to
identify scientific manuscripts. Newer research and randomized controlled trials were prioritized. The most recent
search was conducted on September 19, 2014. The initial
search identified 846 original articles. Articles were excluded
if they met the following exclusion criteria: not related to
electronic cigarettes (n = 334), not written in English (n =
28), opinion or commentary articles (n = 103), review articles
(n = 60), and not directly relevant, such as articles on EC
marketing or the effects of ECs on mental health (n = 280).
Articles were included in the current review study if they presented original scientific data regarding EC users, safety, and
use of ECs as smoking cessation tools. In addition, Google
was used to search for popular media sources (eg, New York
Times and National Public Radio) that reported on government regulation of EC use and lay perception of both safety
and use. Popular media sources were included only if they
met the above criteria and were published within a year of
our initial search; media sources were excluded if they were
not related to EC use, safety, and regulation. Our combined
search resulted in 48 articles forming the basis for this manuscript, with 31 articles containing original data, an additional
10 articles being cited for content, and 7 articles from popular
news outlets. The types of scientific articles included in this
review were surveys, randomized controlled trials, clinical
studies, laboratory analyses, and mathematical analyses. For
the studies that disclosed a funding source, the majority
reported receiving funds from the National Institutes of
Health (NIH) or similar governmental agency. Of note, 1
study was funded by an EC company and another from advocates of smoke-free alternatives. A complete description of
the publication year, author, study design, and funding source
is presented in Table 1. In addition, a PRISMA (Preferred
Reporting Items for Systematic Reviews and Meta-Analyses)
flow diagram describing how we conducted our review is
presented in Figure 1.
Born et al
Table 1. Description of Studies Included in Current Review, Including the Source of Funding When Disclosed.
Type of Study/
Publication
Year
First Author
Funding Source
2011
Foulds1
Survey (n = 104)
2014
Zhu2
Comprehensive
Internet search
2013
Regan5
Survey (n =
10,328)
2013
Zhu6
Survey (n =
10,041)
2014
Pepper7
Survey (n =
17,522)
2015
Bunnell8
Analysis of national
youth survey (n =
61,930)
2014
Dawkins10
Repeated measures
(n = 14)
2006
FDA11
FDA database
analysis
2014
Goniewicz13
Laboratory analysis
2014
Goniewicz13
Laboratory analysis
2014
FDA16
Laboratory analysis
Summary of Findings
78% of experienced EC users were
without tobacco use in the prior 30
days.
Older brands tended to focus on the
advantage of ECs over conventional
cigarettes, whereas newer brands
focused on providing new flavors and
product versatility.
EC awareness increased 2-fold between
2008 and 2010, and ever use of ECs has
more than quadrupled between 2009
and 2010; current tobacco users were
most likely to try ECs but did not say
they planned to quit smoking more
often than those smokers who had
never tried ECs.
75.4% reported hearing about ECs, 8.1%
had tried ECs, and 1.4% were current
users; among current smokers, 32.2%
had tried ECs, and 6.8% were current
users.
86% had heard about ECs; current and
former smokers were more likely to be
aware of ECs than nonsmokers.
The number of never-smoking youth who
used ECs increased 3-fold from between
2011 and 2013; intention to smoke
conventional cigarettes was 43.9%
among ever EC users and 21.5% among
never users (adjusted OR, 1.70; 95% CI,
1.24-2.32).
Blood plasma nicotine levels rose
significantly after acute EC use; tobaccorelated withdrawal symptoms and urge
to smoke were significantly reduced.
Database of Select Committee on
Generally Recognized as Safe Substances
Reviews
None of the tested EC products
produced vapor nicotine concentrations
as high as conventional cigarettes;
variation in vapor nicotine
concentrations was low and not related
to the concentration in EC liquid.
EC vapors contained some toxic
substances; the levels of the toxicants
were 9 to 450 times lower than in
cigarette smoke and were, in many
cases, comparable with trace amounts
found in the reference product.
EC products and components contained
detectable levels of known carcinogens
(continued)
Table 1. (continued)
Year
First Author
Type of Study/
Publication
Funding Source
2014
Burstyn17
Mathematical
analysis
2012
McMillen18
Cross-sectional
survey (n = 3240)
2013
King19
National;
consumer-based
survey (n =
10,739)
2010
Etter22
Internet survey
(n = 81)
2011
Etter23
Internet survey
(n = 3587)
2014
Etter24
2013
Dawkins25
Longitudinal
Internet survey
(n = 477)
Internet survey
(n = 1349)
2010
Vansickel26
2013
Bullen27
2013
Caponnetto28
Randomized
controlled
superiority trial
(n = 657)
Prospective
randomized
controlled trial
Summary of Findings
and toxic chemicals; low levels of
nicotine were found in those labeled
with no nicotine; nicotine levels from
the the same EC product varied per puff.
No evidence of potential for exposure of
EC users to contaminants associated with
risk to health at a level that would
warrant attention if it were an involuntary
workplace exposure was observed.
Daily smokers (25.1%) and nondaily
smokers (34.9%) were the most likely to
have tried at least one emerging tobacco
product, compared with former
smokers (17.2%) and never smokers
(7.7%), P \.001.
Awareness and ever use of ECs increased
among US adults between 2010 and
2011; ever use of ECs was higher among
current smokers compared with both
former and never smokers.
ECs were used to quit smoking or
because they were perceived to be less
toxic than tobacco; respondents
reported that ECs may be useful for
smoking cessation.
Most of the respondents were former
smokers who reported that ECs helped
them to quit or reduce their smoking.
ECs may contribute to relapse prevention
in former smokers and smoking
cessation in current smokers.
ECs were used mainly for smoking
cessation; 74% of participants reported
not smoking for at least a few weeks
since using ECs, and 70% reported a
reduced urge to smoke.
Own-brand cigarette significantly
increased plasma nicotine and carbon
monoxide concentration, as well as
heart rate, within the first 5 minutes of
administration, whereas ECs and a sham
unlit cigarette did not; own-brand and
EC brands significantly decreased
tobacco abstinence symptom ratings.
ECs, with and without nicotine, resulted
in smoking cessation rates comparable
to nicotine patches with no significant
difference in adverse events.
The use of ECs, with and without nicotine,
in smokers not intending to quit resulted
in a decrease in cigarette consumption
without significant adverse events.
(continued)
Born et al
Table 1. (continued)
Type of Study/
Publication
Year
First Author
Funding Source
2011
Siegel29
Internet survey
(n = 300)
2011
Polosa30
2013
2014
Hajek31
Dutra32
Prospective clinical
proof-of-concept
study (n = 40)
Comment
Nationally
representative
cross-sectional
study (n =
39,882)
2013
Kim35
Laboratory analysis
2013
Williams36
Laboratory analysis
2014
Kosmider37
Laboratory analysis
2012
Vardavas39
Laboratory-based
interventional
study (n = 30)
2013
Flouris40
2014
Kandel48
Nonrandomized
repeatedmeasures
controlled study
(n = 30)
Laboratory analysis
Summary of Findings
The 6-month point prevalence of smoking
abstinence among EC users was 31%;
66.8% reported reduced number of
cigarettes smoked.
ECs may substantially decrease cigarette
consumption in smokers not intending
to quit.
Abbreviations: CI, confidence interval; EC, electronic cigarette; FDA, Food and Drug Administration; OR, odds ratio; TRDRP, Tobacco Related Disease
Research Program.
Figure 1. A PRISMA (Preferred Reporting Items for Systematic Reviews and Meta-Analyses) flow diagram demonstrating how we conducted our literature review.
Figure 2. Examples of currently available electronic cigarettes (ECs), including a disposable EC that resembles a conventional cigarette (A)
and a rechargeable EC with a refillable liquid tank (B). Rechargeable ECs typically have several components, as shown in C.
Born et al
either reduced their conventional cigarette use or ceased altogether. No significant differences between groups were
noted, suggesting a limited role of nicotine content in smoking addiction in this cohort or, alternatively, reflecting the
inefficiency of the device used in the study. In addition to
these randomized controlled trials, few studies found
decreased usage of conventional cigarettes and increased cessation rates in smokers who use ECs.23,25,29 In fact, 1 study
investigated the effect of ECs on smoking reduction and cessation in smokers previously unwilling to quit (n = 40, mean
age 42.9 years) who had smoked at least 15 cigarettes for the
past 10 years. At 6 months, 32.5% of patients (13/40)
reduced their cigarette consumption by 50% from a median
of 25 cigarettes per day to 6 cigarettes per day (P \ .001). In
addition, 22.5% (9/40) quit smoking completely.
Cumulatively, 55% of participants either stopped smoking
completely or reduced cigarette consumption by approximately 50% at 6 months.30
As an alternative, a recent study suggested that ECs
should be considered not only for smokers hoping to quit
but as a safer alternative for those who wish to continue
smoking.31 The previously mentioned randomized trial
examined user health characteristics and found reduced
exhaled carbon monoxide, cough, xerostomia, dyspnea,
throat irritation, and headache with ECs. Withdrawal symptoms such as hunger, insomnia, irritability, anxiety, and
depression, normally examined during cessation studies,
were only infrequently reported among EC users.28 Smokers
tended to find EC use satisfying and reported fewer cravings
for conventional cigarettes.23,25 Assuming the vapor is
indeed safe, if current smokers were to replace conventional
cigarettes with ECs, safety for the users as well as those
around them would improve.
Alternatively, some worry that increased prominence of
vaping will draw more people into nicotine use. One study
of adolescents suggested that EC use may correlate with
increased likelihood of initiating conventional cigarette
use.32 This debate is playing out not only in the literature
but also in the national media.33,34
Safety of ECs
It is critical for clinicians to understand what is known
regarding the safety of ECs. The safety of these devices is
typically studied in 3 ways: (1) laboratory studies on the
content of liquid and vapors, (2) short-term effects of EC
use, and (3) long-term effects of EC use.26 Electronic cigarettes have not been around long enough or achieved widespread use adequate to evaluate the long-term effects.
However, much can be gained from laboratory studies, the
evolving literature on the short-term effects, and studies on
smoking reduction and cessation. As discussed previously,
the known content of the liquid used in ECs has been
shown to be relatively benign. However, studies tend to be
poorly designed and do not mimic exposure that would
occur from actual EC use but rather test the liquid directly
(rather than vapor) or vapor at much higher volume than
inhaled during EC use. In that regard, several studies
Regulation of ECs
The rapid development of EC products has resulted in large
numbers of users of a largely unregulated product. Liquids
and devices are not held to standards similar to other smoking cessation and nicotine delivery products. New proposed
changes seek to classify ECs as tobacco products. The
FDAs Tobacco Control Act regulates other tobacco products such as cigarettes, roll-your-own tobacco, and smokeless tobacco. Interestingly, these products only may be
considered by health insurance plans on the individual
market when determining premiums.44 Customers who have
used any tobacco product an average of 4 or more times a
week in the past 6 months could be subject to an increased
premium by up to 50%.45
The proposed changes, covering ECs as well as pipe
tobacco and cigars, could not only affect the cost of health
care but also extend regulations such as banning the sale of
ECs to anyone younger than 18 years and requiring photo
ID for purchase.46 It would also regulate the quality and
content of EC liquids, requiring producers of these products
to report manufacturing processes and data regarding their
products and to have all new products approved by the
FDA.47 Notably, the regulations do not ban child-friendly
flavors or television marketing of ECs, as has been implemented for conventional cigarettes. If passed, these regulations are expected to be challenged by EC manufacturers
and are unlikely to take effect in the short term.
Born et al
Disclosures
Competing interests: None.
Sponsorships: None.
Funding source: None.
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