Inherited Sound Images Native American Exoticism in Aaron Copland's Duo For Flute and
Inherited Sound Images Native American Exoticism in Aaron Copland's Duo For Flute and
Inherited Sound Images Native American Exoticism in Aaron Copland's Duo For Flute and
Piano
Author(s): Nina Perlove
Reviewed work(s):
Source: American Music, Vol. 18, No. 1 (Spring, 2000), pp. 50-77
Published by: University of Illinois Press
Stable URL: http://www.jstor.org/stable/3052390 .
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NINA PERLOVE
Sound
Inherited
Images:
Native
American
Aaron
Copland's Duo
and
Exoticism
for
in
Flute
Piano
51
harmonies and widely spaced sonorities, and the distinctly brittle piano writing and brassy and percussive orchestrations.4
The American personality of Copland's work has also been credited
to his musical evocations of city and country-the American dichotomy of skyscraper and prairie. However, Copland's work may also
reflect musical elements commonly associated with Native Americans,
an influence that has not been previously examined, perhaps because
it seemingly contradicts the composer's self-avowed antagonism toward Indian musical subjects. This investigation of Indian musical
exoticism as influencing the Duo for Flute and Piano not only contextualizes Copland's conflicting attitudes toward Indian material, but
also suggests an additional "folk" source for his signature American
sound-albeit a "folk" source based upon public misconceptions of
Native American music and not ethnographic musical sources or research.s
The first-generation son of Russian Jewish immigrants, Copland
had a varied "American" background. His mother, Sarah Mittenthal,
was born in Russia and spent her childhood in Illinois and Texas, an
ironic setting for a woman whose surname translated in English
means "between valley and fields." In the American West of the 1860s
and 1870s, "cowboys and Indians were a natural part of [Sarah's] life,"
and in her father's dry goods stores, "verbal exchanges must have
been a unique mix of Yiddish, English, and Indian." Sarah's experience in the West may have inspired her son's interest in American
sonorities, as she was known to play piano and sing popular songs.6
She eventually moved with her family to New York City. Copland's
father, Harris Morris Kaplan, left Russia for England where his family name was transliterated into the more anglo-sounding Copland.
After earning enough money for passage to the United States, Harris
arrived in New York City in 1877. Eight years later he married Sarah
Mittenthal. On November 14, 1900, Aaron Copland was born-an
American in both citizenship and name.
As a boy growing up in Brooklyn, Copland viewed New York City
as "a commercially minded environment that.., had never given a
thought to art or to art expression as a way of life."7 As a young man,
he (and other composers of his generation) discovered the American
character by living abroad.8 "All of us discovered America in Europe,"
Copland later claimed, speaking about his two years of study in
France with Nadia Boulanger.9
Upon his return to the United States in 1924, Copland was ready to
undertake one of the greatest challenges facing American composers
of his era-to found an American school of composition that would
both reflect this country's unique national character and at the same
52
Nina Perlove
time rival the European musical tradition that dominated Western art
music. Friend and colleague Arthur Berger recalled Copland's views
on his search for a new American sound palette: "[Copland] found
that his American elders provided no suitable example.... It was
necessary to build from the ground up, and Copland deliberately
went about forging an indigenous idiom."10
In pursuit of this idiom, Copland came to believe that cultural and
regional musical material is often transmitted subconsciously to members within that society: "To a certain degree, sound images are imposed upon us from without. We are born to certain inherited sounds
and tend to take them for granted. Other peoples, however, have an
absorbing interest in quite different kinds of auditory materials.""1
In attempting to define and recreate inherent American musical idioms, Copland often borrowed from folk sources. But while he was
strongly influenced by jazz and folk songs, he did not simply arrange
the material. Instead, he transformed it into music entirely his own.
Copland explained, "The use of [folk] materials ought never to be a
mechanical process.... They can be successfully handled only by a
composer who is able to identify himself with, and reexpress in his
own terms, the underlying emotional connotation of the material."12
Arthur Berger related how Copland employed this technique to add
new expressive layers to the folk music from which he borrowed:
"One of [Copland's] special devices in transforming a folksong is to
make it broad or tender when it has been slight or frivolous originally, and in this way he brings out essences of which we were previously unaware."'"
Transforming folk material was a technique Copland often practiced
consciously, as in his adaptation of the Shaker tune "Simple Gifts"
for Appalachian Spring (1944). Yet, he also incorporated folk elements
subconsciously. In speaking of his Third Symphony, Copland claimed
that "any reference to either folk material or jazz..,. was purely unconscious."14 He acknowledged that his compositions often contain
expressive layers that, although not knowingly developed, are nevertheless legitimate:
It is one of the curiosities of the critical creative mind that although it is very much alive to the component parts of the
finished work, it cannot know everything that the work may
mean to others.... The late Paul Rosenfeld once wrote that he
saw the steel frames of skyscrapers in my Piano Variations. I like
to think that the characterization was apt, but I must confess that
the notion of skyscrapers was not at all in my mind when I was
composing the variations.15
Copland even admitted that he read reviews of his works to enrich
his own understanding of them: "I admit to a certain curiosity about
53
54
Nina Perlove
extension
extension
Flowing (1 = 84)
*)
"'
"
I "
II
p freely,recitativestyle
extension
extension
-C
POCO
z-
extension
z-
,
i
semitone
A moves
down, not a
leading tone
mf
rit.
mf (don'thurry)
Sp
~mfz~
extension
mf
extension
octave lower
than measure 1
2*
,,b.
55
Mexico offers something fresh and pure and wholesome--a quality which is deeply unconventionalized. The source of it is the
Indian blood which is so prevalent. I sensed the influence of the
Indian background everywhere--even in the landscape [emphasis
mine]. And I must be something of an Indian myself or how else
could I explain the sympathetic chord it awakens in me.25
In this context, Copland's evocation of outdoor scenery in the Duo to
me suggests not only the undeveloped American landscape, but also
the men and women who first inhabited that terrain. Landscape imagery alone does not assert the presence of Indian musical exoticism
in the Duo, however, but is merely an introduction to a theme that
permeates the work in compositional forms.
Recently, scholars such as Michael V. Pisani and Tara Colleen
Browner have undertaken large-scale studies of musical Indianisms,
identifying several compositional techniques commonly associated
with Native American musical exoticism. In labeling such techniques,
it must be emphasized that it is not the presence of each trait alone
that gives a work "exotic" meaning, but rather the surrounding context and combinedimpact of the material (musical, textual, and/or dramatic). Some of the compositional techniques identified by Pisani and
Browner, which became hallmarks of Native American musical stereotype largely because of their presence in Indian programmatic settings, include:
Open fifths
Melodies in pentatonic or modal organization, often with lowered sevenths or gapped scales
A melodic range primarily limited to one octave, except after
two or three phrases, at which point it ascends a third, or
even a fifth, above the upper limit
Overall descending phrase contour
Descending grace-note or snap-like figures
Repeated notes in heavy accents, often in groups of four (Bahbum-bum-bum patterns)
Imitations of tongue-wagging (whooping sounds).26
Other traits that commonly appear as Indian musical stereotypes include:
Predominate use of consonant intervals, often in descending
motion
Meter changes (this may occur in conjunction with steady
rhythmic drum pulses of continuous quarter or eighth notes
and can create an aural illusion of consistent meter)
56
Nina Perlove
57
:,
extensionI
extensions
r
3
-
desc. 3rd
,-----
Very slowly
A- las! for
them their
No
is o'er,...
day
more,
desc.4th
wild _ deer_
bounds,_
The
plough _
is on their hunt-ing
* Gracenote
their
floods;__
Be - yondthe
rings through their woods, The pale man's sail skims o'er
desc.3rd
moun
tains
the
of__
west
desc.3rd
_
--
_,_
unexpected
resolutione
Their _
chil-dren
go
to
die. _
Nina Perlove
58
.0 ,.. , . t .."
,-
, , trt" . t'
, '
'
59
>
go
u>
.>
f marc.
fS vigorous
Nina Perlove
60
Example 6. StereotypedBAH-bum-bum-bumfigure.
BAH bum bum bum BAH bum bum bum
Lrr
e)
es the rhythmic accents. Instead of a strict BAH-bum-bum-bum, Copland transformed the phrase to BAH-BAH-bum-bum, using a descending third between the second and third notes. Yet the expressive essence of the gesture remains. This brief passage alone is hardly
sufficient to argue the presence of Indianisms in the piece, but once
again, it is the combined impact of this figure with its surrounding exotic material that creates an overall effect.
In addition, Indian exotic clich6s of descending "grace note" figures
also appear throughout the movement, as can be heard in the opening solo (see ex. 1 above) and throughout the movement in various
forms and notations (ex. 7).37 Copland would have heard similar
figures used as Indian exoticisms in works such as the above-mentioned Tuolumne (ex. 8), MacDowell's Indian Suite, Carlos Chavez's
Example 7. Aaron Copland, Duofor Fluteand Piano,mvt. I.
Gracenote-like,
descending
Gracenote-like,
descending
I
A
Piccolo
Grace notes-'
WHOOPS
Flutes
1. solo
Oboes
Bassoons
if pesante
pesante
61
Symphonia India, and Western movie scores like Stagecoach.38In addition, Copland may also have become familiar with their exotic associations through the work of Elliott Carter, who used similar descending "snap" figures in his ballet score Pocahontas (ex. 9).39 In 1939
Example 9. Elliott Carter,PocahontasOrchestralSuitefrom the Ballet,conclusion.
61
60
Sub.
unis. V
mosso (J = 76)
piu
A tempo (J = 63)
Vln. 1
-ff
>?
ufespress.
unis.
"SNAPS"
Vln. 2
>2"2"
P
pizz.
f f
pizz"
Via.
pizza
Vcl.
"-
"- "-
.
_ __
pizz
z..
62
pp-
__
~------1div.
Vn.
1
__ _
P
Vln2
arco
pizz.
arco
av
Via.
"
p pp cresc.
V
.f
Vcl.
I_
___!,
v
w ~,D
,
p pp cresc.
qf p
p pp cresc
af p
I >
Cb.____
2P
<
Vln.
1_-_
8lrglr
Vln. 2
2 Soli
Via.
div.
!I
smorz.
TGTP
smorz.
3Soli
~4P8~9unis.
pizpp
Vcla
pizz.
smorz.
4 Soli
PP
62
Nina Perlove
Copland called the orchestral version of this ballet Carter's "first important orchestral work."40Once again, it must be stressed that Copland's Duo does not quote figures from these sources, but rather borrows and transforms general stylistic traits that were an integral part
of collective Native American sound images.
The Duo's poetic, somewhat mournful second movement opens
with repeated, noncontrapuntal piano chords that linger over both
time and space (ex. 10). In marking the passage "bell-like," the piano
takes on the characteristics of a prairie church bell.41 In this way, the
the
pianist becomes an immobile voice-the church steeple-while
listeners are placed at a distance, hearing the ringing from afar.
Example 10. Aaron Copland, Duofor Fluteand Piano,mvt. II.
Poetic, somewhat mournful ( = circa 96)
p freely expressive
'
(r.h.to thefore,bell-like)
Ped.on eachI.h.chord
simile
63
Example 11a. Aaron Copland, Duo for Flute and Piano, mvt. II.
-
_simile
<.if)
intensive e
marc.
intensivee marc.
fS(ff)
Sgradually
*s
*a.
'3e7.
'ae7.
Example 11b. Aaron Copland, Duo for Flute and Piano, mvt. II, mm. 51-53, reduction.
@S
piano
piano
4ths
4ths
flute
flute
desc. 3rd
3rd des
5th
desc.
desc.5th
piano
flute 8va
4ths
4ths
desc.
3 asc.6th
asI 3
6thI
desc.
Example 12. The Good, the Bad, and the Ugly, main theme (music by Ennio
Morricone).
4ths
rI
desc. 3rd
II
desc. 4th
I
4ths
desc. 3rd
I
asc. 4th
I
64
Nina Perlove
G~b
~G~b
*l~.
G~.
*~
65
66
Nina Perlove
traditional Russian folk and Western art music materials: he subjects his musical subject matter to operations not previously associated with it in order to create unusual and intense effects of
musical perspective; the result is a commentary of one musical
period, type, and idiom upon another.50s
By superimposing aspects of Stravinsky's ballet idiom with American sound material, Copland indeed incites commentary by musically and thematically linking ancient Russian and American civilizations. This dual use of Russian and American root elements is
especially fascinating given Aaron (Kaplan) Copland's own ethnic
identity. It was the composer's philosophy that artistic creation is a
process of self-discovery:
The reason for the compulsion to renewed creativity, it seems to
me, is that each added work brings with it an element of selfdiscovery. I must create in order to know myself, and since selfknowledge is a never-ending search, each new work is only a
part-answer to the question "Who am I?"51
Given this interpretation, I wonder if the juxtaposition of Indian exoticisms and Russian primitivism in the Duo reflects the composer's
musical search for his roots as both a native-born American and Russian immigrant?
The Duo's modified-rondo third movement has a distinctly heroic
quality. The work is introduced by repeated molto sforzando tonic
chords, separated by two quarter-note rests (ex. 14).52 In my opinion,
these double attacks are rhythmically evocative of the powerful forte,
tonic chords that introduce Beethoven's "Eroica" Symphony. Because
Beethoven's Third Symphony is recognized as a monumental representation of his "Heroic" period, these famous chords have become associated with musical heroic gesture. But Copland transformed the figure;
instead of major chords, Copland omitted the third, resulting in spacious open fifths-a common Indian exoticism and pastoral clich&.53
Copland's "heroes" are not the Napoleonic figures from Beethoven's Europe however, but uniquely American characters. The flute's
Example 14. Aaron Copland, Duofor Fluteand Piano,mvt. III.
Lively, with bounce ( = 134)
r
Piano
-
",.
N.rising
flourish
67
und rauh.
( = 144)
Solo
Flute
Solo Flute
Piano
~~
f
fo---
Falling flourish
68
Nina Perlove
(marc. sempre)
repeated pitches
>
(marc. sempre)
>
3rds
>
10
. .
-_
t,>
>
3,I.,,
>
....
8------------------------------
>
, Y 3 I
tt
i?
,1_
',
Y " Y
*"Y ? Y
t
,
?I
..
..
69
Example 17. Aaron Copland, Billy the Kid Suite, "Gun Battle."
Tpt.
Tbn
__
__
__
__
consord.
Tuba
Timp.
Sn. Dr
3rds
Harp
S>
>
>
>
8ba
8ba..................~...........~.............................................~~.~~.
2 J
+
Hn
repeated pitches
3.
Tpt.
senza sord.
div -2
nonlegato
marcato,
>
Tbn 3
>
?>
>
Am
B.
_________________
___
__
____
__
Ih___-_
___
>
>
Harp> 0n
,
',
.
-
I-J
F ,
.
l
;
...r
,,I
bu
.'
--
"
>
lI>
8b
.>
'
>
>
[aj>
..
Piano
>>-
non leao
_
>8-
>
70
Nina Perlove
marc. e stacc.
6)
-i
non legato
17
stacc.
mf
sim.
>
Sf
mf
18 (don'thurry)
>>
?
,--.
>
,.
'.
if ma .
ff marc.
,
,
71
century American composers trained in Leipzig, Munich, and Dresden, Copland and his contemporaries studied in Paris and developed
as composers during and between the world wars, when anti-German
sentiments were intense. Although German- and French-trained
Arthur Farwell similarly called for a national music that was
"sufficiently un-German,"58 Copland may still have considered him
a representative member of the old guard from which he wished to
separate himself. As Pisani recently suggested, Copland "turned away
from both the 'realism' of Indian themes as an American source and
the Germanic training that had formed a foundation for the work of
most of the previous generation. The 1890s cachet of Indianism had
now become tainted with genteelism and quite simply, bad taste."59
When Charles Ives (the Great Modernist), Quinto Maganini, and
Elliott Carter (Maganini and Carter were both members of Nadia's
"Boulangerie") used Indian topics for their pieces, however, Copland
praised the works, perhaps because he approved of the context used
by his contemporary colleagues.60 But because Native American references had become so closely associated with the German-trained
nineteenth-century American composers, Copland may have tried to
personally distance himself from all Indianism for fear of being
grouped with his genteel predecessors. A similar anti-German distancing was expressed by Copland regarding his opinions of Schoenberg,
Berg, and Webern: "I was interested and fascinated by them. I did not
go along with the expressive character of their music. It still sounded very nineteenth century and highly romantic. That was just the
thing we were trying to get away from."61
In this context, Copland's desire to keep Indian characters out of
ballets such as Appalachian Spring may have been a result of his wish
to guarantee that his work would not be confused with the previous
generation of Hiawatha settings.
This attitude may explain Copland's sentimentality toward Mexican Indians; since this specific region's Native subjects had not been
a primary focus of German-trained Indianist composers, they may
have carried less associative weight. To Copland, Mexican Indian subjects were specifically linked with Carlos Chavez, who first introduced
Copland to Mexico and who explored Indian subjects and musical
ideas as the basis for his Mestizo movement (works include the Aztec ballet Los Cuatro Soles [1926], Sinfonia India [1935], and XochipilliMacuilxochitl for TraditionalIndian Instruments [1940]). It is well known
that Copland's friendship with Chavez inspired works like El Salon
Mexico, and Copland took pride in the fact that critics called his piece
"as Mexican as the music of Revueltas."62 However, the "Mestizo
musical style" may have influenced Copland much more than has
previously been examined, especially because he viewed it as specifi-
72
Nina Perlove
cally distinct from the European tradition that influenced the American "Indianists." Chavez may have used Native subjects in his pieces, but he was first and foremost a "modernist."63 Copland himself
wrote:
The principal imprint of the Indian personality-its
deepest
reflection in the music of our hemisphere-is to be found in the
present-day school of Mexican composers, and especially Carlos
Chavez and Silvestre Revueltas. With them it is not so much a
question of themes as it is of character. ... Chavez' music is,
above all, profoundly non-European [emphasis mine]. To me it
possesses an Indian quality that is at the same time curiously
contemporary in spirit. Sometimes it strikes me as the most truly contemporary music I know, not in the superficial sense, but
in the sense that it comes closest to expressing the fundamental
reality of modern man after he has been stripped of the accumulations
of centuries of aesthetic experiences [emphasis mine].64
To Copland, the centuries of accumulated aesthetic experience was
precisely the European tradition he so wanted to avoid.
An understanding of the Native American sound clich6s in the Duo
may help explain why Copland returned to a popular style for this
1971 flute piece. In the thirties and forties, Copland's popular compositions often reflected wartime sentiments. The composer wrote of
Appalachian Spring:
In 1944, with World War II at its grimmest and the world in turmoil, people yearned for the kind of pastoral landscape and innocent love that Martha Graham's most lyrical ballet offered.
AppalachianSpring affirmed traditional American values that were
being dramatically challenged by Nazism. Audiences knew immediately what the country was fighting for when they saw Appalachian Spring.65
The birth year of the Duo, 1971, was again "wartime" for the United
States. During the Vietnam War however, the public was divided
about America's involvement. Returning soldiers were not always
greeted with a hero's welcome, and traditional American values were
being challenged, not embraced.
Given the interpretation of the Duo as a reflection of wartime attitudes, the work becomes a prime example of Copland's ability to
present contemporary life in a musical setting-a goal he felt was essential to the role of artistic creation. Four years after the Duo's premier, Copland revealed his view:
[The artist's] importance to society, in the deepest sense, is that
73
74
Nina Perlove
The suggestion of wide open spaces... and the earthy simplicity and directness of some concert music of the 1930s and 1940s
came to be irrevocably associated with Americanism: a pastoral
simplicity based on the pentatonicism of folk tunes and the spaciousness of parallel chords and open fifths. The influence of the
Indianist school lingered, though the source of that influence was
suppressed.71
Unlike the works of previous American composers, Copland's Duo
for Flute and Piano places Native American sound images within a nonGermanic context, making the piece a unique expression of Copland's
own time in his own country.
NOTES
I would like to thank bruce mcclung, Richard Crawford, and the anonymous reviewers of American Music for reading this paper and offering insightful comments and suggestions. I would also like to thank Ricardo Zohn-Muldoon and Frank Samarotto for
looking over my analysis with keen theoretical eyes.
1. John Wyton, "The Copland-Solum Correspondence, 1967-1975: The Duo for Flute
and Piano Commission," Flutist Quarterly 17 (Winter 1992): 33-43.
2. Aaron Copland and Vivian Perlis, Copland: Since 1943 (New York: St. Martin's/
Marek, 1984), 376.
3. Schuyler Chapin, "A Gift to Be Simple," SymphonyMagazine 42 (March-April 1991):
25; Wilfrid Mellers, "Homage to Aaron Copland," Tempo95 (Winter 1970-71): 4.
75
76
Nina Perlove
34. "Authentic" Lakota flute music is difficult to trace. However, Kevin Locke (Tokeye Inajin) is one Native flutist who has tried to capture the essence of this musical
tradition. For example, see his CD, The Flash of the Mirror, Makoch6 (1994).
35. Given the relationship between Copland's popular style in the Duo and Rosenman's A Man Called Horse solo, it is not impossible that Rosenman may have been influenced by earlier Coplandesque sound material in this film score. It is even possible
that the South Dakota Sioux with whom Rosenman worked in the late 1960s were themselves influenced by Indianist, Coplandesque, and/or Hollywood-derived "soundviews" of the American West. This issue of reflexivity is interesting and complex, meriting further examination which is however beyond the scope of this paper.
36. Browner, "Transposing Cultures," 113-14.
37. A few examples of similar descending "grace note"-like figures occur in measures 45, 62-63, and 86-92.
38. Stagecoach won the 1939 Best Music Scoring Academy Award, defeating Aaron
Copland's nomination for Of Mice and Men.
39. Browner discusses this figure in Carter's work: "The 'Scottish snap,' now often
married to the interval of either a whole-step or a minor third moving downward in
pitch, had solidified its position as the rhythmic-melodic combination signifying Native Americans. In [Pocahontas],the last eight bars of the score from the orchestral suite
(the original ballet score no longer exists), the 'snap,' with both interval variations, can
be seen." Browner, "Transposing Cultures," 128.
40. Copland and Perlis, Copland: 1900 through 1942, 283.
41. The opening chords have been described as emphasizing the funeral tolling of a
bell; Neil Butterworth, The Music of Aaron Copland (New York: Universe Books, 1986),
175.
42. Pisani discusses "tongue-wagging" trills in western music as a Native American exoticism; see Michael Pisani, "I'm an Indian, Too," 228-29.
43. Thanks to Daniel E. Mathers for bringing my attention to these figures in The
Red Pony and the Piano Fantasy. Whoops in The Red Pony appear noticeably in movement two, "The Gift," at measures 44-46, and so on. Aaron Copland, The Red Pony:
Film Suite for Orchestra (London: Boosey and Hawkes, Ltd., 1951), pocket score, 34.
44. Copland and Perlis, Copland: 1900 through 1942, 160-62.
45. Paul Griffiths, Stravinsky (New York: Schirmer Books, 1992), 29.
77
55. This particular solo in MacDowell does not actually derive from Native American song (Theodore Baker's transcription that inspired MacDowell was actually based
upon a nineteenth-century hymn tune from Thomas Commuck, not an "authentic" Indian song). Francis Brancaleone, "Edward MacDowell and Indian Motives," American
Music 7 (Winter 1989): 360, 365. For other research on MacDowell's Indian Suite, see
Tara Browner, "'Breathing the Indian Spirit': Thoughts on Musical Borrowing and the
'Indianist' Movement in American Music," American Music 15 (1997): 265-84, and Richard Crawford, "Edward MacDowell: Musical Nationalism and an American Tone Poet,"