Right of Appeal in Code of Civil Procedure
Right of Appeal in Code of Civil Procedure
Right of Appeal in Code of Civil Procedure
Right of Appeal
A right of appeal is not an inherent or natural right. 5 An appeal is a creature of the statute and
there is no right of appeal unless it is given clearly and in express terms by a statute. 6 It is a
vested right and accrues to the litigant and exists as on and from the date the lis commences.
Sometimes, appeal is a matter of right; sometimes it depends upon discretion of the court to
which such appeal lies. In the latter category of cases, the right is to apply to the court to
grant leave to file an appeal; for instance, an appeal to the Supreme Court under Article 136
of the Constitution of India. If a particular Act does not provide a right to appeal, it cannot be
declared ultra vires only on that ground.7 Right of appeal is a statutory and substantive right.
It is not merely a matter of procedure. Right of appeal is governed by the law prevailing at
the date of the suit and not by law that prevails at the date of the decision or at the date of
filling of the appeal. This vested right of appeal can be taken away only by a subsequent
enactment if it so provides expressly or by necessary implication and not otherwise.
In Anant Mills Co. Ltd. v. State of Gujarat,8 speaking for the Supreme Court, Khanna, J.
said:
It is well-settled by several decisions of this court that the rights of appeal is a creature of a
statute and there is no reason why the legislature while granting the right cannot impose
conditions for the exercise of such right so long as the conditions are not so onerous as to
amount to unreasonable restrictions rendering the right almost illusory.
5 Ganga Bai v. Vijay Kumar, (1974) 2 SCC 393 at p. 397; Rami Manprasad v.
Gopichand (1973) 4 SCC 89 at p. 92: AIR 1974 SC 1126 at p. 1129
6 Anant Mills Co. Ltd. v. State of Gujarat, (1975) 2 SCC 175 at p. 202
7 Kartar Singh v. State of Punjab, (1994) 3 SCC 569
8 (1975) 2 SCC 175 at p. 202
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and an appeal is that an appeal only reviews and corrects the proceeding in a cause already
constituted but does not create the cause.
It is obvious that when an appeal is made, the appellate authority can do one of the following
three things, namely:
1. It may reverse the order under appeal;
2. It may modify that order; and
3. It may merely dismiss the appeal and thus confirm the order of the lower court
without any modification.
In all three cases after disposal of the appeal by the appellate authority, the order so passed by
the authority will be operative irrespective of the fact that this order has reversed, modified or
confirmed the decision of the lower court. In fact it is the appellate decision alone which
subsists and operative as well as capable of enforcement.12
After referring to the various decisions on the subject, the Supreme Court laid down the
following principles relating to the right of appeal in Garikapati v. Subbiah Choudhary.13
These are as follows:
1. That the legal pursuit of a remedy, suit, appeal and second appeal are really but steps in a
series of proceedings all connected by an intrinsic unity and are to be regarded as one legal
proceeding.
2. The right of appeal is not just a matter of procedure but it is a substantive right.
12 Collector of Customs v. East India Commercial Co. Ltd., AIR (1963) SC 1124 at
p. 1126
13 AIR (1957) SC 540
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3. The institution of the suit carries with it the implication that all rights of appeal then in
force are preserved to the parties thereto till the rest of the career of the suit.
4. The right of appeal is a vested right and such a right to enter a superior Court
the litigant and exists on and from the date the lis commences and,
accrues to
although it may be
actually exercised when the adverse judgment is pronounced, such right to be governed by
the law prevailing at the date of the institution of the suit or proceeding and not by the law
that prevails at the date of its decision or at the date of filing of the appeal.
5. This vested right of appeal can be taken away only by a subsequent enactment, if it is so
provided expressly or by necessary intendment and not otherwise.
Appeal and Revision:
The revisional jurisdiction of a High Court is a part and parcel of the appellate jurisdiction of
the High Court. When the aid of the High Court is invoked on the revisional side it is done
because it is a superior court and it can interfere for the purpose of rectifying the error of the
court below. It is only one of the modes of exercising power conferred by the Statute;
basically and fundamentally it is the appellate jurisdiction of the High Court which is being
invoked and exercised in a wider and larger sense.14
The distinction between an appeal and a revision is a real one. A right of appeal carries with it
a right of rehearing on law as well as fact, unless the statute conferring the right of appeal
limits the rehearing one way or the other. The power to hear a revision is generally given to a
superior Court so that it may satisfy itself that a particular case has been decided according to
law.15 Revisional jurisdiction is not wide enough to make the High Court a second court of
first appeal.16 The High Court cannot, in exercise of revisional powers, substitute its own
view for the view taken by a subordinate court.17
14 Shankar Ramchandra Abhyankar v. Krishnaji Dattatreya Bapat, AIR 1970 SC 1, (1970)
72 BOMLR 179, (1969) 2 SCC 74, 1970 1 SCR 322
15 Hari Shankar v. Rao Girdhari Lal Chowdhury, 1963 AIR 698, 1962 SCR Supl. (1)
933
In State of Kerala v. K.M. Charia Abdullah & Co.18, Court has highlighted the difference
between the two jurisdictions in the following words:
There is an essential distinction between an appeal and a revision. The distinction is based
on the differences implicit in the said two expressions. An appeal is a continuation of the
proceedings; in effect the entire proceedings are before the appellate authority and it has
power to review the evidence subject to the statutory limitations prescribed. But in the case of
a revision, whatever powers the reversional authority may or may not have, it has not the
power to review the evidence unless the statute expressly confers on it that power.
In Associated Cement Co. Ltd. v. Keshavanand 19, the Supreme Court stated, It is trite
legal position that appellate jurisdiction is coextensive with original court's jurisdiction as
for appraisal and appreciation of evidence and reaching findings on facts and appellate
court is free to reach its own conclusion on evidence untrammeled by any finding entered by
the trial court. Reversional powers on the other hand belong to supervisory jurisdiction of a
superior court. While exercising reversional powers the court has to confine to the legality
and propriety of the findings and also whether the subordinate court has kept itself within the
bounds of its jurisdiction vested in it. Though the difference between the two jurisdictions is
subtle, it is quite real and has now become well recognised in legal provinces.
It is submitted that the following observations of Hidayatullah, J. in Hari Shankar v. Rao
Girdhari Lal Chowdhury20 laid down correct law on the point. Speaking for the majority,
His Lordship concluded:
The distinction between an appeal and a revision is a real one. A right of appeal carries
with it a right of rehearing on law as well as fact, unless the statute conferring the right of
appeal limits the rehearing in some way as, we find, has been done is second appeals arising
under the Code of Civil Procedure. The power to hear a revision is generally given to a
superior Court so that it may satisfy itself that a particular case has been decided according
18 AIR 1965 SC 1585
19 (1998) 1 SCC 687: SIR 1998 SC 596
20 AIR 1963 SC 698
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to law. Under s. 115 of the Code of Civil Procedure. the High Court's power are limited to
see whether in a case decided, there has been an assumption of jurisdiction where none
existed, or a refusal of jurisdiction where it did, or there has been material irregularity or
illegality in the exercise of that jurisdiction. The right there is confined to jurisdiction and
jurisdiction alone. In other acts, the power is not so limited, and the High Court is enabled to
call for the record of a case to satisfy itself that the decision therein is according to law and
to pass such orders in relation to the case, as it thinks fit.
nothing like a period of limitation for making an application for conversion of an appeal into
revision or vice versa. All that is required to be seen is if the appeal or the revision had been
filed within the time prescribed for the filing of the appeal, or the revision, as the case may
be.22
Right of Appeal: Material Date
The right of appeal is a vested right and such a right to enter the superior court accrues to the
litigant and exists as on and from the date the lis commences and although it may be actually
exercised when the adverse judgment is pronounced such right is to be governed by the law
prevailing at the date of the institution of the suit or proceeding and not by the law that
prevails at the date of its decision or at the date of the filing of the appeal.23
Section 96
Section 96 of the Code confers a right of appeal. It reads as under:
96. Appeal from Original decree: (1) Save where otherwise expressly provided in the body of
this Code, or by any other law for the time being in force, an appeal shall lie from every
decree passed by any Court exercising original jurisdiction the Court authorized to hear
appeals from the decisions of such Court.
(2) An appeal may lie from an original decree passed ex parte.
(3) No appeal shall lie from a decree passed by the Court with the consent of parties.
(4) No appeal shall lie, except on a question of law, from a decree in any suit of the nature
cognisable by Courts of Small Causes, when the amount or value of the subject-matter of the
original suit does not exceed [ten]24 thousand rupees.
Who may Appeal?
Section 96 of the Code recognizes the right of appeal from every decree passed by any court
exercising original jurisdiction. It does not refer to oe\r enumerate the persons who may file
an appeal. But before an appeal can be filed under this section, 2 conditions must be satisfied:
1. The subject-matter of the appeal must be a decree, that is, a conclusive
determination of the rights of the parties with regard to all or any of the matters in
controversy in the suit, and
2. The party appealing must have been adversely affected by such determination.25
The ordinary rule is that only a party to a suit adversely affected by the decree or any of his
representatives-in-interest may file an appeal. But a person who is not a party to a decree or
order may, with the leave of the court, prefer an appeal from such decree or order if he is
either bound by the order or is aggrieved by it or is prejudicially affected by it.
It was observed in the case of Krishna Chandra Golder v. Mahesh Chandra Sahu 26, the
question who may appeal is determinable by the common sense of consideration that there
can be no appeal where there is nothing to appeal about.
From the above general principles, the following persons are entitled to appeal under this
section:
1. Any party to the suit, who is adversely affected by the decree or the transferee of
interest of such party, has been adversely affected by the decree provided his name
was entered into record of suit.
2. A person claiming under a party to the suit or a transferee of the interests of such
party, who, so far as such interest is concerned, is bound by the decree, provided his
name is entered on the record of the suit.
3. A guardian ad litem appointed by the court in a suit by or against a minor.27
4. Any other person, with the leave of the court, if he is adversely affected by the
decree.28
As Scrutton, L.J.34 observed, It startles me that a person can say that judgment is wrong and
at the same time accept the payment under the judgment as being right.In my opinion, you
cannot take the benefit of a judgment as being good and then appeal against it as being bad.
Finally, the vested right of appeal is destroyed if the court to which an appeal lies is abolished
altogether without any forum being substituted in its place.
Agreement not to Appeal
A right of appeal is a statutory right. If a statute does not confer such right, no appeal can be
filed even with the consent or agreement between the parties.
But an agreement between the parties not to file an appeal is valid if it is based on lawful or
legal consideration and if otherwise it is not illegal.
Appeal: Nomenclature not Material
The use of expression appeal, first appeal or second appeal is neither material nor
decisive. It is the substance and not the form which is relevant.
In Ramchandra Goverdhan Pandit v. Charity Commr35, a first appeal was filed in the
High Court against an order passed by the Commissioner on an application under Section 72
of the Bombay Public Trusts Act, 195. The Supreme Court held that the appeal before the
single judge of the High Court was in substance and in reality Second Appeal and Letters
Patent Appeal was not maintainable against the judgment by the Single judge.
The above remedies are concurrent and they can be prosecuted simultaneously or
concurrently. As has been rightly said:
Where two proceedings or two remedies are provided by a statute, one of them must not be
taken as operating in derogation of the other.36
In an appeal against an ex parte decree, the appellate court is competent to go into the
question of the propriety or otherwise of the ex parte decree passed by the trial court.
No Appeal against Consent Decree: Section 96(3)
Section 96(3) declares that no appeal shall lie against a consent decree. This provision is
based on the broad principle of estoppels. It presupposes that the parties to an action can,
expressly or impliedly, waive or forgo their right of appeal by any lawful agreement or
compromise or even by conduct. The consideration for the agreement involved in a consent
decree is that both the sides give up their right of appeal.37
Once the decree is shown to have been passed with the consent of the parties, Section 96(3)
becomes operative and binds them. It creates an estoppel between the parties as a judgment
on contest.38 Where there is a partial compromise and adjustment of a suit and a decree is
passed in accordance with it, the decree to that extent is a consent decree and is not
appealable. This provision, however, does not apply where the factum of compromise is in
dispute or the compromise decree is challenged on the ground that such compromise had not
been arrived at lawfully.39
challenging the final decree. Where an appeal is filed against a preliminary decree and is
allowed and the decree is set aside, the final decree falls to the ground as ineffective since
there is no preliminary decree to support the final decree.
No Appeal against Final Decree where no Appeal against Preliminary Decree
In suits which contemplate the making of two decrees-a preliminary decree and a final
decree-the decree which would be executable would be the final decree. But the finality of a
decree or a decision does not necessarily depend upon it being executable. The legislature in
its wisdom has thought that suits of certain types should be decided in stages and though the
suit in such cases can be regarded as fully and completely decided only after a final decree is
made, the decision of the court arrived at the earlier stage also has a finality attached to it. It
would be relevant to refer to s. 97 of the Code of Civil Procedure which provides that where a
party aggrieved by a preliminary decree does not appeal from it, it is precluded from
disputing its. correctness in any appeal which may be preferred from the final decree. This
provision thus clearly indicates that as to the matters covered by it, a preliminary decree is
regarded as embodying the final decision of the court passing that decree.41
Appeal against judgment
The Code provides an appeal from a decree and not from a judgment. An aggrieved party,
however, may file an appeal against the judgment, if a decree is not drawn up by the court.
appeal. In that case, the appeal can be taken to have been filed on the date of the application
for substitution of the legal representatives. If, by that time, the appeal is time-barred, the
appellant can seek condonation of delay.42
Form of Appeal
What to accompany memorandum
(1) Every appeal shall be preferred in the form of a memorandum signed by the appellant or
his pleader and presented to the Court or to such officer as it appoints in this behalf. the
memorandum shall be accompanied. By a copy of the decree appealed from and (unless the
Appellate Court dispenses therewith) of the judgement on which it is founded:
[Provided that where two or more suits have been tried together and a common judgement
has been delivered therefor and two or more appeals are filed against any decree covered by
that judgement, whether by the same appellant or by different appellants, the Appellate Court
may dispense with the filing of more than one copy of the judgement.]
(2) Contents of memorandum- The memorandum shall set forth, concisely and under distinct
heads, the grounds of objection to the decree appealed from without any argument or
narrative; and such grounds shall be numbered consecutively.
[(3) Where the appeal is against a decree for payment of money, the appellant shall, within
such time as the Appellate Court may allow, deposit the amount disputed in the appeal or
furnish such security in respect thereof as the Court may think fit.]43
The appellant shall not, except by leave of the Court, urge or be heard in support of any
ground of objection set forth in the memorandum of appeal, but the Appellate Court, in
deciding the appeal, shall not be confined to the grounds of objections set forth in the
memorandum of appeal or taken by leave of the Court under this rule:
Provided that the Court shall not rest its decision on any other ground unless the party who
may be affected thereby has had a sufficient opportunity of contesting the case on that
ground.
Rejection or amendment of memorandums
(1) Where the memorandum of appeal is not drawn up in the manner hereinbefore
prescribed, it may be rejected, or be returned to the appellant for the purpose of being
amended within a time to be fixed by the Court or be amended then and there.
(2) Where the Court rejects any memorandum, it shall record the reasons for such rejection.
(3) Where a memorandum of appeal is amended, the Judge, or such officer as he appoints in
this behalf, shall sign or initial the amendment.
Application for condonation of delay
(1) When an appeal is presented after the expiry of the period of limitation specified therefor,
it shall be accompanied by an application supported by affidavit setting forth the facts on
which the appellant relies to satisfy the Court that he had sufficient cause for Pot preferring
the appeal within such period.
(2) If the Court sees no reason to reject the application without the issue of a notice to the
respondent, notice hereof shall be issued to the respondent and the matter shall be finally
decided by the Court before it proceeds to deal with the appeal under rule 11 or rule 13, as the
case may be.
(3) Where an application has been made under sub-rule (1) the Court shall not make in order
fact the stay of execution of the decree against which the appeal is proposed to be filed so
long as the Court does not, after hearing under rule 11, decide to hear the appeal.]44
44 Rule 3-A
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(5) Notwithstanding anything contained in the foregoing sub-rules, where the appellant fails
to make the deposit or furnish the security specified in sub-rule (3) of rule 1, the Court shall
not make an order staying the execution of the decree.]
Rule 6. Security in case of order for execution of decree appealed from
(1) Where an order is made for the execution of a decree from which an appeal is pending,
the Court which passed the decree shall, on sufficient cause being shown by the appellant,
require security to be taken for the restitution of any property which may be or has been taken
in execution of the decree or for the payment of the value of such property and for the due
performance of the decree or order of the Appellate Court, or the Appellate Court may for
like cause direct the Court which passed the decree to take such security.
(2) Where an order has been made for the sale of immovable property in execution of a
decree and an appeal is pending from such decree, the sale shall, on the application of the
judgement-debtor to the Court which made the order, be stayed on such terms as to giving
security or otherwise as the Court thinks fit until the appeal is disposed of.45
Rule 8. Exercise of powers in appeal from order made in execution of decree46
The powers conferred by rules 5 and 6 shall be exercisable where an appeal may be or has
been preferred not from the decree but from an order made in execution of such decree.
Rule 11- Power to dismiss appeal without sending notice to Lower Courts
(1) The Appellate Court, after sending for the record if it thinks fit so to do, and after fixing
a day for hearing the appellant or his pleader and hearing him accordingly if he appears on
that day, may dismiss the appeal without sending notice to the Court from whose decree the
appeal is preferred and without serving notice on the respondent or his pleader.
(2) If on the day fixed or any other day to which the hearing may be adjourned the appellant
does not appear when the appeal is called on for hearing, the Court may make an order that
the appeal be dismissed
(3) The dismissal of an appeal under this rule shall be notified to the Court from whose
decree the appeal is preferred.
(4) Where an Appellate Court, not being the High Court, dismisses an appeal under sub -rule
(1), it shall deliver a judgement, recording in brief its grounds for doing so, and a decree shall
be drawn up in accordance with the judgement.
Rule 11A-Time within which under rule 11 should be concluded
Every appeal shall be heard under rule 11 as expeditiously as possible and endeavour shall be
made to conclude such hearing within sixty days from the date on which the memorandum of
appeal is filed.
Procedure at Hearing: Rules 16-21
(a) Right to begin: Rule 16
(1) On the day fixed, or on any other day to which the hearing may be adjourned, the
appellant shall be heard in support of the appeal.
(2) The Court shall then, if it does not dismiss the appeal at once, hear the respondent against
the appeal and in such case the appellant shall be entitled to reply.
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Where the appellant appears and the respondent does not appear the appeal shall be heard ex
parte.47
Rule 21: Re-hearing on application of respondent against whom ex parte decree made
Where an appeal is heard ex parte and judgment is pronounced against the respondent, he
may apply to the Appellate Court to re-hear the appeal; and, if he satisfies the Court that the
notice was not duly served or that he was prevented by sufficient cause from appearing when
the appeal was called on for hearing, the Court shall re-hear the appeal on such terms as to
costs or otherwise as it thinks fit to impose upon him.
(d) Addition of respondent: Rule 20
Rule 20: Power to adjourn hearing and direct persons appearing interested to be made
respondents
(1) Where it appears to the Court at the hearing that any person who was a party to the suit in
the Court from whose decree the appeal is preferred, but who has not been made a party to
the appeal, is interested in the result of the appeal, the Court may adjourn the hearing to a
future day to be fixed by the Court and direct that such person be made a respondent.
(2) No respondent shall be added under this rule, after the expiry of the period of limitation
for appeal, unless the Court, for reasons to be recorded, allows that to be done, on such terms
as to costs as it thinks fit.
Conclusion
47 R. 17(2)
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The expression appeal has not been defined in the Code of Civil Procedure 1908. It is an
application or petition to appeal higher Court for are consideration of the decision of appeal
lower court. It is appeal proceeding for review to be carried out by appeal higher authority of
appeal decision given by appeal lower one. In appeal is appeal creature of statute and right to
appeal
is
neither
an
inherent
nor
natural
right.
Appellant aggrieved by appeal decree is not entitled as or right to appeal from decree. The
right to appeal must be given by statute. Section 9 confers on appeal litigant, independently
of any statute, appeal right to institute appeal suit of civil nature in appeal court of law. So he
has appeal right to apply for execution of appeal decree passed in his favour, but he has no
right to appeal from appeal decree or order made against him, unless the right is clearly
conferred by statute. Section 96 of the Code gives appeal right to litigant to appeal from an
original decree. Section 100 gives him appeal right to appeal from an appellate decree in
certain cases. Section 109 gives him right to appeal to the Supreme Court in certain cases.
Section 104 gives him right to appeal from orders as distinguished from decrees.
As soon as judgment is pronounced against party, right to appeal arises. Right to appeal
doesnt arise when adverse decision is given, but on the day suit is instituted i.e. proceedings
commenced, right to appeal get conferred. Thus, it can be said the Right to appeal is appeal
substantive right vested in parties from the date suit instituted.
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