Reflective Practice and Action Research As A Source of Pre-Service and In-Service Professional Development and Classroom Innovationy
Reflective Practice and Action Research As A Source of Pre-Service and In-Service Professional Development and Classroom Innovationy
Reflective Practice and Action Research As A Source of Pre-Service and In-Service Professional Development and Classroom Innovationy
by
Heather Denny,
School of Languages,
Auckland University of Technology
Auckland New Zealand
Working Paper No. 14
August 2005
Abstract
The concept of the teacher as reflective practitioner and teacher as researcher of his/her
own classroom practice now has a long 20th and 21st century tradition and is promoted
widely in the teacher education literature of recent years. But does it have real benefits
for teacher skill development and innovation in classroom practice? This paper
describes the outcomes of two research projects. The first examines the effectiveness of
a reflective practice exercise carried out by both pre-service and inservice English
teachers at AUT. The other follows the development of a collaborative action research
project in which teachers reflected on and took steps to improve the teaching of casual
conversation in their own classrooms. The paper will draw conclusions about the
benefits and constraints for teachers of both reflective practice and the more formal
action research, examining to what extent they help teachers to develop skills and
encourage innovation in the classroom. Recommendations are made for future practice
to support both reflective practice and its formalisation as action research.
ISSN-1176-7383
Introduction
In this paper I will explore from a practical point of view a teacher development tool called
reflective practice, both in a pre-service/novice and an inservice context and ways in which
this can be extended and formalised into action research.
I will start by discussing the concept of reflective practice, outlining in brief some theoretical
principles and some insights from the literature which have been influential in developing
these reflective practice exercises and its more recent extension into action research. Then I
will introduce you to two projects in which reflective practice is the focus of ongoing
professional development for classroom teachers at AUT as well as an action research project
we have recently undertaken. I will examine the role of reflective practice in each of these
exercises and describe aspects of their development in recent years. I will then describe and
compare the approaches and attitudes of novice and experienced teachers to reflective practice
as a form of professional development and describe some outcomes of the inservice
programme and the more recently completed action research project. From this information I
will draw conclusions about their perceived value in terms of professional development and
classroom innovation and to what extent each is a preparation for the next.
Finally I plan to make recommendations, drawn from reflection on our experience and from
the experience of other practitioners in the literature, for future developments and for creating
a climate in which both pre-service and in-service teachers can take part in, enjoy and benefit
from reflective practice, and, if they so choose, action research..
is normally undertaken in reflective practice as the aim is to present and publish results.
Reflective Practice is a bottom-up process because it is self directed, confidential to the
teacher and his/her tutor or chosen peer, flexible within certain guidelines in terms of time and
method, and collaborative. It is to a large extent initiated and driven by the teacher, and
therefore more empowering than the more top-down types of teacher development. But it is
also conscious, planned and systematic. Of course good teachers are always constantly
evaluating their practice and the idea of critical reflection is not new but the systematic
pursuit of it has been promoted more in the last twenty years.
The idea originally arose from studies in general education and also has links to critical theory
(Smith & Lovat, 1999). Schon (1983; 1987) spoke of reflection-in-action and reflection-onaction as two processes which lead to development in teaching skills. The former referred to
reflection while teaching, and the other to reflection after teaching. The idea was picked up
and has been further developed in relation to language teaching over the last 15 years by
researchers and theorists such as Freeman (1989), Richards and Nunan (1990), Allwright and
Bailey (1991), Wajnryb (1992), Richards and Lockhart (1994), Brookfield (1995), Head
and Taylor (1997), Wallace (1998) and Burns (1999). The parallel and closely related
development of action research as a self directed and empowering method of enquiry started
with Kurt Lewin, and was instigated and developed in education by Corey in the USA,
Stenhouse and Eliot in Britain, and Kemmis and McTagggart in Australia (Zeichner, 2001).
Richards (1987) and Freeman (1989) writing in the TESOL Quarterly at the end of the
eighties espoused the teacher development rather than training model of teacher preparation.
In addition a number of articles in Richards and Nunan (1990) explore early conceptions of
how Reflective Practice might be used in different types of teacher education programmes.
Wallace (1991; 1998) gives a very clear account of the notion of the reflective practitioner in
the context of other models of teacher education and also provides guidelines for teachers
wishing to extend reflective practice into action research. The introduction to Wajnrybs
'Classroom Observation Tasks' published in 1992 has an enthusiastic and persuasive outline
of the rationale behind reflective practice as a teacher development tool emphasising the
empowerment of teachers. Richards and Lockhart (1994) also take up this theme of the
empowerment of teachers and include an excellent discussion of the theory of reflective
practice and some practical guidelines and methods for collecting data in classroom
observation as part of an action research cycle. Finally Nunan and Lamb (1996) see the
reflective practitioner as a complement to the self-directed learner. Numerous articles have
been written since, notably in the 1998 TESOL Quarterly 32/3, which focus on different
aspects of Reflective Practice.
A number of books have also been written in the last ten to fifteen years to give theoretical
background and practical guidance to the teacher action researcher. Those which influenced
our project include Burns (1999), Kemmis and McTaggart (1988) and Wallace (1998), and
latterly Mills (2003). The model of action research we used drew on a number of writers
mentioned above and followed an observe - reflect - plan - act - observe cyclical pattern.
learners are required to submit a portfolio of 7 items and a reflective summary on each. Items
for reflection include a lesson plan, a worksheet or assessment task created or modified by the
teacher, an account of an observation by or of a peer, a videotape or audiotape of a segment of
their own teaching, a teaching or reading journal or an account of a peer discussion. Teachers
on the programme have a degree of choice about which items to reflect on and the focus of
their reflection within certain guidelines. A lecture at the beginning of the course introduces
the concept of reflective practice and a group tutorial helps teachers to conceptualise and
practise aspects of the process. In addition there are individual and group tutorials for
discussion and feedback to teachers on items submitted to date, help with individual
difficulties and guidance in planning further items and writing a critically reflective essay. A
set of detailed guidelines and assessment criteria given out at the first lecture are also
designed to help learners write in critically reflective rather than narrative mode. The role of
reflective practice is to accelerate and focus the development of the novice teacher and in our
experience is very effective in doing so.
methods and tools they preferred, whether there was any difference in attitude and
methodology between one group and the other and whether the principles and techniques
taught in Practicum 1 carried over to the practice of teachers once they were employed in the
real world.
In order to explore these questions two surveys were carried out. One was of graduates of the
1999 Practicum 1 module in April 2000, 10 months after they completed the module. By this
stage most had become novice teachers rather than students, though there were some still
studying. A similar survey was given to in-service teachers as an extension of the usual end of
year survey on the Certificate in English Language Reflective Practice exercise in 1999.
Questionnaires were sent out to 12 graduates of the Diploma module (all of those who could
be contacted) and to 12 CEL teachers (all the tenured staff on this programme). All of the
CEL teachers were experienced practitioners. Eight Practicum 1 graduates and 11 CEL
teachers responded. A copy of the Practicum 1 survey is attached as an appendix.
''I would estimate a lot as without I could not progress and improve my teaching practice or
curriculum development when revising and creating new courses.'
Comments from novice teachers who chose 'some' or 'a little', (all of whom had chosen
informal methods) identify environmental limitations to the effectiveness and viability of the
Reflective Practice exercise. These include the large classes in Asian couontires and the rigid
teaching schedules in some schools.
Comments from experienced teachers (all of whom had taken part in a formal exercise) show
a deeper understanding of the process and appreciation of the impact that the formal exercise
had on their practice and are more aware of its potential to support innovation and
development:
particularly in forcing me to analyse and find solutions to problems/difficulties/challenges.
Have developed better ways of teaching certain parts of the syllabus as a result of
reflection
because learning and teaching languages are dynamic processes. No one student or learning
situation is identical to another. Reflection, I believe, can with time increase teachers
sensitivity and effectiveness in meeting learners needs.
I am constantly reflecting but time pressures limit the extent to which alternative approaches
or ideas can be prepared and trialled with the same class. (Plan to try some with new class).
The majority of comments from both groups stress the positive and ongoing nature of
reflection in professional practice. Even where there is less impact reported there is usually a
factor in the environment which is preventing it having a greater impact - for example the
cultural climate, pressures of time in teaching schedules, the fact that the respondent is still in
training, the method used, rather than the process itself.
from their comments to be in the second or third stage. The majority of experienced teachers
seem to be in the fourth or fifth stage.
It should be noted that both group are too small for figures from these surveys to show if they
have any statistical significance or generalisability, but results are nevertheless indicative of
what is happening in this group at least, and possibly others.
Fostering Innovation
The data from this research did not yield enough detail to judge whether reflective practice
fostered innovation, though it was clear that it did foster the faster development of the
majority of teachers. Nevertheless topics which were the focus of reflective practice over the
last two years as reported by teachers in the Certificate in English Language programme serve
as an indication of the type of innovation that can be encouraged and supported by reflective
practice. Effective integrating of reading and listening in the teaching of news, new lower
level readers, a series of semi-scripted dialogues for teaching conversational skills, and a
project to develop innovative ways of teaching proniunciation have all resulted from or been
developed and advanced through reflective practice exercises.
Action Research
This familiarity with and expertise in the process of reflective practice together with a desire
to develop research skills, was a factor in the decision of a group of Certificate in English
Language staff to go a step further and attempt to do action research over the last two years.
In addition to the reflective practice cycle of plan, act, observe reflect and plan there is, in
action research, a requirement that the results will be based on more rigorous analysis of
carefully collected data and that these will be presented and there will be some generation of
theory. Action Research, like reflective practice, is also by definition focused on improvement
of practice.
The group was set up at the end of 2002 up by two Senior Lecturers with an interest in Action
Research and in the improvement of the teaching of casual conversation. This interest arose
out of reading the more recent literature in the description of English conversation and the
more recent and innovative methods of teaching casual conversation using models and
materials based on data from corpora and authentic texts advocated by such writers as Carter
and McCarthy (1993) and Burns (2001). Other teachers were invited to join the group if they
had similar interests and a desire to work towards formalising their reflective practice by
undertaking Action Research in their own classrooms. In the first year eight teachers were
involved in the group. This shrank to four in the second year. Five of the eight teachers
completed at least one cycle of action research into some aspect of the teaching of casual
conversation. Four presented their findings at a conference near the end of the second year.
The process was made easier for busy teachers by the planning and submission of an
application for ethics approval that covered the whole group and by the sharing of readings
from the literature. Teachers met about 6 times each year to give mutual support and report on
their progress. In the second year in order to give more support between meetings a system of
pairing teachers to act as buddies who met more often was instituted with some success.
In addition, although the peer support model had strengths and empowered teachers, it also
had weaknesses. Some, though not all, members of the group believed that some research
skills might have best been developed before the research started in a focused workshop
environment preferably lead by an experienced action researcher. Teachers less experienced
in research might also have benefited from being given guidance on basic background reading
in research methodology before the project started.
The issue of the number of and timing of meetings was also problematical. It was difficult to
ensure that there were enough group meetings to provide necessary support but not so many
for group members to fit in with their other roles. This was largely solved by the use of the
buddy system.
However overall this project was a positive one for the participants as these extracts from the
data show:
The reality is that you have to be prepared to in a considerable amount of time yourself, but
to my mind, the benefits far outweigh the disadvantages(Questionnaire data p2 3)
..we have, as a result of being involved, developed our awareness of this area and
shared some innovative ideas about teaching in this area, it has directly informed our
practice in the classroom.. (Mins October 03 P5)
The findings of this project are remarkably similar to those in other reports on collaborative
action research projects carried out with groups of language teachers (Burns, 2003; Nunan,
2001).
Support
Firstly there must be moral and academic support for teachers in training and novice teachers
using these methods of teacher development. Peer support can be fostered initially by
encouraging a culture of mutual trust and collaboration amongst colleagues and fellow
students.
For students in teacher education programmes group work in the initial lectures and an
informal, non-competitive atmosphere will contribute to this outcome. In addition academic
support in the form of guidelines must be provided which lead learners into critical analysis,
rather than narrative, though the provision of target questions to answer. These guidelines
should also explain the collaborative developmental and non-judgemental nature of Reflective
Practice. Individual and group tutorials can complete the moral and academic support process.
For practising teachers clear guidelines and a buddy system are important for reflective
practice and a buddy system and a system in which teachers report to others during and on
completion of their projects has been found to be beneficial and essential in the case of action
research which demands more rigourous data collection, analysis and reporting.
Time
Next, time must be allocated and built into teacher contact loads for reflective practice and
action research. If time is not given the split between teachers and researchers will widen and
this kind of exercise will not be possible or will be a 'token' effort only.
Modelling
A leader or lecturer who models critical self-reflection will greatly enhance the atmosphere of
trust in a workplace or classroom. They must undertake and be seen to be undertaking the
same process (Woodward, 1988). Feedback surveys with reports back to staff are one form of
modelling reflective practice.
10
References
Allwright, R., & Bailey, K. (1991). Focus on the language classroom. Cambridge: Cambridge
University Press.
Brookfield, S. (1995). Becoming a critically reflective teacher. San Francisco: Jossey-Bass.
Burns, A. (1999). Collaborative action research for English language teachers. Cambridge:
Cambridge University Press.
Burns, A. (2001). Analysing spoken discourse:implications for TESOL. In A. Burns & C.
Coffin (Eds.), Analysing English in a global context (pp. 123-148). London: Routledge.
Burns, A. (2003). Beliefs as research, research as action, beliefs and action research for
teacher education. Paper presented at the Teachers', Trainers' and Educators' Special Interest
Group and Research Special Interest Group, Nottingham IATEFL conference., Nottingham.
Carter, R., & McCarthy, M. (1993). Grammar and the spoken language. Applied linguistics,
16(2), 141-158.
Freeman, D. (1989). Teacher training, development and decision making. TESOL Quarterly,
23(1), 27-45.
Head, K., & Taylor, P. (1997). Readings in teacher development. London: Heinemann.
Kemmis, S., & McTaggart, R. (1988). The action research planner (3rd ed.). Geelong,
Victoria: Deakin University Press.
Mills, G. (2003). Action research - a guide for the teacher researcher (2nd ed.). New Jersey:
Merrill Prentice Hall.
Nunan, D. (2001). Action research in language education. In D. Hall & A. Hewings (Eds.),
Innovation in English language teaching: a reader. London: Routledge.
Nunan, D., & Lamb, C. (1996). The self-directed teacher. Cambridge: Cambridge University
Press.
Richards, J. (1987). The dilemma of teacher education in TESOL. TESOL Quarterly, 21(2),
209-226.
Richards, J., & Lockhart, C. (1994). Reflective teaching in second language classrooms.
Cambridge: Cambridge University Press.
Richards, J., & Nunan, D. (Eds.). (1990). Second language teacher education. Cambridge:
Cambridge University Press.
Schon, D. A. (1983). The reflective practitioner. New York: Basic Books.
Schon, D. A. (1987). Educating the reflective practitioner. New York: Basic Books.
11
Smith, D. L., & Lovat, D. J. (1999). Action on reflection revisited (3rd ed.). Australia: Social
Science Press.
Stanley, C. A. (1998). A framework for teacher reflectivity. TESOL Quarterly, 32(3), 584 591.
Wajnryb, R. (1992). Classroom observation tasks. Cambridge: Cambridge University Press.
Wallace, M. (1991). Training foreign language teachers: a reflective approach. Cambridge:
Cambridge University Press.
Wallace, M. (1998). Action research for language teachers. Cambridge: Cambridge
University Press.
Woodward, T. (1988). Loop-input: a new strategy for trainers. System, 16(1), 23 - 28.
Zeichner, K. (2001). Educational action research. In P. Reason & H. Bradbury (Eds.), A
handbook of action research (pp. 273 - 283). London: Sage publications.
12
Do you still remember the process of reflection on practice which you learned and practised on
the Practicum 1 module?
Yes
No
2.
When you had completed the module, did you believe that you had learned a skill that would be
useful to you in your professional life?
Yes
No
Comments:
..
.
..
3.
Have you had work as a teacher since you finished the module?
Yes
No
Please complete the rest of this questionnaire only if the answer to Question 3 was Yes
4.
Have you used this reflective process formally (with a written record of some kind) or
informally ( just in your thinking) to improve your professional practice at any time since you
completed the module?
Yes
No
13
5.
If your answer to question 4 was No, why havent you used it?
I did not think it would be useful
I find other forms of professional development more useful
There is no time to reflect on my teaching
I think I now have the skills to do the job and dont need this process
Other (please give details) ..
.
6.
7.
informal
If formal (with a written record), have you kept a record of your reflection
for your own personal professional development
to satisfy the professional development requirements of the institution you work for
Comments:
8.
What methods (e.g. peer observation, peer discussion, journal, observation of another teacher
and reflection) have you used?
9.
How much impact, if any, has this (formal or informal) reflection had on your teaching
practice?
a lot
some
a little
none
Comments:
14
10.
How well did the exercises you did in Practicum 1 prepare you for critical reflection as a
practising teacher?
very well
quite well
Comments:
11.
If you found the exercise on Practicum 1 of little or no benefit to your professional teaching,
state why:
Comments:
12.
What changes could we make to Practicum 1 to make it more useful for practising teachers?
..
15