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PALGRAVE STUDIES IN SUSTAINABILITY,
ENVIRONMENT AND MACROECONOMICS
The Sustainable
Development Theory:
A Critical Approach,
Volume 1
The Discourse of the Founders
Ion Pohoaţă · Delia Elena Diaconaşu ·
Vladimir Mihai Crupenschi
Palgrave Studies in Sustainability, Environment
and Macroeconomics
Series Editor
Ioana Negru
Department of Economics
SOAS University of London
London, UK
Most macroeconomic theory and policy is orientated towards promoting
economic growth without due consideration to natural resources, sustain-
able development or gender issues. Meanwhile, most economists consider
environmental issues predominantly from a microeconomic perspective.
This series is a novel and original attempt to bridge these two major gaps
and pose questions such as: Is growth and sustainability compatible? Are
there limits to growth? What kind of macroeconomic theories and policy
are needed to green the economy?
Moving beyond the limits of the stock-flow consistent model, the series
will contribute to understanding analytical and practical alternatives to
the capitalist economy especially under the umbrella term of “degrowth”.
It will aim to reflect the diversity of the degrowth literature, opening
up conceptual frameworks of economic alternatives—including feminist
political ecology—as critical assessments of the capitalist growth economy
from an interdisciplinary, pluricultural perspective.
The series invites monographs that take critical and holistic views of
sustainability by exploring new grounds that bring together progressive
political economists, on one hand, and ecological economists, on the
other. It brings in.
The Sustainable
Development Theory:
A Critical Approach,
Volume 1
The Discourse of the Founders
Ion Pohoaţă Delia Elena Diaconaşu
Alexandru Ioan Cuza University Alexandru Ioan Cuza University
Iasi, Romania Iasi, Romania
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer
Nature Switzerland AG 2020
This work is subject to copyright. All rights are solely and exclusively licensed by the
Publisher, whether the whole or part of the material is concerned, specifically the rights
of translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on
microfilms or in any other physical way, and transmission or information storage and
retrieval, electronic adaptation, computer software, or by similar or dissimilar methodology
now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc.
in this publication does not imply, even in the absence of a specific statement, that such
names are exempt from the relevant protective laws and regulations and therefore free for
general use.
The publisher, the authors and the editors are safe to assume that the advice and informa-
tion in this book are believed to be true and accurate at the date of publication. Neither
the publisher nor the authors or the editors give a warranty, expressed or implied, with
respect to the material contained herein or for any errors or omissions that may have been
made. The publisher remains neutral with regard to jurisdictional claims in published maps
and institutional affiliations.
This Palgrave Macmillan imprint is published by the registered company Springer Nature
Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Introduction
Since 1987, when the term came into official use, sustainable development
has come to define the spirit of the times. Generations separated by time
or profession, economists, philosophers, historians, sociologists, jurists,
biologists, engineers, Nobel Prize laureates, all the way to gardeners write
or talk about sustainability. Too much has been said on the topic, while
the essence has been lost.
How is it that so much has been written about this important but arid
theme? How can we establish whether the paths of scientific knowledge
have been followed in this extensive literature? How and why would a
prestigious publisher let himself be persuaded that another drop could be
added to this ocean of literature on sustainability, without the danger of
overflowing? What else could a new book on this matter say? Is it really
necessary?
We answer affirmatively to this last question, for at least three closely
related reasons:
Firstly, there is an acute need to restore depth and rigour to the topic
by reverting to its core. It springs mainly from economics and only later
acquires social and environmental accretions, which cloud its meaning.
Secondly, there is a need to simplify and clarify the key elements that
serve as a basis for development: economic growth, social harmony and
environmental conservation.
Thirdly, we are convinced that there are still unanswered questions
on the subject. An analysis that can bring objectivity is necessary; one in
v
vi INTRODUCTION
which strong and simple causalities retake centre stage; one that refuses
the shadowy places that elude and are served by predetermined truths.
We seek to discern the original truths through an extensive review of
existing literature and, mainly, through a return to the classical founders’
insights which have been overtaken by contemporary developments, and,
partly, to their neoclassical successors’ ideas. We do not intend to negate
concepts underpinning the current paradigm in the field of sustainable
development, but only to facilitate a return to the origins that gave them
meaning and relevance.
We have reason to believe that many truths have been removed from
the hardcore of economic science and even thrown beyond its protective
belt, to express ourselves in Lakatosian terms. This has happened in order
to hide or serve those who seek to profit from manipulating the economy.
Therefore, in line with the founders’ message, we seek to determine the
resorts of sustainability. Tracing known truths to their original source, we
will come up with our own interpretation. We want to know the origins of
this subject, the appropriate methods to study it and the potential bene-
ficiaries of such an analysis. Who has the right to diagnose sustainability,
and who is in charge of validating the conclusions that define it? On what
founding principles can we lean on to find out today what is sustainability
when the national economy could be conceived to belong to you only de
jure and not de facto. Moreover, what and how do you transmit some-
thing to future generations? For example, there are those who believe
that the USSR had a balanced and promising development, but that its
sustainability was compromised just because creative destruction avoided
it. What do we say to those who make the distribution of wealth the alpha
and omega of their discourse about sustainability, forgetting that wealth
must first be produced? What are the chances and what is the way forward
to get rid of absolute poverty? Do we dialogue with Nobel Prize winners
or do we take them at their word, accepting unquestioningly their scien-
tific offerings? And, ultimately, from whom do we learn what sustainability
really is?
The analysis is conducted within the confines of two volumes, “broth-
ers” of the same structure of ideas. The first volume “speaks” the language
of the founders. By exploring known but less exploited places, but also
unknown ones, we map the core and the boundaries of a splendid lesson
on sustainability, as it was originally intended.
INTRODUCTION vii
In the second volume, we ask and answer the following question: What
are the contemporaries doing with the ideational dowry of sustainability
inherited from the founders?
The two volumes are relatively thematically autonomous. Yet, we
believe that only by reading both of them can one grasp a deeper meaning
and achieve a sense of completeness. This way we reveal the difference
between what sustainability is and what it could be.
Contents
Index 223
ix
CHAPTER 1
that profit moves the world, but wealth is gained through work and within
the boundaries of such a framework. Work concerns all those who have
the capacity to engage in it. This is how growth is achieved, and its ratio-
nale, through development, is to make people happy—not equally nor
through statistical manipulation. With reference to such a background,
it is possible to understand why degrowth is not suitable for everybody,
through both message and reasoning; and how distributive justice and
impersonal efficiency are as attractive as they are non-engaging.
Following a natural process with impeccable logic: production–distri-
bution–exchange–consumption, the classicists help us understand why
their GDP has consistency. Unlike the contemporary one, the concept
is not full of holes, filled with nominal bubbles due to the fact that the
causal relationship between the main components of reproduction has
been reversed. In such a context, it is possible to prove that proclaiming
the primacy of distribution and redistributive justice in relation to produc-
tion is a naive, if not an absurd conclusion. For the same reasons, one can
find proof of the lack of logical support within reports such as the Stiglitz-
Sen-Fitoussi one (Stiglitz et al. 2009). We will rely on the founders’
analyses to reveal how the nominal economy may be illusory, if both the
lesson of Smith’s alleged dogma (Marx 1990) and the lesson of Ricardo’s
(2001) and Marx’s (1990) one about money are omitted.
Development for the benefit of all and with respect to nature can
be targeted and implemented through a socialist or liberal policy, or a
mixed one. Regardless of which research methodology is used, including
a counterfactual one, a brief but objective analysis of the history of
economic and social dynamics, as it has emerged from the classicists,
tells us one certain thing: welfare and civility, including respect for the
environment, are found in the countries that have followed Smith. At
the same time, the social and environmental elements call for the consis-
tent presence of the state, effecting concrete policies. Not, however, a
Leviathan state in communist clothes, but a responsible state, the main
actor in an institutional arrangement that makes possible human coex-
istence and cooperation. When asked how much state and how much
market, how much liberalism and how much protectionism, how the logic
of profit gets along with social welfare or how much macro-management
must be given to the state, classical texts remain the source for quali-
fied answers. If their recipe is sometimes seen as the ideal, at least, it
shows us the direction to follow. For example, the role of free compe-
tition within the framework of well-considered laws, in satisfying both
1 THE AVATARS OF SUSTAINABILITY: A NECESSARY PROLEGOMENON 3
personal and general interests, remains the one that Adam Smith (1977)
and Frédéric Bastiat (2007) supported. The XVIIIth passage of Basti-
at’s Economic Sophisms alone, “There are No Absolute Principles”, is
sufficient to understand how the mechanism whereby private initiative
and freedom of exchange, guided by the invisible hand and personal
interest, are infinitely more effective in satisfying everybody than any arbi-
trary government intervention. Similarly, it becomes embarrassing to seek
protectionist arguments after reading the famous writing “Petition of the
Manufacturers of Candles, Waxlights, Lamps, Candlelights, Street Lamps,
Snuffers, Extinguishers, and the Producers of Oil, Tallow, Resin, Alcohol,
and, Generally, of Everything Connected with Lighting”—by the same
classical author. A simple reading of Marx’s “Fragment on Machines” and
of Ricardo’s chapter “On Machinery” might have calmed the atmosphere
at the Davos meeting in 2016. It might have clarified for the partici-
pants that the fourth industrial revolution is not necessarily destined to
fill the world with high-skilled unemployed. But do we still have time for
them? How many scholars still waste their time reading Ricardo to the end
to understand that “machinery cannot be worked without the assistance
of men, it cannot be made but with the contribution of their labour”
(Ricardo 2001, p. 290) and that the law of competitive advantage could
be theoretically invalidated but, in practice, it sustains the positive-sum
game of free international trade.
On the trail of classical thinking, we can set out certain assumptions
and suggestions that may be less comfortable but are not non-scientific or
unnecessary truths. With truths established, a priori, one remains within
orthodox analysis. This is not our intention. Rather, we think that the
natural division of labour and inequality, not only at the starting point
but also during the process, can be realistic working hypotheses. Both
economic geography and economic history will be exploited to consider
what responsibility may look like for future generations, in an increas-
ingly globalized world. What does it mean, and how and for whom can
redistributive justice act in order to materialize the messages of Piketty,
Hayek, Mill, Tinbergen, Sachs, etc. Significant migration makes the rela-
tionship between generations transient, as it is observed in the Brundtland
Report, because of the substantial number of children and grandchildren
living in a country other than the one of their grandparents. If we allow
distributive justice to become a sensitive topic, how will it be perceived
by the world, and how will it fit, if at all, with Smith’s comments on “the
unfortunate law of slavery” (Smith 1977, p. 775) or “very little honour
4 I. POHOAŢĂ ET AL.
to the policy of Europe” (Smith 1977, p. 778)? How can these topics be
tackled when it comes to the lack of development in a good part of the
world to which today’s developed nations have a “moral obligation”, to
use Brundtland’s phrase (World Commission on Environment and Devel-
opment 1987, p. 52). Will we rediscover the poor of the world to squeeze
out their surplus savings or allow them to find their way unhindered? At
the same time, how do we deal with the chorus of camouflaged futurists
who advise them to industrialize more slowly and focus on more tradi-
tional activities (Martin 2007)? Instead of advising the underdeveloped
to look at the rich countries in a demoralizing mirror (Marx 1990), we
should suggest that systematic and tenacious work is the way to achieve
sustainable development. Max Weber (2005) would prove to be a good
teacher in this endeavour.
We will also refer to the founding tenets of economics to show that
the dynamics of accumulation through reinvestment of profits ensures
employment and economic equilibrium as well as social peace. Also,
through the founders, we find that the concept of decrease is essentially
pre-modern, inspired by the obsolete idea of the uselessness of rein-
vesting the surplus and the illusion, as a consequence, of ostentatious
consumption. In other words, we can understand through the founders
that accumulating profits and reinvesting them are the main determinants
of growth. This is the way to be wealthy and happy. Mill’s “Socrates
dissatisfied” (Mill 2015, p. 124) is a transitory episode only to the extent
that waste and consumerist ostentation tend to define ranks, rather than
following rational precepts. It remains to be seen whether we need to
revisit the Brundtland Report to learn about the relationship between the
rich and the poor, when we already know from Adam Smith that things
will always be like this. Although differences will always exist, absolute
poverty is ugly and inhumane, and all energies must be gathered against
it. Furthermore, a fact that cannot be ignored is that many poor of the
rich world are today richer than the rich of the poor world, and relative
poverty is the measure we should consider when we try to validate
economic principles.
It is important to look back also because from the classical economists
we understand not only that the object of economic science is economic
growth, but also that a civilized society is sustained through the presence
of and respect for rules. Any deviation from these principles runs counter
to the theory of development and to reality itself. This topic is one of the
most generous places to be exploited. This is because instead of focusing
1 THE AVATARS OF SUSTAINABILITY: A NECESSARY PROLEGOMENON 5
Thus:
– In terms of the Brundtland Report, the wording admits the rela-
tive: “sustainable development is not a fixed state of harmony, but
rather a process of change in which the exploitation of resources,
the direction of investments, the orientation of technological devel-
opment, and institutional change are made consistent with future
as well as present needs” (World Commission on Environment and
Development 1987, p. 17).
– The multidimensionality of the phenomenon, the fact that it
comprises, simultaneously, the economic, social and environmental
dimensions, makes it hard to capture it within a single equation
(Gatto 1995; Goodland 1995; Shearman 1990). From here orig-
inates the attempts to define the phenomenon by dividing it into
individual components.
– The economic-social-environmental triumvirate should come
together to provide the true meaning of sustainability. Unfor-
tunately, Jeffrey Sachs (2012) notes, the three desirables have not
yet been reconciled as an organic whole.
– The distinction between economic sustainability and environmental
sustainability is observed by the Commission of Stiglitz-Sen-Fitoussi
Report. The first is to be analysed by means of monetary indicators
8 I. POHOAŢĂ ET AL.
What does this “conflict of definitions” tell us, to use the expres-
sion of Jacques Sapir from his book Quelle économie pour le XXIe siècle?
(Sapir 2005)? Sapir uses an inventory of the multitude of definitions of
Economic Science created by Serge Latouche. Yet, ironically, it is precisely
Latouche who makes use of titles such as L’imposture du développement
durable ou les habits neufs du développement (Latouche 2003) and A bas
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on wealth, partly on race. Already certain occupations are regarded
as the special province of certain nationalities, and native parents
recoil from the prospect of having their children enter them to work
side by side with the aliens. Only the beginnings of these changes are
as yet manifest, and no one can foretell what the outcome will be. But
even the beginnings must give us pause. There can be no more
pernicious social classification in a nation than one based on race.
Distinctions resting on wealth, religion, or education can be
overcome, potentially at least. Distinctions of birth affect only a small
proportion of a society, and exist only in nations long habituated to
them. But distinctions of race affect the entire population are
fundamental, and can never be obliterated except as assimilation is
so perfect that race is forgotten. No effort of the individual can blot
out his racial identification. The most familiar example yet developed
in the United States is that of the Hebrews. However sincerely we
may admire their fine racial traits, however closely we may associate
with individuals of the race, we cannot deny that they constitute a
separate body in our population in many respects.[327] Summer hotels
are closed to them, or else other people avoid those resorts.
Americans move out of the sections of cities where they are moving
in. Select clubs are closed to them. It is an indictment against the
American people that these things are so. We, who pose as the
friends of all races, however downtrodden and despised, should be
ready to take them into equality with us when they seek refuge on
our shores. Both Hebrews and Americans may resent the bald
statement of such facts. Can we deny their truth?
Nor is it only in high society, nor only among Americans, that this
friction is felt. In the slums of our cities bitter feeling exists between
the Italians and the Jews.[328] Nor is racial antagonism confined to
any two or three races.[329] Employers of labor find it wholly
expedient to arrange their workers in groups of the same nationality.
[330]
Austria-Hungary is an example of the conditions that may result
when too many jarring nationalities are included within a national
territory. But the racial groups in Austria-Hungary do not compare
in diversity with those which are gradually forming in the United
States.
In the political aspects of the immigration situation there has been
a peculiar reversal of public opinion in the last three quarters of a
century. In the days of the Native Americans and the Know nothings,
the uneasiness was mainly due to the fear that too many aliens would
acquire the rights of citizenship. Then it was the naturalized
foreigner who was the undesirable. Nowadays, the fear is that the
foreigners will ignore the privileges of citizenship, and a high
percentage of naturalization is a test of desirability in any foreign
group. This change may be attributed to a change in the situation of
the United States, and to a difference in the character and causes of
immigration. During the first half of the nineteenth century the
United States was essentially a new country. Political questions were
predominant, and the memory of the men who fell in the fight for
freedom was still fresh in the minds of their sons. The immigrants of
the period, on the other hand, were actuated to a large extent by the
desire for political freedom, and were keen to secure all the power
possible in this country. At the present time, the predominating
interests are wholly economic, and even the political questions of the
day have an economic flavor. At the same time, the motives of the
immigrants are almost wholly economic. So the jealousy between
native and foreigner now concerns itself mainly with the industrial
relations, and anything which indicates an inclination on the part of
the alien to ally himself permanently with the interests of the country
is welcomed. The temporary immigrant was an almost unknown
quantity in the old days.
The naturalization laws of the United States have undergone only
slight modifications in the past hundred years.[331] The main
provisions of the present laws are as follows: In order to become a
citizen of the United States an alien must follow out the following
method of procedure: At least two years before he is admitted he
must file a preliminary declaration of intention. To do this he must
be at least eighteen years old. This declaration shall state that it is his
bona-fide intention to become a citizen of the United States, and to
renounce all other allegiance to a foreign power, and shall set forth
his name, age, occupation, personal description, place of birth, last
foreign residence and allegiance, date of arrival in the United States,
name of the vessel, if any, by which he came, and present place of
residence in the United States. Not less than two years nor more than
seven years after he has made application, he shall present a petition
in writing, signed in his own handwriting, stating the essential facts
about himself, including his declaration of allegiance to the United
States, and disclaiming belief in anarchy, or belief in or practice of
polygamy.
This petition shall be verified by at least two credible witnesses,
who are citizens of the United States, who shall state that they have
known the applicant to be a resident of the United States for a period
of at least five years continuously, and of the state or territory at least
one year immediately preceding, and that they have personal
knowledge of his good moral character and general fitness to become
a citizen of the United States.
With this petition is filed a certificate from the Department of
Commerce and Labor, stating the date, place, and manner of his
arrival, and also his declaration of intention. He shall swear in open
court his allegiance to the United States and renounce all other
allegiance.
In accordance with a recent law, no alien can now be naturalized
without an ability to speak the English language, unless he has made
entry upon the public lands of the United States. No person may be
naturalized within thirty days preceding the holding of a general
election in the territorial jurisdiction of the court. Chinese are not
admissible to citizenship.
A woman who is married to a citizen of the United States is herself
a citizen, provided she herself might be legally naturalized. This
provision has been the subject of considerable attention lately on
account of the practice of women engaged in the white slave traffic
marrying a citizen in order to avoid deportation. The Commissioner
General in his report for 1910 recommended that a more definite
statement be made of this clause, admitting of no doubt as to its
interpretation.
Children of naturalized citizens who were under the age of twenty-
one at the time of the naturalization of their parents, if dwelling in
the United States, are considered citizens, as are children of citizens,
born outside of the United States.
If any alien who has received a certificate of citizenship shall,
within five years thereafter, go to the land of his nativity or to any
other foreign country, and take up permanent residence therein, it
shall be deemed evidence of his lack of intention to become a
permanent citizen of the United States at the time of filing his
application, and warrants the canceling of his certificate.
According to the regulations of September 15, 1910, clerks of
courts are instructed not to receive declarations of intention or file
petitions for naturalization from other aliens than white persons, and
persons of African nativity or of African descent.
Jurisdiction to naturalize aliens is conferred on the following
courts: United States circuit and district courts in any state, United
States district courts for the territories, the supreme court of the
District of Columbia, and the United States courts for the Indian
territory; also all courts of record in any state or territory, having a
seal, a clerk, and jurisdiction in actions at law or equity, or law and
equity, in which the amount in controversy is unlimited.
Since the establishment of the division of naturalization by the act
of June 29, 1906, the business of naturalization has been in the
hands of the Bureau of Immigration and Naturalization.
The statistics of naturalization for the five years 1908–1912 are as
follows:
Year Declarations filed Petitions filed Certificates granted
1908 137,229 44,029 25,963
1909 145,794 43,161 38,372
1910 167,226 55,038 39,206[332]
1911 186,157 73,644 55,329
1912 169,142 95,627 69,965
1791–1800 100,000
1801–1810 100,000
1811–1820 98,385
1821–1830 143,439
1831–1840 599,125
1841–1850 1,713,251
1851–1860 2,511,060
1861–1870 2,377,279
1871–1880 2,812,191
1881–1890 5,246,613
1891–1900 3,687,564
1900–1910 8,795,386
This table illustrates forcibly the fact that from the point of view of
the need of new settlers immigration at the present time is a vastly
different matter from what it has ever been before in the history of
our country. This impression is strengthened if we make another
comparison, which is even more significant for our purposes, viz. the
relation of immigration to the public domain, that is, to the land
which still remains unclaimed and open to settlement. If there were
still large tracts of good land lying unutilized, and available for
settlement, as there have been in other periods of our history, we
could take comfort in the thought that as soon as the incoming aliens
caused too great a congestion in any region, the surplus inhabitants
would overflow, by a natural process, into the less thickly settled
districts. Let us consider what the facts have to show in this respect.
In 1860 there were, as nearly as can be estimated, 939,173,057
acres of land lying unappropriated and unreserved in the public
domain. In 1906 there were 424,202,732 acres of such land,
representing the leavings, after all the best land had been chosen. In
other words, for each immigrant entering the country during the
decade ending 1860 there were 374 acres in the public domain, at
least half of it extremely valuable farm land. In 1906, for each
immigrant entering during the previous ten years, there were 68.9
acres, almost wholly arid and worthless.
The fact that the immigrants in this country do not, to any great
extent, take up this unclaimed public land does not destroy the
significance of this comparison. As long as there was a strong
movement of the native population westward, it was not so much a
matter of concern, if large numbers of foreigners were entering the
Atlantic seaboard. And this was exactly the case during the middle of
the nineteenth century. This was the period of the great internal
migration to the new lands of the Middle West. In point of fact also,
at this time, many of these pioneers were actually immigrants. It is
scarcely necessary to say that nothing comparable to this is going on
at the present time. The frontier, which has had such a determining
influence on our national life, is a thing of the past. Of the
424,202,732 acres remaining in the public domain in 1906, only a
very small part consisted of valuable farm lands, such as existed in
great abundance when the Homestead Act was passed in 1862.
Evidence of this fact is furnished by the act recently passed allowing
homesteads of 640 acres to be taken up in certain sections of
Nebraska, where it is impossible for a man to make a living from less.
Not only are the incoming hordes of aliens not now counterbalanced
by an important internal migration, but there is an actual movement,
of noteworthy dimensions, of ambitious young farmers from the
United States to the new and cheaper wheat lands in Canada.
This set of conditions may be stated in another way by saying that
the United States has changed from an agricultural to a
manufacturing and commercial nation.[341] In the early nineteenth
century the rural family was the typical one, to-day it is the urban
family. Then the simplicity and independence of the farm gave
character to the national life; to-day it is the complexity and
artificiality of the city which govern. The nineteenth century was a
period of expansion. Particularly in the earlier part of it was the
subduing of new land the fundamental consideration of national
development. This was the period of internal improvements, the
building of roads and canals, and later of railroads. It was the
adolescence of the American people. At such a period the great
demand is for accessions of population, and it is no wonder that
many of the writers of that day were frank in their demands for the
encouragement of immigration. And even in the thirties and forties,
though the miserable shipping conditions and the large number of
incoming paupers aroused a countercurrent of opinion, still the
immigrants found a logical place on the great construction works of
the period, as well as on the vacant arable lands.
This period is past. The labors of the typical alien are not now
expended on the railroad, the canal, or the farm, but in the mines
and foundries, the sweatshops and factories. The immigrants of to-
day are meeting an economic demand radically different from that of
a century or half a century, yes, we may say a quarter of a century
ago.[342]
This change is further exemplified by the increased concentration
of population in cities which the United States has witnessed in the
past century. In 1790 there were only 6 cities in the United States
with over 8000 population each, containing 3.4 per cent of the total
population. In 1840 the percentage of population in cities of this size
was still only 8.4. But in 1900 there were 545 cities of over 8000,
counting among their inhabitants 33.1 per cent of the total
population. In other words, the ratio between city and country
dwellers (taking the city of 8000 as the dividing line) has changed
from one to twenty-eight in 1790 to one to two in 1900. At the same
time the average density of population of the country as a whole has
increased from 3.7 per square mile in 1810 to 10.8 in 1860, 17.3 in
1880, and 25.6 in 1900.
Hand in hand with these changes has come a sweeping change in
the scale of production, which must have an important bearing on
the immigration situation. The early immigrants, to a very large
extent, came into more or less close personal relations with their
employers, often working side by side with them on the farm or in
the shop. Now foreigners are hired by the thousands by employers
whom they perhaps never see, certainly never have any dealings
with, the arrangements being made through some underling, very
likely a foreigner himself. Working all day side by side with others of
their own race, or of other races equally foreign, and going home at
night to crowded dwellings, inhabited by aliens, and with a European
atmosphere, the modern immigrants have but slight commerce with
anything that is calculated to inculcate American ideas or contribute
any real Americanizing influence.
Mention of the declining native birth rate in the United States had
already been made (Chapter XI), with some consideration of the
causes thereof. The fact needs to be called attention to in this
connection as another element in the changed aspect of immigration.
It is unfortunate that our census figures do not give us positive data
as to the respective birth rates of the native-born and foreign-born,
so that we have to rely upon estimates. All of these estimates,
however, agree that there has been a marked decline in the rate of
native increase, though the causes assigned vary. The population of
the United States in 1810 was 1.84 times as great as in 1790, and that
of 1840, 1.77 times as great as twenty years earlier. Since the
immigration during all this period was relatively slight, this increase
may be taken as representing a very high native birth rate. In 1900,
in spite of the large element of foreign-born with a high birth rate
then in the country, and the large immigration of the previous twenty
years, the population of the country was only 1.52 times as large as in
1880. This must represent a tremendous fall in the native birth rate.
Mr. S. G. Fisher has estimated that the rate of native increase by
decades has fallen from 33.76 per cent in the decade ending 1820 to
24.53 in the decade ending 1890. Some eminent authorities, as
previously mentioned, are of the opinion that at the present time the
native population of parts, if not the whole, of New England is not
even maintaining itself. Thus our present immigrants are being
received by, and are mingling with, a people, not vigorous and
prolific as in the early days, able to match the crowds of aliens with a
host of native-born offspring, but weak in reproductive power, and
constantly decreasing in the ability to maintain itself. In this
connection it is significant that during the last intercensal decade the
total foreign-born population increased 30.7 per cent, while the
native-born population increased only 19.5 per cent. This fact, in
connection with the high birth rate of our now large foreign-born
population, puts a new face on the question of the elimination of the
native stock.
There yet remains to be considered the matter of the quality of
immigrants to-day as compared with those of past generations. In
regard to this but little can be said in the way of positive declarations.
Quality in an immigrant is a very uncertain matter, and differs
according to the individual point of view and prejudices. What may
seem to an employer of labor high quality in an immigrant may
appear quite the reverse in the eyes of a minister. With the facts of
immigration in mind, each student of the question must determine
for himself whether the quality of our present immigrants compares
favorably with that of earlier groups. There is, however, one
consideration to which attention should be directed when examining
changes, which has materially altered the character of immigration.
This is the selective influence of the act of immigration itself, upon
those who are to come. It used to be the prevailing idea that the
immigrant represented the better individuals of his race or class, that
he was more daring, energetic, or enterprising. Traces of this notion
are still very common.[343] There was, moreover, a great amount of
truth in this view during earlier periods of immigration. Many of the
migrations of two or three centuries ago were inspired by religious or
political motives, or very often by a combination of the two. Such was
the exodus of the Huguenots from France, of the Palatines from
Germany, the Puritans from England, the Scotch-Irish from Ireland.
In such cases as these, emigration implies strength of character,
independence, firmness of conviction, moral courage, bravery,
hatred of oppression, etc. Motives such as these played no small part
in immigration movements even as late as the middle of the
nineteenth century.
More than this, it is doubtless true that the earliest immigration
from any region at any time involves a certain degree of ambition,
independence, courage, energy, forethought, all of those
characteristics which are required in the individual who forsakes the
known for the unknown, the familiar for the untried, the stable for
the unstable, the certain though hopeless present for the hopeful but
uncertain future. Such were the early immigrants to this country
from every land—not north European alone, but south European.
They possessed something of the intrepidity and daring of pioneers.
They had the strength of character to break the shackles of age-long
tradition and custom, and, taking their destiny in their hand, seek
their fortune in a new and unknown land. In this respect all new
immigration differs from all established immigration.
But all this is now a thing of the past. Not only have the religious
and political motives almost wholly disappeared in favor of the
economic in modern immigration, but the European immigrant of
to-day is in no sense going to a new or unknown land, when he
embarks for the United States. American life and conditions,
particularly economic conditions, are well known in those sections of
Europe which furnish our large contingents of immigration. The
presidential election, the panic, the state of the crops in the United
States, are familiar topics of conversation.[344] Almost every
individual in the established currents of immigration has at least one
friend in this country. Many of them know exactly where they are
going and what they are going to do. To a host of them the change is
no greater than to go to the next village in their native land, perhaps
less so. For as likely as not, just as many of their friends and relatives
are awaiting them in the new country as are lamenting them in the
old.
Neither is the voyage to-day, bad as it is, beset with the
uncertainties, hardships, and perils which used to characterize it.
The way is cleared for the travelers at every step. If their ticket is not
actually supplied to them from America, probably all or part of the
money with which it is purchased came from America. At least they
may now secure a ticket direct from a European center to their
ultimate destination in America, and every stage of the journey is
facilitated by the ingenuity of financially interested agents. Induced
immigration has always existed since the days when the press gangs
in the coast towns of England carried inducement to the point of
abduction. But probably never in the history of our country has
artificially stimulated immigration formed so large a part of the
whole as now. There is nothing, therefore, in the modern conditions
of immigration which serves as a guaranty of high quality in the
immigrants.
One other element which concerns the quality of the immigrant,
and therefore should be mentioned in this connection, is the
immense increase in what may be designated temporary or seasonal
immigration. The prominence of this type of movement in recent
years has radically modified the industrial aspect of the situation.[345]
It is possible that some of the changes reviewed above may be of a
beneficial character. However that may be, there can be no question
that, taken together, they indicate so complete an alteration in the
circumstances surrounding the admission of aliens to this country as
to require that the entire immigration situation be considered in the
light of present conditions, rather than of past history. The old stock
arguments, pro and con, which seem to have stood the test of time,
need to be thoroughly reviewed. The modern immigrant must be
viewed in the setting of to-day. Especially must it be borne in mind
that the fact—if such it be—that immigration in the past has worked
no injury to the nation, and has resulted in good to the immigrants,
by no means indicates that a continuance of past policy and practice
in the matter will entail no serious evil consequences, nor bring
about disaster in the future.
CHAPTER XVIII
THE NATURE OF THE PROBLEM