Thermal Comfort, Occupant Control Behaviour and Performance Gap - A
Thermal Comfort, Occupant Control Behaviour and Performance Gap - A
Thermal Comfort, Occupant Control Behaviour and Performance Gap - A
Keywords: Simulation techniques have been increasingly applied to building performance evaluation and building en-
Window-opening behaviour vironmental design. However, uncertain and random factors, such as occupant behaviour, can generate a per-
Office building formance gap between the results from computer simulations and real buildings. This study involved a long-
Cold climate itudinal questionnaire survey conducted for one year, along with a continuous recording of environmental
Cluster analysis
parameters and behaviour state changes, in ten offices located in the severe cold region of north-east China. The
Association rules mining
offices varied from private rooms to open-plan spaces. The thermal comfort experiences of the office workers and
their environmental control behaviours were tracked and analysed during summer and winter seasons. The
interaction of the thermal comfort experiences of the occupants and behaviour changes were analysed, and
window-opening behaviour patterns were defined by applying data mining techniques. The results also gener-
ated window-opening behaviour working profiles to link to building performance simulation software. The aim
was to apply these profiles to further study the discrepancies between simulation and monitored results that arise
from real-world occupant behaviour patterns.
∗
Corresponding author. School of Architecture, Harbin Institute of Technology, Harbin, 150001, China.
E-mail address: suncheng@hit.edu.cn (C. Sun).
https://doi.org/10.1016/j.buildenv.2018.12.036
Received 2 September 2018; Received in revised form 26 November 2018; Accepted 14 December 2018
Available online 15 December 2018
0360-1323/ © 2018 Elsevier Ltd. All rights reserved.
C. Sun et al. Building and Environment 149 (2019) 305–321
though the results, when combined with measured data, can provide window-opening behaviour profiles in selected offices.
more opportunities for exploring changes in behaviour control.
There are four main methods to examine the behaviour mode: 2. Methodology
agent-based modelling, statistical analysis, machine learning, and sto-
chastic modelling [24–29]. Zimmermann [30] first applied the agent- For the extreme Harbin climate of hot summer and cold winter, this
based modelling method to build simulation models for behaviour study established a data set from a long-term survey, with the appli-
control and motivating factors; Haldi and Robinson [31] studied the cation of statistical analyses and data mining techniques, to define
numerical relationship between occupant behaviour and other in- window-opening behaviour and attempted to fix the building perfor-
formation; D'Oca and Hong [32] used data mining to discover occu- mance simulation gap. A longitudinal survey was conducted for a one-
pancy patterns in office spaces; Erickson et al. [33] modelled and es- year period, interviewing for both subjective and objective variables
timated occupancy status and related energy consumption. These relating to occupant thermal comfort and adaptive behaviour. The basic
classic studies, with their different approaches, focused on different characteristics of occupant thermal comfort experiences and behaviour
aspects of behaviour, providing both theoretical support and applica- in the summer and winter were obtained. Logistic regression was ap-
tion guidance for determining patterns of occupant behaviour. plied to analyse the parameters influencing window-opening beha-
Research relating to occupant behaviour in Chinese buildings has viour. Data mining technology combed data, summarised rules, and
only been active in the last few years. For example, Yu [34] conducted a classified categories of these data, obtained from the longitudinal
winter and summer survey amongst elderly occupants to investigate questionnaire survey and field measurements in the summer and winter
their thermal comfort and adaptive behaviour characteristics in a hot seasons. Finally, behaviour profiles were obtained and linked into
summer/cold winter area of China; Song et al. [35] surveyed five office DesignBuilder, and then, the performance simulation was optimised.
rooms located in a cold region of China to identify the influencing Fig. 1 schematically shows the methodological approach.
factors of window-opening behaviour; Xin [36] focused on summer
window-opening behaviour triggers and classification in a hot summer/
2.1. Sample selection
cold winter part of China. Due to China's large regional differences in
climate, research on different climatic regions is imperative. In our
Harbin is a typical city in north-eastern China. It experiences a
previous studies, basic characteristics of the summer occupant beha-
temperate continental monsoon climate with four distinct seasons. The
viour were researched [37], and a comparison of the influencing factors
winter is long and cold, while the summer is short but hot. A district
and predictive models between different modes of occupant behaviour
heating (DH) scheme is widely applied in Harbin, with six months of
in offices were examined [38]. Furthermore, research on the simulation
uninterrupted winter heating. Ten volunteer offices distributed around
optimisation of building performance linked with an occupant beha-
six office buildings in representative districts of Harbin were chosen
viour configuration file is relatively scarce in the literature.
from the samples of the transverse survey, including private offices,
This study focuses on the interaction between thermal comfort and
shared-private offices, and open-plan offices (Fig. 2) [38]. In summer,
occupant behaviour in different-sized offices located in the north-
the background transverse survey revealed that it is uncommon for air
eastern China city of Harbin, which experience a severe cold winter
conditioning (AC) to be used in small-scale offices but was more com-
climate. The study involved a one-year longitudinal questionnaire
monly employed in large open-plan offices. In winter, district heating is
survey and logging of occupant environmental control behaviours in
the most common heating method, but a few buildings still use electric
winter and summer. Window-opening behavioural patterns were
heating (EH). Based on the characteristics of heating and AC systems,
identified using data mining techniques, with an attempt at classifying
typical offices buildings were selected to give a range of different types
the behaviour mode to reflect the characteristics of different behaviour
and sizes.
categories. Next, efforts were made to try and reduce the gap between
All basic building information, including the characteristics of
simulation results and real data by directly linking the behaviour modes
subjects, geometric parameters, and the available environmental
to simulation software, to improve the accuracy of the simulation and
equipment controls, are shown in Table 1. The surveyed offices include
reflect the real mechanism of the impact of occupant behaviour on
four private and shared-private offices, two open-plan offices with 3–10
building simulation in office buildings.
occupants, two open-plan offices with 11–20 occupants, and two open-
This study contributes to findings about thermal comfort and oc-
plan offices with more than 20 occupants. In summer, occupants in
cupant behaviour in different-sized offices with and without air con-
offices D1 and D2 were able to control single-unit AC, and those in
ditioning during the hot summer and cold winter in Harbin regarding
office D1 chose to switch-off the AC when feeling cold. The AC in
the following:
building D was removed in the second week of the summer survey for
equipment replacement. It should be noted that all the offices in this
• Long-term occupant thermal comfort and behaviour characteristics study are in buildings with east- or west-facing main façades, due to the
in private offices, shared-private offices, and open-plan offices;
limitations of the urban layout of the available buildings. However,
• Influencing factors of adaptive behaviour for both summer and according to background research, in Harbin, the main façade in most
winter;
office buildings are oriented east-west, rather than north-south. There
• Defining the window-opening behaviour duration patterns, window- were 80 occupants who completed the questionnaire survey. The
opening behaviour classification, and behaviour profiles in the hot
number of the occupants in each surveyed office was defined as per
summer season and cold winter period via data mining techniques;
ASHRAE Standard 55–2013 [39]. The ratio of male to female was close
• Modifying the building thermal performance gap and verifying the
to 1, similar to the results of transverse surveys.
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Fig. 2. Site and location of the surveyed offices in Harbin, North-eastern China [38].
2.2. Longitudinal survey questionnaire was conducted for a week among workers in similar of-
fice environments; then, the official questionnaire survey was con-
2.2.1. Panel questionnaire survey ducted. The pilot questionnaires helped to improve the clarity of pre-
The panel questionnaire applied in this study was a survey that used sentation and integrity of the survey content, according to the opinions
the same subjects from the same office environments to track their and feedback from the subjects. Following the pilot survey, a three-part
changes in thermal comfort and adaptive behaviour during the year. questionnaire was conducted, consisting of a start survey, a daily
This panel questionnaire survey was designed so that the results could survey, and a final survey. The questionnaires were sent via WeChat,
be integrated with long-term monitoring behaviour data, so that the the most commonly used social media software in China, at 10:00 a.m.
interactive relationship between naturally ventilated behaviour, occu- in the morning and 3:00 p.m. in the afternoon for two weeks to help the
pant experience, and physical environment parameters could be ob- subjects develop the habit of answering the questions on time. The
tained. purpose of the start questionnaire was to obtain some basic information
Fig. 3 shows the framework of the methodology. A pilot from the subjects, their overall feelings of their office environment, and
Table 1
Basic information for the occupants of the surveyed offices and available facility controls.
Office No. Subjects No. (Surveyed) Male Office type Room size (m2) Orientation Available Control
Summer Winter
Notes:
a. AC is single unit air conditioning;.
b. AC is central air conditioning.
c. EH is electric heating; d. DH is district heating.
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Fig. 3. Framework and content of the three-step panel questionnaire survey [38].
the range of adaptive control behaviours available to them under re- influencing factors of window-opening behaviour in north-east China.
strictive office conditions. The daily survey sought to obtain the occu- Cluster analysis was used to obtain the window-opening duration
pant clothing level, thermal comfort experiences on a seven-point scale patterns of the office occupants via monitoring data over one year. To
[39], and different behavioural status at the time of the questionnaire, form continuous and operational working user profiles, the time of the
involving the most concise and accurate questions. The final survey day was divided into six periods, early morning, morning, noon,
focused on summary questions about the overall thermal comfort ex- afternoon, evening, and night. The average performance of window-
perience during the two-week survey and the satisfaction with the opening behaviour duration in these time periods of summer and winter
questionnaire. was grouped using cluster analysis. The grouping results of weekends
and workdays were separately considered. The summer and winter
2.2.2. Field measurements window-opening duration patterns were then obtained via cluster
The spatial organisation of the office buildings, along with the analysis.
geometric design parameters of the monitored buildings, were mea- Association rules mining was then used to classify the behaviour
sured in detail to facilitate data analysis and simulation modelling, with the results of logistic analysis and cluster mining. Each office was
using an infrared rangefinder (model UT392). Indoor and outdoor classified into its own type, according to the influencing factors of
physical parameters were continuously recorded by a weather station window-opening behaviour and the window-opening duration patterns
(E-Log environmental data logger) and HOBO U12 data loggers (air in summer and winter. Finally, occupant window-opening behaviour
temperature and relative humidity) at 30-min and 15-min intervals, profiles were formed and then linked to the modelling of building
respectively (these intervals are also used by the dynamic building thermal performance, using the dynamic analysis software
energy modelling software DesignBuilder that was used in another part DesignBuilder.
of this study, to be described later). The cluster analysis and association rule mining were employed,
Occupant adaptive control, including the use of fans, AC use in along with the open source data mining program Rapid Miner, to mine
summer, and heating facilities in winter, were recorded by the panel the classification of the window-opening behaviour.
questionnaires at the time the questionnaires were answered, together
with the continuous measurement of window status using the Hobo UX 2.4. Statistical analysis technique
90-001 state/event data loggers. The number and duration of the status
changes were recorded. Due to equipment limitations, the size of Logistic regression analysis is a generalised linear regression ana-
opening could not be recorded, but the windows in the surveyed lysis model, an algorithm used for classification and prediction, which
buildings were all casement windows. This is the most common window characterises the influencing factors of nominal variables and the pre-
type for office buildings in Harbin, and based on the data statistics of dictive probability of the occurrence of events. To solve a problem of
the background transverse survey, they are usually opened fully in most regression or classification, a cost function is established; the optimal
cases. model parameters are iteratively solved by an optimisation method
and, finally, the quality of the model is verified. For binary logistic
2.3. Data analysis regression, when there are only two dependent variables (e.g. happen
or not happen), a regression analysis between conditional probability
Data mining generally refers to the process of searching for hidden P {Y = 1 x } and x is used, substituting the difficult method by at-
information in a large amount of data using algorithms. Fig. 4 shows the tempting to build the relationship between independent and dependent
work flow of the data mining in the classification and characterisation variables directly, which is equivalent to looking at a value in the do-
of the window-opening behaviour in the different sized Harbin offices. main of a continuous function from 0 to 1.
In this research logistic analysis was applied to analyse the influence Equations (1) and (2) describe this relationship of P and x :
factors of window-opening behaviour. The degree of association be-
Logit (P ) = ln P /(1 P) (1)
tween changes in window status and each parameter, including non-
nominal and nominal variables obtained from the panel questionnaires exp( 0 + 1 x1+ ...+ k xk )
and measured datasets, was examined by binary logistic regression. P=
1 + exp( 0 + 1 x1+ ...+ k xk ) (2)
Logic regression analysis results were combined with the measured
distribution characteristics of long-term behaviour to determine the where:
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Fig. 4. Method for window-opening behaviour pattern and working profile definition.
P is the probability Rj is the average distance inside group j found by averaging the
P /(1 P ) is the odds ratio distance between each cluster data point and the cluster centre, and
Mij is the distance between the centre of each group.
The changes in behaviour status often correspond to the categorical
variables, such as window open and closed. In this study, binary logistic According to Equation (3), a smaller DBI value indicates better
regression was applied to define the relationship between the related performance for the cluster algorithm result. Groups with low DBI in-
variables and window-opening probabilities. The significance of the dicators represent clusters of low internal distances (i.e., high cluster
variables, based on a likelihood ratio test, using a 5% significance level, similarity) while high DBI indicators represent clusters of high internal
was tested to estimate the regression coefficients. distance (i.e., low cluster similarity).
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T represents the total number of transactions outdoor temperature cooled down, the occupants of offices with 3–10
persons (offices D1 and D2) felt very hot. Occupants felt the same level
Confidence and Support can only measure the validity of the results of warmth in offices of 10–20 people during all the survey runs, in-
of association rules, but they fail to measure whether the results are dicating that the average value of the thermal sensation vote changed
practical. Therefore, the index of lift is applied to measure whether the little when the outdoor temperature varied between 26.9 °C and
appearance of X can motivate Y . The index of lift, shown in Equation 30.2 °C. The thermal sensation vote of office occupants using AC
(7), is the ratio of Confidence to later Support, and the greater the value equipment was neutral because of the stable indoor environment.
is, the better are the results. In winter, most of the mean thermal sensation vote results were in
the level between cool and neutral, except those from the open-plan
CX Y T (X Y ) T (Y )
LX Y = = / offices with 3–10 occupants in which the value was between cool and
SY T (X ) T (8)
cold (Fig. 6). According to the line chart of the mean thermal sensation
In this study, the frequent pattern growth algorithm (FP-Growth vote, divided by office size, all occupants' experiences in the winter
algorithm) was applied to define the classifications of window-opening were between cool and warm.
behaviour with the results of influencing factors and the duration From the thermal satisfaction vote results in Fig. 7, only occupants
modes of window-opening. in offices with three to ten persons experienced low satisfaction below
‘dissatisfied’ in most cases in summer. The average level of thermal
satisfaction corresponded to the level of thermal sensation in offices
3. Results and discussion
with 3–20 and > 20 occupants. Private and shared-private offices had
a neutral assessment about the indoor environment, despite the hot
The results were analysed to define the window-opening behaviour
experience of the thermal sensation, which may be because the occu-
type for modifying the simulation gap. The main outcomes are sum-
pants working in the more independent office environments had more
marised as follows:
control over their behaviour. In winter, the occupants in offices with
3–10 persons also presented a low level of satisfaction, while others in
3.1. Thermal comfort characteristics the range were ‘a little dissatisfied’ to ‘a little satisfied’, which is con-
sistent with the mean thermal sensation voting (Fig. 8).
During the summer season in Harbin, the indoor temperature Tin
was maintained at around 30 °C in the surveyed natural ventilation
buildings, and around 27.5 °C in the AC offices. The Chinese evaluation 3.2. Behaviour control characteristics
standards for indoor thermal environments in civil buildings (GB/T
50785-2012) [42] limit the range of Tin to between 18 °C and 28 °C, One day time was divided into six intervals to obtain the formation
which means that the indoor temperature of all naturally ventilated of a continuous window-opening behaviour profile, containing early
offices were in the uncomfortable range. In winter, the indoor tem- morning time, morning time, noon time, afternoon time, evening time,
perature of all surveyed offices was in the comfortable temperature and night time (Table 2).
range. Table 2 presents the average value of window-opening duration in
During the summer survey, the outdoor temperatures were gen- each surveyed office on workdays and weekends in summer and winter,
erally lower for the second half of the questionnaire, with the average with the value of the variance measuring the dispersion of the recording
value dropping from 30.2 °C to 26.9 °C. In winter, the change was up- data. Around 50% of the surveyed offices from small-to large-scale
wards, from −17.2 °C to −13.5 °C. Fig. 5 to Fig. 8 shows the scatter exhibited a window-opening time of no closures across the entire
plots of average thermal sensation and thermal satisfaction votes for summer typical season in July during day and night, which means the
each surveyed office building, and the line chart shows the mean value occupants never closed the window during this period. It is worth
of votes for occupants from offices of different sizes and layouts. noting that most of these buildings also showed the extremely opposite
The summer thermal sensation votes show that all kinds of office performance of having totally closed windows during the days and
buildings with the same size had a certain degree of consistency nights on weekdays and weekends in December and January.
(Fig. 5). Occupant sensations in offices with 1–2 persons were very hot In summer, four rooms (A2, D1, D2, D2', and F2) kept their windows
in the first week and neutral in the second week due to the decline in in an open state during the work time, with most of the occupants
outdoor temperature. After the removal of AC equipment, although the keeping to a routine of opening the window when they arrived and
Fig. 5. Scatter plots and line chart of average thermal sensation vote of occupants in different-sized offices in summer.
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Fig. 6. Scatter plots and line chart of average thermal sensation vote of occupants in different-sized offices in winter.
Fig. 7. Scatter plots and line chart of average thermal satisfaction vote of occupants in different-sized offices in summer.
Fig. 8. Scatter plots and line chart of average thermal satisfaction vote of occupants in different-sized offices in winter.
closing the window when they left. In winter, among these surveyed In Harbin, it is a very common phenomenon that people work
offices, D1, D2, and F2 rooms also showed a short duration of opening overtime on weekends. In summer, the windows in the offices with day-
windows at the time of people's arrival or their lunch break. night window-opening behaviour were open on weekends throughout
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Table 2
Window-opening duration of weekdays and weekends in each surveyed office in summer and winter with average and variance value.
Summer results
Window-opening duration on work days (hours) (average value (variance)) Window-opening duration on weekends (hours) (average value (variance))
6 a.m.-9 am 9am-12am 12am-3pm 3pm-6pm 6pm-9pm 9pm-12pm 6–9am 9am-12am 12am-3pm 3pm-6pm 6pm-9pm 9pm-12pm
A1 3 (0) 3 (0) 3 (0) 3 (0) 3 (0) 6 (0) 3 (0) 3 (0) 3 (0) 3 (0) 3 (0) 6 (0)
B 3 (0) 3 (0) 3 (0) 3 (0) 3 (0) 6 (0) 3 (0) 3 (0) 3 (0) 3 (0) 3 (0) 6 (0)
A2 0.45 (0.2) 2 (0.1) 2 (0.6) 0.25 (0.1) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
C 3 (0) 3 (0) 3 (0) 3 (0) 3 (0) 6 (0) 3 (0) 3 (0) 3 (0) 3 (0) 3 (0) 6 (0)
D1 1.25 (0.1) 3 (0.1) 2.45 (0.2) 2 (0.2) 0.25 (0) 0 (0) 0 (0) 1 (0.9) 1 (0.2) 0.5 (0.1) 0 (0) 0 (0)
D2 1 (0.3) 1 (0.4) 0.25 (0.2) 0.25 (0.2) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
D2′ 1 (0.4) 2 (0.2) 2 (0.2) 1.25 (0.1) 0 (0) 0 (0) 0.5 (1) 2 (0.2) 2 (0.4) 0.75 (0.8) 0 (0) 0 (0)
E1 3 (0) 3 (0) 3 (0) 3 (0) 3 (0) 6 (0) 3 (0) 3 (0) 3 (0) 3 (0) 3 (0) 6 (0)
E2 1.5 (1.2) 2.5 (1.4) 2.5 (0.4) 2.5 (0.4) 2.25 (1) 5 (2) 2.5 (1) 3 (0.1) 3 (0.1) 3 (0.6) 2.5 (1) 6 (1)
F1 3 (0) 3 (0) 3 (0) 3 (0) 3 (0) 6 (0) 3 (0) 3 (0) 3 (0) 3 (0) 3 (0) 6 (0)
F2 1.25 (0.2) 3 (0.1) 2.45 (0.3) 2 (0.1) 0.25 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
Winter results
Window-opening duration on work days (hours) (average value (variance)) Window-opening duration on weekends (hours) (average value (variance))
6am-9am 9am-12am 12am-3pm 3pm-6pm 6pm-9pm 9pm-12pm 6–9am 9am-12am 12am-3pm 3pm-6pm 6pm-9pm 9pm-12pm
A1 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
B 0.02 (0) 0.05 (0) 0.1 (0.1) 0.1 (0.1) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
A2 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
C 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
D1 0.25 (0) 0 (0) 0.05 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
D2 0.1 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
E1 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
E2 0.04 (0) 0.07 (0) 0.2 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
F1 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
F2 0 (0) 0.16 (0) 0.04 (0) 0.02 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0) 0 (0)
Notes:
a. A1 and B are private offices, A2 and C are shared-private offices, D1, D2 (3–10 persons, AC was closed or removed for equipment update), D2’ (with AC on in
summer), E1 and E2 (11–20 persons) are open-plan offices, F1 and F2 (> 20 persons) are open-plan offices (with AC in summer).
b. The offices on bold were those open all the time in summer and closed all the time in winter.
the summer. The other offices of the ‘routine type’ presented a greater throughout the year, temperature and relative humidity indoors and
dispersion of window-opening behaviours, which may be due to in- outdoors, as well as the corresponding thermal sensation, temperature
creased randomness of the overtime work period on the weekends. In preference, and humidity feelings, were related. Meanwhile, the spe-
winter, the window-opening behaviour of occupants of all the surveyed cific statistics from the summer and winter analysis showed that the
office buildings was remarkably consistent, that is, no window-opening window-opening behaviour in the surveyed office rooms did not show
at all during the winter season, which may be due to the fact that the high correlation to the temperature or humidity change in an individual
cold winter reduced the overtime hours or the overtime on weekends in season.
winter was not too long. Due to the characteristics of window-opening In summer, the occupant window status varied with outdoor tem-
behaviour, most surveyed office rooms showed a correlation with habit perature only in offices F1 and F2. Correspondingly, the thermal sen-
in winter and summer. sation feeling influenced the window-opening behaviour of occupants
in F1 and F2, and temperance preference in F2. The window-opening
3.3. Behaviour influencing factors changes were also influenced by indoor relative humidity and humidity
feelings for the occupants in F1 and F2. Occupants in F1 also thought
The correlation between potential influencing factors and window- the air movement and overall satisfaction were the reasons for their
opening behaviour was analysed in summer, winter, and two quarters behavioural changes towards the window.
to assess the main factors affecting behaviour in a single season and In winter, there were only two surveyed offices presenting corre-
across different seasons (Table 3). The correlation of physical para- lation of environmental physical parameters and thermal sensation
meters, consisting of indoor and outdoor temperature and relative hu- evaluation vote. There was significant correlation for the temperature
midity, with the window state was determined using logistic analysis. preference, air movement, and overall satisfaction with the window
The occupants' experience of the thermal environment were also in- status in office B but no physical factors, and in addition to the tem-
cluded in the discussion for further understanding of the interaction perature preference, users of office F2 were affected by outdoor tem-
between the occupants' thermal comfort experience and the window- perature, indoor humidity, and the corresponding thermal sensation
opening behaviour control. Nominal variables, e.g. season and and humidity feeling.
morning/afternoon, were tested for correlation with the window- In summary, for all surveyed buildings, the window status change
opening behaviour. had the strongest correlation with the seasons (Table 4). Changes in
According to the basic features of window-opening of office build- physical parameters within a certain threshold in summer and winter
ings in different scales, there are significant differences in the opening only affected the window-opening behaviour of users in a few build-
duration in winter and summer, and this was also verified by the result ings. In Section 3.2, the statistical results of window-opening duration
of correlation analysis. From the perspective of data analysis showed that some of the occupants exhibited the habit of opening all
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Table 3
Influencing factors of window-opening behaviour in summer, winter, and across the entire year.
S W H S W H S W H S W H S W H
A1 ✓ × × ✓ × × ✓ × × ✓ × × × × × ✓
B ✓ × × × × × × × × × × × × × × ×
A2 ✓ × × ✓ × × ✓ × × ✓ × × ✓ × × ✓
C ✓ × × × × × × × × × × × × – × ×
D1 ✓ × × ✓ × × ✓ × × ✓ × × ✓ × × ×
D2 ✓ × × ✓ × × ✓ × × ✓ × × ✓ × × ×
E1 ✓ × × ✓ × × ✓ × × × × × ✓ × × ✓
E2 ✓ × × ✓ × × ✓ × × ✓ × × × × × ✓
F1 ✓ × × ✓ ✓ × ✓ ✓ × ✓ × × × × × ✓
F2 ✓ × × ✓ ✓ ✓ ✓ ✓ ✓ ✓ × × × × × ✓
Interval variables
Thermal sensation feeling Temperature preference Humidity feeling Air movement Overall satisfaction
Office No. S W H S W H S W H S W H S W H
A1 × × ✓ × × ✓ × × ✓ × × × × × ✓
B × × ✓ × ✓ ✓ × × × × ✓ × × ✓ ✓
A2 × × ✓ × × ✓ × × × × × × × × ×
C – × ✓ – × ✓ – × ✓ – × × – × ✓
D1 × × ✓ × × ✓ × × × × × × × × ✓
D2 × × ✓ × × ✓ × × × × × × × × ✓
E1 × × ✓ × × ✓ × × ✓ × × ✓ × × ✓
E2 × × ✓ × × ✓ × × ✓ × × × × × ✓
F1 ✓ × × × × × ✓ × ✓ ✓ × ✓ ✓ × ×
F2 ✓ ✓ ✓ ✓ ✓ ✓ ✓ × ✓ × × × × × ×
Tested but not relevant parameters Smell; Outdoor noise; Outdoor Air Quality;
Time: (Morning or afternoon); fan use; AC use
Notes:
√ means p < 0.05, the correlation is significant; × means p > 0.05, the correlation is not significant.
- means no data was collected because of holidays and other reasons.
S is summer; W is winter; and H is the results considering winter and summer.
Tin is indoor temperature; Tout is outdoor temperature; RHout is outdoor relative humidity; Rhin is indoor relative humidity; Clo is thermaI resistance of clothing;
No. is number.
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Fig. 9. Cluster-mining results of summer window-opening behaviour duration for the ten surveyed offices.
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Fig. 10. Cluster-mining results of winter window-opening behaviour duration for the ten surveyed offices.
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C. Sun et al. Building and Environment 149 (2019) 305–321
mining, E2 belonged to a separate category, and it also had the phe- 3.5. Window-opening behaviour classification and profiles
nomenon of open window during the day and night, but its duration
was shorter than the duration of type 1 in each period of time. It can be Association rules mining was applied for classifying the window-
seen from Table 2 that the duration of the E2 open window in each part opening behaviour together with the summer and winter opening
of the day has great discreteness. The duration of occupants working in duration and influencing factors. To get significant results from the
E2 had a larger randomness by the monitoring results from the space association rules mining, the values of Support, Confidence, and lift were
occupancy sensor HOBO UX90-006x, which may lead to this discrete- set at the minimum thresholds of 30%, 80%, and 1, respectively. The
ness. criteria were prescribed for each rule mined, which is that at least 30%
of the data contained the premise and conclusion, in which the prob-
ability that a premise led to a conclusion was greater than 80%.
3.4.2. Winter window-opening duration patterns Simultaneously, all the results mined were positively correlated with
Data from the typical two winter months, December and January, lift > 1. Finally, five types of window-opening modes for summer and
were included in the data mining. Four types of window-opening be- winter seasons were obtained based on mining of the monitoring da-
haviour duration were defined (Fig. 10). Table 2 also reveals that, on tabase for the entire year. The types and modes are summarised in
the weekends, all windows of the monitored offices were in the state of Fig. 11.
being totally closed during these two months. Four of these types of window-opening behaviour modes were all-
Type 1 was windows opened for a short time of 1 min or less during season and habit-motivated, except Type 5. The seasons are the most
the early morning and morning time, which included five situations in influential factors of the occupant window-opening behaviour in all
which offices had entirely closed windows, except office D2. The other types of office buildings. With the great changes in the physical data of
three types of window-opening behaviour in winter involved a rela- temperature and relative humidity in different seasons, the behaviour
tively longer open window time of about 15 min, but each of the open of window-opening had an extremely large impact. Simultaneously,
times were concentrated at different time periods: type two was in the these types of behavioural modes were also significantly driven by
early morning, type three was in the morning time, and type four was in behavioural habits, in which occupant behaviour during each of the
the noon time. These three types of windows also had a very short time seasons presented a stable window-opening duration.
of open window, 1–3 min during other periods of the day. Six of the surveyed offices showed an agreement between the
Fig. 11. Classification results of the window-opening behaviour with the duration patterns and influencing factors as premise conditions in summer and winter.
Table 5
Summary of window-opening behaviour classification of office occupants.
316
Table 6
Window-opening behaviour profile of occupants in different-sized offices on weekdays and weekends during summer and winter season, divided into six periods.
C. Sun et al.
Summer
Weekdays Weekends
6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am
3 3 3 3 3 9 3 3 3 3 3 9
Type 2: A2,D2
6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am
1 1.75 1.5 1 0 0 1 1 1 0.25 0 0
Type3: D1
6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am
1 1.75 1.5 1 0 0 1 1 1 0.25 0 0
Type3: F2
6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am
1 1.75 1.5 1 0 0 1 1 1 0.25 0 0
Type 4: B
317
6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am
3 3 3 3 3 9 3 3 3 3 3 9
Type 5: E2
6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am
1.5 2.5 2.5 2.5 2.25 5 1 1 1 0.25 0 0
Summer Winter
6–9am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am
3 0 0 0 0 0 0 0 0 0 0 0 0
Type 2: A2,D2
6–9am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am
1 0 0 0 0 0 0 0 0 0 0 0 0
Type3: D1
6–9am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am 6–9am 9–12am 12am-3pm 3–6pm 6–9pm 9pm-6am
(continued on next page)
Building and Environment 149 (2019) 305–321
C. Sun et al. Building and Environment 149 (2019) 305–321
9pm-6am
9pm-6am
9pm-6am
Type 1, and work-time open for summer and winter for Type 3. For
Type 3, the occupants opened the window when they arrived, whilst in
0
summer the duration was close to full-time open during the working
hours; in winter the duration was reduced to less than 15 min. This
meant that the occupants of this type of office, who were executing the
work-time window-opening behaviour mode (WO) still maintained this
6–9pm
6–9pm
6–9pm
state in winter, with a significantly reduced duration of window-
0
0
opening.
In Type 1, office F1 was also motivated by thermal comfort ex-
periences, including thermal sensation, humidity feeling, and air
movement in summer. In Type 3, only F2 showed similar window-
3–6pm
3–6pm
3–6pm
opening behaviour factors, consisting of temperature preference and
0
0
humidity feelings. The occupant behaviour of Type 2 exhibited work-
time opening in summer and all-closed in winter with season and habit
as the motivations. Office B in Type 4 exhibited an all-opening mode in
12am-3pm
12am-3pm
12am-3pm
summer and work-time opening in winter during the noon time, with a
short open duration of about 15 min. The behaviour mode changed in
winter due to the increasing need for thermal satisfaction and better air
0
flow. Type 5, office E2, has also been described in the previous dis-
cussion, and it was noted that, because of the greater flexibility in
working hours, its window-opening behaviour showed a strong corre-
9–12am
9–12am
9–12am
lation only with the seasons, and the window-opening duration did not
demonstrate patterns consistent with other category types in the
0
6–9am
6–9am
6–9am
9pm-6am
9pm-6am
offices A1 and B had the same mode of full-time opening all summer,
while there was a different behaviour in winter, with all the windows
0
closed in office A1 and open for a short duration in office B. For the
shared-private office, offices A2 and C showed the same performance of
all windows being closed in winter, while A2 belonged to the all-open
mode, and C exhibited the work-time opening mode in summer. For the
6–9pm
6–9pm
6–9pm
open-plan offices with 3–20 occupants, offices D1, D2, E1, and E2 were
0
3–6pm
3–6pm
12am-3pm
12am-3pm
0.25
fices.
After obtaining the window-opening behaviour classification, be-
Duration of window-opening behaviour (hours)
9–12am
9–12am
division of the DesignBuilder software. Usually, the time step was set as
0
6–9am
6–9am
6–9am
Type 1: A1, C, E1, F1
0.25
Table 6 (continued)
Type 4: B
6–9am
6–9am
6–9am
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C. Sun et al. Building and Environment 149 (2019) 305–321
and real environmental data. The weather file provided by the only the data on July 26 were simulated for comparison with the
DesignBuilder resource platform was not a 2017 weather file (the year template inside DesignBuilder and the behaviour modes of this research
of this study). To overcome this, the outdoor weather station conditions (offices D1 and D2 were natural ventilated rooms due to the AC being
measured in the study were matched with two days in summer and one removed in the second half of July). In winter, the outdoor temperature
day in winter that were very similar to the DesignBuilder weather file was very low. When the DesignBuilder window-opening schedule
data. These days (July 10 and 26 and December 6) were used in the template was used, a full-time window-opening mode during working
simulations. A calculation method for infiltration into DesignBuilder hours, the windows were closed after the indoor temperature was re-
was used by entering the behaviour pattern code into the software. The duced to a certain extent.
calculated method needed to meet the conditions is shown in Equation These four offices respectively belonged to Type 1, Type 2, Type 3,
(8) and Type 2. The original window-opening behaviour mode inside the
software was due to the work time of the occupants. Figs. 12 and 13
AND AND
Tzone _ air Tsetpo int Tzone _ air Toutside _ air the schedule value (9) present a comparison of the percentage difference of indoor tempera-
ture during the simulated work time with behaviour patterns of no
In summer, for an office with AC, for example D1 in the first half of behaviour (no opening), mode template inside DesignBuilder, and the
July, the windows would be closed when the outdoor temperature was real pattern from the data mining results in summer, with the real
higher than the indoor one. Therefore, it was impossible for an office measured data as the baseline. The result of the winter real mode was
with AC to be simulated, as the real scenario involved the occupants very close to the no window-opening behaviour; therefore, only
using the windows and AC together. Therefore, for offices D1 and D2,
Fig. 12. Indoor temperature discrepancy applying no behaviour control, mode inside DesignBuilder, and real window-opening behaviour modes mined for private
office A1 and shared-private office A2, with the measured temperature as the baseline during work time.
Fig. 13. Indoor temperature discrepancy applying no behaviour control, mode inside DesignBuilder, and real window-opening behaviour modes mined for open-plan
offices D1 and D2, with the measured temperature as the baseline during work time.
319
C. Sun et al. Building and Environment 149 (2019) 305–321
comparisons of the simulation results with the real mode and the the open-plan offices. Due to limited volunteer participation of the in-
template are shown. vestigated offices, using offices from just one building to reduce the
In summer, the mode detail of work-time opening type (WO) ob- interference of other variables was difficult. This study considered ten
tained from the cluster analysis was very close to the DesignBuilder offices of different sizes as the research objects and obtained some
mode (Office A2, D1, and D2). The results of all behaviour types with meaningful results. Extensive research of more building types is still
the summer WO pattern were close to those of mode template inside necessary for further discussion.
DesignBuilder. The discrepancy between the real all-opening pattern The behaviour influencing factors shown in this study do not match
(AO, office A1) and the DesignBuilder one was around 2.5% and 0.8 °C. the previous work by Xin [36], which found that in the summer season
All the rooms with the no behaviour control showed a relatively high the environmental variables lose their predictive power of window-
value, while the differences for office D1 and D2 were smaller, which opening probability. This may be due to the distinct seasons with larger
may be because the nearby rooms were all offices with AC. temperature differences in north-east China. Season had a great influ-
In winter, due to the calculation method of DesignBuilder, the ence on window-opening behaviour in this study. In a single season, the
window always changed to closed status when the temperature goes change of window-opening behaviour of most occupants was very in-
down and, in particular, when the temperature was lower than the set active. These inactive occupants did not change the state of windows
point temperature for heating. For all the offices in building A (Fig. 13), with temperature. Some of the results from this study agree with the
with the AC mode in winter, the difference between the template in DB work of Song [35] about the influencing variables, while the findings of
and the real mode result was around 13% with a temperature difference this study showed that season and habit are the major affecting para-
of 4.5 °C. In building D (Fig. 13), the real pattern of D1 was with a 15- meters. The results of this study prove again the necessity of research on
min opening in the early morning, and D2 was the all-closed mode. The occupant behaviour to help revise and refine simulation results from
discrepancy of D1 was 8% and 1.5 °C, and for D2, it was 10% with a building performance software.
temperature difference of 1.8 °C.
Acknowledgements
4. Conclusion and limitation
The authors would like to acknowledge that this paper was finan-
This study applied data mining techniques to obtain the real occu- cially supported by the China National Key R&D Program (Grant No.
pant window-opening behaviour modes during a one-year period that 2016YFC0700200), the National Natural Science Foundation of China
involved longitudinal questionnaire surveys and behaviour state re- (Grant No. 51708149), and the China Postdoctoral Science Foundation
cording of different-sized offices in the severe cold winter climate of (Grant No. 2017M621276).
Harbin. Window-opening duration patterns using cluster analysis and
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