11th International Conference On: Practical Applications of Computational Biology Amp Bioinformatics 1st Edition
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Advances in Intelligent Systems and Computing 616
Florentino Fdez-Riverola
Mohd Saberi Mohamad
Miguel Rocha
Juan F. De Paz
Tiago Pinto Editors
11th International
Conference on Practical
Applications of
Computational Biology
& Bioinformatics
Advances in Intelligent Systems and Computing
Volume 616
Series editor
Janusz Kacprzyk, Polish Academy of Sciences, Warsaw, Poland
e-mail: kacprzyk@ibspan.waw.pl
About this Series
The series “Advances in Intelligent Systems and Computing” contains publications on theory,
applications, and design methods of Intelligent Systems and Intelligent Computing. Virtually
all disciplines such as engineering, natural sciences, computer and information science, ICT,
economics, business, e-commerce, environment, healthcare, life science are covered. The list
of topics spans all the areas of modern intelligent systems and computing.
The publications within “Advances in Intelligent Systems and Computing” are primarily
textbooks and proceedings of important conferences, symposia and congresses. They cover
significant recent developments in the field, both of a foundational and applicable character.
An important characteristic feature of the series is the short publication time and world-wide
distribution. This permits a rapid and broad dissemination of research results.
Advisory Board
Chairman
Nikhil R. Pal, Indian Statistical Institute, Kolkata, India
e-mail: nikhil@isical.ac.in
Members
Rafael Bello Perez, Universidad Central “Marta Abreu” de Las Villas, Santa Clara, Cuba
e-mail: rbellop@uclv.edu.cu
Emilio S. Corchado, University of Salamanca, Salamanca, Spain
e-mail: escorchado@usal.es
Hani Hagras, University of Essex, Colchester, UK
e-mail: hani@essex.ac.uk
László T. Kóczy, Széchenyi István University, Győr, Hungary
e-mail: koczy@sze.hu
Vladik Kreinovich, University of Texas at El Paso, El Paso, USA
e-mail: vladik@utep.edu
Chin-Teng Lin, National Chiao Tung University, Hsinchu, Taiwan
e-mail: ctlin@mail.nctu.edu.tw
Jie Lu, University of Technology, Sydney, Australia
e-mail: Jie.Lu@uts.edu.au
Patricia Melin, Tijuana Institute of Technology, Tijuana, Mexico
e-mail: epmelin@hafsamx.org
Nadia Nedjah, State University of Rio de Janeiro, Rio de Janeiro, Brazil
e-mail: nadia@eng.uerj.br
Ngoc Thanh Nguyen, Wroclaw University of Technology, Wroclaw, Poland
e-mail: Ngoc-Thanh.Nguyen@pwr.edu.pl
Jun Wang, The Chinese University of Hong Kong, Shatin, Hong Kong
e-mail: jwang@mae.cuhk.edu.hk
Editors
123
Editors
Florentino Fdez-Riverola Juan F. De Paz
Escuela Superior de Ingeniería Informática Departamento de Informática y Automática
Universidad de Vigo Universidad de Salamanca
Ourense Salamanca
Spain Spain
Miguel Rocha
Department de Informática
Universidade do Minho
Braga
Portugal
v
vi Preface
and highly valuable work and support. Their effort has helped to contribute to the
success of the PACBB’17 event. PACBB’17 would not exist without your
assistance.
General Co-chairs
Program Committee
vii
viii Organization
Organising Committee
xi
xii Contents
1
ESEI - Escuela Superior de Ingeniería Informática, Edificio Politécnico, Universidad de Vigo,
Campus Universitario As Lagoas s/n, 32004 Ourense, Spain
{hlfernandez,dgpena,mrjato,riverola}@uvigo.es
2
CINBIO - Centro de Investigaciones Biomédicas, University of Vigo,
Campus Universitario Lagoas-Marcosende, 36310 Vigo, Spain
3
UCIBIO-REQUIMTE, Departamento de Química, Faculdade de Ciências e Tecnologia,
Universidade Nova de Lisboa, 2829-516 Caparica, Portugal
{jeduardoaraujo,jlcapelom}@bioscopegroup.org
1 Introduction
2D-gel electrophoresis and mass spectrometry using matrix assisted laser desorption
ionization coupled to time of flight analysers, MALDI-TOF-MS, are widely used in
conjunction in order to perform proteome analysis [1, 2]. In brief, while the comparison
of 2D-gels allows obtaining a set of differentially expressed spots, MALDI-TOF-MS
allows to identify the proteins separated in such spots.
Once in the laboratory, the samples were centrifuged, and then the supernatant was
withdrawn, aliquoted and stored at –80 °C until analysis. Most abundant proteins
(MAPs) in plasma can mask or interfere with the detection of proteins belonging to the
low-abundance protein fraction [9]. To avoid this problem, protein equalization from
plasma samples was performed with dithiothreitol, DTT, according to the protocol
described by Warder et al. [10] with minor modifications as described by Fernández
et al. [11] and Araújo et al. [12–14]. This process was performed with five replicates for
each patient. Then, the total protein content was determined using a Bradford protein
assay [15].
Two dimensional gel electrophoresis separation was carried out by duplicate for each
patient and for the healthy pool. Then, 2D-gels obtained for each patient and the pool
of healthy volunteers were compared using the Progenesis SameSpots software v4.0
(NonLinear Dynamics) to find out the differentially expressed proteins. All spots of
interest were excised and subjected to in-gel protein(s) digestion and then to protein
fingerprint identification by mass spectrometry using MALDI-TOF-MS [16]. Finally,
S2P was used to process the spots data (i.e. differentially expressed spots) obtained with
the SameSpots software as well as to analyze them along with the protein identifications
obtained from Mascot.
2.2 Implementation
S2P v1.0.0 is implemented in Java and it was constructed using the AIBench framework
[17], which has been demonstrated to be suitable for rapid development of scientific
applications [18, 19]. The Graphical User Interface (GUI) was constructed in Java Swing
using freely available extensions such as SwingX or GC4S. S2P also makes use of several
well-established open-source libraries such as JFreeChart, charts4j, iText and the
Apache Commons Mathematics library.
The source code of the project is freely available at https://github.com/sing-
group/S2P under a GNU GPL 3.0 License (http://www.gnu.org/copyleft/gpl.html). It is
divided into three modules: (i) core, which contains the default implementation API, (ii)
gui, which contains several reusable GUI components, and (iii) aibench, which contains
a GUI application based on the AIBench framework.
With the goal of showing the main features of S2P as well as its usefulness to analyse
real data, this section shows how it has been used to process and analyse the case study
data presented.
Figure 1 illustrates the five main steps where S2P was used through the experiments:
(1) to merge the SameSpots report into a single table where all samples can be compared;
(2) to design the MALDI plate; (3) to load and filter the Mascot identifications; (4) to
link the Mascot identifications with their corresponding spots using the MALDI plate;
and (5) to examine and analyse spots data along with Mascot identifications. All data
4 H. López-Fernández et al.
The case study dataset was composed by 7 anonymous patients diagnosed with
bladder cancer, 7 anonymous patients diagnosed with lower urinary tract symptoms
(LUTS) and 6 healthy individuals that were pooled. The Progenesis SameSpots software
was used to compare the 2D-gels corresponding to each individual against the health
pool’s 2D-gels to obtain the differentially expressed spots. These results were exported
using the “Export report” option of SameSpots, which creates one HTML file per
comparison (i.e. 14 files in this case). S2P was then used to parse and merge these reports
into a single table with samples in columns and spots in rows (Step 1 of Fig. 1). This
table was exported into a comma-separated values (CSV) file that can be easily reopen
with S2P as well as external applications such as Excel, LibreOffice or R.
Then, these differentially expressed spots were first treated and then analysed
through MALDI-TOF MS in order to identify their protein content. To do that, a dedi‐
cated sample treatment is done [16] and the pool of peptides obtained is spotted twice
into a MALDI plate, which is then introduced into the MALDI apparatus for analysis.
Usually, researchers fill a sheet with the position of the spots in the plate so that they
can trace back where each spot was placed. This is important to know which spot is
associated to each MALDI spectrum and, therefore, to know which Mascot identifica‐
tions are associated to each spot. However, keeping a unique handwritten copy of this
key information is risky as it can be lost or mislead and, most likely, it will be no way
S2P: A Desktop Application for Fast and Easy Processing 5
to recover this information. For these two reasons, S2P incorporates a MALDI plate
editor that allows the storage of digital copies of experiments’ plates as well as print
them into PDF files (Step 2 of Fig. 1). S2P also allows to automatically filling the plate
using a set of previously loaded spots (Step 1 of Fig. 1), allowing the user to define
parameters such as matrix dimensions (i.e. number of rows and columns) or the number
of replicates of each spot. In our case study, S2P was used to create the MALDI plate
and to obtain a printed copy of it that is used to guide the experimental work.
Once the MALDI-TOF MS analysis was done, the MALDI-based spectra of the
digested protein(s) were submitted to Mascot in order to identify the proteins. Then,
they were exported into a HTML file that was loaded into S2P in order to remove dupli‐
cated entries and exclude identifications with a Mascot score under 56 (Step 3 of Fig. 1).
This processed list of Mascot identifications was exported into a CSV file so that it can
be directly loaded into S2P later or used in other applications (e.g. Excel). Then, these
Mascot identifications integrated with the spots data using the MALDI plate (Step 4 of
Fig. 1) to know which identifications are associated with each spot.
Finally (Step 5 of Fig. 1), S2P allows an integrated analysis of the spots data and the
Mascot identifications (Fig. 2). In the context of our case study, this option was firstly
used to try to identify potential biomarkers of the two conditions of interest. When the
healthy pool was compared with the bladder cancer patients, four differentially expressed
spots present in at least 5 of 7 bladder cancer patients (Fig. 3A) were found. The corre‐
sponding proteins were: (i) Serum albumin (Spot Number [SN] = 137), (ii) Gelsolin
(SN = 137), (iii) Fibrinogen gamma chain (SN = 337), (iv) Ig alpha-1 chain C region
(SN = 360), (v) Ig alpha-2 chain C region (SN = 360) and (vi) Haptoglobin (SN = 266).
When the healthy pool was compared with the LUTS patients, we found five differen‐
tially expressed spots that were present in at least 4 of 7 LUTS patients (Fig. 3B). The
associated proteins were the following: (i) CD5 antigen-like (SN = 244), (ii) Heparin
cofactor 2 (SN = 175 and SN = 190), (iii) Hemopexin (SN = 175), (iv) Serum albumin
(SN = 192 and SN = 190) and (v) Inter-alpha-trypsin inhibitor heavy chain H4 (SN = 88).
As it can be seen in Fig. 3, a small set of candidate biomarkers was identified that
can be associated to each disease. Due to this reason, a complementary approach was
experimented: exporting all spots data from Samespots instead of exporting only those
spots that were differentially expressed when each individual and the healthy pool were
compared. This way, we used S2P to process these new dataset (analogously to step 1)
and then to find spots whose average value were statistically different between bladder
cancer and LUTS patients. Following this strategy, 40 differentially expressed spots (i.e.
having t-test p-values corrected using Benjamini-Hochberg less than 0.05) between
bladder cancer and LUTS were found, 27 of which have protein identifications associ‐
ated (corresponding to 14 unique proteins). This also allowed us to compare the distri‐
bution of the expression values of each condition using box plots. For instance, Fig. 4
shows the box plots of the two spots identified in Fig. 3 that are differentially expressed
between bladder cancer and LUTS patients. This information must be carefully
analysed, but the usefulness of S2P to fast and accurate process and analyse data is thus
proven.
Finally, it is important to remark that doing the steps described above manually took
more than two weeks of handling. Now, with the help of S2P this data processing time
has been dramatically reduced to a few minutes. Moreover, S2P offers the additional
data analysis features shown that also allow researchers saving a lot of their valuable
time.
4 Conclusions
Acknowledgements. This work has been partially funded by (i) the “Platform of integration of
intelligent techniques for analysis of biomedical information” project (TIN2013-47153-C3-3-R)
from Spanish Ministry of Economy and Competitiveness, (ii) the “Discovery of biomarkers for
bladder carcinoma diagnosis” project from Nova Medical School, (iii) Unidade de Ciências
Biomoleculares Aplicadas-UCIBIO, which is financed by national funds from FCT/MEC/
Portugal (UID/Multi/04378/2013), and (iv) Consellería de Cultura, Educación e Ordenación
Universitaria (Xunta de Galicia) and FEDER (European Union). H. López-Fernández is supported
by a post-doctoral fellowship from Xunta de Galicia. J. L. Capelo acknowledges Associação
Cientifica ProteoMass for financial support. J. E. Araújo acknowledges the financial support given
by the Portuguese Foundation for Science and Technology under doctoral grant number
SFRH/BD/109201/2015. SING group thanks CITI (Centro de Investigación, Transferencia e
Innovación) from University of Vigo for hosting its IT infrastructure.
References
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Malone, F.D., D’Alton, M.E.: Proteomic analysis of maternal serum in down syndrome:
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A., Singh, B., Lai-Zhang, J., Gagne, G., Rogers, J.C.: Reducing agent-mediated precipitation
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Teixeira-Costa, F., Ramos, A., Santos, H.M.: Matrix-assisted laser desorption/ionization time-
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Multi-Enzyme Pathway Optimisation
Through Star-Shaped Reachable Sets
1 Introduction
1.1 Multi-Enzyme Pathways
In this paper, we consider a set of chemical reactions catalysed by several
enzymes. Such reactions take place inside cells and are also used in synthetic
biology, e.g. in manufacturing of chemical compounds, biodegradation, medi-
cine, etc. Currently, there are large databases of enzymes based on which path-
ways can be constructed to turn given substrates into desired products [1]. The
enzyme kinetic optimisation of these processes is high on the agenda as it may
lead to a substantial economy of time and consumables. Such optimisation may
This research was supported by the National Sustainability Programme of the Czech
Ministry of Education, Youth and Sports (LO1214) and the RECETOX research
infrastructure (LM2011028).
Electronic supplementary material The online version of this chapter (doi:10.
1007/978-3-319-60816-7 2) contains supplementary material, which is available to
authorized users.
c Springer International Publishing AG 2017
F. Fdez-Riverola et al. (eds.), 11th International Conference on Practical
Applications of Computational Biology & Bioinformatics, Advances in Intelligent
Systems and Computing 616, DOI 10.1007/978-3-319-60816-7 2
10 S. Mazurenko et al.
also provide insights into the evolution of cells since some studies suggest that
optimal pathways are evolutionarily advantageous and can be predicted based
on the genetic information of living cells [2].
We consider an n-step chemical reaction in which the state variables are
the concentrations of metabolites produced and consumed in the course of the
reaction:
E0 E2 En−2 En−1
S −−→ M1 −−→ . . . −−−→ Mn−2 −−−→ P.
The control here are the concentrations of enzymes Ei , the sum of which is
limited from above. We will prove that under some general assumptions about
the rate equations, one can expect the set of all the possible states of such
systems to be star-shaped at any point in time. As a result, an optimisation of
the pathway using star-shaped reachable sets [3] can be implemented to obtain
the maximum concentration of the final product and the corresponding optimal
profile of enzymes.
which indicates that at any moment in time the total enzyme concentration
must not exceed a certain predefined value Emax . This limitation, for example,
Multi-Enzyme Pathway Optimisation Through Star-Shaped Reachable Sets 11
rε (l, 0) = ε → +0.
(here for i = 0 symbols ∂s r/∂li and li should be omitted).
As far as initial condition (B) is concerned, we will replace the coordinate x1
with x∗1 = x1 − 1. If in addition to the above we require that fi is non-negative
and non-decreasing in x1 , the following holds:
Corollary 1. Suppose for (1) the initial concentration x1 (0) = 1, xi (0) = 0 for
i = 2..n, and f0 ≡ 0. Moreover, suppose that in addition to the requirements of
Proposition 1 on fi , the fi that depend on x1 are non-negative and non-decreasing
in x1 . Then for (1) with the new coordinate x∗1 = x1 − 1 Proposition 1 holds.
2.3 Examples
Here we will list the examples of (1) relevant to the enzyme kinetics, for which
Proposition 1 holds:
All the above functions may be present in any combination, thereby providing
a significant flexibility for the model selection.
Moreover, the same enzyme can be used in different steps if the following
additional requirement holds: for any enzyme e used in several reactions the
value λfi (x )/fi (λx ) is independent of i for the respective i s. This will be the
case, e.g. in Michaelis-Menten kinetics since the free enzyme, and consequently,
the denominator of fi , will be the same across the respective i s. Reversible
reactions are also covered. In other cases when the star-shapedness cannot be
guaranteed, one may still use general reachable set methods [13], albeit forgoing
the advantage of the reduced dimensionality.
We will now proceed to several examples.
Example 1. The first example is a three-metabolite scheme with a constant sup-
ply of substrate zero, and it demonstrates the standard bang-bang optimal profile
[2,9,10] (Fig. 1):
This switching between the two regimes stems from the intuitive fact that the
rate of the reaction is increasing with the increase in x1 . As a result, the optimal
strategy is to accumulate x1 first and then to switch to production of x2 .
Now, the simple accumulation of x1 will not yield an optimal solution; due to
the inhibition, the reaction rate would decrease for large values of x1 . Hence, e1
should be switched on earlier and not to its maximal value as can be seen from
the optimal control synthesis in Fig. 2.
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Romanizers in Poland and by the Byzantine Church of Russia is a great
difficulty at the present time, but it should be understood that the Roman
Church does not dispute the validity of Byzantine orders of priesthood and
sacraments, so that the difference between Roman and Greek Christianity
does not cut so deep as that between the Roman Church and western
schismatics, such as Calvinists, Lutherans, Anglicans, and so on.
The Eastern Church has thus carried the universalist idea less far than the
Roman. It has developed daughter churches, sometimes with well-marked
peculiarities, within the language groups, so that now allegiance to one or
another branch of the Eastern Church is often made a criterion of nationality
in the Balkan areas of linguistic gradation and confusion. Religious
organization has tended to be within the State, and often a substitute for the
State in Eastern Europe, instead of being above the State, at least in its
claims, as in the west.
With these facts of situation, physiography, people, languages, and
religion in mind, we may now proceed to a somewhat closer survey of the
peoples in the chief natural regions of Europe east of the Teutonic and
Romance areas, allowing that the Bohemian (Czechoslovak) hill people and
the Poles have already been dealt with to a large extent.
To the north of the forest of autumn leaf-fall swamps spread far and wide
between Petrograd and Vologda, and on their northern flanks the coldness of
the soil restricts root action so much that the pines and the birch are the chief
forest trees, and the forest is only here and there worth clearing for corn
growing. This is a region for hunters and fishers and gatherers, with a few
animals and poor crops in small patches. Its peoples include a large element
related to and derived from the peoples of Arctic Asia, Samoyedes, and
Lapps, and an element among the Finns, and it is this element which has
provided the languages of the region in several parts. The Finn is a mixture
of this Asiatic-Arctic stock of broad-headed, dark-skinned people with the
tall, fair, long-headed peoples of North Europe, and as it is the former who
have provided the language, it is probable that they also provided the
women, i.e. that the Nordics were forest hunters and adventurers, moving
about without many women. In Karelia (east of the new republic of Finland)
the Finn is more Asiatic in appearance than he is in Finland itself, and for the
latter people Miss Czaplicka suggests the use of the name 'Finlanders'. In
Karelia and the river basins feeding the White Sea there is naturally also a
considerable Slavonic admixture. The antiquity of the Asiatic immigration is
a disputed point: it may be very old, as Peake once argued, but he and others
incline to make the movement fairly recent, and to connect the ancient
Arctic cultures of the region with old types of long-headed men. Near the
Baltic coast the physical type of the people becomes practically pure Nordic
in several places, and some districts on the coast speak Swedish, as do the
people of the Aland Islands.
The social study of the people of Central Russia is probably one of the
best clues to the understanding of that stage of our own past, in Western
Europe, when settlement in forest-clearings was the most marked feature of
development of social organization. The Tsar's Government had in recent
years persisted in a policy of modernization of rural arrangements, but, in the
words of a supporter of that policy, the villagers fell back upon their old
communist schemes as soon as the war crisis made them rely on themselves;
it was the one scheme they understood.
How far this is really true, or how far some at least of the villagers tried
to develop individual proprietorship, must remain doubtful, but there can be
no doubt that localism and the Soviet idea have become marked features in
Russia, with the paralysing of the more modern schemes of life which were
previously trying to spread in the country with the growth of industry and
commerce. That the more modern schemes seemed to permit a larger
population seems clear, but that they were faced with difficulties due both to
climate and to history is not always appreciated. The west in the nineteenth
century was too apt to think its individualism applicable to all conditions and
peoples the world over; it had not sufficiently understood its individualism
as a historic growth under western conditions which masked the conflict, for
example, between it and the Christianity the west supposed itself to accept.
Of the life of the Russian village we shall have more to say later on, but it is
well to have its attitude in mind so that we may contrast this with the
characteristics of the Baltic fringe. Here, since the war, new states have been
created and recognized (1921) by the League of Nations under the names of
Esthonia, Latvia, and Lithuania.
The two first have a Baltic-German element which has in the past been a
land-holding class, and has its historic links both with the Teutonic Knights
and with the Hanse—for Riga is an old Hanse city of special importance.
To understand the peoples of this belt let us remember first that the
ancient graves contain many long-headed skulls, and that this element in the
people probably persists to a greater extent than average figures show, in
spite of the pressure of central European, of late at least Slavonic-speaking,
immigrants from the west via Kief, and of Tatar immigrants from the east.
Byzantine elements from the south need also to be allowed for in the people
as well as in their civilization, in which matter Kief has become as markedly
the Byzantine sacred city of Russia as Canterbury is the Romano-Gallic
sacred city of England.
In the Ukraine Poles have done a good deal of organizing work, and put
themselves in the position of landowners and leaders over a Ruthenian
peasantry. The landlords were attached to the Roman Catholic faith, but the
peasants to the Uniate Church until the latter was crushed by Russia. The
border of the Ukraine towards the steppe is a very doubtful matter. Here is
the zone of unrest, with Tatar pressure at times and European pressure at
others; it is the limit of the settled life, and the cultivated patches have
needed specially watchful defence. Under these conditions the Cossack
people have grown up with a military order of society and landholding for
service. The people seem to include an element of the old long-headed
population (see pp. 11, 14, and 77), together with both Slav and Tatar
contributions, Jews and Germans in the towns which are mostly of recent
creation, and a motley gathering of escaped serfs and landless men from all
around.
The Don Cossacks are fairly distinct from the Orenburg and Siberian
Cossacks who live east of the desert patches that lie north-west of the
Caspian Sea. In what is broadly Cossack country lies the very different
Kuban country, with an almost Mediterranean climate and possibilities of
fruit cultivation; it is said to have had an autonomous organization of its own
for some time during the recent years of unrest. Its people are doubtless
related to various elements among the Cossacks, but one gathers that the
descendants of old traders are more marked than elsewhere. The Tatar
(Turki) groups are so obviously an intrusion from Asia that we need not say
much about them as such; we may more profitably think of them as pressing
upon Europe at one time and being pressed upon by Europe at another.
Their tribal organization on a kinship basis and their mobility have given
them a power and a cohesion for offensive purposes from time to time, and
as Huns, Magyars, Bulgars, Szeklers, and Tatars, they have been formidable
hindrances to the settlement of East and South-east Europe on western lines.
We may note first that Huns, Magyars, Szeklers, and Bulgars, penetrating far
from the South Russian steppe either past the Iron Gates, or through the
Carpathians or over the Danube into the Balkan Mountains, have become
settled folk.
The westward path of the Asiatic herdsmen beyond South Russia led
them into Moldavia and Wallachia, where the native Vlach population
sought refuge in the Carpathians and in the hills of the centre of the Balkan
Peninsula. It is a population with a language of Latin syntactical affinities,
and a 60 per cent. Slav vocabulary, and is spoken by people who looked
back with pride to the days of Roman occupation of their land as Dacia. So
the Vlach people, essentially Central European round-heads like the Slavs
generally, have come to be distinct from their neighbours in speech and in
pride. In the matter of religion the openness of the Danube entry and the
coastal ways up the west side of the Black Sea have made the people
members of the Eastern Church so far as Moldavia and Wallachia are
concerned, but the Vlachs of the Transylvanian hills are, or were, to a large
extent members of the Uniate Church (p. 70), intermediate, as has been said,
between the Roman and the Eastern. After centuries of subjection and
fractionization the Vlach peoples have (1919) suddenly found themselves
united in the new Rumania, with the political and agrarian influence wrested
from their former Magyar, Szekler, and German lords, and the peasantry of
Wallachia and Moldavia have also secured a good deal of the land
previously in aristocratic, though in this case often not alien hands. The old
direction of the country was in the hands of the aristocracy, and was often
much criticized in the west. The Jewish and German town populations were
said to be specially held down. Whether the new government will merely
continue the old with a peasant admixture or whether it will seek to take a
new line, remains to be seen. It is at any rate interesting that this large
language group is, for the first time, a governmental unit, and tragic that so
inexperienced a group has within it such large and, for that matter, valuable
elements of alien language. It is said that the Oriental aspect of society is
well marked in the lesser towns, the greater having been westernized, but it
is questionable whether we should not be more correct in describing these
lesser towns as more resembling our own in early mediaeval times before the
garden-closes were built upon to accommodate people crowding within their
walls for protection.
The Vlachs beyond the new Rumania, in the centre of the Balkan
Peninsula, illustrate for us a noteworthy problem of that troubled region.
Whereas if we wish to get a picture of the early stages of the settled life of
cultivation in Europe we naturally look to Russia, we may go to the Balkans
for glimpses of the remnants of the still earlier scheme of society when
kinship groups moved from place to place with flocks and herds. In the
Peninsula the western mountains shelter many a clan of ancient local
lineage, and much as these mountain clans have been affected by Slav,
Bulgar, Greek, Roman, Turkish, Magyar, and German-Austrian pressure, a
considerable group have remained true to their pre-Slavonic language
(Albanian), and, despite deep religious differences amongst themselves,
seem to tend towards some vague national unity, largely as a protection
against Greek and Slav in the next generation. It is well to realize that these
old populations, even when Slavonized, are often most distinct from the
Slavs, and that they and the Vlachs are the nearest approaches we have to an
autochthonous population in the Peninsula. They for the most part limit their
movements to seasonal shifts up and down hill, and, like the Highlanders of
Scotland and others similarly situated, have done their share of raiding on
valley cultivators, for if 'the mountain sheep are sweeter, the valley sheep are
fatter', as Peacock put it. Among the Albanian peoples the Greek Church has
done a good deal of propaganda at various times, and as they are near the
Adriatic and the Roman Via Egnatia, the Roman Church has also used
opportunities of reinforcing them against Greek pressure. Moreover, all
along this mountain country Manichaean ideas replaced old heathendom and
primitive Christianity alike, and with the Manichaean objection to
symbolism and all approach to idolatry there was a natural tendency to
accept Islam without too much difficulty, when it was brought by
conquerors. So along the western mountains of the Balkan Peninsula are
many old groups confirmed in their ancient possessions by the Turk, and
practising Islam in succession to Manichaean doctrines rather than to
Christianity. As the people on the fringes of the truly Albanian clans speak
two languages, in many cases there is as much doubt about the proper
political boundary of an Albanian state as there would be about that of a
Welsh state were it proposed to make one separate from and hostile to
England! Much harm has recently been done by conscientious demarcators
taking the frontier line along 'empty' ridges which were really summer
pastures or ways thereto for many a shepherd clan now cut off from its
livelihood and ruined or forced to maraud. Among the Albanian clansmen
the leaders are often rather fine types with the strength arising from a long
maintenance of tradition, the change to Islam not having been as
fundamental as might be supposed. It is the more regrettable that the
antipathies between them and their Slavonized brethren should have become
so acute.
South of Albania and around the Aegean the coastal fringe is dominated
by the Greek element, and the new Greece claims to include all these coastal
lands and to have the reversion of Constantinople, the great inter-continental
city which at the same time commands the way from the steppe-lands to the
Great Sea. Constantinople is the more maritime successor of the less
maritime Troy of antiquity, and this, in conjunction with its history as the
basis of the Eastern Empire, the head-quarters of the Eastern Church, and the
seat of the Caliphate of Islam, all seems to argue against its absorption in a
nation-state organization and its government by trustees acting not less for
Islam than for Europe. The problem of Constantinople is also that of the
coastal fringe, wherever the interior is non-Greek. On the language basis the
Greek claim is strong; on the economic basis, again, the traders have rights
of protection, but the cutting off of the coast from the interior must be
prejudicial to the latter. Unfortunately, a trusteeship for government is almost
put out of the question by the fact that practically every European Great
Power has intrigued for a paramount influence, and all are justly suspect.
Thus both the national and the international solution of the problem of a
political and social organization of Balkan life seem fraught with difficulty,
and one can but urge the old, old argument against preaching 'Peace, peace',
where there is no peace. The present hope would seem to be in the smaller
nations of Europe and perhaps in the American powers, for Latin America
seems likely to wish to play such a part in the reorganization of the world as
its growing economic importance justifies.
The real difficulties of the Balkan peoples are enhanced in every way by
their disastrous political history, for none have, for centuries past, had
reasonable opportunities of self-expression. They therefore lack the
experience and the discipline of government, and they have little effective
written tradition, with the result that what is written now is often very
different from the spoken language of the peasantry, and is correspondingly
artificial and lacking in healthy standardization. One may contrast the good
fortune of the Norwegians in having relatively peaceful opportunities of
revival of folk life and in having the wise and luminous Bjornsen to develop
literary expression in continuity with folk tradition.
Of the Turk in Europe one cannot at present say much that is definite. He
is largely Europeanized in physique, and it is doubtful whether much that is
truly Turk remains in Europe outside eastern Thrace. The Muslim elements
in Albania and Bosnia have other origins for the most part, as has been
discussed. Constantinople and Adrianople are markedly Turk.
While, then, the various new states of the Peninsula are largely on a
language basis, it should be noticed that Vlach-speaking peoples are
scattered in groups in what is now Yugoslavia, and their numbers are
variously estimated up to 250,000 or more. A considerable portion of
Yugoslav Macedonia would probably consider itself Bulgar, and there are
Greek elements in the Macedonian towns. Apart from Greek elements in the
towns there is little that is alien in the reduced Bulgaria. Rumania has groups
of many languages and traditions in all her newly acquired territories, and
will need to exercise every care to prevent serious trouble in the near future.
Yugoslavia includes a good deal of German, a little Italian, some Magyar,
and some Rumanian, as well as Greek and more or less Bulgar elements, and
a neutral commission should go carefully into the question of the Albanian
boundaries. Italy's gains in Istria include a large Yugoslav element. Greek
acquisitions have such a mixed population that little can be stated in detail.
Finally, the Jewish element is of widespread importance in the towns; the
Ashkenazim (Central European) element being very strong in Wallachia, and
especially in Moldavia, and the Sephardim element (once Spanish) having
its head-quarters at Salonica. Before leaving the Balkan peoples it should be
pointed out that, apart from their ancient hatreds, there is really every reason
for mutual help between them. Rumania with its wheat and maize, Serbia
with its forest-fed pigs and its plums and other fruits, Bulgaria with its mixed
farming, and the Greek zones with their oil and wine, could supplement each
other if suspicions were diminished and mutual credit arranged. The Greek
element, with its long experience of commerce, would be a natural
intermediary, as Venizelos saw when he planned a Balkan Federation; the
obvious danger would be that of exploitation of producers by middlemen,
especially if the latter were in a strong position politically.
The use of Czech, Slovak, Polish, Ruthenian, Serb, Croat, and Slovene
for centuries largely as rural languages, with German to a considerable
extent a lingua franca for educated intercourse, and Magyar imposed in and
around Hungary by an aristocracy, hindered the growth of the Slavonic
languages until the nineteenth century, and in that century it has been
especially Czech, Polish, and Croat that have pushed forward towards the
status of languages of civilization. Ruthenian remains in a sense the most
backward member of the group, so much so that its claims have been
conspicuously disregarded by the makers of the recent treaties. The
Ruthenes west of the Carpathians inhabit a poor region which is to be
included in Czechoslovakia with a measure of local autonomy. Ruthenes in
what was once Galicia are largely under Polish proprietors, and that territory
is to be incorporated with Poland, while the Ruthenes of the Bukovina and
the west bank of the Dniester are now included in the enormously enlarged
Rumania. It may be that under the new conditions these peoples will settle
into the framework created by the treaties, a framework based to a
considerable extent upon physical geography. But, on the other hand, if the
Ukraine should become strong and the Ruthenian language develop, there is
undoubtedly the possibility of the growth of an idea of 'Ruthenia Irredenta'
which may bring difficulties later on. At present Ruthenes might well use
Russian as their language.
This seems the most appropriate place for a brief catalogue of the peoples
of East-Central and Eastern Europe whose languages do not belong to the
Indo-European family, though many have already been mentioned. The
Lapps moving between the high moorlands of Scandinavia and the Kola
peninsula speak a language belonging to the Arctic-Asiatic group and are
nomad herdsmen of the reindeer; their numbers are small, but they provide a
curious background to Scandinavian life; and a certain amount of
intermarriage has caused some Swedes to carry their features. Forms of
Finnish speech, all more or less akin, are widespread from Finland to the
Urals, and the nationalist and democratic movements of the last century have
strengthened the speech of the Finlanders proper at the expense of Swedish,
the old language of external culture relations in West Finland, and of Russian
which the Tsarist government sought to impose. Esth is closely related to
Finnish, and under the new conditions of nominal independence may
maintain itself by association with Finnish in spite of poverty of land and
people. Livonian is related to Esth and still survives in parts of Latvia.
Various groups of Finns, retaining their languages, still remain distinct in the
government of Perm and near Kazan and Saratov. The Tatar groups on the
grassland and desert-border in South-east Russia so obviously belong to Asia
that they may be omitted from this survey. Like so many mountain regions
the Caucasus forms a refuge for ancient racial types, old customs, and old
forms of speech, but a survey of these would take us far from European
problems.
We have now glanced around all the chief language groups in Europe,
and in the course of this rapid survey have noted that whereas the peoples of
Romance and Teutonic speech have built up the organization known as the
nation-state, in most cases on a basis of linguistic unity, the peoples of the
Slavonic regions, with the partial exception of Bohemia, have hardly
achieved this. The intermingling of peoples and the difference of tradition
between town and country over wide areas are in part the cause of this, but it
has also been suggested that, in the east of Europe, we have still surviving an
earlier stage of the process of settlement in the cleared forest than farther
west, while in the south-east we note the persistence of elements still hardly
settled at all. It will therefore repay us if we now try to make a rapid survey
of the evolution of the process of settlement with its variants in different
regions and of the indications of persistence of different stages of the general
process in various parts, chiefly of Eastern Europe.
All the evidence we have goes to show that after the Würm Ice Age the
first European peoples were hunters apparently spreading up from the
western Mediterranean basin. To them must be added the hunters who seem
to have spread along the loess westwards. These two groups were bearers of
the Aurignacian and Solutrean cultures of anthropologists. Hunting has
remained a feature of European life ever since, but time has brought too
many changes in the hunter's life and position to make it profitable to discuss
possibilities of social survivals from so long ago. The partial regrowth of the
glaciers (Bühl period) modified the hunting life; and associated with this
cold-cycle civilization (Magdalenian Age of the anthropologists) was the
great development of pictorial and sculptural art which has so astonished the
world since its rediscovery. As the cold passed away, this time definitively,
the sinking of the west converted Britain and Ireland into islands, and so
brought maritime influences far into the Continent, with the result that
forests spread far and wide with wolf, bear, boar, wild cats, and birds of prey
to dispute them for a time with man. The zone of loess and some wind-swept
or calcareous areas near the sea or on the hills remained relatively clear of
forests and dry enough for occupation by man, and on these areas men
practised the art of herding animals, moving from pasture to pasture, as
circumstances required or, increasingly, with the cycle of the seasons. There
were possibly already cultivators beginning to grow barley as a supplement
to herding or hunting. We should, however, be careful not to argue that the
beginning of cultivation necessarily implies settling down in one place; the
Vlachs often sow and reap a barley crop without making more than a very
temporary sojourn.
With this statement properly goes another to the effect that some kind of
cultivation became a supplement to the herder's life almost at the outset, and
we may further surmise that some part of the population would soon remain
near the more cultivable lands to guard them. Thus restriction of seasonal
wandering to a part of the population is another very old feature of life, one
judges, in many, though not in all parts of Europe. In the Val d'Anniviers, so
clearly marked that territorial disputes could hardly arise, and at the same
time freed from ravages of wild beasts, practically the whole population still
moves up and down with the change of the seasons, though it has permanent
buildings at each of its four stations. Reference has already been made to the
Vlach wanderers of the Balkan Peninsula, and one might also speak of the
Lapps, whose movements along the moorlands of Scandinavia were
formerly a source of frontier trouble between Sweden and Norway.
With the development of the phase of civilization called Neolithic in
Europe goes the making of pottery, which implies tendencies to live in one
place at least for a time, the utilizing of particular types of stone from
particular spots suggesting a long-continued exploitation of the special
source, the making of very definite settlements on the Swiss lakes, and the
developing of crop-growing and weaving and so on by their inhabitants.
Both settlement and trade seem indicated, but it is most probable that many
of the lake-dwellers also used the spring pastures on the hills. The
distribution of the great stone monuments and several other matters indicate
the growth of long-distance sea trade about the end of the Neolithic Age and
in the period when the use of copper and bronze was spreading round the
coasts of Europe; and a recently discovered Mesopotamian tablet dated 2800
B.C. gives facts about tribute paid to Babylon from tin lands beyond the
Great Sea (Spain). Development of settlement must have continued in the
Bronze Age, still mainly on the naturally open lands rather than in the
cleared forest, and it is a notable fact that, save in a very few areas with
special explanations available, the regions of megaliths do not show
examples of the kind of village, with strips once owned in common, which is
so characteristic of regions of cleared forest, though not the only type there.
The hardening of bronze was one of the most important facts affecting
man's advance in the Bronze Age, and we have abundant indications (see
papers in archaeological and anthropological journals by H. J. E. Peake) of
man's ability to attack the forest seriously ere bronze gave place to iron. The
attack on the forest was undoubtedly redoubled when man acquired iron
weapons, and so the Early Iron Age witnessed extensive settlement in forest
clearings in Europe north of the Alps, and with that went increase of corn-
growing. South of the Alps the warming of the climate after the Ice Age had
helped to reduce the forest, especially in view of the large stretches of
limestone and the sharp slopes which have always hindered regrowth of
forest once destroyed.
If, however, olive culture was, on the one hand, the result of a measure of
peace and prosperity, it was also in most cases the presage of further growth
of prosperity; the harvest was reasonably assured and immensely valuable,
especially as it could be transported far and wide by sea. The relation of
olive culture to the classical period in Greece is well known. We seem to
have grounds for associating city growth in the Mediterranean with trade and
the spread of large-scale olive culture as well as with the question of
defence.
Both north and south of the Alps the dependence of man on cereals after
he gave up his milk and flesh diet seems to have made him desire salt, and
the Early Iron Age settlements of Gaul are closely related to sources of salt,
while the Mediterranean coast-lands had ample opportunities of salt getting.
The pig had been domesticated by this time, and the salting of bacon and
fish gave a reserve for the winter, but it has been claimed that salt was also
in request for forms of porridge, &c. In thinking of the early settlements we
should remember that north of the Alps there was perpetual danger lurking
in the dark forest, while in the south there were the rough goatherds of the
mountains.
For the purposes of this sketch it is not necessary to go into great detail
about the Roman efforts, but we should note that within the bounds of their
Empire they spread wheat cultivation, road communications, and their legal
system, and that along with this seems to have gone a cheapening of iron.
All these changes helped to knit the people to the soil, to make
neighbourhood take the place of kinship as a basis of association, to root a
language in the people's hearts. It is the men who 'lacte et carne vivunt', as
Caesar puts it, who organize on a kinship basis, move from place to place,
and lack the written records which do so much for language fixation.
If the spread of the rural Franks and of the Anglo-Saxons into the
erstwhile Roman domains led to the submergence of the old cities and to
much village foundation, there is at any rate a growing opinion that it did not
destroy all continuity in either Gaul or Britain, that a good deal in our rural
life goes back, as above hinted, to the late Bronze Age. The system of the
manor under which the villagers give service to a military protector is too
easily mixed up with the village system in discussions. The manor, with
complex origins, is characteristic of post-Roman days of movement and
strife. The civilizing element promoting agriculture and the law is furnished
by the Church, which, with the centuries, spread its work over the Rhine,
beyond the bounds of the Empire, right away to the limits of Europe-of-the-
Sea, that is of the lands near Baltic or Mediterranean, or west of a north-
south line near the east ends of those seas.
With the settling down which heralded the Middle Ages after the Dark
Centuries of movement and war, we thus find the following broad facts. In
the Mediterranean, where fruit culture and the city-state and trade were
already old, that type of life reasserted itself even though the division of life
on the north and the south sides (characteristic long before in Phoenician
times) of the sea made grave difficulties.
In the lands beyond the Rhine the abbeys were promoting agriculture,
with towns growing some time after the corresponding phases were carried
through in Gaul, and with the power of the war lord very strongly marked. In
the Slavonic lands the phases of settlement and town growth are later still
with the church and the war lord in close association, as is exemplified both
by the Teutonic Knights in East Prussia and by the inclusion of the cathedral
in the castle precincts in Prague and Cracow.