Manohar Resume

Manohar
Career Objective
A responsible position, where I can work in result oriented organization and demonstrates my
current skills, acquire new skills in challenging environment with excellent prospects for growth and
career development.
Professional Experience
JPMORGAN CHASE &CO. (December 2017-Present)

Location: Hyderabad
Designation: Analyst
Division: Corporate CIB-KYC Process
Job Description:
 Performing End to End KYC records for Corporate Entities.

 Knowledge about various kinds of Applications like Lexis Nexis, CDD, Data Hub, HAR,
Thomson Reuters, world check, Screening and PEP.
 Providing support as an SME to the new joiner and training them on the policies and
Procedure.
 Sharing best practices within the team in order to streamline the process and taking initiate
of various activities which are alien by the Manager.
 In depth knowledge on various kinds of customer types like Corporates, NBFI, Organization
and NOAH.
 Liaising with the Middle office and Front Office people in order to gather or collect the
missing information from the client and updating the same within the given time.
 Contacting with the GFCC team in order to complete the record in case of any Sanction
countries hits was identified or any exception needs to be raised.
 Awarded performance for the Month of Feb-18 and March-18 with best Quality.
 Received WCOB award for the month of June-18 for demonstrating the work in terms of
both the quality and accuracy.
 Mentor team members in relation to required KYC screening “Customer Due Diligence”
“Enhanced due diligence” “Simplified due diligence”, Sanctions, Negative News on clients
by documenting and verifying the information obtained on the client as required by the
global KYC procedures utilizing a variety of independent research sources (i.e. E-secretary of
states, regulators database, Internal Databases (SKYC, I search and DIMS).
 Identify risk associated with the clients to meet KYC periodic requirement as per their risk
level i.e. High risk, medium risk and standard risk client.
 Investigate the regulatory reporting filed by the clients with the local regulators and
determine whether the risk impacts the JPMC compliance policies.
 Verify the Client Legal Name, Register address, and Primary Business operations from the
approved sources.
 Drill down the ownership based on risk, Identity the Ultimate Beneficial Owners, including
all Intermediate beneficial Owners.
 List out the key Controller, Directors and authorized signatories and Verifying their Identity
and Capture the Residential address, DOB and Position.
 Performing internal checks (QC) within the team and providing the feedback to the case
lead so that the quality of the team stands what the management has set.
 Actively participated in various MOT testing relating to CDD release, Launchpad and COLT
dashboard and provided my inputs and ideas to the testing manager.
Professional Experience
WIPRO LIMITED (December 2015 – November 2017)

Location: Hyderabad (deputed at USA from May 2017-June 2017)
Designation: Senior Analyst / SME
Division: Banking Financial Services
Job Description
 Performing quality checks activities and provides quality assurance approval for all submitted
KYC request and complete the underwriting of annual reviews.
 Perform the day-to- day operational responsibilities for accurately researching, analyzing,
evaluating and documenting Know Your Customer (KYC) information and taking appropriate
action to protect the company against risk of money laundering activity and reputational risk in
accordance with Global and Local Regulatory procedures and policies as well as government and
industry regulations. Performing the periodic review of the customer based upon their risk.
 Performed the required KYC screening on new clients by documenting and corroborating the
information obtained on the client as required by the global KYC procedures utilizing a variety of
independent research sources (i.e. Lexis Nexis, World Check, CRU, BUSINESS OBJECTS, and
FACTIVA & ONDEMAND).
 Identify risk associated with the clients to meet KYC periodic requirement as per their risk level
i.e. High risk, medium risk and standard risk client
 Collecting documentation in line with local regulators requirements using appropriate research
tools and external data sources, such as company registries, regulator's websites, Secretary of
State etc. And also from the third party website like Google, Yahoo.
 Knowledge about PEP, Sanction, EDD, CDD, CIP, OFAC, FATCA, on boarding, Mantas etc.
 Working as a Quality Checker and performed 100% accuracy.
 Identifying weather the company is registered and is privately traded or publicly traded using
the external website like Google search and Yahoo fiancé.
 Screening the portfolios for AML and KYC requirements.
 Keep track on accounts which are subjected to trade control and AML rules.
 Conducted accurate checks and event driven review on various aspects and changes in client’s
corporate structure, business activity, Ultimate beneficial owners, Source of wealth, declaration
of PEP’s etc.
 Supporting as a Subject matter expert from important projects and policy implementation.
Provided training to Local and Onshore KYC teams.
 I was a part of QC team and provided my feedback to the case lead and shared best practice
how to overcome from the repetitive errors and make team quality strong.
Franklin Templeton India Services Limited (May 2011- Dec 2015)

Location: Hyderabad
Designation: Process Associate (L2)
Job Description
 Obtaining the proper documents from the client during the time of on boarding in order to open
there account.
 Placing financial trades, calculating sales charges and maintaining shareholder accounts
In-depth Knowledge about the various kinds of Funds like different share class and about their
CDC Charge based upon the share type.
 Financial trades include purchases, redemptions, exchanges and transfers of the client from
various regions.
 Responsible for maintaining client’s accounts and updating necessary information, when
needed.
 Duly responsible for emails which involves counterparts (clients, dealers and FT counterparts).
 Complying with AML (Anti Money Laundering and KYC) regulations for opening portfolios.
 Screening the portfolios as per AML and KYC requirement. File SAR & report to MLRO if any
suspicious found.
 Ensure Compliance with applicable International laws,regulation,and Guidance relating to
prevention of Anti Money Laundering and terrorist financing
 Preparation and submission of responses to clients regarding Due Diligence Questionnaire.
 Complete check on KYC and catching the investors who trade in excess of their financial status
limit and reporting the same to Principal Officer
 Investigating irregular trading patterns from Anti – Money Laundering (AML) and market timing
perspective.
 Closely monitoring Employee Fraudulent activity and reporting the same to the higher
management.
 Have a close watch over PEP persons in order to avoid black money into funds and rising of Red
Flags when excessive trading activities were detected.
Key Competencies
 KYC/CDD/EDD
 Risk Assessment
 Quality assurance review
 KYC remediation/Renewals
 Client classification (Basis financial regulation)
Achievements:
 Received WCOB (Wholesale and Client Onboarding) Award for the Month of June 2018 for
Maintaining Good Productivity as well as Quality.
 Received 2 CIBI award continuously for the Month of April and May 2019 for supporting the
team in terms of Quality and for receiving Positive Feedback from the Onshore Partners for
maintaining good relationship and partnership.
 Received Star performance award for the Month of April 2019 in maintain continuous
Quality for last 10 Months.
Project Information
 Organization : WIPRO LIMITED

 Client : CITIBANK
 Location : USA
 Project Title : CITIBANK KYC Remediation Project
 Role : Subject Matter Expert and Quality Checker
Academic Qualification
 B.com from Jagruti degree college(2011)

 Intermediate from Sri Vijaya sai Junior College(2007)
 Schooling from SVM high school (2005)
Personal Details:
 Date of Birth : 04 Aug 1989

 Address : : 4-5-587/2 1st Floor,
Opp: Durga Dairy Centre
Kutbiguda Hyd-500027
 Language Known : Hindi & English
 Passport Number : K8568693
 Visa Holder : B1&B2
Declaration
I hereby declare that the above information is true to the best of my knowledge and belief.
Signature: Date:
Manohar Navendar

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Manohar

JPMORGAN CHASE &CO. (December 2017-Present)

 Performing End to End KYC records for Corporate Entities.

WIPRO LIMITED (December 2015 – November 2017)

Franklin Templeton India Services Limited (May 2011- Dec 2015)

 Organization : WIPRO LIMITED

 B.com from Jagruti degree college(2011)

 Date of Birth : 04 Aug 1989

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