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MICRONATIONS AND THE SEARCH
FOR SOVEREIGNTY
HARRY HOBBS
University of Technology Sydney
GEORGE WILLIAMS
University of New South Wales
www.cambridge.org
Information on this title: www.cambridge.org/9781009150125
DOI: 10.1017/9781009150132
© Harry Hobbs and George Williams 2022
This publication is in copyright. Subject to statutory exception
and to the provisions of relevant collective licensing agreements,
no reproduction of any part may take place without the written
permission of Cambridge University Press.
First published 2022
A catalogue record for this publication is available from the British Library.
ISBN 978-1-009-15012-5 Hardback
Cambridge University Press has no responsibility for the persistence or accuracy of
URLs for external or third-party internet websites referred to in this publication
and does not guarantee that any content on such websites is, or will remain,
accurate or appropriate.
Preface page ix
Index 236
vii
People across the world have sought to secede and establish their own
independent micronation. Their motivations for doing so can reflect
their personal commitments and eccentricities and are as diverse as the
nations they seek to create. Secession might be seen as the only possible
course of action to resolve a long-running dispute with the local council
or as a final act of defiance after decades of frustration with regulation
and government bureaucracy. Establishing a new country might also be
designed to promote tourism to a region, to create an art project, to
parody the workings of the state or even to defraud unsuspecting people.
Micronations have been founded around the globe for these and other
reasons. Once established, they seek to assert their claims to sovereignty
in a myriad of ways. They issue coins, print stamps, compose national
anthems, invest themselves with royal titles and sometimes even declare
war on recognised states. Roy Bates – or to use his full title, Prince Roy of
Sealand – who graces our cover from his Principality in the North Sea, is
just one of the many micronationalists who has taken such steps.
Micronations are a subject of fascination for many people, and regu-
larly attract worldwide attention. There is something inherently interest-
ing about the idea that any one of us could break away to form our own
nation, complete with royal titles and the trappings of a real state. Despite
this, the phenomenon has been almost completely ignored by legal
scholars and political scientists. This reflects a view that micronations
are more suited to humour than serious study. After all, the prospect that
an individual or small band of people could separate from a recognised
state and establish their own legally recognised nation is fanciful.
We have written this book because there is more to this story. By
dressing in the language of sovereignty, micronations challenge under-
standings of and approaches to international legal personality. They also
catalyse larger questions about the nature of statehood, sovereignty and
legitimate authority. The creativity and persistent attempts of microna-
tions to find cracks in the law to justify their existence also raise
ix
important legal and political questions. Can the proponents of sea stead-
ing create a viable state by constructing floating structures on the high
seas outside of national jurisdiction? How do states respond to these
potential challengers? Does state acquiescence to the continued existence
of a micronation have any legal effect? Could a micronation ever become
a state? If not, what value do micronationalists see in statehood? These
are some of the questions that micronations pose. They are the sorts of
issue that motivated us to write this book to provide the first comprehen-
sive treatment of micronations from a legal and political vantage point.
Many people have helped to shape this book. We thank colleagues at
the Faculty of Law at the University of Technology Sydney and the
Faculty of Law and Justice at the University of New South Wales, who
offered helpful comments on draft papers. In particular, we thank
Katherine Biber, Sara Dehm, Rosalind Dixon, Kun Fan, Fleur Johns,
Zsofia Korosy, David Leary, Lucas Lixinski, Jane McAdam, Nicola
McGarrity, Brian Opeskin, Prue Vines, Genevieve Wilkinson and
Stephen Young. We also thank Tom Randall from Cambridge
University Press for his enthusiasm for this project and Priyanka Durai
for her excellent work on the manuscript.
Harry also thanks Annabel Johnson for her patience as he excitedly
recounted the exploits of micronationalists on long walks together, as
well as his parents, Karina and Neil, and sister, Georgia, who encouraged
his love of world maps and flags. George thanks Emma Armson, and
their children Edward and Eleanor, whose attempts at independence and
rule of their household augurs well for their future as micronationalists.
Finally, this book could not have been written without the drive and
energy of those many people – some of whom we discuss – who made the
decision to throw off the shackles of the old and create their own country.
a buoy near the tower. When Roy and Michael were next ashore, they
were both indicted for violations of the 1937 Firearms Act. And yet, at the
moment of its triumph the government vacillated; ‘It was decided not to
take advantage of Mr. Bates’ attendance in Court to try and occupy the
Fort, as this smacked of sharp practice.’14
Unfortunately for the government, the case was ultimately dismissed
for want of jurisdiction. Justice Chapman of the Essex Assizes held that
although Parliament possessed ‘the power to make it an offense for
a British subject to have a firearm with intent to endanger life in
Istanbul or Buenos Aires, or where have you’, it had not done so in this
case as the Firearms Act was held to ‘operate only within the ordinary
territorial limits’.15 While the court did not hold that Sealand was inde-
pendent – and in fact concluded that Parliament could extend its juris-
diction to encompass the offshore platform – Bates nonetheless saw the
decision as providing de facto recognition of his Principality.16
Some journalists and lower level officials were also uncertain of this
distinction. In a feature on ‘the beautiful Princess Joan of Sealand’17
published in the aftermath of the decision, the Sunday Mirror reported:
‘Last week a British judge ruled that the tower was outside British legal
jurisdiction, which means that Mr and Mrs Bates have sovereignty over
their island fort.’18 Customs officials in Essex also apparently began
‘treating Sealand . . . as a foreign country’ informing journalists that
they were ‘awaiting directives about the necessity of passports’.19
Amidst the confusion, the Foreign Office remained firm: ‘Of course we
don’t recognise it as a foreign state. It’s a fort in the North Sea, that’s all.
It’s not a state . . . it’s a building.’20
Following Justice Chapman’s ruling, the issue was returned to Cabinet,
which eventually reached a practical resolution. Bates’ continued occu-
pation may have been undesirable, but as he was ‘doing no actual
14
Grimmelmann (n 1) 423.
15
R v Bates, The Shire Hall, Chelmsford (25 October 1968) 8 (Chapman J); ‘Sea Tower
Outside Court Limit’, The Times (London, 22 October 1968) 3. The United Kingdom
extended its territorial jurisdiction to 12 miles, encompassing Rough Towers, in 1987:
Territorial Sea Act 1987 c 49, s 1(a) (UK).
16
Sealand, About the Principality of Sealand (2019) www.sealandgov.org/about/.
17
As befitting a Principality, Sealand enjoys its own system of royal titles. Princess Joan was
the wife of Roy Bates (otherwise known as Prince Roy).
18
Gordon McGill, ‘The Princess on Sentry Go’, The Sunday Mirror (London,
27 October 1968) 11.
19
Ibid.
20
Ibid.
harm . . . and the Ministry of Defence had not need of the Fort them-
selves’, ‘there were no pressing reasons for evicting Mr Bates, certainly
none that would justify the use of force or the passage of special
legislation’.21 It was also agreed that in any case, ‘there was some
advantage in refraining from prosecutions which would enhance Mr
Bates’s local reputation as a colourful adventurer prosecuted by
authority’.22
The decision set in place the United Kingdom’s approach to the
Principality over the following decades. The United Kingdom generally
ignores Sealand on the basis it is a non-state actor with no legitimate
claim to jurisdictional authority – provided that it does not cause too
much trouble. This approach has much wisdom to commend it, but it has
allowed Sealand space to attempt to develop into a fully fledged entity. In
1975, Bates introduced a constitution for his Principality. Consisting of
twenty-three articles and purportedly based on the common law, its
preamble reads:
In consciousness of his responsibility before God and before man, and
inspired by the will to serve the cause of Peace for his People and for all
peoples in the world, the sovereign ruler of the p r i n c i p a l i t y o f
se al a nd , His Majesty Prince Roy of s e a l a n d, for himself and for
his successors to the throne, by virtue of his constitutional authority
resolves, swears and proclaims:23
Bates has adopted further state symbols. The Principality has its own flag,
coat of arms, national anthem (in 2005, the anthem was recorded by the
Slovak Symphony Orchestra as part of its series on national anthems of
the world)24 and motto – E Mare, Libertas (From the Sea, Freedom). It
also mints its own currency, commissions postage stamps, issues its own
national passport and sells noble titles. The Principality has also often
pursued diplomatic relations with other sovereign states.
***
On the other side of the world, a former UK colony soon found itself
tangling with a similarly stubborn and eccentric individual, though it
adopted a different approach. At 5.10 p.m. on Friday 2 December 1977,
21
Minutes of Meeting Re: Roughs Tower (5 November 1968) cited in Grimmelmann
(n 1) 423.
22
Taylor-Lehman (n 1) 61.
23
Wikisource, ‘Principality of Sealand: Constitution of 1975’ https://en.wikisource.org/wiki/
Constitutions_of_1975 and of 1989/Constitution of 1975.
24
Slovak Symphony Orchestra, ‘Sealand’ www.youtube.com/watch?reload
=9&v=ENwjBz3m5Y8.
Prince Leonard Casley of the Hutt River Province cabled a telegram to Sir
John Kerr, the Governor-General of Australia. The telegram’s contents
were ominous:
Confirming my letter of 28th November re your Governments [sic] lack of
respect of the laws not only on my people but also on people of your own
country and Mr. Keatings [sic] further disrespect to the courts. Previous
acknowledgement of duress having been applicable it is my official
responsibility to declare that a state of war now exists between our
respective countries and diplomatic relations are at this time now
severed.25
25
‘Telegram from Prince Leonard Casley to Sir John Kerr (Governor General of Australia)’
(2 December 1977).
26
‘Telegram from Prince Leonard Casley to Sir John Kerr (Governor General of Australia)’
(4 December 1977).
27
Edgars Dunsdorfs, The Australian Wheat Growing Industry 1788–1948 (Melbourne
University Press, 1956) 270–5.
28
Wendy Way, A New Idea Each Morning: How Food and Agriculture Came Together in One
International Organisation (Australian National University Press, 2013) 140.
29
‘Endorsement by Minister; Whole Community Will Benefit’, Evening News (Sydney,
26 May 1930) 10; ‘“Eat More Bread” Campaign in NSW’, Barrier Miner (Broken Hill,
15 August 1930) 1.
30
‘Letter from Leonard Casley to Sir Douglas Kendrew, Governor of Western Australia’,
3 November 1969.
31
‘Fate Accompli: Declaration from Leonard Casley to Sir David Brand, Western Australia
Premier’, 21 April 1970.
32
Hutt River Province, ‘Formation of the Hutt River Province’.
33
Clarice Butkus, ‘North Dumpling Island: Micronationality, the Media and the American
Dream’ (2014) 8 Shima: The International Journal of Research into Island Cultures 84.
Theatrical is the correct word. Styling himself as Lord Dumpling II, Kamen
has staged ‘various tongue-in-cheek performances of sovereignty’.35 He
drafted, or rather claims to have unearthed, a constitution that bears striking
resemblance to the US Constitution, ‘which is why the Dumplonians and
Americans have gotten along for so many years’.36 He also composed
a national anthem, designed a flag and created a currency ‘which features
a 250,000 Dumpling note bearing a portrait of Kamen in bowtie and propel-
ler-donned cap’.37 Kamen also named a Cabinet, appointing several of his
friends to important positions, including the founders of Ben and Jerry’s ice
cream, Ben Cohen and Jerry Greenfield, as Ministers of Ice Cream.38
The Kingdom of North Dumpling clearly differs from both the
Principalities of Sealand and Hutt River. While all three self-declared states
trade on a currency of popular fasciation or bemusement, Kamen has used
his personal fiefdom to garner media exposure and attention for his various
endeavours and scientific activities. In hundreds of interviews with national
and international media, Kamen has characterised the Kingdom as ‘a proof
of concept center’ for his inventions,39 or a ‘working model for how the
34
Nick Ravo, ‘From L.I. Sound, A New Nation Asserts Itself’, The New York Times
(22 April 1988).
35
Butkus (n 33) 87.
36
How to Start Your Own Country (Everyday Pictures, 2010).
37
Butkus (n 33) 87.
38
Michael Inbar, ‘Welcome to Secret Island of an Eccentric Genius’, Today
(22 October 2010) www.today.com/news/welcome-secret-island-eccentric-genius-
wbna39775733.
39
John Richardson, ‘How Dean Kamen’s Magical Water Machine Could Save the World’,
Esquire (24 November 2008) www.esquire.com/news-politics/a5319/dean-kamen-1208/.
United States should handle many of its energy issues’.40 As he told the
Guardian newspaper in 2009:
‘Dumpling is completely carbon neutral,’ he says. ‘We have solar panels
on every building, a 10kW wind turbine, our own little Stirling engine for
backup power, burning only local fuel. We’re making our own water out
of the ocean with Slingshot [a water purification invention].’41
That was not all; ‘we are now developing a foreign aid program to help
the US’,42 Kamen added mischievously.
***
The Principality of Sealand, the Principality of Hutt River and the
Kingdom of North Dumpling are not independent sovereign states.
Instead, they are examples of the many people around the world who
have claimed to secede and create their own country. A new state is, of
course, the goal of secessionist movements across the globe, including in
South Sudan, Kosovo, Scotland, Catalonia, Quebec and elsewhere. As
should be clear by now, however, the purported attempts at secession of
Roy Bates, Leonard Casley and Dean Kamen differ fundamentally from
these efforts. Built around a committed and eccentric individual, pos-
sessing only a very small resident population and unrecognised by
sovereign states, these would-be countries are ‘aspirant’ or ‘wannabe’
states.43 More commonly, they are known as micronations.
In contrast to true secessionist movements, micronations are generally
considered trivial and are often – though not always – ignored by the
state. This may be because a micronation does not pose a security threat
and lacks a foundation in domestic and international law for its claim to
independence. It may also be because, like the Kingdom of North
Dumpling, it is not clear that statehood is genuinely prized. In all cases,
however, micronations distinguish themselves by dressing in the lan-
guage of statehood and performing acts of sovereignty; they draft consti-
tutions, issue coins, print stamps, compose national anthems and seek to
engage in diplomatic relations with recognised states. In doing so,
40
Butkus (n 33) 91.
41
Mark Harris, ‘Segway Inventor on Future Technology – and Why Videogames Aren’t It’,
Guardian (23 July 2009) www.theguardian.com/technology/2009/jul/22/dean-kamen-
interview.
42
Ibid,
43
Philip Streich, ‘To the Sea! Sealand and Other Wannabe States’ in David Bell Mislan and
Philip Streich (eds), Weird IR: Deviant Cases in International Relations (Palgrave
Macmillan, 2019) 15, 17; Adam Grydehøj, ‘Captain Calamity’s Sovereign State of
Forvik’ (2014) 8 Shima: The International Journal of Research into Island Cultures 34, 34.
44
Fiona McConnell, Terri Moreau and Jason Dittmer , ‘Mimicking State Diplomacy: The
Legitimizing Strategies of Unofficial Diplomacies’ (2013) 43 Geoform 804, 810.
45
Cited in Ibid.
46
Facebook, ‘Micronations and Alternative Polities’ www.facebook.com/groups/microna
tions andalternativepolities/.
47
Reddit, ‘Micronations – Small Nations, New Country Projects, Seasteading’ www
.reddit.com/r/micronations.
48
Microwiki https://micronations.wiki/Main_Page.
49
Shima, ‘Micronationality Anthology’ https://shimajournal.org/anthologies/micronation
ality.php.
50
Atlas Obscura, ‘Micro-nations’ www.atlasobscura.com/categories/micro-nations.
51
John Ryan, George Dunford and Simon Sellars, Micronations: The Lonely Planet Guide to
Home-Made Nations (Lonely Planet, 2006).
52
Micronations World Map www.google.com/maps/d/viewer?msa=0&mid
=1VzMWnhHJbOWfCFkaEt TSw_3cNO4&ll=-10.102620343996707%2C-100.464
28450000002&z=2.
53
Wikipedia, ‘List of Micronations’ https://en.wikipedia.org/wiki/List_of_micronations.
54
Matthew Hubbard, ‘Micronations World Map’ https://earth.google.com/web/
@-1.99921679,0.00000001,63.91320881a,14045213.08685379d,30y,0h,0.00000106t,0r.
55
It does not, for instance, include any of the entities that emerged during the Japanese
micronational boom in the 1980s. See, for example, Adam Pasion, ‘The Will to Secede:
Japan’s Micro-Nation Boom’, Japan Daily (9 February 2016) https://japandaily.jp/will-
secede-japans-micro-nation-boom-2573/. Information on this phenomenon is difficult
to gather, suggesting that our tally may overlook micronations in non-English speaking
countries.
its founder. With this relatively secure land base, these founders institute
the trappings of statehood; seek to regulate citizenship, issue passports,
grant visas, draft constitutions and compose national anthems. While
they may be distinguished according to how ‘serious’ their claims for
secession appear to be – compare the Principality of Sealand with the
Kingdom of North Dumpling – all make a formal and persistent claim to
sovereignty in the real world.
Not all micronations are territorial or ‘secessionist’ in the same way.
Spurred by the rise of internet access, many thousands of microna-
tions are entirely ‘virtual’ or ‘simulationist’. Existing almost wholly
online, these imaginary countries often function more as a political or
cultural simulation than an inchoate or emerging state. Their terrain is
message boards and online forums; it is here where government
business is simulated, non-aggression pacts signed and tips for nation-
building shared. In some cases, these virtual nations maintain physical
embassies and attend micronational conferences or summits, but the
physical territory they claim is fictional or impossible to reach. In
other cases, simulationist micronations may be expressly described as
conceptual or non-territorial. One may not be able to visit these
nations, but because they claim sovereignty, establish governments
and generally act like a nation, they are also properly characterised as
micronations.
One early micronation declared its independence in 1811. The
previous year, Massachusetts whaler Jonathan Lambert landed on
a remote volcanic island group around 2,800 kilometres from Cape
Town and more than 4,000 kilometres from the Falkland Islands in the
South Atlantic Ocean. Although first sighted in 1506 by Portuguese
explorer Tristão da Cunha, who named the largest of the four uninhab-
ited islands after himself, Lambert and his three-man party were the first
ever to settle permanently. On 4 February 1811, Lambert declared him-
self sovereign and sole possessor of the group of islands:
As no European powers whatever had hitherto publicly claimed the said
Islands, by right of discovery, or of possession: Therefore be it known to
all nations, tongues, and languages, that from and ever after the date of
this public instrument, I constitute my individual self the sole proprietor
of the above-mentioned islands, grounding my right and claim on the
rational and sure ground of absolute occupancy.56
56
A Watson, ‘Tristan d’Acunha, &c; Jonathan Lambert, late Sovereign thereof’ (1818) 4(21)
Blackwood’s Edinburgh Magazine 280, 282.
57
James Fichter, ‘The British Empire and the American Atlantic on Tristan da Cunha,
1811–1816’ (2008) 36(4) Journal of Imperial and Commonwealth History 567, 570.
58
Charles Dickens, ‘The Diminutive Dependency’ in All the Year Round (Volume XVIII,
31 March 1877) 111, 112.
59
Margaret Mackay, Angry Island: The Story of Tristan da Cunha (1506–1963) (Rand,
McNally & Company, 1963) 31.
60
Fichter (n 56) 582; Watson (n 55) 282; Stephen Royle, ‘Perilous Shipwreck, Misery and
Unhappiness: The British Military at Trista da Cunha, 1816–1817’ (2003) 29(4) Journal of
Historical Geography 516, 517.
61
Constitution of the Space Kingdom of Asgardia, art 5 (9 September 2017); Leah Crane, ‘The
“Space Nation” Asgardia Just Launched Its First Satellite’, New Scientist
(13 November 2017) www.newscientist.com/article/2153196-the-space-nation-asgardia-
just-launched-its-first-satellite/.
62
Asgardia, ‘Concept: Asgardia – the Space Nation, https://asgardia.space/en/word.
63
Humaid Alshamsi, Roy Balleste and Michelle Hanlon , ‘Space Station Asgardia 2117:
From Theoretical Science to a New Nation in Outer Space’ (2018) 16(1) Santa Clara
Journal of International Law 36, 55.
64
Asgardia, ‘Take Your Steps Toward Becoming a Resident’ https://asgardia.space/en/page/
resident-card.
65
Ivan Cherbeko, ‘Head of Nation Talks of Asgardia to Queen Elizabeth II’s Cousin’,
Asgardia (8 March 2019) https://asgardia.space/en/news/Head of-Nation-talks-of-
Asgardia-to-Queen-Elizabeths-II-Cousin.
66
Imogen Saunders, ‘The “Space Kingdom” Asgardia Has Its Own Flag and Anthem, but
a State It Is Not’, The Conversation (15 August 2018) https://theconversation.com/the-
space-kingdom-asgardia-has-its-own-flag-and-anthem-but-a-state-it-is-not-101250.
67
Cited in Sergey Krichevsky and Sergey Udartsev, ‘Space State on Earth and Beyond:
Philosophy, Models, Experience and Prospects’ (2019) 23 Philosophy and Cosmology
30, 45.
an inchoate title against other states. That inchoate title could then be
perfected by taking actual possession and forming settlements.68 This is
precisely what Lambert did. On what basis then was his sovereignty
denied? Asgardia may currently possess and occupy no territory, but if
technology develops to allow permanent habitation in space, how should
international law and recognised sovereign states assess the status of
those communities?
Micronations are diverse in form and function. Some are established
on uninhabited islands or abandoned manmade structures. Others are in
remote locations within the territory of existing sovereign states, or even
in outer space. Still others are dreamed up entirely within college dorm
rooms and built on message boards. In light of this heterogeneity is it
even possible to speak of a single phenomenon?
This book contends that it is. We argue that, despite their broad
variety, micronations are a particular and peculiar type of political entity.
In exploring that diversity, the book examines the legal questions that are
catalysed by micronationalism. It analyses whether micronations are or
could be states for the purposes of international law. It considers the
factors that motivate countless individuals all over the world to secede
and create their own country as well as the numerous quasi or faux legal
justifications that they offer. It also explores how recognised sovereign
states respond to the challenge posed by micronations.
We begin in Chapter 2 by developing a conceptual framework and
definition of micronations. As we have seen, micronations are an incred-
ibly diverse phenomenon, but all micronations share central features.
Each makes a claim for statehood despite having no legal basis for doing
so. Drawing on this insight, we compare and contrast micronations with
other entities that purport to exercise political and legal authority. As we
outline, a wide variety of entities with more or less effective government,
more or less legitimate claims to statehood, and more or less recognition
and acceptance by individual states and the international community,
exist around the world. By developing a ‘statehood spectrum’ along
which a range of state and state-like entities may be placed, these com-
plexities can be unravelled and a clearer picture of what makes microna-
tions distinct emerges. We find that micronations are self-declared
nations that perform and mimic acts of sovereignty, and adopt many of
the protocols of nations, but lack a foundation in domestic and
68
Emer de Vattel, The Law of Nations (1797) §208.
international law for their existence and are not recognised as nations in
domestic or international forums.
Drawing on our conceptual framework, Chapter 3 surveys a wide
cross-section of micronations, focusing on the varied motivations for
their creation, as often expressed by their founders. Such stories are part
of a micronation’s self-created history and narrative. While they may be
aggrandising or performative, they are nonetheless valuable in under-
standing the reasons why a person chooses to found their own country.
Our survey reveals that some are established as conceptual art projects
designed to critique understandings of statehood and sovereignty. Others
are founded in a combination of frustration with regulation and
a burning sense of a political injustice. Still others owe their formation
to their creators’ sense of personal expression and desire for attention. In
many cases a combination of these and other impetuses motivates seces-
sion. In all cases, however, although micronations may purport to assert
sovereignty in any number of ways, they remain conceptually distinct
from recognised sovereign states.
The varied motivations behind the establishment of micronations has
consequences for the political and legal issues they provoke. For instance,
micronations that purport to claim authority over specified territory give
rise to questions over the recognition and regulation of acts of secession
and state creation, while micronations that reclaim land, develop floating
structures on the sea, or seek to build habitable structures in space, elicit
enquiries into the conditions for statehood under international law.
In contrast, micronations established as a humorous endeavour or
a conceptual art project may not intend to seriously engage in these
debates, but they too still face questions over the enforcement of domes-
tic laws. These questions are explored in Chapters 4 and 5.
In Chapter 4, we examine how micronations seek to legitimate their
sovereignty. Founders and proponents of micronations may be eccentric
or unconventional but they can be careful in their attempts to validate
their actions. Mimicking recognised states, they adopt statehood proto-
cols, including designing and developing national symbols and pursuing
diplomatic relations. Furthermore, although they may have little legal
training, they use a wide variety of materials to find a lawful basis for their
claims. Micronations search for a foothold in international legal instru-
ments as if finding a gap or inconsistency in, for example, the law of the
sea, can ground a claim for sovereignty.
In declaring independence, drafting a constitution, regulating citizen-
ship and issuing passports, micronations position themselves as rival
1
United Nations, ‘Growth in United Nations Membership, 1945–Present’, www.un.org/en/
sections/member-states/growth-united-nations-membership-1945-present/index.html.
2
See, generally, Antonio Cassese, Self-Determination of Peoples: A Legal Reappraisal
(Cambridge University Press, 1995). James Anaya, Indigenous Peoples in International
Law (Oxford University Press, 2nd ed, 2004), Pt 2.
3
Declaration on the Granting of Independence to Colonial Countries and Peoples, UNGA Res
1514 (14 December 1960); Declaration on Principles of International Law Concerning
Friendly Relations and Co-operation Among States in Accordance with the Charter of the
United Nations, UNGA Res 2625 (24 October 1970) (‘Friendly Relations Declaration’);
Legal Consequences for States of the Continued Presence of South Africa in Namibia (South-
West Africa) Notwithstanding Security Council Resolution 276 (1970) (Advisory Opinion)
[1970] ICJ Rep 16, 31 [52]; Western Sahara (Advisory Opinion) [1975] 12, 31–3 [54]–[58].
empires in Africa and Asia in the 1950s and 1960s and underlay the
restoration of sovereign republics in Eastern Europe and Asia as part of
the dissolution of the Soviet Union.
Self-determination holds that all people have the right to freely choose
their political status.4 As this principle took hold across the globe and the
number of sovereign states increased, the term ‘state’ increasingly
became synonymous with the concept of a ‘nation’. In some cases, the
words were hyphenated as scholars described the division of the world
into a community of ‘nation-states’.5 The terms can also be treated as
identifying distinct concepts. While a state exercises jurisdiction over
particular territory irrespective of the population who inhabit that terri-
tory, a nation is an ‘imagined community’,6 comprising a people that
share a ‘psychological bond’.7 That bond is formed on the basis of a mix
of collective cultural, linguistic, religious or ethnic identities, as well as
shared ‘symbols, memories, myths, values and traditions’.8 A nation-state
is thus a sovereign political entity whose territorial borders are cotermin-
ous with the boundaries of a nation.9
States can have a real and direct impact on the lives of citizens and
residents. And yet, however innate or logical they may appear to be,
states are not natural entities.10 As James Crawford has explained,
‘[a] state is not a fact in the sense that a chair is a fact’.11 What then is
a state?
4
See International Covenant on Civil and Political Rights, opened for signature
16 December 1966, 999 UNTS 171 (entered into force 23 March 1976) art 1;
International Covenant on Economic, Social and Cultural Rights, opened for signature
19 December 1966, 993 UNTS 3 (entered into force 3 January 1976) art 1.
5
Ernest Gellner, Nations and Nationalism (Cornell University Press, 2nd ed, 2006) ch 1.
6
Benedict Anderson, Imagined Communities: Reflections on the Origin and Spread of
Nationalism (Verso, 3rd ed, 2006).
7
Walker Connor, ‘A Nation Is a Nation, Is a State, Is an Ethnic Group Is a . . .’ (1978) 1(4)
Ethnic and Racial Studies 377, 382.
8
Anthony Smith, ‘When Is a Nation’ (2002) 7(2) Geopolitics 5, 14–15. See also,
Anthony Smith, ‘The Origins of Nations’ (1989) 12(3) Ethnic and Racial Studies 340.
9
Note that given the distinction between ‘nation’ and ‘state’, the terminology ‘microna-
tions’ is a little awkward. However, it is the accepted naming for these entities, and we
adopt it for that reason. If nothing else, it also helpfully distinguishes micronations from
microstates. As we explore later, microstates may be very small, but they are states at
international law.
10
Robert Jackson, Quasi-States: Sovereignty, International Relations, and the Third World
(Cambridge University Press, 1990) 7.
11
James Crawford, The Creation of States in International Law (Oxford University Press,
2nd ed, 2007) 5.
20
Case of the Monetary Gold Removed from Rome in 1943 (Preliminary Question) (Italy
v France, United Kingdom and United States of America) [1954] ICJ Rep 19.
21
Crawford (n 11) 41. References removed.
22
David Raič, Statehood and the Law of Self-Determination (Kluwer Law International,
2002) 24.
23
Crawford (n 11) 37, 19 8; Grant (n 14) 408.
24
United Nations, International Law Commission Yearbook (1949), 1st sess, 8th mtg,
22 April 1949, 65 [21] (‘Yearbook of the ILC’).
used in documents and speech, and its meaning had been understood
without definition’.25 French international jurist Georges Scelle agreed,
considering ‘that it would be almost impossible to arrive at a universally
satisfactory definition of the term’.26 The following year, Scelle expanded
on this, explaining that:
He himself had been active in international law for more than fifty years, and
still did not know what a state was; and he felt sure that he would not find out
before he died. He was convinced that the Commission could not tell him.27
25
Ibid.
26
Ibid 68 [67].
27
United Nations, International Law Commission Yearbook (1950), 2nd sess, 52nd mtg,
22 June 1950, 84 [22].
28
Yearbook of the ILC (n 24) 289 [49].
29
Lassa Oppenheim, International Law: A Treatise (Longman, Green and Company, 1st ed,
1905) vol 1, 108 [71].
30
Hersch Lauterpacht, Recognition in International Law (Cambridge University Press,
1947) 5.
31
Crawford (n 11) 16.
32
Antony Anghie, Imperialism, Sovereignty and the Making of International Law
(Cambridge University Press, 2012); Ntina Tzouvala, Capitalism as Civilisation:
A History of International Law (Cambridge University Press, 2020).
33
Kalevi Jaakko Holsti, Taming the Sovereigns: Institutional Change in International Politics
(Cambridge University Press, 2004) 128–9; Randall Lesaffer, ‘The Congress of Vienna
(1814–1815)’, Oxford Public International Law, https://opil.ouplaw.com/page/congress-
vienna-1814-1815.
34
Hans Kelsen, ‘Recognition in International Law’ (1941) 35(4) American Journal of
International Law 605, 609.
35
Crawford (n 11) 21.
36
Stefan Talmon, ‘The Constitutive Versus the Declaratory Theory of Recognition: Tertium
Non Datur?’ (2004) 75(1) British Yearbook of International Law 101, 102. See also Charter
of the United Nations art 2(1).
citizens, of which only 246 live within its boundaries,52 while Tuvalu and
Nauru both possess fewer than 11,000 people.
The government criterion is also elastic. There is a strong presumption
of state continuity in international law. This presumption operates to
avoid the premature recognition of another state, which would be con-
sidered ‘an unlawful interference in its domestic affairs’.53 For this
reason, the Badinter Commission explained that finding that a state has
lost its international personality must be approached with the ‘greatest
caution’.54 In practice, this means that a new state attempting to secede
will need to demonstrate ‘substantial independence, both formal and real’
before it will be regarded as ‘definitively created’.55 Conversely, a state
that no longer possesses an effective government is unlikely to immedi-
ately lose its status.56 Indeed, the absence of any effective or even existent
government for many years did not derail Somalia’s status as a state for
the purposes of international law.57 At the same time, for more compli-
cated geopolitical reasons some entities that easily satisfy the Montevideo
Convention requirements, such as Taiwan,58 are not considered to be
states. There is simply no rule prescribing a minimum area of territory,
size of population or effectiveness of government.59 Statehood appears to
be ‘ultimately contingent upon claim and response’.60
Third, the criteria are passive rather than active. They set out elements
that a state must possess, but ‘do not prescribe specific rights, powers or
52
Stato Della Città del Vaticano, ‘Popolazione’ (3 July 2018) www.vaticanstate.va/it/stato-
governo/note-generali/popolazione.html.
53
Jane McAdam, Climate Change, Forced Migration, and International Law (Oxford
University Press, 2012) 134.
54
Badinter Commission, Opinion No 8 (1993) 92 ILR 199, 201.
55
Crawford (n 11) 63.
56
Guglielmo Verdirame, ‘Sovereignty’ in Jean D’Aspremont and Sahib Singh (eds),
Concepts for International Law: Contributions to Disciplinary Thought (Edward Elgar,
2019) 827, 837.
57
Dimitrios Lalos, ‘Between Statehood and Somalia: Reflections of Somaliland Statehood’
(2011) 10 Washington University Global Studies Law Review 789; Ken Menkhaus,
‘Governance without Government in Somalia: Spoilers, State Building, and the Politics
of Coping’ (2007) 31(3) International Security 74.
58
Nii Lante Wallace-Bruce, ‘Taiwan and Somalia: International Legal Curiosities’ (1997) 22
Queen’s Law Journal 453.
59
Crawford (n 11) 46, 52. See further Jorri Duursma, Fragmentation and the International
Relations of Micro-States: Self-Determination and Statehood (Cambridge University Press,
1996); Jackson (n 10) 24.
60
Duncan French, ‘Introduction’ in Duncan French (ed), Statehood and Self-Determination:
Reconciling Tradition and Modernity in International Law (Cambridge University Press,
2013) 1, 2.
61
Crawford (n 11) 44–5.
62
Ibid 62.
63
Ibid 70; Zbigniew Dumienski, Microstates as Modern Protected States: Towards a New
Definition of Micro-Statehood (The Centre for Small State Studies, 2014).
64
Crawford (n 11) 97.
65
Accordance with International Law of the Unilateral Declaration of Independence in
Respect of Kosovo (Advisory Opinion) [2010] ICJ Rep 403, 437 [81]. See further Legal
Consequences of the Construction of a Wall in the Occupied Palestinian Territory (Advisory
Opinion) [2004] ICJ Rep 136, 171 [87]; International Law Commission, Draft Articles on
the Responsibility of States for Internationally Wrongful Acts, UN Doc A/56/2001
(November 2001) art 41(2); Roland Portman, International Legal Personality in
International Law (Cambridge University Press, 2010) 252.
2.2.1 Microstates
One entity firmly on the strong claim to statehood end of the spectrum is
the microstate. The Montevideo Convention does not prescribe
a minimum requirement as to territory or population, and a diverse
cast of entities, ‘exceptionally small in area, population and human and
economic resources’68 assert their status as states. In the nineteenth and
twentieth centuries, many political scientists and international relations
66
Matthew Craven and Rose Parfitt, ‘Statehood, Self-Determination and Recognition’ in
Malcolm Evans (ed), International Law (Oxford University Press, 5th ed, 2018).
67
Crawford (n 11) 40.
68
United Nations Secretary-General, Introduction to the Annual Report of the Secretary-
General on the Work of the Organization, 16 June 1966–15 June 1967, UN Doc A/6701/
Add.1 (1967) 20 [163].
scholars considered that the very existence of extremely small states was
precarious,69 predicting that they ‘will fade from international life’, either
swallowed whole by larger powers or compelled to integrate by virtue of
their material handicaps.70 Others considered these entities more akin to
‘pseudo-states’71 with ‘pretensions that far outreached the capacities
normally understood to be those of sovereign statehood’.72
The development of the international principle of self-determination
as well as norms against violating the territorial integrity of states altered
that expected landscape. In fact, in several (though certainly not all) cases,
microstates have prospered and overcome their material disadvantages.
Many microstates ‘profit by selling or renting out their sovereign
prerogatives’,73 including by selling stamps, souvenirs and memorabilia,
and even citizenship,74 diplomatic recognition75 and positions in inter-
national organisations.76 Some, like Luxembourg, Liechtenstein, Malta
and the Bahamas, also ‘serve as off-shore financial centres and tax havens,
free ports, and flags-of-convenience’.77 These nations may be small
relative to their neighbours, but provided they possess formal and actual
independence and exercise political authority over defined territory not
lawfully claimed by another state, they meet international conditions for
statehood.
Echoing earlier debates over the appropriate definition of a ‘state’,
ascertaining precisely what a microstate is has proven challenging.
‘Presumably’, Zbigniew Dumieński notes, ‘microstates are polities dis-
tinctive enough to merit being treated in separation from both “normal”
and “small” states’, but while everyone agrees that a microstate is a ‘very
69
Niels Amstrup, ‘The Perennial Problem of Small States: A Survey of Research Efforts’
(1976) 11 Cooperation and Conflict 163, 163.
70
See, Thomas Grant, ‘Between Diversity and Disorder: A Review of Jorri C. Duursma,
Fragmentation and the International Relations of Micro-States: Self-Determination and
Statehood’ (1997) 12(4) American University Journal of International Law and Policy
629, 630.
71
David Vital, The Inequality of States (Clarendon Press, 1967) 7.
72
John Bartmann, ‘Micro-States in the International System: The Challenge of Sovereignty’
(PhD Thesis, The London School of Economics, 1997) 15.
73
JC Sharman, ‘Sovereignty at the Extremes: Micro-States in World Polities’ (2017) 65(3)
Political Studies 559, 561.
74
Vikram Mansharamani, ‘The $2 Billion Market for Passports’, Fortune Magazine (2 April
2016) http://fortune.com/2016/04/02/passports-citizenship-investment/.
75
Kevin Stringer, ‘Pacific Island Microstates: Pawns or Players in Pacific Rim Diplomacy?’
(2006) 17(3) Diplomacy and Statecraft 547.
76
Abram Chayes and Antonia Handler Chayes, The New Sovereignty: Compliance with
International Regulatory Agreements (Harvard University Press, 1995) 266.
77
Bartmann (n 72) 303.
small state’, ‘there is little consensus’ over what constitutes ‘small size and
which states should be labelled as “small”’.78 The problem is that there are
many ways to measure size, including both quantitative measures such as
‘population, geographical area, economic activity’,79 and military
might,80 and qualitative indicators such as relative power in international
affairs.81 While some scholars have proposed creating a composite index
of these factors and identifying those on the lowest position of the scale as
microstates,82 others have criticised such an approach as ‘too cumber-
some and arbitrary’.83 For this reason, a single variable is more com-
monly adopted, generally either territory or population.
Even this remains problematic. First, there is no agreement on terri-
tory or population thresholds beyond which a state is properly classified
as a microstate. Although a population of ‘one million inhabitants seems
to be the most widely used cut-off point, the literature presents many
alternative propositions ranging from 100,000 to 10 million’.84 The
World Bank’s Small State Forum, for example, has adopted
a population figure of 1.5 million for small states, and 200,000 for
microstates.85 Proposed thresholds can be incredibly specific: one scholar
has nominated a limit of 2,928,000 inhabitants.86 In view of such dis-
agreement, any attempt to draw a clear line or threshold on territory or
population is arbitrary. Second, the difficulty is amplified by the fact that
states with similar territory or populations may otherwise differ radically.
Both Singapore and Tonga, for example, possess around 730 square
kilometres of territory, yet ‘it is difficult to imagine more contrasting
states when it comes to such matters as economic performance, military
78
Dumieński (n 63) 3–4, 8.
79
Edward Warrington, ‘Lilliput Revisited’ (1994) 16(1) Asian Journal of Public
Administration 3, 4.
80
Maurice East, ‘Size and Foreign Policy Behavior: A Test of Two Models’ (1973) 25 World
Politics 556, 557.
81
Matthias Maass, ‘The Elusive Definition of the Small State’ (2009) 46(1) International
Politics 65, 72–3.
82
See, for example, George Reid, Impact of Very Small Size on the International Behaviour of
Microstates (Sage, 1975).
83
Ueantabo Neemia, ‘Smallness, Islandness and Foreign Policy Behaviour: Aspects of Island
Microstates Foreign Policy Behaviour with Special Reference to Cook Islands and
Kiribati’ (PhD Thesis, University of Wollongong, 1995) 14.
84
Dumieński (n 63) 11.
85
The World Bank, ‘The World Bank in Small States: Overview’ www.worldbank.org/en/
country/smallstates/overview.
86
Charles Taylor, ‘Statistical Typology of Micro-States and Territories’ (1969) 8(3) Social
Science Information 101, 109.
91
Crawford (n 11) 76 n 182; Duursma (n 59) 338–48.
92
Treaty of Vicinage, 1993, art 4. Republished in (1994) 98 Revue Générale de Droit
International Public 525.
93
United Nations General Assembly, Admission of the Principality of Andorra to
Membership of the United Nations, UN Doc A/RES/47/232 (28 July 1993).
94
New Zealand Gazette (13 June 1901) 1307.
95
Cook Islands Constitution Act 1964 (NZ); Cook Islands Constitution Amendment Act 1965
(NZ). For discussion see Caroline McDonald, ‘An Exemplary Leader?: New Zealand and
Decolonization of the Cook Islands and Niue’ (2020) 55(3) The Journal of Pacific History
394; Alison Quentin-Baxter, ‘The New Zealand Model of Free Association: What Does It
Mean for New Zealand?’ (2008) 38 Victoria University of Wellington Law Review 607.
96
Cook Islands Constitution Act 1964 (NZ) s 5. For the evolution of these arrangements see
Alison Quentin-Baxter, ‘Pacific States and Territories: Cook Islands’ in Robert Smellie
(ed), The Laws of New Zealand (LexisNexis, 2016) [29].
97
For some of the complications that can arise see discussion in Elisabeth Perham,
‘Citizenship Laws in the Realm of New Zealand’ (2011) 9 New Zealand Yearbook of
International Law 219.