Administrative Research Paper
Administrative Research Paper
Administrative Research Paper
ADMINISTRATIVE LAW
JUDICAL REVIEW OF
ADMINISTRATIVEADMINISTRATION ACTION
1. Introduction
administrative action and judicial review___________________________________1
The importance of judicial oversight over administrative agencies_______________2
6. Conclusion
Importance of balancing oversight and deference____________________________12
Future challenges and need for
reform_____________________________________13
TABLE OF CONTENT
7. Bibliography__________________________________________________________15
1. INTRODUCTION
Administrative Action:
Administrative action refers to the decisions, orders, or actions taken by
administrative agencies or governmental bodies while carrying out their regulatory
and enforcement functions. Administrative agencies are created by the government to
implement and enforce laws and regulations within their specific areas of authority.
Administrative actions can take various forms, including:
Enforcement: Administrative agencies are responsible for enforcing the laws and
regulations within their jurisdiction. They may issue citations, impose fines,
suspend, or revoke licenses, or take other enforcement actions against individuals
or entities that violate the applicable laws or regulations.
Policy decisions: Administrative agencies can also make policy decisions that
guide their operations and interpretations of the laws and regulations they
administer.
Judicial Review:
Judicial review is the process by which the decisions or actions of administrative
agencies are subject to review by the court system. The purpose of judicial review is
to ensure that administrative agencies act within the scope of their legal authority and
follow proper procedures.
Judicial review typically involves the following aspects:
Standing: The party seeking judicial review must have a legitimate interest or
stake in the administrative action being challenged.
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Reviewability: Not all administrative actions are subject to judicial review. Courts
generally cannot review actions that are committed to agency discretion by law or
involve certain policy decisions.
Judicial review1
In the realm of modern governance, administrative agencies play a pivotal role in the
implementation and enforcement of laws and regulations. These governmental
bodies, vested with specialized expertise and authority, are tasked with overseeing
various aspects of societal functioning, ranging from economic activities to
environmental protection. However, the far-reaching powers wielded by
administrative agencies necessitate a robust system of checks and balances to ensure
accountability and prevent potential abuse of authority. This is where the concept of
judicial oversight emerges as a critical safeguard, upholding the principles of due
process, transparency, and the rule of law.
One of the fundamental justifications for judicial oversight lies in the preservation of
the separation of powers doctrine, a cornerstone of democratic governance.
Administrative agencies, while endowed with regulatory and adjudicatory powers,
are ultimately creatures of the legislative branch, deriving their authority from
statutes enacted by elected representatives. Judicial review serves as a vital check on
this delegated authority, safeguarding against potential overreach or arbitrary
exercise of power by unelected bureaucratic entities.
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Judicial review plays a crucial role in maintaining the balance of power between administrative agencies and the judiciary, ensuring that
administrative actions are consistent with the laws and regulations established by the legislative branch and constitutional principles.
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Another salient aspect of judicial oversight is the promotion of transparency and
accountability in administrative decision-making. By subjecting agency decisions to
independent scrutiny, judicial review compels administrative bodies to articulate
clear and well-supported justifications for their actions, grounded in the appropriate
legal and factual foundations. The case of Motor Vehicle Manufacturers Association
v. State Farm Mutual Automobile Insurance Co. 2
The landmark case of Marbury v. Madison (5 U.S. 137 (1803)) firmly established the
principle of judicial review, empowering courts to evaluate the constitutionality of
legislative and executive actions, including those of administrative agencies. This
seminal decision underscored the judiciary's role in upholding the supremacy of the
Constitution and ensuring that governmental actions remain within the bounds of
their legally prescribed authority.
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2 (463 U.S. 29 (1983)) illustrates this principle, where the Supreme Court held that an agency's decision to rescind a regulation must be
based on a reasoned analysis and supported by substantial evidence.
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This judicial review process ensures that administrative agencies do not overstep their
statutory authority or act in a manner that contradicts the legislative intent behind the
governing laws and regulations. It serves as a check on administrative overreach, preventing
agencies from engaging in actions or decisions that are unlawful or ultra vires.
Furthermore, judicial review for illegality extends beyond statutory compliance to encompass
adherence to constitutional principles and other binding legal norms. Courts may scrutinize
administrative actions to ensure they do not violate constitutional rights, such as due process
or equal protection guarantees, or conflict with established case law or legal precedents.
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3. Procedural Impropriety: Review for fair hearing, bias, proper procedures
followed
Administrative agencies are vested with significant authority to adjudicate disputes and issue
orders that can profoundly impact the rights and interests of individuals and organizations. To
ensure fairness and due process, these agencies are obligated to adhere to established
procedural safeguards and conduct their proceedings in an impartial and unbiased manner.
Judicial review plays a crucial role in scrutinizing administrative proceedings for procedural
impropriety, ensuring that agencies follow proper procedures, afford fair hearings, and
maintain neutrality in their decision-making processes.
The concept of procedural impropriety encompasses a range of potential violations,
including:
Failure to provide a fair hearing: Administrative agencies must grant parties affected by
their decisions an opportunity to be heard and present their case. Judicial review
examines whether the agency afforded a fair and adequate hearing, allowing for the
submission of evidence and arguments.
Bias or lack of impartiality: Administrative adjudications must be conducted by unbiased
decision-makers free from conflicts of interest or predetermined opinions. Courts review
whether agency officials or adjudicators exhibited bias or lacked the necessary
impartiality to render a fair decision.
Violation of procedural rules: Administrative agencies are bound by their own
procedural rules and regulations, as well as general principles of due process. Judicial
review assesses whether the agency adhered to these procedural requirements during the
proceedings.
The landmark case of Goldberg v. Kelly (397 U.S. 254 (1970)) exemplifies the importance
of procedural fairness in administrative proceedings. The Supreme Court ruled that welfare
recipients were entitled to an evidentiary hearing before the termination of their benefits,
underscoring the requirement for due process protections in administrative actions affecting
individual rights.
Judicial review for procedural impropriety safeguards the integrity of administrative
proceedings, ensuring that agencies adhere to due process requirements, provide fair and
impartial hearings, and follow proper procedures. By scrutinizing administrative actions for
procedural irregularities, courts uphold the principles of fairness, transparency, and
accountability in the administrative process, ultimately protecting the rights and interests of
individuals and organizations subject to administrative decisions.
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Judicial review for errors of law involves scrutinizing administrative decisions to determine
whether the agency has correctly interpreted and applied the relevant statutes, regulations,
and legal precedents. This review process serves as a safeguard against administrative actions
that are based on flawed or incorrect legal reasoning, ensuring consistency and adherence to
established legal principles.
One of the seminal cases addressing judicial review for errors of law is INS v. Chadha (462
U.S. 919 (1983)). In this case, the Supreme Court struck down the legislative veto provision,
which allowed Congress to overturn administrative decisions without following the
constitutional process for enacting laws. The court's decision reinforced the judiciary's role in
ensuring that administrative actions comply with constitutional principles and the correct
interpretation of laws.
Judicial review for errors of law extends beyond statutory interpretation to encompass the
application of legal principles and adherence to case law precedents. Courts may scrutinize
administrative decisions to ensure that agencies have correctly applied relevant legal tests,
followed established legal doctrines, and adhered to binding judicial decisions.
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3. Under the Chevron two-step test, courts must first determine whether the statutory provision in question is
ambiguous or silent on the specific issue
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2. Varying intensity of review based on subject matter expertise of agency-
In contrast, agencies without specific subject matter expertise in a particular area may
receive less deference from courts. For instance, if the Department of Labor were to
issue regulations concerning environmental protection or energy markets—matters
outside its core competencies—courts would likely scrutinize those decisions more
closely and afford less deference to the agency's interpretations.
Additionally, the level of deference may be modulated based on the specific issue at
hand. While an agency may receive substantial deference on matters within its core
expertise, it may receive less deference on peripheral issues or those that implicate
broader legal principles or policy considerations that fall outside the agency's
specialized knowledge.
The standard of review for factual issues is typically the "substantial evidence" test.
Under this deferential standard, courts will uphold an agency's factual findings if there
is "such relevant evidence as a reasonable mind might accept as adequate to support a
conclusion." This standard acknowledges that agencies are better positioned to
evaluate the weight and credibility of evidence within their areas of expertise.
Courts will not substitute their judgment for that of the agency on factual matters if the
agency's findings are supported by substantial evidence in the administrative record.
This deference recognizes that agencies have the necessary resources, technical
expertise, and firsthand exposure to the evidence that courts may lack.
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In contrast, when an administrative decision involves interpretations of law, such as the
meaning of statutes or regulations, courts apply a more stringent standard of review. Courts
have the ultimate authority to interpret and determine the correct meaning of laws, and they
generally do not defer to an agency's legal interpretations.
The standard of review for legal issues is typically de novo review, which means that courts
review the legal questions independently and without deference to the agency's interpretation.
Courts are not bound by an agency's conclusions of law and will make their own
determinations based on established principles of statutory construction, legal precedents, and
constitutional considerations.
Quashing (Certiorari):
This remedy allows a court to review and potentially overturn an administrative decision
that exceeds the agency's jurisdiction or is tainted by legal errors. When a court quashes a
decision, it essentially renders it invalid or void. In academic terms, quashing is akin to a
higher authority revoking or invalidating a lower authority's action due to its
unlawfulness or lack of proper jurisdiction.
Mandamus:
Prohibition:
Declaration:
A declaration is a formal statement by a court that clarifies the legal rights, status, or
obligations of parties involved in an administrative dispute. It may declare an
administrative action or decision to be valid or invalid or clarify the interpretation of a
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statute or regulation. Academically, a declaration serves as an authoritative legal
pronouncement, providing clarity and guidance on the legal issues at hand.
Injunction:
b) London & Clydeside Estates Ltd v Aberdeen District Council [1980] 1 WLR
182.This case involved a dispute over the interpretation of a statutory provision
concerning the calculation of development land tax. The House of Lords granted
a declaration clarifying the correct interpretation of the provision, providing
guidance to the parties and administrative bodies on the legal issue at hand.
The scope and intensity of judicial review of administrative actions have been shaped by
several statutory reforms over the years. These reforms aim to strike a balance between
respecting the expertise of administrative agencies and maintaining judicial oversight to
ensure that agencies act within their legal boundaries.
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Administrative Procedures Act (APA) (United States):
Enacted in 1946, the APA provides a comprehensive framework for the operation of
federal administrative agencies in the United States. It establishes procedures for
rulemaking, adjudication, and judicial review of agency actions. The APA sets forth
the "arbitrary and capricious" standard for reviewing agency decisions, requiring
agencies to provide reasoned explanations and consider relevant factors.
This Act reformed the system of tribunals in the United Kingdom, aiming to enhance
the independence and impartiality of administrative tribunals. It established a unified
tribunals system and created a right of appeal from tribunal decisions to the Upper
Tribunal and, in some cases, to the Court of Appeal.
This recent Act aims to reform and update the judicial review process in the UK. It
introduces measures to filter out unmeritorious judicial review claims, sets time limits
for bringing claims, and provides courts with the power to suspend quashing orders to
allow public bodies time to rectify flaws in their decisions.
~Impact of Brexit
Departure from the European Union (EU) legal framework: Prior to Brexit,
administrative decisions in the UK were subject to scrutiny under EU law, and
the Court of Justice of the European Union (CJEU) had the final say on matters
of EU law interpretation. After Brexit, the UK courts are no longer bound by
the CJEU's decisions, and EU law has diminished influence over administrative
law in the UK.
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~Emergence of domestic courts
The UK Supreme Court as the final arbiter: With the UK's departure from
the EU legal framework, the UK Supreme Court has become the final authority
on interpreting domestic law, including administrative law principles. This
reinforces the role of domestic courts in shaping the jurisprudence and
standards for judicial review of administrative decisions.
Potential for more assertive judicial review: Some legal scholars argue that
the UK courts, particularly the Supreme Court, may become more assertive in
their oversight of administrative decisions, as they are no longer constrained by
the need to align with EU law interpretations.
Respect for Agency Expertise: One of the primary arguments for judicial
deference is the recognition of administrative agencies' specialized expertise and
technical knowledge in their respective fields. Courts may be inclined to defer to
agencies' reasonable interpretations and decisions within their areas of expertise,
acknowledging the agencies' superior understanding of complex regulatory
frameworks and policy considerations.
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Separation of Powers: Some advocates of deference assert that it respects the
separation of powers principle by preventing courts from encroaching on the
executive branch's authority and policymaking discretion. Excessive judicial
intervention in administrative decisions could be seen as an overreach into the
executive's legitimate domain.
Statutory Reforms: Some recent statutory reforms, such as the Judicial Review
and Courts Act 2022 in the UK, have introduced measures to enable greater
judicial scrutiny of administrative decisions, reflecting a legislative intent to
enhance oversight and accountability.
6. CONCLUSION
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4. The debate between deference and increasing scrutiny reflects the ongoing tension between respecting agency expertise and maintaining
effective checks and balances on administrative power. Ultimately, the appropriate level of deference or scrutiny may depend on the specific
context, the nature of the administrative decision, and the potential implications for individual rights, public interests, and regulatory
certainty.
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Failing to grant appropriate deference could undermine agencies' ability to
effectively carry out their statutory mandates and make well-informed decisions
based on their technical knowledge.
With the rapid pace of technological advancement and the emergence of new
industries (e.g., artificial intelligence, data privacy, and digital platforms),
administrative agencies will need to grapple with increasingly complex and
technical regulatory domains.
Courts may face difficulties in adequately reviewing highly specialized and
technical administrative decisions, highlighting the need for mechanisms to
enhance judicial expertise or reliance on expert testimony.
Reform efforts may focus on providing specialized training for judges,
establishing dedicated courts or tribunals for specific regulatory areas, or
exploring alternative dispute resolution mechanisms.
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As administrative decision-making processes become more complex, there is a
risk of diminished transparency and limited opportunities for public
participation.
Reforms may be needed to enhance transparency requirements, strengthen
notice, and comment procedures, and facilitate greater public engagement in
administrative rulemaking and adjudication processes.
The use of digital technologies and online platforms could be leveraged to
improve access to information and facilitate public input.
There are ongoing concerns about the potential for regulatory capture, where
agencies may become unduly influenced by the industries they regulate or
special interest groups.
Reforms may focus on strengthening conflict of interest rules, enhancing
whistleblower protections, and increasing transparency regarding agency
interactions with regulated entities.
Judicial review could play a more robust role in scrutinizing administrative
decisions for potential bias or undue influence.
As the administrative state evolves, there may be a need to revisit and refine
existing doctrines and standards of judicial review, such as the Chevron
deference or the arbitrary and capricious standard.
Reforms could aim to provide clearer guidance on the appropriate levels of
deference based on the nature of the administrative decision, the agency's
expertise, and the potential implications for individual rights or public
interests.
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7. Bibliography
1. Cases:
Chevron U.S.A., Inc. v. Natural Resources Defence Council, Inc., 467 U.S. 837
(1984)
Skidmore v. Swift & Co., 323 U.S. 134 (1944)
Motor Vehicle Manufacturers Association v. State Farm Mutual Automobile
Insurance Co., 463 U.S. 29 (1983)
Anisminic Ltd v Foreign Compensation Commission [1969] 2 AC 147 (HL)
R v Inland Revenue Commissioners, Ex parte Preston [1985] AC 835 (HL)
2. Statutory Sources:
Administrative Procedure Act (United States)
Tribunals, Courts, and Enforcement Act 2007 (United Kingdom)
Constitutional Reform Act 2005 (United Kingdom)
Deregulation Act 2015 (United Kingdom)
Judicial Review and Courts Act 2022 (United Kingdom)
3. Journal Articles:
Sunstein, C.R. (1984). Reviewing Agency Inaction After Heckler v. Chaney.
Administrative Law Review, 52(2), 653-670.
Merrill, T.W. (1992). Judicial Deference to Executive Precedent. Yale Law Journal,
101(5), 969-1041.
Hickman, K.E. (2018). Chevron's Inevitability. Duke Law Journal, 67(6), 1435-
1506.
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