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EYIEL Monographs
Studies in European and International Economic Law 9
Rika Koch
Green Public
Procurement
under WTO
Law
Experience of the EU and Prospects
for Switzerland
European Yearbook of International
Economic Law
Volume 9
Series Editors
Marc Bungenberg, Saarbrücken, Germany
Christoph Herrmann, Passau, Germany
Markus Krajewski, Erlangen, Germany
Jörg Philipp Terhechte, Lüneburg, Germany
Andreas R. Ziegler, Lausanne, Switzerland
EYIEL Monographs is a subseries of the European Yearbook of International
Economic Law (EYIEL). It contains scholarly works in the fields of European and
international economic law, in particular WTO law, international investment law,
international monetary law, law of regional economic integration, external trade law
of the EU and EU internal market law. The series does not include edited volumes.
EYIEL Monographs are peer-reviewed by the series editors and external reviewers.
Dissertation of the Law Faculty of the University of Zurich for the degree of a Doctorate of
Jurisprudence
Presented by Rika Koch
Submitted on 29 March 2019 to:
Prof. Dr. iur. Rolf H. Weber and Prof. Dr. iur. Matthias Oesch.
© The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer Nature
Switzerland AG 2020
This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher, whether
the whole or part of the material is concerned, specifically the rights of translation, reprinting, reuse of
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The use of general descriptive names, registered names, trademarks, service marks, etc. in this publication
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protective laws and regulations and therefore free for general use.
The publisher, the authors, and the editors are safe to assume that the advice and information in this book
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This Springer imprint is published by the registered company Springer Nature Switzerland AG.
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Acknowledgment
This book was developed as a PhD thesis during my time as a teaching and research
assistant at the University of Zurich and as a visiting researcher at the University of
Nottingham.
I am thankful to my supervisor, Professor Rolf H. Weber who has accompanied
this work from the very beginning. I profited immensely from his academic guid-
ance and his vast expertise in a very broad field of law. I also owe my deepest grati-
tude to my co-supervisor Professor Matthias Oesch, whose encouragement and
advice on a professional and personal level have been a huge support and an inspir-
ing example to me.
My research stay at the University of Nottingham was enabled by the Swiss
National Science Foundation. I am grateful for the opportunity to study interna-
tional law in this international environment and to benefit from the network and
expertise of the Public Procurement Research Group (PPRG). I also wish to express
my gratitude to Professor Sue Arrowsmith for her leadership as a pioneer in public
procurement research and for bringing together students from all over the world. I
further wish to thank Dr. Aris Georgopoulos for his support and for enabling my stay.
On a personal note, I wish to thank my family. I am grateful beyond words to my
parents, Keiko and Remo, for their unconditional support. I also thank my brother
Nico and my sister Nina for being there for me and for making life more fun.
Moreover, grazia fitg to my grandmother Elisabeth: I hope this thesis convinces you
that law is not only about divorcing people.
I am especially thankful, of course, to David, who had to endure (and sometimes
even engage in) lengthy and non-romantic discussions about trade law and public
procurement and who has given me the emotional support and stability to finish this
thesis. And, finally, thanks to my sons Jun and Kenji whose arrival has provided me
with the deadlines to finish this thesis and publish it as a book. You are the sunshine
of my life (and the apple of my eye) and you put everything into perspective.
v
Contents
1 Introduction���������������������������������������������������������������������������������������������� 1
1.1 Research Subject������������������������������������������������������������������������������ 1
1.2 Relevance and Research Goals �������������������������������������������������������� 2
1.3 Research Questions�������������������������������������������������������������������������� 3
1.3.1 WTO ������������������������������������������������������������������������������������ 4
1.3.2 EU ���������������������������������������������������������������������������������������� 4
1.3.3 Switzerland �������������������������������������������������������������������������� 5
1.4 Methods�������������������������������������������������������������������������������������������� 5
1.4.1 Rules of Treaty Interpretation ���������������������������������������������� 5
1.4.2 Illustrative Comparison�������������������������������������������������������� 7
1.4.3 Expert Interviews������������������������������������������������������������������ 8
1.5 Limitations���������������������������������������������������������������������������������������� 8
1.6 Outline���������������������������������������������������������������������������������������������� 9
vii
viii Contents
Part IV Switzerland
9 Domestic Public Procurement Regulation and Implementation
of the GPA������������������������������������������������������������������������������������������������ 161
9.1 Structural Background���������������������������������������������������������������������� 161
9.2 Emergence of a Regulatory Framework ������������������������������������������ 162
9.2.1 Early Regulatory Approaches ���������������������������������������������� 162
9.2.2 Lengthy Reform Efforts�������������������������������������������������������� 164
9.3 Notion of Public Procurement���������������������������������������������������������� 165
9.3.1 Clarification of Central Terms���������������������������������������������� 165
9.3.2 Public Procurement Procedures�������������������������������������������� 166
9.4 Switzerland’s GPA Membership������������������������������������������������������ 167
9.4.1 History���������������������������������������������������������������������������������� 167
9.4.2 Direct Applicability of the GPA�������������������������������������������� 168
9.5 Implementation of the GPA�������������������������������������������������������������� 170
9.5.1 Federal Level������������������������������������������������������������������������ 170
9.5.1.1 Law and Ordinance on Government
Procurement ���������������������������������������������������������� 171
9.5.1.2 Law on the Common Market (LCM)�������������������� 171
9.5.1.3 Cartel Act �������������������������������������������������������������� 172
9.5.1.4 Federal Law on Technical Barriers to Trade���������� 172
9.5.2 Cantonal Level���������������������������������������������������������������������� 173
9.5.3 Reform of Legal Framework������������������������������������������������ 174
9.6 Principle of Equal Treatment and Non-Discrimination�������������������� 175
9.6.1 Non-Discrimination as a GPA-Obligation���������������������������� 176
9.6.2 Equal Treatment as a Constitutional Principle���������������������� 177
9.6.3 Equal Treatment and Non-Discrimination in the FLGP ������ 178
9.6.3.1 Purpose-Provision�������������������������������������������������� 178
9.6.3.2 Objectivity and Impartiality as a Procedural
Principle ���������������������������������������������������������������� 179
9.7 Summary and Findings �������������������������������������������������������������������� 180
10 Regulatory Scope for GPP���������������������������������������������������������������������� 183
10.1 Evolution of GPP���������������������������������������������������������������������������� 183
10.1.1 Policy Level: Consolidation���������������������������������������������� 184
10.1.2 Jurisprudence: Confirmation�������������������������������������������� 185
10.1.3 Legislative Reform: Codification�������������������������������������� 186
10.1.3.1 First Codification of GPP in the Ordinance
(FGOP)������������������������������������������������������������ 186
10.1.3.2 Incorporation of the Sustainability Goal
in the Law (FLGP)������������������������������������������ 187
10.2 Environmental Elements in the Swiss Constitution������������������������ 188
10.2.1 Material Scope������������������������������������������������������������������ 188
10.2.2 Potential Field of Tension ������������������������������������������������ 189
10.2.3 Implications for GPP�������������������������������������������������������� 190
Contents xiii
xv
Abbreviations
xvii
xviii Abbreviations
© The Editor(s) (if applicable) and The Author(s), under exclusive licence to 1
Springer Nature Switzerland AG 2020
R. Koch, Green Public Procurement under WTO Law, European Yearbook of
International Economic Law 9, https://doi.org/10.1007/978-3-030-48214-5_1
2 1 Introduction
In many jurisdictions, there is still considerable legal uncertainty about the status of
GPP laws and policies and their relation to the GPA. This causes a challenging situ-
ation for all actors involved in the procurement process. It is difficult for the procur-
ing authority, on the one hand, to define the goods or services they wish to procure
and, on the other hand, for the bidding companies to design their tendering offer
accordingly. This, in turn, undermines confidence in the procurement system. As
pointed out by Weber / Menoud legal uncertainty regarding the GPA (and fear from
unforeseeable legal consequences) is one of the principle reasons that leads con-
tracting authorities to refrain from implementing GPP.1
Working from this background, this thesis aims to overcome legal uncertainties
that still surround national GPP regarding its compatibility with the GPA. In a first
step, the pertinent provisions of the GPA will be assessed within the broader context
of general WTO law and jurisprudence to draw conclusions on the interpretive
scope potentially granted by a Panel or the Appellate Body. In a second step, this
thesis assesses the implementation laws of both the EU and Switzerland. This will
serve the goal of formulating concrete policy recommendations for Switzerland
(and other Signatory States) on how to design GPP laws and practices in accordance
with the GPA.
Thereby, this thesis also serves to illustrate the interaction mechanisms between
the WTO and its Member States. Based on the example of Switzerland it shows how
sovereign states proceed to implement their obligations arising from international
law, in a field that has practical implications even on the communal level. Moreover,
the analysis of the implementation of the GPA in Switzerland, focusing on the
1
Weber / Menoud, 185.
1.3 Research Questions 3
specific example of GPP, also highlights how potential conflicts between interna-
tional (trade) rules and domestic (environmental) policies can be reconciled.
A look at the amount of existing literature on GPP presents a mixed picture:
while in the EU there is extensive literature,2 this is not the case in other GPA coun-
tries such as Switzerland, Japan or the US.3 Nevertheless, scholars from the
European Union (EU) mainly focus on GPP and its compatibility with the EU leg-
islative framework. The question of compatibility with the GPA seems to be of little
interest. Scholars of international law, on the other hand, seem to leave the question
of GPP aside and rather focus on the more classical issues of international public
procurement, such as coverage of the revised GPA 2012, market liberalization, or
issues of membership.4
In Switzerland, GPP is a little researched topic. Although literature on public
procurement does not fail to mention the GPA as an important source of law, an
exact analysis taking into consideration issues of general WTO law, especially juris-
prudence, has not been conducted so far. This explains why GPP remains a conten-
tious issue, whereby WTO law is often argued to be an impeding instead of an
enabling factor, despite the changed legal situation under the GPA 2012.
This thesis will be guided by a set of research questions, whose answers will serve
to meet the research goal. Each of these questions addresses a different layer of
governance, namely the international, regional and domestic level.
The starting point of this thesis is the fundamental question of what scope the
revised GPA leaves for GPP. However, the GPA is a framework agreement that
becomes fully effective only through implementation on the domestic (or in the case
of the EU, regional) level. Since the WTO does not set forth requirements on how
to transpose the GPA, but leaves implementation to its signatory parties, it is
interesting to compare how various Signatory States use the respective scope and
leeway given to them under the GPA.
2
See ex multis, Arrowsmith / Kunzlik, passim; Sjåfjell / Wiesbrock, passim, or Semple 2015, passim.
3
Although some countries have published GPP recommendations for procurement officials, these
guidelines typically adopt a practitioner’s perspective and do not elaborate on dogmatic legal
aspects.
4
See for example Arrowsmith 2003, Reich 2009, passim; Anderson / Arrowsmith, passim, or
Evenett / Hoekman, passim, or Georgopoulos / Hoekman / Mavroidis, passim.
4 1 Introduction
1.3.1 WTO
In a first step, identifying the various GPP elements that have found their way into
the GPA 2012 will help to get a clear understanding of what instruments the GPA
provides for the consideration of GPP. The first research question in this regard
takes a look at the changed wording of the law:
• Which GPP provisions have been introduced by the GPA 2012 revision?
In a second step, these GPP provisions will be analyzed behind the background
of the various non-discrimination principles enshrined in WTO law. The question
that will guide this analysis is:
• What limits do the various non-discrimination provisions of WTO law
pose to GPP?
In line with the general rules of treaty interpretation,5 these provision have to be
analyzed in order to make assumptions (albeit hypothetical ones) about the ways in
which the WTO adjudicatory bodies would interpret their wording. Accordingly, the
sub-question asked in this regard is:
• How would a Panel or the Appellate Body interpret the wording of the pertinent
GPA provisions?
Due to the lack of case law on the GPA, this question can only be answered by
looking at the decisions of the adjudicatory bodies within the context of the multi-
lateral WTO agreements, namely the General Agreement on Tariffs and Trade
(GATT), the General Agreement on Trade in Services (GATS) or the Agreement on
Technical Barriers to Trade (TBT). Since WTO adjudicatory bodies may only devi-
ate from former case-law when “cogent reasons” to do so exist,6 assessing the inter-
pretative approaches of the multilateral agreements will make it possible to draw
conclusions on potential interpretive approaches of GPA.
1.3.2 EU
The EU is an important party to the GPA as all of its 28 Member States are bound
by the GPA (although the EU counts as a single party). Moreover, the EU is known
as an important advocator of GPP. Therefore, its ways of implementing GPP can
provide important insights on how to balance GPP with the requirements of non-
discrimination, also for other GPA parties, such as Switzerland. To this aim the
following questions will guide the research in Part III:
5
See below, next chapter.
Appellate Body Report, United States – Final Anti-Dumping Measures on Stainless Steel from
6
• How are the GPA’s non-discrimination and GPP elements transposed into EU
public procurement legislation?
This question will be assessed by looking at the text of revised public procure-
ment directives. In addition, case-law and developments at policy level will also be
taken into account.
1.3.3 Switzerland
Switzerland has been a Signatory State of the GPA from the beginning. However,
unlike all the other GPA Parties, Switzerland has not ratified the GPA 2012 as of
2020. The reason for this delay is that the GPA ratification was taken as an opportu-
nity to simultaneously reform domestic public procurement law. This process of
total reform has proven to be a lengthy one, since it requires consolidation by many
stakeholders at various federal levels.
This total reform comes with significant changes for GPP: for the first time, GPP
elements are now mentioned in the Swiss public procurement law. Moreover, the
law also provides guidelines on how to conduct GPP in line with principles of non-
discrimination and best value for money. Nevertheless, GPP is a relatively new issue
under Swiss law, and there is still great legal uncertainty, especially concerning its
compatibility with the GPA. Behind this background, the following research ques-
tion will guide the analysis in Part IV:
• How does Switzerland implement the GPA in general and GPP elements in par-
ticular within the course of its total reform?
Thereby, the focus lies on an assessment of the legal text, i.e. the provisions of
the legislative proposal for a revised Swiss public procurement law. This not only
provides practical solutions for GPP in line with the GPA, but also illustrates the
legislative mechanisms of interaction between the WTO and its Member States.
1.4 Methods
To interpret the scope of the new legal provisions on GPP in the GPA, it is necessary
to adopt a textual analysis following the general rules on treaty interpretation
inscribed in the Vienna Convention on the Law of Treaties (VCLT).
The VCLT is of major relevance when interpreting WTO law: it has long been
acknowledged by WTO jurisprudence that Articles 31 and 32 VCLT are “customary
rules of interpretation of public international law” within the meaning of Article 3.2
6 1 Introduction
The first step is to identify the “ordinary meaning” of the analyzed provision.
This can be complex, because words have usually more than one meaning.10
Therefore, the elements of “context” and “object and purpose” are also taken into
consideration.
The identification of the “ordinary meaning” is easy, when the analyzed treaty/
agreement has a definition catalogue (which is now the case in Article 1 of the
GPA). Nevertheless, the majority of important key terms remain without legal defi-
nition, which makes it necessary to resort to jurisprudence.
However, since jurisprudence under the GPA remains scarce (the new GPA 2012
has so far not been subject to scrutiny by a Panel or the Appellate Body), it is neces-
sary to refer to jurisprudence under the other (multilateral) WTO Agreements. This
approach complies with the VCLT, since Article 31.1(a) expressly states that
The context (…) shall comprise, in addition to the text (…) (a): any agreement relating to
the treaty which was made between all the parties in connection with conclusion of
the treaty.
7
Article 3.2 DSU states, inter alia, that the WTO dispute settlement mechanism (DSM) “serves to
preserve the rights and obligations of Members under the covered agreements, and to clarify the
existing provisions of those agreements in accordance with customary rules of interpretation of
public international law” (emphasis added).
8
Appellate Body Report, United States – Standards for Reformulated and Conventional Gasoline,
WT/DS2/AB/R, adopted 20 May 1996 [US – Gasoline], 17.
9
See e.g. Appellate Body Report, Japan – Taxes on Alcoholic Beverages, WT/DS8/AB/R, WT/
DS10/AB/R, WT/DS11/AB/R, adopted 1 November 1996 [ABR, Japan – Alcoholic Beverages
II], 11.
10
Schwarzenberger, 219.
11
Gardiner, 186.
12
Appellate Body Report, Canada – Measures Affecting the Export of Civilian Aircraft, WT/DS70/
AB/R, adopted 20 August 1999 [ABR, Canada – Aircraft], para. 153.
1.4 Methods 7
serve as relevant context, e.g. other agreements that were concluded between all the
GPA parties, or at least between the two parties involved in a dispute (Article 31.2(b)
VCLT).13 Furthermore, the Preamble or other provisions, titles, punctuation and
syntax of a treaty (or related treaties) may serve as relevant context.14
As indicated by the last word of Article 31.1 VCLT, it is important that a term is
not only interpreted by its literal meaning, but also by its “objective and purpose”.15
The Appellate Body reiterated on various occasions that an interpretation of an
agreement in light of its “objective and purpose” avoids an unnecessarily narrow
interpretation.16
If the three elements in Article 31 VCLT would still leave the meaning of the
respective provision unclear or lead to “absurd or unreasonable” conclusions,
Article 32 VCLT allows recourse to “supplementary means of interpretation, such
as preparatory work”. Consequently, the negotiation history of the GPA will be
considered within the framework provided for in Article 32 VCLT. Other supple-
mentary sources could include academic books or articles, case reviews or country
reports.
The GPA, like any WTO agreement, is constituted as a framework law and, as such,
merely sets forth objectives and minimal standards to be adhered to. Signatory
States generally have broad discretionary power when it comes to the implementa-
tion of the GPA rules in their domestic laws.
In some GPA Signatory States, as it tends to be the case in Switzerland, this dis-
cretion has led to confusions with regard to the implementation of GPP laws and
policies. Consequently, procuring authorities have often refrained from introducing
environmental (“green”) criteria in their tender requirements, for fear of a potential
violation of WTO law. To highlight and delineate the scope for GPP within the GPA,
this thesis thus compares Swiss implementation laws with the implementation laws
of the EU, another GPA signatory.
13
In an environmental context this most importantly concerns multilateral environmental agree-
ments (MEA) or treaties based on the United Nations Framework Convention on Climate Change
(UNFCCC).
14
See Gardiner, 197 – 210; Cook, 15.4.
15
This third element Article 31.1 VCLT, although consisting of two different words, is commonly
understood as one term, see e.g. Gardiner, 213.
16
Appellate Body Report, United States – Import Prohibition of Certain Shrimp and Shrimp
Products, WT/DS58/AB/R, adopted 6 November 1998 [ABR, US – Shrimp], para. 114; Appellate
Body Report, United States – Definitive Anti-Dumping and Countervailing Duties on Certain
Products from China, WT/DS379/AB/R, adopted 25 March 2011 [ABR, US – Anti-Dumping and
Countervailing Duties (China)], paras. 8.75-8.76. ABR, US – Shrimp, paras. 129–131.
8 1 Introduction
Thereby, the EU will serve as the base of comparison, notwithstanding the fact
that the EU regulates only on a regional, and not on a domestic level. Like the GPA,
the EU’s public procurement directives are only the framework regulations (with the
primary aim of strengthening the internal market), while public procurement usu-
ally takes place at a (sub-) national level. Although a comparison between the EU as
a supranational body and Switzerland as a sovereign state can only be illustrative, it
nevertheless provides valuable insights. First of all, the EU is known to be taking a
lead role in global climate change mitigation, and in the same line, also is a driving
force in GPP implementation. Secondly, Swiss law has traditionally always had
strong ties to EU law, due to its geographic proximity and its technical connection
to the EU internal market. Thirdly, Switzerland is characterized by a strongly feder-
alist structure. Since public procurement typically takes place on a cantonal or even
communal level, the regulatory situation can, to some degree, still be comparable.
The comparison with EU laws and practices is thus expected to provide useful
insight in terms of an illustrative “best-practice” example.
Thereby, this thesis does not claim to be universal and pursue a purely compara-
tive approach. The comparison of the two different legislations within the EU and
Switzerland is a very limited one; a comparison based on a more extensive sample
encompassing a bigger number (or even all) of the GPA Member States would,
however, go beyond the scope of this thesis.
The effectiveness of GPP strongly depends on the way they are applied in the indi-
vidual tendering process. It is thus important to consider the practical perspective
and experiences of procuring entities.
Therefore, apart from the textual analysis, this thesis has greatly benefited from
the opportunity to interact with experts and practitioners, who were willing to share
their expertise in the field of GPP. Those meetings have been extremely helpful and
have provided a better understanding of the practical context in which GPP policies
and practices are developed and applied in the “real world”. Thereby, the thesis does
not claim to constitute qualitative or quantitative research. The interviews conducted
were of an informal nature; they provided guidelines for interpretation and helped
to understand the practical constraints in establishing or enforcing GPP.
1.5 Limitations
Public procurement is a complex subject: it is relevant not only on a legal, but also
on an economic, political and social level. Furthermore, in the case of GPP, environ-
mental natural science also plays a significant role to assess the environmental
effectiveness of various GPP measures. The analysis of this thesis, however, focuses
1.6 Outline 9
on one aspect of public procurement and GPP, namely the aspect of regulation. It
conducts a legal analysis, relying on the limited methods of treaty interpretation and
drawing on the legal literature.
Further limits are posed by language. Public procurement legislations all over the
world are characterized by fragmentation. The same applies to public procurement
jargon. While the EU commonly refers to the term “public procurement”, American
scholars mainly speak of “government procurement” (and “public contracting”).
This is also the predominant term used in a WTO context, and consequently, the
term used in the English version of Swiss official documents.17 This thesis uses both
terms analogously. Moreover, literature shows a broad variety in addressing the
various actors engaged in public procurement. For reasons of consistency, this the-
sis mainly refers to the public buyer as “procuring entity” or “contracting authority”
and to the private provider as “supplier” or “tenderer” (and, if the context required
it, “bidder” or “economic actor”).
Finally, this thesis is up to date as of spring 2020. Jurisprudence, literature and
legislative developments have been considered until 29 March 2019 and punctually
complemented until April 2020, legislative developments in Switzerland have been
considered until the final adoption of the Swiss public procurement law in 2019.
1.6 Outline
This thesis is structured in four parts. Part I starts by providing the conceptual
framework for GPP. Chapter 2 briefly outlines the underlying concept of public
procurement, in order to draw a picture of the potential of conflict between interna-
tional procurement and horizontal policies. This is necessary to understand the big-
ger picture surrounding the debate about GPP. Chapter 3 then continues to introduce
the concept of GPP, by discussing its role as an environmental policy measure and
by providing practical examples of application and by introducing the basic instru-
ments of implementation.
Part II addresses GPP in the context of international trade law, in particular
within the framework of WTO law. It will start in Chap. 4 with embedding GPP in
the broader context of the general “trade and environment” debate that surrounds
the question of compatibility of trade law with environmental measures. To this aim,
it also provides examples of regulatory approaches of GPP in international public
procurement regimes other than the GPA. Chapter 5 discusses why not only the
GPA but also the multilateral agreements of the WTO may be relevant for
GPP. Chapter 6 constitutes the key chapter of this thesis, providing a detailed analy-
sis of the GPA’s non-discrimination principle on the one hand, and the GPP provi-
sions on the other hand. This serves to delineate the scope of the GPA for
17
For legal texts or designations in German, this thesis has referred to (official or unofficial) trans-
lations and only in cases where such translations did not exist on the author’s own translation.
10 1 Introduction
I say, Lord Sigismund who had given the expedition its decent air of
being just an aristocratic whim, stamped it, marked it, raised it altogether
above mere appearances. He was a Christian gentleman; more, he was the
only one of the party who could cook. Were we, then, to be thrown for future
sustenance entirely on Jellaby’s porridge?
That afternoon, dining in the mud of the deserted farmyard, we had
sausages; a dinner that had only been served once before, and which was a
sign in itself that the kitchen resources were strained. I have already
described how Jellaby cooked sausages, goading them round and round the
pan, prodding them, pursuing them, giving them no rest in which to turn
brown quietly—as foolish a way with a sausage as ever I have seen. For the
second time during the tour we ate them pink, filling up as best we might
with potatoes, a practice we had got quite used to, though to you, my
hearers, who only know potatoes as an adjunct, it will seem a pitiable state
of things. So it was; but when one is hungry to the point of starvation a hot
potato is an attractive object, and two hot potatoes are exactly doubly so.
Anyhow my respect for them has increased tenfold since my holiday, and I
insist now on their being eaten in much larger quantities than they used to be
in our kitchen, for do I not know how thoroughly they fill? And servants
quarrel if they have too much meat.
“That is poor food for a man like you, Baron,” said Menzies-Legh,
suddenly addressing me from the other end of the table.
He had been watching me industriously scraping—picture, my friends,
Baron von Ottringel thus reduced—scraping, I say, the last remnants of the
potatoes out of the saucepan after the ladies had gone, accompanied by
Jellaby, to begin washing up.
It was so long since he had spoken to me of his own accord that I paused
in my scraping to stare at him. Then, with my natural readiness at that sort of
thing, I drew his attention to his bad manners earlier in the afternoon by
baldly answering “Eh?”
“I wonder you stand it,” he said, taking no notice of the little lesson.
“Pray will you tell me how it is to be helped?” I inquired. “Roast goose
does not, I have observed, grow on the hedges in your country.” (This, I felt,
was an excellent retort.)
“But it flourishes in London and other big towns,” said he—a foolish
thing to say to a man sitting in the back yard of Frogs’ Hole Farm. “Have a
cigarette,” he added; and he pushed his case toward me.
I lit one, slightly surprised at the change for the better in his behaviour,
and he got up and came and sat on the vacant camp-stool beside me.
“Hunger,” said I, continuing the conversation, “is the best sauce, and as I
am constantly hungry it follows that I cannot complain of not having enough
sauce. In fact, I am beginning to feel that gipsying is a very health-giving
pursuit.”
“Damp—damp,” said Menzies-Legh, shaking his head and screwing up
his mouth in a disapproval that astonished me.
“What?” I said. “It may be a little damp if the weather is damp, but one
must get used to hardships.”
“Only to find,” said he, “that one’s constitution has been undermined.”
“What?” said I, unable to understand this change of attitude.
“Undermined for life,” said he, impressively.
“My dear sir, I have heard you myself, under the most adverse
circumstances, repeatedly remark that it was healthy and jolly.”
“My dear Baron,” said he, “I am not like you. Neither Jellaby, nor I, nor
Browne either, for that matter, has your physique. We are physically,
compared to you—to be quite frank—mere weeds.”
“Oh, come now, my dear sir, I cannot permit you—you undervalue—of
slighter build, perhaps, but hardly——”
“It is true. Weeds. Mere weeds. And my point is that we, accordingly, are
not nearly so likely as you are to suffer in the long run from the privations
and exposure of a bad-weather holiday like this.”
“Well now, you must pardon me if I entirely fail to see——”
“Why, my dear Baron, it’s as plain as daylight. Our constitutions will not
be undermined for the shatteringly good reason that we have none to
undermine.”
My hearers will agree that, logically, the position was incontrovertible,
and yet I doubted.
Observing my silence, and probably guessing its cause, he took up an
empty glass and poured some tea into it from the teapot at which Frau von
Eckthum had been slaking her thirst in spite of my warnings (I had, alas, no
right to forbid) that so much tea drinking would make her still more liable to
start when suddenly addressed.
“Look here,” said he.
I looked.
“You can see this tea.”
“Certainly.”
“Clear, isn’t it? A beautiful clear brown. A tribute to the spring water
here. You can see the house and all its windows through it, it is so perfectly
transparent.”
And he held it up, and shutting one eye stared through it with the other.
“Well?” I inquired.
“Well, now look at this.”
And he took another glass and set it beside the first one, and poured both
tea and milk into it.
“Look there,” he said.
I looked.
“Jellaby,” said he.
I stared.
Then he took another glass, and poured both tea and milk into it, setting it
in a line with the first two.
“Browne,” said he.
I stared.
Then he took a fourth glass, and filled it in the same manner as the
second and third and placed it at the end of the line.
“Myself,” said he.
I stared.
“Can you see through either of those three?” he asked, tapping them one
after the other.
“No,” said I.
“Now if I put a little more milk into them”—he did—“it makes no
difference. They were muddy and thick before, and they remain muddy and
thick. But”—and he held the milk jug impressively over the first glass—“if I
put the least drop into this one”—he did—“see how visible it is. The
admirable clearness is instantaneously dimmed. The pollution spreads at
once. The entire glass, owing to that single drop, is altered, muddied,
ruined.”
“Well?” I inquired, as he paused and stared hard at me.
“Well?” said he. “Do you not see?”
“See what?” said I.
“My point. It’s as clear as the first glass was before I put milk into it. The
first glass, my dear Baron, is you, with your sound and perfect constitution.”
I bowed.
“Your splendid health.”
I bowed.
“Your magnificent physique.”
I bowed.
“The other three are myself, and Jellaby, and Browne.”
He paused.
“And the drop of milk,” he said slowly, “is the caravan tour.”
I was confounded; and you, my hearers, will admit that I had every
reason to be. Here was an example of what is rightly called irresistible logic,
and a reasonable man dare not refuse, once he recognizes it, to bow in
silence. Yet I felt very well. I said I did, after a pause during which I was
realizing how unassailable Menzies-Legh’s position was, and endeavouring
to reconcile its unassailableness with my own healthful sensations.
“You can’t get away from facts,” he answered. “There they are.”
And he indicated with his cigarette the four glasses and the milk jug.
“But,” I repeated, “except for a natural foot-soreness I undoubtedly do
feel very well.”
“My dear Baron, it is obvious beyond all argument that the more
absolutely well a person is the more easily he must be affected by the
smallest upset, by the smallest variation in the environment to which he has
got accustomed. Paradox, which plays so large a part in all truths, is rampant
here. Those in perfect health are nearer than anybody else to being seriously
ill. To keep well you must never be quite so.”
He paused.
“When,” he continued, seeing that I said nothing, “we began caravaning
we could not know how persistently cold and wet it was going to be, but
now that we do I must say I feel the responsibility of having persuaded you
—or of my sister-in-law’s having persuaded you—to join us.”
“But I feel very well,” I repeated.
“And so you will, up to the moment when you do not.”
Of course that was true.
“Rheumatism, now,” he said, shaking his head; “I greatly fear
rheumatism for you in the coming winter. And rheumatism once it gets hold
of a man doesn’t leave him till it has ravaged each separate organ, including,
as everybody knows, that principal organ of all, the heart.”
This was gloomy talk, and yet the man was right. The idea that a holiday,
a thing planned and looked forward to with so much pleasure, was to end by
ravaging my organs did not lighten the leaden atmosphere that surrounded
and weighed upon Frogs’ Hole Farm.
“I cannot alter the weather,” I said at last—irritably, for I felt ruffled.
“No. But I wouldn’t risk it for too long if I were you,” said he.
“Why, I have paid for a month,” I exclaimed, surprised that he should
overlook this clinching fact.
“That, set against an impaired constitution, is a very inconsiderable
trifle,” said he.
“Not inconsiderable at all,” said I sharply.
“Money is money, and I am not one to throw it away. And what about the
van? You cannot abandon an entire van at a great distance from the place it
belongs to.”
“Oh,” said he quickly, “we would see to that.”
I got up, for the sight of the glasses full of what I was forced to
acknowledge was symbolic truth irritated me. The one representing myself,
into which he had put but one drop of milk, was miserably discoloured. I did
not like to think of such discolouration being my probable portion, and yet
having paid for a month’s caravaning what could I do?
The afternoon was chilly and very damp, and I buttoned my wraps
carefully about my throat. Menzies-Legh watched me.
“Well,” said he, getting up and looking first at me and then at the glasses
and then at me again, “what do you think of doing, Baron?”
“Going for a little stroll,” I said.
And I went.
CHAPTER XVII
M Y hearers will I hope appreciate the frankness with which I show them
all my sides, good and bad. I do so with my eyes open, aware that some
of you may very possibly think less well of me for having been, for
instance, such a prey to supernatural dread. Allow me, however, to point out
that if you do you are wrong. You suffer from a confusion of thought. And I
will show you why. My wife, you will have noticed, had on the occasion
described few or no fears. Did this prove courage? Certainly not. It merely
proved the thicker spiritual skin of woman. Quite without that finer
sensibility that has made men able to produce works of genius while women
have been able only to produce (a merely mechanical process) young, she
felt nothing apparently but a bovine surprise. Clearly, if you have no
imagination neither can you have any fears. A dead man is not frightened.
An almost dead man does not care much either. The less dead a man is the
more do possible combinations suggest themselves to him. It is imagination
and sensibility, or the want of them, that removes you further or brings you
nearer to the animals. Consequently (I trust I am being followed?) when
imagination and sensibility are busiest, as they were during those moments I
lay waiting and listening in my berth, you reach the highest point of
aloofness from the superiority to the brute creation; your vitality is at its
greatest; you are, in a word, if I may be permitted to coin an epigram, least
dead. Therefore, my friends, it is plain that at that very moment when you
(possibly) may have thought I was showing my weakest side I was doing the
exact opposite, and you will not, having intelligently followed the argument,
say at the end of it as my poor little wife did, “But how?”
I do not wish, however, to leave you longer under the impression that the
deserted farmhouse was haunted. It may have been of course, but it was not
on that night of last August. What was happening was that a party from the
parsonage—a holiday party of young and rather inclined to be noisy people,
which had overflowed the bounds of the accommodation there—was
utilizing the long, empty front room as an impromptu (I believe that is the
expression) ball-room. The farm belonged to the pastor—observe the fatness
of these British ecclesiastics—and it was the practice of his family during
the holidays to come down sometimes in the evening and dance in it. All this
I found out after Edelgard had dressed and gone across to see for herself
what the lights and stamping meant. She insisted on doing so in spite of my
warnings, and came back after a long interval to tell me the above, her face
flushed and her eyes bright, for she had seized the opportunity, regardless of
what I might be feeling waiting alone, to dance too.
“You danced too?” I exclaimed.
“Do come, Otto. It is such fun,” said she.
“With whom did you dance, may I inquire?” I asked, for the thought of
the Baroness von Ottringel dancing with the first comer in a foreign farm
was of course most disagreeable to me.
“Mr. Jellaby,” said she. “Do come.”
“Jellaby? What is he doing there?”
“Dancing. And so is everybody. They are all there. That’s why their
caravans were so quiet. Do come.”
And she ran out again, a childishly eager expression on her face, into the
night.
“Edelgard!” I called.
But though she must have heard me she did not come back.
Relieved, puzzled, vexed, and curious together, I did get up and dress,
and on lighting a candle and looking at my watch I was astonished to find
that it was only a quarter to ten. For a moment I could not credit my eyes,
and I shook the watch and held it to my ears, but it was going, as steadily as
usual, and all I could do was to reflect as I dressed on what may happen to
you if you go to bed and to sleep at seven o’clock.
And how soundly I must have done it. But of course I was unusually
weary, and not feeling at all well. Two hours’ excellent sleep, however, had
done wonders for me so great are my recuperative powers, and I must say I
could not help smiling as I crossed the yard and went up to the house at the
remembrance of Menzies-Legh’s glass of tea. He would not see much milk
about me now, thought I, as I strode, giving my moustache ends a final
upward push and guided by the music, into the room in which they were
dancing.
The dance came to an end as I entered, and a sudden hush seemed to fall
upon the company. It was composed of boys and young girls attired in
evening garments next to which the clothes of the caravaners, weather-
beaten children of the road, looked odd and grimy indeed. The tender lady, it