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Gandhi and the
Psychology
of Nonviolence,
Volume 2
Applications across Psychological Science
V. K. Kool · Rita Agrawal
Gandhi and the Psychology of Nonviolence,
Volume 2
“Vinod Kool has once again provided us with groundbreaking new under-
standings of sides of nonviolence in the Gandhian tradition few have paid
attention to. These two volumes cover an impressive wide range of topics
and each of them combines thorough studies of the sources with recent
scientific discoveries in psychology and medicine.
Both volumes of Gandhi and the Psychology of Nonviolence must be
obligatory reading for anyone who wants to understand how the Gandhian
“experiments with Truth” have developed into the most important force
in societal conflicts globally. All engaged citizens, activists, politicians,
researchers, and students should include these books in their curriculum.
Kool and Agrawal provide food for thought on most of the important
questions humanity is facing today including the 2020 pandemic.
Reserve space in your book shelves for these books. When you have read
them you will achieve a more nuanced view on Gandhi and nonviolence
than you can imagine.”
—Jørgen Johansen, Deputy Editor, Journal of
Resistance Studies, Sweden
“Those of us in peace psychology take pride in how much our field covers
almost all other approaches in psychology. In these two volumes, this is
done with a focus on Gandhian psychology. The wide range and depth of
coverage offers a must read for everyone who wants to be familiar with
Gandhi or who wants to be well-versed in peace psychology.”
—Rachel MacNair, Director of the Institute for Integrated Social
Analysis for Consistent Life, USA, President of the American
Psychological Association’s Division of Peace Psychology
(2013), and author of Religions and Nonviolence:
The Rise of Effective Advocacy for Peace (2015)
V. K. Kool • Rita Agrawal
© The Editor(s) (if applicable) and The Author(s), under exclusive licence to Springer
Nature Switzerland AG 2020
This work is subject to copyright. All rights are solely and exclusively licensed by the
Publisher, whether the whole or part of the material is concerned, specifically the rights of
translation, reprinting, reuse of illustrations, recitation, broadcasting, reproduction on
microfilms or in any other physical way, and transmission or information storage and retrieval,
electronic adaptation, computer software, or by similar or dissimilar methodology now
known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc. in this
publication does not imply, even in the absence of a specific statement, that such names are
exempt from the relevant protective laws and regulations and therefore free for general use.
The publisher, the authors and the editors are safe to assume that the advice and information
in this book are believed to be true and accurate at the date of publication. Neither the
publisher nor the authors or the editors give a warranty, expressed or implied, with respect
to the material contained herein or for any errors or omissions that may have been made.
The publisher remains neutral with regard to jurisdictional claims in published maps and
institutional affiliations.
This Palgrave Macmillan imprint is published by the registered company Springer Nature
Switzerland AG.
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Prologue to Volume 2
v
vi PROLOGUE TO VOLUME 2
the inside of their Dutch homes are visible from the outside, the residents
do not cover their windows for privacy. This attitude is, in many ways, akin
to the Protestant religious tradition of Calvinism which stipulates that
there is nothing to hide: we are the same, both from the inside and from
the outside. Since psychologists, often, do not tell subjects the real pur-
pose of the experiment until the debriefing session is conducted after the
experiment is over, Gandhi would not have been a willing and cooperative
subject in a psychology experiment, let alone the famous Milgram experi-
ment. What is the reason for such an attitude? The reason is that for
Gandhi, any achievement of goals is contingent upon the fairness of the
means; otherwise, no matter how great the success, in the absence of pious
means, it is harmful and carries a poor message for humanity. Gandhi
would have told the Yale professor Milgram to learn from the Dutch.
As stated in the Preface of Volume 1 of this book, people do not become
saints overnight. It is only through their struggles, both within and with-
out, that they learn, they grow and they evolve. The same was the case
with Gandhi, and one of the important objectives of this book was to
delve into the experiences that made him a Mahatma (saint) for the great
Indian poet Rabindranath Tagore and Bapu (father) for the teeming
masses that followed him, through thick and thin. Another objective of
this book was an analysis of Gandhi’s creed of nonviolence and to study it
in the context of twenty-first-century empirical research and theory in psy-
chology. Further, we felt a need to establish the idea that Gandhi’s ahimsa
or nonviolence was not only in a class of its own, but that it was based on
sound principles derived from the multifarious experiments Gandhi con-
ducted on himself and “Truth.” In sum, the majority of books of psychol-
ogy, including those on social psychology, reveal that the brunt of the
focus has been on people characterized by aggression and even violence,
with those who choose nonviolence as their characteristic mode of reac-
tion receiving negligible attention. In contrast, the present book, offered
in two volumes, was written with the aim of highlighting the psychology
of nonviolence, with specific reference to Gandhi. While the significance
of concepts such as self-control and moral inclusion have been noted rela-
tively recently in the field of psychology, Gandhi had long put them in the
backyard of psychology, on the basis of his social “experiments.” There is
much to learn from his life and philosophy, which can be used to enrich
the content of modern psychology in general and well-being in particular.
In view of the above-stated objectives, Volume 1 of this book, entitled,
Gandhi and the Psychology of Nonviolence: Scientific Roots and Development,
PROLOGUE TO VOLUME 2 vii
comprised eight chapters through which we traced the scientific roots and
development of Gandhi’s nonviolence and the ways in which it has been
validated by empirical research in psychology. The volume started with the
beginning of our journey in the area of nonviolence and how we were
intrigued not by those subjects who obeyed the orders of Milgram but by
those who chose to disobey: their psychology, personality and dynamics of
behavior. We found a close similarity between these disobeying subjects
and people characterized by nonviolent tendencies. Throughout human
history, we find examples of people who have resisted powerful situations
eliciting compliance, such as acting against oppression, unfair laws and
other adverse social situations. According to Zimbardo (2004), while such
unsung heroism at individual levels is manifested everywhere, a few among
them broaden their mission and address social issues at large. One such
hero is Mohandas Karamchand Gandhi, who, through his nonviolent
technique popularly known as Satyagraha, offered to shape human behav-
ior by being morally inclusive, displaying utmost self-control and con-
stantly learning to monitor nonviolent behavior while facing oppression
and aggression by the adversary.
The natural sequel in Chap. 2 of the volume was the analysis of the
disobedient Gandhi, and his early life and experiences which molded him
and helped him develop a deep interest in nonviolence as the guiding
principle of his life, as the Truth, which was to become his God and his
religion. The chapter also contains descriptions of the many people who
were influenced by him. The next chapter, Chap. 3 deals with an aspect
which is very dear to us, focusing on interviews we conducted with mem-
bers of Gandhi’s family and other survivors of the Gandhi era, the majority
being over eighty years of age. These interviews brought us, personally
speaking, very close to Gandhi and helped us gain deep insight into his
ideas and philosophy. While Chap. 4 attempted to look into the building
blocks of Gandhi’s nonviolence, Chap. 5 established the idea that nonvio-
lence is nothing new, “it is as old as the hills,” as professed by Gandhi, by
looking into the depths of the evolutionary history of humanity, along
with the neuroanatomical and neurophysiological basis of many of the
attributes of Gandhi’s nonviolence, including those of empathy, love, jus-
tice and self-control. The next chapter, namely, Chap. 6, was devoted to
the delineation of the nonviolent personality and to show that nonvio-
lence is a more or less stable dimension of human personality. As such it is
amenable to measurement, much like other traits of personality. Various
scales, including the Nonviolence Test (NVT) and the Teenage
viii PROLOGUE TO VOLUME 2
been dealt with in depth, with gleanings from recent research in educa-
tional psychology and character building and socio-emotional develop-
ment. A Nai Talim school that is grounded in the very traditions of Gandhi
and his followers is described in detail. Chapter 3 makes an attempt to
clear the myth of Gandhi’s nonacceptance of machines and technology,
discussing the reasons for his supposed “distaste” for machines and his
“obsession” with the spinning wheel. Gandhi had great foresight and
could foresee many of the negative effects of technology that the world is
witnessing today. These have been analyzed in the light of empirical
research in the nascent field of psychology of technology and its future
trajectories, in the context of many of the technology-related problems of
today. Gandhi set up a number of communities in the form of ashrams,
settlements and farms. While many other communities especially estab-
lished along the lines of specific principles have often failed to sustain
themselves, those set up by Gandhi were highly successful. The ways in
which they were managed under the capable and charismatic leadership of
Gandhi provide many a lesson for the twenty-first-century manager and
the student of organizational behavior and conflict resolution. Thus,
Chap. 4 deals with the implications of Gandhi’s creed of nonviolence for
the understanding of organizational behavior. At the same time, these
communities offer excellent examples of harmonious community living in
the lap of nature.
Chapter 5 deals with how community psychology can learn from
Gandhi and also how the very principles enunciated by Gandhi and fol-
lowed in his communities are validated by current research in community
psychology. The lessons for moral inclusion, the eradication of prejudice
and discriminatory practices and the creation of a strong culture are delin-
eated through an analysis of the ways in which Gandhi attempted to solve
these problems. Gandhi’s focus on the village system in the form of oce-
anic circles is discussed in the light of current research in the computa-
tional limits of the human brain. A salient feature of Gandhi’s life and
work was his emphasis on pure means, means that are morally and ethically
correct.
Chapter 6 deals with the issues of religion and morality in the light of
Gandhi’s principles and how they have been corroborated by recent
research in psychology of religion and morality. The volume ends with
projections for the future, of how Gandhi, with his deep insight into
human psychology, could foresee many of the problems yet to come. The
directions that modern psychology can take, in the perspective of Gandhi’s
PROLOGUE TO VOLUME 2 xi
life and work, have been highlighted. The question raised is whether
Gandhi is relevant in the twenty-first century, and, if so, what are the ways
in which he is relevant. When scientists, as eminent as Einstein, opined
that Gandhi enlightened his mind and UC-Berkeley professor, Nagler,
stated that the laws of nonviolence are more robust than the laws of phys-
ics, we envisage that the psychology of nonviolence, based on scientific
principles enunciated by Gandhi and corroborated by current state-of-the-
art research in psychology, is here to stay, though it has a long way to go.
The foundation has been laid by Gandhi, it is up to psychology and its
sister disciplines to construct and develop the structure.
In this volume, we have navigated through and sampled several domains
of human life including, but not limited to, religion, technology, educa-
tion, organizational behavior, climate change and community living, in
the context of Gandhi’s contributions. Finally, in the concluding chapter
on modern psychology and Gandhi in the twenty-first century, we have
begun by stating the extent to which Gene Sharp was correct when he
advised social scientists, including psychologists, to focus on what Gandhi
had offered to us in order to grow and improve our theories and applica-
tions. While we understand that several Gandhian concepts are deeply
rooted in the ethos of the Indian culture, we have attempted to present
the material in both the volumes in an easy, simple manner, such that it
should not be difficult for either the technical or the nontechnical reader
to grasp the psychological underpinnings of Gandhi’s life and work. We
considered this aspect to be of considerable importance having noticed
the difficulties often faced by students, members of the public and others,
when we delivered lectures in the classrooms or participated in discussions
in public fora across the continents. As such, we have restricted technical
jargon to the minimum and have sought to explain Indian terms and con-
cepts, as simply as possible, so that the uninitiated reader does not get
intimidated by exotic and ethnic expressions.
xiii
xiv Contents
Author Index319
Subject Index327
List of Figures
xix
List of Boxes
xxi
xxii List of Boxes
(continued)
(continued)
the midst of the COVID 19 pandemic, uncertainties about the
future, definitely, loom large.
Even without the pandemic, the rampant destruction of commu-
nities and the natural habitat, the altering of the environment and
developments in technology, our concerns for the issues regarding
growth of communities and their sustainability, and degradation of
the ecological balance are greater now than ever before with a big
question mark regarding what the future holds for coming genera-
tions. Even experts at the National Science Foundation, USA, clearly
state that the impact of technology is so strong and rapid that it
would be difficult, or almost impossible, to foresee where and to
what it will lead. At such uncertain times, wisdom is the need of the
hour. And, who could be a better person to look up to than one of
the wisest human beings of the previous century, Gandhi—a thinker,
a generalist, a visionary regarding human values and survival, and
above all, a person who led us with simple examples par excellence.
Yes, Gandhi was certainly a generalist, but, in no way, was he a “jack of all
trades.” As this volume clarifies, Gandhi had relevant and cogent ideas for
many fields of human endeavor, including, education, technology and its
development, leadership in organizations, environmental degradation, the
establishment of sustainable communities, the inculcation of moral and
religious values and many more, which are beyond the purview of this
volume. Moreover, he actually put these ideas into practice. While most of
Gandhi’s life (after that night at Pietersmaritzsburg railway station when
he was thrown out of the first-class compartment of the train in which he
was traveling) were spent in fighting against oppression and for the rights
of people, he created, alongside, a values-based system of education, tech-
nology which was appropriate for the times and communities that were
sustainable. The guiding spirit all along was truth, which for him was God,
and which could be followed only through the right means, namely,
ahimsa or nonviolence. Whether in South Africa or in India, for Gandhi,
nonviolence was not a simple pragmatic strategy to be used for the attain-
ment of specific ends. Nonviolence was not even a principle, for Gandhi.
Rather, it was a creed to be exercised in every domain of life and to be
1 ENVIRONMENTAL PSYCHOLOGY: LESSONS FROM GANDHI 3
extended to all forms of life. This was the guiding force behind all his
endeavors—personal, social or political, and was best exemplified by his
steadfast belief in Vasudhaiva Kutumbakam (nature is my family).
Moreover, he was of the firm opinion that Mother Nature provides for all.
It is our selfishness and lack of concern for others that create the problems,
a concern which he voiced through his now famous words, “there is
enough for every man’s need but not for every man’s greed.”
Each man is locked into a system that compels him to increase his herd
without limit—in a world that is limited. Ruin is the destination toward
which all men rush, each pursuing his own best interest in a society that
believes in the freedom of the commons. Freedom in a commons brings
ruin to all. (Hardin 1968, p. 1244)
The same may be said of many other commons: the oceans and rivers,
which are constantly being polluted, leading to the extinction of many
species; the atmosphere, which is being polluted by noxious gases and
airborne particles, not to speak of sound; even free parking spaces and
playgrounds face a similar threat simply because they are part of the com-
mons, being open to all and, yet, not requiring payment.
The tragedy of the commons clarifies the fallacy of Adam Smith’s state-
ment in his book, The Wealth of Nations (1776), that individuals who
pursue their own private interests are so to say, “led by an invisible hand
to promote… the public interest,” (p. 423). The tragedy of the commons
4 V. K. KOOL AND R. AGRAWAL
reveals that humans, left to their own choices, may not always work for
societal good.
Today, in the year 2020, almost five decades since Hardin professed his
ideas, where are we placed? What have we done to Mother Earth through
the tragedy of the commons and various other acts that have led to the
degradation of nature? While Vaughan (2016) presents a long list, we will
enumerate just some of them, enough to show the havoc we have caused.
2. Warming oceans: Much of this increased surface heat has been absorbed
by the oceans, as a result of which we are witnessing a rise of about
0.4 degrees Fahrenheit in the top 700 meters of the ocean, since 1969.
3. Shrinking ice sheets: Would you believe that the once ice-bound
Greenland and the Antarctic are witnessing a massive decrease in mass
of ice sheets, so much so that Greenland has lost an average of 286 bil-
lion tons of ice per year between 1993 and 2016 while the Antarctic
has lost about 127 billion tons during the same period. Further, the
rate of ice mass loss in the Antarctic has tripled in the last decade.
4. Retreating glaciers: Around the world, whether it is in the Himalayas,
the Alps, Andes, Rockies, Alaska or Africa, glaciers are retreating at an
increasingly fast rate.
5. Decreased snow cover: As far as the Northern Hemisphere is concerned,
the amount of spring snow cover has decreased over the past five
decades, and each consecutive year sees the snow to be melting earlier.
6. Rise in sea level: Over the last century, the global sea level has risen by
about eight inches. Further, as in the case of snow cover, one can
understand its enormity, when we consider the finding that the rate of
sea-level rise over the last two decades has been nearly double that over
the last century and is constantly accelerating.
7. Declining Arctic Sea level: Both the extent and the thickness of the
Arctic Sea have declined over the past several decades.
8. Extreme events: The total number of high-temperature events has been
increasing in the USA as also around the world. At the same time, the
number of record low-temperature events is decreasing along with a
rise in the number of intense rainfall events.
9. Ocean acidification: So great has been the effect of the Industrial
Revolution and its aftermath that the acidity of surface ocean waters
has increased about 30%. Most of this is because of humans emitting a
greater amount of carbon dioxide into the atmosphere with the result
that more of it is being absorbed by the ocean.
The NASA report (ibid.) also points to the causes of the above men-
tioned events. According to them, there are at least three principal causes,
the greenhouse effect, human activity and solar irradiance. At the same
time, the Intergovernmental Panel on Climate Change (IPCC), which is
made up of over 1300 scientists from all over the world, has concluded
that changes in solar irradiance cannot alone explain the massive global
6 V. K. KOOL AND R. AGRAWAL
warming taking place. Rather, there is more than 95% probability that
human activities, over the past fifty years or so, are the major cause of
global warming.
What is the prediction for the future? It is definite that the changes
mentioned above will continue through the current century and even
beyond. Temperatures will continue to rise, there will be changes in pre-
cipitation patterns, there will be more droughts and heat waves and hur-
ricanes will become stronger. Amazing though it may seem, the Arctic is
likely to become ice free. A recent review, also, confirms that climate
change is increasing the risk of wildfire such as those seen in Australia
(University of East Anglia 2020).
The Anthropocene
According to Steffen et al. (2011), the antecedents of what is being called
the Anthropocene can be traced to the times of our hominid ancestors a
few million years ago and the complex ways in which they attempted to
influence the environment in their search for food and shelter. Two major
events have often been cited. One is the extinction of large mammals dur-
ing the ice age, while the other is the advent of agriculture leading to mas-
sive deforestation due to which we witnessed the production of greenhouse
gases though in moderate amounts. Recent scientific evidence, however,
shows that it was the Industrial Revolution and the increase in amount of
available energy sources that went a long way in exponentially increasing,
both, the length and the width of human activity. The figures speak for
themselves: while the human population grew from one billion to six bil-
lion between the years 1800 and 2000, energy use during the same period
grew 40-fold while economic production went up fifty times. Steffen and
his colleagues (Steffen et al. 2018), therefore, suggest that the year 1800
can be taken to be the start of the Anthropocene. The rate accelerated,
further, during the two World Wars and it currently seems that we have
entered into Phase 3 of the Anthropocene, characterized by a global
awareness regarding the negative effects of human enterprise and mount-
ing governmental efforts to counteract these effects (Box 1.1).
(continued)
8 V. K. KOOL AND R. AGRAWAL
Not all the winds, the storms and earthquakes and seas and seasons of
the world have done so much to revolutionize the world as he (man),
with the power of an endless life, has done since the day he came forth
upon it and received, as he is most truly declared to have done,
dominion over it. (Bushnell, Sermon on The power of an Endless life,
1860, cf. Hamilton and Grinevald 2015, p. 1)
carried an obituary for the Holocene epoch (Wilson 2016), writing that
the cause of the end of the Holocene was the rapid alteration of the earth’s
ecosystem through nuclear weapons tests, microplastic pollution, in addi-
tion to, agriculture and carbon emission. So significant was this renaming
of the geological period that the Chair of the Working Group, Professor
Zalasienicz, wrote,
By 2017, the foreboding was apparent making people write “we are
now in the midst of the sixth great extinction—named Anthropocene, or
the age of the humans” and “as the authors of this loss, we are doing our
nasty work in a lot of ways” (Kluger 2017, the Time magazine). The
future, too, seemed dark. Astronomer and former President of the Royal
Society, Martin Rees wrote in an article in The Guardian in 2016
(Carrington 2016),
The darkest prognosis for the next millennium is that biological, cyber and
environmental catastrophes could foreclose humanity’s immense potential,
leaving a depleted biosphere.
Climate scientist Professor Chris Rapley, too, warns us about the grav-
ity of the situation. He writes,
Since the planet is our life support—we are essentially the crew of a large
spaceship—interference with its functioning at this level and on this scale
is highly significant. If you or I were the crew of a smaller spacecraft, it
would be unthinkable to interfere with the systems that provide us with
air, water, fodder and climate control. But the shift to the Anthropocene
tells us that we are playing with fire, a potentially reckless mode of behav-
ior which we are likely to come to regret unless we get a grip on the
situation.
So dark is the future that “we can either start to change our ways, or we can
keep going the way we are—at least until the Anthropocene extinction
claims one final species—our own.” (Rapley, quoted by Carrington 2016,
The Guardian)
10 V. K. KOOL AND R. AGRAWAL
For millennia, humans have behaved as rebels against a super power we call
Nature. In the 20th century however, new technology fossil fuels and a fast
growing population resulted in the Great Acceleration of our own powers.
Albeit clumsily, we are taking control of Nature’s realm, from climate to
DNA. We humans are becoming the dominant force for change on earth.
(Crutzen and Schwagerl 2011)
The Noosphere
Evolutionary biologists have clarified that all species on the earth are in a
constant state of flux—changing, adapting and becoming extinct as a
result of the process of gaining mastery over an unkind environment.
Charles Darwin has delineated the very ways through which these evolu-
tionary forces work, focusing on the process of natural selection. While
biological evolution is generally understood as a process for change of
form, another evolution is taking place alongside, with far greater implica-
tions for not only the human race but for the earth in general. This is the
evolution of human consciousness.
Initially conceived by Teilhard and Vernadsky, this evolution is hypoth-
esized as creating a new layer, the Noosphere, outside and above the bio-
sphere. This is the thinking layer, based on increasing encephalization of
the human brain, leading to ever higher levels of intelligence and con-
sciousness. The concept of the Noosphere suggests that humankind is in
an unfinished state as of now and will continue to advance toward a new
awakening, a new awareness.
Another random document with
no related content on Scribd:
Itzcoliuhqui. (From Codex Bologna, sheet 12.)
Codex Vaticanus B.—Sheet 19: He looks out from the open jaws of a stone knife,
which is designed with teeth and the socket of an eye above them. Otherwise he is
pictured as a black Tezcatlipocâ with the yellow cross-bands on his face. The
smoking mirror, the badge of Tezcatlipocâ, is clearly to be discerned. The clouds of
incense reach a great height, and are set with feather-work. He wears the blue nose-
rod from which a little plate falls over the mouth, and he has a white breast-ring.
Codex Borgia.—Sheet 14: In this place he is represented with his hair brushed up on
one side, over the brow, the warrior’s hairdressing, and the forked heron-feather
ornament in his hair, part of the warrior’s dancing attire. The smoking mirror at the
temple is given with great clearness.
[Contents]
Codex Borgia.—The god is indicated by a bundle having a peculiar object with two
black, longitudinal stripes for a head. At the eye-level a bandage is worn, and the
whole is crowned with a hair wig and bound with a double-jewelled fillet. The crown of
the “head” is also indicated by two longitudinal stripes which terminate in an involuted
peak, curving backwards. Two malinalli (grass) stripes are worn as a breast-
ornament, and the lower extremities are draped with a flowing cloth.
General.—The head is more elaborately shown in the Mexican MSS. proper. Through
the peak is thrust a carefully inserted arrow and its anterior edge is evenly notched.
In Codex Telleriano-Remensis and Codex Borbonicus the face of this personage,
who is called by the interpreters “the curved [338]sharp stone,” Itztlacoliuhqui, is
decorated with the gold crescent nasal ornament of Tlazolteotl and the octli-gods.
That this figure is the god of avenging justice is indicated by its bandaged eyes,
which recall the appearance of Tezcatlipocâ-Ixquimilli, or Tezcatlipocâ as god of the
thirteenth day-count. The stone and club were used for punitive purposes, so the
figure symbolic of “justice” was thus represented as a hard stone.
Codex Fejérváry-Mayer.—Itztlacoliuhqui is shown here as of a blue colour, and his
face is painted with blue and white cross-bands instead of yellow and black, like
Tezcatlipocâ. He wears Tezcatlipocâ’s breast-ornament, while in his hair is the forked
adornment of heron-feathers.
MYTHS
“Ytzlacoliuhqui signifies the lord of sin or of blindness, and for this reason they paint
him with his eyes bandaged. They say that he committed sin in a place of the highest
enjoyment and delight, and that he remained naked; on which account his first sign is
a lizard, which is an animal of the ground naked and miserable. He presided over
these thirteen signs, which were all unlucky. They said likewise that if false evidence
should be adduced on any one of these signs it would be impossible to make the
truth manifest. They put to death those who were taken in adultery before his image if
the parties were married; as this not being the case, it was lawful for them to keep as
many women or concubines as they pleased. Ytzalcoliuhqui is a star in heaven which
as they pretend proceeds in a reverse course; they considered it a most portentous
sign, both as concerned with nativities and war. This star is situated at the south.”
“Ytzlacoliuhqui, the lord of sin. Ytzlacoliuhqui was the lord of these thirteen days.
They say he was the god of frost. They put to death before his image those who were
convicted of adultery during these thirteen days; this was the punishment of married
persons both men and women, [339]for, provided the parties were unmarried, the men
were at liberty to keep as many concubines as they pleased.
“Ytzlacoliuhqui was the lord of sin or of blindness, who committed sin in paradise;
they therefore represented him with his eyes bandaged, and his day was accordingly
the lizard and, like the lizard, he is naked. He is a star in heaven which … proceeds
in a backward course with its eyes bandaged. They considered it a great prognostic.
“All these thirteen days were bad, for they affirmed that if evidence should be
adduced in these days it would be impossible to arrive at justice, but they imagined
that justice would be perverted in such a manner that unjust condemnations would
ensue, which was not the case in the days immediately following, when if evidence
was adduced they supposed that justice would be made apparent. They believed that
those who were born on the sign dedicated to him would be sinners and adulterers.”
NATURE AND STATUS
This deity is a variant of Tezcatlipocâ in his character of the obsidian knife, the god of
the stone and therefore of blood, avenging justice, of blinding, of sin, of cold. The
obsidian stone was regarded as the instrument of justice, as has already been stated
in the section on Tezcatlipocâ. The figure became a general symbol of all things hard,
and is therefore explained by the authors of the Interpretative Codices as “the god of
cold.” Frost, ice, or low temperature is in the Sahagun MS. symbolized by a man
wearing the headdress of this deity, which was also worn by Uitzilopochtli at the
ochpanitztli festival, when the knife of sacrifice had such free play. The manner in
which the god is represented in Codex Borbonicus as blindfolded is probably a late
conception of him as the god of justice. But he seems also to have had a stellar
connection which is a little vague.
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[340]
Sahagun MS.—He has the stellar face-painting, and wears a many-pointed crown of
yellow feathers, the lower part of which is white. The front of this white portion ends in
three small globes or bells. At the back is a bow, and he is furnished with an ear-plug
and nose-plug of turquoise. On the head he wears a shell ring like Uitzilopochtli and
Quetzalcoatl, and he holds a narrow striped banner ending in a sort of fleur-de-lis
motif. The shield is blue, inlaid with turquoise mosaic. He has a peculiar skirt with a
train marked with cross-hatchings. The banner he carries is a golden one, and he
also bears the fire-drill. On his face is painted a chaffinch, which composes his face-
mask.
FESTIVAL
See Uitzilopochtli.
Seler identifies the god with the morning star. Sahagun calls him “the messenger” or
“page” of Uitzilopochtli. He acted as “forerunner” of that god at the panquetzalitztli
festival, thus perhaps signifying the manner in which the morning star precedes the
sun. But I think the chaffinch painted upon his face and his general birdlike
appearance may justify us in concluding that he was developed from some such
form. The myth which alludes to Uitzilopochtli as a “little bird” which led the Aztecâ
into Mexico may be a confused form of an older story in which a hero of the name of
Uitzilopochtli may have been spoken of as accepting the augury and following the
flight of a little bird.
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[341]
Sahagun MS. (Biblioteca del Palacio).—The ground of the face-painting is white, but
portions of the face, especially the forehead, nose, and chin, and the region in front of
the ears, are brilliantly coloured. The hair is puffed up and is bound with bands of
quetzal-feathers. The ear-plugs are of gold. The large mantle which almost covers
the body is decorated with the cross-hatching symbolic of water and has the red rim
of the eye-motif. The shield bears the Greek key motif, such as is seen in the tribute-
lists of the Codex Mendoza. In his hand the god bears the bamboo staff of the
merchant or traveller, which typifies his nature and which was worshipped, as being
symbolic of him, by all traders.
FESTIVAL
Arrived at the place where they were to pass the night, the merchants laid their
staves in a heap and drew blood from their ears and limbs, which they offered to it,
burning incense before it, and praying for protection from the dangers of the road. At
the festival of panquetzalitztli, thousands of members of the powerful Pochteca, or
merchant guild, proceeded to the vicinity of Tochtepec, where they invited the
Tlatelolcans of that place to a festival in honour of Yacatecutli. They decorated his
temple and spread mats before his image. Then they opened the bundles in which
they had brought presents and ornaments for the god, and placed them, along with
their staves, before his idol. If a merchant laid two [342]staves at the feet of the god,
that signified that it was his intention to sacrifice two slaves, a man and a woman, in
his honour; if four, he would devote two wretched creatures of either sex. These
slaves were covered with rich mantles and paper. If the staff represented a male
slave, it was also equipped with the maxtli, or loin-cloth, but if a female, the uipilli, or
chemise, and the cueitl, or skirt.
The Mexican merchants then accompanied their Tlatelolcan confrères to the villages,
where they feasted, drank cocoa, and smoked. Quails were then decapitated, their
heads thrown into the fire, and incense was offered to the four cardinal points. An
address was delivered by one of their number practised in oratory. The magnificence
of this festival, with its richly jewelled accessories, was probably unsurpassed in
Mexican ritual, as on this occasion the Pochteca employed their entire stock of
trinkets and ornaments for the temporary decoration of the victims. Yacatecutli was
also associated in worship with Coyotlinauatl, god of the guild of feather-workers of
the quarter of Amantlan.
Bancroft 2 connects Yacatecutli with the Fire-god, with whom, indeed, Clavigero would
seem to equate him, and in describing the return of the gods in the twelfth month,
Sahagun makes both deities arrive together. Xiuhtecutli was certainly the god who
was believed to settle disputes at law, but I am unable to connect Yacatecutli with him
in any satisfactory manner. Yacatecutli, “the lord who guides,” seems to me a mere
deification of the merchant’s staff, an artificial deity invented as the patron of a caste
in an environment where it was not difficult to invent gods. By this I do not mean to
convey the impression that the staff was necessarily his earliest form, but that,
whatever his primitive shape, the merchant’s stick came to symbolize him.
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XOLOTL = “DOUBLE”
Codex Borgia.—In the picture of Xolotl on the left side of the middle lower part
of sheet 55 a resemblance to Quetzalcoatl is noticeable. On his head is the
peculiar wedge-shaped Huaxtec hat, painted half-red and half-blue, which is
one of Quetzalcoatl’s characteristics. The bone dagger symbolic of self-torture
and penance, and the snail-shell armlets he wears, are also reminiscent of
Quetzalcoatl’s insignia. His face-painting, however, differs from that usually
worn by Quetzalcoatl in Codex Borgia, as the front portion of his face is blue
and the part near the ears red. His body-paint is blue. Nor does he have a large
beard or fan-shaped nape-ornament, but is shown wearing the Wind-god’s
breast-ornament made from a sliced snail-shell. He also shows a likeness to
Quetzalcoatl in the manner in which his loin-cloth and fillet are rounded off. As a
travelling god, Xolotl is depicted in Codex Borgia as holding a fan similar in its
three-flapped wedge-shape to that of the other peripatetic deities, except that it
has a handle shaped like a bird’s head [345]and is seemingly composed of blue
cotinga-feathers. His travelling pack is symbolized by a flowering tree, which he
bears on his back, while his travelling staff is painted turquoise colour, is
decorated with the chalchihuitl ornament, and is completed with a flower. In the
picture to the right of sheet 36 Xolotl presents almost a new aspect, although
certain of his attributes bear some resemblance to those which we have already
observed as being peculiar to him. He still carries a travelling-staff with a
jewelled head, but in this representation its general character is more that of the
rattle-stick. His body-paint remains the same and he retains his blue feather fan.
His pack is distinguished by a flower to serve as a connection with the
florescent tree carried by him, as described elsewhere. In this sheet he is
represented as wearing a long beard and his face-paint in the region of the
mouth is white. His face is altered by a peculiar type of nose, which gives him a
disfigured appearance. The god of monstrosities on sheet 10 of Codex Borgia
has a similar patch of white about his mouth, resembling in shape a human
hand, a symbol which also characterizes the face-painting of Macuil Xochitl.
Elsewhere in this MS. he is represented as crooked-limbed and blear-eyed.
Codex Vaticanus B.—In this MS. Xolotl is represented as having a dog’s head
and again appears in the garb and ornaments of Quetzalcoatl. In Codex Borgia
his ears have a rim of yellow, evidently intended to represent dead flesh, while
in Codex Vaticanus the canine character is indicated by the cropped ears. In the
nostrils is a blue plug, the ornament of the deceased warrior, denoting that this
is the dog which accompanies his master to Mictlampa, Place of the Dead, and
assists him to swim the river which encircles it. This distinguishing plug is seen
in Codex Vaticanus, but not in Codex Borgia. The rest of the god’s attire is
exclusively that worn by Quetzalcoatl, as described in the space devoted to that
god.
Ixtlilton. (From the
Sahagun MS.)
(See p. 349.)
(See p. 352.)
Xolotl. (From the Codex Borgia.)
MINOR DEITIES.
WALL-PAINTINGS
POTTERY FIGURES
Two small pottery figures of Xolotl found in the Valley of Mexico insist strongly
upon his animal character, but in neither of these is the precise bestial type
ascertainable. [347]The first shows a face ending in a blunt snout and
surmounted by a kind of wig, with ear-pieces rising on either side. What seems
to be a collar of feathers surrounds the neck. In the other he is represented as a
little bear, or dog, without clothing, but having Quetzalcoatl’s sliced snail-shell
breast-ornament. A stone head of him found in the Calle de las Escalerillas in
Mexico City on 29th October 1900 shows a blunt, almost ape-like animal face
with large powerful molar teeth, dog-like canines, and large, sharp fangs, not
unlike those with which Tlaloc was usually represented. Incised lines represent
powerful muscular development in the region of the nose and jaws. The type is
only generally and not particularly bestial, and it would seem that it was the aim
of the sculptor to represent a ferocious animal countenance without laying
stress upon the peculiarities of any one species.
MYTHS
The most important of the myths relating to Xolotl are those given by Sahagun
and Olmos, which have already been described at length in the chapter on
Cosmogony. The Codex Vaticanus A says of him: “They believe Xolotle to be
the god of monstrous productions and of twins, which are such things as grow
double. He was one of the seven who remained after the deluge, and he
presided over these thirteen signs which they usually considered unlucky.” The
Codex Telleriano-Remensis describes him in verbiage almost identical.
One of the hymns or songs given in the Sahagun MS. says of Xolotl:
The Mexican game of tlachtli symbolized the movements of the moon (but more
probably of both sun and moon). This, perhaps the favourite Mexican
amusement, was a ball-game, played with a rubber ball by two persons one at
each end of a T-shaped court, which in the manuscripts is sometimes
represented as painted in dark and light colours, or in four variegated hues. In
several of the MSS. Xolotl is depicted striving at this game against other gods.
For example, in the Codex Mendoza we see him playing with the Moon-god,
and can recognize him by the sign ollin which accompanies him, and by the
gouged-out eye in which that symbol ends. Seler thinks “that the root of the
name olin suggested to the Mexicans the motion of the rubber ball olli and, as a
consequence, of ball-playing.” It seems to me to have represented both light
and darkness, as is witnessed by its colours. Xolotl is, indeed, the darkness that
accompanies light. Hence he is “the twin” or shadow, hence he travels with the
sun and the moon, with one or other of which he “plays ball,” overcoming them
or losing to them. He is the god of eclipse, and naturally a dog, the animal of
eclipse. Peruvians, Tupis, Creeks, Iroquois, Algonquins, and Eskimos believed
him to be so, thrashing dogs during the phenomenon, a practice explained by
saying that the big dog was swallowing the sun, and that by whipping the little
ones they would make him desist. The dog is the animal of the dead, and
therefore of the Place of Shadows. 1 Thus also Xolotl is a monster, the sun-
swallowing monster, like the Hindu Rahu, who chases the sun and moon. As a
shadow he is “the double” of everything. The axolotl, a marine animal found in
Mexico, was confounded with his [349]name because of its monstrous
appearance, and he was classed along with Quetzalcoatl merely because that
god’s name bore the element coatl, which may be translated either “twin” or
“snake.” Lastly, as he was “variable as the shade,” so were the fortunes of the
game over which he presided.
At the same time he seems to me to have affinities with the Zapotec and Maya
lightning-dog peche-xolo 2 and may represent the lightning which descends from
the thunder-cloud, the flash, the reflection of which arouses in many primitive
people the belief that the lightning is “double,” and leads them to suppose a
connection between the lightning and twins, or other phenomena of a twofold
kind. As the dog, too, he has a connection with Hades, and, said myth, was
dispatched thence for the bones from which man was created.
He is also a travelling god, for the shadows cast by the clouds seem to travel
quickly over plain and mountain. As the monstrous dwarf, too, he symbolized
the palace-slave, the deformed jester who catered for the amusement of the
great, and this probably accounts for the symbol of the white hand outspread on
his face, which he has in common with Xochipilli and the other gods of pleasure.
He bears a suspicious resemblance to the mandrake spirits of Europe and Asia,
both as regards his duality, his loud lamentation when as a double-rooted plant
he was discovered and pulled up by the roots, and his symbol, which may be a
reminiscence of the mandrake.
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[350]
Sahagun MS.—The face-paint is black and the god wears a feather comb set
with flint knives. He has a collar of animal claws, most of which are those of the
jaguar, and on his back he wears a wing-fan with the sun-banner fixed on it.
Round his shoulders is a paper with the sun-signs painted on it. His feet are
ornamented with bells and shells, and he wears “sun-sandals.” On his arm he
carries a solar shield and in his hand he bears a staff with a heart.
Practically all that is known regarding this god is recounted by Sahagun, who
says of him: “They made to this god an oratory of painted planks, a sort of
tabernacle, in which his image was placed. He had in this oratory many jars full
of water, and covered with plates, and this water was called tilatl, or black water.
When an infant fell ill they took it to the temple of Ixtlilton and opened one of
these jars, made him drink it, and the malady left him. If one wished to give a
feast to the god he took his image home. This was neither painted nor
sculptured, but was a priest who wore the ornaments of the god. During the
passage he was censed with copal. Arrived at the house, he was met with
singers and dancers, which dancing is different in a manner from ours.
“I speak of that which we call areyto, and which they call maceualiztli. They
assembled in great numbers, two and two or three and three, and formed a
circle. They carried flowers in the hand, and were decorated with plumage.
They made at the same time a uniform movement with their bodies, also with
their feet and hands, in perfect combination and very worthy to be seen. All their
movements accorded with the music of the drums. They accompanied the
instruments with their sonorous voices, singing in accord the praises of the god
to whom they made the festival. They adapted [352]their movements to the
nature of their songs, for their dances and their intonation varied considerably.
“The dance continued, and the ‘god’ himself, having danced for a long time,
descended to the cave where the octli was stored in jars. He opened one of
these, an operation which was known as tlayacaxapotla (‘the new opening,’ or
‘the opening of the new’). Then he and those who accompanied him drank of
the octli. They then went to the court of the house, where they found three jars
filled with the black water, which had been covered for four days. He who
played the rôle of god opened these, and if he found them full of hairs, dust,
charcoal, or any other uncleanness, it was said that the man of the house was a
person of vicious life and bad character. Then the god went to the house, where
he was given the stuff called ixquen, for covering the face, in allusion to the
shame which covered the master of the house.” 3
From the foregoing it is clear that Ixtlilton was a god of medicinal virtue, the
deity who kept men in good health or who assisted their recovery from sickness,
therefore the brother of Xochipilli-Macuilxochitl, god of good luck and merriment.
His temple, composed of painted boards, would seem to have borne a
resemblance to the hut of the tribal medicine-man or shaman. A sacrifice was
made to him when the Mexican child first spoke.
[Contents]
Sahagun MS. (Biblioteca del Palacio).—The regions of the forehead, nose, and
mouth are “festively” painted. He wears a feather helmet and a crown of spear-
shafts. His overdress has the cross-hatching which usually indicates water, and
is edged with red, decorated with the eye-motif. Before him is a small shield
with a plain, white surface, its lower rim edged with white feathers or paper, and
in his hand he carries the “seeing” or “scrying” implement, that some of the
other gods, noticeably Tezcatlipocâ, possess. 4 [353]
[Contents]
CIUATETEÔ = GODDESSES
CIUAPIPILTIN = PRINCESSES
Codex Borgia.—Sheets 47–48: Five figures here represent the Ciuateteô and
are dressed in the style of Tlazolteotl, with the fillet and ear-plug of unspun
cotton, and the golden nasal crescent worn by that goddess and the octli-gods.
In each case the eye has been gouged out and hangs out of the socket, as with
Xolotl. They wear on their heads a feather ornament like the heron-feather
plume of the warrior caste, but consisting of five white feathers or strips of paper
above a bunch of downy feathers. At the nape of the neck the figures wear a
black vessel as their device, in which lies a bunch of malinalli grass. The upper
part of the body is [354]naked, and round the hips is wrapped a skirt showing
cross-bones on its surface and a border painted in the manner of the variegated
coral snake. The resemblance between all five figures is close. Only the face-,
arm-, and leg-painting is different. In the case of the first the colour is white
striped with red, in the second blue, in the third yellow, in the fourth red, and in
the fifth black. All hold in one hand a broom of malinalli grass, and in the other a
black obsidian sacrificial knife, a bone dagger, and an agave-leaf spike, both
furnished with a flower symbolic of blood. They inhale the smoke which ascends
from a black incense or fire-vessel standing on the ground before them. A
rubber ball lies in the vessel of the first figure; with the second the vessel is
replaced by a cross-way, and the ascending smoke by a centipede issuing from
the mouth of the goddess. With the third a skeleton is seated in the dish,
holding a heart in one hand and a sacrificial knife in the other. The ascending
smoke is replaced by two streams of blood passing into the mouth of a
skeleton, one of which comes from the mouth of the figure, the other from her
right breast. With the fourth figure are represented a bunch of malinalli grass
and a variegated snake. Nothing here enters the mouth of the Ciuateteô, but
from it issues a similar snake, and another hangs on each of her arms. Before
the last figure, in the dish is perched a screech-owl, and a stream of blood
passes from the mouth of the figure to that of the owl.
Codex Vaticanus B.—Sheets 77–79: Five figures are here also depicted which
bear a resemblance to Tlazolteotl, but are without the golden nasal crescent.
With the last four the same curling locks of hair are seen as in the case of the
Codex Borgia figures, but the first figure is pictured with the hair bristling up on
one side, as worn by the warrior caste. The eye too is hanging out, and the
headdresses and nape-vessels resemble those in Codex Borgia. In the majority
of cases the skirt is white with two diagonal red stripes crossing each other.
Only with the first figure is it painted red with white cross-bones. The last figure
has a skirt made of strips of malinalli grass fastened by a girdle made of [355]a
skeletal spinal column, on which is set a dead man’s skull as back-mirror. All
five wear the men’s loin-cloth besides the skirt. They carry the symbols of
sacrifice and mortification as in the Codex Borgia, and similar incense-vessels
stand before them.
MYTHS
Sahagun says of the Ciuateteô:
“The Ciuapipiltin, the noble women, were those who had died in childbed. They
were supposed to wander through the air, descending when they wished to the
earth to afflict children with paralysis and other maladies. They haunted cross-
roads to practise their maleficent deeds, and they had temples built at these
places, where bread offerings in the shape of butterflies were made to them,
also the thunder-stones which fall from the sky. Their faces were white, and
their arms, hands, and legs were coloured with a white powder, ticitl (chalk).
Their ears were gilded and their hair done in the manner of the great ladies.
Their clothes were striped with black, their skirts barred in different colours, and
their sandals were white.” He further relates (bk. vi, c. xxix) that, when a woman
who had died in her first childbed was buried in the temple-court of the
Ciuateteô, her husband and his friends watched the body all night in case
young braves or magicians should seek to obtain the hair or fingers as
protective talismans.
Says Sahagun: “It was said that they vented their wrath on people and
bewitched them. When anyone is possessed by the demons, with a wry mouth
and disturbed eyes, with [357]clenched hands and inturned feet, wringing his
hands and foaming at the mouth, they say that he has linked himself to a
demon; the Ciuateteô, housed by the crossways, have taken his form.”
From this and other passages we may be justified in thinking that these dead
women were also regarded as succubi, haunters of men, compelling them to
dreadful amours, and that they were credited with the evil eye is evident from
the statement that their glances caused helpless terror and brought convulsions
upon children, and that their jealousy of the handsome was proverbial.
The divine patroness of these witches (for “witches” they are called by the old
friar who interprets the Codex Telleriano-Remensis), who flew through the air
upon their broomsticks and met at cross-roads, was Tlazolteotl, a divinity who,
like all deities of growth, possessed a plutonic significance. The broom is her
especial symbol, and in Codex Fejérváry-Mayer (sheet 17) we have a picture of
her which represents her as the traditional witch, naked, wearing a peaked hat,
and mounted upon a broomstick. In other places she is seen standing beside a
house accompanied by an owl, the whole representing the witch’s dwelling, with
medicinal herbs drying beneath the eaves. Thus the evidence that the haunting
mothers and their patroness present an exact parallel with the witches of
Europe seems complete, and should provide those who regard witchcraft as a
thing essentially European with considerable food for thought. The sorcery cult
of the Mexican Nagualists of post-Columbian times was also permeated with
practices similar to those of European witchcraft, and we read of its adherents
smearing themselves with ointment to bring about levitation, flying through the
air, and engaging in wild and lascivious dances, precisely as did the adherents
of Vaulderie, or the worshippers of the Italian Aradia.
There are not wanting signs that living women of evil reputation desired to
associate themselves with the Ciuateteô. Says the interpreter of Codex
Vaticanus A: “The first of the fourteen day-signs, the house, they considered
unfortunate, [358]because they said that demons came through the air on that
sign in the figures of women, such as we designate witches, who usually went
to the highways, where they met in the form of a cross, and to solitary places,
and that when any bad woman wished to absolve herself of her sins, she went
alone by night to these places, and took off her garments and sacrificed there
with her tongue (that is, drew blood from her tongue), and left the clothes which
she had carried and returned naked as the sign of the confession of her sins.”
1 Bradford, American Antiquities, p. 333; Schoolcraft, Indian Tribes, vol. i, p. 271; Von Tschudi,
Beiträge, p. 29. ↑
2 See Seler, Bull. 28, American Bureau of Ethnology, p. 94. ↑
3 Bk. i, c. xvi. ↑
4 See also Sahagun, bk. i, c. xv. ↑
5 Bk. i, c. xv. ↑
[Contents]
APPENDIX
THE TONALAMATL AND THE SOLAR CALENDAR
[Contents]
THE TONALAMATL
The word tonalamatl means “Book of the Good and Bad Days,” and it is
primarily a “Book of Fate,” from which the destiny of children born on such and
such a day, or the result of any course to be taken or any venture made on any
given day, was forecasted by divinatory methods, similar to those which have
been employed by astrologers in many parts of the world in all epochs. The
tonalamatl was, therefore, in no sense a time-count or calendar proper, to which
purpose it was not well suited; but it was capable of being adapted to the solar
calendar. It is equally incorrect to speak of the tonalamatl as a “ritual calendar.”
It has nothing to do directly with ritual or religious ceremonial, and although
certain representations on some tonalamatls depict ritual acts, no details or
directions for their operation are supplied.
DAY-SIGNS
and so on. It will be seen from this list that the fourteenth day-sign takes the
number 1 again. Each of the day-signs under this arrangement has a number
that does not recur in connection with that sign for a space of 260 days, as is
proved by the circumstance that the numbers 2 of the day-signs and [361]figures
(20 to 13), if multiplied together, give as a product 260, the exact number of
days in the tonalamatl.
The combination of signs and figures thus provided each day in the tonalamatl
with an entirely distinct description. For example: the first day, cipactli, was in its
first occurrence 1 cipactli; in its second 8 cipactli; in its third 2 cipactli; in its
fourth 9 cipactli, and so on.
No day in the tonalamatl was simply described as cipactli, coatl, or calli, and
before its name was complete it was necessary to prefix to it one of the
numbers from 1 to 13 as its incidence chanced to fall. Thus it was designated
as ce cipactli (one crocodile) or ome coatl (two snake) as the case might be.
Each of the 20 groups of 13 days (which are sometimes called “weeks”) was
known as a division by the name of the first day of the group, as ce cipactli (one
crocodile), ce ocelotl (one ocelot), ce mazatl (one deer), and so on. A model
tonalamatl would thus have appeared as follows: