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UNIVERSAL
BIO LO GY AFTER
ARISTOTLE, KANT,
AND HEGEL
T H E P H I LO S O P H E R ' S G U I D E T O L I F E I N T H E U N I V E R S E

Richard Dien Winfield

Universal Biology after Aristotle, Kant,
and Hegel
 Richard Dien Winfield

Universal Biology
after Aristotle, Kant,
and Hegel
The Philosopher’s Guide to Life in
the Universe
Richard Dien Winfield
Department of Philosophy
University of Georgia
Athens, Georgia, USA

ISBN 978-3-319-75357-7    ISBN 978-3-319-75358-4 (eBook)

https://doi.org/10.1007/978-3-319-75358-4

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In memory of my paternal grandparents, Sadie Margolis and
Samuel Weinfeld
 Contents

1 Introduction   1
Bibliography   3

2 Nature as Biosphere   5
Life and Its Biosphere   5
Hegel’s Account of the Biosphere as a Geological Organism    8
The Emergence of the Rudimentary Forms of Life   18
Bibliography  24

3 The Basic Life Processes  25

Kant’s Account of Life   26
The Dynamic Identity of the Living Thing   40
Metabolism and the Self-Centered Individuality
of the Organism  41
The Contrast Between Machines and Organisms   46
Why No Organism Can Be the Product of Intelligent Design   51
Why DNA Is Not a Blueprint of the Organism   52
Bibliography  55

vii
viii Contents

4 Evolution and the Development of the Different Forms

of Life  57
The Two Conditions of the Emergence and Development
of Life  57
Aristotle’s Ladder of Life Forms   59
The Problem of Differentiating the Fundamental Forms
of Life  61
The Individuality of Organisms and Their Species Being   62
The Emergence of the Evolution of Species   64
How Evolution Is Feasible   66
Heredity and the Diversification of Species   70
Fundamental Stages in Evolutionary Development   75
Metabolism and the Differentiation of Fundamental Life
Forms: Lessons from Hans Jonas   76
The Differences in Metabolism and the Order of Evolutionary
Development  78
The Order of Evolution and the Inevitability of Increasing
Biological Complexity  80
The Order of Evolution and the Weak and Strong Anthropic
Principles  81
Do Rational Animals Suspend Natural Evolution?   83
Bibliography  87

5 Plant Life  89
Hegel’s Introduction of Plant Life as the First Developed Form
of Life  89
The Lessons of Aristotle’s Account of Plant Life   90
The Incomplete Subjectivity of Plant Life   95
The Basic Life Process of Plants  103
The Process of Formation in Plants  106
The Process of Assimilation in Plant Metabolism  112
The Genus Process of Plants  114
Bibliography 119
 Contents
   ix

6 Animal Life 121
From Plants to Animals  121
Jonas’ Account of Animal Life  122
Is Jonas’ Account of Animal Emotion an Anthropomorphic
Distortion? 136
Hegel’s Account of Animal Life  140
The Basic Anatomy of Animal Life  145
Animal Metabolism  152
Animal Reproduction  157
Bibliography 168

Works Cited 171

Index 173
 1
Introduction

Life is an unfathomable mystery for anyone who attempts to compre-

hend it by using the categories suited for conceiving the mechanics of
matter in motion, the physical processes of electromagnetism, and the
chemical interactions of different atoms and molecules. Although life
incorporates all of these natural phenomena, the essential life functions
exhibit uniquely biological processes that are irreducible to the inor-
ganic factors of which living things are composed and with which they
interact.
The complementary functionality of the organs of the living individual
involve an internal teleology where each part of the organism is both
means and ends to its counterparts, sustaining them and thereby sustain-
ing itself, while allowing the whole life form to function for the sake of
continuing its own operations. Whereas inorganic entities are subject to
lawful relations that determine them from without with indifference to
what they are, the organic unity of the living thing upholds itself by its
own differentiation into mutually supporting organs whose functions are
intrinsic to the specific nature of the organism.
Similarly, the metabolism of living things relates them to their envi-
ronment so as to sustain the metabolic activity of the organism, whereby

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2 R. D. Winfield

it exchanges material with what lies outside, assimilating factors that

become integrated into the ongoing metabolic process. By contrast, the
mechanical, physical, and chemical interactions of inorganic factors nei-
ther perpetuate themselves, nor enliven their constituents, but instead
succumb to the march of entropy, in which order gives way to disorder.
Metabolism makes resistance to entropy an enduring occupation of life,
which always strives to maintain its active self-organizing unity.
Finally, the reproduction of organisms enables life to give itself a spe-
cies being, consisting in the propagation of unique living individuals who
generate others of the same kind. Inorganic entities can do nothing of
this nature. Admittedly, the evolution of species may reflect external con-
tingencies, involving astrophysical, geological, chemical, and physical
factors that influence the production of mutations and the survival of
certain genetic varieties. Nonetheless, evolutionary development can
solely proceed upon the basis of self-sustaining entities that maintain
themselves as not just individuals, but members of natural kinds that aim
at perpetuating themselves.
In all these life processes, organic nature exhibits a self-organizing and
self-sustaining character that transcends the external necessitation of effi-
cient causality, where factors are determined from without with indiffer-
ence to their essential nature. The natural reality of living things does
involve manifold contingencies that only empirical observation can
apprehend. Life, however, does have an essential, universal nature that
philosophy can investigate. Reason can explore what is constitutive of life
in general as well as what are the fundamental particular forms that life
can take wherever in the universe living things may arise. In pursuit of
this exploration, philosophy can develop a universal biology transcending
the contingencies of life on earth, where living things happen to be
carbon-­based and infused with RNA and DNA.
Aristotle, Kant, and Hegel, three of our greatest earthly philosophers,
have already provided important contributions to universal biology. We
do well to stand upon their broad shoulders and use their conceptions to
think through how nature becomes a biosphere in which life can arise
and flourish, what are the basic life processes common to any organism,
how evolution can give rise to the different possible forms of life, and
what distinguishes the essential life forms from one another. In pursuing
 Introduction 3

this task, we can come to understand our own biological origins and
make intelligible how nature can engender rational animals capable of
conceiving its true character.
The following work attempts to provide a philosopher’s guide to life in
the universe, building upon the seminal achievements of Aristotle, Kant,
and Hegel, with the aid of some more recent theorists. Our goal is to
develop an outline of universal biology, providing the crowning consum-
mation of the philosophy of nature.
This work is the sequel to my recent book, Conceiving Nature after
Aristotle, Kant, and Hegel: The Philosopher’s Guide to Nature, which
attempts to think through the universal constitution of nature to the
point where nature becomes a biosphere in which life emerges and makes
possible our undertaking the philosophy of nature.1 Although that pre-
ceding work provides important foundations on which the investigation
of life depends, rational animals anywhere in the universe need only look
at themselves and their own environment to make sense of the following
exploration of universal biology.

Notes
1. Richard Dien Winfield, Conceiving Nature after Aristotle, Kant, and Hegel:
The Philosopher’s Guide to Nature (Palgrave Macmillan, 2017).

Bibliography
Winfield, Richard Dien. 2017. Conceiving Nature After Aristotle, Kant, and
Hegel: The Philosopher’s Guide to Nature. Cham: Palgrave Macmillan.
 2
Nature as Biosphere

Life and Its Biosphere

Life is the consummation of the development of nature, including and
presupposing all inorganic processes from the mechanics of matter in
motion to the physics of electromagnetism and chemical interaction. The
conception of organic nature thus comprises the concluding section of
the philosophy of nature. On the one hand, life cannot emerge in nature
without inorganic nature at hand, which can exist without the presence
of living things. On the other hand, life encompasses and relates to all
developments of inorganic nature. Without their existence, life cannot
be, and without comprehending them, we cannot conceive life. Life is
therefore the most concrete realization of nature, just as the conception
of life is the most comprehensive and challenging part of the philosophy
of nature. Moreover, life can evolve into rational animals who can know
what nature is in truth and produce culture and history, whose conven-
tions nature makes possible but leaves undetermined. Consequently, the
full development of life brings closure to nature in both reality and philo-
sophical conception, while providing the basis for the non-natural reality
of rational agency and the historical world we make for ourselves.

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6 R. D. Winfield

In order for life to arise and develop, inorganic nature must somewhere
and at some time come to constitute a biosphere, an environment allow-
ing living things to emerge, sustain themselves, and reproduce. This bio-
sphere presents the natural precondition and setting within which life
both comes to be and continues its development. Consequently, before
the philosophy of nature can consider the emergence and evolution of
life, the constitution of nature as a biosphere must be determined.
Admittedly, only the conceptually and naturally subsequent development
of life can certify that nature as biosphere fulfills its life-enabling charac-
ter. Nonetheless, nature that is pregnant with life does not yet include
any specification or trace of the life process.
This reflects the developmental character of the totality of nature. That
totality has its full-fledged reality only when nature contains life and life
has made its way through its evolutionary process to give rise to the ratio-
nal animals that generate a non-natural culture and history for them-
selves. At no time need nature contain life nor will life necessarily continue
to exist once it emerges. Not only do stars and their solar systems undergo
astrophysical developments that end up destroying the conditions for
life, but life may drive itself to planetary extinction. The failure of any
extra-terrestrial rational beings to have made unequivocal contact with
humanity suggests that rational life may have an especially fragile endur-
ance, given its ability to destroy itself once it reaches a certain technologi-
cal development.
When and wherever life does emerge and evolve, it will face two chal-
lenges that each pose conceptual hurdles for the philosophy of nature.
One consists in the challenge of remaining alive in a biosphere confront-
ing the living organism with inorganic processes that act externally upon
it. The other consists in the coordinate challenge of containing inorganic
processes without their mechanisms obstructing from within the self-­
preservation and reproduction of the organism. In both respects, the rela-
tionship between what is alive and what is not alive is constitutive of life
and its defining processes. To the degree that this is so, there can be no
point in wondering whether everything in the universe could be alive.
What upholds the impossibility of a universe that is completely alive is
the principle of entropy enshrined in the second law of thermodynamics.
According to this principle, the degree of order of any independent
 Nature as Biosphere 7

­ aterial system will progressively diminish. Living things seem always to

m
be resisting entropy by sustaining their living process instead of succumb-
ing to the decomposition awaiting any physical entity from which life has
been extinguished. Organisms make a career of defying the loss of order
and if the universe consisted solely of living things, it would defy the
second law of thermodynamics without exception. If, however, life exists
in a world that contains inorganic as well as organic entities, the second
law of thermodynamics can hold sway so long as the advancing entropy
of the biosphere compensates for the self-sustaining order of living things.
Hegel contributes to our understanding of how nature comprises a
biosphere in which life can arise and continue to evolve in ways that
neither Aristotle nor Kant can follow. Unlike these predecessors, Hegel
extends the philosophy of nature to address the development of life,
without losing sight of its fundamental difference and relation to what
is inorganic. Although Kant will think about certain fundamental fea-
tures of life, he does so in order to indicate how life falls outside the
philosophical knowledge of nature proper, which he limits to the
mechanics of matter in motion.1 Aristotle, for his part, certainly includes
life within his philosophy of nature and investigates the forms of life at
great length. What Aristotle fails to do is properly distinguish life from
the inorganic processes of nature. He tends to conceive nature in general
in terms that are specifically appropriate to life. This is evident from the
very outset of his Physics, where Aristotle characterizes what is by nature
as that which moves itself according to what form it has.2 Accordingly,
in nature, form and end coincide, such that natural entities have an
active form, comparable to a soul.3 On this basis, Aristotle treats natural
entities that are not alive as if they contained an animus, moving them-
selves according to what kind of thing they are. Aristotle can thus associ-
ate a special place to each of the different elements, to which they
gravitate if nothing stands in their way. The distinction between what is
living and what is inorganic in nature loses its proper divide. This is
most offensive to early modern philosophers through Kant, who incor-
rectly conceive all of nature as a mechanism, such that a Descartes can
regard animals as if they were machines.4 Aristotle’s view is also prob-
lematic, however, for any attempt to acknowledge the mechanism of
undifferentiated matter, the dynamics of electromagnetic physics, the
8 R. D. Winfield

specificity of chemical process, and the way in which life can emerge by
incorporating and relating to these inorganic constituents of the uni-
verse. Hegel provides us with an account that allows us to understand
how nature has room for life, without failing to comprehend the funda-
mental difference between organisms and the inorganic biosphere they
inhabit. On this basis, it will be possible to escape the mind-body dual-
ism of early modern philosophy and its latter day epigones, who reduce
all natural process to the external governance of material law, excluding
any place for the self-activity of life and mind. Their reductionism of
nature to mechanism not only leaves mind banished from nature and
with no explicable connection to a body, but leaves an abyss between
ourselves and all other life forms. The nature that instead has room for
self-sustaining organisms will also have place for organisms with minds,
as the evolution of animal life will provide. Then, we can regard our
position as an object of zoology as a basis for comprehending other
forms of animal minds with differing endowments.
Hegel invites us to follow him in exploring a nature that contains
mechanism, physical process, and life.5 This exploration will turn out to
be a voyage of self-discovery to the extent that the examination of life will
encompass the development of plants, brute animals, and the rational
animals that can acquire true knowledge of nature.

 egel’s Account of the Biosphere

H
as a Geological Organism
Since life emerges from an inorganic environment with which it remains
in an inescapable relationship, the reality and conception of life must
begin with the constitution of nature as a biosphere with the potential to
foster the origination and evolution of life. Hegel accordingly begins his
account of “organics” by determining the biosphere from which life
emerges. He does so, however, by characterizing it as a geological totality
whose inorganic processes integrate themselves into a relatively self-­
sustaining unity. Insofar as this environment is relatively self-sustaining,
Hegel sees fit to describe it as a geological organism, which exhibits cer-
tain forms of organization that are comparable to aspects of living things.6
 Nature as Biosphere 9

Hegel’s description of geological nature as “implicitly” an organism7

invites us to think of him as foreshadowing the theory put forward in the
1970s by James Lovelock and Lynn Margulis under the rubric of the Gaia
Thesis. This thesis maintains that the earth is a living totality insofar as it
replicates on a global scale the kind of functions that an organism indi-
vidually realizes. The earth contains parts that are mutually dependent
upon one another, serving as means and ends of one another as well as
allowing the totality of the earth to maintain its environment. The earth
may have a geological history, relative in certain respects to the evolution
of the solar system, but in the era when life arises and subsists, the global
environment maintains sufficient stability to allow its different geological
and atmospheric processes to carry on and allow the earth as a whole to
remain a biosphere. Like an organism, the earth thereby functions as a
self-sustaining totality consisting in components whose interdependent
changes allow them and the whole to which they belong to subsist for
some time.
The Gaia thesis does not claim that the earth engages in reproduction,
asexual or sexual. Nor does it claim that the earth grows. The Gaia thesis
does, however, allow for the earth to repair itself by overcoming disrup-
tions of its environmental balance in various ways. Like a barren ­organism,
the earth still acts upon itself to preserve the proper integration of its
components and thereby sustain itself, at least for long enough to host
the evolutionary development leading to the proponents of the Gaia
thesis.
What differentiates Hegel’s account of geological nature from the Gaia
Thesis is that Hegel’s geological “organism” does not yet incorporate life,
whereas the Gaia Thesis specifically involves a world that has life. Such a
world has an ecosystem and not just a geologically self-regulating nature.
The Gaia Thesis very much focuses on the way in which living organisms
on the planet earth play a very significant role in maintaining the ecosys-
tem in a way that allows life to persist. The Gaia Thesis does not apply to
the inhospitable environments of Venus and Mars, nor to the planet earth
before life arose. Ecological balance first pertains to our planet when life
enters the geological system.
One can grant plausibility in two respects to Hegel’s description of
geological nature as “implicitly” an organism. On the one hand, it can
10 R. D. Winfield

signify simply that geological nature constitutes a biosphere in which life

can emerge. When that happens, the earth becomes explicitly a world of
life, which necessarily contains both organic and inorganic processes. On
the other hand, the implicit organic character of geological nature can
signify that its world has sufficient self-regulating stability to keep its
regions within the bounds that permit living inhabitants to confirm its
character as a biosphere. Hegel certainly acknowledges that geological
nature constitutes the setting specific to life, insofar as it provides all the
inorganic resources to be potentially a world hosting living things. An
inhabitable world is a natural entity that has all of the processes of inor-
ganic nature that life both incorporates and depends upon. A biosphere
cannot be a star, whose nuclear fusion precludes the chemical processes
on which life depends. Nor can it be a barren meteor equally devoid of
meteorological or chemical process, or a larger body lacking a molten
core to provide a magnetic field protecting nascent life from deadly radia-
tion. It must be a very special physical totality, not only with enough
geological, meteorological, and chemical processes to allow for life, but
also sufficiently moderate environmental change to secure the survival
and evolution of living things. Moreover, it must include the astrophysi-
cal entities, such as stars and moons, which may not themselves host life,
but provide the radiant energy and tidal variations that make it possible
for other bodies of solar systems to give rise to living things.
Nature as biosphere is thus not only the totality of inorganic nature,
but specific environments that have the potential to generate and host
life. Nature as biosphere is thereby the enabling condition of enduring
life and warrants determination before the development of organic nature
can be and be conceived.
Nature as biosphere entails a crucial factor concerning the character of
life. Although life may be self-sustaining, life originally emerges not from
itself, but from a preexisting inorganic biosphere. Once life emerges,
however, it engages in maintaining itself over and against the inorganic
processes that provide its enabling conditions. Moreover, at some point
living organisms take on the ability to reproduce and engender the evo-
lutionary process by which rational animals can eventually emerge some-
where in the universe. Never can the development of life eliminate the
inorganic nature in relation to which its metabolism depends. Hence, the
 Nature as Biosphere 11

biosphere can never be completely absorbed into the life process and
become a genuinely living totality, as the Gaia Thesis may suggest.
At the opening of Hegel’s account of “Organics”, he presents a three-
fold division, which might seem to conflict with taking nature as bio-
sphere as the starting point.8 Hegel characterizes the first section of this
division as the geological organism, which is “the universal image of life.”9
A second division follows, characterized as the vegetable organism, which
constitutes the shape of life “as particular, formal subjectivity.”10 Finally,
the concluding third section is the animal organism, which constitutes
the shape of life “as individual, concrete subjectivity.”11 Since Hegel here
divides life into the geological organism, plants, and animals, one might
suppose that the geological organism is not the biosphere, but rather the
primitive shape of life that precedes the emergence of plants. When, how-
ever, Hegel elaborates on this division, he characterizes the first section as
only the immediate Idea of life, which “is therefore external to itself.”12
This geological organism is accordingly “non-life, only the corpse of the
life-process, the organism as totality of the inanimately existing, mechan-
ical and physical Nature.”13 Hegel confirms that this latter characteriza-
tion does not make the geological organism a primitive form of life,
which is not yet plant or animal. Rather, the geological organism, as “only
implicitly organism, does not exist as a living creature.” Instead, as Hegel
proceeds to elaborate in the rest of his account of geological nature, the
geological organism is nature as biosphere, containing the history, struc-
ture, and “life” of the earth that constitute it as the generic environment
in which life proper can explicitly emerge and evolve.14
On this account, the biosphere becomes a habitable environment only
after undergoing a certain geological development. This history of the
earth establishes the geological structure on which life can arise and
develop thanks to the “life-process” of the biosphere, which provides a
sufficiently stable environment for living organisms to endure and evolve
on the basis of its geological and meteorological processes. These pro-
cesses will make possible the self-sustaining activity of living organisms to
which Hegel will ascribe certain types of subjectivity, which geological
activity lacks.
The immediate totality of the geological organism will pave the way
for the subjective totality of the living thing, and in doing so, warrant
12 R. D. Winfield

description “as only implicitly organism.”15 The biosphere does not exist
as a living creature, but it has a history of its own development, which
leads to the inorganic totality whose processes have the potential for
bringing life into enduring being. In these respects, geological nature is
not just a restatement of nature’s mechanics and physics. It adds to these
the specific configuration whereby these aspects of inorganic nature com-
prise a biosphere. The history of the genesis of the biosphere is not a his-
tory of stars, comets, asteroids, or uninhabitable moons and planets, but
rather the history of the earth, where earth figures properly as the generic
biosphere that certain planets and moons may comprise. Similarly, the
structure of the earth is that of such inhabitable bodies, just as the “life of
the earth” is properly the geological and meteorological process of a stable
environment on such life-friendly bodies. Only such a history, such a
structure, and such stable processes can bring nature to become some-
thing fundamentally different from what it already comprises. Nature as
biosphere is this new frontier that is ready to unfold.
Although Hegel describes geological nature as having something akin
to organic unity, he equally points out that it lacks the features that are
distinctive of a living organism. The parts of the biosphere are not organs
in the same way as those of a living thing. The biosphere has something
like the shape of an organism insofar as the inhabitable earth is a universal
system of individual bodies of different sorts,16 where the dynamics of
land masses, oceans, and atmosphere impact upon one another so that
they maintain a relatively stable environment.
This analogy to organic unity cannot hide significant differences that
become evident as the history and structure of earth are examined. Hegel
makes clear at the outset of his treatment of the history of the earth that
its process of formation is very different from that of an organism. The
organs of a living thing contain the life process within their own func-
tioning, producing one another and the whole to which they belong in its
ongoing metabolism. By contrast, the biosphere is an “external system”
whose parts do not generate one another nor their unity, and whose “pro-
cess of formation lies in the past” rather than in their current existence.17
The order of treatment of history in nature reflects this difference when
one compares it with where the history of rational agents comes up in the
philosophy of spirit or rational agency. Hegel addresses the latter history
 Nature as Biosphere 13

as something susceptible to philosophical treatment at the end of his eth-

ics, his Philosophy of Right.18 This history is a prescriptive, rather than
descriptive a priori theory of freedom. It consists in an examination of
what has to happen in order for the institutions of freedom, which realize
right, to come into being. Accordingly, we can address this normative
history only after determining the normative institutions of freedom,
whose existence comprises the end of the history of freedom. Philosophy
also provides the starting point of such a normative history insofar as
philosophical investigation can determine the natural and psychological
constituents of rational agents, without which no non-natural history can
develop. Hegel recognizes that there can be no philosophical descriptive
history because conventions are arbitrary, being the product of what indi-
viduals will in relation to one another. Nonetheless, the normative his-
tory of the institutions of freedom may gain some descriptive power if
and when conventions emerge that embody the structures of right.
Nonetheless, given the willful contingency of convention, there is no a
priori way of determining what automatically must happen in non-­
natural history. Indeed, the very origination and continuation of such
history is contingent upon external natural occurrences. The next time an
asteroid comes into our vicinity it may well interrupt the march of free-
dom in the world and put an end to our history.
The biosphere, however, does have a determinable descriptive history.
On the one hand, the biosphere is itself normatively neutral, being the
precondition of any form of rational life, good or bad. On the other
hand, the astrophysical dynamics that generate planets and large moons
provide the starting point from which the history of “earths” can proceed,
owing to the inorganic processes each earth contains.
Although the history of the earth may set the stage for the emergence
of life and any eventual march of non-natural history, Hegel duly con-
siders it before he addresses the structure of the earth as a full-fledged
biosphere. Since the biosphere must itself be included in the existence
and conception of life, and the biosphere comes into being through
certain astrophysical and geological developments, the history of their
procession must come before the processes of the constituted biosphere
can be or be conceived. This is why Hegel insists that the formation of
the earth lies in the past,19 before the geological “organism” can exhibit
14 R. D. Winfield

its structure. The living organism is continually forming and sustaining

itself in its entirety through the complementary functioning of its
organs, by which it survives and grows. By contrast, the earth’s forma-
tion as a biosphere ­produces its geological structure, which has a given
place in the solar system, wherein its own parts lie outside one another,
subject to mechanical and physical forces, rather than being the product
and producer of one another.20 The formative powers of the organs of
the living thing do not exist apart from its life process. The forces at
work in geological and meteorological process are not intrinsically
bound up with the individuality of the earth as biosphere. Because the
earth is “not a living subject”, Hegel recognizes, “it endures, it does not
produce itself.”21 So long as it endures with a sufficient degree of conti-
nuity, the life of the earth can provide a relatively stable environment for
the emergence and development of living things.
If, instead, each biosphere were the product of another biosphere, then
its process of formation would not be something antecedent to the exis-
tence of biospheres in general. The earth, however, is not produced by
another earth in the manner of the reproduction that becomes character-
istic of living organisms, once they develop the ability to provide for their
own species being. The formation of the earth lies entirely outside the
earth in the genesis and possible interaction of solar systems, with their
comets and asteroids in tow.
One might ask why the history of the earth did not already come up
in Hegel’s determination of solar systems, first as gravitational systems,
and then as emitters of light, fostering the physical processes that lead
eventually to the chemical reactions that can become constitutive of an
organism.22 The plausible answer is that neither of these preceding deter-
minations involved everything that must be at hand for a biosphere to
come into being. They are certainly included in the history of earth, but
that history must also contain every physical process up through chemis-
try that develops on their basis.
Similar questions arise with respect to the structure and life of the
earth. Hegel already situated the meteorology of the phase changes of the
states of matter in a planetary or comparable lunar setting. Why did this
meteorology not already incorporate the geological structure and pro-
cesses of the biosphere? Once more, the answer is the same. The geologi-
 Nature as Biosphere 15

cal organism does indeed incorporate the elementary meteorology of the

states of matter, but it further involves all the relevant mechanical, physi-
cal, and chemical processes that determine the encompassing life of the
earth as a biosphere.
The generic history of the earth will accordingly consist in the pro-
cesses whereby a potential biosphere comes to acquire all the states of
matter in the form of an atmosphere, liquid bodies, and solid territories,
together with a liquid core to produce a protective magnetic field, and a
source of radiant energy not too near nor far to be tolerable. Whether or
not these geological endowments contain a carbon chemistry and the
chemicals out of which RNA and DNA can form is not a prerequisite for
the universal biology to which a biosphere in general should be compli-
ant. What matters is that these endowments allow for the chance integra-
tion of chemical reactions into a self-sustaining, autopoeitic whole, which
then can survive the conditions on its lonely outpost somewhere in the
vast reaches of space.
The history of the “earth” of which the first part of geological organ-
ics consists is thus properly a universal history whereby a biosphere
comes into being as life implicit, as the world that possesses the poten-
tial to generate and foster the development of living things. What this
history brings into being is a world possessing the structure specifically
enabling life to arise and persist. Hegel describes the emergent structure
of the earth in terms of the distinct geological formations of our lonely
planet, involving different types of minerals.23 What is properly at stake
is the universal physical structure a world must have to foster life. This
might allow for condensed and frozen gases to provide the liquid and
solid regions in which organisms might live with a completely different
extraterrestrial chemistry. We may soon encounter biospheres of this
character on such frozen moons of Jupiter and Saturn as Europa and
Enceladus.
Whatever the particular constitution of a biosphere’s structure, it must
be such as to involve global processes, the life of the earth, as Hegel
describes it,24 in relation to which living things can form, metabolize, and
reproduce. Since life depends upon chemical reactions, which themselves
require catalysts, for which liquids are most suited, the world as biosphere
must give rise to meteorological processes providing the materials and
16 R. D. Winfield

environment in which autopoeisis, the “self-making”, self-preserving pro-

cess of life can occur.25 Consequently, the structure of the biosphere must
involve regions embodying the different states of matter, together with
the geological and meteorological processes specifically enabling life to
arise and persist. These processes proceed both within and between the
geographic regions distinguished by their general state of matter: the
solid regions of land masses, the liquid regions of oceans and inland rivers
and lakes, and the gaseous region of the atmosphere. The life of the earth
will involve the very concrete interaction whereby the geological upheav-
als of the land impact upon the bodies of liquids and the atmosphere, just
as these wash away and weather the land’s solid material.
In developing the geological history, structure, and life of the earth,
Hegel acknowledges that they are not just internally determined, but also
bear the impacts of the biosphere’s relation to the other bodies of the solar
system to which it belongs. These impacts include the tidal effects of the
moon’s orbit, collisions with asteroids and comets, and variations in solar
radiation associated in part with fluctuations in the earth’s orbit and of its
magnetic field. Regarding the processes internal to the life of the earth,
Hegel points to two formative processes: “vulcanism” and “neptunism.”26
Vulcanism refers to all the prior and continuing volcanic processes trans-
forming the earth’s surface. Neptunism, by contrast, refers to all the geo-
logical transformations produced by the movements of water over and
against land, wearing down the landscape, carving new paths for water-
ways, and depositing silt and sand. Vulcanism produces igneous rocks
once lava solidifies, then the pressure of rocks upon one another produces
metamorphosed minerals, all of which wind and water then weather, pro-
ducing alluvial deposits. Hegel details these mineralogical formations in
familiar terrestrial terms,27 but we should reconceive them in terms of a
universal geology that can take into account biospheres of different phys-
ical compositions.
This need for generalization applies to the meteorological processes
that fall within the domain of any biosphere. To begin with, the states of
matter might apply to very different chemical elements, such that, for
example, land and seas might be frozen and liquid gases that do not exist
in such states on earth. Moreover, a biosphere could be a water world
with no land masses breaking through to an atmosphere. Alternately, fro-
 Nature as Biosphere 17

zen material could entirely cover the surface of a biosphere, below which
liquid could exist, warmed by radioactivity and gravitational pressures.
In every case, the geological and meteorological processes must retain
sufficient stability to allow life to arise and survive. By being such a rela-
tively stable, self-maintaining environment, the biosphere can have a
“life” of its own, by which it is life implicit, possessing the potentiality for
fostering organisms.
The enduring character of the biosphere has two successive dimen-
sions. On the one hand, the biosphere has a stability prior to the emer-
gence of life that enables life to arise and survive. On the other hand, the
biosphere must retain a sufficient enduring character after life emerges
and transforms the biosphere into an ecosphere, in which living things
transform their environment. Life forms may, of course, perniciously
alter their ecosystems and thereby undermine their own survival.
Moreover, intelligent animals may develop the ability and negligence to
destroy the biosphere by transforming it into a Venus-like furnace too hot
for any life form to persist. For the biosphere to maintain its character
after life arises and produces an ecology, the newly inhabited planet or
moon must retain its conditions within the boundaries of livability.
Although Hegel has characterized the earth as a geological organism,
with a history, structure, and life-process, he describes the earth as a
“crystal of life”.28 Like a crystal, the earth has a shape. Like the shape of a
crystal, that of the earth is the outcome of antecedent processes. Moreover,
like the shape of the crystal, the shape of the earth does not contain the
process of its formation. Instead, the earth is the outcome of processes
that are part of its history. Unlike the crystal, the earth has inherent in it
a meteorological process, thereby becoming “fructified into vitality”.29 As
an emergent biosphere, the earth becomes a source of life.
Not surprising, Hegel suggests that the sea and where sea meets land
comprise those environments that give life its real possibility.30 There the
availability of materials and catalysts provide the most likely setting for
the self-renewing concatenations of chemical reactions giving life its most
elementary beginnings. All this depends upon a beneficent weather,
whose meteorological transformations must not disrupt the conditions
nurturing the first fragile organisms.
18 R. D. Winfield

 he Emergence of the Rudimentary Forms

T
of Life
Hegel suggests that the land and the sea give rise to different types of life
forms. He maintains that the land is preeminently the source of plant life
and that the seas are preeminently the source of animal life.31 Of course,
to make sense of that dubitable claim, plants and animals must be distin-
guished and we have yet to treat their determination systematically.
Instead, what the biosphere immediately makes possible is the original
generation of life from inorganic material, which is fundamentally dis-
tinct from reproduction. Reproduction presupposes not only the emer-
gence of an organism from non-living substances, but the development
of an organism that has the potential to generate another organism from
itself. Hegel identifies the original generation of life as a generatio aequiv-
ico, where the most elementary organisms arise from inorganic sources.32
These elementary life forms lack the specific differentiations that distin-
guish multicellular plants from animals. Hegel finds examples of such
rudimentary organisms in the slime in the sea (presumably algae) and the
lichens, molds, and fungi found on land.33 These he erroneously supposes
to be examples of the original life forms that emerge not from life itself
but from something other than organic nature. Hegel describes these
primitive organisms as transitory insofar as they lack the ability to repro-
duce.34 They have a metabolism, but cannot generate another living
organism.
What Hegel has no cognizance of are those even more rudimentary
entities that reproduce without having a metabolism of their own. Viruses
are such beings, but they do not precede the most elementary life forms.
As simple as viruses may be, they exist only thanks to the metabolism of
the living cells they invade and with whose genetic material they multi-
ply. Consequently, viruses follow upon the development of organisms
that have the capability of generating other organisms like themselves.
If life must originally arise from inorganic material in a biosphere,
what form can such a living thing be? By way of anticipation, let us grant
that the minimal form of life consists in an enclosed array of chemical
reactions that reproduces those reactions together with the semi-­
 Nature as Biosphere 19

permeable membrane that encloses them and permits the exchange of

materials on which its self-renewing activity depends.35 This autopoeitic
entity involves both an organic unity of complementary organs and a
metabolic interaction with its environment.36 On the one hand, the
enclosing membrane keeps the autocatalytic chemical stew in place, while
selectively absorbing materials from the environment to sustain the ongo-
ing chemical reactions. On the other hand, those chemical reactions
maintain that membrane itself.
Such a minimal entity constitutes the cell, the elementary unit of
life. Like the atom that provides inorganic nature with its fundamental
unit, the cell is the basic constituent of organic nature, providing the
most rudimentary specifically biological reality. Viruses may be more
elementary, replicating themselves without possessing any metabolic
­functioning. Nonetheless, viruses can only partake in organic nature by
entering a cell and using the genetic material the cell provides to repli-
cate themselves.
The same dependency upon the cell holds for the massive macromol-
ecules that provide the enzymes, proteins, and genetic material with
which cells operate. Like any chemical factor, these macromolecules
require catalysts to enter into further chemical reactions and in no indi-
vidual reaction is the outcome the same as the starting point.
Macromolecules become a party to life only by being integrated within
the self-renewing, autopoeitic totality of the cell.
The life process of the cell operates through chemical, molecular trans-
formations, involving the exchange of electrons of different energy levels,
rather than through nuclear transformations, that alter the nuclei of
atoms. In order for the required chemical interactions to occur, the chem-
icals within the cell must be brought close enough so that the electromag-
netic interaction between electrons and the positive charge of atomic
nuclei can forge or break molecular bonds. Although chemicals are
primed to react in specific ways owing to their atomic structure and the
distribution of their electrons at different energy levels, a catalyst is needed
to bring them into sufficient contact to undergo chemical reaction. The
semipermeable membrane of the cell maintains the supply of the needed
chemicals as well as provides the boundary keeping them from dispersing.
It is not enough, however, for the cell membrane to keep these chemicals
20 R. D. Winfield

in relative proximity. The cell must also contain the proper catalysts to
precipitate the needed chemical reactions. Enzymes, which are composed
of proteins, play the role of holding smaller molecules in just the right
position to enter into the appropriate chemical reactions.37 Although each
of these reactions ends with molecular results different from their starting
point, the different reactions occurring within the cell boundary must be
so integrated as to provide in aggregate the chemical components that can
rekindle the same complex of reactions.
Crucial to renewing the supply of chemicals and the enzymes that act
as their catalysts is something that can insure the proper pattern of
enzymes to maintain the various life processes of the cell. This requires
some chemical resources within the cell to insure the supply and due
arrangement of the enzymes and the proteins in which they consist. On
our lonely planet, DNA serves as a key cell constituent that is determina-
tive of what enzymes are produced and in what order they are generated.
Pieces of the DNA break off to form RNA molecules that migrate to
other cell components, microsomes, which then produce the proteins
from which enzymes are constituted.38 Richard Feynman describes this
process as one in which DNA functions as a blueprint, carrying the infor-
mation for manufacturing enzymes within the cell.39 This suggests that
DNA is an immaterial design that some agency imposes upon a given
material not yet embodying that design. DNA, however, is not immate-
rial, but an actual chemical substance within the cell, whose own activa-
tion depends entirely upon the presence of other chemicals and catalysts
alongside it. Since the cell is a self-renewing totality, the enzymes that
DNA will help generate must already be at hand. Only by being one ele-
ment integrated within the ongoing functioning of this biological unity,
can DNA serve to determine which enzymes are replicated and where
that will occur within the cell.
The inadequacy of identifying DNA with a blueprint becomes most
evident in multicellular organisms, where each differentiated cell con-
tains the same DNA at every stage of the development of the living thing.
Whereas a design imposes the same single form upon whatever material
embodies it, the DNA of a multicellular organism underlies the produc-
tion of a whole host of different cell types within an organism whose own
total form may undergo the most striking metamorphoses. What allows
 Nature as Biosphere 21

DNA to be involved in such a dynamic differentiation is that DNA is

itself a physiological element of the organism, subject to the functioning
of other constituents that activate different parts of its elaborate struc-
ture. The same would be true of the DNA analogues belonging to extra-
terrestrial organisms with wholly different chemical compositions.
Whatever be its chemical configuration, the original life form will not
be a multicellular organism. A multicellular living thing is not only much
more developed than any unicellular organism, but presupposes the prior
existence of unicellular organisms from which it could be composed and
evolve.
Moreover, the first living thing would be a prokaryote rather than a
eukaryote unicellular organism. Prokaryotes have simply two “organs”:
the enclosing semipermeable cell membrane and the autocatalytic chemi-
cal stew it contains. Eukaryote cells follow upon prokaryote organization,
for they supplement the prokaryote cell’s two primary “organs” with other
internal membrane-enclosed “organs”, such as a nucleus and organelles.
Further, the original prokaryote cell would not have the ability to
reproduce itself, since that capability is something requiring significant
biological additions to a prokaryote that has a metabolism but cannot
reproduce. As Feynman notes, the inorganic physical constituents of
organisms have little about themselves that exhibits reproduction. Atoms
too do not enlarge and then divide into replicas any more than do mol-
ecules.40 When, however, a cell contains a macromolecule with the dou-
ble chain structure of DNA, a new possibility beckons. Each of the chains
of the DNA double helix is so composed that if the chains separate, the
only chemicals that can bond with the parts of each chain are the con-
stituents of the corollary chain. In the case of DNA, each chain consists
of just four kinds of molecules, adenine, thymine, cytosine, and guanine,
each of which is and can only be connected to the type of complementary
counterpart it faces on the opposite chain.41 Consequently, if the double
helix can be separated in a cellular chemical soup that contains the mol-
ecules that specifically bond with each section of each chain, then the cell
can give itself two double helixes of the same composition. If these then
interact with their chemical surroundings to produce all the elements of
the cell, the cell will contain two parallel totalities, each containing the
same type of life process. Since this includes the formation of an integral
22 R. D. Winfield

cell membrane, once the double helix becomes separated and then repli-
cated, the cell material will end up dividing into two comparable auto-
poeitic totalities, each constituting an individual cell of the same kind.
It is important to recognize that the double chain macromolecule does
not itself accomplish reproduction. Like any chemical, it does not break
itself apart. Something else in the cell must split apart the rungs of its two
twisted chains. Secondly, the separated chains do not themselves provide
the chemicals with which they bind. These must not only be present in
the surrounding cell environment, but catalysts must be at hand to put
them in the right position to forge the new chemical bonds of the two
newly constituted parallel double-chained macromolecules. Then, of
course, these two new double-chained macromolecules will only begin to
help renew and order an integral cell totality thanks to the presence of
further chemicals and enzyme catalysts. All this must be provided by the
metabolism of the cell, which now extends to supply the resources for
reproduction.
Here we have a rudimentary constitution of the two minimal biological
developments on the basis of which life can become an abiding element of
a biosphere. The basic autopoeitic cell first gives life an ephemeral, all too
vulnerable debut. Then, whenever a cell comes to contain the double com-
plementary chained macromolecule resources for reproduction, life can
take its place as an enduring element of a biosphere. This development
transforms the biosphere into an ecosphere, where reproducing life forms
interact with one another and their inorganic environment.
These basics are worth sketching at this juncture, in anticipation of
how the emergence of living things confronts us with the more imposing
task of conceiving what development life can take in exhausting its fun-
damental possibilities.

Notes
1. For further discussion of why Kant limits the philosophy of nature to the
mechanics of matter in motions, see Richard Dien Winfield, Conceiving
Nature after Aristotle, Kant, and Hegel: The Philosopher’s Guide to the
Universe (Houndmills, UK: Palgrave Macmillan, 2017), pp. 62–76,
97–120, 146–161, 172–181.
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splints and bandages, and my face covered with strips of court
plaster, until nothing but my mouth was in working order, and I wore
out a nurse bringing me things to eat, and I never enjoyed myself
more in my life than I did in that hospital, just eating and being petted
by good looking nurses.
My lawyer told me to groan all the time when anybody was present,
and when a railroad lawyer called at the hospital to take an invoice of
my wounds, and my lawyer was present to see that I groaned plenty,
it was all I could do to keep from laughing, but my lawyer would run a
paper knife into my slats every time I quit groaning, so we were
working the railroad all right, and the hospital doctors, who were
going to have a share in the money, made a list of my broken bones,
and the railroad lawyer wanted to be shown every break in my
anatomy.
Well things went on this way for several days, and I was getting
nervous from the plaster casts on me.
I didn’t like it very much when the railway lawyer offered to settle for
five dollars, claiming I was a tramp stealing a ride, but he brought my
chum to see me, and my chum who had his neck twisted around by
a bale of hay falling on him, settled for twenty dollars, and so I did
the same, and when the nurses were asleep in the afternoon, my
chum and me left the hospital with forty good dollars, and started
across the bridge for St. Louis, to find the air ships.
We were sitting down on a railroad track, at the east entrance to the
bridge, and I had taken off my clothes, and was breaking the plaster
of paris off my limbs, when my lawyer came along on his motorcycle,
on the way to the hospital to make me groan some more, and when
he saw us he had a fainting spell, and when I told him we had been
discharged cured, he said it was hard for a deserving lawyer to be
knocked out of a half million dollar fee by a dumb fool client who
didn’t know enough to look out for his own interests, and he was
going to have us arrested for highway robbery, but I told him I
wouldn’t have known what to do with so much money if we had
kanoodled the railroad out of a million dollars, in addition to a free
ride on its palatial freight car, and besides it would be cheating, and
the lawyer drew a long sigh and told us to get out of the country and
he would continue the suit on the ground that we had been injured
so bad that we became insane and jumped into the river, and he
offered to throw us in the river, but we jumped on a street car and
went across to St. Louis in search of the park where the balloon man
was that had offered us a job riding in balloons.
We found the man and he said they were all going to start for
somewhere the next morning and we could go along, my chum in
one balloon and I in another, and all we would have to do was to
throw out ballast when told to do so, and open cans of stuff to eat,
and for us to buy thick sweaters, and show up at nine o’clock in the
morning, and write the address where we wanted our remains sent
to in case we were killed, and pin the address on our sweaters.
It wasn’t cheerful and my chum and I talked it over until late that
night, and I am sorry to say my chum showed a streak of yellow, and
he confessed to me that he was a coward, and came from a family of
cowards, and that he didn’t have sand enough to go up in a balloon,
and he would let me go up, but he would rather stay on the ground,
where he could feel the earth with his feet, and watch the balloons.
He said that people who go up in balloons were either crazy, or had
met with some disappointment in life, and took the balloon method of
committing suicide, and he would side step balloons, and if the time
ever came when he was tired of life, he would take a job firing on an
engine, or go into burglary, or get in love with some old man’s wife,
or marry a chorus girl, or something that would be fatal, but on land.
Gee, but I was disappointed in my chum. He had been in a reform
school, and I thought he had gravel in his crop, but he proved to
have the chilblains, and so I went to the balloon man in the morning
alone, and told him I had made my will, and was ready to go up to
heaven or down to Helena, Arkansas, any minute he was ready, but
my chum had weakened and gone glimmering.
I got in the basket and looked things over, and jumped out and in
several times, and asked questions of the two men who were to go
up in it, and they seemed pleased that I was not afraid, and they
asked me if I thought my father would make a kick if I was killed or
lost at sea, or anything, and I told them from my last conversation
with Pa I thought he would take it as a kindness if they should find it
convenient to spill me out somewhere or lose me, and when they
landed, if they could make affidavit that I had been permanently
disposed of, like a mess of kittens under water in a bag, with a stone
in it, that Pa would be willing to cough up quite a premium.
That held them for a little while, and then they asked me who I was,
anyway, and when I told them that I was the only original “Peck’s
Bad Boy,” they said that from their recollection of my tricks on my
father they could readily see how a fatality might be a blessing, and
they seemed relieved of any responsibility, and we went to work to
get things in the basket, and they instructed me what I was to do.
The basket was about nine feet square, and it had more things in it
than a delicatessen store.
At about ten o’clock in the morning, with thousands of people
watching the balloons, they began to cut loose and go shooting into
the air, and it was a race.
The man told me that the balloon that went the farthest from St.
Louis before being compelled to land would get the prize, and I
began to feel anxious to have our balloon win.
I watched those that started first, and they went up so far I could only
see little specks in the sky, and I thought of balloons I had seen go
up on fair grounds, where a girl sat on a trapeze bar, and jumped off,
and a parachute opened and took her safely to the ground, and I
looked around our balloon for a parachute, but there was none, and I
wondered what would happen if the balloon came down, with its gas
all escaped, like the fair ground balloon, and there is where I came
the nearest to weakening and climbing out, but I thought if I did I
would be a coward like my chum, and then I thought if those two
grown men, with families depending on them for support, were going
up, they were not doing it for any suicidal purpose, and I could go if
they could, and when the boss man said, “Now, Bub, if you want to
stay ashore, this is your last chance,” I said, “Your little Hennery is
ready to go where you go, and you can’t tie her loose any too soon
to suit me,” and he patted me on the head and said, “Hennery, you
sure are game,” and then all was ready and he said to them to let go.
My heart went up and rubbed against my palate, and the balloon
made a jump like a horse going over a five foot fence, advertising a
brand of whiskey, and we shot up into the air, the people yelling, and
I saw my chum sitting on a dray, driving a mule, and I thought of the
difference between a brave boy and a mucker like my chum, the
houses began to look smaller, until St. Louis looked like play houses,
with a ribbon of gray on the side of it, which was the river.
The boss looked at a machine and said we were five miles high, and
I thought how I had always enjoyed high life, and I was trying to get
my heart swallowed down where it belonged.
The balloon basket was as steady as a house, and I got up and
looked over the side of the basket, and it seemed awful, cause I had
never been higher than the top of a twenty story building before, and
I began to weep tears, and the air seemed queer, and I was just
going to faint when the boss told me to open a can of lobsters, and I
woke up.
 CHAPTER V.
The Bad Boy Leaves St. Louis in a Balloon—The Boy Makes a Trip to
San Francisco and Joins Evans’ Fleet—The Police Arrest Boy and
Tie Up Balloon.

When our balloon left St. Louis, and got up in the air so far that the
earth looked like a piece of rag carpet, with pop corn scattered over
it, which were villages, and I realized that if anything busted, we
would be dropping for hours before we struck a church steeple, and
would be so dead when we hit the ground, and stiff and cold that we
would be driven down in the mud so far no one would ever find us,
and I looked at the two fool men in the basket with me, who didn’t
seem to care what became of them, as though they were unhappily
married or had money in a shaky bank, I began to choke up, and the
tears came to my eyes, and I took a long breath of thin air, and
fainted dead away.
When I fainted we were being driven south, and when I came to, with
a smell of ammonia on my hair, we were going east, and the balloon
had gone down within a mile of the earth, and the men gave me
some hot tea out of a patent bottle, and pretty soon I began to enjoy
myself and wonder if I could hit a mess of negroes picking cotton in a
field, with a sand bag.
When you are up in the air so far that a policeman cannot reach you,
you feel loose enough to insult men that would knock your block off if
you should give them any lip when you were on the ground.
We came down a half a mile more, and I asked the boss man if I
might throw a sand bag at the negroes, and he said I might throw a
bundle of advertisements for liver pills at them, so I yelled, “Hello,
you black rabbits,” and when the negroes looked up and saw the
balloon, they turned pale, and dropped on their knees, and I guess
they began to pray, and I didn’t mean to interfere with their
devotions, so I threw a bottle of ginger ale at a mule hitched to a
wagon near them, and when the bottle struck the mule on the head
and exploded and the ginger ale began to squirt all over the colored
population, the mule run one way with the wagon, and the negroes
ran for the cane brakes. The boss man in the balloon complimented
me on being a good shot, and said I had many characteristics of a
true balloonist, and probably before we got to the end of the trip I
would get so I could hit a church steeple with a bag of ballast, and
break up a Sunday School in the basement. He said that being up in
the rarefied air made a man feel as though he would like to commit
murder, and I found out that was so, for the next town we passed
over, when all the people were out in the main street, and the balloon
man told me to throw over a bag of sand, so we could go up higher,
instead of trying to throw the bag into a field, where there was
nobody to be hurt or frightened, do you know, I shied that bag at a
fountain in the public square and laughed like a crazy person when
the water splashed all over the crowd, and the fountain was
smashed to pieces, and the pirates in the balloon complimented me,
and yet, when those men are at home, on the ground, they are
christian gentlemen, they told me, so I made up my mind that if
ballooning became a fashionable pastime, those who participated in
it would become murderers, and the people on the ground would
shoot at a balloonist on sight.
We went up so high that we were out of range of people on the
ground, so you couldn’t pick out any particular person to hit with a
bundle of pickle advertisements, so you had to shoot into a flock,
and run chances of winging somebody, so I did not enjoy it, but
along towards evening we passed over a town in Tennessee or
Kentucky, where there was a race track, and races going on, and
just as we got over it I said to the boss balloon man, “Just watch me
break up that show,” and I pitched overboard a whole mass of
advertisements of different things we carried, and two bundles hit the
grand stand, and exploded, and about a million circulars advertising
pills and breakfast food struck the track, just as the horses were in
the home stretch, and of all the stampedes you ever saw that was
the worst, horses running away, riders fell off, carriages tipped over,
and the people in the grand stand falling over themselves, and as we
sailed along none of us seemed to care two whoops whether
anybody was killed or not. It was the craziness of being up in the air,
and not caring for responsibility, like a drunken chauffeur running a
crazy automobile through a crowd of children, and acting mad
because they were in the way of progress.
We laughed and chuckled at the sensation we had caused, but
cared no more for the results than a hired girl who starts a fire with
kerosene.
It came on dark after a while, and all we had to do was to look at the
stars and the moon, and it seemed to me that the stars were as big
as locomotive headlights, and that you could see into them, and on
several of the largest stars I was sure I could see people moving,
and the moon seemed so near that you could catch the smile of the
man in the moon, and see him wink at you.
The two men had to remain awake all night, but after awhile I said I
guessed I would have my berth made up, and the boss man handed
me a shredded wheat biscuit for a pillow, and laid me down by the
sand bags and the canned food, and threw a blanket over me, and I
slept all night, sailing over states, the balloon moving so still there
was no sound at all.
I woke up once or twice and listened for a street car, or some noise
to put me to sleep again, and found myself wishing there was a fire,
so a fire department would go clanging by, making a noise that
would be welcome in the terrible stillness.
I dreamed the awfulest dreams, and thought I saw Pa, in another
balloon, with a rawhide in his hand, chasing me, and the great bear
in the heavens seemed to be getting up on his hind legs, with his
mouth open, ready to hug me to his hairy chest.
It was a terrible night, and at daylight the boss man woke me up and
I looked over the side of the basket and we were going across a
piece of water where there were battle ships lined up like they were
at San Diego, when Cevera’s fleet was smashed, and the men said
now was the time to demonstrate whether balloons would be
serviceable in case of war, and told me to take a bundle of malted
milk advertisements, and imagine it was a dynamite bomb, and see if
I could land it on the deck of a big white battleship. I took a good aim
and let the bundle go and it struck on deck just in front of a cross
looking man in a white uniform, and scattered all over the deck and
the sailors and marines came up on deck in a wild stampede, and
threw the malted milk advertisements overboard, and as we sailed
on there was an explosion of red hot language from the cross
looking man in the white uniform, and the boss balloon man said,
“That is a good shot, Bub, for you landed that bundle of alleged
dynamite square on the deck of Admiral Bob Evans’ flagship. Didn’t
you hear him swear?” and then we went on, and the man in the
white uniform was shaking his fists and his mouth was working
overtime, but we couldn’t hear the brand of profanity he was
emitting, but we knew he was going some, for before we got out of
hearing the bugles were sounding on more than a dozen battleships,
the men came up from below and took positions in the rigging and
everywhere, and all was live with action, and the boss balloon man
said the fleet was preparing for its trip around the horn, to San
Francisco, and then I told the balloon man that he couldn’t land me a
minute too quick, because I was going to join that fleet and go with
Bob Evans, if I never did another thing in my life.
 Hit the Chief of Police with a Bottle.

The inspiration came to me up there in the rarefied air, and I was as

sure I was going around the Horn as though I was already on one of
the ships.
We sailed along part of the day and the gas began to give out, and I
had to throw over ballast, and open cans of food, and bottles of stuff
to drink, and I made some good shots with the sand bags and the
bottles. Once I hit right in front of a brakeman on a freight train with a
bottle of soda water, and again I hit an oyster schooner with a sand
bag and must have chuckled at least a barrel of oysters. The gas
kept escaping, and presently we came down in a field in Delaware,
after I had hit a chief of police in Wilmington with a bottle of beer,
which is a crime in a prohibition country, and after we landed the
police arrested the two balloon men, and tied up the balloon. They
paid me thirty dollars for my services, and I took a train for Fortress
Monroe to join the fleet, and left the two balloon men on the way to a
whipping post.
 CHAPTER VI.
The Balloon Lands in Delaware—The Boy Visits the Battleships—They
Scour the Boy With a Piece of Brick and Some Laundry Soap—The
Boy Investigates the Mechanism of the Battleships—The Boy Goes
With the Ships as a Mascot.

When our balloon that sailed from St. Louis came down in Delaware,
and I had bid good bye to the two men whom I sailed with, and they
had paid me good money for my services and keeping them awake, I
thought of that fleet we had passed over at Fortress Monroe, the
beautiful white battle ships, and I was afraid I could not get there
before it sailed, and secure my berth, as I had made up my mind to
go with it around the horn, and help fight Japan or mosquitoes, or
any old thing that came in the way, so I took the first train to Fortress
Monroe, and found that the whole population of several near by
states were going too, as the President was going to review the fleet
before it sailed.
The next day I was at the hotel at Old Point and with hundreds of
other people took a launch and went out among the battle ships.
Everybody was welcome to go aboard the ships, and we visited
several of them and were shown all over the vessels by the
uniformed jacks.
Gee, but a battleship is like a sky scraper on land, and you can go
from the roof clear down half a mile below the water line, and it is like
a combination of an engine manufactory, a boiler plant, a coal yard,
a wholesale grocery, a packing house, a blacksmith shop, a
department store, a hotel, a powder mill, a suburban trolley line, and
a bargain sale of blankets, a state fair and a military encampment,
and a parade ground, a county jail and an apartment house, with
rooms to let on the European plan and all of it in an iron coffin, liable
to go to the bottom any minute, if the air tanks are punctured.
Gee, but I was almost afraid to be down cellar in a battleship without
any life preserver, and when I went up on deck, where I could jump
overboard if she began to sink, there, away on top of the whole old
cook stove, were guns so big that it seemed if one got to moving
around on deck it would tip the ship over. It seemed to me like boring
a hole in a flat iron and crawling in, and being put in a bath tub, or
like rigging up a coal stove with paddles and outriggers, and
paddling out in a marsh duck shooting.
The first hour I was investigating the mechanism of a battleship and
was scared silly for fear she would get ready to sink, and as I looked
at the iron everywhere, which I had been taught in school would sink
so quick it would make your head swim, I wondered what my nation
could be thinking of to build ships of iron and depend on wind to
keep them on top of the water, and I thought it would be just as safe
to cover an iron railroad bridge with building paper, and launch it for
a trip across the ocean; and yet all the officers and men seemed to
enjoy it, and forget about the danger, for they laughed and played
jokes, and put on airs, and mashed the girls who came on board as
though they had made up their minds that it was only a matter of
time when the ships would sink, and they seemed to congratulate
themselves that when they went down with the ships a time lock
would close them up hermetically so sharks and devil fish couldn’t
eat the crew, and they could float around for all time and eternity
safe from the resurrection as they would be buried in a safety
deposit box in the vault of a trust company.
Some of the jacks played it on me. They took me and wrapped an
angora goat skin around me, with the hair outside, and tied a string
to my feet, and run it out of the breach of the big sixteen inch gun,
and another string on my legs, and they pulled me back and forth
through that forty foot gun to swab it out, and when I came out alive
they laughed and were going to tie a bag of shot to my feet and let
me off a plank over the side to practice on a burial at sea, but I yelled
for help and a cross looking man came along and pardoned me, and
told the fellows to take me to his cabin and wash the powder off my
face, and hold me until he could have a talk with me. When they had
scoured me with a piece of brick and some yellow laundry soap, the
man came into the cabin, and the boys who had hazed me said he
was Admiral Evans, and I remembered him cause once when he
was in the light house service he entertained Pa and me on his light
house tender, and held me on his lap at the New Orleans Mardi
Gras, and I said, “Hello, Mr. Evans, don’t you remember little
Hennery? I am Peck’s Bad Boy,” and he remembered me, and said,
“What n’ell you doing here?” and I told him I knew what he was up
against, going around the horn, and to San Francisco and Japan and
the Philippines, and that I wanted to go along on his ship as a
mascot, or a waiter or anything, and he said he didn’t know, but I
would be a good mascot, as last trip they had a goat and a monkey
for mascots, and I had a combination of both, and if he was going to
make a trip to hades, or any climate hotter than the straits of
Magellan, he thought I would be all right.
 They Pulled Me Through That Forty-Foot Gun to Swab It
Out.

He asked me what I could do and I told him there was nothing that I
couldn’t do if properly encouraged, anything, from flying a flag of
truce from the fighting top, to riding up in the ammunition elevator
with five hundred pounds of dynamite, to acting as the propeller to a
Whitehead torpedo.
We talked it over for an hour and he asked about Pa, and then he
said he would think it over, and he gave me a ticket with a number
on, and told me to be on the front porch of the Hotel Chamberlaine at
nine o’clock the second morning after, and if a steam launch from the
Connecticut landed there and gave two whistles, for me to get on
board with my baggage, and report to him before the fleet sailed.
Well, say, this was quick work, and I called a launch and visited the
other vessels, promising to be Johnny on the spot at the appointed
hour.
It was a great sight to see the review, when the President came
along on the yacht Mayflower and I forgot all about the battleships
being of iron liable to sink if the wind got out of the tanks, and was
never so proud in my life as I was when I saw the jacks climb up on
the rigging and hang on like monkeys, lined up like they were drilling
on deck, and when the Connecticut began to fire a salute to the
President, out of those great iron sewer pipes, and all the rest of the
fleet began to shoot at the air, the noise was so loud that it made
your head feel like you do when you take seidletz powders, and it
gullups up your nose, and the smokeless powder made the smoke
so thick you couldn’t see anything but the President’s teeth, as he
sailed along on his yacht, and I got so patriotic that the chills went up
my back like when you have the grip coming on, and then the smoke
cleared away and when a million American flags were flung to the
breeze, I began to choke up like you do when you are sick and the
callers say, “Well, brace up boy, you may pull through, but there are
a hundred chances against your living till morning,” and the tears
rolled down my cheeks, and my throat got full like I had the tonsilitis,
and everybody else on our launch except two Japanese were crying,
and then the President’s yacht took a position, and all the battleships
swinging into line and marched past, and the bands played, and we
all just bellered for patriotic joy, and I was so mad to see those
Japanese standing there like bottles of castor oil, not even smiling,
that I blew up a toy balloon which I have been playing air ship with,
and I whacked it on the head of the meanest looking Jap, and when
it exploded he was the scardest-looking person I ever saw, because
he thought one of those sixteen-inch shells had gone off in his hat,
and everybody said, “served him right,” and then he laughed, the first
time since the review started, and he wanted the skim of my toy
balloon as a souvenir of the first gun fired in the war with Japan.
 When it Exploded the Jap Was the Scaredest Person I Ever
Saw.

From that day, when I had examined critically our fleet and seen it
salute, and monkey around the President, I felt so patriotic that I
wanted to fight for my country, and I could hardly wait two days for
Mr. Evans to send his launch ashore after me, and I didn’t care if the
whole thing was iron, that couldn’t float under natural conditions and
if Bob Evans should put oarlocks on a bar of railroad iron, and put
me on it, with orders to go sink a Japanese sampon, or whatever
they call their war ships, I would step aboard that bar of railroad iron
with a light heart, wave my hat and tell them all to go plumb.
So we went ashore, and that evening there was a ball at the hotel,
and all the officers of the navy were there, and the army, and millions
of ladies with clothes on the lower half of them, and talcum powder
and black court plaster on the upper half, and the way they danced
and waltzed and flirted and et lobsters would make you dizzy, and
when Bob Evans walked limping by me, with a two-hundred-pound
lady on one arm, and a ninety-pound girl on the rheumatiz side of
him, I was so full of patriotic fire I couldn’t help saying, “Hello, Bob, I
will be on deck all right,” and he looked at me with an expression on
his face that looked as though he had drawn a lobster that had been
dead too long, and he marched along with his female procession,
and the orchestra struck up a good-night waltz, and everybody
waltzed, and took some drinks, and went home to wait the sailing of
the fleet the next day, and I went to bed with an order to be called at
sunrise, so I could be on the porch with my ticket in my hand, ready
to jump into the launch when she whistled and sail away “for a frolic
or a fight,” and I didn’t care which.
 CHAPTER VII.
A Storm Comes from the Coast of Cuba—Everyone Goes to Sleep on
the Ship Except the Watchman and Pilot—The Bad Boy Is Put in the
Dungeon—The Captain Says to Throw the Boy Overboard to Feed
the Sharks.

I feel like a bridegroom that has been left waiting at the church, with
no bride appearing, and the crowd scoffing at him, and commenting
on his clothes.
I waited on the porch of the hotel at Fortress Monroe all the forenoon
for Mr. Evans’ launch to come and get me and take me aboard his
gladship, holding my ticket in one hand and my bundle of clothes in
the other.
Launches came by the dozen, bringing people ashore, but no one
was allowed to go out to the ships. Finally the last launch came, and
it was manned by “Connecticut” men, and when I showed my ticket
and was going to get on, the boss said “skiddoo,” the boat moved
away with one of my feet on board and the other on the dock, and I
promptly fell in the water, the boss of the boat yelled to some one on
the dock to “get a boat hook and pull it out,” and soon I came up
strangling, a hook caught me in the pants and I was hauled out on
the dock, they rolled me on a barrel and stood me on my head to
empty the water out of me, and a soldier took me into the kitchen of
the hotel to have me dried out by the gas boiler, and I felt deserted
and demoralized. The guns boomed, the bands played, and I looked
out of the kitchen window and saw the fleet sail away south without
me, and I realized that Bob Evans had been “stringing” me, and that
he never intended I should go around the horn with the fleet, and I
thought that may be, if he was a liar, and used profane language,
and was subject to rheumatism, it was better that I did not go, as I
might be spoiled. But they can go plumb with their old fleet, and if the
Japs get Bob Evans and roast him over the coals, all I hope is that
he will be sorry for treating me as he did.

The Boss of the Boat Ordered Me Pulled Out with a Boat

Hook.

But I always light on my feet. After I got dried out, I met a man who
was picking up a crew to go to Europe from Baltimore on a cattle
ship, and he pictured to me the easy life on the ocean wave with a
load of steers, and hired me to go along, and I thought it was the
chance of my life to meet up with Pa, who is over there hunting
airships for his government, so we went to Baltimore, and that night
we were in the cattle ship and I slept in a hammock and ate my
bread and beef out of a tin basin.
Gee, what a change it was over my former trip to Europe with Pa, on
a regular liner, with a bed and meals in the cabin. But when a boy
goes out in the world to gain his own living, and travel on his face, he
has got to take what comes to him.
The next morning my work began. Our vessel went up to the stock
yards, and began to load steers for shipment, and all I had to do was
to act as a “twister.” When the cattle came through the shute, and
landed on the deck, and refused to go into the dark places, we had
to take hold of the tails of the cattle and twist them so they would
move on, and of all the bellowing you ever heard, that was the worst.
Whether the bellowing was caused by the tail twisting, or because
the cattle were home sick, and did not want to be kidnapped or
“shonghaid” on board a foreign-bound vessel, I don’t know, but it was
more exciting than the sea fight at Santiago and about as
dangerous, for the cattle hooked with their horns and kicked, and I
was kicked more than forty times, and would have quit, only the man
that hired me said if any of us were injured we would be put on the
government pension list, and be supported in luxury the balance of
our lives, so I worked for two days, and finally we got a thousand or
more steers down in the hold, sliding them down on skids, and they
were lined up in stalls, with a hay rack in front of them, and a bar
across behind them, and we sailed for the ocean, after feeding the
cattle bailed hay and giving them water and bedding.
It seemed to me those cattle were almost as comfortable as
steerage passengers on a liner, but they kicked and bellowed, and
pawed the planks off the deck, and mourned like lost souls.
The first day out I found that I was not a passenger, but a crew.
Instead of the easy life I had expected, loafing along across the
ocean, I had to get up before daylight and skin potatoes, and help
stir soup, and pulverize hard tack, and carry the food up into the