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Raj Singh, Kelsey C. Stoltzfus, Hanbo Chen, Alexander V. Louie, Eric J. Lehrer, Samantha R. Horn,
Joshua D. Palmer, Daniel M. Trifiletti, Paul D. Brown, and Nicholas G. Zaorsky
Department of Radiation Oncology, Virginia Commonwealth University Health System, Richmond, Virginia, USA
(R.S.); Department of Radiation Oncology, Penn State Cancer Institute, Hershey, Pennsylvania, USA (K.C.S., S.R.H.,
N.G.Z.); Department of Public Health Sciences, Penn State College of Medicine, Hershey, Pennsylvania, USA (K.C.S.,
Corresponding Author: Nicholas G. Zaorsky, MD, Department of Radiation Oncology, Penn State Cancer Institute; Department of
Public Health Sciences, Penn State College of Medicine, 500 University Drive, Hershey, PA 17033, USA (nicholaszaorsky@gmail.com).
Abstract
Background. The objectives of this study were to characterize (1) epidemiology of brain metastases at the time of
primary cancer diagnosis, (2) incidence and trends of synchronous brain metastases from 2010 to 2015, and (3)
overall survival (OS) of patients with synchronous brain metastases.
Methods. A total of 42 047 patients with synchronous brain metastases from 2010 to 2015 were identified from the
Surveillance, Epidemiology, and End Results database. Descriptive analysis was utilized to analyze demographics
and incidence. The Kaplan–Meier method and a Cox proportional hazards model were utilized to evaluate potential
prognostic factors for OS.
Results. The majority of patients were diagnosed from age older than 50 (91.9%). Common primary sites included
lung (80%), melanoma (3.8%), breast (3.7%), and kidney/renal pelvis (3.0%). Among pediatric patients, common pri-
maries included kidney/renal pelvis and melanomas. The incidence was roughly 7.3 persons/100 000. Synchronous
brain metastases were associated with significantly poorer OS compared to extracranial metastases alone (hazard
ratio [HR] =1.56; 95% CI: 1.54–1.58; P < .001). Among patients with brain metastases, male gender (HR = 1.60 vs
1.52), age older than 65 years (HR = 1.60 vs 1.46), synchronous liver, bone, or lung metastases (HR = 1.61 vs 1.49),
and earlier year of diagnosis (HR = 0.98 for each year following 2010) were associated with significantly poorer OS.
Conclusions. The vast majority of brain metastases are from lung primaries. Synchronous brain metastases are
associated with poorer OS compared to extracranial metastases alone.
Key Points
• The incidence of synchronous brain metastases was 7.3/100 000; roughly 80% were from
lung primaries.
• Brain metastases are associated with poorer survival among those with extracranial
metastatic disease.
• Older age, male gender, and extracranial metastases are associated with poorer survival
among patients with brain metastases.
© The Author(s) 2020. Published by Oxford University Press, the Society for Neuro-Oncology and the European Association of Neuro-Oncology.
This is an Open Access article distributed under the terms of the Creative Commons Attribution License (http://creativecommons.org/licenses/by/4.0/),
which permits unrestricted reuse, distribution, and reproduction in any medium, provided the original work is properly cited.
2 Singh et al. Epidemiology of synchronous brain metastases
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Neuro-Oncology
tests, or log-rank tests for continuous, categorical, and information on other sites of metastatic disease or OS.
time to event variables, respectively, were used where ap- A total of 2 056 647 patients without brain metastases were
propriate. Additionally, trends in incidence rates over the also identified for means of comparing baseline demo-
study time period (2010–2015) were assessed by the pri- graphics. A summary of patient characteristics with syn-
mary cancer site. A weighted least-squares method was chronous brain metastases by age, race, sex, and cancer
used to calculate annual percentage changes (APCs) with site broken down by year and with overall statistics over
SEER*Stat. While all cancer sites were included in the anal- the time period studied can be found in Supplementary
ysis, only primary cancers with an incidence rate greater Table 1. With regard to age, the most common age group
than 0.05 per 100 000 persons from 2010 to 2015 are pre- in which a diagnosis of brain metastasis was made was
sented to simplify interpretation. A Bonferroni correction from 60 to 69 years old (33%), followed by 70–79 years
was applied to all analyses other than those stratified by old (24.5%), 50–59 years old (23.3%), older than 80 years
primary sites testing 9 hypotheses, which resulted in statis- (11.2%), and younger than 50 years (8.11%). Males com-
tical significance being set at P < .006. prised 52.5% of the cohort examined, with whites, blacks,
Advances
Neuro-Oncology
Absolute incidence among males by age shows lung as Relative incidence among males by age shows kidney/renal pelvis and melanoma
A most common histology B as common histology among younger patients and lung among older patients
100%
4000
90% Lung
3500
80% Melanoma
3000 70%
Count (relative)
Breast
2500 60%
Count
Kidney
2000 50%
Esophagus
40%
1500 Colon and
30%
rectum
1000 20%
Misc.
500 10%
Stomach
0 0%
s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s s Prostate
ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar
ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye Corpus and
00 -04 -09 -14 -19 -24 -29 -34 -39 -44 -49 -54 -59 -64 -69 -74 -79 -84 85+ 00 -04 -09 -14 -19 -24 -29 -34 -39 -44 -49 -54 -59 -64 -69 -74 -79 -84 85+ uterus, NOS
01 05 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 01 05 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80
50%
1500
40%
1000 30%
20%
500
10%
0 0%
rs s s s s s s s s s s s s s s s
rs rs rs s s s s s s s s s s s s s s s s s s s
a a a a ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar ar
ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye ye
00 -04 -09 -14 -19 -24 -29 -34 -39 -44 -49 -54 -59 -64 -69 -74 -79 -84 85+ 00 -04 -09 -14 -19 -24 -29 -34 -39 -44 -49 -54 -59 -64 -69 -74 -79 -84 85+
01 05 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80 01 05 10 15 20 25 30 35 40 45 50 55 60 65 70 75 80
Age at Diagnosis Age at Diagnosis
Figure 1. Incidence of brain metastases among males and females, by age, from SEER 2010 to 2015. (A) Absolute incidence among males by age shows
lung as the most common histology. (B) Relative incidence among males by age shows kidney/renal pelvis and melanoma as common histology among
younger patients and lung among older patients. (C) Absolute incidence among females by age shows lung as the most common histology. (D) Relative
incidence among females by age shows kidney/renal pelvis and melanoma as common histology among younger patients and lung among older patients.
A Incidence by primary site shows stable incidence over time B Total incidence per year shows stable incidence over time
8
7
2010 2011 2012 2013 2014 2015
7 Lung
6 Melanoma
6 Breast
Incidence rate per 100 000
Incidence rate per 100 000
5 Kidney
5 Esophagus
4 Colon and
4 rectum
Misc.
3
Stomach
3
Prostate
2
2 Corpus and
uterus, NOS
1
1
0
0
us in st vi
s us m us h
at
e S
ch Sk ea el ag tu eo ac st
O 2010 2011 2012 2013 2014 2015
n he Br P h ec n om o , N
ro t al op R lla St Pr r us
d
B of en Es an
d ce te Year of Diagnosis
an a R is U
om d on M d
ng an an ol an
Lu el y C us
M ne p
Ki
d or
C
Figure 2. Incidence of brain metastases by primary site. (A) Incidence by the primary site shows a stable incidence over time. (B) The total inci-
dence per year shows a stable incidence over time.
brain metastases had the poorest OS as compared to those [95% CI: 1.86–2.58]), rectal cancers (HR = 2.07 [95% CI:
with extracranial metastases alone (HR = 2.20 [95% CI: 1.68–2.55]), and melanomas (HR = 1.93 [95% CI: 1.79–
2.06–2.34]), followed closely by uterine cancers (HR = 2.19 2.08]). For breast cancer patients, the detrimental effect of
6 Singh et al. Epidemiology of synchronous brain metastases
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Neuro-Oncology
Adjusted Hazard Ratio
Site p-value [95% CI]
Tongue <0.001 4.40 [2.35, 8.23]
Anus, Anal Canal and Anorectum 0.012 4.03 [1.78, 9.14]
Testis <0.001 3.03 [2.31, 3.97]
Retroperitoneum 0.069 2.97 [1.36, 6.49]
Larynx 0.028 2.72 [1.44, 5.16]
Mesothelioma 0.001 2.44 [1.60, 3.71]
Thyroid <0.001 2.29 [1.77, 2.95]
Small Intestine 0.003 2.27 [1.47, 3.51]
Oral Cavity excl. Tongue 0.032 2.26 [1.33, 3.83]
Breast <0.001 2.20 [2.06, 2.34]
Uterus <0.001 2.19 [1.86, 2.58]
Cervix Uteri <0.001 2.11 [1.63, 2.72]
Rectum <0.001 2.07 [1.68, 2.55]
Figure 3. Forest plots showing poorer overall survival (OS) among patients with brain metastases compared to extracranial metastases alone by
the primary site.
100 000 individuals) that was attributed to higher rates of We noted a significantly higher rate of synchronous
lung primaries among male patients. However, Counsell brain metastases associated with lung cancers (roughly
et al.25 found a similar incidence rate among both sexes 80%) similar to that of previous investigations utilizing
in their cohort. Similar to our findings, they also noted a the SEER database. Notably, previous analysis by Cagney
gradual increase in the incidence rate of brain metastases et al.27 reported that patients with NSCLC or SCLC had the
by increasing age until the age of 74, when a sharp de- highest rates of brain metastases at initial diagnosis. Their
cline was noted, which was thought to be secondary to no analysis also found that of patients with metastatic dis-
formal workup for brain metastases. ease at presentation, those with melanoma (28%), NSCLC-
Regarding primary cancer sites, a prior investigation by adenocarcinoma (26.8%), non-specified NSCLC or other
Barnholtz-Sloan et al.14 of the Metropolitan Detroit Cancer lung cancers (25.6%), SCLC (23.5%), NSCLC-squamous cell
Surveillance System also found lung cancers to be the carcinoma (15.9%), bronchioloalveolar carcinoma (15.5%),
most common primary cancer site, though not constituting and renal cancers (10.8%) had the highest incidence of
the majority of patients as in our study (19.9% of their co- brain metastases. Another prior analysis of the SEER da-
hort). Other common sites were melanoma (6.9%), breast tabase by Kromer et al.28 examined patients with synchro-
(5.1%), and colorectal cancers (1.8%). Similar to these find- nous brain metastases from 2010 to 2013 and similarly
ings, a report by Schouten et al.15 from The Netherlands noted the highest frequency among patients with cancers
noted a 5-year cumulative incidence of new brain me- of the lung and bronchus (10.8%), and notably with SCLC
tastases to be highest among patients with lung cancers noted to have the highest incidence among all histologies
(16.3%), followed by renal cancers (9.8%), melanomas (15.1%).
(7.4%), breast cancers (5%), and colorectal cancers (1.2%). Among the pediatric population, we noted that tumors
Another report by Berghoff et al.26 of 2419 patients with of the kidney and renal pelvis was the only primary site
brain metastases found that those with lung cancers com- for patients less than 1 year of age, with melanomas
prised the largest proportion of solid tumor types with syn- being the predominant site for older pediatric patients.
chronous brain metastases (47%). Prior studies have noted brain metastasis incidence rates
8 Singh et al. Epidemiology of synchronous brain metastases
Table 3. Number of Patients With or Without Synchronous Brain Metastases at Diagnosis by Primary Cancer Site and Associated Unadjusted
Median Survival Time in Months
Cancer Site All Cancer Patients (M0 and M1 Patients With Brain Metastasis M1 Patients Without Brain
M1) Diagnosed 2010–2015 at Diagnosis Metastasis at Diagnosis
N Median Survival, N (%) Median Survival, N (%) Median Survival,
Months (95% CI) Months (95% CI) Months (95% CI)
Lung and bronchus 308 561 10 (10-10) 33 668 (10.9%) 4 (4-4) 104 664 (33.9%) 4 (4-4)
Small cell 36 281 7 (7-7) 5558 (15.3%) 5 (4–5) 17 790 (49.0%) 5 (5-5)
Non-small cell 272 280 11 (11-11) 28 110 (10.3%) 4 (4-4) 86 874 (31.9%) 4 (4-4)
Melanoma 126 397 NR (NR-NR) 1595 (1.3%) 5 (4–5) 2918 (2.3%) 12 (11–12)
NR, not reached at the end of follow-up; HR, hormone receptor; HER2, human epidermal growth factor receptor 2.
ranging from 1.5% to 2.5% among children with solid tu- brain metastasis diagnosis. One of the initial recursive
mors, most commonly germ cell tumors and sarcomas partitioning analyses was reported by Gaspar et al.13 and
(often Ewing’s sarcoma and osteosarcoma).2,3 Rates of examined 1200 patients with brain metastases from 3
brain metastases on prior reviews have been found to Radiation Therapy Oncology Group prospective trials
be as high as 13.5% (germ cell tumors), 6.5% (osteosar- from 1979 to 2003 that defined 3 prognostic Classes (1–3)
comas), 3.3% (Ewing’s sarcomas), and 1.9% (rhabdomyo- based on Karnofsky performance status score, age, and
sarcomas).29 The findings of our study may be different the presence or absence of extracranial metastases for
than prior reports as pediatric patients with sarcomas patients with brain metastases of any primary site. Since
may develop brain metastases later on in their disease that time, more recent seminal work by Sperduto et al.6
course rather than at initial diagnosis, which the SEER da- resulted in the development of diagnosis-specific graded
tabase would not have captured. prognostic assessments utilizing a large multi-institutional
With respect to prognosis for patients with brain metas- cohort of nearly 4000 patients from 1985 to 2007 specific
tasis, our work noted that patients with brain metastases to lung, melanoma, breast, renal cell, and gastrointestinal
from breast cancers had a higher 1-year OS rate (41%) and primaries. Similar to both of the prior mentioned studies
a median OS of 8 months as compared to other common that found that extracranial metastases conferred worse
primary sites such as melanoma, kidney and renal pelvis, prognosis among patients with lung cancer and brain me-
and lung (all with 1-year OS rates and median OS ranging tastases, we noted that patients with brain metastases of
from roughly 20% to 25% and 3.9 to 4.9 months, respec- ages of 65 years and older (HR = 1.60 vs 1.46) in addition
tively). These findings are similar to those of Cagney et al.27 to those with synchronous lung, bone, or liver metastases
who noted that breast cancer patients had higher median (HR = 1.61 vs 1.49) had poorer OS.
OS (10 months) as compared to other primary sites, with Regarding potential changes in prognosis over time, a re-
other favorable primary sites being prostate (12 months) port by Nieder et al.30 compared a recent series of 103 pa-
and bronchioalveolar carcinoma (10 months). Also, tients treated from 2005 to 2009 to a cohort of 103 patients
Berghoff et al.26 found in their brain metastasis cohort that treated in 1983–1989. A higher proportion of patients in the
patients with breast cancer had the longest median OS recent cohort were noted to have received, surgery, stere-
(8 months) as compared to patients with primaries of the otactic radiosurgery, and systemic therapies. Higher 1-year
lung or kidney (7 months), melanoma (5 months), or colon/ OS rates were found among the recently treated cohort
rectum (4 months; P < .001). (34% vs 15%; P = .03), but the authors noted this was likely
Other prior studies have utilized multi-institutional co- due to a higher proportion of patients having favorable
horts or patients on prior prospective trials to develop prognosis, with minimal OS improvements in patients with
a method to estimate patients’ prognosis following a poorer prognoses. Our study noted significantly improved
Singh et al. Epidemiology of synchronous brain metastases 9
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Neuro-Oncology
OS for patients with extracranial metastases alone versus earlier during the studied time period had poorer OS.
those with synchronous brain metastases, suggesting that Additional studies are warranted to further characterize the
the general prognosis of patients with brain metastases con- modern landscape of brain metastases in the United States
tinues to remain quite poor. However, we did find that pa- to examine the incidence of patients who develop brain
tients diagnosed more recently had improved OS (HR = 0.98 metastases following initial diagnosis, differential prog-
for each year following 2010). This may be due to the chan- nosis based on primary site, and an exploration of poorer
ging landscape of management of brain metastases, which OS noted among patients with synchronous brain metas-
is evolving to include multimodality approaches of surgery, tases as compared to extracranial metastases alone.
radiation therapy via either stereotactic radiosurgery or
whole-brain radiation therapy, as well novel systemic ther-
apies such as mutation-specific agents or immunotherapy
with improved penetration of the blood-brain barrier.31 Data Availability
There are some limitations to our study that merit atten-