Sarahcummings, AfableFINAL
Sarahcummings, AfableFINAL
Sarahcummings, AfableFINAL
According to Klein and Prusak (1994), one can define intellectual capital
operationally as intellectual material that has been formalized, captured and
leveraged to produce a higher value asset. Models, frameworks, and
methodologies for measuring knowledge assets and intellectual capital (IC) exist
in the domains of accounting, economics, human resource accounting and
intellectual property. None of these models have been applied in the non-profit
sector. The objective is thus to determine what can be learned from existing
models and how they can be adapted to organizations in the development sector.
We provide an overview of the various school and methodologies on IC but
demonstrate in particular the Skandia model (Edvinsson and Malone 1997) as
viable methodology for measuring the IC/knowledge management value
proposition of an organization. In the development sector, benefits from
knowledge products and services (KPS) are generated either directly by a
development institution when it implements projects or indirectly when it
supports stakeholders who implement projects. Based on the definition of
knowledge, benefits are created when knowledge is used for effective action or
decision. When a development institution is indirectly producing development
results through its stakeholders, this knowledge-action-benefit framework can be
expanded using the four-stage modified Kirkpatrick Model. The paper explains
and provides examples on how this model can be used in measuring benefits from
KPS.
26
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
Knowledge management (KM) as a field of practice has persisted for more than three
decades1 despite the fact that there is no agreement among the KM community on the
core concepts of the field and no standard or commonly accepted framework for
measuring the impact or benefit of the practice (Arisha and Ragab, 2013). The objective
of this paper is to contribute to the discourse towards such a framework by drawing on
empirical evidence and on observations of what works in actual practice.
Literature review
“…conscious strategy of getting the right knowledge to the right people at the
right time and helping people share and put information into action in ways that
strive to improve organizational performance.” (O’Dell et al, 1998)
1
Using the Google Books Ngram Viewer, one observes that the number of books published yearly with the
phrase “knowledge management” in their title started in the 1980s.
27
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
organization (outcomes), and those about support systems. They can be further grouped
into generic frameworks or those designed for specific KM initiatives (US Department of
the Navy 2001). The discourse on knowledge, KM and KM measurement overlaps with
that on intellectual capital and intellectual capital management (ICM). The big gap often
observed between market values and book values2 (FASB 2007) of corporations is one of
the reasons behind the interest among corporate practitioners in tracking intangible assets
– which are mostly knowledge assets or elements of intellectual capital (Starovic and
Marr 2004; BEI Consulting 2003). Table 1 summarizes the results of a number of reviews
of KM measurement. Most of the proposed methods of measuring the impact of KM are
those at the organizational level.
Reviews of ICM literature confirmed the consensus that three categories of intellectual
capital can be distinguished: human capital, structural capital and relational capital
(Grimaldi et al. 2013). There is also a relative lack of research on the impact of KM at the
individual level (Arisha and Ragab 2013). Empirical data on factors that enable effective
action at the individual level confirmed the three categories of intellectual capital or
intangible assets but also showed that effective action is the result of the interplay of five
factors. These are tangible assets, the three categories of intangible assets, and a cross-
cutting factor related to motivation and attitudes (Talisayon 2009a and 2009b).
2
The book value of an asset is its original purchase cost, adjusted for any subsequent changes, such as for
impairment or depreciation. Market value is the price that could be obtained by selling an asset on a
competitive, open market.
28
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
This paper proposes an approach for measuring the impact or benefit from using a KM
solution or KM tool at the level of individuals and teams in a workplace. It will not look
into the problem of measurement of the stock or flow of knowledge assets, nor will it
look into the problem of measuring characteristics of knowledge processes. It will focus
only on measuring the impact of applying a KM solution or tool at the level of a business
or work process. Specifically, it will test the applicability of the Kirkpatrick model to this
measurement issue.
Conceptual Framework
3
The African Development Bank is leading the effort of the MDB’s to define value for money.
29
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
This framework is consistent with the value for money framework of MDBs applied to
efficiency and effectiveness of an action or project. It is also consistent with the value
creation framework for communities of practice (Wenger et al. 2011) where knowledge
sharing-receiving (Cycle 2) is followed by change in behavior and work performance
(Cycles 3 and 4). It must be noted that the proposed KM logical framework can be
viewed as an upstream extension of the common project logical framework in results-
based management.
The KM logical framework is also consistent with the Kirkpatrick model. Among
learning and development and human resource development practitioners in the private
sector, a common framework used for measuring the impact of a training course is the
Kirkpatrick model (Kirkpatrick and Kirkpatrick 1994). In this framework impact is
measured at four levels:
Kaufman (1996) suggest a fifth level, pertaining to the utility to consumers or the public
of the end product or service produced by the organization.
Methodology
This paper will proceed in two stages: (a) survey of factors that influence effective action
by teams, and (b) survey of impacts of KM solutions applied to work or business
processes.
The first two authors are mentors, while the third author is e-learning associate, of an
online KM Practitioner Certification Course (KMPCC) implemented under a KM
consulting organization, the Community and Corporate Learning for Innovation (CCLFI)
since 2013. The second author developed a blended graduate course in KM, Technology
Management 298 (TM 298), at the University of the Philippines Technology
30
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
Management Center and has been implementing it since 2002. In both cases, our students
implemented a workplace KM practicum where each selected a KM solution or tool that
addresses a problem of the work process or business process they were currently
performing in their workplace. The KM practicum applies the KM concepts learned
earlier by the student.
The main objective in both KMPCC and TM 298 classes is to learn KM by doing KM.
The following procedures were followed by each student:
a) The early part of the course is devoted to KM concepts and theories, and the latter
part is spent in performing a selected KM tool or solution in the student’s workplace.
b) The student is required to get permission from, and coordinate with, the superior in
the selection of the work or business process as well as the appropriate KM tool or
solution. In TM 298 most of the students are from the private sector in the Metro
Manila. Often when a student works in the private sector, the permission is granted on
condition of confidentiality of data and results. In KMPCC, most of the students are
from the public and development sectors from the Philippines as well as from more
than twenty other countries across Africa, Europe, South America, Asia and North
America.
c) The selection of the KM tool is determined by three factors: (a) time constraint of
eight weeks, (b) result of a KM assessment of the work or business process, and (c)
the judgment of the superior. In TM 298, the KM assessment tool is the Quick
Business Process Assessment© (QBPA) which asks two questions each to two sets of
respondents, those performing the process and those using the output of the process.
The answers of the first set of respondents often pertain to efficiency issues, while
those of the second set pertain to effectiveness issues. In KMPCC, there are six other
KM assessment tools used in addition to the QBPA. As a result a variety of KM tools
or solutions were used.
d) Organizations often periodically measure KPI or other performance metrics on their
work or business process. This performance metric is measured before and after the
workplace KM practicum.
e) The final report is in the form of an actionable guideline or manual which can
facilitate the replication of the KM solution elsewhere in or outside the organization.
f) In KMPCC, the practicum is a requirement. In TM 298, this requirement cannot be
enforced and the student may submit an ordinary research or term paper instead of a
practicum report. It cannot be enforced in cases where the student (a) is not
employed, (b) is transitioning between two employments, and (c) the superior does
not approve for reasons of company confidentiality.
31
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
g) At the end of the course in TM 298, the supervisor of the student emails the teacher,
who is one of the authors (Talisayon), his evaluation of the work of the student. The
superior’s evaluation is a big factor in determining the grade of the student in the
course.
In both KMPCC and TM 298, students learned (a) how to identify workplace problems
using a demand-driven or problem-driven KM framework, and (b) how to select the right
KM tool that matches the workplace problem. For the first step, two inputs are considered
most important: (a) the QBPA results which identify problems from the perspective of
process performers and of output users, and (b) the advice of the superior who has good
tacit knowledge of the kinds of issues experiences in and around the business or work
process. For the second step, students were provided five KM tool menus. Menus are
organized according to the type of use or problem, and the choices of KM tools
corresponding to each use or problem.
Before the start of KMPCC, students answer an open-ended survey consisting of only one
question: “What things or people, factors, conditions, inputs, etc. help your team do its
job well?”
An online survey was issued to graduates of KMPCC and TM 298. The Kirkpatrick
framework guided the formulation of the evaluative survey. The survey questions were
along the following a concerns:
32
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
The answers are summarized in Table 2. The categories that emerge are the same as those
from the earlier study. The following observations can be made from the results:
Adoption of KM solution
39 of the 55 TM 298 students (71%) who responded to the follow-up survey said they did
a workplace KM practicum; the rest submitted a research paper. Examples of work
process demand-driven KM solution or tool adopted as their KM practicum were as
follows:
• Adding a “Lessons Learned” session at the end of each work cycle
• Setting up an expertise directory using micro-competencies for a work process
• Using Google worksheet for M&E among a work team
• Improving on-boarding procedure to shorten learning curves of new hires
• Collecting reusable macros/scripts/routines from software development teams
• Participatory procedure for building up a tagging dictionary (knowledge taxonomy)
33
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
34
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
The KM tool or solution used in the practicum was adopted by other teams in the
organization to varying degrees. Its impact generally went beyond the immediate
workplace or work process performed by the student. In contrast, organization-wide
adoption of the KM solution used in practicum was the most frequently mentioned
outcome of the 25 graduates of the online KMPPC (Table 3).
Benefits of KM solution
34 (or 87%) TM 298 students who performed a workplace KM practicum and 25
KMPCC graduates claimed that it generated benefits in one form or another (Table 4).
Knowledge sharing. Items 1A and 1B show the number of respondents who reported are
benefits associated with knowledge sharing behavior.
35
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
Knowledge use in the workplace. Items 2A and 2B are the number of respondents who
observe or claim impacts of their practicum in their own workplace or work process.
Performance indicators (Item 2A) often reflects efficiency. A KM solution from TM 298,
reduced turn-around time from 117 to 18 minutes. A student reported “annual savings of
approximately USD 60,000 based on number of man-hours saved.” Behavioral or
qualitative impacts on team members are reflected in comments such as “…I also was
able to influence my teammates to consistently record both open and closed incidents
using the tracker” and “It served as a basis of our team's Manual of Operation.”
KMPCC graduates shared how various ways their KM practicum positively affected their
operations. The results of applications of KM solutions to a work or business process are
often observed to overlap with quality management solutions and benefits.
“The Integrated Database made reporting system of the regular status of LFPs
easy and convenient with high accuracy.”
“Much smoother flow of office transaction due to KM product.”
“Validation of both our financial and physical accomplishments in the
implementation of the scholarship programs in the region is easier than before.
Real time updating is also made possible.”
“The online monitoring of management review allowed us to gauge how far our
regional offices are being compliant to the inputs on management review per ISO
9001:2015 standards.”
Knowledge use in the rest of the organization. Feedback from users of an output (Item
2B) are indicators of effectiveness of the process which produces the output. Items 3A
and 3B pertain to actions or events where the practicum results were observed beyond the
immediate workplace of the student, or to the rest of the organization.
For TM 298 students, these wider scopes of impact are reflected in the following
comments: “it led to other process improvement initiatives and standardization in our
department” and “new teams transitioning are now integrating KM as part of the SOP
[standard operating procedure].”
In one case, the KM practicum was expanded and its outputs were shared to the rest of
the organization: “One of my two KM practicums was the creation of internal job aids.
Our team continues to create job aids that will help both existing and new members of
our team. Recently, my manager asked us to also create recordings (video presentation) in
36
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
conjunction with the job aids. We now share both job aids including recordings to users
who need them.”
Many graduates of the KMPCC also reported that their workplace KM practicum led to
adoption by other units in their organization.
Impacts beyond the organization were also reported. A TM 298 student shared, “from a
Document Management System that served as a central storage for corporate manuals, I
learned that they built a Knowledge Management Center in lieu of a library, not just to
serve internal clients but external parties as well.”
A KMPCC graduate said, “[My KM practicum] now has official tie-in to our official
website... and has reported continually increasing views and downloads from staff and
external audience. The increasing downloads indicate an interest in our materials”
Negative consequences were also mentioned: “not all departments are open to change.
KM practicum became a threat”; “I think in our organization in terms of KM awareness,
it is very difficult to motivate others to participate; the push must come from top
management”; and “most of the Google Docs are still underutilized due to current team
members’ preference for analog storage.” The negative consequences were more the
result of resistance or lack of appreciation by managers or personnel in the organization.
For KMPCC graduates, some negative consequences were the result of external factors
such as changes in policy or leadership
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Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
“The KM practicum project was adopted and utilized for some time. However,
due to changes in the quality objectives of branches, the consolidation of the
results was not necessary anymore.”
“Knowledge Management didn't seem to be a priority of the new leadership…”
This study supports the observation that KM exerts impacts at various levels or scopes.
The scope of the impact can be arranged or ordered into levels, and quantitative measures
can be adopted at each level (Table 5). Qualitative impacts are also observable at each
level, which can be positive or negative.
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Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
benefits (Figure 2). The business or work process is the link between individual or team
benefits and organizational benefits.
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Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
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Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
41
Afable, N.M., D. Boom and S. Talisayon. 2020.
Towards a framework for measuring the impact of
knowledge management solutions applied to work processes.
Knowledge Management for Development Journal 15(1): 26-42
Km4djournal.org
Bank, World Bank, and ADB. He wrote several KM articles of which one, KM at the
ADB, appeared in one of the first KM4Dev Journals. He is a KM4D member since 2003,
a member of the Royal Dutch Association of Information Professionals (KNVI), and the
Association of Intelligent Information Management (AIIM). Email:
daanboom@gmail.com
Serafin Talisayon is President and Director for Research and Development of CCLFI. He
is a retired professor from the University of the Philippines but he continues to teach part
time a graduate course in knowledge management for the Technology Management
Center of the university. Filipino colleagues call him the “Father of KM in the
Philippines” after teaching the first university KM course, writing the first KM book and
co-founding the KM Association of the Philippines. He wrote several KM books and
articles, edited several international KM publications, and developed several KM tools.
His KM consulting experiences extend over many Asian countries such as Japan, Korea,
Taiwan, Vietnam, Cambodia, Vietnam, Thailand, Indonesia, Bangladesh, India, Sri
Lanka, Pakistan, Philippines and Saudi Arabia.
Email: serafintalisayon@gmail.com
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