A Blueprint For Action 240619
A Blueprint For Action 240619
A Blueprint For Action 240619
Contents
1 Introduction.............................................................. 13
References.................................................................... 85
e: info@patientsafetylearning.org
www.patientsafetylearning.org
• We don't have standards for patient safety in the way that we do for
other safety issues, and those that we do have are insufficient and
inconsistent.
• We focus too much on responding to, and mitigating the risk of,
harm. We don’t pay enough attention and take action to design
healthcare to be safe for patients and for the staff who work
within it.
Summary of actions
The actions we are proposing build on these foundations and are
described in more detail in the full report. A summary of these actions is
set out below.
38% •
care; in the design of service improvements; and holding
organisations to account for safer care.
Organisations need to fund, recruit, train and provide
fewer harmful medical errors
ongoing support for patients engaged in patient safety
46% •
advocacy.
Organisations need to ensure that staff and leaders have the
fewer adverse events7
necessary knowledge, skills, attitudes and behaviours to
meaningfully engage and involve patients in patient safety.
We will initiate development of ‘harmed patient care pathways’ for
patients, families and staff following a serious incident.
We will help develop and support effective patient advocacy and
governance for patient safety.
• Policymakers
• Media
• Politicians
• Royal Colleges
• Arms-length Bodies
• NICE
• Charities
• Trade Unions
• Educators
40% people dying or harmed each year, by the frustrations of staff working in
unsafe systems and by the billions of pounds spent as a consequence of
unsafe care.
of NHS acute hospitals’
core services, Over the past 20 years, we have come to understand what the problems
are. Various studies, including A Patient-Safe Future, have helped explain
22% We propose that with systems thinking, human factors and a focus on
practical action, it is possible to make patient care safer. We want this
report to help everyone who designs, delivers and receives health and
of adult social care providers social care to make the future safer for patients.
were rated as ‘requires
improvement’ on safety at the In this report, we describe actions that we think will make a real difference
end of July 201810” to patient safety. We have taken care to specify actions. We believe these
actions are relevant, pragmatic and practical and that they will strengthen
and speed up our journey to a patient-safe future.
Dr Matthew Inada-Kim12
“…patient safety is not just about statistics. Adverse events damage the
lives of real people – patients and families – who are affected, harmed or
die as a result of that unsafe care. Unsafe care also places a large and
needless financial burden both on patients and on the health-care
systems that treat them”
World Health Organisation (2013)13
A positive reception
Every response welcomed A Patient-Safe Future as a valuable
contribution to thinking about patient safety.
Respondents said that they appreciated:
• The system-wide view.
• The use of evidence to drive conclusions.
• The concrete way in which the patient-safe future was described.
• The practical nature of the recommendations for action.
• Our proposal to develop and launch a learning platform for
patient safety.
There was broad concurrence that action was needed against the five
priority areas the Green Paper identified:
• Shared learning
• Professionalising patient safety
• Patient safety data
• Leadership
• Culture
Patient engagement
We have added a new stream of work: Patient engagement for
patient safety.
•
patients because they do not lead to meaningful action.
Duplication of the efforts of others who have already researched
£2.2bn
and resolved the same safety problems and solutions. Costs in Direct cost to the NHS of
replacing the services of staff suspended during investigation or clinical negligence in 2017/184
following whistleblowing.
• Costs in replacing and training new staff where staff involved in
incidents of unsafe care feel so traumatised or unsupported that
they cannot return to work
Healthcare is not good at assessing and monitoring the full costs of “The annual cost of…adverse
unsafe care, despite the enormous direct costs it represents. events in England is equivalent
Unsafe care also represents a significant opportunity cost: resources to
consumed by patient safety failure are resources taken away from caring
for others.
When demand on health and social care organisations and staff are
2,000
growing, such direct and indirect costs are especially important. If GPs
resources are constrained, diverting resources from patients must affect or
the quality and safety of care.
We believe that a powerful business case for patient safety exists: that
properly addressing the systemic causes of unsafe care will save costs
3,500
and free up resources to serve patients better. We think this case needs hospital nurses”5
to be made.
needed, however, for the safety of users of primary care, community care,
mental health and social care.
We believe that the actions we propose to improve patient safety in health
will, in large part, be relevant and valuable in social care. Safety in care
needs not just to attend to absolute risks such as safeguarding and
infection control but also the complex decisions that enable people to live
with dignity and independence. Such thinking becomes especially
important given the increasing aspirations to, and focus on, provision of
integrated care.
“You (the patient) have the right to be treated with a professional standard
of care, by appropriately qualified and experienced staff, in a properly
approved or registered organisation that meets required levels of safety
and quality.”
It is striking, however, that this seems to fall short of stating that
patients have a right to safe care, with patient safety as part of the
purpose of care.
The shortfall is subtle, but it makes all the difference in the world. It leads
to situations like these:
indicators of patient safety, with discretion about the ones that they
choose to report.
Because the 191 CCGs spend the bulk of the NHS budget,21 NHS
England has a statutory obligation to assess the performance of each one
through the CCG Improvement and Assessment Framework (CCG IAF).22
This assessment has consequences for each CCG. CCGs deemed to be
failing or at risk of failing may be subject to legally binding direction.23
For 2018/19, the CCG IAF set 58 metrics against which CCG
performance is to be assessed.24
Of these 58, only one explicitly refers to patient safety:24 “Evidence that
sepsis awareness raising amongst healthcare professionals has been
prioritised by CCGs.”
Three more IAF metrics, it may be argued, invoke patient safety under the
heading of ‘Provision of high-quality care,’ on the assumption that ‘quality’
in this instance includes patient safety.
The complexity of these funding and contractual arrangements and for
monitoring and reporting appear to make variations in patient safety
inevitable while at the same time making it harder to identify and address
the shortfalls that result.
Safety needs to be core to commissioning and the processes and
systems that it requires. It is not at all clear how this is the case today.
patient safety, or to the need for co-ordinated leadership with a clear map
of roles and responsibilities.
If such thinking does not change, then patient safety will continue as it
has until now: seen as important, yes, but clearly a secondary
tier consideration.
If we are to achieve a patient-safe future, patient safety must be more
than a priority for an organisation. It must be core to its purpose, reflected
in everything it does.
•
when a problem is, in truth, the result of a systems failure.
Or we analyse an incident correctly but don’t act on
35%
the recommendations. of recommendations into
safety incidents show how to
• Or we act on recommendations, but don’t track how, or if, our
reduce the chance of the
actions have worked.
incident recurring
• Or we do investigate correctly and act effectively and track the CQC 201627
results, but as we do not share these, no-one else can benefit from
our success.
• Or perhaps we try to share our results, but others do not have a
good, easy way to find out about them. This is part of what has
been called the ‘implementation gap’ in patient safety11 and is a
feature of Sir Liam Donaldson’s ‘orange wire’ test.28
This chain of failure has two effects.
The first effect is that different patients will be destined to suffer the same
kinds of harm over and over.
The second effect is that even when we do find effective solutions to
“When a patient safety incident
prevent avoidable harm, these are shared slowly, in piecemeal fashion, occurs, the important issue is
so that patients continue to suffer harm from problems that others have not who is to blame for the
already addressed. This results in a post-code lottery of unsafe care. incident but how and why did it
Learning for patient safety is compromised further by the ways our current occur. One of the most
data gathering, analyses and action are almost entirely concerned with important things to ask is what
is this telling us about the
addressing patient harm after it happens. We believe that health and
system in which we work?”
social care focuses on responding to unsafe care and the prevention of
Charles Vincent, 200229
future harm. While this is welcome, a sole focus on harm means that we
miss the important opportunity to design care for safety, to create the
cultural, organisational and system conditions for safer care and to learn
from those who have already started to do this.
“One of the serious deficits in Clinicians, researchers and patients in different organisations lack the
the NHS of the past has been facilities and time to come together to discuss incidents and issues and
an inability to recognise that the think through possibilities. Collaboration networks exist face-to-face and
causes of failures in standards online, and there are conferences that focus on patient safety. But these
of care in one local NHS are expensive in time and cost, and people find it hard to come together
organisation may be the way quickly and easily to share experience and learning.
in which risk can be reduced
for hundreds of future We don’t know who else has experience of a safety problem
patients elsewhere.” Staff have few obvious and easy ways to locate and engage peers across
Building a Safer NHS for the health and social care system with experience of similar problems or
patients, 200132
who may have worked on similar problems themselves.
HSIB
Concerns about a number of these issues were part of the rationale
behind the establishment of the Healthcare Safety Investigation Branch
(HSIB) in 2017 and some of the investigations and excellent ways of
working that have followed.
The majority of investigations, however, continue to be conducted within
and by individual healthcare organisations largely beyond the immediate
remit of HSIB. As a result, many such investigations continue to reflect
the issues described above.
“66 per cent found their original report (of the investigation into their
complaint) incorrect, inconsistent or substandard. They found levels of
investigations below standard or that analysis was inconsistent or weak.”
Patients Association, 201538
208,626 resource for learning about unsafe care. But complaints appear to be a
largely untapped patient safety resource.
The number of written Complaints provide an opportunity to learn from something that has gone
complaints made to the NHS in wrong. A shortfall in the quality and safety of care that led to a complaint
the year to March 201840 should therefore act as a vehicle for remedial action, such as a review of
processes and procedures followed by changes to the service concerned.
When the service failure is of a kind that could, or did, occur in a number
of similar settings, the beneficial changes that should flow from
complaints need to happen both at the local level where the care was
provided and throughout the NHS as appropriate.
In a patient-safe future:
• Learning is easy
When a new strategy, technique, tool, finding, method or process
helps make patients safer, other organisations and individuals learn
about it easily and quickly.
Improvement is supported
difference, they share the ‘what’ and the ‘how’ with others. We close
the ‘implementation gap’.
In other words, it seems that in health and social care, we don’t know who
is leading patient safety – worse, even if we did, we have not defined
what we need them to lead.
In part, this flows from our earlier observation that, currently, patient
safety is not regarded as part of the purpose of health and social care.
Regardless, however, we have not given our leaders a common view of
what it means to lead patient safety.
Without a map
Of course, if we are to implement a common framework for leading
patient safety and put it into practice, we need first to understand the
fragmented, disconnected patient safety landscape within which we
currently work. What are the roles and responsibilities for patient safety of
the different organisations who define, commission, design, deliver and
manage patient safety? Where is patient safety well-defined and led?
Where are the inconsistencies? Where do goals, objectives, standards
If none can be found, it will develop pragmatic good practice, such as:
Tom Peters57
“If you always do what you’ve always done, you always get what you’ve
always gotten.”
Jessie Potter58
• Simulation
• Small group discussion / experience sharing / face-to-face
• Practical / interactive training
• Multi-disciplinary teams (MDT)
Far fewer respondents regarded other forms of delivery, such as online
training, to be as effective.
The study further found that effective education and training for patient
safety is realised through two equally important elements:
Don Berwick1
Nor is such harm restricted to patients and their families. Clinicians can
also suffer psychological harm as a result of being involved in patient
safety incidents.73
This suffering is a consequence of many of the factors we
describe elsewhere:
receive, they will be unable to assess the care they are themselves
receiving.78 Patients are more vulnerable to receiving unsafe care if they
do not understand the care they should be receiving or if it is not
explained to them. In such cases, they are unable to question or Hospitals that involved
challenge the care they have received or should receive. patients and families in
handovers demonstrated
If patients were able to check their clinical information during the care
process, such problems might be reduced. However, patients typically do
not have immediate or direct access to their own medical records, test
results or diagnostic imaging results. They are less able to validate their
38%
fewer harmful medical
own understanding and so cannot act, should they wish to do so, as a errors, and
second check that correct protocols are being followed.
Patient care information, for example, can often be handed over between
clinicians and between organisations without the presence of, or any
46%
direct input from, the patient or their family. If mistakes are made or fewer adverse events7
handover information is incomplete, patients can’t correct them.
This needs to change. Patients need to be considered part of the team
that provides safe care.
• Patients, families and staff may not be supported when things go Only
wrong.
• Despite assurance and guidance from NHS Resolution and others
about the need to apologise, staff often seem fearful or reluctant to
36%
do so.81 of investigations gave
patients a chance to
• Staff can be traumatised themselves by their involvement in the
discuss the report.27
serious harm or death of a patient.82,83 Few support services exist
for them84 and we know that some staff never recover and are lost
to the profession as a consequence.83
• Families and patients can find it hard to access information or
support on what options are available to them for finding out what
“Very few reports in our sample recorded the impact and outcome of the
incident for the patient or set out how this was managed through
additional care or support…reports showed a lack of perspective from the
patient or their family on the incident”.
CQC, Learning from Serious Incidents in Acute Hospitals, 201627
“I cannot think of a single case As a result, patient and family participation in the processes following a
I have reviewed where poor serious incident can be a distressing, frustrating, disempowering and
communication is not a factor exhausting experience, with support, care and funding often available
leading to poor health only through the charitable sector by organisations such as Action
outcomes and subsequent Against Medical Accidents (AvMA).
disputes: poor communications
between patients and In too many cases, this experience causes severe distress and
health professionals “ psychological harm to patients and families and to the clinical staff who
Finbar O’Callaghan, The Long have been involved in the incident.86
and Winding Road, 201585 Far from being processes of care for people who have suffered avoidable
harm, in too many cases these investigations inflict further harm to people
who should be receiving healing.87
This should not be allowed to continue.
Patients, families (and staff) are supported and cared for at every
stage after an incident of unsafe care
Sincere apologies offered in the • Investigations fully involve patients and families.
wake of a medical error may • When patients or families experience harm because of patient
lead to a lessening of suffering safety problems, health and social care systems respond to provide
for both patients and physicians an apology, support, mediation and involvement in investigations,
in coping with the error and its with an open and honest explanation for what happened and why.
consequences, contribute to
improved relationships between • Patients and families feel engaged and supported whenever there is
physicians and patients such a patient safety incident. Access to appropriate support is enabled,
that these relationships are able funded and encouraged, including when such support is best
to continue, and reduce costs provided by third parties.
by preventing lawsuits and • Investigations openly and transparently provide explanations and
facilitate the settlement restorative justice.
of valid claims.
• Patients and families only need to use the complaints system or
J. K. Robbennolt, Apologies
instigate litigation if these systems fail.
and Medical Error, 200999
• Mediation is more frequently used to support families and staff to
find a way through the complexity of investigation and complaints
processes and to come to quicker and fairer resolutions.
• Patients, families and staff are cared for and supported when there
is unsafe care.
• Health and social care systems welcome and recognise the value of
patient engagement and involvement in patient safety.
• Organisations support patients to engage with them to help meet
standards, goals and objectives for patient safety.
• Organisations inform patients and the public about patient safety
performance against published patient safety goals, standards
and metrics.
• Patients become an integral part of an organisation’s governance
and leadership for patient safety.
• Organisations develop governance and operational roles for patient
engagement. These include, but are not limited to, patient
engagement and involvement:
o At the point of care “Patient safety systems are also
more likely to be effective if
o If harm occurs patients are actively involved.
o In investigating unsafe care Patients need to be
encouraged to play a greater
o In the design of service improvements part in their care to make sure
o In the boardroom that they remain safe when
treated by the NHS”
o In holding the organisation to account for delivery of patient
CQC, Opening the Door to
safety standards, goals, processes and objectives
Change, 201831
• Organisations fund, recruit, train and provide ongoing organisational
and personal support for patient representatives and advocates at
all levels.
• Organisations support their staff and leaders to have the
knowledge, skills, attitudes and behaviours to engage and involve
patients in patient safety.
• Organisations provide consistent support to patients, families and
staff when there is unsafe care:
o Physical, mental health and social care support when
it’s needed
o Information and honest explanations about what happened
and why
o Genuine and empathetic apologies
Right now, can any leader in health or social care properly answer
this question?
It is not for want of trying. Many efforts have been made to give
healthcare organisations useful data on patient safety. These include:
Data-rich, information-poor
Even with access to such data, an organisation’s ability to answer the
question, “How do we know we’re safe?” remains limited. There are a
number of reasons why:
Goals for patient safety are often set to reduce harm related to a specific
condition or practice. Targets are set for infection control,112 or pressure
sores, or falls; actions are taken and after a time, harm levels for these
conditions reduce.
Such initiatives have led to some tremendous improvements and many,
many patients are alive and well today because of the great work of the
innumerable, dedicated staff who made these improvements happen.
Yet, as Patricia McGaffigan asserts above, such initiatives have not
led to patient safety nirvana. Despite such attention focused on specific
improvements, overall numbers of patients suffering harm stay
stubbornly high.2
Why?
When under pressure from reduced resources and increased demand,
organisations tend to direct their limited resources to tangible goals for
which they are obliged to be accountable.113
So, while we may see an improvement in specific output targets, this can
be at the expense of other patient safety activity, such as addressing the
systemic causes of patient safety failure.
Hard numbers drive out soft.
• Shared learning
• Professionalising patient safety
• Leadership of patient safety
• Patient engagement for patient safety
• Data and insight for patient safety
• Patient safety culture.
Currently, few organisations set effective goals and objectives for
systemic causes of patient safety failure in a consistent and
compelling way.
A patient-safe future:
Data and insight for patient safety
In a patient-safe future:
“You can (and should) identify and blame the error, the 'act or omission’
for the harm, but very often it is not appropriate or fair to blame the
'person' who carried out that act. There is a bigger picture when it comes
to why that person made that error. This distinction needs to be made
clear to everyone, the public and NHS employees.”
Jo Hughes, 2016116
“For a safe organisation, staff need to be confident that doing the right
things – reporting incidents, near misses and concerns, being candid
about mistakes and talking openly about error – are all welcomed and
encouraged. They need to know that the organisation will focus on
system learning, not individual blame.
Of course, there must always be accountability in the rare cases where
individual healthcare staff have acted recklessly or have covered up.
The term ‘Just Culture’ describes a culture which successfully achieves
this balance.”
Patient Safety Learning, A Patient-Safe Future, 20183
“Create a culture where • The working environment actively promotes and supports the
clinicians and patients can improvement of patient safety. It encourages and enables learning
speak openly in the same room from staff and patients within their organisations and elsewhere in
and listen to each other.” the health and social care system.
Suzette Woodward, 2018121 • The working environment allows challenge and encourages raising
concerns, including whistleblowing, by anyone.
• Health and social care organisations measure organisational
culture to identify opportunities to sustain and progress an improved
safety culture.
• Successful improvements in patient safety are celebrated
appropriately and shared widely.
• Staff and patients feel safe and secure in reporting patient safety
concerns, near misses, and incidents, knowing they will be actively
welcomed and thanked for sharing their insight, and that action will
be taken for safer care.
• Work and workload are explicit so that staff are assured that what is
expected of them is achievable with the resources available.
• Patient safety risk assessments ensure that resource / safety
trade-offs are explicit and understood by decision-makers.
We would like to partner with you too. Contact us to find out how together
we can aspire to a patient-safe future.
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e: info@patientsafetylearning.org
www.patientsafetylearning.org