Comodromos Randolph 2023 Improved Relationships For The Pile Base Response in Sandy Soils
Comodromos Randolph 2023 Improved Relationships For The Pile Base Response in Sandy Soils
Comodromos Randolph 2023 Improved Relationships For The Pile Base Response in Sandy Soils
Abstract: Design codes vary in their recommendations for the end-bearing response for bored piles founded in sand, both for the ultimate
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design value and the response at small settlements. The ultimate end-bearing resistance may be expressed either in terms of bearing factors N q
relative to the in situ vertical effective stress, with the N q value varying with the friction angle of the sand, or as a factor applied to in situ test
data, such as the standard penetration test blow count or the tip resistance qc . Numerical studies have led to proposed ratios of design end-
bearing pressure to qc at specific settlement ratios, such as 5% and 10% of the pile diameter. The work presented here used numerical analysis
to evaluate the full pile base response from initial stiffness to ultimate end-bearing resistance at a settlement ratio of 10% of the pile diameter.
The resulting base responses are suitable for implementation in beam column analyses and have been validated by comparison with published
design guidelines and with data from a full-scale instrumented pile load test. DOI: 10.1061/JGGEFK.GTENG-11035. © 2023 American
Society of Civil Engineers.
Author keywords: Pile base resistance; Axial pile response; Piled foundations in sand; Analysis and design of piled foundations.
ignoring the effects of interaction within large groups of piles. the variation of the shear strength (failure surface) and deformation
However, pile base displacements relative to the local soil may ex- moduli (bulk modulus K and shear modulus G) as a function of
ceed 10%D in the case of combined piled raft foundations (CPRF), effective stress level and relative density. Substantial variation of
where much higher mobilisation of the nominal bearing capacity both values is observed as load at the pile toe increases and therefore
of piles is usually exploited. As demonstrated by measurements at the constitutive law must be updated during the solution process.
the Torhaus and Messeturm skyscrapers (Frankfurt, Germany), As stated by Randolph et al. (1994), the ultimate base resistance
a much higher proportion (exceeding 10%) of the applied load is is a function of both the strength and the rigidity index G=p 0
transferred to the pile bases in a CPRF, as a result of reduction in (where p 0 is the mean effective stress) of the material, both of
mobilisation of the shaft resistance because of interaction effects which depend on the effective stress level and the relative density
within the pile group (see Katzenbach et al. 2000; Reul and of the soil. The strength of sandy soils is directly related to the peak
Randolph 2003; Comodromos et al. 2016). effective friction angle, φ 0 , which may be estimated from the mean
There is increasing use of numerical methods by industry to as- effective stress p 0 and relative density I d (Bolton 1986; Kleven
sess the response of piled foundations, in many cases replacing the et al. 1986). From evaluation of the behavior of North Sea sand
soil resistance with the pile-soil interaction captured by nonlinear (Kleven et al. 1986), Toyoura sand (Ichihara and Matsuzawa 1973),
springs, so-called load transfer curves, in the interests of computa- Loch Alines sand (Sutherland and Mesdary 1969), Ham River sand
tional efficiency. The purpose of this study, therefore, is to provide (Green and Reades 1975), and Brasted sand (Cornforth 1973), the
a sound basis for the complete end-bearing response of a pile, relat- following correlation is suggested between the peak effective fric-
ing the end-bearing resistance at a selected displacement level in tion, the relative density and the mean effective stress:
terms of appropriate bearing factors. To that end, a series of numeri- 8 0
cal analyses were carried out, covering a range of combinations of < 32 − 3 ln p þ 13I ∀ p 0 ∶p 0 > p
d a
relevant soil parameters. Based on the evaluation of the numerical φ0 ¼ pa ð1Þ
: 0 0
results a parabolic relationship has been established for providing the 32 þ 13I d ∀ p ∶p ≤ pa
response of pile base resistance as a function of pile toe settlement.
In the proposed method initial geostatic stress conditions are where pa = atmospheric pressure; and I d = relative density.
considered, ignoring any disturbance arising from the pile installa- A comparison between the laboratory results of North Sea sand
tion process (i.e., modeling wished in place conditions) and there- for mean effective stress varying from 200 kPa to 800 kPa, and
fore the validity of the method is limited to non-displacement friction angles from Eq. (1), is given in Fig. 1. Fig. 2 shows cor-
(bored) piles. responding comparisons for Loch Aline sand, Ham River sand,
Brasted sand, and Toyoura sand. It should be noted that the con-
solidation pressure for the foregoing triaxial tests ranged from 175
Objectives and Methodology to 282 kPa, while the correlation from Eq. (1) corresponds to a
mean effective stress of 200 kPa.
Numerical analysis of the pile base response can be carried out to The correlation for the dilation angle ψ, originally provided by
cover a wide range of sandy soils, from loose to very dense, and Bolton (1986) and updated by Bolton (1987) and implemented in
various initial stress conditions. Sufficient numerical experiments the numerical analysis discussed later, is
can reveal the factors that most affect the response and that need
to be incorporated in nonlinear springs to simulate mobilization of ψ ¼ 1.875I r ð2Þ
the soil resistance at the pile base. The validity of this process relies 8
on the quality of data from the numerical experiments, while a val- < 5I
d−1 ∀ p 0 ∶p 0 ≤ 150 kPa
0
idation process against experimental data from in situ pile tests is Ir ¼ p ð3Þ
: I d 5.4 − ln − 1 ∀ p 0 ∶p 0 > 150 kPa
required before incorporating the approach in a structural finite pa
element code or beam column model. Obviously, the constitutive
law used in the numerical experiments is critical and must reflect where I r = dilatancy index.
The initial shear modulus Gini was estimated from Eq. (9) in
terms of the initial relative density I d;o and mean effective stress Because the analyses were limited intentionally to a base dis-
po0 . The same equation was applied to update the current shear placement of 15%D, remeshing was not required but updated
modulus based on the current values of I d and p 0 during the sol- Lagrangian (large strain) formulations were adopted to ensure the
ution process. best approximation of volume change in each particular finite
The sand model adopted was based on the Mohr-Coulomb fail- element, which in turn affects the evolving soil parameters, such as
ure criterion, but with the failure envelope and the stiffness of the friction and dilation angles.
soil allowed to evolve according to the stress and deformation state As the focus of this work was on the base resistance, smooth
and the stiffness of the soil. The flowchart of the numerical process interface behavior was attributed to shaft resistance along the pile
is outlined in Fig. 4, as implemented in the finite difference code shaft. Comodromos et al. (2021) found that the effect of the shaft
FLAC. The mesh applied in the parametric axisymmetric analysis, friction on the base resistance of piles in clay was minor and limited
shown in Fig. 5, consisted of 4,624 soil elements, 117 pile ele- to a slight concavity in the load-settlement response of the pile base
ments, and interface elements along the shaft and the pile tip. A before full mobilization of the shaft resistance. Preliminary analy-
refined mesh was applied at the pile tip (i.e., below 20 m depth) ses demonstrated that this effect for piles in sand was also minor, as
with element size less than D=10, to capture the detailed response can be observed in Fig. 6. It can be seen that the pile tip response for
at the pile base. The zone along the pile shaft was found to be rel- a smooth shaft (δ ¼ 0o ) and friction shaft (δ ¼ 30o ) are practically
atively insensitive to the element size, due to the interface elements identical in both loose and very dense soil conditions and different
allowing slippage once the ultimate shaft resistance was reached. initial stress conditions. It is worth noting that this effect is consid-
As a result, the distortion in the zone was limited and a rather coarse erably higher in the case of closely spaced pile groups in sands,
mesh was applied. particularly for the interior piles, due to augmentation of the stress
Parametric Study
and σvo0 .
0
A summary of relevant data from the numerical analyses, Fig. 9. Pile base response for I d ¼ 0.70 and σvo ¼ 100, 200, and
concentrating on values of qb mobilized at displacements of 400 kPa.
2%Dðqb;02 Þ and 10%Dðqb;10 Þ, is provided in Table 3. The first
value can be considered to reflect anticipated responses in the case
of SLS analysis, where the applied loads are not increased by the
application of partial loading factors. To help in that respect, the
base secant stiffness K b;02 at that displacement level is also tabu-
lated, normalized by the ultimate resistance qb;10 . The second dis-
placement value of 10%D corresponds to the commonly accepted
ultimate resistance, although such resistance may be activated at
Fig. 11. Comparison of pile base resistance qb;10 values arisen from the
parametric numerical analysis and those provided by Eq. (17).
working loads in the case of CPRF designs where piles may be Fig. 13. Comparison of parabolic fits to base responses arisen from
loaded close to their ultimate capacity. the parametric numerical analysis for initial vertical effective stress
0 ¼ 200 kPa.
σvo
Power Law Fits to Base Response
In order to allow general application of the numerical analysis re-
sults presented previously, an attempt has been made to fit the set- Lee and Salgado (1999), whose values lie between 1% and 10%
tlement response with a power law function, relating the magnitude higher than the current FLAC results.
of resistance to the key input quantities of in situ vertical effective The base responses were then been fitted by the power law
0 and initial relative density I .
stress σvo d;o
The first step was to quantify the ultimate base resistance qb;10 ,
qb;10 Sns 0.6
which was found to be matched well by the relationship qb ¼ ð18Þ
4 0.01
sffiffiffiffiffiffiffi
σvo0 0.004
qb;10 ¼ ð0.1 þ 3.6I d;o Þ þ 4 ð17Þ where Sns = settlement normalized by the pile base diameter.
pa I d;o Reasonable overall fits to the finite element results are provided,
as shown in Figs. 12–14, with the exemption of rather marginal
0
The accuracy of this expression is illustrated in Fig. 11, where cases, i.e., low values of I d;o in conjunction with high values of σvo .
the only significant discrepancies are for σvo 0 ¼ 100 kPa and The various parameters and resulting mobilized base resistance
I d;o ¼ 0.3, for which the FLAC value is 16% greater than the with the corresponding base stiffnesses are summarized in Table 3,
fitted result. Also shown on Fig. 11 are qb;10 values reported by where P.M. refers to the proposed method described previously.
Fig. 12. Comparison of parabolic fits to base responses arisen from Fig. 14. Comparison of parabolic fits to base responses arisen from the
the parametric numerical analysis for initial vertical effective stress parametric numerical analysis for initial vertical effective stress
0 ¼ 100 kPa.
σvo 0 ¼ 400 kPa.
σvo
Fig. 15. Geotechnical soil profile at the site of Everrich II project in Ho Chi Minh City, Vietnam. (Data from Nguyen and Fellenius 2015.)
The value of ζ may be taken as about 5 according to Baguelin where σvo0 is given in kPa.
and Frank (1979) for a normalized pile length Lp =rp > 20. For σvo0 ¼ 730 kPa, C takes the value of 0.362 and N 0 ¼ 18.
N 70
The response using this approach lies between the stiffer rela- For this value and using Table 3.4 in Bowles (1996), the layer is
tionship provided by API (2003) associated with a full shaft considered as medium dense with I d ¼ 0.50. The response of the
mation, particularly for Sns > 0.03. This tendency is in line with
previous research associated with both experimental and numerical
results (Comodromos et al. 2003, 2009, 2021). In contrast, API
Fig. 16. Comparison of test data with the total and pile base resistance (2003) provides a good approximation for the ultimate resistance,
responses provided by the proposed method. although it overestimates the base resistance for lower settlement
levels. The relationship provided by the proposed method lies be-
tween the curves provided by the two design codes and is very
close to the response shown by the pile test.
shaft resistance τ s across the pile was defined from Eqs. (19) and
(20), where f s and G are given in Fig. 15. These data were intro-
Validation over Pile Base Resistance from Pile Tests
duced to SOFiSTiK and the segment of the test from the level of the
O-Cell to the pile toe (i.e., Lp ≈ 20.0 m) was simulated by apply- Further validation was carried out on pile load tests provided by
ing a ramp vertical displacement. Yusufuku et al. (2001). The first case corresponds to a static load
Corresponding predictions from SOFiSTiK are shown in Fig. 16 test on a pile with diameter D ¼ 1.20 m, length Lp ¼ 38.0 m
by the continuous lines (thick gray, thin gray, and dotted line for the Ogura et al. (1992). The pile toe was embedded in fine sand with
total, base, and shaft resistances, respectively). Close agreement blow count from standard penetration test N ¼ 55 and an effective
0 0
may be observed between the prediction of the proposed method vertical stress σvo ¼ 300 kPa. From Eq. (21) N 70 is calculated as
and the test data for the response of the base resistance. A slight 31 and using Table 3.4 in Bowles (1996) the layer is considered as
difference is observed between the total predicted resistance and dense with I d slightly higher than 0.65. Adopting I d ¼ 0.67in
the test data at the initial part, while a close agreement is noted Eq. (17) yields qb;10 ¼ 4.37 MPa with the response prediction
in the case of base resistance. The shaft resistance, as quantified for the pile base resistance shown in Fig. 18 together with the pile
by the results of the simulation, are also shown in the same figure. test results.
Valuable conclusions can be drawn from comparing the predic- The second case corresponds to the load test 1B carried out by
tions of some design codes with the results of the full-scale test, the Committee of Bearing Capacity of Piles (1971) as a part of a
focusing on the pile base response. The pile base resistance, as a series of load tests in sand. The pile diameter was D ¼ 0.20 m with
function of pile base settlement, as proposed by API (2003) and length Lp ¼ 4.0 m. The pile toe was embedded in a fine sand of
DIN 1054 (DIN 2005), are plotted in Fig. 17. The bearing resis- medium density with void ratio e ¼ 0.89 and qc varying from 1 to
12 MPa. The effective vertical stress at the pile toe was σvo 0 ¼
tance qb;10 for the API approach was calculated using the data
in Table 1, where the upper limiting value of 4.8 MPa was adopted. 60 kPa. A relative density I d ¼ 0.35–0.65 is proposed for medium
The CPT value qc , required to establish the pile base resistance dense sands (Table 3.4 in Bowles) while a median cone resistance
Fig. 18. Comparison of pile base resistance of a pile test and the re-
Fig. 17. Comparison of pile base resistance field data with different sponse provided by the proposed method. (Data from Ogura et al.
codes and proposed method data. 1992.)
Some or all data, models, or code that support the findings of this
of qc ¼ 5.0 MPa suggests I d ¼ 0.55. Adopting I d ¼ 0.50 in
study are available from the corresponding author upon reasonable
Eq. (17) yields qb;10 ¼ 1.54 MPa, with the predicted response
request.
for the pile base resistance together with the pile test results shown
in Fig. 19. Close agreement can be observed in both cases between
the values provided by the proposed method and the pile test
results. Acknowledgments
The authors are grateful to the reviewers and the Associated Editor
Summary and Conclusions for the valuable comments and constructive feedback that improved
this work.
This paper has presented the results of numerical analysis aimed at
quantifying the base response of bored piles founded in sand. The
objective has been to establish reliable relationships for ultimate Notation
design value of end-bearing resistance in sand of any given relative
density between 0.3 and 0.9 and in situ vertical effective stresses in The following symbols are used in this paper:
the range 100 to 400 kPa. In addition, a simple power law relation- D = pile diameter;
ship has been proposed for the complete end-bearing response. Ep = pile Young’s modulus;
The numerical analysis was carried out in the finite difference e = void ratio;
code FLAC, using a Mohr Coulomb model that was extended to ecs = critical state void ratio;
allow the friction and dilation angles, and also the sand modulus, emax = maximum void ratio;
to reflect the current in situ effective stress level and relative density
emin = minimum void ratio;
as they evolved during the analysis.
eo = initial void ratio;
The end-bearing resistance qb;10 mobilized at a base settlement
of 10% of the pile diameter D was found to vary linearly with the Fn = normal force at pile interface;
square root of the in situ vertical effective stress, with the propor- Fs;max = limiting shear force at pile-soil interface;
tionality constant a linear function of relative density. The mobili- fs = unit shaft resistance;
zation of end-bearing resistance qb =qb;10 was found to vary in G = soil shear modulus;
proportion to the relative settlement to a power 0.60. Even for Go = initial soil shear modulus;
the extreme combinations of relative density and in situ vertical I d = soil relative density;
effective stress investigated, the maximum divergence between I d;o = soil initial relative density;
the curve fits and numerical results was less than 13% (qb;02 , case I r = dilatancy index;
I d;ini ¼ 0.70 and σvo0 ¼ 200 kPa), while the mean divergence is
K o = coefficient of earth pressure at rest;
about 5%. kn = interface normal stiffness;
The numerical results and fitted expressions were validated
ks = interface shear stiffness;
against results from Lee and Salgado (1999), who tabulated values
Lp = pile length;
of qb for normalized settlements of 5% and 10% of the pile
diameter. N q = dimensionless base bearing capacity factor;
In addition, the proposed end-bearing response was imple- p 0 = mean effective stress;
mented in 1-dimensional beam column software in order to deter- pa = atmospheric pressure;
mine the response of piles under axial loading. The software was qb = pile base resistance;
then used to simulate a field test on an instrumented 2 m diameter qb;02 = pile base resistance mobilized at base displacement
pile, embedded to a depth of 81 m in sand. The pile was loaded 2%D;
γ sat = saturated unit weight of soil; safety of earthworks and foundations. DIN 1054. Berlin: DIN.
δ = angle of friction across the pile shaft; FHWA (Federal Highway Administration). 2018. Drilled shafts: Construc-
ν = Poisson’s ratio; tion procedures and design methods. Publication FHWA-NHI 18-024,
FHWA GEC 010. Washington, DC: FHWA, DOT.
ν p = Poisson’s ratio of a concrete pile;
0 = initial effective horizontal stress;
Fioravante, V., and D. Giretti. 2016. “Unidirectional cyclic resistance of
σho Ticino and Toyoura sands from centrifuge cone penetration tests.”
0
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φ 0 = effective angle of friction; -0419-3.
φo0 = initial effective angle of friction; Gibson, R. E. 1950. “Correspondence.” J. Inst. Civ. Eng. 34 (382): 383.
φp = peak angle of friction; Green, G. E., and D. W. Reades. 1975. “Boundary conditions, anisotropy
and sample shape effects on the stress-strain behaviour of sand in a tri-
ψ = dilation angle; and
axial compression and plane strain.” Géotechnique 25 (2): 333–356.
ψp = peak dilatancy angle. https://doi.org/10.1680/geot.1975.25.2.333.
Ichihara, M., and H. Matsuzawa. 1973. “Application of plane strain tests to
earth pressure.” In Proc., 8th Int. Conf. on Soil Mechanics and Foun-
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