PIIS1063458410003584
PIIS1063458410003584
PIIS1063458410003584
Review
a r t i c l e i n f o s u m m a r y
Article history: Objectives: The aim of this first global systematic review on selected nutraceuticals was to synthesize and
Received 11 May 2010 evaluate scientific relevant data available in the literature. Evidences that can support health, physio-
Accepted 17 October 2010 logical or functional benefit on osteoarthritis (OA) were gathered and the level of evidence relative to
each of these ingredients was highlighted.
Keywords: Methodology: Relevant scientific data (positive or not) regarding OA were searched for five groups of
Osteoarthritis
compounds (avocado/soybean unsaponifiables (ASU), n-3 polyunsaturated fatty acids, collagen hydro-
Nutraceuticals
sylates (CHs), vitamin D, polyphenols) within preclinical (in vitro and in vivo), epidemiological, and
clinical studies. The following criteria were evaluated to assess the methodology quality of each study:
(1) study question; (2) study population; (3) primary endpoint; (4) study design (randomization, control,
blinding, duration of follow up); (5) data analysis and interpretation. A scientific consensus was deter-
mined for all studied nutraceuticals to evaluate their efficacy in OA.
Results: The studied compounds demonstrated different potencies in preclinical studies. Most of them
have demonstrated anti-catabolic and anti-inflammatory effects by various inhibitory activities on
different mediators. Vitamin D showed a pro-catabolic effect in vitro and the polyphenol, Genistein, had
only anti-inflammatory potency. The evaluation of the clinical data showed that ASU was the only one of
the studied ingredients to present a good evidence of efficacy, but the efficient formulation was
considered as a drug in some countries. Pycnogenol showed moderate evidence of efficacy, and vitamin
D and collagen hydrolysate demonstrated a suggestive evidence of efficacy, whereas curcumin, epi-
gallocatechin-3-gallate (EGCG) and resveratrol had only preclinical evidence of efficacy due to the lack of
clinical data. The literature gathered for n-3 PUFA, nobiletin and genistein was insufficient to conclude for
their efficacy in OA.
Conclusion: Additional data are needed for most of the studied nutraceuticals. Studies of good quality are
needed to draw solid conclusions regarding their efficacy but nutraceuticals could represent good
alternates for OA management. Their use should be driven by any recommendations.
Ó 2010 Osteoarthritis Research Society International. Published by Elsevier Ltd. All rights reserved.
1063-4584/$ e see front matter Ó 2010 Osteoarthritis Research Society International. Published by Elsevier Ltd. All rights reserved.
doi:10.1016/j.joca.2010.10.017
2 Y. Henrotin et al. / Osteoarthritis and Cartilage 19 (2011) 1e21
Osteoarthritis Research Society International (OARSI) recommen- and Drug Administration (FDA). Nutraceuticals are monitored as
dations for the management of knee OA1e4 have been published for dietary supplement within the US and the definition for functional
OA management. They all recommend both non-pharmacological foods varies depending on countries. In Europe the situation is
and pharmacological approaches. The non-pharmacological inter- different with an ongoing regulatory reform tightening the existing
ventions include education and self-management, regular tele- regulatory framework. Indeed, European Food Safety Authority
phone contact, referral to a physical therapist, aerobic, muscle (EFSA) adopted Regulation 1924/2006 on the use of nutrition and
strengthening and water-based exercises, weight reduction, health claims for food in December 2006. This regulation
walking aids, knee braces, footwear and insoles, thermal modali- harmonised rules across the European Union (EU) for the use of
ties, transcutaneous electrical nerve stimulation and acupuncture. health or nutritional claims on foodstuffs, which are based on
The pharmacological treatments consist of acetaminophen, cyclo- nutrient profiles. One of its key objectives is to ensure that all
oxygenase-2 (COX-2) non-selective and selective oral non-steroidal claims made on food labels in the EU are “clear and substantiated
anti-inflammatory drugs (NSAIDs), topical NSAIDs and capsaicin, by scientific evidence”. EFSA is responsible for verifying the scien-
intra-articular injections of corticosteroids and hyaluronates, tific substantiation of the submitted claims, some of which are
glucosamine and/or chondroitin sulphate, and avocado/soybean currently in use, some of which are proposed by applicants. This
unsaponifiables (ASU) for symptom relief; glucosamine sulphate, information serves as a basis for the European Commission and
chondroitin sulphate and diacerein for possible structure-modi- Member States, which will decide whether to authorize each
fying effects and the use of opioid analgesics for the treatment of individual product claim. EFSA started to release opinions in
refractory pain1,5. Most of the pharmacological treatments available October 2009 on health claims submitted under Article 13 of the
to relieve OA symptoms present serious adverse events, as the risk regulation, covering so-called generic health claims.
of gastro-intestinal or cardiovascular adverse events with NSAIDs. The aim of this first global systematic review on selected
Moreover, this disease implies treatment or drug intake for nutraceuticals was to synthesize and evaluate scientific relevant
decades, increasing the risk of serious adverse events and the data available in the literature. Evidences that can support health,
incidence of co-morbidity factors. physiological or functional benefit on OA were gathered and the
Many efforts have been developed to find a cure to OA that can level of evidence relative to each of these ingredients was
satisfy all the above-mentioned goals. The perfect drug would be highlighted.
not only able to relieve inflammation and pain but also to slow
down, stop or even better prevent disease progression. This would Methodology
result in the maintenance of joint function, sparing joint structures
involved in OA, meaning cartilage, synovial membrane and sub- Relevant scientific data (positive or not) regarding OA were
chondral bone. searched for five groups of compounds (Table I) within in vitro
From the molecular point of view, OA joints are the site of (Table III), in vivo (Table IV), epidemiological (Table V), and clinical
inflammation and catabolism. Many key mediators have been studies (Table VI). The selection of compounds discussed in this
identified in cartilage for both pathways. Inflammation is linked to paper is arbitrary and was based mainly on the following criteria:
interleukin (IL)-1b, COX-2 expression and prostaglandin E2 (PGE2) amount of emerging science, safety of use, regulatory constrains
and nitric oxide (NO) production. Catabolism results from an (Novel Food), natural presence in food. The objective was in the end
imbalance with anabolism. The synthesis of catabolic enzymes as to identify ingredients that could support joint health, but also that
different matrix metalloproteinases (MMP-1, 3 or -13) or the dis- could be authorized in food and would be relevant to be delivered
integrin and metalloprotease with thrombospondine motifs through a food matrix.
(ADAMTS)-4 and -5 (also known as aggrecanases) is increased We have voluntary eliminated glucosamine sulphate, glucos-
resulting in the degradation of the main cartilage matrix compo- amine-HCl, and chondroitin sulphate because these natural
nents (proteoglycan (PG) and type II collagen). In parallel, the compounds are considered as drugs in some countries, and that
synthesis of the matrix components is decreased. Synovial they have been the main topic of numerous systematic review and
inflammation is directly linked to cartilage degradation. In addition, meta-analysis5,8e13. The search was performed according to the
subchondral bone is the site of strong remodeling processes following criteria: (1) only scientific data with a direct link to OA
resulting in bone sclerosis. All these factors produce the loss of the were selected; (2) only orally administered treatments were
articular integrity and the loss of joint function. selected for in vivo studies and clinical trials (CTs); (3) only publi-
Indeed, there is a strong necessity for prevention of OA. The first cations in English were considered (4) only scientific data allowing
step passes by healthy lifestyle, weight loss and nutrition, with to evaluate the effect of the compound alone were considered.
specific nutrients that could help to achieve this goal. Nutraceut- Articles describing the results of a study previously published were
icals are good candidates to help patient preventing OA or excluded. The search was performed in Pubmed/Medline database
managing their disease using them as treatment adjuvant. between January 1990 and 2010.
Nutraceutical comes from the combination of the words nutri- This search was performed using the combination of terms
tion and pharmaceutical. It corresponds to food or food product related to OA (arthrosis or osteoarthr* OR gonarthro* OR coxarthro*
that provide health and medical benefits, including prevention and OR “joint pain” OR “joint comfort” or chondro* or fibroblast* OR
treatment6,7. By definition and regulatory laws they are devoid of
adverse effects.
Table I
Nutraceuticals are good candidates for long-term prevention of Studied compounds
chronic disease, such as OA. Many compounds have already been
- n-3 PUFAs
studied and a review by Ameye and Chee6 has gathered all the
B EPA
scientific data available at that time. There are several emerging
B DHA
alternatives. It is more and more recognized that nutraceuticals B ALA
could help to maintain bone and joint health. However this is - ASU
paramount to give a critical point of view to judge the quality of the - CHs
studies. Nutraceuticals are under minimal and vague regulation. - Vitamin D
- Polyphenols
Dietary supplements do not have to be approved by the US Food
Y. Henrotin et al. / Osteoarthritis and Cartilage 19 (2011) 1e21 3
Table II
Results of Pubmed data search performance
synov* OR subchond* OR cartilage OR collagen) and each studied inflammatory diseases as rheumatoid arthritis16,17. These studies
compound name (or abbreviation). demonstrated the beneficial effects of a higher n-3 intake. It is
The methodological quality of each CT supporting functional important to note that Western diet is richer in n-6 PUFAs (linoleic
ingredient efficacy was determined according to an assessment acid and arachidonic acid) rather than in n-3 PUFAs6.
model adapted from EFSA and FDA recommendations (EFSA, 2007;
FDA, 2003), AFSSA (“Agence Française de Sécurité Sanitaire des In vitro and preclinical data
Aliments”) guidelines (AFSSA, 2007) and other relevant refer- n-3 PUFAs have been extensively studied in various cell types,
ences6,14,15 (ANAES “Agence Nationale d’Accréditation et d’Evaluation but only few studies have assessed their anti-inflammatory or anti-
en Santé”, 2000). The quality is scored according to a set of 14 OA effects in joint cell models. Three in vitro studies have been
criteria. One point is marked for each criterion presented in the identified using bovine chondrocytes or human and bovine carti-
description of the CT. The points are then summed and the final lage explants. These studies used n-3 PUFAs alpha-linolenic acid
score allow classifying the CT quality in four different categories: (ALA), EPA and docohexanoic acid (DHA)18e20. These studies
a score below six represents a poor methodological quality, from 7 demonstrated the potency of n-3 PUFAs at reducing inflammatory
to 9 represents a medium methodological quality, from 10 to 11 mediators (IL-1a, COX-2, 5-lipoxygenase (LOX) and its activator
represents a good methodological quality and finally a score from FLAP) and also catabolic factors (MMPs or ADAMTS). Furthermore,
12 to 14 represents a very good methodological quality. recent published data have also shown that n-3 PUFAs reduced
A scientific consensus was reached between the two evaluators IL-1b-induced ADAMTS-4, -5, MMP-3, -13 and COX-2 mRNA in
(YH and CL) by considering different points: the total number of CTs bovine chondrocytes culture21.
(showing or not a beneficial effect), the quality of these CTs, the Similarly, only one animal study on n-3 PUFAs and OA has been
number of epidemiological studies showing or not a relationship, the identified in the literature22. This study investigated the effect of
heterogeneity in the body of evidence, the presence of preclinical n-3 PUFAs on rats with a marginally deficient essential fatty acid
basis and the presence of ongoing CTs. The studies were then clas- state. n-3 PUFA produced a 70% maximum decrease in the linoleic
sified as good evidence of efficacy, moderate evidence of efficacy, and arachidonic acid content of articular cartilage. n-3 PUFA also
limited evidence of efficacy but suggestive, preclinical evidence of produced a 30e40% decrease in the cartilage hexosamine content
efficacy, lack of evidence of efficacy, some evidence of inefficacy. and a 32% inhibition of PG synthesis. This is important to keep in
Scientific consensus for each ingredient is summarized in Table VII. mind that this study demonstrated that a too low n-6/n-3 ratio can
Furthermore, a search of ongoing CTs (Table VIII) was carried out be negative, as a diet with very low n-6 PUFAs intake induced
on the clinicaltrials.gov database using the term “osteoarthritis” and surface irregularities and PG depletion in cartilage of rats6,22.
each studied compound’s name, in order to complete existing Finally, the only one in vivo study testing n-3 PUFAs in client-
published data and give an overview of current research interest on owned OA dogs was just published23. The results are in favor of the
the selected ingredients. beneficial effect of n-3 PUFAs on OA dogs.
4
Summary of the in vitro effects of the studied products on OA
ASU
Mauviel et al. 198933 ASU 0.1e10 mg/ml Synoviocytes No impact of ASU alone on collagen synthesis in synoviocytes and
ID: 24 h and 8e14 days Rabbit articular chondrocytes chondrocytes after 24 hInhibition of IL-1b-induced collagen synthesis decrease
in synoviocytes after 24 hStimulation of collagen synthesis on articular
chondrocytes after 8e14 days
Mauviel et al. 199134 ASU PiascledineÒ 10 mg/ml Rabbit articular chondrocytes Slight increase of collagen production in both cell types
ID: 48 h Human rheumatoid Partial inhibition of IL-1b-induced release of collagen in synovial
synovial cells cells and total suppression in chondrocytes
Henrotin et al. 199835 ASU mixed in 10 mg/ml Human chondrocytes Reduction of the stromelysin (MMP-3), IL-6, IL-8 and PGE2 spontaneous
three ratios ID: 72 h productionDecrease of the collagenase activity in unstimulated and stimulated
1:2 (A1S2) chondrocytes by A1S2Partial inhibition of IL-1 effects
2:1 (A2S1)
1:1 (A2S2)
Boumediene et al. 199939 ASU 10e25 mg/ml Bovine articular chondrocytes Stimulation of the expression of TGFb1, TGFb2, plasminogen
activating inhibitor-1 (PAI-1)
Henrotin et al. 2003 36
ASU (A1S2) 0.625e40 mg/ml Human OA chondrocytes Stimulation of aggrecan production and restoration of aggrecan
ID: 12 days stimulated or not with IL-1b production after IL-1b stimulation
Decrease of basal and IL-1b-stimulated MMP-3 production
Weak inhibition of IL-1b einduced TIMP reduction
Inhibition of basal production of MIP-1b, IL-6, IL-8, NO and PGE2
Stimulation of TIMP-1 production
Henrotin et al. 2006 ASU 10 mg/ml Human OA chondrocytes Prevention of the inhibitory effects of SC osteoblasts on matrix
(abstract)40 ID: 72 h co-cultured or not with components by pre-treatment of SC osteoblasts with ASU
osteoblasts (obtained from Increase of type II collagen mRNA level in co-culture with
sclerotic (SC) or non-sclerotic ASU-pretreated SC osteoblasts
(NSC) zones of OA No modification of MMP, TIMP-1, TGF-b1, TGF-b3 or iNOS
subchondral plate expression and COX-2 mRNA levels in chondrocytes when
co-cultured with ASU-pretreated SC osteoblasts
Au et al. 200738 ASU 25 mg/ml Chondrocytes Reduction of TNF-a, IL-1b, COX-2 and iNOS expression in LPS-stimulated
ID: 72 h THP-1 monocytes/macrophages chondrocytes to non-activated control levels
Reduction of PGE2 production and COX-2 and iNOS expression
Reduction of TNF-a in LPS-stimulated monocyte/macrophage
Lippiello et al. 200832 Sterols extracted from 1e10 mg/ml (sterols) Bovine chondrocytes Upregulation of non-collagenous protein and collagen synthesis as well
three ASU preparations ID: 48 h as of labelled sulphate uptake
Inhibition of IL-1-induced MMP-3 activity, PGE2 synthesis and
sulphate release
Gabay et al. 200837 ASU 10 mg/ml Mouse or human Decrease of MMP-3 and -13 expression and PGE2 synthesis
chondrocytes stimulated Inhibition of the degradation of IkBa and suppression of NF-kB translocation
with IL-1b Inhibition of Erk 1/2 but no effect on the other IL-1b-induced MAPK
Cartilage submitted to a
compressive mechanical
stress (MS)
CH
Oesser and Seifert, 200350 CH 0.5 mg/ml Bovine chondrocytes Dose-dependant increase of type II collagen secretion
ID: 48 h No increase in type II collagen secretion by native collagens and
collagen-free hydrosylate of wheat proteins (used as control)
No effect on the expression of proteases
Schunck et al. 200651 CH Not provided (NP) Porcine articular chondrocytes Increase of PG synthesis, aggrecan expression and type II collagen biosynthesis
Glucosamine Human femoral head chondrocytes with CH
No effect of glucosamine on extracellular matrix macromolecules
(glucosamine sulphate and hydrochloride)
Polyphenols
Ishiwa et al. 200078 Nobiletin NP Rabbit synovial fibroblasts Suppression of IL-1-induced MMP-9 mRNA expression and production
ID: NP Rabbit articular chondrocytes Reduction of IL-1-induced PGE2 production
No modification of the synthesis of total protein
Imada et al. 200877 Nobiletin 16e24 mM Normal human synovial Suppression of IL-1b-induced ADAMTS-4 and -5 mRNA expression
ID: 24 h fibroblasts
Lin et al. 200379 Nobiletin 6e64 mM Normal human synovial Suppression of IL-1b-induced production
ID: 24 h fibroblasts of PGE2 in a dose-dependant manner
Selective downregulation of COX-2 but not
COX-1 mRNA expression
Downregulation of IL-1b-induced gene
expression and production of pro-MMP-1
and pro-MMP-3
Increased production of the endogenous
MMP inhibitor, TIMP-1
Williamson et al. 2006 Resveratrol and/ 2.5 mM LPS-stimulated canine Decrease of GAG release by curcumin
(abstract)86 or Curcumin ID: 5 days cartilage explants alone and in combination with resveratrol
Lev-Ari et al. 200692 Curcumin 0e20 mM OA synovial adherent cells Increased inhibitory effect of celecoxib on COX-2 activity
ID: 72 h Stimulation of the growth-inhibitory and anti-apoptotic effects of celecoxib
Schulze-Tanzil et al. 200482 Curcumin 50 mM Human chondrocytes Prevention of IL-1b-induced MMP-3 upregulation
ID: 12e48 h stimulated with IL-1b Inhibition of IL-1b-induced-type II collagen synthesis suppression
Prevention of NF-kB translocation
Shakibaei et al. 200584 Curcumin 50 mM Human articular chondrocytes Anti-apoptotic and anti-catabolic effects on IL-1b-stimulated chondrocytes
ID: 5e30 min
(continued on next page)
5
Table III (continued)
6
Reference Product Dose and incubation In vitro model Results
duration (ID)
Liacini et al. 200381 Curcumin 10e15 mM Human OA chondrocytes Inhibition of TNF-a-induced MMP-13 gene expression
ID: 24 h
Shakibaei et al. 200783 Curcumin 50 mM Human articular chondrocytes Suppression of NF-kB mediated IL-1b or TNF-a catabolic signalling pathways
ID: 72 h stimulated with IL-1b
resulting in COX-2 and MMP-9 downregulation and type II collagen upregulation
Toegel et al. 200885 Curcumin 5e50 mM Immortalized human chondrocytes No effect on aggrecan and type I and II collagen gene expression, proliferation
ID: 24e48 h (C-28/I2) stimulated with IL-1b and morphology at low concentrations
Cell damages at high concentrations (reduction of cell viability)
Increase of type II collagen, MMP-3 and ADAMTS-4
expression and decrease of type I collagen expression with high concentrations
Clutterbuck et al. 2008 (abstract)89 Curcumin 25e100 mM Equine cartilage explants Reduction of IL-1b-induced GAG release (50e100 mM)
ID: 5 days stimulated with IL-1b Decrease of PGE2 release (25e100 mM)
Clutterbuck et al. 2009 87
Curcumin 0.1e100 mM Equine cartilage explants Suppression of IL-1b-induced GAG release
ID: 5 days stimulated with IL-1b
Mathy et al. 2007 (abstract)88 Curcumin 1e30 mM Primary bovine chondrocytes No effect on cell viability
ID: 24 h stimulated with IL-1b Dose-dependant inhibition of IL-1b-induced COX-2, iNOS, IL-6 and IL-8 gene
expression, PGE2 and NO production
7
Table IV
8
Summary of the in vivo effects of the studied products on OA
ASU
Cake et al., 200028 ASU 900 mg/weekday vs placebo Ovine model of knee OA (bilateral lateral Reduction of subchondral bone sclerosis and increase of PG
ID: 6 months meniscectomy) content and of articular knee joint thickness
N ¼ 32
Altinel et al., 200742 ASU 300 mg every day or every 3 days Sheepdogs Increase of both TGF-b1 and TGF-b2 levels in knee joint fluid
ID: 3 months Control: normal diet
N ¼ 24
41
Kawcak et al., 2007 ASU (A1:S2) NP Experimentally induced OA in horses No effect on pain and lameness
CH
Oesser et al., 2008 (abstract)52 CH (Fortigel, Gelita AG) 0.15 mg/g of body weight daily Male STR/ort (model of naturally occurring OA) Decrease of cartilage tissue degeneration in knee joints
ID: 4 months Control: albumin Decrease of the incidence of severe joint degradation and in
the determinate grade of OA in comparison to the untreated
control
Vitamin D
Jefferies et al., 200267 25-hydroxyvitamin D3 0.1 mg/kg/day Pigs No effect on the incidence or severity of OA lesions, articular
supplement ID: 21 weeks N ¼ 200 PG or collagen contents
Control: commercial diet
Polyphenols
Ham et al., 200496 Genistein Equivalent of 129 mg/day Monkey model of naturally occurring OA No effect on insulin-like growth factor binding protein
Soy phytoestrogen for women after ovariectomy (IGFBP)-2 and IGFBP-3, total protein, PG or collagen levels in
ID: 3 years cartilage tissue
Elmali et al., 2005110 Resveratrol 10 mmol/kg Rabbit model of OA by transaction of the Protection against cartilage degradation (histological
Intra-articular anterior cruciate ligament evaluation)
Y. Henrotin et al. / Osteoarthritis and Cartilage 19 (2011) 1e21 9
Table V
Summary of the epidemiological data for the studied products on OA
Vitamin D
McAlindon et al., 199658 Vitamin dietary intake English patients Cohort Modest correlation between serum
and serum levels of 25- Mean y: 70.3 Y: 9e10 vitamin D and vitamin D intake
hydroxyvitamin D N ¼ 556 Increased risk of knee OA progression
(global score including joint space
narrowing, osteophytosis and sclerosis)
for low levels of vitamin D and
vitamin D intake
Association between low vitamin D serum
levels and knee loss of cartilage as assessed
by joint space and osteophyte growth
(disease progression)
No association between vitamin D intake
and serum level of vitamin D and
knee OA incidence
Lane et al., 199968 Serum levels of 25- American elderly white Cohort Association between low serum levels
hydroxyvitamin D women Y: 8 of 25-hydroxyvitamin D and radiographic
and 1,25- Y 65 changes for hip OA characterized by
dihydroxyvitamin D N ¼ 237 joint space narrowing but not osteophyte
No association between serum 1,25-
dihydroxyvitamin D and incident
changes of radiographic hip OA
Felson et al., 200769 Serum levels of 25- English adults Cohort Y: 9 No association between vitamin D
hydroxyvitamin D Mean y: 53.1 levels and structural joint degradation
N ¼ 715 (disease incidence) defined as joint
space loss on radiography
Felson et al., 200769 Serum level of 25- American adults with Cohort Y: 9 No association between vitamin D
hydroxyvitamin D knee OA levels and structural disease worsening
Mean y: 66.2 (disease progression) defined as joint space
N ¼ 388 loss on radiography and as cartilage loss on MRI
Breijawi et al., 200964 Serum levels of 25- Patients undergoing Cross-section High prevalence of low vitamin D status in
hydroxyvitamin D total hip or knee patients with knee OA
replacement
Mean y: 69e70
N ¼ 117
Bergink et al., 200963 Serum levels of 25- Knee OA patients Cohort Y: 6.5 Low dietary vitamin D intake the risk of
hydroxyvitamin D N ¼ 1248 (mean follow up time) progression of knee OA
Vitamin D influences the incidence and
progression of knee OA more particularly
in low BMD patients
oil (equivalent to 786 mg EPA) by OA patients as an adjunct to countries, ASU mixtures are delivered as over-the-counter prod-
NSAID medication was not effective to improve pain and ability. The ucts. Therefore, extrapolation of the data obtained with
use of olive oil as placebo control may have introduced a bias in the PiascledineÒ300 to other ASU mixtures must be done with an
result of this study. On the contrary, the second study of low extreme caution. The main components of ASU are the phytosterols
methodological quality (score: 4)26 showed that the consumption b-sitosterol, campesterol and stigmasterol31.
of an extract of New-Zealand green-lipped mussel rich in n-3 PUFAs
improved OA symptoms, including pain and joint function in In vitro and preclinical data
Korean OA patients. Over the last 20 years, ASU have raised a great research interest.
In vitro data are abundant. Most of in vitro studies were performed
ASU with normal or OA chondrocytes stimulated or not with IL-1b, the
key pro-inflammatory cytokine in OA physiopathology. These
ASU are derived from unsaponifiable residues of avocado and studies demonstrated that ASU contained in PiascledineÒ300
soybean oils, generally mixed in the ratio one-thirdetwo-thirds exerted positive effects on human chondrocytes by stimulating the
respectively27e30. The large majority of the in vitro and in vivo synthesis of aggrecan and extracellular matrix component as type II
data have been obtained with ASU found in PiascledineÒ300 collagen31e33 and by reducing the production of catabolic (MMP-3)
(Laboratoires Expanscience, France). The ASU contained in and pro-inflammatory (IL-8 and IL-6) mediators34. These anabolic
PiascledineÒ300 are extracted according to a patented process and anti-catabolic effects were also observed in human OA
giving them a particular formulation30. This formulation is chondrocytes35. What is more, this ASU mixture was able to
considered as a drug in France and some of the observed beneficial counteract IL-1b-induced deleterious effects on cartilage in normal
effects seem to be related to this particular formulation. In other and OA chondrocytes31e36. It reversed IL-1b-induced collagen
Table VI
10
Summary of the clinical data of the studied products on OA
ASU
Lequesne PiascledineÒ 300 mg (capsule) French patients with Prospective, multicenter, No structural effect (joint space width) (primary 11.5
et al., ID: 2 years regular pain due to primary randomized, parallel group, outcome)
200243 hip OA double-blind, placebo- Reduction of the progression of joint space loss
Y: 50e80 controlled trial in the subgroup with advanced space
N ¼ 108 narrowing (post-hoc analysis)
CH
Clark et al., CH 10 g/day American physically active Prospective, randomized- Improvement of joint pain, increase of mobility 8
200854 (liquid formulation) ID: 24 weeks healthy adults without placebo-controlled, double- and reduction of dependency to analgesics in
degenerative joint disease blind trial patients consuming CH dietary supplement
but with joint pain Control: xanthan
Mean y: 20.1
N ¼ 97
Moskowitz CH 10 g/day Patients with knee OA Multicenter, prospective, No statistically significant improvement in 9
et al., ID: 24 weeks þ 8 weeks (Germany, UK, US) randomized, double-blind, Western Ontario and McMaster Universities
200056 post-treatment washout Y: 45e81 placebo-controlled trial (WOMAC) pain score, function score and patient
N ¼ 389 global assessment for the total study group
Pain reduction and functional improvement in
German patients but not in global patient
evaluation
Tendency to be more effective in severe OA
(post-hoc analysis)
Zuckley CH 10 g/day with calcium Patients with symptoms Randomized, double-blind, Improvement of certain strength and work
et al., (300 mg/day) and of mild knee OAMean placebo-controlled trial performance tests (improvement of knee
200455 vitamin C (60 mg/day) y: 57N ¼ 190 functional mobility on isometric and isokinetic
ID: 14 weeks testings)
Greater effects on patients with more severe OA
Benito-Ruiz CH 10 g/day Patients with primary OA Randomized, double-blind, Improvement of knee joint comfort as assessed 13
et al., ID: 6 months Mean y: 59 multicenter controlled trial by VAS and WOMAC
200957 N ¼ 250
Polyphenols
Belcaro et PycnogenolÒ NP OA patients with elevated Placebo-controlled trial Decrease of plasma-free radicals compared to
11
12 Y. Henrotin et al. / Osteoarthritis and Cartilage 19 (2011) 1e21
Table VII formulations produced similar effect on IL-1b, COX-2 and iNOS in
Summary of scientific consensus on the reviewed ingredients LPS-stimulated chondrocytes37 and were also shown to enhance
Ingredient Scientific consensus transforming growth factor (TGF)-b production in bovine articular
n-3 PUFA Lack of evidence of efficacy chondrocytes38. The ASU contained in PiascledineÒ300 were also
ASU Good evidence of efficacy shown to have beneficial effects on osteoblasts and synoviocytes.
CH Limited evidence of efficacy but suggestive Indeed, this compound prevented inhibitory effect of osteoblasts on
Vitamin D Limited evidence of efficacy but suggestive
chondrocyte matrix component synthesis39 and reversed IL-1b-
Nobiletin Lack of evidence of efficacy
Curcumin Preclinical evidence of efficacy induced collagenase production by synoviocytes33.
Genistein Lack of evidence of efficacy Four in vivo studies with ASU were identified. They were per-
EGCG Preclinical evidence of efficacy formed in four different animal models of OA and they all support
Resveratrol Preclinical evidence of efficacy the beneficial effect of PiascledineÒ300 in OA. PiascledineÒ300
Pycnogenol Moderate evidence of efficacy
Probiotics Lack of evidence of efficacy
treatment prevents cartilage degradation (decrease in cartilage
lesion severity, increase in cartilage thickness) by stimulating
matrix component production as glycosaminoglycans (GAG) and
PGs content in experimental models27,28,40. In addition, one in vivo
release, MMP-3, MMP-13, and PGE2 production in normal chon- study in dogs without any diagnosed joint disease suggests an
drocytes31,33,34,36. It was also shown that ASU mixture contained in effect of ASU by increasing growth factors (TGF-b1 and 2) involved
PiascledineÒ300 restored aggrecan production and inhibited MMP- in extracellular matrix synthesis41. All these preclinical studies
3 synthesis in OA chondrocytes stimulated with IL-1b35. Other ASU strongly support anti-OA properties for ASU mixtures.
Table VIII
Summary of the ongoing CTs for the studied products on OA
CH solution Patients with knee OA Treatment, randomized, Effect of collagen hydrolysis GELITA Completed
10 g/day Age: 49e90 years double-blind on knee cartilage measured
Enrollement: 30 (subject, caregiver, investigator, by MRI
outcome assessors),
placebo-controlled,
parallel assignment,
safety-efficacy study
Vitamin D Patients with Treatment, randomized, Cartilage volume loss (MRI) National Institute of Arthritis Ongoing,
(cholecalciferol) symptomatic knee OA double-blind Knee symptoms (WOMAC) and Musculoskeletal and Skin not
2 000 UI/day Age: 45e90 years (subject, caregiver, investigator, Diseases (NIAMS) recruiting
(capsule) Enrollement: 146 outcomes assessor), parallel Office of Dietary Supplement
assignment, efficacy study (ODS)
Duration: 2 years
Treatments: vitamin D3
2 000 UI daily or placebo
Vitamin D Patients undergoing Treatment, randomized, Pain and function of the University of Zurich Recruiting
(cholecalciferol) uni-lateral total knee double-blind operated and non-operated Harvard School of Public
2 000 UI/day replacement (subject, caregiver, investigator, knee Health
(capsule) due to sever OA outcomes assessor), Rate of falls Tufts University
Age: 60 years dose comparison, Boston University
Enrollement: 80 parallel assignment, efficacy study
Duration: 2 years
Treatments: vitamin D3
2 000 UI or 800 UI daily
Curcuma domestica Patients with knee OA Treatment, randomized, Change in mean WOMAC Mahidol University Not yet
1 500 mg/day (oral) Age: 50e75 years double-blind pain scale National research Council of open for
divided into 3 times Enrollement: 396 (subject, outcomes assessor), Thailand patient
for 28 days active control, recruitment
parallel assignment,
safety/efficacy study
Duration: 28 days
Treatments: curcuma domestica or
ibuprofen (1 200 mg/day)
Highly bioavailable Patients with knee OA Treatment, randomized, placebo- Pain assessment using VAS Bioxtract S.A. Recruiting
turmeric extract Age: 40e80 years controlled, double-blind, parallel NuKleus
(ArantalÒ) Enrollement: 280 assignment, efficacy/tolerance study
four capsules/day Duration: 15 days
Treatment: turmeric extract
(ArantalÒ) or placebo
Y. Henrotin et al. / Osteoarthritis and Cartilage 19 (2011) 1e21 13
in bone metabolism resulting in bone sclerosis and osteophyte reducing NSAIDs or COX-2 inhibitor medication, suggesting that
formation59. PycnogenolÒ could be used as an effective adjuvant treatment. Data
Only one in vivo study was identified. This study evaluated the strongly support the pain-alleviating effect of PycnogenolÒ. Despite
impact of a supplementation of vitamin D3 (25-hydroxyvitamin some discordant results, physical function and stiffness seem to be
D3) on OA in pigs66. The supplementation revealed no effect on the improved by intake of PycnogenolÒ in OA subjects. All these studies
incidence or the severity of OA lesions, articular PG and collagen are of good to very good quality (Farid et al, 200773 and Belcaro et al,
content. 200875, score: 11; Cisar et al, 200871, score: 13).
women. Moreover phytoestrogens have been shown to ameliorate vitro study has investigated the effect of prodelphinidins. This study
various menopausal symptoms93. The effect of phytoestrogens, showed potential in vitro effects on human chondrocytes. Prodel-
including genistein, has been studied on articular cartilage matrix phinidins seemed to increase PG and type II collagen and inhibited
metabolism and inflammation. Nevertheless, the data for genistein PGE2 synthesis by acting on COX-2110. These data are in favor of
and OA are limited. The in vitro and preclinical data are not additional preclinical evaluations.
consistent to support a beneficial effect of genistein on articular
cartilage. Genistein does not affect cartilage metabolism93,94 but Quercetin
could have an anti-inflammatory effect by suppressing COX-2 but
not NO production94. In addition, the consumption of an extract of Quercetin is a plant-derived flavonoid. Anti-inflammatory and
soy phytoestrogen in animal failed to modify cartilage metabolism anti-oxidant properties have been suggested for this nutraceutical.
in ovariectomised monkey95. Additional experiments are needed to Only one in vitro study in human synovial cells has been identi-
clarify the potential benefit of genistein in articular cartilage fied111. This study demonstrated potential anti-inflammatory effect
metabolism. by the inhibition of TNF-a mediated-IL-8 and monocyte chemo-
attractant protein-1 (MCP-1) expression. This suggested a potential
Epigallocatechin-3-Gallate (EGCG) anti-arthritic effect but further preclinical investigations are
needed especially in OA.
EGCG is a major component of the polyphenolic fraction of green
tea and exhibits anti-oxidant, anti-tumor and anti-mutagenic Ventol
activities. The in vitro effect of EGCG is well documented. Most of the
available data on EGCG and OA come from experiments performed in Ventol is a phlorotannin-rich natural agent derived from Eck-
vitro in human chondrocytes looking at the anti-inflammatory effect lonia cava with anti-oxidant and anti-inflammatory activities112.
of EGCG. Data suggest that EGCG exerts an anti-inflammatory effect One in vitro study on cartilage explants has shown the inhibition of
on OA chondrocytes by inhibiting the production of key inflamma- PG degradation after IL-1a stimulation. This should be further
tory mediators (NO, PGE2, COX-2 and iNOS)96e98. This anti-inflam- studied to confirm the anti-OA potential of this compound.
matory effect has also been observed in osteoblasts by the inhibition
of IL-699 and synovial fibroblasts by the inhibition of COX-2 Discussion
expression and synthesis and by the inhibition of PGE2 and IL-8
secretion100. Additional anti-inflammatory and anti-catabolic OA is a debiliting chronic disease with a serious need of alter-
effects have been demonstrated for EGCG in human chondrocytes. native treatments that could help patients to preserve their joint
Indeed, EGCG can inhibit the TNF-a and MMP-13 production function and therefore maintain a certain quality of life. We have
induced by advanced glycation end products (AGEs) which are here summarized most of the published effects of some nutra-
responsible for cartilage mechanical properties loss101. This effect ceuticals. Many results have been highlighted and the quality of the
could happen through the attenuation of MAP kinase activation and studies addressed.
inhibition of nuclear factor kB (NF-kB) activation. This is supported Globally, we can conclude to a lack of evidence for most of the
by the previous report of anti-catabolic activity and inhibitory effect studied compounds. The review by Ameye and Chee6 has also
on NF-kB and AP-1 signalling102. Finally, this is of interest to note that analyzed the available studies at that time for ASU, n-3 PUFAs and
the polyphenolic fraction of green tea can prevent the onset of CH. The same conclusions as ours were made, meaning that there
arthritis and the severity of the disease in mice collagen-induced are no strong clinical data available. So, there is a need for addi-
arthritis103. Complementary experiments are necessary in order to tional preclinical studies and CTs of good quality. In addition, this is
confirm the anti-inflammatory effect of EGCG on OA in vivo. important to note that the potencies demonstrated in preclinical
studies for most compounds are not concordant with their clinical
Resveratrol efficacy. This could be explained by the doses used in vitro and in
animal models that are most of the time higher that the ones used
Resveratrol is a stilbene that is naturally present at high in CTs. An other explanation could come from the fact that
concentration in grape skin and red wine. It has significant anti- preclinical studies deal most of the time with early stages of the
inflammatory and anti-oxidant properties which could be benefi- disease whereas CTs involve patients at later stages. This can justify
cial in OA104. Only in vitro studies were identified for this the discordance between preclinical data and clinical and epide-
compound. A total of five studies were performed in cartilage miological observations.
explants and chondrocytes85,104e107. These studies indicated that Many efforts have been carried out to find a cure for OA. OA
resveratrol can have beneficial effects. It has demonstrated anti- management is a challenge for physicians and rheumatologists.
inflammatory and anti-apoptotic properties104,106. Resveratrol Many alternatives are now available but recommendations have to
inhibited catabolic factors as MMPs and pro-inflammatory media- be done. Nutraceuticals is one of these alternatives. They have great
tors as PGE2 and COX-2, and stimulated the synthesis of matrix potential in OA but there is a need of strongly substantiated data.
components (PG, GAG, type II collagen)104,106,107. These effects could Many questions still remain to be addressed. Where should be
prevent cartilage degradation. In addition, cartilage protection may the line between food and drugs drawn? This issue is well illus-
be achieved with intra-articular injection of resveratrol. This was trated by ASU mixture. ASU are considered as prescribed drugs in
observed both in anterior cruciate ligament transaction OA model France, but as food supplement in other countries. The prescribed
and LPS-induced arthritis model in rabbit108,109. These preclinical drug, PiascledineÒ300, is now recommended for the treatment of
evaluations indicate an interesting potential of resveratrol in OA OA symptoms. These recommendations are based on strong clinical
but additional in vivo studies are needed. evidence. However, in vitro studies have demonstrated that some of
the beneficial effects of PiascledineÒ300 were related to its
Prodelphinidins particular formulation resulting of a patented extraction process,
and were not observed with other formulation (personal commu-
Prodelphinidins are a type of condensed tannins and are nication). This extraction process is responsible for specific changes
composed of gallocatechin and epigallocathechin110. Only one in in the unsaponifiable fractions of avocado and soybean that could
16 Y. Henrotin et al. / Osteoarthritis and Cartilage 19 (2011) 1e21
explain their particular effects. This means that the natural food could play in the prevention of OA. Two CTs are ongoing on cur-
ingredient has underwent some modifications that are related to cumin to determine whether the consumption of a plant extract
particular biological effects. Therefore, ASU should be chemically with high curcumin content alleviates pain in subjects with OA.
analyzed before to be considered as a food supplement or a nutra- Furthermore, one CT was just completed with CH. It was the first
ceutical. Nutraceutical is a broad term to qualify any product one interested in the structure-modifying effect of the studied
derived from food source that provides extra health benefits. This compound. The results are not yet available. Additional CTs should
definition fails to precise whether a modified product derived from assess the potential of nutraceuticals in a long-term use in OA and
food source can be considered as a nutraceutical. The line between should also be interested in their structure-modifying effect which
a nutraceutical and a drug is thin. Other criterion that can help to is the great challenge in seeking new OA treatment.
distinguish between a drug, food supplement, and nutraceuticals We have shown here that most of the studied compounds could
are the oral dose administrated and the bioavailability. Food have beneficial effects in the treatment of OA, even if we still need
supplement should be administrated at concentration found in the more evidence. They could represent great alternatives for OA
normal diet. Bioavailability would be a great criterion to demon- management. We have only detailed here the information for a few
strate the potent efficacy of a product. For example, the pharma- compounds but others can also represent great potential. Indeed,
cokinetic of curcumin has been studied113 and many parameters other lipids, vitamins, minerals or plant extracts have also been
that are opposed to curcumin efficacy have been described. In demonstrated to be effective in OA. Probiotics could also be
human, the serum concentrations of curcumin after an oral massive considered for the treatment of OA. Several studies have
dose of 4, 6 or 8 g/day reach 0.5, 0.6 and 1.8 mM respectively. These highlighted the importance of intestinal flora in inflammatory
concentrations are below the concentration showing a biological auto-immune diseases, such as rheumatoid arthritis. Beneficial
activity in vitro. However, new formulation of curcumin114 has anti-inflammatory properties and modulatory effect of immune
enhanced cellular uptake, increased bioactivity in vitro and response of probiotics on rheumatoid arthritis were demonstrated
improved bioavailability in vivo. This is in favor of a better efficacy, in animals121e123. In addition, the consumption of lactobacilli con-
meaning that the anti-inflammatory and other potencies of cur- tained in a yogurt demonstrated the preventive and curative effects
cumin could be even more effective. Curcumin would become by on T-cell-dependent experimental arthritis by reducing the
the way a potent anti-inflammatory agent. For this reason, a clinical intensity of inflammation and joint destruction in animals124. In the
study has been initiated with complexed curcumin in patients with same way, CTs have evaluated the effects of probiotics on the
knee OA. This complexed curcumin (ArantalÒ) showed a 7000 activity and on the symptoms of rheumatoid arthritis125,126. The
times increased solubility. Can it be considered as a food supple- positive findings of these studies suggested the need of comple-
ment any longer? This critical point can also be illustrated by mentary studies on the effects on probiotic bacteria in rheumatoid
resveratrol. The pharmacokinetic of resveratrol can be modified by arthritis. There is a lack of data on the effect of probiotics on OA in
the addition of glycosyl groups that improved its absorption115. This the literature. The potential effect of probiotics on OA has not been
process could be applied to other polyphenols to increase their extensively studied but the data on their effect in arthritis suggest
bioavailability. that they could have a potential interest in OA.
Can nutraceuticals still be considered as food supplement when
used under drug formulation? These modifications should also be Conclusion
controlled and regulated. Moreover, food nutrients can target
multiple pathways compared to monomodal mode of action of We have gathered here all the studies and CTs about some
drugs. For example, some natural anti-oxidant peptides have also nutraceuticals. Some results are really promising and encouraging.
been identified in porcine CH116. CH has hypotensive potential117,118. The main concern remains the quality of studies. There is a need of
This is an additional advantage for the use of CH. Moreover, it has serious and well designed studies that could answer most of the
recently been demonstrated that some nutraceuticals are even questions regarding the safety and efficacy of such compounds. This
more effective when used in combination. It has been shown for could help their recommendation for OA treatment.
EGCG and ASU119 and resveratrol and curcumin120. Safety and Many studies have been carried out in order to highlight the
toxicity of nutraceuticals added alone or in combination should also potency of several nutraceuticals for the treatment of OA. Nutra-
be addressed, especially if bioavailability and biological activity are ceuticals offer a large variety of products with a wide range of
increased. Pharmacokinetic of all these compounds should be effects. They open new and large horizons for the treatment of
described and safety monitoring should be done. chronic disease as OA. Clinical endpoints for foods should be
For these reasons, the safety and effectiveness of these products reconsidered. Further investigations are needed but nutraceuticals
are under strict regulation in Europe. The problem is that the are not negligible for OA management. They should be considered
criterion of evaluation for clinical studies are defined as for phar- as potent adjuvant treatments with NSAIDs for example. Early
maceutic standards and this penalizes foods in terms of effect size markers development would also enable to build prevention
and also of absence of acute effect. OA as a chronic disease has strategies for food, in absence of cure treatment for OA.
a long time window for intervention and should benefit from
functional food alternatives to pharmacological interventions to Author contributions
improve subjects’ quality of life day after day.
We have also searched for the ongoing CTs with nutraceuticals. Conception and design of the study: YH, EC.
They are all summarized on Table VIII and given an overview of the Acquisition of data: CL, DC, CR.
current research interest on the selected ingredients. The number Analysis and interpretation of data: YH, EC, CL, DC, CR.
of ongoing trials supports the growing interest to identify their role Preparation of manuscript: YH, EC, DC.
in OA treatment. Two CTs are ongoing in order to evaluate the Final approval of manuscript: YH, CL, DC, CR, EC.
efficacy of vitamin D supplementation on pain, mobility and joint
structure in OA patients. Because of their high quality (long dura- Conflict of interest
tion and strong study design) these results will be valuable for the YH is a consultant for BioXtract and Danone. He is also the coor-
determination of the role that could play vitamin D supplementa- dinator of the CTs on curcuma operated by BioXtract. (ArantalÒ;
tion in OA. More evidences are needed regarding the role that it NCT00992004). Naturalpha was financed by Danone to set-up
Y. Henrotin et al. / Osteoarthritis and Cartilage 19 (2011) 1e21 17
scoring methodology, perform the identification, selection and evaluation of clinical studies with particular focus on external
scoring of relevant studies for the review. Other authors declare no validity and model validity. BMC Med Res Methodol
conflict of interest. 2006;6:56.
15. Schneeman B. FDA’s review of scientific evidence for health
Acknowledgments claims. J Nutr 2007;137:493e4.
16. Calder PC, Yaqoob P. Omega-3 polyunsaturated fatty acids
The authors would like to thank Eric Chappuis and Adeline and human health outcomes. Biofactors 2009;35:266e72.
Pierre for their active role in the quality assessment methodology 17. Darlington LG, Stone TW. Antioxidants and fatty acids in the
set-up and for performing the literature search. amelioration of rheumatoid arthritis and related disorders.
Br J Nutr 2001;85:251e69.
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