Articulo 16
Articulo 16
Articulo 16
Article
Towards Lean Automation in Construction—Exploring Barriers
to Implementing Automation in Prefabrication
Finn G. Feldmann
Chair of Supply Chain Management, Friedrich-Alexander-University Erlangen Nuremberg, Lange Gasse 20,
90403 Nuremberg, Germany; finn.feldmann@fau.de
advanced manufacturing procedures using automation and robotics, which has been re-
garded as a cornerstone of the recently advocated Construction 4.0 (C4.0) approach [11–13].
While these advantages over conventional cast-in-situ construction have led to a
considerable uptake of this construction method in several countries worldwide [14],
recent studies consistently showed that the adoption of automation in MC and OSC is
still relatively low [15–17]. Current applications of MC are oftentimes only a mere shift of
construction operations to a structured factory environment, where tasks are still carried
out manually based on the craftsmanship approach [18]. As a consequence, productivity
gains, as could be observed in the general manufacturing industry, remain far from being
reached. In addition, although factory-based production enables MC manufacturers to
make use of economies of scale, there are currently no significant cost reductions compared
to conventional construction [19]. In the heavily cost- and profit-driven construction
business, this circumstance hinders big players (i.e., developers and housing corporations)
to apply this construction method in their projects [20].
It is therefore decisive to understand why automation has not yet been transferred
to the production process of MC, despite the well-known benefits that are observed in
other industries. A comprehensive overview of the barriers that MC manufacturers face
when implementing automation in their production is still lacking. Therefore, the following
research question is formulated:
What Are the Barriers to Implementing Automation into the Production Processes of MC?
Accordingly, this study aims to identify, categorize, and evaluate the respective barriers
in a suitable framework to close this research gap. Based on a comprehensive literature
review, eight in-depth expert interviews with high-ranked representatives of companies
that are actively producing modules in their facilities were conducted. Experts from the
respective companies were interviewed using semi-structured interviews. In addition, a
considerable number of secondary materials were integrated into the data set.
The remainder of this paper is structured as follows. Section 2 gives an overview of
the theoretical background concerning the concepts of LC and C4.0, introduces MC as a
potential means to efficiently implement lean automation in construction, and highlights
the research gap and contributions of this paper. Section 3 states the applied research
methodology. Section 4 presents the results structured along the identified barrier dimen-
sions. Subsequently, the results are discussed in Section 5. Lastly, a conclusion is provided
in Section 6.
2. Theoretical Background
In the following, Section 2.1. gives a brief overview of the concepts of lean construction
and Construction 4.0. Section 2.2 introduces MC as a potential means to fully exploit the
benefits of the aforementioned concepts by applying lean automation.
a paradigm shift [28]. This shift towards the fourth industrial revolution is characterized
by automated, decentralized, and smart value creation networks enabled by IoT tech-
nologies [29]. It enables the creation of a cyber-physical environment, in which machines
are enabled to interact with each other (machine-to-machine communication) without
any human intervention [30]. I4.0, therefore, has the capacity to fundamentally improve
processes in every stage of value creation and thereby boost operational effectiveness and
productivity [31].
In construction, there have been numerous approaches to adopt and transfer both
concepts from manufacturing to construction operations. Accordingly, within LC, several
concepts and techniques have evolved to enhance the productivity of construction projects.
For instance, frequently applied methods include the Last Planner System [32], application
of 5S (sort, straighten, shine, standardize, and sustain) to the construction site [33], and
KANBAN for material storage on-site [34]. Among others, applying these techniques has
been proven to significantly reduce the risk of project time overruns [35].
Similar to the adaptation of the principles of lean production, there have been efforts
to apply the underlying principles of I4.0 to construction projects [36]. While the number
of research papers has been continuously increasing over the last years, three scholars have
attracted considerable attention [11–13]. In 2016, Roland Berger [11] coined the term ‘Con-
struction 4.00 to describe the future developments driven by the digital transformation of
the industry. In their conceptualization, they listed the following four key factors: automa-
tion, connectivity, digital access, and digital data. Sawhney et al. [12] conceptualized those
efforts in three transformational trends: industrial production, cyber-physical systems, and
digital technologies. Craveiro et al. [13] emphasized that the construction industry would
have to transform towards the fourth industrial revolution through the industrialization of
the construction process and the general digitization of the construction industry.
Notably, all three conceptualizations include the transformation towards increased
use of prefabrication (i.e., automation, industrial production, and industrialization of
the construction process). Considering the characteristics of the current value creation
process in conventional construction, this development can simultaneously be regarded
as a great challenge, as well as a great opportunity [30,37]. More precisely, implementing
innovations in the construction industry is hampered by several obstacles: Originating from
the project-based structure, the complexity of processes is generally higher compared to
other industries [38]. In theory, this complexity has mainly been ascribed to high uncertainty
and interdependence in construction projects [39]. Due to many different participants in
the overall value creation process, there are numerous interfaces between the distinct
construction trades and the respective companies, leading to inefficiencies [34]. Some
described this supply chain design as a “loosely coupled system”, hindering participants
to innovate and making use of learning effects hardly possible [40]. Effectively, pursuing
technical innovations in a less integrated supply chain rather hampers collaborations than
lets them flourish, since many partners are not capable or willing to take the same path [30].
Koskela [22] stated that characteristics such as temporary project-based collaborations,
unique building designs, and on-site work lead to inefficient workflows and the generation
of waste, contradicting the main principle of lean production.
Therefore, to fully exploit the benefits of best practices from the manufacturing indus-
try in the context of construction, the value creation process including the general supply
chain structure would have to be redesigned and re-engineered [34,41]. The construction
process should be aligned with manufacturing processes (product-based) [22], rather than
improving traditional construction procedures with technological advancements [42]. By
industrializing the construction process using high levels of prefabrication, the concepts
of lean production and I4.0 could even be implemented simultaneously, which is referred
to in the manufacturing industry as lean automation [43]. Recent research found that
the combined use of both approaches not only facilitates the implementation of each con-
cept [44], but also leads to additional benefits. Accordingly, I4.0 tools complement lean
production by increasing flexibility, as well as higher customization of products, allowing
Sustainability 2022, 14, 12944 4 of 22
ogy [55], despite recent findings stating that the adoption of automation is rather dependent
on environmental and organizational circumstances than the technology itself [56].
Second, recently, many relevant studies examined hindrances to applying MC and
OSC as an alternative to conventional construction [14,19,48]. While the barriers to the
widespread adoption of this construction method can be regarded as well-known [20],
research on barriers to the implementation of automation and robotics in the underlying
production system is still scarce. Darlow et al. [16] devoted a section of their study to
the status quo of automation in OSC in New Zealand, while Pan and Pan [57] investi-
gated determinants to implement automation in precast concrete production. However,
no study has specifically addressed barriers to applying automation in the context of MC,
despite it offering ideal conditions for effective implementation. Consequently, a compre-
hensive overview of the underlying factors inhibiting the adoption of this technological
advancement is still missing.
To close this research gap, this study aims to identify, categorize, and evaluate the
underlying barriers to implementing automation in MC. It contributes to the academic
literature by introducing a comprehensive framework of current barriers expanding the
perspective to various dimensions of inhibiting factors. By revealing the underlying
reasons for the currently low level of adoption from the perspective of MC manufacturers,
researchers are equipped with numerous starting points for future research to effectively
overcome pending barriers. The study, thereby, paves the way to an efficient application of
LC and C4.0, resolving the long-lasting problem of stagnating productivity.
3. Research Methodology
In order to identify the barriers that MC manufacturers face when automating their
production processes, a qualitative research approach was applied. As a comprehensive
overview of the respective hindrances is still lacking, an explorative study design is partic-
ularly suitable in this context [58].
The study is based on a comprehensive literature review and in-depth expert in-
terviews. Experts were interviewed using a semi-structured interview design to allow
openness of responses while collecting data in a structured way [58]. The interviews were
conducted between December 2021 and February 2022 with eight managers from MC
manufacturers in Germany, Austria, and Switzerland. Considering the selection of experts,
special emphasis was placed on high expertise in the field of prefabrication (more than 10
years of professional working experience), as well as active involvement in the decision
process of developing the module manufacturing process. In addition, the selection of
companies was limited to companies operating their own production facility to allow
well-founded evaluations of potential barriers and challenges of implementing automa-
tion. This restriction can be regarded as the primary reason for the relatively low number
of interviewed experts, as MC manufacturers in the aforementioned countries owning a
production facility are still scarce. Table 1 gives an overview of the position of interviewed
experts in their respective companies, as well as the company size according to the number
of employees. For reasons of confidentiality, the names of the interviewees and companies
have been anonymized.
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Figure 1. Systematic coding coding procedure
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al. [60].
Sustainability 2022, 14, 12944 7 of 22
Table 2. Cont.
4. Results
The results reveal the following seven barrier dimensions: economical, ecological, social,
process-related, technical, IT-related, and regulatory. The dimensions are further classified into
21 second-order and 53 first-order categories that hinder the implementation of automa-
tion in MC. Table 2 gives an overview of the dimensions and sub-categories, including
exemplary expert statements.
4.1. Economic
4.1.1. Financial
Concerning the financial barriers to implementing automation, it has already been
shown in other sectors that replacing manual process steps with automated machinery
and robotics comes with high costs [17]. Therefore, it is not surprising that the high initial
investment for setting up fully automated and digitized factories for MC is also a major
challenge in this context. Manufacturers cannot currently estimate the economic benefits
of this technological innovation or they even expect the returns to be not high enough
yet. Besides large investments beforehand, practitioners fear a loss of flexibility in their
production system due to higher capital and fixed costs. More precisely, the costs for loans
to acquire the machinery, as well as the operation and maintenance, are significantly higher
than employing craftsmen workers to assemble the modules manually. In addition, the
implementation of automated production systems would require hiring employees with
different job profiles (i.e., IT specialists and mechanical engineers), likely leading to higher
personnel costs, or, respectively, specific intensive training for current workers.
4.1.2. Demand
With regard to the current demand for MC, practitioners emphasized that the pro-
duction volume is still too low for an economically viable implementation of automation.
Accordingly, for a profitable application of robotics, the production output would have
to be sufficiently high and stable over many years to ensure high capacity utilization and
a considerable good return on investment, which is currently at least questionable. One
problem in this context is the low degree of standardization concerning individual projects.
Oftentimes, orders placed by customers are very individual and of a small scale, so the pro-
duction line has to be re-adjusted with every new project and the repeatability is relatively
low. Accordingly, the costs for implementing a highly complex infrastructure including
state-of-the-art machinery and software are currently not considered to lead to the desired
cost savings (i.e., economies of scale) that would be expected for such an investment.
4.1.3. Competition
Generally speaking, MC manufacturers are competing with traditional contractors.
Due to the cost- and profit-driven nature of the construction business, low-wage structures
in conventional on-site building projects are the reference. Considering the higher costs of
manufacturing buildings in a fully automated factory environment, MC manufacturers can
hardly compete with their competitors applying the conventional construction approach.
Accordingly, E7 stated: “This expensive technology cannot compete with the prevalent
wage structure of the industry”. Some practitioners additionally claimed that to make
automation a viable business case, the industry would have to change from a cost- to a
value-driven approach. More precisely, commercial customers should focus more on other
factors, such as the delivered quality, rather than the cheapest offer, when awarding a
contract. Another problem MC manufacturers face is the still high economic feasibility of
conventional construction. Consequently, applying conventional operations (craftsmanship
approach) themselves in a factory environment yields profits that are considered high
enough. The risk of changing these procedures and contributing to large investments is
therefore considered to be inappropriately high. Another problem lies in the loss of flexi-
bility regarding individual customer requests. Practitioners fear that their high customer
orientation could suffer from increased automation of their production processes.
Sustainability 2022, 14, 12944 10 of 22
4.2. Ecological
Transport Emissions
From an ecological point of view, barriers to automating the MC production process
appear to be manageable, which might be due to the general superiority of OSC over
conventional construction in terms of environmental sustainability [20]. Nevertheless,
practitioners emphasized that, for an economical application of automation, the produc-
tion would have to be bundled at one location to ensure a high production output with
highcapacity utilization. As a consequence, the total transport distances from the factory to
construction sites would very likely increase. Accordingly, the resulting increased transport
emissions compared to closer, non-automated production facilities have to be considered.
4.3. Social
4.3.1. Corporate Culture
The socio-cultural perspective on barriers can be distinguished between a company-
internal and an external, industry-wide perspective. It equally applies to both that the con-
struction industry is well-known for conservative and risk-averse thinking [63]; challenging
the status quo of operation procedures (i.e., craftsmanship vs. automation) traditionally
attracts resistance [70]. Concerning internal factors, one problem lies in the resistance of
MC manufacturers’ employees towards this technological advancement. While shopfloor
operators might fear their job security due to the potential obsolescence of their current
manual tasks, managers could view this change in operating procedures with skepticism,
as they are oftentimes used to traditional craftsmanship approaches.
4.3.3. Knowledge
Since most employees, including managers and executives, of MC manufacturers
have a professional background in architecture, engineering, and construction (AEC), their
knowledge of manufacturing approaches, including the automation of manufacturing
processes, might be limited and therefore a considerable barrier to introducing automation.
Another problem lies in the industry partners’ knowledge. For instance, architects are
oftentimes not used to planning with high levels of prefabrication and automated systems.
Since the final design has to be fixed earlier in the process and hardly allows later changes,
planning can generally be regarded as more sophisticated and time-intensive compared to
conventional construction. One expert stated that it would almost require the planner to be
a “mechanical engineer”.
4.3.4. Workforce
Considering problems related to the workforce, current field operators do not have
the qualifications to control and configure an automated production line, as they are mostly
craftsmen used to assemble building components manually. Therefore, workers either
would have to be adequately trained to fit this new job description or would have to
be replaced by workers with other job profiles. While this would open the chance of
attracting younger people, thereby counteracting the problem of an aging workforce, MC
Sustainability 2022, 14, 12944 11 of 22
manufacturers have to consider the social factor of potential job losses, as well as the
required time and costs for the respective training of current employees.
4.4. Process
4.4.1. Industry
Concerning process-related barriers, practitioners emphasized the unfavorable prevail-
ing value-delivering approach of the construction industry. Since the integration along the
construction supply chain is very low, there are many individuals and companies involved
requiring many interfaces, leading to inefficiencies during the overall construction process.
More precisely, the traditional approach includes specialists from different areas, such as
architects, structural engineers, and landscape planners, that work independently from
each other and are oftentimes organized in small offices. Due to this fragmented industry
structure, many smaller players are not capable to innovate and adopt the measures to
deal with industrialized construction. In addition, practitioners raised that authorities’
working procedures (such as permissions) are incompatible with the OSC approach (also
see Section 4.7).
Another problem that is hindering the automation of processes is late design changes.
Since customers, as well as project participants, are used to on-site changes of the original
design in the traditional approach, it is expected to be also possible in MC. However, late
design changes require adoptions and configurations of production lines that sabotage
the whole manufacturing process. All in all, the production process of MC is currently
oftentimes controlled by external participants requiring late changes to the production
facility or, respectively, manual changes.
4.4.2. Production
One of the most mentioned barriers to automation is the low level of standardization in
current MC productions. Practitioners claimed that every building is planned and produced
very individually (“Prototype”, E2), which requires the adoption of the production process
with every new project. Many MC manufacturers do not have fixed module sizes, which
additionally results in higher variability and complexity.
Another problem is the current production set-up. The flow of material is organized
like a workshop, rather than as a production line, which is not favorable for the application
of advanced automation technologies. Consequently, the entire factory design and setup,
as well as operating procedures, would have to be re-structured to enable an efficient
implementation of robotics. Lastly, practitioners emphasized that the design and the corre-
sponding work instructions are still based on drawings, rather than being parameterized.
More precisely, automated machines would need to have digitized information to work
with, so drawing would have to be translated into a parametric language readable by
machines (computer-aided manufacturing).
4.4.3. Logistics
Concerning logistics, practitioners emphasized the required high production volume
for introducing economically viable automation would bring several logistical challenges
with it. Accordingly, the warehouses in which production materials are stocked would have
to be expanded. One expert specifically mentioned that just-in-time construction would
hardly be possible due to supply problems of essential components, such as insulation.
Another expert claimed that, occasionally, modules that are ready for assembly on-site have
to be stored close to the production facility until being transported to the construction site.
Limited factory space might therefore hamper further increase in production output.
4.5. Technical
4.5.1. Machinery
From a technical perspective, many practitioners expressed skepticism towards the
technical feasibility of robotics for the manufacturing of the modules. Questions arose
Sustainability 2022, 14, 12944 12 of 22
about how specific operating procedures that are currently done manually could be done
using robotics. For instance, E6 stated: “How do I tile or paint a wall? How does outfitting
work using automation?”. While the joining of large components such as walls and
ceilings are of less concern to most practitioners, the steps inside the module (i.e., the
furnishing of the modules) are seen as a major challenge for implementing automated
machinery. In this context, the flexibility of the machinery to perform the required tasks is
especially questioned. Another problem according to the experts can be seen in the general
availability of adequate machinery and robotics. Since most machines are designed for
different purposes than building a module for residential living, it was questioned whether
the required technology even exists.
4.5.2. Material
From the perspective of materials used for constructing a module, there are tradition-
ally three different possible choices: wood, concrete, and steel. When implementing an
automated production system, MC manufacturers would have to commit themselves to
one main material and therefore lose flexibility. This is considered to be due to the different
processing for each of these materials. E3 put it as follows: “I cannot weld wood, but I need
to weld steel.” While a change of the main construction material would require various
changes to the production facility, it is assumed that a machine cannot be easily adjusted to
process other materials. MC manufacturers would therefore lose the chance of responding
to changes in regulations or market dynamics for certain production components.
4.6. IT
4.6.1. IT Infrastructure
One concern in terms of IT is the digital capability of external stakeholders. Some
practitioners reported that the benefits of collaborating with external partners by using
sophisticated approaches, such as BIM, are still very limited due to their low level of
digitalization. E1 emphasized that this holds for project participants, such as planners of
technical building equipment, as well as the clients themselves. E8 added that there is a
lack of “continuity of the digital chain” from manufacturing to final delivery of the project
to the clients.
4.6.2. Database
In order to implement robotics and automation, there must necessarily be digitization.
Accordingly, a database is required consisting of all information for each component used
in the production process. While E2 emphasized that the effort to implement and maintain
such a database is extremely high, E4 stated: “Without data, there is no digitalization. The
data is needed to communicate with the machines”. Consequently, one challenge is to fully
digitize current procedures before being able to implement automation.
4.6.3. Software
Concerning software, practitioners see three major barriers. First, there is the difficulty
of translating the traditionally used 3D models to parameters that could be used by robotic
applications to perform the required manufacturing procedures. While practitioners stated
that the design of the modules is already fully digitized, some questioned if this translation
from 3D model to parameters would even be possible. Second, there are many intersections
Sustainability 2022, 14, 12944 13 of 22
between current software solutions used to manufacture the modules. There is currently
no software that allows a continuous flow through production. Instead, drawings from
architects in the design phase have to be transferred to other software applications for
production plans that can be handled by mechanical engineers and craftsmen in the factory.
Third, current software that would be suitable for automated manufacturing is not designed
for construction, but rather for mechanical engineering approaches. According to an
expert, software suppliers refrain from adapting the software to match industrialized
construction approaches.
4.7. Regulatory
4.7.1. Regulations
Concerning regulations, practitioners claimed that the current regulatory construction
framework is not in favor of OSC and MC. Generally, regulations differ not only between
countries, but even between the states of one country. For instance, in Germany, there
are 16 different state building codes with varying requirements for newly built buildings.
Consequently, MC manufacturers must follow the code in force in the state in which the
building is erected, regardless of where the modules were produced. This means that the
production line needs to keep a certain degree of flexibility to enable meeting the different
requirements in each state to operate nationwide or beyond.
Another barrier is the lack of an appropriate definition of the construction method
itself from a building law perspective. More precisely, there is currently no guide for test
engineers, such as structural engineers, on how to provide the required proof for proper
execution for buildings built applying MC. As a consequence, the process of proof testing
gets more complicated, leading to delays. Lastly, there are outdated norms that hamper the
automation of production. One expert stated that some norms that are valid in conventional
construction do not match OSC procedures. More precisely, not all norms make sense in
the context of MC because the requirements can be met in other ways.
4.7.2. Permissions
In contrast to quality management approaches known from the general manufacturing
industry, the grants of permissions in OSC are still oriented towards one-of-a-kind produc-
tions (i.e., an individual building). Accordingly, inspections and testing are the same as in
conventional construction, although large parts of the underlying structure do not change
from project to project and have therefore already been approved. While in conventional
construction thorough inspections and testing are necessary to ensure the building’s safety,
in industrialized construction, it might be redundant and instead interrupts the production
flow. As a consequence, the production capacity utilization and the respective production
output are affected, which again hampers the potential for automation.
Besides the granting of permissions still being oriented towards conventional con-
struction projects, many practitioners criticized that there are no standardized permissions.
Although there is high repetition and modules are produced the same way in every batch,
the underlying structure of the modules has to be approved in every project. This is not
only time-consuming, but also costly for the builder who has to pay the inspection fees.
Lastly, some experts claimed that there are inefficiencies concerning the authorities who
grant the permissions to realize a specific construction project. Obtaining the appropriate
permits still takes too long and thus delays the construction process.
first step would be to specifically tender MC, and the second to consolidate similar tenders,
which would save time and costs for all involved parties.
Concerning contracting, experts criticized the still prevailing approach of the industry
to focus primarily on the price of an offer, rather than giving more emphasis on other evalu-
ation criteria in the decision-making process. E7 claimed that public contracting authorities
in particular should act as role models by placing a higher emphasis on decision criteria
such as working conditions, quality of the work, or level of digitization when awarding a
contract. By implementing higher requirements for bidding companies, contractors would
be incentivized to implement automated production systems.
4.7.4. Funding
The funding aspect can be divided into funding received by MC manufacturers
themselves and funding received by potential customers. The latter relates to government
aid provided to builders if the newly erected building meets certain requirements. For
instance, in Germany, buildings with a high level of energy efficiency are incentivized with
financial subsidies or low-interest loans. However, this funding is subject to short-term
changes that can decrease the attractivity of a certain building conceptualization from one
day to the next. For MC manufacturers, this circumstance results in a certain degree of
uncertainty regarding the requirements of the offered product. In practice, the production
line would have to be adjusted to meet the new requirements.
Concerning funding directed to MC manufacturers, experts criticized that there are
currently no adequate public subsidies to incentivize the implementation of automated
production systems. According to some experts, public authorities would either have
to offer direct financial subsidies for acquiring the respective machinery and software or
have to offer better depreciation options. Besides financial aid, E1 stated that funding for
consultancy on an efficient implementation of an automated system would be even more
desirable. Since most practitioners have a professional background in AEC, it would be
favorable to obtain guidance from professionals with extensive knowledge of automation
in manufacturing.
5. Discussion
Implementing automation into the production processes of MC has the potential
to significantly boost productivity and production outputs. However, the adoption of
automated production systems in the context of prefabrication is still relatively low. To
facilitate widespread adoption, it is decisive to identify and understand the underlying
barriers for MC manufacturers. In the following, the key findings of this study are reflected
upon and discussed under consideration of the extant literature.
As illustrated in Table 2, numerous factors aggravating the implementation of au-
tomation were identified. Based on the identified dimensions and their underlying sub-
categories, a comprehensive framework illustrating the barriers to automation in MC has
been created (see Figure 2). Notably, in addition to the high number of individual factors
(53 sub-codes), there are numerous interrelationships between the respective barriers that
contribute to the complexity of the framework.
From an economic perspective, with one of the most mentioned of all factors, the high
initial investment can be regarded as a severe barrier to implementing automation. To
replace craftsmanship operations with automated machinery, significant investments have
to be made in terms of technical equipment [71], as well as training or even new person-
nel [65]. While this observation could also be made in other industries where automating
processes use advanced technologies [29] and for adopting robotics in construction in
general [17], in the case of MC, it is highly related to the demand and the production
volume. Since the production output is currently considered too low, implementing an au-
tomated production system does not appear to be economically viable. Recent estimations
proposed that 1000 units per year would be required to achieve the desired economies of
scale with significant cost reductions [72]. In accordance, Bock and Linner [18] reported
Sustainability 2022, 14, 12944 15 of 22
Figure
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which has also been reported by Chen et al. [54]. In addition, research on barriers to gen-
energy and thereby the environmental impact of the overall project [49]. However, longer
erally adopting MC has shown that financial barriers are highly influenced by other fac-
tors [20]. Therefore, offering adequate funding in the form of financial subsidies and
knowledge consulting services to MC manufacturers may lower the economic barrier to
implementing automation.
Sustainability 2022, 14, 12944 16 of 22
With regard to regulatory barriers, the results reveal the dimensions of regulations,
permissions, tendering and contracting, and funding. Concerning regulations, most experts
emphasized that the lack of a uniform building code is a critical barrier to implementing
automation. Due to regional differences in terms of building codes, production has to stay
flexible to be able to meet the requirements in each state. However, this is considered to
be placed to the debit of product standardization. Consequently, authorities have to align
codes and policies to ease the implementation of automation and robotics. In the extant
literature, this barrier has not received much attention, which might be due to the specific
regional circumstances in the context of this study.
Considering the granting of permissions, the results reveal that there is a lack of
standardized permissions. Experts in this study criticized that, although there is a high
repetition in their production, the required time and costs for receiving permissions are
inappropriately high due to long and complicated approval procedures [16]. This is also in
line with findings from Bock and Linner [18], who report that the construction method is
not sufficiently defined, but rather considered “nonstandard”, which even brings further
difficulties with it, such as aggravated granting of permissions for mortgages by financial
institutions for customers. This may result in a lower attractiveness of prefabricated
construction and, consequently, further compounds the problem of insufficient demand for
implementing automation and robotics.
Within contracting and tendering, current approaches are still heavily directed to-
wards the lowest price of a certain service in the context of construction, rather than placing
a higher emphasis on other evaluation criteria. Public authorities may either lead by ex-
ample by considering criteria such as working conditions, quality of work, and the level
of digitization more thoroughly, or implement mandatory regulations [56], defining the
respective requirements in terms of the aforementioned criteria. Consequently, by imple-
menting higher requirements for bidding companies, contractors would be incentivized to
implement automated production systems.
Lastly, barriers concerning governmental funding have to be considered. As already
reported by other researchers [17,56], there is currently a lack of adequate governmental
incentives in the form of financial support. Since implementing an automated production
system requires high initial investments, as well as high operating costs, MC manufac-
turers have to be subsidized to facilitate the adoption of this technological innovation.
In accordance, Pan and Pan [56] reported that a supportive regulatory environment in-
cluding incentives is a decisive driver for adopting automation and robotics. In addition,
the lack of knowledge support has to be considered. Since most practitioners in the MC
business have a professional background in AEC, experts with high expertise in automated
manufacturing and robotics are needed to efficiently introduce automation and robotics.
Therefore, authorities may subsidize consulting services for MC manufacturers planning
to implement automated production systems. Alternatively, cross-industry collaborations
could be pursued.
6. Conclusions
As an OSC approach with a very high level of prefabrication, MC offers ideal condi-
tions to implement manufacturing concepts that are known for fundamentally increasing
productivity, such as lean production and automation. However, currently, the share of
automation and robotics in the production process of MC is still relatively low. Conse-
quently, the potential of this construction method is far from being fully exploited. Given
the well-known benefits of digitizing and automating production processes, questions arise
regarding why MC manufacturers have not yet implemented the respective systems and
what the barriers to this implementation could be. In the extant literature, a comprehensive
overview of the particular barriers is still lacking.
Therefore, this study aimed to systematically investigate the factors hampering the
implementation of automation and robotics in MC. Based on a comprehensive review of the
extant literature, as well as in-depth expert interviews with highly experienced practitioners,
Sustainability 2022, 14, 12944 19 of 22
the results of this study reveal a framework of barriers constituting seven dimensions:
economical, ecological, social, process-related, technical, IT-related, and regulatory barriers.
From a theoretical lens, this study generally adds to the understanding of the underly-
ing barriers to implementing automation in MC. Considering the developed framework,
researchers are provided with plenty of opportunities for future research. For instance,
future studies may investigate the identified factors quantitatively, measuring the severity
of each barrier to determine which factor should be tackled first or with the most amount
of resources. Similarly, the study reveals several interrelationships between the respective
barriers (such as funding influencing the economic attractiveness of the implementation).
Future studies may investigate the interaction between the respective barriers by applying
appropriate research methods, such as multi-criteria decision-making analysis approaches.
From the perspective of practitioners, the results include multiple recommendations
for action to efficiently lower the barriers to implementing automation and robotics. Gener-
ally, the developed framework can be used as a guideline for decision makers planning
to implement the required measures for automating their production. The study thereby
paves the way to an increased level of digitization and automation in the construction
industry, which is likely to resolve the long-lasting problem of stagnating productivity.
While the results provide multiple practical implications, three applicational contributions
should be stressed in particular.
First, the study emphasizes the need for MC manufacturers to integrate along the value
chain to create a continuous process, lowering the dependencies on project participants that
are not capable or willing to innovate operation procedures. Second, low standardization
and individual customer requests were identified as major barriers to implementing an
automated production. While the latter can only partially be influenced, an increase in
standardized production is a necessary condition to introduce economically viable automa-
tion. MC manufacturers are therefore advised to reconsider the general product structure
of the modules. While current designs are based on conventional construction operations,
a design approach is needed to enable high levels of robotic applications (robot-oriented
design). Third, the results reveal that many practitioners even questioned the technical
feasibility of implementing automation in MC production processes, highlighting the sever-
ity of this barrier. It is, therefore, indispensable to either engage in close collaboration
with other MC manufacturers or firms from other industries with comparable production
processes to enable testing and the creation of low-scale prototypes.
Naturally, this study is not without limitations. As already indirectly mentioned above,
since this study is of an explorative and qualitative nature, the identified severity of the
barriers, as well as the corresponding interrelationships between the factors, can only partly
be assessed. Consequently, quantitative research approaches are needed to deepen the
findings of this study. In addition, although countermeasures and recommendations for
actions are discussed in this study, future research may investigate possible solutions more
thoroughly in a practical context using in-depth case studies. Lastly, expert interviews
are limited to eight representatives of companies from German-speaking regions. While
the low number of participants can be ascribed to the low number of MC manufacturers
in the countries under study in general, some results may be bound to specific regional
circumstances. Future studies should, therefore, strive to verify the findings of this study
in other regional settings.
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