Thesis Paper Model
Thesis Paper Model
Thesis Paper Model
Project work on
Submitted To
Submitted By
Chakra Bhandari (078/MSGtE/004)
Email: rcbhandari42@gmail.com
15 June 2023
Abstract:
This thesis/research work aims to conduct a probabilistic seismic hazard analysis (PSHA) of Nepal and
simplified SPT performance-based probabilistic liquefaction hazard evaluation of the Kathmandu Valley.
Large-scale liquefaction has occurred in the area during previous earthquakes, notably those in 1833 and
1934, which left behind severe damage. Although there was very minor liquefaction damage from the
2015 earthquake (Mw7.8), surface manifestations were seen across the valley. These historical
earthquakes highlight the need to understand, analyze and mitigate liquefaction hazards in Kathmandu
valley. Reliable seismic hazard & liquefaction assessment is a critical element in development of policy for
seismic hazard mitigation and risk reduction. By employing Standard Penetration Test (SPT) data from soil
borings and PGA from PSHA of Nepal, this study will aim to demonstrate the advantages of performance-
based probabilistic seismic hazard and liquefaction analysis. The study is seeking to use the probabilistic
liquefaction models from Boulanger and Idriss (2012) and Cetin et al. (2004) model to perform liquefaction
analysis of Kathmandu valley. For PSHA, logical tree approach will be used by considering 23 areal zones
and 14 linear seismic sources (active faults) in R-crisis software. Entire area of Nepal will be divided into
1.2 * 0.6 degrees grid size and the peak ground acceleration (PGA) will be calculated for the return period
of 10, 108, 225, 475, 1033, 2475, 4975 and 20000 years. These PGA will be used as Characterization of
Earthquake Loading and SPT-N value as resistance characterization of soil for liquefaction Initiation.
Compared to traditional methodologies, the performance-based procedures provide more precise and
reliable predictions of the likelihood of liquefaction in regions with varying seismicity. In order to provide
real-time maps of the findings, the study will attempt to python scripting model and Q-gis.
1. Introduction
Nepal lies in seismically very active zone with records of occurrence of about 17 percent of largest earthquakes
in the world. It is located on the subduction region formed by the convergence of Indian and Eurasian plates at
the depth of 4-18 km with low dip angle of about 10 degree, where the Indian plate is moving towards the
Eurasian plate at the rate of 30-40 mm/year resulting in the accumulation of large amount of strain energy
which can generate Mw 8+ earthquakes. With 800 out of 2400 km of the Himalayan range falling within Nepal's
boundaries, the country's narrow width of about 193 km can be divided into various zones: Indo-Gangetic
Plain, Sub-Himalayan, Lesser Himalayan, Higher Himalayan, and Tibetan Tethys. These zones are separated
by four fault systems: Main Central Thrust (MCT), Main Boundary Thrust (MBT), Himalayan Frontal Thrust
(HFT), and South Tibetan Tethys system (STDS) (Figure 3).These fault systems exhibit significant seismic
activity, with historical magnitudes ranging from 6.5 to 8.0. MFT, separating Sub-Himalayan and the Indo-
Gangetic Plain, is a very active thrust which subsume several active faults like SanguKhola fault, Jumla Fault,
140 km Long Barigadh faults, 17 km Long Dorpatan Fault, 15 km long JimrukKhola Fault, 10 km Long
Kulekhani Fault, 7 km Long Sunkoshi-Roshi Fault and historically, the maximum recorded magnitude in this
zone is 6.5. MBT, which is the boundary between Sub-Himalayan and the Lesser Himalayan,includes 80 km
long, Rangunkhola Fault,120km long Surkhet Ghorahi Fault, 60 km long Arun Khola Fault, 40 km long
Hetauda faults, 85 km long Udayapur faults and SaptakoshiMechi fault running from Dharan to Mechi.
Historically, the maximum recorded magnitude in this zone is 8.0. MCT is another active thrust, lies between
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the Lesser Himalayan and Higher Himalayan, and major faults identified are Dharma Fault, 10 km long Talphi
fault, 20 km long tibrikot fault, 20 km long Dhaulagiri faults, Thakkhola fault, Bari-gad faults. Historically, the
maximum recorded magnitude in this zone is 7.5. (Bhusal et al. 2019)
Earthquake is one of the most devastating natural disasters which can cause lots of damages within few
minutes in terms of human life and properties. Since 1255, Nepal has experienced many earthquakes of
magnitude greater than or equal to 5 magnitude. Among them major earthquakes greater than Magnitude of 6.5
occurred in 1255 Jun. 7, 1505 Jun. 6, 1720 Jul. 25, 1833 Aug. 26, 1911 Oct. 14, 1916 Aug. 28, 1934 Jan. 15,
1936 May 27, 1945 Jun. 4, 1950 Aug. 15, 1954 Sep. 4, 1988 Sep. 20, 2011 Sep. 18, 2015 April 25, and 2015
May 12. Two strong shocks– M7.8 and M7.3 of Recent Gorkha Earthquake 2015 (April 25 and May 12)
followed by series of aftershocks prompted devastating impact claiming lives and damages of properties in
Nepal. These earthquakes have wide range of effects including soil liquefaction, especially in Kathmandu
valley. The Kathmandu Valley in Nepal is characterized by a geological composition of Precambrian to
Devonian rock formations in the basement and surrounding hills, overlain by Quaternary sediments and recent
alluvium in the valley. The sediment deposits can reach up to 500-600 meters in thickness. The valley's sandy
and alluvial soils, combined with shallow groundwater depths ranging from 0.5 to 5 meters below the surface,
make it highly susceptible to liquefaction during seismic events. Past earthquakes, such as those in 1833 and
1934, caused significant liquefaction damage in the valley. However, during the 2015 Gorkha Earthquake
(Mw7.8), liquefaction was limited and localized to certain areas. Interestingly, some sites that had liquefied in
the past did not exhibit liquefaction during the 2015 earthquake, indicating variations in liquefaction
susceptibility. Liquefaction effects pose significant hazards to infrastructure, including transportation
networks, bridges, and lifelines. Effects such as sand boils, lateral spreading, settlement, and landslides can
cause damage and disruption. Notable events like the 2011 Christchurch earthquakes, the Tohoku earthquake,
1964 Nigata earthquake and 1934 Bihar-Nepal earthquake highlight the need to understand, analyze and
mitigate liquefaction hazards. The ability to forecast liquefaction is crucial in the field of civil engineering.
Predicting the possibility of seismic risks like liquefaction and the harm they cause will help to save lives, cut
down on losses, and raise living standards for people all across the world. Understanding their sources and the
circumstances in which they will exist is crucial for understanding and predicting dangers. Because we don't
fully understand the phenomena, it has been impossible to predict when liquefaction would occur. Recent
improvements in the amount of data available to researchers as well as our understanding of what causes
liquefaction have resulted in the creation of new and improved empirical models for forecasting liquefaction
and its likelihood of occurring (Cetin, Seed et al. 2004; Boulanger and Idriss, 2012; Juang, Ching et al. 2012).
The purpose of the study described is to use a method that uses Standard Penetration Test (SPT) data
from site soil borings and PGA value from PSHA of Nepal to perform performance-based probabilistic
liquefaction hazard analysis of the Kathmandu. The use of performance-based techniques to analysis and design
is another new breakthrough in engineering. Performance-based methods to engineering have an edge over
more conventional deterministic ones because they let the engineer compartmentalize and systematically
account for uncertainty. Using the framework created by Kramer and Mayfield (2007), this study will compare
two performance-based liquefaction initiation models: the probabilistic Cetin et al. (2004) model and the
probabilistic Boulanger and Idriss (2012) model. Lack of essential research and evaluation in several key areas
regarding liquefaction hazards is one of major issue in the Kathmandu valley. Some of the research gaps include
the absence of a real-time map, the absence of performance-based liquefaction evaluation, the lack of a study
on the timing of liquefaction and its utility in hazard evaluation, the absence of liquefaction return period
analysis specific to Kathmandu Valley, and the failure to consider the effect of structures within the study area.
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2. Data and Methods
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Figure 1(b) - Map showing location of borehole data (From Subedi et al. 2022)
Two Probabilistic model (Simplified Procedure): 1.) Cetin et al. model, 2.) Boulanger and Idriss
Probabilistic Model will be used for prediction of liquefaction initiation of study area. PGA obtained
from PSHA of Nepal will be used as Characterization of Earthquake Loading and SPT-N value as liquefaction
resistance characterization of soil
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Figure 2- Flowchart of conceptual framework
Catalogue of main shocks can be used in estimating seismic risk by virtue of statistical model when
aftershocks are removed from total event listing and assumed that the earthquake occurrence the
Poisson’s distribution. There are several declustering algorithms that have been proposed over the
years. Up to now, most users have applied either the algorithm of Gardner and Knoff (1974) or
Reasenberg (1985), mainly because of the availability of the source codes and the simplicity of the
algorithms. In this study, we are planning to use technique proposed by Gardener and Knop off 1974
was applied to identify aftershocks.
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assigned as linear seismic sources. The areal and linear sources considered in the research are depicted in figure
3 below.
Figure 3. Map of the study area showing seismic sources and the spatial distribution of declustered earthquakes
(red open circles) and some historical earthquakes (MW>6.0) (black filled stars). The yellow star marks the
location of the recent devastating 2015 MW7.8 Gorkha Earthquake. Brown rectangles are seismic source zones
numbered from Z1 to Z23. Purple solid lines are active faults modified from Styron et al. (2010). The
numbering of faults from f1–f8 is arbitrary. MFT: Main Frontal Thrust, MBT: Main Boundary Thrust, MCT:
Main Central Thrust, STD: South Tibetan Detachment.
Table 2 - Active faults parameters that will be used in this study
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2.3.3 Maximum Earthquake Magnitude and Focal Depth
The maximum expected earthquake magnitude (Mmax) for every seismic source zone will be computed on the
basis of historical (e.g., 1505 MW 8.2 and 1934 MW 8.2 earthquakes) and recent earthquake data, but also
considering great earthquakes that occurred in nearby seismic zones with similar tectonic settings. The estimate
of Mmax is computed following the algorithm of Kijko and Singh (2011). This estimation takes into account the
uncertainty in the earthquake magnitude determination. For smoothed gridded seismicity, the same range of
Mmax will be used for the respective grids. Accurate determination of earthquake location along the mountain
belt is usually difficult because of insufficient station coverage. The ISC catalog reveals that earthquakes are
distributed throughout the thickness of the Tibetan and Indian crust ranging between 0 and 90 km. Moreover,
some recent studies have found that the hypocenters of most of the earthquakes in Nepal are located at depths
ranging between 0 and 30 km (Pandey et al., 1999; Priestley et al., 2008). In addition, hypocenter relocation
results from a nearby broadband seismic array found that the focal depths for the Gorkha earthquake sequence
ranged primarily between 10 km and 20 km (Adhikari et al., 2015; Bai et al., 2016; Letort et al., 2016). Thus,
in this analysis, the average focal depth of 15 km will be assigned as a constant depth for all the source models.
To estimate the earthquake magnitude exceedance rates, a Modified Gutenberg-Richter (MGR)-Poisson model
will be chosen as a seismicity model for all seismogenetic sources except characteristic earthquakes. Herein,
the seismicity is expressed as (Cornell and Van Marke, 1969):
where, λ0 is the rate of earthquake activity with threshold magnitude M0 (here M0 = 4.0), β is a parameter
equivalent to the b value (β = 2.303×b), and Mmax is the maximum expected magnitude for the sources. In
computing the λ(M) value, the uncertainty of both Mmax and β are taken into account.
In this study, the essential seismicity parameters will be computed by taking into account the incompleteness
of the instrumental catalog and the historical earthquake records. The Gutenberg-Richter b value and its
standard error for every source zone are determined following the joint maximum likelihood function of Kijko
and Smit (2012) based on the historical and instrumental earthquake catalog. This new approach is the
extension of the Aki-Utsu (Aki, 1965; Utsu, 1965) b value estimator which takes into account both
incompleteness of the earthquake catalogs and temporal variation of seismicity. It provides straightforward
approximations for the standard errors and confidence intervals (Kijko and Smit, 2012).
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2.4 Liquefaction evaluation of Kathmandu valley
The history shows that valley has experienced extensive liquefaction during past earthquakes,
including those in 1833 and 1934, which caused significant damage. Although the 2015 earthquake
(Mw7.8) resulted in limited liquefaction damage, surface manifestations were observed in various
parts of the valley. The survey team (Subedi et.al) observed (after mainshock 7.8 Mw april 25) that
the liquefaction triggered by 2015 Gorkha Earthquake appears to be very limited and localized (The
localized areas where liquefaction observed are manamaiju, ramkot, bungamati, hattibanm imadol,
mulpani and duwakot ). Total of 25 sites were observed liquefied during Gorkha Earthquake 2015 ,
out of which 15 sites were either within or on the valley edges .The intersting fact is that when these
sites revisited (after Mw 7.3 aftershock may 12), none of the site reflected the recurrent liquefaction
phenomenon. The Tundikhel area liquefied previous 1934 earthquake found not liquefied this time
2015 earthquake.
2.4.1 Liquefaction susceptibility and Initiation
A soil is considered susceptible if it is able to liquefy. Some soils will not liquefy under almost any
circumstances and others cannot liquefy due to the conditions and environment in which they are found. To
understand which soils are susceptible to liquefaction and which soils are not, it is constructive to examine
some of the criteria that affect liquefaction. These criteria include historical, geological, compositional, and
state criteria (Kramer 1996).The evaluation of liquefaction susceptibility is particularly challenging when
dealing with fine-grained soils of marginal plasticity and coarse-grained soils with high fines content. Recent
observations of liquefaction in fine-grained soils, despite being classified as non-susceptible according to the
Chinese criteria (Seed and Idriss, 1982), have prompted extensive research on the liquefaction susceptibility of
such soils. Two significant studies have been conducted to establish criteria for assessing the liquefaction
susceptibility of fine-grained soils. These criteria demonstrate consistency in many conditions but exhibit
variations in others, highlighting the inadequacy of the Chinese criteria. Both studies utilized field observations
and laboratory tests, conducted by renowned experts in the field of geotechnical engineering. According to the
Chinese criteria as reported by Kramer is defined as (Kramer 1996), soil may be liquefiable if: Fraction finer
than 0.005 mm ≤ 15%, Liquid Limit (LL) < 35%, Natural water content (wc) ≥ 0.9LL and Liquidity Index (LI)
≤ 0.75. However, the Chinese Criteria has come to be viewed as obsolete (Bray and Sancio 2006), and newer
criteria have been developed by Bray and Sancio, stating that a soil may be liquefiable if: Plastic Index (PI) <
12 and Water content (wc) / LL > 0.85. The Kathmandu Valley is characterized by two distinct geological
successions. The basement and surrounding hills consist of Precambrian to Devonian rock formations, while
the valley is overlain by Quaternary sediments and recent alluvium. The sediment deposit thickness in the
central part of the basin reaches up to 500-600 meters. Different authors have classified the stratigraphy of the
sediment deposits, with Sakai (2001) proposing a new classification comprising Tarebhir, Lukundol, Itaiti,
Bagmati, Kalimati, Patan, Thimi, and Gokarna Formations in the southern, central, and northern parts of the
groundwater basin, respectively. As the valley composed of Sandy and alluvial soils in most parts and
Groundwater in the valley is found at shallow depths ranging from 0.5 to 5 m below the ground surface, which
attributes the Kathmandu valley to be highly susceptible to liquefaction during seismic events.
Liquefaction initiation, also known as liquefaction triggering, occurs when specific conditions align with the
susceptibility of a soil. Liquefaction triggering is associated with the buildup of pore water pressure equaling
the effective confining stress, but various definitions exist for this point. Cetin and Bilge (2012) found a range
of definitions for liquefaction triggering based on pore pressure ratio (ru) and cyclic strain (γ). The variation in
definitions is partly due to the fact that the onset of liquefaction varies among different soil types, with
contractive soils liquefying at smaller shear strains. As liquefaction initiates, the strength of the soil decreases.
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Contractive soils can develop increased pore pressure, leading to a decrease in overall strength, while dilative
soils can develop negative pore pressures, enhancing their strength and making them less prone to liquefaction.
Understanding the conditions that cause liquefaction to initiate is crucial alongside assessing its susceptibility.
Where, amax = peak ground surface acceleration, g = acceleration of gravity (in same units as amax), σ vo = initial
vertical total stress, σ'vo = initial vertical effective stress, rd = depth reduction factor, and MSF = magnitude
scaling factor, which is a function of earthquake magnitude. It should be noted that two pieces of ground motion
information, amax and magnitude, are required for estimation of the cyclic stress ratio. The PGA, obtained from
PSHA of Nepal will be used to compute CSR for different return period.
Figure 5: SPT-based probabilistic correlations for the CRR of sands for M7.5 and σv =1 atm: Cetin et al.
(2004)
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Where,
\
Table 3: Posterior statistics of model parameters, accounting for measurement errors (Cetin et.al 2004)
Figure 6: Curves of CRRM7.5, σv =1 atm versus (N1)60cs for probabilities of liquefaction of 15, 50, and
85% (Idriss and Boulanger, 2008)
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Where,
ɸ-1 is the inverse of the standard cumulative normal distribution, and PL is the probability of
liquefaction.
Figure 8 (a) - Tentative expected output of PSHA model (seismic hazard curves and disaggregation of
magnitude and PGA)
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