Interpretation of Statutes
Interpretation of Statutes
Interpretation of Statutes
Interpretation of _Statutes
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Narendra Dev
B.SC., LL.M.
Assistant Professor, Department of Law
Govl Law College
.. Morena (M.P.)
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Preface
.. Contents
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lnttoduction....................................................................................1-12
Mode of Intepretation .................................................................13-28
Literal Rule: Meaning of Words ................................................29-41
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The Leteral Rule: General Principles ........................................42-54
Intrinsic Aids to Interpretation.................................................. SS-67
Extrinsic Aids to Interpretation ...................................................68-86
.. Mandatory and Directory Statutes and Modification
of I..,anguage to Suit Intention ....................................................87-97
Commencement and Operation of Statutes ..........................98-108
Repeal of Statu.tes .................................~ ..................................] ()9-118
0. Construction of Penal Statute .................................................119-131
'1. Construction of Tax -Statutes ........................................, ......132-138
2. Certa.in Presumption ......................................................•........l39-146
3. Application of Statutes to State .............................................147-152
4. Special Features of Constitutional Interpretation ...............153-170
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Chapter 1
Introduction
(1) Statute
(2) Parts of a Statute
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(3) Classification of Statutes
(4) The Need for Interpr~tation
(5) Interpretation and Construction
(6) The Purpose of Interpretation
(1) STATUTE
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A Statute is a formal expression of the will of thP
legislature. It is rendered authentic by certain prescribed forms
and solemnities like passage in the houses of the legislature
and the assent of the Head of the State.
In. England the expression 'Statute' forn1erly stood
for the whole body of laws enacted by the Parliament in any
, one session. Later on, it became synonymous with an Act of
' Parliament Bacon defines a Statute as 'a law agreed upon by
.. the King or the Queen of England, having legal authority,
the lords spritual and temporal, and the commons, lawfully
assembled, which ganeth strenth and life by the assent royal.1
The triple assent- of the Commons, Lords and the King- is
necessary to breathe life into a statute in England.2
In India, a statute means an enactment of the legislature
made in accordance with procedure prescribed for enactment
of laws by or under the Constitution.
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. • 1. Bacn's : Abridgement, 29
2 Princes' case, (1~) 8 Co. Rep. 1
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Introduction 3
2 Interpretation of Statutes
(a) Classification with reference. to Time of Enactment
(2) PARTS OF A STATUTE
Statutes are sometimes . classified .into old and new
A statute ~ ordinarily, be divided into many
with reference to the time of enactment. Lord Coke divided
COMtiuent parts like:
statute into old and new. Statutes made before the reign of
(i) ~ble Edward m 1
were considered old' or vetera. Those made later
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(ii) Long Title were labelled as new statutes or 1 nova statute'.
(iii) Short Title Such classification has now lost whatever value it ~y
(iv) Interpretation Oauses be have had earlier. Hoever, occasionally the courts do refer
(v) Titles of Chapters the Time of enactment of a statute in construing it. In Ridge
(vi) Headings Baldwin1 the House of Lords held that a nineteenth century
statute must be so construed as ·to include the requirements
(vii) ~furginal Notes
of natural justice. Similarly, in I<ishan Chand Arora Vs.
(viii) lliustrations
Commissioner of Police,2 the Indian Supreme Court held
(ix) Sections that a statute made in 1866 should not be treated~ in the same
(x) Proviso, Exceptions and Explanations way as one made after the Constitution. The pre-constitution
(xi) Schedules and Forms statute must not be read with an eye on the constitutional
The Sections constitute the principal body of a statute requirements.
formerly the sections together with the provision, exceptions (b) Classification with reference to Extent of Operation
ecplanations, schedules and forms, alone were eonsidered
Enachnents may be classified as public or private, or
.to constitute a statute; Modem writers and courts attach
as general or local.
significant value also to the other parts of a statute enumerated
above. The nattire and value of the various parts of a statute Statutes may apply only to a person or a specific group
in construction shall be considered later. (See Chap:v infra). of persons possessing certain distinct characterstics. Such
• statutes ~e considered private statutes. Statutes- which apply
(3) CLASSIDCATION OF STATUTES to the public at large are called public statutes. The distintion
Statutes may be classified with reference tO. different between public and private statutes is that a public statute is
criteria. The use of a particular criterion is dictated purpose unlimited as regards the persons affected by it, but a 3 private
of classification. Craies1 enumerates six difter criteria of statute is limited in its effect to particular persons.
classification: In England, formerly, the Courts took judicial notice of
(a) Time of enachnent public act but the existence of a private Act had to be proved
(b) Extent of the statute before the Court. In 1850, the Parliament enacted the Lord
(c) Content of the statute Brougham's Act4 which required the courts to take judicial
notice of all acts enacted by the Parliament private or public.
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(e) Methodology of the statute 1. 1964 A.C. 40
2 AIR 1964 S.C. 705
(f) Duration of the statute
3. R.W. London County Council (1893) 2 Q.B. 454, 46:! per Bowan L.J.
1. Craies, Statute Law 55 4. s2and 53 viet c. 63
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4 Interpretation of Statutes • Introduction 5
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In India, 5.114 of the Evidence Act 1872, requires the court to 1
In England the expression declaratory acts' was originally
take judicial notice· of~ the statutes public or private. limited to statutes made for the purpose of clarifying the
Those statutes ~hich apply to all and sundry through
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common law. Blackstone defines as declaratory Act to be one
out the territory, for which the legislature is compentent to made for avoiding doubts and difficulties in cases where the
make laws, are considered general statutes. Statutes applying common law has fallen into dis-use or ~ecome disputable and
only to a defined area are called local statutes. A public Act or to declare what the law is and has been'.1 In contemporary
a private Act may be general or local in its nature. parlance a declaratory statute is one made for the purpose of
(c) Classification with reference to Contents removmg doubts as to the common law or meaning or effect
of any other statute.
In common parlance as well as juridical lenguage,
statutes are frequently classified with reference to the nature Usually a declaratory Act is ehacted to correct so called
of their contents. Thus statutes may be classified as penal, tax, 'Judicial errors'. ln Price v. Bradleyl it was held by the of the
procedural, town-planning, etc. However, such classification Freshwater Fisheries Acts 1878. The Parliament .considered
is seldom exhaustive. this to be an error and in 1886 made a declaratory enactment ·
providing that eels were not freshwater fishes. Similarly the
In England an Index to the 'Statutues in Force' is
az:mually published. It contains a list of all public general Acts 25th amendment to the Constitution of India seeks to correct
classified according to their contents. In India also the Central the so-called judicial errors in construing Arts. 31(2) and 19(1)
and State Government have published collections of statutes, (£) of the Constitution in a series of cases culminating in the
labelled Codes, classified according to their subject-matter. . Bank Nationalization Case.3
The classification with reference to contents of a statute Craies has defined a declaratory Act as:
has some relevance to interpretation of statutes in so far as "an ad to remove doubts existing as to
the courts recognize the existence of certain presumptions the common law or the meaning or effect
depending on the nature of the statute. For example, the of any statute" .4 ·
provisions of a tax statute are to be construed literally and Quoting this with approval the Supreme Court held in
if two constructions are possible the court sould 6hould Central Bank of India v. Their Workmen,5 that an amending
adopt one which limits rather than the one which extends the statute 'which was not enacted to remove any doubt, explain
incidence of taxation any former statute or correct any commission or error ' was
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(d) Classification with reference to 0 bj ect not a declaratory Act.
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With reference to their objects/the statutes can be The distiriction between declaratory and amending
classified as : acts has practical importance in interpretation of statutes.
(Q declaratory ·~ Declaratory acts are by their very nature retrospective in
(ii) condifying and consolidating operation w~e amending acts are inormally prospective. The
presumption that a statute should be so constnued as not to
(iii) remedial
take away vested rights is not available in case of declaratory
(iv) enabling
1. 1 Commentaries on tlte Laws of England 86
(i) Declaratory- A declaratory statute is made for 2 (1885) 16 Q.B.D. 148
the purpose of removing doubts in respect of existing law. 3. RC. Cooper v. Union of India, AIR 1970 S.C. 564
1. Act IX of 1872 4. Craies, loc. cit., 59
5. A.LR.1960, S.C. 12. 27
One of the first principles of law with to call a statute a perpetual statute is not to say that it can not
regard tp tje effect of an enabling Act be repealed. -
is that when a legislature enables some
4. NEED FOR INERPRETATION
thing to be done it gives power at the
same time by necessary implication to A statute is an expression of the will of the legislature.
do every thing which is indispensable for It shares in common with other media of communication the
the purpose of carrying out the purpose fault of double contingency. Words do not Pass on thoughts
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VIew. of the author and only invite, the reader or . the receiver to
reconstruct them. Difficulties arise at both the ends. The
The Keyword is indispensable. It the Power is not so
author may not adequately express his thoughts or the oher
it can not be implied. In the instant case the Court held that
the Minimum Wages Act, 1948 did not empower the State party may not reconstruct it exactly the way it was intended
Government to fix th~ percentage of bidis which might be by the author, or both the kinds of difficulties may co-exist. In
rejected by the employer, as such power was not indispensable any case the communication is faulty.
to the fixation of a rate of minimum wage in respect of bidi Another difficulty arises as words have many meanings,
workers. Powers under an enabling statute can be implied and the meaning which a particular word carries has to
only if their absence would render the statute a dead latter. determined in the light of its context. Semantic consideraHons
show that. it is impossible for the ordinary meaning of words
(e) Oassification with reference to Methodology to be fixed for all future interpreters. While a word may have
Statutes may be classified with reference to the methods a f~irly ~et_tled core of meaning it is, ordinarily, sorrounded by
used by the legislature to attain its objects. If the Le~lature an mdefinite pen~bral zone that leaves its connotation hazy.
imposes obligation or duties on the persons affected by them Thirdly, while law is static the social milieu in which
the statutes are called mandatory, obligatory or imperative. H it operates is dynamic. The enactments soon outlive the
the statutes impose disabilities they may be called prohibitive. envoirnment in which they were conceived. 'Mush judicial
But, if the statutes enable certain things to be done or omitted ingenuity. is involved in brodging the gap, particularly as it
without imposing obligations or duties, they are called varies inversely with the time lag.
directory or permissive.
· In the common law world. the duty to apply a statut~
The basic distinction is thus between statutes· which devolves on the judiciary. Application involves a duty to
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co_mmand and those which permit. The falure to .comply ·
ascertain the ideas expressed by the statute. The process by
·w1th a command renders the act or omission unlawful or
which the courts discover the intent of the Legislature is called
invalid. An omission to fulfi11 the requirements of a directory
interpretation. .
enactment does not vitiate the act or omission.1
(f) Classification with reference to Duration 5. INTERPRETATION AND CONSTRUCTION
. Satutes are classified as 'tempo~ary' or 'perpetual' Some writers make a distinction between interpretation
wtth reference to their duration. A temporary statute is one and construction. Cooley1 considers interpretation as the
of limited duration. A perpetual statute is one of. unlimited art of finding out the true sens~. of any forms of words. He
duration and continues in iperation till it is repealed. However, distinguishes it from constt:uction as construction is the art
, of drawing conclusions in respect of subjects that are beyond
1. State of U.P. v. Manlx>dhanlal Srivastave, AIR 1957 SC 912 1. Cooley, Constitutional Limitations 97 •
3. (1902) Probate 3
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16 Interpretation of Statutes
this issue as was pointed out by Blackburn J. in Calodonian
repugnance or inco~~ with the v. North British Rly.1
rest of the instrument, m which case the While no hard and fast criteria to determine what is
grammatical and ordinary sense ?f the absurd can be derived from the cases two \tiews have been
words may be modified so asto avoid that convassed in respect of what constitutes absurdity. One view
absurdity and inconsistency, but no further. is that certain presumptions are available in interpreting a
It may be noted that the scope of the rule of narrowed statute and an interpretation which offends against such
in the Gray case. In Warburton departure. is permis~ible on presumptions can be said to lead to absurdity. There is a
grounds of inconsistency with the obj~ or mtent. ~~t m Gray presumption that every offence requires a criminal intent. If
the rule is limited to inconsistency within the proVISion of the the words of a penal statute can fairly yield to more than one
statute. construction the Court, in order to avoid absurdity, would reject
(b) Scope of the Rule a construction that does away with the element of mensrea.
· The golden rule is in a sense a slightly modified Thus, in R. v. Tumer,2 the statute provided for imposition of
vorsion of the literal rule because both the rules require that a sentence of three months imprisonment for employees who
the words of a statute shall, in the first instance, be given their absented themselves from service. The Court held that the
natural and grammatical meaning. However, the golden rule punishment could not be imposed in cases where there was
of interpretation further requires that ~here the ~ords can a lawful excuse for absence as the literal construction woulc~
bear more than one meaning, the meanmg that will load to lead to the absurd consequence of creating a• crime without
guilty intent.
absurdity or inconsistency or repugnancy shall, be avoided.
The grammatical and ordinary sense or words may thus be The other view in respect of absurdity is that it connotes
modified to avoid absurdity, inconsistency or repugnancy nothing but repugnance of in consistency with the other parts
only where the language is not unequivocal. ~ of the statute. Justice willes has observed in ChristophP.rson v.
3
The problem really arises in such cases only where ~e Lotinga, that absurdity should be taken to mean 'something
words used by a Statute are wide and are capable of bearmg which would be so absurd with reference to the other words
different meanings. It is well settled that if the words of a of the statute as to amount to repugnance'. In this form the
statute are dear and capable of only one meaning the court golden rule. of interpretation is reduced to nothing but the
has to give them the same meaning even though it may le~d rule that a statute must be taken as a consistent whole; and
to adsurdity, hardship or inconvenience. For ex~mple, m one part of a statute must not be allowed to constradict other
Commissioner of Agricultural Tax v. Keshav.1 The ·Supre~e parts of the statute. ·
Court has held that where the statute requires that a return of (d) lllustrations
income be signed in case of an individual by the individual
In practice the golden rule has a wide application,
himself, the provisions cannot be construed to permit a return
and is not confined to removal of inconsistencies. In Miller v.
to be filed by the assessee's son on behalf of the assesse.
Solomons} the statute under consideration provided an oath
(c) The Problem of Identifying Absurdity
1. (1881) 6 A.C. 114
The real difficulty arises in finding out what amounts
2 (1 910) 1 K.G. - u
to absurdity. There may be a genuine difference of opinion on 3. (1864) C.P. 121
4. (1852) 7 Ex. 47
1. Al.R. 1950 S.C. 265
to be taken in the name of King George. It was contended party to the Election Petition if he w~s to be named for corrupt
that since the reign that monarch had come to an end no oath practices as the expresion 'all persons' included a person who
need to taken. The Court held that such construction would was a party to the election petition. The Court rejected this
be absurd. The language should be modified to avoid such construction on the ground that it would be ab$urd to give
adsurdity as the legislature clearly mean that an oath be taken. a party to the petition another chance to explain matters that
In Jones v. Conway W.S. Co., S. 541 of the Public has already been heard.
Health Act, 1876 gave power to a local authority to lay down In Wages Inspector v. Bromhodutt Bharagavan,1 it
water-pipes. It was agrgued that the power to lay pipes could was are before the court the act S.17 of the Payment of Wages
only be used when the authority had already begun supplying Act 1936 provided an appeal only in cases where a claim for
water. The Court rejected this construction, obviously because direction had been disallowed. The Court rejected it on the
it was absurd ro expect the company to supply water first and ground that such interpreta~on would be absurd.
lay down pipes to carry it leter. There is always a presumption No amo.unt of Illustrative dicisionallaw can, however
that the law does not require the impossible. categorically delimit what is absurdity. Lord Green has very
· In Page v. Williams/ the Court held that the phrase rightly called it a very unruly horse, in Grundt v. Great
'continued wil..ful disobedience to lawful commands' in S. Buldem Gold Mines Ltd.2
376(1)(c) of Merchant Shipping Act,1894 should also include
a sigle act of disobedience within its purview otherwise it
3. MISCHIEF RULE
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would mean that there could be no unlawful conspiracy to (a) Scope
disobey as envisaged by the next clause of the subsection, and The mischief rule of interpretation was put forward by
would so give rise to inconsistency. the Exchequer Court, in Heydons Case3 in 1584 and, therefore
In India the golden rule of interpretation has been it is cometin1es called the rule in Heydon's case:
accep~ bl
the Courts. In Empress Mills v. Munic!pal The rule required that for sure and true interpretation
Comnuttee the Supreme Court held that the power given to of all statutes four things ought to be considered.
the municipal Committee to impose a terminal tax on goods 1. What was the common law before the making of
'imported into' or 'exported from' the municipal limits did the Act.?
not extend to imposition of such tax on goods in transit, as
that would lead to absurd consequences. 2. What was the mischief of or defect for which the
common law didn't provide.?
In '!irath Singh v. Bachittar Singh4 the supreme
3. What remedy the Parliament had resolved and
Court collSldered the construction to be put on 5.99 of"Re-
appointed to cure the disease of the common
presentation of People Act,1951. That enactment empowe~ed
wealth.?
~e El~on Tribunal to name all persons found guilty of
mdulgmg the per~ons to be named were to be given a notice 4. What was the true reason of the remedy.?
and an opp?rtunity of explaining their case. It was argued 'The office of the Judge' said Lord Coke, it 'always
that the notice and oppomtunity should also be given to a to make such construction as shall supress the mischief and
1. (1893) 3 Ch. 603 advance the remedy'.
2 (1965) lAll. E.R. 30
1. A.I.R. 1956 M.B. 152
3. A.LR. 1958 S.C 341
2 (1948) tALL. E.R. 21
4. A.I.R. 1955 s.c 830
3. 9 Ex. 709
24 Interp~etation of Statutes
Mode of Intepretation 25
of the defendant and wasted his time in negotiating with In J.F. Stone Lighting etc. Ltd. v. Haygarth,l even a
another person whom he thought to be the occupier' and a worker who had undergone a long technical training was
such liable for damages for injuries caused to him. considered to be engaged in manual labour for the purpose
In Davis v. Harris,1 a statute exempting 'Bedding' of Factory Ac~.
from attachment in execution of a decree was construed to In Regional P.F. Commissioner v. Shibu Metal
exempt the cot also. Works,2 the Supreme Court held that the manufac&.ure of
In Raghuraj Singh v. Hari Kishan,2 the Privy Coucil brass untensils amounted to 'engineering' so as to attract the
held that the relief granted by the U.P. Agricultural Tenants provisions of Employees Provident Fund Act, 1952.
Relief act 1934, in respect of 'any final decree' which had In M.P. Mineral Industries Association v. .R.L.
not been fully satisfied, was also available in a case where a Commissione~ the Supreme Court admitted that statutes
compromise lands to the decree-holder. aimed at realization of social justice should be liberally
In Krishnya v. Seshachalam,3 the statute provided construed but if the language of the statute was unequivocal
relief in respect of debts. The scheme of the Act was to the court could not strech it. Thus it was held in the instant
divide dents in to three classes; debts incurred before Ist case that S. 27 of the Minimum wages Act 1947 could not be
October 1932, debts incurred after 1 October 1932 but before liberally construed as it was capable of b~aring one and only
the commencement of the Act, and debts incurred after one meaning.
commencement of the Act; and for each class of the debts the In B. Shah v. Presiding Officer,4 the Court held that
principles of scaling down were diffeent. No interest was to the word 'week' in the Maternity benefits Act 1961 means
be paid in respect of debts prior to 1 October 1932. In respect seven days without excluding the Su.."lday.
of debts incurred after the commencement of the Act interest (iv) Statute Requiring something to be don~- Whe~e
at the rate of 6V• percent was to be paid. The Suprem~ Court the statute requires something to be done, the requ~rement ts
held that a debt that was incurred before 1 October 1932 but construed broadly and not in any narrow or pedantic sense.
was renewed by a. prumissory note after the commencement
Thus in Lafone v. Smith,5 the court held that the
of the Act should be treated as a debt incurred before 1932 as
statut01y requirement that a newspaper guilty of a _libel
the reduction in respect of such debts was more beneficial to
the debtor. should publish an apology, meant that·the apology be pnn~cd
in a place in the newspaper ~here it ~ould catch the attention
(iii) Statutes for Welfare of Labour- Labour Legislation of the reader. Tucking the apology m some obscure comer
is given liberal construction. In Collamn v. Roberts4 a worker .
would not meet the requirement.
working, partly indoors and partly outdoors was held to be
In Sunrose Ltd., v. Could,6 S. 25(1) of lthe Landlord
working 'in or about a shop' for the purposes of shop Hours
,.nd Tenant Act 1954, provided that the notice of te~a~on
Act, 1892 It is noticeable that the site for outdoor work was at
of lease should clearly show the date on which the te~ation
quite some distance from the shop in which the worker was
employed. would become effective. The Court held that the reqwrement
1. (1%8) A.C. 157
• 2 A.LR. 1%5 S.C. 1076
1. (1900} 1 Q.B. 729
2 A.LR. 194.4 P.C. 35 3. A.I R. 1960 S.C. 1068
3. A.l.R 1965 S.C. 639 4. A.I.R. 1978 S.C. 12
4. (1896) 1 Q.B. 457 5. (1859) M. & N. 735
6. (1%1) 3 ALL E.R. 1142
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26 Interpretation of Statutes (vi) Old Statutes-The language of a statute is usually
was complied with in the case when the landlord gave notice extended to cover new things which were not know when the
on a printed form, filled in the date, but loft the year colunm statute was made, provided that they belong to the same genus
blank. to which the things enumerated in the statute belong. Thus in
In Mangilal v. Sugan Chand,1 the Supreme ~ourt held Tavlor v. c;;oodwingl bicycles were included in the expression
that S. 106 of the Transfer of property Act 1882 was inten~ed 'carriages' used in the Highway Act, 1835. In Senior Electricity
to confer a benefit on the tenant and should be liberally Inspector v. Laxmi Naryan,2 ~e expression 'telegraph' has
been extended to cover wireless communication.
construed in his favour. A notice not clearly complying with
its requirement of 15days notice would be invalid. 5. EQUITABLE CONSTRUCTION
(v) Statutes relating to jurisdiction of Courts- The expression equitable construction is used in
Statutes relating to jurisdiction of Courts have at times been a wider as well as a narrow sense. In its wider m eaning it
liberally construed. Thus in knowles v. Knowles2 the word donotes a liberal construction of the language of the statute
' parents' inS. 26(1) of the Matrimonial Causes Act, 1950 was and is not different from the mode of beneficial construction.
construed liberally to refer to parentage of a child and not to In its narrower sense equitable construction stands
legitimacy. The Section dealt with the power of the Court to ior a m ode of interpretation which has been totally discarded
make orders about a child, the marriage of whose 'parents' in respect of modem statutes. The older statutes were often
was subject to the proceeding before the Court It '\.Vas held laconic. In respect of them it \Vas considered that they extended
that 'parents' means parents in fact. to similar causes not specib~ally mentioned in the statutes.
In R. v. Edmonton Justices,3 the Betting etc. Act, 1963 Lord Coke explainctl the process of equitable
empowered the Court to order forfeiture of a11~g produced construction in his Institutes:3
before the c0urt and shown to relate to an offenct;, under the 'Equity is a consb.uction made by the
Act The Court held that it was not necessary that the thing judges that cases out of the latter of
should be physically produced in the Court An order could a statute, yet being with.Ln the same
be made if the thing was related to such offence and was mischief, or causes of the m aking of the
available for inspection of the Court same shall be within the same rem edy
In Central Bank of India v. Rajgopalan,4 S. 33(2) of that the statute provideth' .
the Industrial Disputes Act, 1947, gave the labour court a The reasons for th e extension of the letter of the
jurisdiction in cases w:here a workman was entitled to rece~ve statu te w ere: first, that the older statutes were often very
'any benefit capable of being computed in term5 of money'. It concise, secondly, the judges construed them freely p erhaps
was argued that the enactment only covered cases in which for th e reason that the statutes were given their shape by the
the employer admitted his liability. The Supreme Court judges themselves, an d thirdly, lax methods of interpretation
rejceted the contention and held that the jurisdiction of the were commonly is use and the statutes were drafted keeping
labour court included the jw-isdiction to adjudicate on the the in mind. All these reasons have no·~, disappreared. The
claims made by workmen. p olariza tion of functions between the legislature and the
1. AlR. 1965 S.C. 101
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1. (1879) Q.B.D. 228
2 (1962) 1 ALL E..R. 659 2 A.I.R. 1962 S.C. 159
3. (1965) 2 All E.R 750 3. Institutes 402
4. A ,LR. 1964 S.C. 743 .·
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28 ·· Interpretation of Statutes
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judiciary militates against extension of the letter of the statute
by analogy.
The rule in respect of older statutes however still
prevails. Thus in Ridge v. Baldwin,1 the House of Lord held
: that an old statute should be so construed as to include the •
requirement of natural justice in disciplinary actionsas the
statutes in that era were drafted with such presumption.
Chapter 3
An illustration can be drawn from the Prisoners for
Debts Act,1371 which forbade the gaoler of the Fleet Prison Literal Rule: Meaning of Words
from freeing the prisoner till they had paid their debts. The
Act was u nderstood in Platt v. Sheriffs of London/ to extend
to all gaolers. 1. Rules relating to Meaning of Words
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The rule has not been used in India. The Privy Council 2. Rules relating to Meaning of General words
refused to add to the provisions of the Transfer of Property (a) Nosciture a ~ociis
Act, 1882, in Arif v. Jadunath,3 by analogy. (b) Ejusdem generis
(c) Reddendo Singula Singulis •
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1. RULES RELATING TO MEANING OF WORDS
Rule-1: The words of an enactment are to be given their
natural and grammatical meanings
Utiloquitor valgus i.e. the words of an enactment
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must be understood in their popular sense. In Suttons case1
Find More at https://t.me/LawCollegeNotes_Stuffs the question was whether exceptions made in favour of
hospitals by the relevant Act in respect of the payment of tax
are available to local institutions which cater to the needs of
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everybody. It was held that the expression 'hospital' ntust be
considered to be what it popularly meant.
... Sometimes there may be a conflict between the
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ol)
grammatical and popular meaning of a word. In Ramautar
• v. Sales Tax Offices/ the question was whether the word
' vegetable' would include betel leaves. Grammatically the
word 'vegetable' is wide eneugh to include a betel leaf but
popularly 'vegetable' is not considered to include betel leaf.
The Court held that the word vegetable should be given its
popul~r meaning, and only such things as were produced in
1. (1964) AC.
2 (1550j 1 Plow. 35
1. (1627) 10 Re. 31
3. AJ.R. 1931 P.C. 79
• 2. AJ.R. 1%1 S.C. 1325
•
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30 Interpretation of Statutes Literal Rule: Meaning of Words 31 •
or
kitchen gardenS. farms and were used at the table would be expression trespassers was construed to mean wrongdoers as
the statute was made in the reign of Edward m when trespass
include in its meaning; and so betalleaf was not a vegetable.
So also in Dunlop (India) Ltd. v. Union of India,1 the court was considered a synonym of wrong doing.
gave 'latex' its popular meaning of rebber a.t;td not its chemical Rule- IV: Technical words must be construed in their
meaning of 'resin'. technical sense. ·
Similarly in Me: Boyle v. United States/ the U.S. If an A~t is passed with reference to a particular trade,
Supreme Court refused to include an aeroplane within the business or transaction, and wor~s are used which everybody
meaning of the expression motor vehicle, even though conversant with that trade, business or transaction, known or
etymologically that was possible. The reason was that understands to have a particular meaning,1 then the words
popularly a motor vehicle denoted motor vehicles operating are to be given that meaning.
on the surface of land. The rule will be applicable only if two conditions -are
Rull- D: If a word has an exact as well as a loose meaning, satisfied:
p reference is to be given to its exact meaning. (i) that the enachnent relates to a particular subject;
The presumption is that _the legislature is choosy about and
its words and has used them in their correct and exact sense. . (ii) that the content of such a subject matter is so
If the legislature uses the \vords 'contiguous', it is considered commonly well un derstood that •certain words
to mean ' touching' instead of 'neighbouring' though the word have received a particular significatiqn and are not
contiguous is sometimes loosely used to mean neighbouring, used in their general sense. If these two conditions
e.g.Mayor etc. v. Power Board.3 Similarly where the legislature are satisfied then the words used must be given
uses the words 'fee" and 'tax' in an enactment it is asumed their technical meaning.
that it kn~ws the disti.nctionbehveen the two as was h eld in Section 65 of the Highways Act in England gave to the
Prabhulal v. State of Orissa.4
surveyors the power to 'lep' the trees growing near a highway.
Rule- III! Word must be construed according to it~ meaning The question before the queen's Bench in Unwin v.
at the date of enectment of the statute: Hamson2 was whether this power was confined to cutting the
Lenguage develops with the passage of time and lateral branches of the tree or whether it included the power
therefore, it is possible that there may be significant to cut off the top of the tree also. The Court found that in the
differences in the meaning of words accuring i old and n ew parlance of surveying the expression 'top' the .trees was used
'
enacbnents. Lord Coke laid down that ancient Acts and to m ean attting off the tree. It held that the w ord 'lop' would
grants must be construed iT' the light of the la\Jv .prevailing be confined to Ia teral trimming of the branches of the tree.
at the time when such law was made. 5 However, this rule
Similarly in Ashwani Kumar v. Arvind Bose} a
appears to be confined to old enactments and is n ot extended
qution arose about the meaning of the word 'practice' used in
to contemporary legislation. Thus in Wilson v. Knubley,6 the
Supreme court Advocates (Practice in High Courts) Act, 1951.
1. A.I.R. 1977 S.C 597
This Act permitted Advocates enrolled in the Supreme Court
2 75 LED. 876
':\. A.lR. 1933 P.C. 212
to practice in other High Courts of this country. It was argued
4.. AI.R 1960 Orissa 63 1. J.N.E. Rly. v. Berriman,(1946) 1 All E.R. 255
5. 2 Institutes 2 2 (1891) 2 Q.B. 115
6. (1805) 7 ~ m 3. A.l.R. 1952 S.C. 369
,
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with refere1 .:e to the context. or the purpose of the statute. as were used for hire because the other expressions denoted
Grawford1 1 1dicates four consideration with reference to only vehicle for hire. The Court held that the word cart did
which the na .tral import of general word can be restricted. not include vehicle not used for hire.
These are: Rule 31 of the Rajasthan Rule· of Business .r equires
(1) Purp se of-an enacl!nent proposals for dismissal, removal or compulsory retirement
(2) The Cl 1text of the enactment .. of an officer to be referred to the Govemer.In State of
(3) Unjust, absurd o,r apprehensive nature of the Rajasthan v. Shripal Jain} a question arose whether cases in
conseqt.. 1ces which compulsory retirement was not imposed as a penalty
also needed reference to the Governor. It was held that the
(4) Associan 'of general words with words of specific
import expression 'comp~ory retirement' must be given a meaning
cognate to the other words in the phrase, •namely, dismissal
\'Vhile the firs· three considerations are extensions 1
and removal. As dismissal' and 'removal' were penalties, the .
of the general princip~ " of interpretion and need not be exprE'ssion 'compulsory retirement', in their company, must be
considered, the last one r\ 1uires special consideration because understood to relate to only such cases in which con..?ulsory
it is confuted to the colloca;. ~on of words used in an enactment.
retirement was imposed by way of penalty.
Teh restriction by association limits the meaning of the general
word for the reason that the words are found in association (b) Ejusdem Generis
with words of comparatively specific import. The restriction The rule of Ejusdem generis is that where in a sentence
takes three forms: particular words are followed by general words the general
(a) Noscitur a sociis word should not be construed in their wider sense, but should
(b) Ejusdem generis be held as applying only to objects, persons or things of the
(c) Reddendo singula singulis • same class as ,denoted by the specific words preceding the
general words.
(a) Noscitur a sociis ... .
Justice subbarao has formulated it as follows:
~" Lor~ Macmillan explained the doctring in these wordS; 'When general words follow particular
The ~earung of a word is to be know by the company it and specific words of the same nature,
keeps 2
the general words must be confined
. Where two or more words suspectible of analogous to the things of the same kind as those
?"'-~g are coupled together they are understood to be used specified.3
m therr cognate sense. They take their colour from each other
and the more general is restricted to a sense similar to the
------
1. (1959) lr. C.L.R. 214
2 A.I.R. 1963 S.C. 1323
1. Crawford Statutory Construction 325
3. K.K. Kochund v. State of Madras and Kerala,
2 Macmillan; of Law and other thing~ 166
A.l.R. 1%0 S.C. 1080, 1103
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38 J~~retation of Statutes
Literal Rule: Meaning of Words 39
This doctrine. iS an attempt to reconcile possible
where a general word follows situation is. typically illu:;
incompatibility between· the meaning of specific and general trated by Attomy General v. Brown.1 S. 43 of Custom~:; Act
word when they are used together. It is based on L~e principle
~876, e~powe~ed Her Majesty in Council to prohibit the
that all the words in statute ought to be construed together. rmpvrtation of arms ammunition or gun power or any other
The legislature is presumed not to use superflous words. In goods'. It was held that other goods' meant only goods like
a collocation using specific words as well as general words arms and ammunition.
denoting obja..;:s of the same class, if the general word is
given its full and natural meaning, the specific words would (ii) The specific words must constitute a class -
be rendered superflous since the things which they denote The ejusde~ generi~ z:tle does not apply ~ess the specific
\\rould be included in the meaning of general word. On the words constitute a diStinct genus or class. Perhaps, this can be
other hand, of the specific words are given extensive meaning explained by an illustration mentioned by Justice HidayatuU
the general ·word following such specific words would be in Jagdish Chandar v. Kajaria Traders.2 In an ena~tment
which reads ' books, pamphlets, and other documen ts the
superflous.
words' other documPnts' can be read ejusdem generis because
The rule of ejusdem generis, therefore, accomplishes
the preceeding words cor'-':lt:itute a dass !'a.raely ' documents
the purpose of giving effect to both the particular words
meant for gen eral circulatiort'. On &e other if the sen tence
and the general word. This is done by treating the particular
reads 'newspapers or other dc.lO.unents · likely to convey
words as indicative of the class and considering the general
secrets to the ene.r.-ny' the v . :rd ·o ther documents' cannot be
I
word as extending the provision of the statute to every-thing
read ejusdem generie b~-- ;tse ' newspapers' do not constitute
contained in that class.
a class by themselvc:3.
Sutherland has indicated five conditions for the
In Jagdish Cr,a..'lclra case i t was argued that in S. b9
applicantion of the doctrine:1
of the Partnersrup Act which read 'a claim of set off or other
(i) The enactment contains an enumeration by specific proceedings to enforce a right arising from the contract', the
words followed by a general terin • words 'other proceeding~' must be read ~jusdem generis with
(ii) Such enumeration by particular words constitutes the word claim of set off. The Court rejected this on the ground
a class · that the words 'claim of set off' d id not consitute a class.
(iii) The class is not exhausted by the enumeration by It was may be added that it has been held in Allen
particular words v. Emprson3 that the mention of a single · word v.;ould not
(iv) The specific words as well as the general word co.ru;titute a genus.
constitute species of a distinct genus .. (iii) The Specific Words be not Exhau stive - It is
(v) A legislative intent negativing the application of · essential that the precee4ing specific words. Constitute a class
the doctrine is not mainfested by other provisions but must not exhaust the whole class. Thus in Rex v. Payne4
of the statute the relevant enactment read 'mark does or other disguise
(i) Enumeration by specific words followed by or any letter or any thing.' Here it was held that the word
a general term- A word is considered specific when it 'anything' could not be construed ejusdem generis with the
falls ~thin meaning . of a _second word which may include 1. (1920) 1 K.B. 778 ·
something more besides It. The doctrine applies to cases 2. A.LR. 196-1 S.C. 1882
1. 2 Sutherl and, Statutory construction 400 3. {1944) 1 All. E.R. 344
4. L.R. 1 c.c. R. 21
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..
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words exhausted the whole genus of ~disguise'. the words "coppt r, brass or tin" would not include silver or
Similarly, in State of Bombay v. Ali Gulshan,l It was gold siilce such metals were superior in kind. to the metals
argued that in the phrase 'for purpose of a state or any other specifically enumerated in the enactement.
public purpose' the words 'any other public purpose' must (c) Reddendo ·singula Singulis
be read ejusdem generis. the Court declined to do so on the Where there are general words of description following
ground that the preceeding specific words namely 'purpose of an enumeration of particular things such general words are to
State' exhausted the whole genus. be construed distinctively. It the general words apply to some
(iv) Sepecific Words must belong to the Same of the things but not to others the general words are to be
Genera-The doctrine of ejusdem generis is applicable only applied to those thing to which they apply most ar.d no·t to
where specific words c~nstitute a single genera. Where they those thing to which they would not apply.
belong to different genera the rule has no application. Thus it Thus if the enactment reads; If any one shall draw or
was held in Indramni v. W.R. Natu2 that the rule of ejusdem load any sword or gun the word 'draw' shall apply to 'sword'
generis did not apply to interpretation of S. 29 of the Forward and the W<?rd 'load' to 'gun'.2
Contract Regulation Act, 1952 because the specific matters
m\?ntioned did not belong to the same class. ODD
(v) Intention of Legislature-The rule of ejusdem
generis has no application where the context of the enactment
or its purpose and object requires the meaning not to be so
restricted. Where the intention of the legislature is plain, the
words must be given the meaning such intention requires.
In Culley v. Parrison3 the Court refused to restrict the
meaning because looking at the pupose of the Act, the Court
thought that the general word must be given the meaning
•
such intention requires.
In U.P.E.B. v. Harishankar,4 the Supreme Court
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'
withing narrow boundaries.
A corollary of the rule of 'ejusdem generis' is that in an
enac,.,..tn-tent where specific words prcede the general word, the
general word would not include any object of a class superior
to that indicated by the specific words. Thus, in Casher v.
1. A.lR 195.3 S.C. 810
2 A.I.R 1963 S.C. 274
3. (1965) 2 All. E.R. 264 1. (1831) 9 L.J.KB. 280
4. 1979 S.C. 65 2. Wharton Law Lexicon 850
,
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The Leteral Rule: General Principles 43
true meaning of any particular phrase in
the statute the particular phrase is not to
be viewed deteached from its context in
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•
context, meaning by this as well the title
Chapter 4 and preamble as the purview and the
enacting part of the statute.
The Leteral Rule: The rational of the rule is that it would be unfair to
take any one particular part of the statute and infer fro~ it
General Principles about the intention of the legislature without taking into
consideration the rest of the statute.
In Moyle v. Jenkins,l one section of the statute
1. Statute to be construed as a whole required a notice to be given, and another secti.ion provided
2. AYoidance of inconsistencies that the notice should be served on a person or left with him
The queens Bench construed the two sections together and
3. Expressio Unius est exclus~o alterius
held that the notice must be in writing.
4_ Construction ut res magis valeat quam pereat
In Re Newspaper Proprietor's Agreement/ S. 20 of
5. Presumption against surplusage
the Resistictive Trade Practices Act 1956 gave jurisdiction to
6. Casus omissus the Restrictive Practices Court in respect of any agreement of
which the particulars were re3istered with the Registrar. TI1e
1. STATUTE TO BE CONSTRUED AS A WHOLE
House of Lowis held that after readipg the whole of the Act,
A statute must be construed as a wh ole. In Lhe Lincoln
it was apparent that the agreements referred to in S. 20 of the
CollegE} case Lord Coke has said that a good expositor of a Act were not only existing agreements but also agreements
parliamentary statute should make construction ?n all par:S which had been brought to an end. In this case Lord Evershed
together and not of any one part of the s~~te by ~tself.. ~Ius observed that jn statutory construction ' you should begin at
Institutes he calle~ this method of exposition as ....xpost:m ex
the begining and ~o on till you tome to on till you come to
visceribus actus. Tilis rule of co!lstruction has been vanously
the end, then stop. .
described as ' elementary~ or 'settled rule of statute~.
Our Supreme Court has considered it to be settled rule
In Brett v. Brett/ Sir John Nicholl, Maste~ of Rolls, ~
of interpretation that a statute must be taken as a whole. In
observed: Popat Lal Shah v. State of Madras,4 the court held that the
•
The key to the openin of every law is definition of the term 'sale' in the Madras General Sales Tax
the reason and spirit of the law, it is the Act meant only sales of goods taking place in the Province of
ruumus imponents the intention of the Madras as the title and the preamble of the Act clearly showed
law maker expressed in the law itself that the sales were to be taxed only when they took place with
taken as a whole. Hence to arrive. at the
1. (1881) 8 Q.B.D. 116
2. (1964) 1 All E.R 55 (H.L.)
1. (1595) 3 Co. Rep. 58 3. ibid
2 (1826) 3 Add. ZlO
4. A.I.R. 1953 S.C. 274
, •
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44 Interpretation of Statutes The Leteral Rule: General Principles 45
1
in the province. In State of West Bengal v. Union of India In Gardiner v. Admirality Commissioners,1 the House
the Suprem Court held that Entry 42 of List III of Sch.Vll of of Dords refused ~ limit by reference to other provisions of
the Constitution must be construed in the light of the various the statute the requtrement of providing safe means of access
provisions of the Constitution enabling the Union to use state to the place of work, incorporated in S. 26(1)" of the Factories
property and as such would include the power to make law Act 1937. It was argued that place of work meant only the
for acquisition of property of a state. plant of the factory, but this was rejected.
The principle applies not only to statutes as a whole 2. A VOIDANCE OF INCONSISTENCY
but also to the different parts of the same section. In State
A corollary of the rule that the statute is to be read
of Bihar v. Hira Lal Kejriwa1,2 a question arose regarding
as a ':hole ~s that. if. different provisions of a statute appear
the interpretation of 5.16(2) of the Essential Commodities
tc be mconsiStent 1t lS the duty of the Court to avoid a head
Orinance, 1955. This was in two parts. The first part of the
on clash. Aiyar J. stated this rule in Devaru Temple case} as
section provided that the orders made under the Essential
follows:
Supplies Act, 1946 ·would be deemed to have been made
under the Ordinance. The second part of the Section provided When there is an enactment two
for continuance of appointments made, or licences permits provisions of which cannot be reconciled
or d.irectio:'..s issued t" nder the 1946 Act. It was held by the with each other they should be so
Supreme Court that thc;.>o.~ :·wo parts \\rere to be read together interpreted. that, if possible, effect should
as covering the orders n1ade an·-1 the administrative action be given to bothe.
taken under those orders. . ~consist~1~cy may be avoided by regarding the
In Gurmej Singh v. Pratap Su~gn_. ~ S. 123(7) of the conflicting proVIsions as dealing with different matters or
situa~ons, Thus in R.V. Forest Justices/ S. 158(2} of the
Representation of t.~e Peoples Act 1951, deemed it to be a
H~u~g Act 1957, empowered a local authoriv; owning
corrupt practice to obtain the assistance of certam classes of
buildmgs to recover possession of its premises by serving a
government servants. Among such class were revenue officers
warrent signed by its housing manager. But, S. 166(2) of the
difineJ in clause (f) of the subsection (2) which read: 'revenue
Act required all written documents to signed by the clerk of
Officers including village accountr.m.ts, such as patwaris,
the authority. The queen Bench held that S. 158 (2) dealt with
lekhpals, talatis vernams and the like but excluding other
a different sistuation to which S. 166 (2) was not applicable.
village officers'. The Court held that a lambardar did not fall
in this class as he was a village officer and the words 'revenue In the Devaru case4 there was an apparant conflict
officer' in the Clause could not be read apart from the words· between the provisions made by Art, 25(2) (b), and Art. 26b
excluding village officers. of the Constitution. Art 25(2) (b) empowered the State of
make a law for opening places of worship to all classes or
The rule must not however, be carried too far. Where
sections of Hindus, Art. 26(b) premitted every religious. In the
the language of the enactment is unambiguous, resort must
instant case the Gaur, Saraswath Brahmins claimed the right
not be had to other provisions of the statute or enactment to
to exclusive worship during a particular festival. They denied
give it a forced or unnatural meaning.
·-
1. (1%4) 2 All. E.R. 93
L AlR. 1963 S.C. 1241 2. Venkatrapna Devaru v. State of Madras, A.l.R. 1958 S.C. 255
2 AlR. 1960 S.C. 47 3. (1%1) 3 All E.R. 1138
3~ A.I.R. 1950 S.C.. 122 4. Supra n. 11
defeat the purpose of the statute by excluding from its purview In State of Bombay v. Ali Gulshan,1 the Supreme
acts done by residents of India while they were abroad. Court refused to treat the words 'any other public purpose' as
superfluous inS. 6 (4) (a) of the Bombay Lan~ Requisition Act,
In Kong yee Lone & Co. v. Lowjie,1 the Privy Council 1948. The Act empovered the State to requistition premises
held that a formal contract of sale and purchase of goods was for the 'purpose of a state or any other public purpose'. The
a wagering contract if the real intention of the parites was to Court held that a requisition under the enactment could be
wager and not to sell or purchase. made either for (i) state purpose or (ii) public purpose other
In countries having legislatures with limited po·wers then state purposes.
maxim has another application also. Where a statute is capable In Gurmej Singh v. Pratap Singh,2 the Supreme Court
of bearing two meanings one of which would render it held that S. 127(7)(£) of Representation of the Peop~es Act,
unconstitutional, the courts should lean towards that meaning 1951~ which mentioned both 'revenue, officers' and 'village
which would not have the effect of invalidating the statute. officers' did not use the later words superfluously, and so
An extreme example of this attitude is the opinion revenue officers were different from village officers.
of Supreme Court in Raguba.t: Dyal v. Union of India.2 However, the presumption against superfluity is
The Forward Contract Regulation Act 1952J empowered the rebuttable.
Government to terminate any forward contract on a price to Maxwell says that where no sensible meaning can be
be determined by it The Court observed that the word 'price' given to a word or a phrase used in an enactment or where
should be read as 'fair price' to save the statute from being such meaning would defeat the real purpose of an enactment
held unconstitutional. the court can overlook such a word or phrase.3
Drafting errors may result in superfluity or
5. PRESUMPTION AGAINST SURPLUSAGE
unintelligibility. where the language of a statute in its ordinary
There is a prima facie presumption that the legislature meaning and grammatical ccnstruction leads to a mainfest
does not use superfluous words. Each word in a statute must contradiction of the apparent purpose of the enactment or to
be given its ~eaning. some inconvenience or absurdity, or hardship or injustice a
In R. v. West Riding of Yorkshire Justice,3 the Court construction may be put upon the language which n1odifies
refused to budge from a literal interpretation of the enactment the meaning of the word or even the structure of the sentence
even though it meant that an appeal could lie from one quaTter by omitting the surplus words.
session to another (both being Courts of equal status) which In Solmen v. Duncumbe,4 an Ordinance has provided
was extraorlinary. ·• that' any natural born subject of Great Britian or Ireland residing
. . •
4
In Haser v. Ministry of Housing, the provisions gave within the District of Natal shall have the power to meke a will
a right of appeal or in the alternative a reference to the High 'as if such natural born subject wa3 residing in England'.
Court 'according to rules of Court'. The Rule of the Court The obvious purpose of the ordinance was to confer on
only provided for appeal and not fo~ reference. The Court British subject in Natal the power to make a will which was
Only that the words referring to rules could not be treated as not avilable to them under the Roman Dutch law prevailing
superfluous, and hence no reference could be made. •
L I.LR 29 Cal. 461 (P.C.) 1. A.LR. 1955 S.C. 810
2 A.I.R. 1962 S.C. 263 2 Supra n. 9
3. (1815) M & S 493 3. lvfaxwell loc. cit 228
4. " (1962) 3 AU E.R. 943 4. (1886) 11 A.C. 6'ZJ (P.C.)
• •
... .. . •
in that area. However, this purpose was totally defeated by by a special resolution and in certain c~es such resolution
the use of words underlined above in the last part of the required the sanction of the Government S. 90 of the Act,
enaclntent. The effect of these words was to continue the gave the Board a power to suspend the Secretary pending
Roman Dutch law. Therefore, the Court ignored these words the sanction of the Government. In 1933, S. 71 was amended
in applying the enactntent. providing that a resolution dismissing a secretary would
not be given effect till the expiry of the period of appeal or
6. CASUS OMISSUS till the decision of an appeal preferred against the order of
The courts are not at liberty to add to the language of the dismissal. A plain reading shows that the Secretary could not
ena,...cln"""tatt. They may interpret doubtful or obscure language be suspended during the pendency of an appeal against the
in a statute so as to give effect to the presumed intention of order of dismissal. However, the Supreme Court refus~d to
the legislature. But, the courts cannot by construction cure an cover the omission by construction.
omission however desirable it may be. In Nalinakhya v. Shyamsunder,1 the Supreme Court
A case for which no provision is made in a statute is held that an enactment conferring on the Court a Jurisdiction
not to be brought within its purview by the courts merely to rescind or very 'any decree' for recovery of possession,
because there is no good reason to omit it. did not empower the Court to vary or rescind an 'order' for
· . In O'Connor v. Issacs,l the court was considering the recovery of possession. The legislature omitted to provide for
proviso to S. 2 of the Justices Protection Act 1848. That section such jurisdiction case of orders.
p~rmitted a suit !o be brought against a Justice for any ultra A trend of departure can be seen in the optinion ofLord
~act. A proVISo to the section, however, declared that no Denning in Seaford Court Estate Ltd., v. Asher.2 The learned
actio~ ~hall be brought in respect of anything done under any judge said, 'where a defect appears a judge cannot simply
conVIction or order made by the justice unless such conviction fold his hands and bl~e the draftsman. He must supplyment
has been set aside' ~pon appeal. A plain reading of the ·proviso the written words so as to give force and life to the intention
of the legislature'.
showe~ ~t quashing on appeal was a condition precedent
for action m respect of 'conviction' but not for actions against The House of Lords has severely criticised and rejected
orders. Nevertheless, the Court of Appeal held that it soulc the views of Denning J. in Magor etc. v. Newoort Corpn.3
not supply the omission. Their Lordshlps considered that to supply omissions involved
exercise of legislative functions by the Cour~. This opinion of
In R. v. Dyott,2 an interesting situation arose. The • Denning J. has been quoted. by J. Sarkar in Pentish v. Vocra
Poor Rate Act, 1743 required publication of a poor rate in a Mallappa,4 but he was then delivering a minority opinion.
church or chapel. A parish named Hopwees Hays had neither·
The critisism against Lord Denning is based on an
cha~erenor church. The Court held that no poor rate could exploded myth. The courts can and do create law.
be fix:d for such a parish as it could not be published in the
Crawford, howver, notices certain situation in which
prescfibed manner. It realised that there was an omission but
refused to fill it. addition of words is permissible in the procese of construction.
He says that where the alternative lies between supplying
In Hiradevi ":· Distt. Board,3 S. 71 of the Up n· tt by implication words which appear to have been accidently
Board Act provided ~t a Board may dismiss the Se~e::.ry
1. (1956) 2 All E.R. 417 1. (1953) S.C.R. 533 Find More at https://t.me/LawCollegeNotes_Stuffs
2 (1882) 9 Q.B.D. 17 2 (1949) 2 All E.R. 155
3. A.lR. 1952 S.C. 362 3. (1951) 2 All E.R. 839
4.. A.I.R. 1%1 S.C. 1107
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54 ~nferpretation of Statutes
.
omitted, or adopting a construction which deprives certain
existing words of an me~ it would be permissible to
supply the requisite word.1 Find More at https://t.me/LawCollegeNotes_Stuffs
Obvious omissions and oversights can be cured. Thus
•
in Harrison v. London and Brighton Railway,2 the statute
made the railway companies liable for loss or injury to any
'horse, cattle or other animal carried by them. Its schedule
Chapter 5
fixed the maximum amount of compensation for for various
animals but did not mention any amount for 'dogs'. The Court Intrinsic Aids to Interpretation
held that this was an obvious oversight and the sechedule did
not restrict the generality of the statutory enactment.
In Rev. wainewright,3 the enactment provided that if 1. Title
the protector (guarian) of a settlement should be a 'lunatic, 2. Preamble
convicted felon or infant, the court of Chancery should be a 3. Interpretation Clause
protoctor in place of the 'lunatic or infant'. The enatement 4. Headings
omitted to say anything about the situation in which a 5. Marginal Notes
convicted felon v.ras a protoctor. The Court held that it would 6. Punctt.1ati~n
be v.•ithin its jurisdiction to supply the obvious omission in
7. lliustratioi':s
case of convicted felons.
8. Provisos
In Sirajulhag v. Board,4 the Supreme Court held that
in S. 33 of the Arbitration Act the words 'any party p1ust be 9. Exceptions and Saving Claur..es·
taken to connote any person who was alleged to be such a 10. Schedules
party and it was not necessary that he should really be a party. Intrinsic aids mean such aids to the process of statutory
Similarly in Ramaswamy Nedar v. State of Madras,5 construction as may be found within the four comers of the
. ctatute itself. Th~y are to be distinguished from extrinsic aids
1t was contended that S. 432 of the Criminal Procedure Code
involve a casus omissus as it did not indicate the offence . which refer to matters not included in a statute. The following
are the principal intrinsic aids.
of w?ich a person could be held guilty in an appeal against
acq~~· The Supreme Court held that it would supply the 1. Tfl'LE
onussto~ It further held that the appellate Court 'had the·
Every statute has a short title and a long title. The short
power m such appeals to convict a person of an offence of title is given only for purposes of reference and, therefoure, it
which he was found guilty.
cannot be used as an aid to interpretation of a statute.
The Long title is now considered to be a part of the
ClCJO statute. The older British practice was to have no long title
L Crawford : Statutory construction 269-70 at all. In England, originally, Bills in Parliament were mere
2 (1860) 2 B & 0 122 petitions to the King. They were entered on the records of the
3. (184.3) 1 phil. 2.58 parliament at the end of the session of Parliament together
4. A.lR 1959, S.C. 298
with the King's answer to such petitions. The judges drewup
5. A.LR. 1958 S.C. 56
;
.. . •
56 Interpretation of Statutes Intrinsic Aids to Interpretation 57
these records into statutes and gave them a tiltle. During In Popat Lal Shah v. State of Madras/ the long title
the reign of Henery VI, this practice of introducing oills was of the Madras General Sales Tax Act, 1939 described the Act
adopted. to be 'an Act providing· for levy of a general tax on the sale
In the 11th year of the reign of Henery VII the custom of goods in the province of Madras'. The Court held that this
to put a title to the bill cam into being. Because of this back showed that the term 'Sale' was not used in the Act to mean a
ground, for long the title was not considered a part of the transection talcing place outside the Province of Madras.
statute. The Courts held that it could not be taken into Though the title is recognised as a valuahle aid to
consideration. In Clavdon v. Green/ Wills J. observed that the statutory construction it cannot be used to cut down or control
tiltle of a statute simply constituted contemporanea expositio the express provisions of the Act.
i.e. contemporary view about the law, and it was not a part where something is doubtful or the language of the
of the statute. The change in the method of recording statutes statute is ambiguous, a reference can be made to the title to
did not change the value of the title as an aid to interpretation. resolve the doubt or the ambiguity; but where there is no
. It could not give it the importance of a part of the statute. doubt or ambiguity; the meaning of an enacttnent is not to be
However, the fact that earlier judicial decisions in narrowed or restricted with reference to the long title.
England did not treat title a·part of the statute, did not exclude h1 Manoharlal v. State of Punjab/ the long title of
all reference to the long title in interpreting .the statute. Punjab Trade Employees Act, 1940, d eclared : 'An Act to
In Shaw v. Ruddin,2 the question was whether the limit the h ours of \Vork of shop assistants and commercial
1
Dublin Carriage Act, 1835 applied -to carts' used for private employees and to make certain regulation concerning their
purposes. The Court took in to account the long title of the holidyas, ·w ages and terms of service' . It was argued before
Act \'\Thich ·w as An Act to consolidate, the laws relating to
I the Supreme Court that this title showed that the Act was
Hackney and Stage Carriages also Job carriages and horses not m eant to aj_"ply to p ersons who o perated their the title
a..Ttd carts let for hire within the police Distt. of Dublin. Lefroy dould n ot control the plain and express provisions of the Act
C.J., held that the title of the Act showed that the· Act was like S. 7 of it which require every shop to certain closed on a
inten_ded to make regulations with respect to carriages let out prescribed day.
for hire. It would not apply to carts used for private purposes.
2. PREAMBLE
The modern practice is to consider the long title a part
of the statute. Lord Moulton observed in Vacher v. London A preamble is in the nature of a prefactory statement
Society of Compositors.3 •
setting out the reasons, motives or objects yvhich are sought
to be achieved by the statute. The Preamble has the function
The title is part of the Act itself and it. to explain certain facts whiCh need to explained before tl1e
is legitimate to use it for the purpose of
enactinent can be understood.
interpreting the Act as a whole.
In Mills v. Williams,3 Lord H olt held that preamble
. ~India the Supreme Court has recognised the modern was not a part of tl1e statute. On tht> otl1er hand, Lord Coke
practice m respect of the long title. It has held that the long in his Institutes labelled the freamble a::;, 'a ke~· to open the
title is an important part of the Act and may be referred to for
understanding of the statute'.
the purpose of a..~ertaining the general scope of the Act.
1. A.I.R 1953 S.C. 274
1. (1868) L R 3 C.P. 511 2 A.I.R 1%1 S.C. 274
2 (1859) 9 Ir. c. I. R. 214 3. (1704) 6 Mod. 62
3. (1913} A.C. 107 4. 1 Institutes 79a.
,
preamble was 'a key to open the minds of the makers ot the (ill) If the enacting words of the statute are plain
Act and the mischiefs which they intended to redress'. enough the preamble cannot limit the ambit of
the statute.
In a resent case, At tomey General v. H.R.H.
Augustus,2 House of Lords has discussed elaborately the (iv) Where the enacting part of a statute is cauched
position of as an aid to interpretation and had laid down the in"clear and unequivocal language the preamble
following propositions : cannot control, restiict, qualify, alter, subtract
from, or add to the enactment.
(i) The preamble is a part of the stntute and can be
(v) Where the general terms of the preamble do not
read with other provisions of the statute to find out indicate or cover all the mischiefs which are found
the meaning of words in the enacting provisions. to be provided for in the enacting provisions, the
(ii) That the preamble is not in itself an enacting provisions overide the preamble.
provision and, therefore, does not carry the same (vi) Where the preamble provides for a wider
weight as other enacting provisions of the Act. mischief then the statute in its sections enacts,
fill) The utility of the preamble diminshes inversely the courts are not to give those sections a wider
with the clarity of the enacting provisions. scope than that indicated by thelanguage of the
These propositions have been ~ accepted in India enacting part.
in K.KJ<ochunj v. State of Madras etc. Justice Subba Rao (vii) Where radical amendments aremade in an Act
took it as a well established proposition that the preamble , showing a different intention than that expressed
may be legitimately referred to- in the parent Act the courts cannot refuse to give
. effect to the a1nendments on the ground that the
(i) remove any ambiguity, or
• pre amble has not been amended.
(ii) to fix the meaning of words which may have more (viii) Where the text of the statute can be given many
than on meaning, or different construe tions help may be taken from
(iii) to keep the effect of the Act within its real scope. th preamble for the p~pose cf :Xplaining,
Whenver the enacting part is in any of the aforesaid restraining or even extending the enacting words.
aspects open to doubt reference may made to the Preamble. · (ix) ·Where it is clear that the enactment has used very
4 general language that is to be limited, recourse
In Re Chacko, the following principles haveJ:>een laid
down in regard to the use of the preamble : . . may be had to the preamble for that purpose.
(i) The purpose of a preamble is to indicate L., To summarise, the pramble cannot extend or rest:Jct
the plain meaning of express and unequivocal language of the
general terms the object of the legisla~e in
passing the Act. enactment. It is only in the following two classes of cases that
preamble can be used as an aid to interpretation.
(ii) The preamble cannot be invoked to determine
( j\I Where the text of •the enacbuent is suscep~le to
the validity of the Act
-----
1. (1569) 1 Flow. 353
different con structions.
2. (1957) 1 all. E.R 49 (ii) Where the very general language used .in. an
3. AJ.R. 1960 S.C. 1080 enactment is clearly intended to have a limited
4. (1956) 2 ML.J. 739 effect
,
70 Interpretation of Statutes
Extrinsic Aids to Interpretation 71
the conditions prevailing at the time of the introduction of the
Bill, and (ii) determining the purpose for which 1\e bill was the Constitution (Fourth Amendment) Bill estensibly for •:he
proposed. propose of determing the circumstances- and the p u-rpose
The reason for which the statement of Objects and of the amendment. The inquiry, however, appears to have
Reasons is not admissible as an aid to ascertainment of the exercised quite som influence on the findings of the Court that
intention of the legislature is that the statement merely reflects the provisions of Art. 31A are intended to protect agrarian
reform legislation.
the iotion of the mover of the bill, and during its passage
through the legislature that intent may be modified, lost or InT. manickam & Co., v. Tamil Nadu,1 the statement
was used to determine the nature of the amending legislation.
abandoned.
It was held that the same was merely darificatory. ·
In Ashwini Kumar Ghosh v. Arbind Bose,l reliance
was placed on the statement of objects and reasons of the Bill, The contents of the statement of objects and reasons
which was later enacted as the Supreme Court Advocates c~ot, however, restrict the plain meaning of words used
(Practice in High Court) Act 1951, to show meaning of the by the legislature. Thus in State of West Bengal v. Union of
expression 'pracice' in S. 2 of the Act. Chief Justice Sastri held India,2 the Court held that the Coal Bearing Areas Act, 1967
that the Statement of objects and Reason should be ruled out authorize~ acquisition of lands ovvned by ,, State in.spite of
a categoneal statement to the contrary in the statement of
as an aid to the intention of the legislature : .
objects and resons. ·
(l)here is no guarantee that the reasons
which led to its (bills) introduction and (ii) Speech At Introducti-on of Bill
the objects thereby sought to be achieved A member of the Legislature who intends to move
have remained the same throughout till a bill for consideration of the House has to seek permission
the bill en1erges from the House as an • of the House to move the bill and for. that purpose he may
Act of the legislature, for they do not address the House. The speech made by the mover of a bill
fonn part of the Bill and are not voted at the time of its introduction in the House cannot be looked
upon by members.2 in to as a guide to the intention of t..~e legislature in enacting
Later on, in other cases3 the Supreme Court has strictly the statute. However, like the statment of objects 3Ild reasons,
construed Chief Justice Sastri' s observations in the Ashwini · the speech is admissible only as evidence of the circumstances
Kumar case. The Court has held that the statement of. objects leading to the enactment of a statute. The rule is the same in
and reasons cannot be used to determine the intention of . England as we as in India.
the Legislature, but it can certainly be examined to know In Re Mew/ the presiding judge referred to his own
the circumstances in which the enactment was made. Thus speech made at the time of the introduction of the Bankrupcy
in K.K. Kochuni v. States of Madras and kerala,4 Subba Bill. But, he was careful to observe that he did not do so
Rao J. referred to the statement of objects and Reasons for determine the m eaning of the language used in the statute.
In Assam Railway etc. Co. v. I.R. Commissioners,4 the Privy
1. A.LR. 1952 S.C. 369 Council refused to rely on the speech of the Minister, who
2 Id. 378 moved the Bill, to construe the enactment.
3. State of West Bengal v . Subodh Gopal, AIR 1952 S.C. 92 Express Newspapers
Ltd . v. Union of India, AIR 1958 S.C. 578, Jialal v. Delhi Administration, 1,A.I.R. 1977 S.C. 518
AIR 1962 S.C. 1787 2. A.I.R. 1%3 S.C. 1241
4. -
A.I.R. 1960 S.C. 1080 3. (1862) 31 L.J. Bank 89
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4. (1956)A.C. 445 •
.. . .
•
.. . .
· Hxtrinsic Aids to Interpretation 79
78 Interpretation of Statutes
use of other statutes is that the legislature is presumed to be
political, economic and scientific developments. This applies conversant with the state of existing law. When enacts a number
with particular emphasis to a constitutional statute. In of statutes dealing with the same subject matter there is a further
Attorney General v. Edission ~elephon~ Co., the w~rd
1
presumption that the statutes relating to a single subject matter
~telephone' was considered to be mcluded m the connotation are not intended to be inconsistent with each other.
of the word ' telegraph' used in Telegraph Act 1863, though
telephone was unknown at the time of enacllnent of the statute. The extent of the aid which can be derived from other
In Senior Elecbic Inspector. etc. v. Laxmii Narain Chopra,2 statutes in interpreting a statute depends on the nature of
where the guestion was whether the expression 'telegraph such other statutes. Three distinct groups have been identified
line' in the Indian Telegraph Act 1885, included channels of by Craies,l ·
wireless information, it was argued before the Court that at (a) Statutes in Pari Materia with the statute under
the time the statute was enacted wireless was known and consideration.
therefore, the expression 'telegraph Line' could not include (b) Earlier s~tutes not strictly in Pari materia with
wireless channel Rejecting this argument, the Supreme Court the statute under consideration but in some way
observed that unless a contrary intention appeared the words relating to or affecting the same subject matter.
used in an enacLiuent should be so construed as to take in •
(c) Subsequent or later statutes amounting to parliamentary
new facts and situations provided the words were capable of
exposition of the stattite under consideration.
comprehending them.
The need for progressive interpretation of enactments (a) Statutes in Pari Materia
of meet changing situation applies with greater force to Acts are in pari materia with each other if they are s
constitutional interpretation. The celebrated observations of related to each other as to form a system or code of legislation
Chief Justice Marshall of the U.S. Supreme Court in Mcculloh in respect of a particular subject matter. ·
v. M;uyland,3 ' we must never forget, that it is a constitution The phrase parimateria has been explained in United
w e are expounding' have been universally accepted. The States v. Bagle BanJ<l by Hosmer J as follows:
Supreme Court of India has also acknowledged the need for a Statutes are in pari materia which relate to
liberal construction of the constitution. Vivian Bose J. observed the same person or thing, or to the same
in State of West Bengal v. Anwar Ali Sarkar. class of persons or things. The word pari-
The constitution must in my judgment be.• materia must not be confounded with the
left elastic enough to meet from time. to word similar. It is used in opposition to it
time the altering condition of a changing intimating not likeness but identit}r.lt is a
world with its shifting emphasis and phrase applicable to the public statutes or
differing neP-~.4 general laws made at different times and
in reference to the same subject matter.
3. OTHER STATUTES
Thus all statutes dealingwith licensing of solictors
Both earlier and later statutes are relevant to a limited
have been held to be in parimateria in Davis v. Edmondson.3
extent in interpreting a statute. The rationable behind the
1. (1880) 6 Q. B.D. 244 1. Craies, Joe. cit. 143 ff
2 A.l.R. 1962 S.C. 159 2 (1829) 7 Conn. 457
3. 4 Wheat. 316 •
, 3. (1803) Bos. & P. 382
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80 Interpretation of Statutes
Extrinsic Aids to Interpretation 81
In Bolton corporation v. Owen two .statut~ dea~g ~th
1
held that the Arts. 21 and 31(1) are not in parimateria because
town and country planning were cons~dered m panmat~ they differ in their scope and content ·
In Penn-Taxas Corporation v. Murat, two statues de~g
with the mode of obtaining testimony w~re held to be m Statu.tes inParimateria are to be taken as formingone
system. Lord Mansfield has laid down the rule in R. v.
parimateria. 1
Loxdale, that statutes in parimateria are to be construed
It is not however, necessary that the entire subject
together irrespective of the fact that they have been enacted at
matter of the two statute be identical. Thus in State of Madras
different times or do not refer to each other or even if some of
v. Vaidyath Aiyar,3 the definition of the expression 'shall
them have expired. The aforesaid principle has been accepted
presume' contained in the Indian Evidence Act, 1872 has been
in India and has been applied in large number of cases. Thus
considered to be in pari materia with the expression 'it shall
in Vidya Chand v. Khubchand, 2 the Supreme Court affirmed
be presumed' inS. 4 of Prevention of Corruption Act 1~7.
that the Limitation Act, 1908 and Civil Procedure Code 1908,
The two provisions were considered to enact rules dealing
were in parimateria with each other and must be considered
with the same subject matter, viz. burden of Proof. as a single system.
Where an earlier statute is repealed and substituted
by another act which reproduces the language used in the (b) Assistance of Earlier Statutes dealing with the same
earlier statute, the two statutes are considered to be in pari Subject matter.
materia. Thus in Bengal Immunity Co. v. State of Bihar,4 Art Where the language of a statute is a anbiguous
245 and 246 of the constitution were considered parimateria a comparison may be made with the language of earlier
with SS. 99 and 100 of the Government of India Act, 1935. statutes relating to the same subject. This principal has many
This presumption arises very strongly in case of co.nsolidating manifestations :
statutes as theyprima facio do not intend any change of . (1) If a statute, upo~ ·w hich a particular ~onstruction
intention. Thus in I.R. Commissioner v. Hincho5 Lord Reid has been put by the courts in the past, is re-enacted in the
has held that in construing a consolidating Act reference can same language, it is presUJlled that the legislature in tends no
be legitimatelly made to the earlier enactment it replaces. change in the meaning. The construction must however have
The doctrine of pari materia cannot apply where the been put very clearly on the earlier enactment. A solitary
legislations have a different scope. Thus in State of Punjab decision, particularly if it ~ not of the highest court cannot
v. O.G.B. Syndicate,6 it wa5 held that the Displaced Persons . give rise to such a presumption. Se : Diamond Sugar Mills v.
Debt Administration Act 1948, because the 1964 Act had a State of U.P.3
larger scope and was designed to secure greater advantages An outstanding illus tration of this principle can be
to displaced persons than the 1948 Act. Similarly inK.K. found in the opinion of the Supreme Court in P.L. Dhingra
Kochuni v. State of Madras,7 a majority of the Supreme Court v. Union of India,4 where the provisions of Art. 311 (2) were
1. (1962) 1 All E.R. 101
considered to ba reproduction of the provisions of S. 240)1) of
2 (1964) 2 All E.R. 594 the Government to India a Act 1935, and were construed with
3. AlR. 1958 S.C. 1 reference to them.
4. AlR. 1955 S.C. 661
5. (1960) a All E.R 505 1. (1758) 1 Bcr• :.-.:;
6. , AlR. 1964 S.C. 669 2. A.I.R. 1960 S.C. lOlSO
7. ALR. 1960 S.C. 1080 3. AJ.R. 1%1 S.C. 644
• •
4. A.LR. (1965) 1 S.C. 1017
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... .. .
82 · Interpretation of Statutes Exbinsic Aids to Interpretation 83
.
(ii) If a statute uses. expressions that have been used in (i) Where the later statute seeks to amend an earlier
earlier statutes and have as such been judicially construed, the statute or proceeds to declare the meaning of such
presumption is that the legislature does not intend to disturb earlier statute. -
the judicia11y accepted connotation of the expression. (ii) Where the provisions of an earlier act are
Thus in Vijravelu Mudaliar v. Sp.Dy.Colledor,1 the ambiguous, it may be construed with reference to
Supreme Court held that the expression 'compensation' in a later statute provided that the later statute is on
Art 31(2) of the Constitution must receive the same meaning the same subject and is itself free from ambiguity.
as had been judicially given to it for a long time. When an earlier Act is truly ambiguous a later Act may
(iii) Where the legislature has defined certain in certain circumstances serve as a parliamentary exposition
expressions in one statute it is presumed that the expressions of the former
carry the same Lleaning if they are used in a later statute In S.V.P. Cement Co. v. General Mining Syndicate}
dea,inf with the same subject matter. In Knowles Ltd. v. the Supreme Court held that a subsequent statute which
Randr the expression 'agricultural land' in Agricultural amends a parent statute to clarify it, amounts to a parliamentary
Holdings Act, 1948 was given the meaning assigned to it in exposition. ·
the Agriculture Act, 1947. In Smaje v. Baler,2 the Queens Bench in England
(iv) Where a single section of an earlier statute is has held that a stone is not a dangerous weapon within the
incorporated by specific reference in later statute, it has been meaning of the Larcency Act 1916. S. 23(5) of the Fire Arms
held in Ports Mouth Corporation v. Smith,3 that the section is Act 1937 provided that an unloaded fire arm or imitation fire
to be read in the sense it bore in the parent Act. arm shall be treated as a dangerous weapon for purposes
where however, the wliole of an earlier enactment of the Larcency Act. The court held tht an inference can be·
or parts of its are incorporated in a latter statute, the drawn from that the Larcency Act did only refer to weapons
incorporation has been hell to cause a bodily transportation meant for causing injury to human beings.
of such provisions from the earlier to thelater enacllnent. A 4. CONTEMPORANEA EXPOSmO
repeal or amendment of the earlier statutes doesnnot affect the
• Lord <;oke first laid down the principle of
· provisions in-corporated in a later Act. Thus in Ram Swaroop contemporanea expositio with reference to the .Magna Carta.
v. Munshi,4 the Supreme Court held that the repeal of Punjab He was of the opinion thai: such ancient grants and statutes
Land Alienation Act 1900, had no effect on the definition of must be construed with reference to the law as it was at the
agricultural land contained in S. 3(1) of that statute in ·~o far time when the statute or grant was made.
as/the same was incorporated in Punjab Premption Act.
Such contemporary exposition may emerge out of long
(c) Assistance of Later Statutes profession~ us age of Judicial decisions.
Normally a later statute cannot be used as an aid to the Thus in Obion's case,3 the Court of Queen Bench
construction of an earlier one. However, certain exceptions are took into account the practice followed by Inalnd Revenue
recognized : Commissioners for the past sixteen years. InR. v. Cutbush,4
1. A.I.R. (1965) 1 S.C. 1017 1. A.I.R. 1976 S.C. 2520
2 (1962) 2 All E.R. 926 2 (1965) 2 All E.R. 248
3. (1885) 10 A C. 364 3. (1891) 1 Q.B. 485
4. (1963) S.C.
, 553 4. (1867) L.R. '19 B. 379
•
•
that Act, is coupled with a duty to make such an order where as 'or' so that the law could prescribe either the circumstances
the case falls \vi~ that Act or the classes of cases.
The reason for this principle is that in case of judiciary Recently, however, this has been overruled, in S.N.
the legislature uses 'may' out of sheer courtsey. Sarkar v. State of West Bengal} where the Suprem e Court
(c) 'And' as 'or' and Vice versa held that the disjunctive could not be substituted for the
• conjunctive. .
In ordinary linguistic usage 'and' is conjunctive and
'or' is a disjunctive but at times it may be necessary to. read In State of Bihar v. ~.H. Rey4 the Supreme Court
1 1
'and' as 'or', or or' as and' to effectuate the intention of the was considering the definition of 'coal mine' in S.2(b) of the
legislature. Coal Mines Provident Fund and Bonus Scheme Act 1948. The
In R.V. Newbould,3 the Queeens Bench held ijlat enactment provided: 'Coal mine means any excavation where
the expression local and public authorities in Prvention any operation for the purpose of obtaining coal has been or is
of Corruption Act 1916, should be read as local or public being carriedon, and includes all works, machinery .... in or
authorities' otherwise the intention of the legislature toocover · adjacent to or belonging to a coal mine'. The Court held that
1
both local as well as public authorities would be def~ated. the or' was to be read as 'and' otherwise it would mean that
In R.v. Oakes,4 the Official Secrets Act provided for machinery not owned by the owner of the mine would also be
punishment of anyone who adis and abets and does any act included in the Coal mine, which would be absurd.
preparatory to the commission of any offence under the Act. It
(JCJO
1. AJ.R 1923 P.C 138 1. (1966) 1 All E.R. 516
2 Supra n. 24 2. A.I.R. 1950 S.'- 27
3. (1962) 1 All. E.R. 693 3. A.I.R. 1973 S.C. 1425
4. (1959) 2 All E.R. 92 4. A.I.R. 1966 1 S.C. 1995
•
. .
.. . . Commencement and Operation of Statutes 99
•
•
2. PROSPECTIVE AND RETOSPECTIVE LAWS
•
Statutes may affect either future, or both past and
future transctions. A statute which effects only the transactions
occuring after its commencement is called prospective.
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• A retrospective law, has been defined by Cooley, as
"one which reaches back to and gives to a prior transaction
Chapter 8 some different legal effect from which it had under the law
when it took place".1 .
• Commencement and Operation of Legislature can legislate either prospectively or
retrospectively. The power to make retrospective law may
Statutes however, be constitutionally limited. The constitution of United
States prohibits the enactment of ex-post facto legislation.
A distinction must however made between
1. Commencement retrospective and expost-facto ~tatutes. Every expost-facto
2. Prospectivity and Retrospectivity statute is retorspective but only a few of the retrospective
3. Presumption against Retrospective Operation statutes are statutes expost facto. .
4. Rebutting the Presumption Chose J. has identified four types of expost facto laws
in Calder v. Bill.2
1. COMMENCEMENT 1. Every law that makes an action done before the
Till1793, the rule in England was that if no date was passing of the law and which was innocent when
fixed for the commencement of a statute it would come into done, criminal and punishes such action.
force on the first day of the Parliamentary Session in which it 2. Every law that aggravates a crime or makes it
\\·as passsed. The House of Lords recognized this rule 1n 1772 in groater than it was when committed.
Attorney General v. Panter.1 On 1793, the Parliament enacted 3. Every law that changes the punishment that the
a statute, called Acts of Parliament (Commencement) Act, lavv' annexed to the crime when it was committed.
1793. It provides that unless any other date of commencement 4. Everly law that alters the rules of evidence and
had been fixed, an act would come into operation on the date ·receives less or different testimony than required
it has received the Royal assent • at the time of commission of the offence in order to
In India the same rule has been adoptd . by S.S of convict the offender.
the General Clauses Act, 1898. Therfore, Acts made by the Except the laws falling in the above classes a
Parliament come into operation on the date they rece~ve the retrospective Ia:w is not treated as an ex-post factorlegislation.
assent of the President except in those cases where some other In India Art. 20(1) only prohibits the first and third
day is fixed either by ~t statute or by any other statute. type of above mentioned legislations.
Similar provisions have been made by the varions State Retrospective statutes must however be distinghished
General Oauses Act in respect of different States where a day from such prospective statutes which partly draw upon facts
is fixed for commecement of a statute it is considered to have
come into operation from the very first moment of that day. 1. cooley Constitutional Limitations m
2. 1 E.D. 648
1. (lm) 6 Bro. P.C. 486
•
. .
100 Interpretation of Statutes Commencement and Operation of Statutes lof
antecedent to ·llieir. commencement but essentially ·operate only prospective though the statute drew upon antecedent
only in respect of future transaction. In R. v. Inhabitants facts.
of St. Mary,1 the statute provided that a widow should
not be removed fron1 parish for a period of twelve months 3. PRESUMPTION AGAINST RETROSPECTIVE
after the death of her husband. The Queens Bench held OPERATION
that the protection ·w as avilable to such widows also whose S!nce the Legislature is presumed not to intend that
husbands had died before the commencement of the statute. which is unjust, statutes are construed as prospective unless a
It observed that such construction would not give the statute retrospective unless a retrospective effect is clearly intended. The
a restrospective operetion. The Statute operated in future principle is tht a statute is not be construed to be retrospective
though a part of the requisites for its action were drawn from so as to impair vested rights or Obligations except where the
the past. In R. v. Vine, 2 a statute prohibiting issue of licence to statute plainly provides otherwise Wright J. has . observed
sell liquor to persons convicted of serious offences (felonies), in Re v. Achlumney,l that if the enactment is expressed in
was considered to apply to cases where the convictions were language which is fairly capable of either interpretation it
made before the commencement of the Act. ought to be construed only as prospective. Maxwell states: It
In Re A Solicitors Clerk,3 the Solicitors (Amendment) is a fundamental a rule of English law that no statute shall
Act 1956, permitted disqualification of clerk to a solicitor to be construed to have a retrospective operation unless such a
act as such if he '"'as convicted of larceny. It was argued that construction appears very clearly in terms of the Act or arises
the anactment could not be used to disqualify a Oerk who by necessary and istinct implication.2 •
was convicted of Iarcenv before the commencement of the
J
The presumption therefore is that a statute is not
Act. The court held that the statute merely drew upon facts intended to operate retrospectively unless such intention
antecedent to its commencement for its operation. It was not is shown either expressly or by necessary implication. A
retrospective as the disqualification only operated in future. It corollary of this presumption is that an enactment is not
did no t affect anything done by the Clerk in the pa!'t Merely presumed to have a greater retrospective operation than its
because some of the facts on which the disqualification is language renders necessary. TI1e presumptions, however, only
in1posed are drawn from a period antecedent to the Act, the arise in respect of statutes taking away or impairing vested
Act does not become retrospective. rights acquired under existing.Iaws, or of statutes which create
Similarly, the Supreme Court refused to consider new obligation, duties or dis-abilities in respect of transaction
certain provisions of the Bombay Police Act as retrospective. S. or considerations past and closed.
5 F of that Act enabled the Commissioner of Police to require a Recently the Supreme Court observed in Mohd. Rashid
person convicted of certain offences to leave Greater Bombay. Ahmad v. State of U.P./ perhaps no rule of construction is
It was held in State of Bombay v. Vishnu Ramchandra,4 th·a t more firmly established than this that retrospective operation
the Act would not become retrospective merely because the is not to be given to a statute so as to impair an existing right
removal could be brought about even for convictions made or obligation other than as regards the matter of procedure
before the enactment of the statute. The operation itself was unless that effect can not be avoided without doing violence
1. (1848) U Q.B. 120
to the language of the enacbnent.
2 (1875) 10 Q.B. 195 1. (1898) 2 Q.B. 547
3. (1957) 1 W.LR. 1218 2 MaxwelL Joe. cit. 215
4. A.LR. 1961 S.C. 307 3. A.I.R. 1979 S.C. 592
•
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... .. Commencement and Operation of Statutes 103
102 Inttrpretation of Statutes
. . Similarly, inDoolubdas v. Ramlal,l an act invalidating
The application of these presumptions can be seen in
wagenng contracts was denied retrospeetive effect.
the light of the followeing classes of statutes:
A distinction must here be made between a law
(a) Statues Affecting Vested Rights having ~etrospective eff~~ and a law which seriously affects
statutes should be interpreted, if possible, so as the performance of eXISting contracts. During war a law
to respect vested rights. The operation of this principle is may prohibit trading with the enemy and as such frustate
ffiustrated by the approach of the courts to the following all existing contracts with enemy aliens. Such a law is not
kinds of enactntents. · retrospective. It affectsecontracts which were made before
the enactment of such a law but it only operates on future
(i) Statutes regarding Succession- There is a prima performance.
facie presumption that statutes changing rules· relating to
succession whold not apply to cases where succession has (iii) Statutes Mfecting Right to obtain a Remedy-
The right to obtain a remedy in respect of a cause of action
already opened and will not divest the estate from persons
which ~as already accrued ~ treated as a vested right. A
in whom it has vested. In Lala Dunichand v. Anarkali,1 the
statut~ IS not presumed to take it away urless it does so in
Privy Council advised that the Hindu Law of Inheritance express words or by necessary intendmeJlt. This approach is
Amendment Act, 1929 was not applicable to cases. Where the ~emonstrate~ by the ~ttitude of the courts in respect of the
female o·wner died before the enactment of the Act. Similarly, nght to continue pending proceedings and the right to file an
Sec. 14 of the Hindu Bucession Act has been considered in apreal.
Kotturuswami v. Veeravva,2 to be inapplicable to alineations Pending Proct:cd.ines : In Moon v. Durden/ a statute
made by a female Hindu prior to the enacb:nent of the Act prohibited recovery of betting debts. The Court held that it
In Mohd. Abdus Samad v. Qurban Hussain,3 ·the did ~ot apply to such cases where an action for recovery was
Oudh Estate Act 1869 was held not to divest a person pending before the court. Again, in Smithies v. National
of the inheritance which had vested in him prior to the Union of Operative Plasterers/ the court held that the Trade
commencement of the statute. Disp~tes Act 1906, which prohibited courts from entertaining
(ii) Statutes Regulating Alienation of Property And any action in tort against trade unions, did not prevent the
Contracts-Statutes prescribing formalities for transfer of courts from dealing with actior:s pending before them.
property of laying down the law relating to contracts are Similarly the Supreme Court has held in Madras
presumed not to have a retrospective effect. Thus, the Transfer Province v. Basappa,4 that the statutory prohibition in respect
of Property Act, 1882 has been held, in Namdeo v. Narbada of suits for setting aside or modifying sales tax assesments
Bai,4 not to affect leases executed prior to the Act. In Ahmad enacted by an amendment to the statute in 1951, did not
Raza v. Abid Husain,5 an oral mortgage made prior to the
prevent the Court from deahng with the pending proceeding
in that respect.
commencement of the Transfer of Property Act was held
valid. The Act did not invalidate it. (iv) Right to File an Appeal- The right of .appeal has
been regarded as a vested right. It is not a mere matter of
1. ALR 1946 P.C. 173
1. (1850) 5 M.I.A. 109
2 ALR.1959S.C.577
2 (1848) 2 Ex. 22
3. lL.R 26 All119
3. (1909) 1 K.B. 310 ,.
4. AlR. 1953 S.C. 228
4. A.I.R. 1964 S.C. 1873
5. I.LR 38 All, 494 (P.C.)
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• • · -~
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In T M:I-S. Bradari v. Improvement Trust,l the enactment, the offender is liable to be punished under any of
Supreme Court held that the Punjab Damaged Areas Act, those enactments but shall not be liable to be punished twice
1947 was not repealed by the East Punjab Damaged Areas for the same offence.
Act, 1949, as they both contained affirmative provisions which 3. CONSEQUENCES OF REPEAL
did not conflict with each other.
In Harishohandra v. State of Madhya Pradesh,2 the (a) Common Law Principles
Supreme Court held that a leter control order made under the Act Common Law Repeal has the effect of complitely
Essential Supplies (Temporary Powers) Act 1946, impliedly wiping out the statute off the face of the statute book as if the
repealed an different provisions. The Court further observed same was ne.ver enacted save for transaction past and closed.
that even if the provisions has been identical the later would All p~osecutions an~ pending proceedings come to an end.
have repealed the former order since that must have been the Thus m R. v. Morris the accused was charged of an offence
rationale of remaking the order. u~der a sta~te that was repealed during the pendency of the
tr1al. The Kings Bench held that the proceedings could not the
(f) Where a later statute described as an offence any
continued after the statute was repealed.
act or ommission which is already treated as an offence by
an earlier enactment, and imposes a different punishment or Another consequence of repeal at Common Law was
prescribes a different procedure, the later Act implies repe~ that it resulted in the revival of the law prevailing at the time·
of the commencement of the statute which stood repealed.
of the former.
In Fortescue v. Bethnal Green/ the General Paving (b) Statutory Control of C'?nsequences of Repyai
(Metropolis) Act, 1817, penalised putting a hoarding on a In England the consequence ensuing from repeal of
street without a licence. The Metropolitan Management Act, statutes are noew regulated by specific statutory provisions.
1855, enacted a similar prohibition with severer penalities. S. 38 of the Interpretation Act, 1889 provides:
The Queens Bench held that the later Act repealed the former. Where this Act or ·any Act passed after
In Zaver Bhai v. State of Bombay,4 the Supreme Court the commencement of this act repeals any
held that the Essential Supplies (Temporary Powers) Act, 1946, other enactment, then, unless the contrary
implied repealed the earlier Bombay Act on th~ same subject, intention appears, the repeal shall not
as it provided for greater penalities for the same offence. (a) revive anything not in force or existing at the time
In Om Prakash v. State of U.P.,5 the Supreme Court . at which the repeal takes effect; or ,
has held that the aforesaid principle has no application when (b) affect the previous operation of any enactment so
the offence described in the later Act is not.. the same as repealed or any thing done or suffered under any
described in the earlier Act.. •
enactment so repeale~; or
S. 26 of the General Oauses Act provides that where (c) affect any right, privilege, obligation or liability
an act or omission constitutes an offence under tWo or more acquired, accrued, or incurred under any enacnnent
so repealed; or
1. A.LR. 1963 S.C. 976 (d) affence any penalty, forfaiture or punishment
2 ALR. 1965 S.C. 932 incurred in respect of any offence committed
3. (1891) 3 Q.B. 170 against any enactment so repealed; or
4. AJ.R. 1954 S.C. 752
5. ALR. 1957 S.C. 458 1. {~ 1 B. & Ad. 441
.. . .
120 . Interpretation of Statutes Construction of Penal Statule 121
Employment (Prev~tion of Accide~ts) Act, 1900. The ru~e the operation of the statute to cases which clearly fall both
made under the Act required the Ratlways to observe certain within the spirit and the letter of the law.
precauionary measures for the protection of their workmen.
A violation of the rules was punishable under the Act with 3. IMPLICATIONS OF STRICT CONSTRUCTION
a fin~ of 50. Lord simmords and Lord Macmillan considered Penal statutes were construed strictly in former times
the enactment to be a penal statute as it prescribed a penalty. when the number of capital offences was very large. This
but, Lord Prater refused to consider the statute penal merely rule was invoked to minimize the rigour of criminal law.
because it prescribed for imposition of penalty. It exhibited a preference for personal liberty enabli...1g the
In Rosenbaum v. Burgoyne,1 the test adopted is court to resolve every doubt in favour of the accused Such
whether the statute enforced obedience to its commands was the attitude of the courts that a statute which provided
by punishing the offender and not by merely redressing an punishment for stealing of 'horses' had to be atnended in
individual who may have suffered. the reign of Edward I so as to include the theft of a single
horse also. The courts refused to include the singular in the
In Tola Ram v. State of Bombay,2 the Supreme
plural. Anotl1er reason for which the courts insisted on strict
Court considered an enactment relating to land lord tenant
construction of Powers. It is for the legiSlature to define a
relationship as penal where it provided for punishment of a
crime and prescribe its punis11n1ent.
lanlord who obtained a premium for grant or renewal of a
The rule of strict interpretation of penal statutes has ,
lease.
however, a limited application in the present era. Its contents
2. STRICT CONSTRUCTION and limits can be summarised in four propositions which are
Penal statutes arE: to be construed strictly. Strict disc-ussed below with their relevant examples.
construction means a construction by which nothing will (a) No case shall fall within a penal statute which does
be included within the scope of the statute that does not not comprise all ~1-te ele1nents which constitute the offence as
come dearly within the meaning of the language used by it. defined by the Statute. Thus if the prohibitory v.rords do not
Crawford? says that in strict construction the language of cover cert~in activities in their ordinary meaning they will
the statute must be given its exact and technical meaning. not be extended by construction to cover such activities on
No extensions are to be made on account of implications or considerations of policy. No act is to be deemed criminal
equitable considerations. Sutherland4 is of the view that strict unless it is clearly made so by the words of the statute.'1
construction requires that everything shall be excluaed from In Rex v. Tichner/ the Coventry Act capitally punished
the aeration of the statute, if it does not clearly come within the infliction of certain injuries with malice a fore-thought,
the scope of the language used. and by lying in wait. The court held that the statute would
Strict construction is to be contrasted with liberal not apply to cases where the injuries were not casused after
construction. Uberal Construction involves enlargement or 'lying in wait' with the intention of committing them.
restriction of the letter of the statute so as to accomplish the In L.N.E.R. v. Berriman,3 the Rules required that the
intended purpose more effectively. Strict construction limits railway Co. should arrange for persons to give wanling of
1. (196-1) 2 All E.R. 988
any approaching train to workmen engaged ii t re-laying or
2 AJ.R. 1957 S.C. 496 1. Maxwell, Joe. cit 239 •
3. Cra~ford : Statutory Construction 449 2. {1790) East P.C. 39R
4. 2 Sutherland : Statutory Construction 39 3. supra n. 1
.. . .
122 Interpretation of Statutes Construction of Penal Statute 123
window with a price tacket. Chief Justic~ Parker observed that
•
repairing the permanent way. In the present case the Railway
Co. had failed to provide for such a warning system for the shopkeeper was not guilty of the offence under the said
its employees engaged in cleaning and oiling a machinery statute ~ he had simply exposed for sale, and not offered it
between the railway lines. Consequently, certain workers for sale. Thus the words 'offer for sale' were read in a narrow
were injured. The Court held that the company was not liable sense to cover .only such cases where a Person s·gnifi·
1 ed t o
to pay the finP. because the injured workers could not be said ano ther his willingness to sell such a knife.
to have been engaged in repairing the track. In its ordinary In Rosenbaum v. Burgovne,1 the Betting and Gaming
meaning repairing does not include cleaning or oiling. Act ~~60, provided that apperson who allowed the dub
In Sales-Matic Ltd. v. Hinchcliffe,1 the statute made prenuses to be used for gaming by means of a machine which
a declaration that all lotteries were unlawful. No punishment mvol~ed a stake of more than 6 pence to 'play it once' would
was provided. The court held that the statute did not make be guilty of an offence.
conduct of a lottery an offence. . . In the pr~sent case the machine could be played by
In R. v. Williams,2 the court held that a driving ~erting one com of 6 pence, or maximuJ.Il of five of such
licences could not be cancelled under the Road Traffic Act coms one after the other at any one time. The court held
1930, in a case where the accused was found guilty of stealing that no offence was committed because the words useby the
a car, as that punishment could only be imposed for 'taking statute were doubtful and should be construed in favour of
and driving away' a car. the subject. As the minimum stake required was only one coin
h1 Tolaram v. State of Bombay,3 the statute provided of 6 pence the statute was not contravened.
for punic;hmei1t of landlord who received any sum of money In King v. Republic of India,2 S. 19 of Bombay Rent
or consideration other than rent in respect of 'grant: of a lease etc. Control Act 1947, provided for punishment of a tenant
of any premises. In the instant case the landlord had received ~ho received any sum of consideration for relenquishing
a payment in consideration of an oral agreement to grant a his tenancy. It was held that his provision did not apply to
lease of a building under construction. The court held that the tho~e ca.ses ~ere antenant assigned his lease ~o a third person.
enactment applied to cases where the lease is granted and not Relinqwshment was strictly construed to mean surrender in
to cases where a mere promise to grant a lease was made. fevo~ of the landlord and did not cover alienation to a third
person.
(b) If words of a penal statute are reasonably eapable
of having a wider as well as a narrower meaning, the courts In Shanti Pd. Jain v. Director of Enforcement/ S.
would lean towards the narrower meaning. Every doubt is to 4(1) of the Foreign Exchange Regulation Act, 1947, prohibited
be resolved in favour of the accused. · persons 'residing in India to buy, sell, borrow or lend foreign
In Fisher v. Bell,4 the Restriction of Offensive \A/eapons exchange to any person in a foreign country. In this case smne
Act 1959, provided for punishment of any person who 'salls German firms had paid foreign currency in the account of
or offers for sale' a knife of a particular d escription. In this Mr.~~ in a German Bank. This dealing was subject to the
case the shopkeerper displayed such a knife in his shop conditions that the account could be operative only for the
payment of price of new machinery purchased by Mr. Jain
1. (1959) 1 W.L.R. 1CD5 from thosP. firms after obtaining import licence from Indian
2 (1 %2) 3 All E.R 639 1. (1964) 2 All E.R. 988 (HL)
3. (1%2) supra n. 3 2 A.LR. 1952 S.C. 165
4. (1961) 1 Q.B. 394 3. A.I.R. 1962 S.C. 1764
•
.. . . Construction of Penal Statute 125
124 Interpretation of Statutes
Wanchoo j. speaking for a majority of the Court held
Government The Supreme Court held tht no offence was the expression 'in any manner dealing with' should not be
committed because the deposit was a contingent deposit narrowly cons~ed and was not confined to dealing in course
establishing no relation of debtor an a creditor between Mr. of actUal importation of goods. Attempt to purchase such
Jain and the Gem1an Bank. No interest in the money passed goods also amounted to dealing.
• to the accused. In Bowers v. Gloucester Corportion,l the statute
In Dilip Kumar v. State of M.P.,1 the Supreme Court
empowered the corporation to cancel a driving licence if the
held that S. 303 of the Indian Penal Code applied only to cases
driver was convicted for the 'second time of any offence'. It
where the murder is committed by an accused who has been
was argued that the expression requries the second conviction
sentenced to life imprisonment by a court of final appeal. It
to relate to the same of fence for which the first was made.
would not include a convict who can or has made an appeal
The, court rejected it as it would defeat the object of the Act.
against such sft.ntence.
In Kanwar Singh v. Delhi Administration 2 the
(c) If the words of the statute, in their ordinary ' '
signification, have a wider meaning which also fits in with Supreme Court considered the meaning of the word
the object or policy of the statute, the words will be given 'abandoned' inS. 418 of the Delhi Municipal Act, 1957. The
such wider meaning irrespective of the fact that in some other enactment empowered the Corporation to impound cattle
context the words may 'bear a narrower meaning.
1
abandonP-d' in a public place or street It was held by the court
th~t the word 'abandoned' should begiven its wider meaning
In Elmdene Est;: ic~ Ltd. v. White/ the landlord Tenant
of I' unattended'. It should not be restricted to its narrower
Act, 1949, punished any p~rson who required any premium to
sense of 'ownerless', since the narrow meaning would defeat
be paid in respect of grant of ten~h~LJ'. In this case-the landlord
had offered the tenancy to person on ti~c conditipn that such the object of the Act. .
person gave discount of 500 on its market value The Court In R.. v. Hall} the court held that in S. 13 Sexual
held that this amounted to a premium, because the Act did Offences Act, 1956 which provided that it was an offence
not require fl:te premium to be paid to the landlord or his for a man to commit an act of gross indecency \vith another
agent only. It is to be noted that the Act defined premium to man, the" preposition 'with' must be understood in its wider
include any other pecuniary consideration in addition to rent.
I signification of 'against' or 'directed towards'. It must not be
In Assistant Collector, Customs v. Sitaram,3 S. 167 ~ken to mean 'with the consent of'.
of_ th~ ~ Custom Act, 1878, provided for ·punishment, In M.V. Joshi v. M.V.shimpi,4 the 1ule made under
\Vlth ~p~onment or fine or both of any person who was the Food Adulteration Act, 1954,defined 'butter' to mean, 'the
knmV1:1gly many manner dealing with smuggled goe ds. product prepared exclusively from the milk or cream of cow or
. In the instant case the accused went to a park with the buffalo or both'. The question before the Court, was whether
mtent to purchase smuggled gold from another co-accused, butter prepared from curd would also be 'butter' within the
b~t before the goods could pass or the price was paid, they meaning of the statute. The court held that it would be so
\\.ere apprehe~ded. The question was whether the accused because the words w~re clear and plain and included soured
was guilty of m any manner dealing with' smuggled goods. milk of cream.
1. (;~b3) 1 All E.R. 437
1 A~LR. 1976 S.C. 133 •
2. A.I.R. 1%5 1 S.C. 871
2. (1960) All E.R. 300 •
3. (1 %3) 2 All E.R. 475
3. A LR. 1966 S.C. 955 4. A.I.R. 1%2 S.C. 1494
•
.. . . can create an offence of strict liability to constitute which
measrea{ would not be a necessary element. In Sherras v. De
126 Interpretation of Statutes Ru~en, th.e question was whether S. 16 of the Licencing Act
In State of Gujrat v. Chaturbhuj, the Supreme Cou~t
1 which purushed any who supplied liquora to any constable
held that for purpose of the suppression of Immoral Jraffic on duty, required a guilty intention or not. The facts in this
Act, an oeder authorising all magistrates to try such offences case showed tha~ the constable had removed his armlet which
fulfils the statuary requirment of 'specially empowered. was ait indication that he was not on duty though actually the
(d) If the literal meaning of the word. of the word of constable was on duty. It was held in this case that even in
the statute produces an unintelligible or absured result but absence of words in the enactment which could have shown
the statute read as a whole gives out its meaning dearly, that a guilty intent was required, the act would not be an
effect will be given to that meaning by curing a mere defect in offence without such intent.
2
pharseology. This rule, however, does not mean that the court Wright, J., in this case indicated three classes of
would supply omissions. cases in which the legislature normally enacted an absolute
In Rex v. Oakes} S. 7 of Official Secrets Act, 1928 prohibition dispensing with the elements of guilty intention
provided for punishment of attempts abetments or preparations These were:
commit an offence under the Act. However, its language was (i) acts which are prohibited in public interest under a
defective as one part of it read 'Aids or abets and does any penalty e.g. food adulteration, or ·
•
act preparatory to the commission of the offence. Literally this . (ii) public nuisances, or •
would have mean that an abettor was not quilty unless he had (iii) proceedings which are really a summary mode of
done an act preparatory to the offence. This was absurd, and enforcing a civil right, e.g. maintenance of wife or
there fore, the court read 'and' as 'or' implying that abettors . children.
as well as persons preparing for an offence under the Act,
· The courts have leaned against absolute prohibitions
both, were guilty. ..
and ther~ is a prima-facie presumption that the legislature
In Chief Inspector of Mines v. K.C. Thaper,3 S. 76
does not mtend to create an offence without the requirement
of the Mines Act, 1952, provided that where for any ·offence of mensrea
under the Act the owner of a mine could be punished and
1
such mine was owned by a firm or a public company, anyone' . Where a penal statute is silent about mensrea, the
of the partners or directors could be punished. In this case courts pr~sume that it is impliedly required except where a
the question arose whether the expression, 1 anyone' meant cont:ary mtention. is ~ith~r expressly declared or impliedly
I everyone' or only one'. The Supreme Court h~ld that though
1
manifested For quit sometime however a feeling ws generated
the expression 'anyone' is capable of both· the meanings ·in that the presumption is on a decline. But in Bim Chink Aik v
R 3 th . ,.
different context yet looking at the object of the statute it . · : pnvy Council reaffirmed it laying down two conditions
should be considered to mean every one". m which the presumption as to mensrea may be rebutted :
(i) ~ stz:ict ~ability is required to give practical effect
4. MENSREA IN STATUTORY OFFENCES to the leg~slative mtention, and (ii) the accused has had
. . It~ a fund~tal principle of criminal law that guilty
mtention lS an essential ingredient of criminal liability : actus 1. (1895) 1 Q.B. 918
2 id. p. 921
non facit reum nisi mens sit rea. However, the legislature
3. (1963) 1 All E.R 223
1. 1976 S.C. 1697
2. (1959) 2 All E.R. 92 Find More at https://t.me/LawCollegeNotes_Stuffs
3. A.LR. '\961 S.C. 838 •
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--------------------------~-: _____
1\f r Construction of Penal Statute . . . _. . . 129
128 Interpretation of Statutes •
In Nathulal v. State of M.P.,l the provisions o£5.7 of the
some o rtunity of furthering the o~rvance of statutory
mre!::ts· Thus in the instant case tt was held th~t ~e
~ could not be guilty of violating an order prohibting
Essential Commodities Act, 1965 pebalised trading in essential
commodities except under a licence required under the rules.
In this case the accused had applied for a_licence and year after
his entry in SingaPore when such order had not been brought
year he was sending returns to concerned authorities under
to his attention. the mistaken belief that the licence had granted. The refusal
Similarly in R.v. Cugullere,1 knowledge wa~ implied was also never conununicated to him. these curcumstances
into the statutory definition of ~ offence. constituted by the Suprem Court refused to hold him guilty. It held that
possession of any offensive weapon m a public place. though the enactinent in '\<Vords did not required a guilty
In Warner v. Metropolice Commissioner} the statute intent, the same was implicitly required. Subbarao J. went
declared 'it shall not be lawful for a person to have in his further to state that merely because the purpose of a law \vas
possession any dangerous drug'. A majority of the House to promote welfare activities or eradication of grave sodal evil
of Lords held that these words created an absolute liability. it would not be presumed that no means rea was required.
No knowledge was required on the part of the accused to Only where the object of the statute would be defeated, the
constitute the offe.ice. Lord Morris and Lord Wilberforce Courts can exclude the requirement of means rea by necessary
relied only on the anambiguous nature of the language. Lord implication.
Guest and Lord Pearce took into account the purpose of the · In Sarju pd. v. State of U.P.,2 it was held by the
statute to supress a social mena. Lord Reid dissented holding Supreme Court the guilty intent was not a requisite element
that no reasons had beeil shown to displace the presumption of an offence under the Food Adulteration Act and the courts
of the requirement of mens rea. would not imply such element because the law has bee11
In Sweet v. Parsley/ the House of Lords unanimously enacted in the larger interest of maintenance of public helath
held that the requirment of mensrea was implict in the offence and the languge used was wide enough to cover every person
of being concerned in the management of premises used for whether he has a gulity intent or not.
smoking cannabis. The court took into account the language In State of Maharasthra v. M.H. George/ the Supreme
of the statute, the history of legislation and the hardship likely Court has held that mensrea is not a requisite element for an
to be caused by construing the enactment as an absolute offence against the Foreign Exchange Regulation Act, 1947.
prohibition. Lord Reid has laid do\yn that besides the language It convicted the accused where he was in possession of gold
of the statute the·following circumstances must be considered. contrary to the Reserve Bank notification of which he claimed
(i) Subject matter of the Act to have no knowledge. The reasons given.by the court were
•
·- (ii) Whether public interest re_a lly requires that to that to imply the requirment of mensrea would defeat the
prevent the guilty from escaping even.•innocent purpose of the law to control smuggling of gold. Subba Rao
persons should be prevented from proving their
J. dissented on the ground that in his opinion the object of
•
mnocence. legislation would not be defeated. Thus so far as the criterion
. went the court was unanimous. It held that the requi."'lllent
(iii) Every unjust conviction causes a loss of public of mensrea is to be implied in a penal statute unless to do so
confidence in the administration of justice. would defeat the very object of the statute.
1. (1961) 2 All E.R. 343 1. A.J.R. (1966} : S.C. 43
2 (1968) 2 All E.R. 3356
2. A.I.R. (1961) S.C. 634
3. (1968) 2 All E.R. 337
3. A.I.R. (1965) 1 S.C. 722
1. (1917) 2 K B. 836
2. Al.R. 1964 S.C. 1893
1. (1903) L.O. K B. 264
3. (1874) L.R. 9 Q.B. 292
2. (1964) 2 All E.R. 8..~
.. •
•
, .. ' Construction of Tax-
.. Statutes ., . .. • .' • . 133,
•
(a) A: tax statute cannot on equitable considerations
be extended to subjects not clearly covered by the
words of the enaclntent - .
Find More at https://t.me/LawCollegeNotes_Stuffs (b) If the language of the enactment is susceptible to
·two meanings, the one favourable to the assessee
Chapter 11 is to be preferred.
(c) There is a presumption against double taxation of a
Construction of Tax - Statutes single transaction.
(d) Where the language of the enactntent is plain and
unambiguous the Courts cannot restrict its scope
1. Strict Construction of Tax-Statutes with reference to any considerations of injustice,
2 Principles of Constr':lction hardship or inconvenience.
3. Doctrine of Substance (e) The principle of strict construction is primarily
limited to the charging section of the statute. .
1. STRICT CONSTRUCTION OF TAX-STATUTES
A person has no inherent liability to pay a tax. The (2) PRINCIPLES
•
OF CONSTRUCTION
liability arises only by an rmposition made by a statute. As (a) No extension by Analogy
statutes imposing liabilities are to strictly construed, the A matter not covered by the terms of a tax enactment
Courts require tax-statutes to be couched in clear and express is not to be brought within its ambit. It is for the legislature
terms. . to devise the net of taxation. The Courts will not extend it on
The principle of strict construction of tax statutes, as considerations of equity by analogy.
in case of penal statutes, means nothing more than a literal •
In Higgs v. Olivier} an actor had entered into an
reading of the text of the enactments. The language of the
enactntent is to be given its plain meaning: it can neither agreement with a producer to the effect that the actor would
be extended nor restricted with referance to any supposed not play. role in any film produced by any body other than
intention of the legislature. . that producer for a period of eighteen months. A sum of
15,000 was paid as consideration for this promise to the actor.
The emphasis on literal interpretation in case of
The question was whether this money constituted, 'profits of
Tax-Statutes is a double edged weapon. On the one hand,
lt prevents the extension of the ambit of the enactment by a profession or vocation' within the mearting of Income Tax
analogy. ~ the ~ther, it ~abies the Court from mitigating Act, 1952. The Chancery Division held that the payment did
any M:~hip or mconveruence that may arise. If something not constitute profits of a profession as the payment was not
falls Within the net of the tax-statute it is not for the Court to made as a matter professional fees.
provid~ a reli.ef. The ~tatute is to be taken literally irrespective In Thomas V. Income Tax commissioner} the assessee
or considerations of mconvenience, hardship or injustice. had transferred certain assets to a lady. He later on married her.
The rule requiring strict construction of tax-statutes is The question was whether income accruing from such assets
reflected in the following principles of construction used by could be added to the total income of the assessee. S. 16(3) (a)
the Courts in respect of tax statutes. 1. 1952 Ch. 311 .
2 A.I.R. 1964 S.C. 587
•
•
134 Interpretation of Statutes
(ill) of the Income Tax Act, 1922 premitted the autho?ties to -
include in the income of the assessee any in~om: denved by Construction of Tax- Statutes 135
his wife from assets 'transferred directly or mdrrectly to the
if the enactment imposes double taxation in clear and express
wife'. The Supreme Courts held that the enactment had no
words, the Courts cannot help but enforce it. But where the
li tion to a situation where the assets were \l'ansferred
app ca th d 'wif ' and language is ambiguous Courts lean against double taxation.
before marriage. The enactn1ent used e wor e
that word could not be construed to include a lady who later The existence of this presumption was recognised by
theHouse of Lords in I.R.C. v. F.S. Secu.rities Ltd.1 and by the
became a wife.
High Court of Nagpur in Ahmadji Bhai v. State of Madhya
(b) Presumption in favour of the Assessee Pradesh.2
Where the terms of an enacbnent imposing a tax are
(d) Courts not to restrict the ambit of the law for
· fairly susceptible to two constructions, the one which favours
considerations of equity.
the subject is to be adopted.
In Kirkness v. John Hudson and Co.,l the plant of If the language of the enactment is plain, the principle
the respondent was compulsorily acquired ~y the State. S. 17 of strict construction does not require the courts to restrict
of Income Tax Act provided that a balancmg charge could the ambit of the provisions with reference to possible
be levied when machinery or plant was sold for a sum in consequences.
excess of its written down value. The charge was levied on In Farmers Machinery Syndicate v. Shaw} certain
the compensation paid to the company. The Court used the farmers joined together to form a syndicate to operate a
presumption to hold that 'sale' in this enactment should be factory for drying grains. They purchased and installed the
construed to exclude compulsory sale. It held that-the charge machinery. A trust was created to manage it and the land
could not levied on the amount received as compensation. on which the plant w~ installed also vested in the trust A
In Income Tax Commissioner v. Karamachand question arose whether the plant was liable for payment of
Pren1chand Ltd,2 the question related to the ambit of the 'rate' under the Rating and Valuation Act, 1928. S. 2(2) of
third provisoS. 5 of the Business Profits Tax Act, 1947. This the Act' exempted from rate assessment such buildings as
proviso excluded income profits or gains of business arisfug were occupied together with farm land and were used for
in any part of India to which the Act did not ~xtend. The agricultural operations on such land. The Courts held that the
respondent claimed that his losses arising in B_a roda (an area . exemption was not available in respect of the plant because it
to which the Act did not extend) should be taken into account. was occupied by the trust managing committee which had no
The supremE:: Court held that as the matter was debatable a farm land and as such it was not occupied together with the
construction favouring the assessee was to be adopted, and as farm lands, nor was it used in connection with agricultural
such the losses should be taken into account. operations on such lands.
(c) Presumption against Double Taxation In C.A. Abraham v. Income Tax Officers,4 it was
There is a presumption that the legislature does not held by the Supreme Court that legislative enactn1ents
intend to tax the same transaction more than once. Of course aimed at meeting the evil of tax evasion were often drawn
in comprelesive language. It was not for the Courts to
1. (1955) 2 All. E.R 345 restrict their operation for considerations of hardship and
2 A.LR. 1960 S.C. 1173.
1. (1%4) 2 All. E.R. 691 •
•
2. A.LR. 1953 Nagpur 29.
• •
.. 3. (1961) 1 All E.R. 285
·- -'-·
136 Interpretation of Statutes Construction of Tax - Statutes 137
inconvenience. In the instant case the Court held that the 5. 18A(6) of the Income Tax Act, 1922, required an
power to make assessment in case of a discontinued business assessee to pay interest on the sum of tax found due from
included the power to impose a penalty on the assessee. him between 1st January of the year in which tax was paid
up and the date of regular assessment, in the situation where
The same principle is used by the Courts to requirs
the assessee paid an advance tax and his estimated tax was
that those who claim exemptions under a tax-statute must less than 80 percent of the actual tax due from him for that
establish them. period. Subsection (8) provided for payment of interest in
1
In Income Tax Commissioner v. Ram.krishna Deo, cases where no payment of tax was made in accoradance with
the question was who had the burden to prove that the subsection(6). InGursahai v. Income Tax Commissinner,1 the
inc'Ome was agricultural income and was exempt from levy of question was whether S. 18A (8) was applicable to a case where
income tax. The Supreme Court held that the burden lay on an assessee was liable to pay advance tax but had not paid it.
the assessee. Literally construed, the enactment would not h'lve covered
the case but the Supreme Court held that tht! provisions
(e) Limitations of Rule of Strict Construction made by S. 18A(8) were related to machinery of-collection of
The Principle of Strict construction is basically limited taxes and not to levy of a tax, and such an enactment must
to charging sections of the tax-statute. The Courts have made be so constreed so as to make it workable and not so as to
a distinction between the imposition of liability to pay tax and defeat it. Similarly in Murari Lal v. B.R.Vad,2 'The Supreme
Court refused to extend the doctrine of strict construction to
the machinery for collection of tax. The provisions relating
assessn1ent of tax on firms after their dis0lution.
to imposition of liability are to be strictly construed; but the
provisions creating the machinery for tax-collection should be (3) Doctrine of Substance
construed ut res magis valsat quam pereat. The Court will In a few cases it has been held that in construing a tax
construe enactments relating to machinery of collection so as statute., the Courts should take the substance of the transaction
into account and should not limit themselves to the from of
not to defeat the intention of the legislature. Once the liability
the transaction. ·
is incurred the statute should be construed so as ••
to make it
\\-·orkable. This ~ttitude has been severely criticised by Courts
is England and India. In Inland Revenue Commissioner
In Allen v. Trehearne,2 S.45(5) of the F~nce Act, v. Duke of West-minister.3 Lord Russell observed that the
1927 provided that in case an assessee ceased to hod office doctrine proceeded on a misunderstanding of observations
during an assessment year, he would be liable to pay tax on made in some earlier cases. If something did not fall within
the amount of emoluments received between 6th April of the letter of the tax enactment it would not be brought
that year ~d the date on which he ceased to be employed. into it by analogy or by a reference to the substance of the
The question was whether this enactment was applicable to a transaction. The Privy Council accepted with approval these
case where the assessee died without receiving the sum due views in Bank of Chattinad v. Income Tax Commissioner.4
as emoluments. The Court held that the provision should The Supreme Court has also adopted this stand in Fernandez
~ v. State of Kerala.5
be broad!~ construed as it only dealt with the machinery of
tax collection. It construed the enactment to include not only 1. A.I.R 1963 S.C. 1062
•
payments received but also payP"tents due to be received. 2 1976 S.C. 313
1. ALR. 1959 S.C: 239 3. (1935)
2 (1938) 22 Tax cases 15 . 4. AI.R. 1940 P.C. 183
r. .
..
•• 5. A.l.R. 1957 S.C. 657
Interpretation of Statutes
138 • • 1
•
In Potts Executors v. IndlandRevenue Comnus~toners,
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the House of Lords refused to consider sums, pru.d by a
corporate body at the request of the assessee to third person, Chapter 12
as payments made in substance to the assessee.
In Banarsidas v. Income Tax Off:icer,2 the Supreme
Court refused to apply the doctrine of substance. There the
Certain. Presumption
question arose in respect of S. 34 of the Income Tax Act~ 1922.
That enacbnent confers the power upon Income Tax Officer to
assessment if any income has escaped asessment. 1. Presumption Against Exclusion of Jurisdication
~f:r :'e Income Tax Amendment Act 1959 provided that of Courts.
a notice issued for assessment of income under S. 34 .of the 2. Presumption Against Extra Territorial
Principal Act would not be invalid merely becaus: 1t was Operation. .
· ed after the time period of eight years prescnbed for 3. Presumption Against Contravention of
lSSU • th
reopening of assessment had expired. In the mstant case e International Law.
notice was issued within that time period. The Court held While most of the principles of interpretation of
that it would not go to the substance to say that 'issued' and statutes can be and are stated as presumptions, and need not
~served' were not the same thing, but where the words of the be discussed separately, a few of the presumtpion require
Act were clear and validated such notices it will give effect to distinct treatment. these are:
them. 1. Presumption against exclusion of juridiction of Courts
The doctrine of substance has however a limited
connotation also. It means that the court 'Will examine the 2. Presumption against extra-territorial operation
true legal nature and effect of a transaction and will not be
3
3: Presumption against breach of !ntemationallaw
deceived by forms. Thus in Re. Hanns-worth, the Chantery
Division held that it would not limit itself to a11.examination
1. PRESUMPTION AGAINST EXCLUSION OF
of the deeds, but will look at the true legal na~e and eff~t of JURISDICTION
transaction to determine whether it amounted to a purchase There is a presumption against exclusion of the
within 5.3(1) of the Finance Act, 1894. · jurisdiction of ordinary courts of law, civil of criminal. Such
4 exclusion can only be brought about by express language of
In Commissioner of Customs v. H.G. Kewley, the
Court held that the word furniture in the Finance Act, 1958 necessary implication. For the same reason statutes excluding
included parts of furniture. Simply becasue furniture parts jurisdiction of ordinary courts are strictly construed.
ready to ba assembled were imported did not mean that This attitude of the courts originated in the keen
furniture was not imported. comptition amon·various courts in England in the m edieveal
period. In th~ modem era, it now rests on the inclination of
000 the courts not to disturb the settled state of law a..nd deny
1. (1951) 1 All E.R. 76
access to the citizens to courts of law. •
2. A.LR. 1964 S.C. 1742
3. (1967) 2 All E.R. 249 •
4. (1965) 1 All E:R. 929 .
. • ..
~------r .
140 Interpretation of Statutes Certain Presumption 141
'
1. (1853) 8 EX. 361
Find More at https://t.me/LawCollegeNotes_Stuffs 2 (1909} 2 KB. 611
, 3. A.I.R. 1959 S.C. 1002
.
Certain Presumption 145
144 ·· · · Interpretation of Statutes
The presumption against extra-territoriality can be
In Ma~h~od v. A.C New South Wales, the statute
1
rebutted by express language. In Theopltile v. Solictor
made by the legislature of New South Wales provided for General} the Court held that the Bankruptcy Act, 1914
punishment of bigamy. The Privy Council held that the statute operated extra-territorially because the expression 'dentor'
did not apply to a second marriage contracted anywhere was defind so as to include a foreigner who committed an act
beyond the state of New South Wales, as all crime was local of bankruptcy in a foreign country. S. 4 of the Indian Penal
2
In A.G. for Alberta v. Huggard Assets Ltd., the Privy Code expressly gives the Code an extra territorial operation
Council held that a British statute of 1660 abolishing military in two classes of cases : (i) where the crime is committed by
tenures of land did not apply to Canada. a citizen of India in any place outside India, and (ii) a crime
· In Freke v. Lord Garbery,3 the Court held that where is committed by an y person on a ship or air-craft registered
the land was ~ituated in England it could only be alienated in India wherever it may be. These express woeds rebut the
in conformity with the law relating to transfer of immovable prsumption.
property in England. The presumption against extra-territorial operation can
4 also. be negative. by necessary implicati<?n. Such implication,
In Central Bank of India v. Ram Narain, the Supreme
Court held that the provisions of S. 188 of Criminal Procedure among other tlungs may arise out of the subject matter of
Code, 1898, did not apply to a person who was not a citizen the statute. Thus, statutes creating disabilities for marital
of India. In this case the accused was carrying on business in relationship are presumed t::> operate extra-territorially. In
Multan. As Multan became a part of Pakistan he left it and Brook v. Brook} the House of Lords held that the Marriage
came to India in November 1947. Before leaving for India he Act 1835, was applicable to all marriages. celebrated any
allegedly stole and dic;posed certain goods pledged by him where. The reasons were that to confine such statutes within
with the Central Bank and kept in the Bank's godowns. After territorial limits would mean that a marriage that was invalid
his arrival in India the accused was prosecuted fbr offences in one country would be valid of the parties married in an
committed in Pakistan. The Court held that while the offences other country and so the purpose of the statute would be
were committed the accused was not a citizen of India and no defeated.
•
prosecution could be launched against him for those offences
3. PRESUMPTION AGAINST A VIOLATION OF
even if he later on acquired Indian citizenship since crime was• INTERNATIONAL LAW
essentially local in character.
It is presumed the legislature does not intend to offend
In Income Tax Commissioner v. Malayalam
against established principles of International law. The Courts
Plantation,5 the Supreme Court held that S. 77 . of the Estate ,
will avoid a construction that gives rise to such inconsistency
Duty Act,. 1953 did not operate extra-territorially. That ~ection
except where they are compelled by express words or by
empowered a person required to pay estate duty in respect of
necessary implication to do otherwise.
any property to alienate such property. The Court held that
property of a person domiciled in a foreign country could not In Madazo v. Willes,3 the Court held that the statute
be s ""ld under that section. permitting capture of ships engaged in slave-trade did
not app!y to foreign ships, as that would be contrary to
1. 1891 A.C. 455
international Law. ·
2 (1953) A.C. 420
3. (1873) LR 16 Eq. 46 1. 1950 A.C. 1Ff •
,
4. A.lR. 1955 S.C. 36 2 (1861.) 9 H.L.C. 193
5. A.I.R. 1965 S.C. 161 3. (1820) 3 B and All 35~
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146 Interpretation of Statutes
•
In Sharif v. Azad,1 the Queens Bench, held that the
expression 'exchange contracts' in Bretton Woods Agreements
Order in Council 1946, should be liberally construed with
regard to the object of the Agreement to protect the currencies
of the parties to the Agreement.
An important application of this presumption against
Chapter 13
in consistency with international law is to be perceived
in exclusion of foreigners from the ambit of statutes. This Application of Statutes to State
exclusion is based on the respect to be paid to sovereign rights
of othe states.
In Ex parte Blain,2 the Court held that the Birtish bank 1. Presumption of Crown Immunity
ruptcy statutes did not apply to foreigners committing acts of 2. Extent of the Rule in Engiand
bankruptcy outside England. 3. Application of the Presumption in India
In Nachiappa v. Subramanian,3 the Supreme Court
held that Courts in India could deal with claims regarding 1. PRESUMPTION OF CROWN IMMUNITY
immovable property situated in Burma. In English law there is a presumption that no statute
binds the Crown unless it is expressly named therein, or is
Recendy Chief Justice Sikri in Keshvanand Bharti v.
State of Kerala,4 recongnized the existence of the presumption referred to by necessary implication. Plowden
against inconsistency with international law and referred to J.J. has explained the basis of the rule inWilliam v.
the Declaration of Human Rights to show the basic nature of Berkley,1 the 'King, when be assents to a legislation, does not
the gurantee of fundamantal rights. mean to prejudice himself or to bar to himself his liberty and
privil~ges.
This rule is said to have· originated in the Royal
•• prerogative. However, there is a consensus among
contemporary jurists that the rule of construction and is not a
Find More at https://t.me/LawCollegeNotes_Stuffs . part of the Royal prerogative.
• .· Early English writers like Lord Coke and Bacon
Jlnrucated three Classes of statutes which bind the Crown
·without specifically naming it. These are mentioned in
Magdalen College Case: 2
re
.
1. Statutes for maintenance of religion, learning and
poor
2. Statutes for suporession of wrongs
.... •
~ 3. Statutes that tend to carry out the desires of a
1. (1967) 1 Q .B. 605
~ounder or donor
2 (1879) 12 Ch. D. 522
3. AlR. 1960 S.C. 3(]7 ;. (1562) Plowd 223, 240
4. A.I.R. 1973 S.C. 1461 (1510.11) · 2. (1615) 11 Co.· Rep. 66b
Application of Statutes to State 149
148 Interpretation of Statutes
These general exceptions have not been a~proved by control of the Minister of Transport. Its purpose ws to provide
the courts or by later writers, not have they been diSapproved. for carriage of goods and transport of passengers. The Court
held that. the functions of the -Commission were purely of a
2. EXTENT OF RULE IN ENGLAND commercial nature and the sort of general control vested in the
(a) Who can claim exemptions- The protection of the Minister was not sufficient to render the corporation a servant
rule is available in England to three classes of persons : of the Crown Similarly in British Broad-Casting Corporation
v. Johns.1 The B.B.C. was not treated as a servant or agent of
(i) The Sovereign the crown as broadcasting was not a govermental function.
(ii) Servants or agents of the Crown acting in the
course of employment (b) Conditions of Non-Availability
(iii) Persons who, though they are no.t strictly speaking Statutes can bind the Crown in two class of cases. First,
servants or agents of the Crown, are for limited where the statute expressly refers to the Crown. Secondly,
purposes considered similar to them. where there is a manifest intention to iilclude the Crown. The
In the third class are included such persons who are implication can arise a from the language of. the Statute. Thus
independent of the control of the Crown. They perform regal in Stewart v. Conservators of River Thames/ the statute
or governmental functions such as administration of justice which exempted from imposition of all taxes was considered
and maintenance of law and order. Thus in Mersey Docks v. to bind the Crown by necessary implication.
Camero~1 it was held that where property was occupied for TJ:epresumpti~n has come in for severe criticism by
a public purpose fa11ing within the province of govermental modem JuriSts. Glanville Williams has rather gone to the
functions the occupires would be considered a servant. of the extent of stating that in view of the extension in ambit ui state
Ct0\\.'1\.. The rationale of the rule is that the activities of such functions in contemporary society the presumption should be
angencies are such as fall within the province of govermental that the Crown is bound by a statute.3
functions. The nature of functions and not the control exercised
by the crown is the criterion for exemption.
3. APPLICATION OF THE RULE IN INDIA
The Principle laid down in Mersey Docks case has · ~p to 1_967, it was. considered that the presumption of
been followed in later cases. Thus Justice of Peace,2 Custodian Crown. :unmuru~ was avail~ble to the state in this country also.
of Enemy Property} Army drivers,4 and the AssoCiation The Pnvy Co~cil had applied the rule to the interpretation of
for raising a Territorial Armf have been considered to be statutes m Indta. The Bombay Municipal Act 1888, authorised
similar to servants of the Crown asthey perform govermental the commissioners to carry water pipes under and land. It
functions. was held by the Bombay High Court to apply to government
owned lands also. The court held that the legislation could
In Tamlin v. Hannaford,6 that inununity was claimed
.not operate with reasonable efficiency if such lands were
for the Transport Commission. This Commission was created excluded.
under the Transport Act 1947, and was under the general
The Pri~ Council over ruled it in Bombay Province v.
1. (1865) 11 H.L.C. 443
2 Coomber v. Berkshire Justice,(1883) 9 A.C. 61
Bombay Corp. holding that the Crown could not be bound by
3. Bank Voor Handel v. Hungarian Adm., (1954) 1 All E.R. U69 1. (1964) 1 All E.R. 923
4. Cooper v. Hawkins (1901) 2 KB. 164 2 (1908) 1 K.B. 893 •
5. londo n Territorial Association v. Nichols, (1948) 2 A. 11 E.R. 157. 3. Williams : Crown Proceedings Act 187
6. (1949) 2 All E.R 3'Zl 4. A.LR. 1960 S.C. 1355
•
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Application of Statutes to State
•
151
In Supdt. & L.R. of State of West Bengal v. Corporation
of Calcutta,1 a full bench of the Supreme Court reconsidered
150 Interpretation of Statutes the position. A majority held presumption in respect of crown
immunity is not available iri India. Chief Justice Subba Rao
a statute except where such an inference was either expressly has given three reasons :
provided or had to be necessarily implied. . (i) The presumption is a part of the common law of
The Supreme Court considere~ the qu.estion of England It is not a rule of substantive law but merely
rule for the first time. InDuedor of a principle of construction and cannot as such fall
aw~oo li ti Of this . 1
Rationing and Disbibution v. Corporation ~~ Calcutta. within Art. 372. It can not be said to be 'law in fore~'
Here the question was whether a sta~te requmng p~rsons at the commencement of the Constitution
storing rice to obtain a licence was applicable to the Duector
(ii) The principle has not been applied to large areas
who was storing such grains on behalf of the Government of in this country. The arious ·high court decisions
West Bengal. A majority of the ~upr~e Com:t considered turned principally on the terms ot the statute.
that the rule relating to presumption of unmuruty of Crown
was recognised in this country also and was applicable to (iii)Finally, in his !opinion there are many reasons for
the State even after the commencement of the Constitution. which the rule should not be adopted : It has not
become the law of land. It is against the rule of
It held that the Director was entitled to claim immunity as he
law. It will introduce conflict and discrimination.
was performing. sovereign functions. Wanchoo J., howe~er,
entered a strong diss~t in this case. He observed that m a . ~rhus it lvas held tha ~ the rule of construction presuming
country where the rule of law prevailed the State as well as lliUI\umty of the state c.f the state should not be applied for
citizens should be bound by the la~. No one was above the conshuing statutes in India.
law and should not be presumed to be so. Shah J. dissented from th~ majority opinion particularly
The rule in Director of Rationing case was followed on the ground that the rule on construction excluding the
in later La.ses.The cotrrts drew a distinction between sovereign Cro~ had been recieved this country as early as 1726 and
(regal) and non-sovereign functions. In many cases it was has smce become a part of the 'law inforce' at the time of the
•
held that the presumption did not arise ~here what was commencement of the Constitution and is continued under
being performed on behalf of the statue was not a .•regal th~ Consti~tion by virtue of Art. 372. Finally shah J. disagreed
function. InState of Bombay v. Hospital Majdoor Sabha,2 With the vtew that the principle resulted in diserimination.
the Industrial Disputes Act 1947, was considered applicable The rule laid down in the Legal Remembrancer case
to State maintained Hospitals. In this case the Supreme was affirmed unanilnously in Union of India. v. Jubbi.2 There
Court has held that sovereign function are such functions as the question was whether the tenanst of lands held by Union
no private citizen coundertake, and the presumption would of India in the State of Himachal Pradesh can claim the benefit
be available only in respect of such functions. Again, in of the Big Landed Estatesaand Land Reforms Act 1953. It was
Union of India v. Ladu Lal Jain.3 The Supreme Court held contended that the statute did not bind the state as it was
that the state was bound by the Civil Procedure Code. It not expressly made applicable to it. The statute conferred the
distinguished the Director's case on the ground that that case s~atus of ~privileged tenants' on tenants occuping land for a
related to sovereign functions of the state. The availability of gtven penod.
the presumption in respect of commercial activities was not 1. A.l.~. (1966) 1 S.C. 997
considered the reat. 2 A.I.R. (1968) 1 S.C. 360
1. A.I.R. 1960 S.C. 1355
2 A.LR. 1960 S.C. 610 •
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3. AJ.K 1963 S.C. 1681
152 Interpretation of Statutes •
The Court held:
The hormal construction that an
enactatent applies to citizens as well
as to the State unless it expressly or by
necessary implication exempted the State Chapter 14
from its operation, steered clear of all
the anamolies and is consistent with the
phillosophy of equality enshrined in the Special Features of
Constitution. The position now, therefore,
is that a statute applied to state as it
Constitutional Interpretation
does to a citizen unless it expressly or by •
necessary implication exempts the state
1. Doctrine of Liberal Interpretation
from its operation.
The Court analysed the statute holding that the 2. Doctrine of Progaressive Interpretation
paramount object of the statute is to abolish big landed 3. Construction ut res magis
estates and alleviate the conditions of the occupancy tenants 4. Mandatory and Directory Provisjons
by conferring on them preprietary rifhts. In this c"ntext it 5. Doctrine of Pith and Substance
would be difficult to assume that it soughtto exempt the state 6. Doctrine of Colourable Legislation
and discriminate between tenants of the Union of India and
tenants of individuals. Therefore, it can be taken as settled 7. Doctrine of Implied Powers
that a statute in India is applicable to a State unless the same · 8. Directive Principles as an Aid to Interpretation
.
is excluded either expressly or by necessary implication. Such. A written canstitution shares with statutes the general
necessary implication may arise in those cases where the terms principles of ir.:erpretation. However, certain features of
of the statute are such that it can not be meant to apply to the contitutional interpretaion required special consideration.
state, e.g. A Statute which provide only imprisonment as a
penalty as it does not prima fade apply to the State becuase the 1. THE DOCTRINE OF LIBERAL INTERPRETATION
State cannot be imprisoned. But there imprisonment is only an The Constitution is not to be interpreted in any narrow
alternative sentence, there would be no necessary implication or pedantic manner. Marshal C.J. of the U.S. Supreme Court,
exempting the State. This in t."le Legal Remembrancer case has observed in the famous case of Mcculloh v. Maryland}
the Supreme Court held that asS. 218 of the Municipal Act that it must never the forgotten that it is a constitution that is
1951 provided imprisonment as a penalty. It was therefore being expounded. In the same way the Privy Council has held
implicity not applicable to the State. in A.G. for ontario v. A.G. for Canada} that in interpreting
Similarly where the penalty is a fine which goes to th~ British North Atnerica Act, which is a constituent or
state treasury it can be inferred that it does not apply to the organic statute, the construction which iq most bE>nificial to the •
State because it .:annot be assumed that the statute provided widest amplitude of powers must be adopted. TI'e Australian
for the ridiculous thing that the state should pay itself.
1. (1819) 4 Wheaton 316
2 (1912) A.C. 571
OClO
154 Interpretation of Statutes
High Court has observed in A.G. tor
Ne~ S?uth Wa.les v.
Brewery Employees Association, that ~. mterpr~tin~ a
Special Features of Constitutional Interpretation 155
in it. In State of Bombay v. F.N. Balsara,l the Supreme Court
constitution the Court must remember that 1t lS a cons~tution,
a mechanism under which laws are to be made and lS not. a has observed that the most liberal construction should be
mere Act which declares what the law is. The Federal Court m put upon the l-vords, so tht the same n1ay have the widest
India has exten.ied the same approach to the interpretatio~ of amplitude. In Navin Chandra Mafatlal v. Commissioner
the Government of India Act, 1935 in Re C.P. Motor Taxation of Income Tax,2 the Supreme Court refused to confine the
Act} It has also been adopted by our Supreme Court. meaning of the word 'income' to the sense given to it in British
legislative practice, and held that the word 'income' would
The contrast between statutory and constitutional
include capital gains in item 54 of List of the Constitution.
interpretation is most effectively brought out in the following
observation of Viscount Sankey in Edwards v. Attorney (b) Use of Extrinsic Aids
General3: In Constitutional interpretation comparatively greater
There are statutes andstatutes, and strict reliance is placed on travaux prepratories. In Gopalan's
construction deemed proper in the case Case} Kania C.J. took into account the report of the drafting
for example, of a penal or taxing statute committee of the Constituent Assembly in interpreting the
or one passed to regulate the affairse word 'personal liberty' in Art. 21 In K.K. Kochuni v. State
of an English parish, would be often of Madras,4 Subbarao J. took into account the Statement
subversive of Parliaments real intent if of Objects and Reasons of the Fourth Amedment to the
applied to (a constitution). ., Constitution in construing Art. 31 A of the Constitution
A Spirit of liberal interpre~tion infuses judicial to confine its protec~tion to agrarian reform legislation. In
construction of constitutional instruments. Many Sundramari¥ Co. v. Andhra Pradesh,5 the Supreme Court
manifestations of it are to be found in the judicial attitude. A took into account the history of the provisions in interpreting
few examples will be enough to bring point home. Art 286. In 'the recent case, Keshava Nand Bharti v. State of
(a) Interpretation of Legislative Entries
• Kerala,6 the most extensive use has been made extrinsic aids
and legislative history. However, lip service is paid to the rule
The entries in the various lists of Sechedule YII of
that the aids are not be referred to determine the meaning of
the Constitution are not definitions of the power,. but are
an expression but only its context.
only names of subjects assigned to a legislature. The pow.e r
conferred by them is considered plenary in its quality. For this (c) Use of Intrinsic Aids
reason the entries are construed liberally. As in case of extrinsic aids so also in the case of
Thus it has been held that the items in the legislative intrinsic aids, the Courts place greater reliru.,ce an intrinsic
lists in the Vll schedule of the Constitution must not be aids in constitutional interpretation. Thus, use has been made
interpreted in a narrow or restricted sense. Each general word of marginal note in the Golak Nath case/ in construing Art.
should be held to extend to all ancillary or subsidiary matters
which can fa....Uy and reasonably be said to be comprehended 1. AJ.R. 1951 S.C. 318
2 A.LR. 1955 S.C. 58 •
1. (1908) 6 C.LR. 469 •
3. A.I.R. 1950 S.C. 27
2 AJ R. 1939 P.C. 1 •
4. A.l.R. 1960 S.C. 1080
3. (1930) A.C. 124
.. 5. A.LR. 1958 S.C. 468
Find More at https://t.me/LawCollegeNotes_Stuffs 6. A.LR. (1973) 2 S .C. 1462
7. A.I.R. (1967) 2 S.C. 1643
Special Features of Constitutional Interpretation 157
156 Jnterpretation of Statutes
has ~alle~ it the docbine of generic in terpretation. More
368 of the Constitution. The Preamble to the Constitution has ~orestght:m. the ~ture of !judicial statemenship is required
been u sed in R.M.D.C. v. Union of India, by the Su.pr~e
1
m constitutional mterpretation. The Courts must consider
Court to hold that in a polity conunitted to the r~ahzation the P.olicy implica~~ns of the proposed construction of any
of those great ideals gambling could not b~ constdered to constitutional provtston and must look back to its meaning at
constitute ' trade' within the meaning ·of Art. 19(1) (g) of the the time of the adoption of the constitution.
Constitution. In State of Madras v. Ganon Dunkerley and Co. Ltd.}
(d ) While the courts have used the principles of
~e Suprex_ne Court reco~ed the doctrine of progressive
ejusdem generis or Noscitor a sociis at ~es in. inte~reting
mterpret~tion. However, 1t held that the expression 'sale
the Constitution their use is generally avotded. It ts constdered
of goods had . a well settled meaning' in legislative usage
that this is contrary to the principle of liberal interprestati0n.
and must be gtven the same meaning in Entry 48 of List II
In State of West Bengal v. S.S. Baitley)~ the Supreme Court ". enk atr~a Aiyar
.
applied the doctrine of ejusdem generis to interprettion of J. observed that the doctrine of progressive.
~terpreta~ton ?nly meant that the changing circumstances
the terms 'rights, liabilities and obligations' in Art. 9 of India
illustrate illummate the full import of the words. It did not
Indept.~dence Order, 1947.
alter the meaning of a word.
The principle of liberal interpretation is, however, not
lo be used to interpret the Constitution in the light of any so 3. CONSTRUCTION Uf RES MAGIS
call~d spirit or tl.cory c' constitution. Thus in State of Bihar The Constitution is to be read as a whole and is to
~·. Kameshwar Singh/ ~c Supreme Court denie~ an appeal be made workable. The ut res magis V~leat ~ua.mpereat
n~de tv it in the name 01 tlle spir) of the Constitution. N ever
rule applied with equal if not greater force to constitutional
fut- I~, in construing the Constitutit)~, regard must be ba d interpretation. The Supreme Court in Golanknath case} has
of the ideals- informir.g it Thus it has ce-en held in R.M.D.C.
frowned upcn the tendency to treat Articles, ca1d at times
case that in vrew of the lofty ideals of Constitution gambling even clauses of certain Articles, as complete and exhaustive
cannot be regarded as a trade. Codes. Each provision of the Constitution must be read in the
2. THE DOCTRINE OF PROGRESSIVE
•4
context of the whole of the document.
INTERPRETATION . Thus in Re. C.P. and Berar Motor spirit Taxation, 3
A Constitution is not a transient document. It is desi case the Federal Court limited the meaning of ' Excise' in List
to last a long time. The ordinary rule of interpretation that I to ~n1~ tax on 'n1anufacture or production of goods' because
terms of a statute must be ~ven the same meaning as had to gxve It an extensive m eaning w ould seriously jeopardise the
at the time when the statute w as made, has n o application power of the provinces to impose tax on sale of goods.
to it Though the terms of the Constituticn do not under go In Devau Temple Case,4 the conflict between the
any ~ange and the nature of the grant of power must always proviso to ~rt. 25 (2) and Art. 26 was harmonized by excluding
remam ~e same, the extent and ambit of the · power may the operation of the former on occasions of d enominational
grow \o\TJt.h the progress of civilization so as to include such significance.
developments as may occur from time to time. Prof. Wynes
1
-
A.LR. 19:>/ S.C. 82
1.
2
A l R. 1258 S.C. 560
supra n. 10
•
considered that the directive principles ought to be implemented entession public purpose' in Art. 31 and held that acquis of
only in a way as did not offend against the guarantee of zamindari being made to implement the directives ce in Art.
fundamental rights. However, the complementary character 39 (b) & (c) was for a public purpose.
of directive principles is well settied, e.g. in C.B. Boarding & In Bijay Cotton Mills v. State of Ajmcr/ the held
Lodging House v. State of Mysore,3 the Supreme Court has that the directive principles constitute a rel consideration in
observed that on the ·whole there is no conflict between the determining 'vhether a restriction law was in the interest of
provisions contained in Part ill and IV of the Constitution and the general public. In that the court h eld that -1 law made
they are complementary and supplementary to each other'. . to implement the direct secure . a living wage to all, was in
the interst of public witlrin the meanmg of Art. 19(6) of the
1. AJ.R 1958 S.C. 956
Constitutes.
2. supra n. 10 1. supra n. 34
3. AJ.R. 1970 S.C. 2042 2 A.l.R. 1955 S.C. 33
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.
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uo ~pEetalion of Statutes
ti\ R.M..D. v. Union of India,1 the •
Coull hM held that a law DU\de to implement directive
a teaSQDable reatxiction within the meaning of
19(6).
OJ) Dilectives as Aid in Determining meaning of expres
ill tlti CoDStitatioo
The dilec:tive principles can also be referred to Courts
ill 61\ding out the meaning of expression used Constitution in
provisions other than those dealing who fundamental rights.
. In State of West Bengal v.. N.N. Bagohi,2 the Court
to the directive relating to separation of executive from the
•
Judidary to construe the texnt'control' in It held that 'Control'
must be considered to include on disciplinary matters so as
to secure independence ciary (rom executive interference, and
ensure separative executive from the judiciary as envisaged in
Art 50.
(c) Directives as aid in determining the scope of legislative
power •
Since the directive principle enjoin duties upon statute,
they constitute important refrents in considred the scope of
legislative powers. Of · course, as held F.N.Balsara case} •
they cannot be used to create legislative power where the
Constitution denies it, but they are relevant in determining
the ambit of the various entri the legislative lists.
••
Thus, in the Balsara Case, the Supreme Court r~fe to
Art 47, to hold that 'liquor' in Ent 8 of List II, in not confined
to alcholic drinks generally used as a liquid but also included ·
any liquid containing alchoL
[J[J[J
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•
1. supra n. 11 • .• .
2. supra n. 5 a
3. A.I.R. (1966) 1 S.C. W
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