Banking NCP 1

The maximum period of a treasury Bill in India is..........
days*
365
364
182
91
Which of the following agencies is empowered to liquidate any sick company?
RBI
BIFR
SEBI
Registrar of companies
Identify the incorrect statement with reference to Commercial paper *
CP issue can be underwritten or co-accepted

CP can be issued for a period not less than 7 days and not exceeding one year from the date
of issue.
Minimum denomination/marketable lot for CP will be Rs.5 lac, and multiples thereof.
CP will be issued at a discount to face value.
The Maximum period of a Certificate of Deposit is............*
10 years
1 year
25 years
No such time limit
The regulator of equity market*
NSE
SEBI
FMC
DGFT
The regulator of Insurance Market*
SEBI
AMFI
DICGC
IRDAI
Identify one of the intermediaries of the capital Market :*
Primary Dealers
Brokers
Agents
Authorised Dealers
Purchase of shares from stock exchange represents which of these market*
Primary Market
Secondary Market
Tertiary Market
Money Market
Which of the following products does not belong to Pension Funds market*
National Pension Scheme

Employee Provident fund
Equity Shares
Monthly Income Schemes
Which of the following does not relate to the commodities market?*
NCDEX
MCX
ICEX
BSE
Regulation of Foreign Exchange Resources in India is done by...............*
SEBI
RBI
Controller of Capital Issues
FEMA
Mutual funds market is regulated by............*
RBI
SEBI
AMFI
IRDAI
Which of the following is the most important function of a Treasurer( According to
priority)*
Tax Planning
Internal control
Liquidity Management
Record Management
Which of the following is the most important function of a Controller, according to

priority*
Management of Accounts
Liquidity Management
Capital structure determination
Cashflow estimations
integrated Treasury includes : Money Market, Securities Market and ..............*
Insurance Market
Forex Market
Real Estate Market
Alternate Investments Market
Which of the following is not one of the essential elements of corporate treasury,
according to prioroty of services?*
Accounting and valuation

Risk Management
IT Systems
Public grievances
The basic capital Adequacy Ratio to be maintained by Banks in India as per RBI
guidelines?*
7%
8%
9%
11%
The CRR as on today is............ %*
3.75
4.5
4
4.75
The Bank Rate as on today is ............ %*
6.15
5.95
3.75
5.15
In case of a repo transaction, the difference between the securities sold by the
borrowing bank and the loan given by RBI is called..............*
Hair cut
Repo Margin
LAF
Securities Inflation Reserve
The Repo and Reverse Repo transactions put together is called..............*
Liquidity Adjustment Facility

Marginal Standing Facility
Ways and Means Advances
Open Market Operations
The rate at which RBI rediscounts the bills of commercial banks is called...............*
Repo Rate
Reverse Repo Rate
Bank Rate
Marginal Standing Facility Rate
Securities issue by RBI to public for the purpose of sucking the excess liquidity from
the economy is called........*
Treasury Bill
Government Dated Securities
Market Stabilization Bonds
Secured Debentures
The rate of interest charged on loans given by RBI to Bank against the SLR
securities is called..........*
Bank Rate
Repo Rate
MSF Rate
Reverse Repo Rate
Of late, the Monetary policy is reviewed by RBI, once in ............... months*
2
3
4
6
The penalty for not maintaining the CRR on the due date is ............ % over the Bank
Rate.*
1
2
3
4
Which of the following is/are the feature(s) of certificates of deposit (CDs)?

*
CDs are issued at premium to face value

CDs do not attract stamp duty
CDs carry a high risk of default
CDs are freely transferable by endorsement and delivery
Which of the following is the source of Equity finance?*
ECB
FCCBs
Securitization
Private Equity
Which of the following is a function of a controller?

*
Selecting the best source of finance for long term and short term requirements
Maintaining healthy relationship with banks
Formulation of capital structure
ensuring regulatory compliance for finance dept
Which of the following aspects, the Treasurer need not lay more emphasis,
according to priority?*
Diversity of Maturities
Diversity of Source
Ease of Finance
Credit worthiness of lenders
A unit contribution to the debt of a company is called.....*
Share
Debenture
NAV
Security Certificate
Which of the following is a risk free instrument?
Commercial Paper
Certificate of Deposit
Bank Deposit
GOI Bond
Which of the following statement with reference to Call money true?
Is lent to even out short term mismatches of Assets and Liabilities of corporate treasury
to meet SLR requirements of banks
pure inter-bank money market instrument
Money is borrowed for short period for discounting t-bills/goi bonds
Which one of the risk is a key determinant factor in the fixed rate Non-convertible
Debenture Instrument in the order of priority?
Exchange Rate risk

Inflation risk
Business risk
Interest rate risk
The intermediary between the customers and suppliers who perform financing and
debt collection services is referred as
bank
factor
investment banker
NBFC
Which of the following is not a primary market intermediary in the context of capital
markets?
Lead bankers
Registrars
Traders
Trustees.
________ is a financial plan involving cash movements over a future period

assessed on the basis of internal as well as the external environment of the
organization whereas ________ involves prediction of cash movements in a future
environment.
Cash forecasting, cash budgeting

Cash budgeting, cash forecasting
Cash planning, cash forecasting
Cash budgeting, cash recording
which of the functions is not performed mid office in a treasury department?
compliance of dealer limits

Monitoring the back office(doubt)
Reporting to top management
Dealing with the clients
Financial system plays a crucial role in economic development through saving-

investment process. identify which of the following statements is incorrect
It helps to monitor regulator's performance.

It provides a mechanism for the transfer of resources across geographical boundaries.
It helps in lowering the transaction costs and increase returns and motivates people to save
more.
promotes the process of capital formation.
The instrument, wherein each cash flow of the fixed coupon security is converted
into a separate tradable Zero Coupon Bond and principal is traded separately as
independent securities in the secondary market is referred as_______
TIPS
STRIPS
Capital indexed bonds
CBLOs

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The maximum period of a treasury Bill in India is..........

Which of the following agencies is empowered to liquidate any sick company?

Identify the incorrect statement with reference to Commercial paper *

CP issue can be underwritten or co-accepted

The Maximum period of a Certificate of Deposit is............*

The regulator of equity market*

The regulator of Insurance Market*

Purchase of shares from stock exchange represents which of these market*

National Pension Scheme

Which of the following does not relate to the commodities market?*

Regulation of Foreign Exchange Resources in India is done by...............*

Mutual funds market is regulated by............*

Which of the following is the most important function of a Controller, according to

integrated Treasury includes : Money Market, Securities Market and ..............*

Accounting and valuation

The CRR as on today is............ %*

The Bank Rate as on today is ............ %*

The Repo and Reverse Repo transactions put together is called..............*

Liquidity Adjustment Facility

Of late, the Monetary policy is reviewed by RBI, once in ............... months*

Which of the following is/are the feature(s) of certificates of deposit (CDs)?

CDs are issued at premium to face value

Which of the following is the source of Equity finance?*

Which of the following is a function of a controller?

A unit contribution to the debt of a company is called.....*

Which of the following is a risk free instrument?

Which of the following statement with reference to Call money true?

Exchange Rate risk

________ is a financial plan involving cash movements over a future period

Cash forecasting, cash budgeting

which of the functions is not performed mid office in a treasury department?

compliance of dealer limits

Financial system plays a crucial role in economic development through saving-

It helps to monitor regulator's performance.

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