Rpt9451ocr 2005 00417 01 e
Rpt9451ocr 2005 00417 01 e
Rpt9451ocr 2005 00417 01 e
R.J. Ellison
O CONCAWE
Brussels
February 1994
report no 94/51
ABSTRACT
Untreated lubricant base oils have been associated in the past with the
development of human skin cancer To give a better understanding of these
health effects, industry has conducted an extensive range of long-term dermal
carcinogenicity studies with the objective of identifying the influence of
different types of refinery processing and t o establish the important base oil
compositional factors The studies have led t o improved refining techniques
and t o the development of simple markers for control purposes based on a
standard analytical test.
The report describes the development of markers for the prediction of base oil
carcinogenicity and examines the relative merits of t w o particular candidates,
one based on dimethyl sulphoxide extraction by method IP 3 4 6 and the other
based on benzo(a)pyrene (Bap) concentration.
KEYWORDS
Animal, aromatic extract, base oil, benzo(alpyrene, carcinogens, classification,
dermal, DMSO extract, IP 3 4 6 test, ISPRA, labelling, lubricant base oils,
marker, mice, PAC, RAE, skin, tumour.
NOTE
Corrsiderable efforts have beerr made to assure the accuracy and reliabdiry of the
information contained in tlhs publication However, rreitlier CONCA WE nor any conlpany
participatirlg in CONCA WE can accept liabdity for any loss. damage or injury whatsoever
resulting from the use of this information
This repot! does not necessarrly represent the views of any company particrpatrng in
CONCA WE
(cxml~@w@ report no. 94/51
CONTENTS
1. INTRODUCTION
2. HEALTH ASPECTS OF MINERAL OlLS AND DEVELOPMENT
OF CONTROL MEASURES
4. CARClNOGENlClTY MARKERS
5 CONCLUSIONS
6 REFERENCES
Table 1
Figures 1 to 5
INTRODUCTION
llntreated lubricant base oils have been associated in the past with the
development of human skin cancer. To give a better understanding of these
health effects, industry has conducted an extensive range of long-term dermal
carcinogenicity studies with the objective of identifying the influence of
different types of refinery processing and to establish the important base oil
compositional factors. The studies have led to improved refining techniques
and to the development of simple markers for control purposes based on a
standard analytical test.
The report describes the development of markers for the prediction of base oil
carcinogenicity and examines the relative merits of two particular candidates,
one based on dimethyl sulphoxide extraction by method IP 346 and the other
on benzo1a)pyrene Bap) concentration.
Reports in the literature dating back to the early 1920s indicate that the use of
poorly or unrefined mineral oils under conditions of poor personal hygiene has
been associated with skin cancer in man. 1 The subject has been extensively
reviewed in the literature arid reference is made to the IARC study 7. and to the
CONCAWE Dossier on Aromatic Extracts. 3
Since the discovery that refinery processirlg can irifluence the carcinogenic
poteritial of lubricants, the oil industry has conducted a wide range of studies
to identify the factors involved. This has been one reason for the introduction
of more severe refining techniques, such as solvent refining and
hydrotreatment, and it is flow possible to produce lubricating oils that are
non-carcinogenic. As a result, older refining methods in Europe have been
largely discontinued.
For industrial purposes, once the basic trends have been established, quicker
alternative ways of assessing carcinogenic potential are advaritageous for
routine use,.4 There is also the need to minimize continual animal testing.
The Appendix iricludes all the information known to CONCAWE at the end of
1992, including the studies published after the Ispra Workshop in the paper by
Chasey and McKee. 6
report no. 9415 1
PETROLEUM SUBSTANCES
Most petroleum substances come into the category described in the European
Inventory of Existing Commercial Chemical Substances (EINECS) as
"substances of unknown or variable composition". In the petroleum industry,
such substances are usually manufactured t o meet specified physical and
performance criteria, rather than a defined chemical composition. In
consequence, the assessment of potential carcinogenicity can be difficult if
based solely on the definitions given in EINECS.
It has been shown that the molecular species responsible for carcinogenic
potential of lubricant base oils are principally the three t o seven ring polycyclic
aromatic compounds (PACs). 1 in the simplest case, the aromatic rings may
consist of only hydrogen and carbon atoms and these compounds are termed
polycyclic aromatic hydrocarbons (PAH). More complex structures may contain
nitrogen, sulphur or oxygen atoms and as the number of rings increases, the
possible steric arrangements increase rapidly. The molecules may also have
side-chains of varying lengths, structures and complexity; such compounds are
referred to as alkylated PACs.
IP 346 METHOD
The IP 3 4 6 method is a gravimetric procedure in which a sample of oil is
diluted with cyclohexane and extracted twice with DMSO. The sample is cut
so as to exclude material boiling below 300°C. The resulting extract includes
the three t o seven ring polycyclic aromatic hydrocarbons in the test sample,
but it is recognised that the method extracts other material as well. The
resulting DMSO extract is therefore higher in percentage terms than the PAC
content determined by a GLC analysis.
The IP 3 4 6 procedure is suitable for use with lubricant base oils and aromatic
extracts from vacuum distillates, but it is not suitable for use with substances
containing asphaltenes andlor resins such as some residual oils, residual fuels
and bitumen. With such oils, the asphaltenic components prevent the
separation of the DMSO extract.
In addition, the method is not suitable for use with used oils or formulated
products containing additives. With these materials, the dimethyl sulphoxide
may extract components from the additives as well as from the base oil, thus
rendering the results inconclusive.
report no. 94/51
Typically, residual aromatic extracts have a boiling range from about 400°C to
above 650°C. Because of the high boiling range, the molecules extracted by
DMSO are likely to be highly alkylated or possess high molecular weight side
chains and are therefore markedly different from those extracted from distillate
aromatic extracts. There is little evidence to indicate that residual aromatic
extracts are carcinogenic and, for this reason, it is not appropriate to base the
classification on the DMSO extract. A high level of extract by IP 346 may not
necessarily indicate potential carcinogenicity.
~ ~ ~ ~ ~ w @
report no. 94/51
CARCINOGENICITY MARKERS
SUPPORTING EVIDENCE
At the time of the presentation to the EC lspra Workshop in May 1992, the
supporting data available for the evaluation of suitable markers consisted of
some 76 skin painting studies. Most of this information was supplied to
CONCAWE over the period 1981 to 1985 and came from individual studies
conducted by member companies in the previous 15 to 2 0 years.
The samples selected for the evaluation programme are listed in the Appendix.
Table 1 gives a summary of the sample description, tumour incidence, DMSO
extract and benzo(a)pyrene content, Table 2 lists details of test protocols and
Table 3 lists the available analytical data on the test samples.
The presentation to the lspra Workshop in May 1992 was based on the
information contained in Tables 1 to 3 of the Appendix. With the publication of
the Chasey and McKee paper, the additional data listed in Table 4 has been
used to confirm previous conclusions and to assess the accuracy with which
potentially carcinogenic oils can be identified.
For assessing the outcome of the dermal carcinogenicity studies, a sample has
been considered as potentially carcinogenic if 4% or more of the test animals
developed tumours. The 4% incidence rate was chosen as being above the
typical background level for the untreated controls. For a typical study, this
means that for a positive result, at least two of the 50 animals showed
evidence of tumour formation.
Discussions in the TPC Classification and Labelling working group and with
IARC have considered this 4% figure to be valid, although possibly severe.
excess of 70% can be obtained from samples with a DMSO extract in the 5 to
10% (mlm) range, whereas with the CF1 mouse, tumour response rates for
similar samples are not in excess of 50%.
This finding adds a further degree of variability to the data base in addition to
those of test procedure, test duration, dosage rates, etc. The marker levels
discussed below have been developed on a worst case basis and the variability
in the data base adds to the strength and applicability of the markers
proposed.
However, the scatter diagram in Figure 3 shows that Bap content alone is not
sufficient for accurately discriminating between potentially carcinogenic and
non-carcinogenic lubricant base oils as there is no clear dividing line between
potentially carcinogenic and non-carcinogenic oils; with Bap contents between
0.03 and 0.3 mglkg, test results could either be positive or negative.
Figure 4 shows that the correlation between DMSO extract and Bap content is
poor.
Six of the samples included in the above evaluations were blends of lubricating
oil basestocks where long-term dermal carcinogenicity studies had been
conducted on both the individual comporlents and the blends.
report no. 94151
Three of the blends, CONCAWE Samples 108, 109 and 110, were based on
components that had given rise to a significant tumour response in the initial
studies. These were then cut back with a non-carcinogenic white oil so as to
give blends with calculated DMSO extract levels, t w o below 3% and one
above 3%. Samples 108 and l09 with DMSO extracts below 3% did not give
rise to any tumour formation on further testing, whereas Sample 110 with a
DMSO extract of 6.3% resulted in 10% tumours.
CONCAWE Samples 106 and 107 were made up from constituents that had all
previously tested negative and had DMSO extract levels of below 3%. Both of
these blends tested negative.
The final blend, CONCAWE Sample 95, had a DMSO extract of 13% and
tested positive.
The additional data made available on the publication of the paper by Chasey
and McKee 5 gave the opportunity of further checking and confirming the
recommendations put to the lspra Workshop. Inclusion of the new data
increased the number of studies available from 52 to 104. Figure 5 shows the
new data superimposed on Figure 2.
On the basis of all the data available to CONCAWE at the end of 1992, the
accuracy with which the DMSO marker can discriminate between potentially
carcinogenic and non-carcinogenic base oils is quantified in Table 1. This
shows predictability based on DMSO marker levels set at 1 %, 2% and 3%.
If the marker level is set at l%, the marker can predict the onset of
tumorigenic activity, but it is accompanied by an unacceptably high level of
false-positives (16%).At 2%, one false negative is given in 104 samples and
at 3%, three false negatives are given.
In view of the comments concerning the severity of the tumour incidence level
considered positive by CONCAWE and the fact that two of the three false
negatives only gave rise to a tumour incidence of 5%, it is considered that a
DMSO extract marker set at 3% gives a satisfactory limit for classification
purposes.
report no. 94/51
CONCLUSIONS
The scope of the IP 346 method does not allow the proposed marker to be
applied to products containing asphaltenes, such as residual fuel oils, or to
formulated products containing additives. Also, the marker is not applicable t o
gas oils or residual aromatic extracts.
REFERENCES
1% 2% 3%
*
*
ENLARGED BELOW
80
70
60
50
40
30
20
ENLARGED BELOW
10
0
0 5 10 15 20 25 30 35 40
APPENDIX
The tables listed below summarize the data submitted by member companies to
CONCAWE as pan of its investigations into the relationship between the chemical
composition of mineral oils and their ability to cause skin cancer in mice :
Table 1: Study data grouped according to refinery processing. The table includes
relevant data received by CONCAWE up to 31 112/91.
Table 2: Summary of test protocols giving information concerning date of test, strain of
mouse, dose, frequency of dosing and test duration for the studies listed in
Table 1.
Table 3: Physical and chemical properties for the test, samples listed in Table 1.
Table 4: Study data received since 31/12/91 from the paper by Chasey and McKee.
The CONCAWE paper on the DMSO extract marker given in May 1992 to the lspra
Workshop on the Carcinogenicity Classification of Complex Petroleum Substances was
based on the information given in Tables 1, 2 and 3 only.
(cxmNmlw@ report no. 94/51
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Table 2 CONCAWE mineral ail skin painting data: Summarv of test conditions
93 Vacuum distillate
62 Dewexed vacuum distillate
Solvent-extracted oils
98 Liquid S 0 2 extracted. earth treated distillate (150 solvent palet 1971 / CFl 501 250 l 18 m
l 100 Liquid S 0 2 extracted. earth treated distillate 160 solvent palel
79 Furfurai extracted. earth treated distiilate 1600 solvent palel
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report no. 94/51
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66 oistiilate aromatlc extract from furfural extraction of LMO distillate CF1 48 200 2 17 m
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Hvdrotreated aromatlc extract
Blend of hvdrotreated aromatcc extracts CF1 50 200 2 18 m
Hydrogenated solvent extract from vacuum distillate C3H 30 25 3 LT
Hvdrogenated solvent extract from vacuum distilstte C3H 30 25 3 LT
Hvdrogenatad solvent extract from vacuum distillate C3H 30 25 3 LT
Residual Oils
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CONCAWE mineral oil skin painting studies: Sample phvsical end chemrcal properlies
First ~ssued:12-10-32
Rav~sed: 10-02-93 Ravlsed format
(!Xmmaw@ report no. 94/51
CONCAWE ANALYTICAL DATA BANK
First ~ssued:12-10-92
Rev~sed: 10-02-93 Rewsed format
CONCAWE ANALYTICAL DATA BANK
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Table 4: Summary of CONCAWE mineral oil skin painting data: Additional study data received since
31112191
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(!xHMmw@ report no. 94/51
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