Australian Standard: Cranes, Hoists and Winches Part 8: Special Purpose Appliances
Australian Standard: Cranes, Hoists and Winches Part 8: Special Purpose Appliances
Australian Standard: Cranes, Hoists and Winches Part 8: Special Purpose Appliances
AS 1418.8—2008
Australian Standard®
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Australian Standard®
Originated as AS 1418.8—1989.
Third edition 2008.
COPYRIGHT
© Standards Australia
All rights are reserved. No part of this work may be reproduced or copied in any form or by
any means, electronic or mechanical, including photocopying, without the written
permission of the publisher.
Published by Standards Australia GPO Box 476, Sydney, NSW 2001, Australia
ISBN 0 7337 8947 1
AS 1418.8—2008 2
PREFACE
This Standard was prepared by the Australian members of the Joint
Standards Australia/Standards New Zealand Committee ME-005, Cranes, to supersede
AS 1418.8—2002.
The objective of this Standard is to provide requirements for special purpose appliances for
reference by manufacturers, suppliers, users and regulators.
The term ‘informative’ has been used in this Standard to define the application of the
appendix to which it applies. An ‘informative’ appendix is only for information and
guidance.
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3 AS 1418.8—2008
CONTENTS
Page
APPENDICES
A COMMISSIONING INSPECTION ........................................................................... 42
B LIST OF TYPICAL HAZARDS FOR PLATFORM HOISTS ................................... 43
C TYPICAL RATED CAPACITY CHART TYPES FOR
EARTHMOVING EQUIPMENT .............................................................................. 45
BIBILOGRAPHY .................................................................................................................... 49
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5 AS 1418.8—2008
STANDARDS AUSTRALIA
Australian Standard
Cranes, hoists and winches
1.1 SCOPE
This Standard specifies requirements for appliances used for the hoisting of materials or
materials and personnel involved in lifting the materials that are not covered by other parts
of AS 1418. It is complementary to AS 1418.1 but requirements given herein take
precedence over corresponding requirements in AS 1418.1.
NOTES:
1 General guidance on the safe use of the appliances covered by this Standard is given in
AS 2550.1.
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2 Requirements for appliances intended to support work platforms are given in AS 1418.10.
ISO
10567 Earth-moving machinery—Hydraulic excavators—Lift capacity
EN
60204 Safety of machinery—Electrical equipment of machines
60204-1 Part 1: General requirements
VSB6 National Code of Practice for Heavy Vehicle Modifications
1.3 DEFINITIONS
For the purpose of this Standard, the definitions given in AS 2549 and those below apply.
1.3.1 Platform hoist
A fixed hoist, fitted with a platform, intended to serve two levels that raise and lower in the
vertical plane, but does not include hoists covered by other parts of AS 1418, and
wheelchair lifts and other lifts covered by the AS 1735 series.
NOTE: Platforms hoists are intended to primarily lift loads and may accommodate personnel for
the purposes of attending the loads.
1.3.2 Side-boom pipelayer (SBP)
A crane, intended for use in on-site pipelaying operations, comprised of a wheeled or
crawler type vehicle or similar unit to the side of which is attached a boom, which may
pivot about its connection to the host frame. A hoisting mechanism is attached to raise and
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SE C T ION 2 GE NE R A L R E QU IR E ME NT S F OR
DE S IG N
2.1 DESIGN
2.1.1 Basis of design
2.1.1.1 General
The structural and mechanical design, including assessment of loading, material selection
and limitations of stress, deflection and fatigue loading, shall be carried out in accordance
with AS 1418.1 and shall take into consideration the loads and load combinations specified
in the appropriate section of this Standard.
2.1.1.2 Risk assessment
A risk assessment shall be undertaken before completing the design and manufacture of the
appliance and the attachments that can be fitted to it. The risk assessment shall take into
account the structural and operational requirements the appliance is being designed for. The
assessment shall be in writing.
2.1.1.3 Mechanisms
The design of the appliance mechanisms shall comply with the requirements of AS 1418.1
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Crank handles shall have an operating radius not greater than 400 mm.
TABLE 2.1.2
MANUAL OPERATING EFFORT
Maximum manual
Type of operating
operating effort
mechanism
N
Crank handle 250
Endless chain 500
Lever, horizontally operated 300
Lever, vertically operated 400
2.2 COMPONENTS
2.2.1 General
Critical fastenings and elements used to connect and assemble components and parts shall
be designed and fitted so as to prevent, by positive means, the development of slackness,
which may cause displacement.
NOTE: For the purpose of this Clause ‘critical’ is intended to mean a condition of reduced safety
created by the consequent loss in controllability of motion or load, or abnormal wear in
load-sustaining parts.
2.2.2 Steel wire rope and chains
The design factor on steel wire ropes shall be not less than 5 and on chains shall be not less
than 6. For platforms intended to support personnel, the design factor shall be not less than
10.
2.6 TESTING
2.6.1 General
The quality of design of each type model shall be verified by a type test (see Clause 2.6.2).
The type test shall be conducted on one or more production units.
2.6.2 Type test
Each type model of appliance shall be subjected to the tests prescribed in Clause 2.6.3 for
manually operated appliances or Clause 2.6.4 for power-operated appliances.
Manually operated appliances that have been subjected to type tests shall not be used or
offered for use.
2.6.3 Type tests for manually operated appliances
Manually operated appliances shall be subjected to the following tests:
(a) A test load equal to the rated capacity shall be applied to the appliance and shall be
hoisted, in a manner similar to that used in normal practice, through the full range of
hoisting including the functioning of all operational and safety devices.
An appliance shall be considered to have passed this test, if it hoists, arrests, and
sustains the various test loads in any working position within the range of hoisting
without visible or measurable permanent distortion.
(b) A test load equal to twice the maximum rated capacity shall be applied to the
appliance and shall be hoisted through a distance sufficient to rotate the slowest
moving part through not less than one complete revolution, without any part or
component of the appliance showing signs of permanent distortion or the appliance
becoming inoperative.
2.6.4 Type test for power-operated appliance
Power-operated appliances shall be subjected to a test load equal to 1.25 times the rated
capacity. The test load shall be operated through the range of hoisting.
An appliance shall be considered to have passed this test if it hoists, arrests, and sustains
the various test loads in any working position within the range of hoisting without visible or
measurable permanent distortion.
2.6.5 Operational test
Every appliance shall have applied to it a test load equal to the rated capacity. The test load
shall be operated through the range of hoisting. This test shall include the functioning of all
operational and safety devices of the appliance.
NOTES:
1 For large appliances, this test may take the form of a commissioning test.
2 Guidance for commissioning inspections for platform hoists and tip trucks is given in
Appendix A.
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2.7 MARKING
The marking of each type of appliance shall be as specified in the appropriate section of
this Standard.
Marking shall be in the English language, and values shall be in SI units, in accordance
with AS ISO 1000.
3.2 TYPES
Platform hoists shall include—
(a) tailgate hoists;
(b) guided platform hoists laterally restrained by guides;
(c) unguided platform hoists with the lateral restraint provided by the hoist structure; and
(d) platform hoists, guided or unguided, fully enclosed within a shaft, serving two fixed
levels.
Platform hoists shall not include wheelchair lifts or lifts intended to be used by the public.
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3.4 LOADS
3.4.1 Rated capacity
The rated capacity shall be the maximum mass that may be raised and lowered by the
platform hoist, as appropriate, and for which the platform hoist is designed.
Where personnel are permitted to ride on or access the platform, the rated capacity shall
include an allowance of 110 kg per person and a minimum of 40 kg for equipment above
the stated rated capacity for the goods.
3.4.2 Gravitational loads
Gravitational loads shall be the gravitational forces due to each part of the platform hoist,
supporting structure and other similar forces applied to the platform hoist or part of
platform hoist under consideration.
3.4.3 Inertial loads
Inertial loads shall be the inertial forces due to the acceleration or deceleration of moving
parts of the platform hoist and its load. Inertia forces shall be determined in accordance
with the relevant requirements of AS 1418.1.
3.4.4 Additional loads
Forces arising from wind pressure acting on the hoist, thermal effects and other incidental
loadings shall be determined in accordance with the relevant requirements in AS 1418.1.
TABLE 3.5
COMBINATIONS AND VALUES OF LOADINGS
Loading values
Description of Load In-service
Load type
load symbol Out-of-service
Without With
wind wind
1 2 3 4
Dead load P GS P GS P GS P GS P GS
Principal load
Hoisted load PD ψPD 0.9ψPD — —
Wind forces—In-
PIW — 0.9PIW — —
service wind load
Additional loads Wind forces—
Out-of-service P OW — — 0.9POW —
wind load
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Erection and
commissioning Px — — — 0.75PX
Special loads forces
1 +ψ
Testing forces PTG — — — × PTG
2
NOTES:
1 ψ is the hoisting factor (see AS 1418.1).
2 General load combinations are tabulated in AS 1418.1.
The hoist base shall be anchored in a permanent manner and any horizontal swaying of the
platform shall be limited to an amplitude of 1% of the extended height.
3.6.2 Drive mechanism
3.6.2.1 General
The velocity of a platform hoist in both directions shall not exceed 0.1 m/s and shall be
fitted with an audible and visual alarm for warning persons during the lowering operation,
except where one of the following conditions apply:
(a) The platform is fitted with a non-flexible skirt or apron, in which case the velocity
shall not exceed 0.17 m/s where personnel may ride the platform hoist, or 0.4 m/s for
platform hoists not designed to accommodate persons during the hoisting operation.
(b) The platform is enclosed in a well or enclosure, in which case the velocity shall not
exceed 0.17 m/s where personnel may ride the platform hoist, or 0.4 m/s for platform
hoists not designed to accommodate persons during the hoisting operation.
3.6.2.2 Rope-reeving system
Platform hoists supported by a rope-reeving system shall comply with the following
minimum requirements:
(a) The rope-reeving system of each platform hoist-driving mechanism shall comply with
AS 1418.1.
(b) The rope diameter shall be not less than 8 mm.
(c) Except where the rope is attached to a drum, rope terminations shall be effected by
hand splicing, a swaged ferrule or wedge-type socket.
(d) Bulldog grips or metalled sockets shall not be used to terminate hoist ropes.
(e) Means shall be provided to automatically sustain the platform and load at the upper
level independent of the hoisting medium. The lower operating level shall be limited
by fixed stops.
(f) A device or system shall be fitted so that the platform is sustained in the event of
failure of the wire rope. Where this is achieved by the fitment of a second wire rope
system, an equaliser shall be installed to provide approximately equal tension in each
rope – thus doubling the working coefficient. A device requiring manual rest shall be
provided to prevent continued operation of the hoist in the event of slack developing
in any rope on the load side.
Where this is achieved by the use of a braking device, it shall comply with the
applicable requirements for safety gear in AS 1735.2.
3.6.2.3 Chain drive system
Platform hoists supported by chains shall comply with the following minimum
requirements:
(a) Round link chain shall not be used. Only graded chain that conforms to AS 1418.2
shall be used.
(b) Means shall be provided that automatically sustain the platform and load at the upper
levels independent of the hoisting mechanism. The lower operating level shall be
limited by fixed stops.
(c) A device or system shall be fitted so that the platform is sustained in the event of
failure of the chain. Where this is achieved by a second chain system, an equalizer
shall be installed to provide approximately equal tension in each chain, thus doubling
the working coefficient.
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Where this is achieved by the use of a braking device, it shall comply with the
applicable requirements for safety gear in AS 1735.2.
(d) If more than one chain is attached at a point, a system shall be provided to equalize
the tension in each chain. A device that requires manual reset shall be provided to
prevent continued operation of the hoist in the event of slack developing in any chain
on the load side.
(e) Provision shall be made to enable chains to be retensioned.
3.6.2.4 Screw drive system
Platform hoists that are supported by a screw drive system shall be provided with a drive
and a safety nut system.
3.6.3 Controls
The controls of a platform hoist shall comply with the following requirements:
(a) Operating buttons or levers shall be of constant pressure and return to the neutral
position except for automatic or semi-automatic operation where the requirements of
Clause 3.6.8 shall apply, or for hoisting personnel where the requirements of
Clause 3.6.9 or 3.6.10 shall apply.
(b) The controls shall be clearly designated and placed so that unintentional operation is
prevented.
NOTE: Where control stations are to be installed at more than one level, they should have a
master control that is to be actuated before a control becomes operable and which renders
control from the other station inoperable or suitable safety interlocking in accordance with
AS 4024.
(c) Where an operator may ride on the hoist, a control station shall be located in a safe
and accessible position on the platform providing the operator with full control of the
hoist including emergency functions, if required. To minimize electrical hazards, all
controls on the hoist shall be maximum 32 V d.c.
(d) All controls and interlocks shall operate in a fail-to-safe manner.
(e) Except for tailgate loaders powered by d.c. hydraulic power pack and controlled by a
pendant that conforms to EN 60204-1, an emergency stop shall be fitted at each
control station whether external to the platform or on the platform.
(f) A keyed lockable isolator shall be provided to prevent unauthorized use.
(g) Means shall be provided to prevent overrun of the platform in the fully raised and
lowered positions. Where this is achieved by limits they shall comply with AS 1418.1
and a working and final limit arranged to be both electrically and mechanically
independent shall be fitted to the raise motion. Where the drive mechanism is
hydraulic, overrun may be prevented by mechanical stops fitted directly to the drive
mechanism.
(h) Where hoists are required to be serviced in a raised position, a device, independent of
the hoist mechanism, shall be provided to retain the platform in the raised position.
The device shall be provided with the hoist, and shall be accompanied by instructions
fitted in a location on the hoist adjacent to the access area. The device shall be
designed for easy placement and be secured against dislodgement when in use, and
shall be stored adjacent to or on the hoist, and suitably identified and labelled.
(i) When the platform hoist is not in use, except for a fully skirted or aproned platform
hoist or one within an enclosure, every platform hoist shall be positioned at the
lowest level served and locked in the ‘OFF’ position on completion of use. A notice,
stating this requirement, shall be prominently displayed at the platform hoist.
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(j) Roving pendants shall not exceed 32 V d.c and incorporate an anti-tug feature that
prevents the cord from being inadvertently pulled out.
(k) The electrical installation shall have a main isolator (in compliance with AS 1418.1)
located adjacent to the platform hoist.
(l) Electric motors located beneath a platform hoist shall have an adjacent isolator.
(m) Where there are switches or equipment beneath the hoist requiring maintenance and
access is from beneath the platform, there shall be a minimum clearance of 600 mm
between the bottom of the cage and the pit floor when the cage is at its lowest landing
(n) The control circuit wiring shall be arranged and electrically protected so that in the
event of an earth fault the platform hoist will become inoperative.
NOTE: For a platform hoist operating from a pit with an electric motor incorporating a power
pack, the assembly should be located above the level of the pit.
3.6.4 Pneumatic equipment and controls
The pneumatic equipment and controls for a platform hoist shall comply with Clause 2.4
and the following requirements:
(a) Pneumatic motions shall be fitted with a device designed to restrict the down velocity
to a maximum 0.1 m/s in the event of any failure of the pneumatic system.
(b) A device shall be fitted directly to the pneumatic cylinder port to automatically
prevent the hoist from lowering in the event of a pneumatic hose rupture.
(c) The hoist shall have a relief valve fitted. The relief valve shall automatically bypass
the operating air at a maximum 10% above working pressure.
(d) Pneumatic equipment that is not required to be accessed by operators during normal
operations or emergency situations shall be secured to prevent unauthorised access.
(e) Hoses shall be installed to avoid sharp bends, chafing or trapping by moving parts.
3.6.6.1 General
Guarding shall be provided and shall be any or a combination of the types as set out in
Table 3.6.6.1.
Where platform hoists are intended to carry personnel, guarding shall comply with the
requirements of AS 4024.
TABLE 3.6.6.1
GUARDING
Full
Full metal Buffer Fencing with interlocking gates
Type of installation flexible
skirt switch or doors at each fixed level
skirt
Open platform hoist other Not Yes Yes Yes
than in a pit or shaft applicable
Open platform hoist in a Yes Yes Yes Yes
pit with clearance up to with flaps
30 mm all round
Open platform hoist in a Yes Yes Yes Yes
pit with clearance of with flaps with flaps with flaps
75 mm to 150 mm all
round
Doors shall have a minimum clear opening height of 2.0 m and may be manually opened
swing or slide doors, or power-operated roller or panel lift doors, or similar. Means shall be
provided to prevent exposure to shear points that may injure personnel.
NOTE: For example, mesh may not be suitable to prevent persons from inserting a finger and
creating a shear hazard.
Doors shall be of sufficient strength so as to prevent personnel from accidentally forcing
them into contact with the shaft wall or exposing the shaft.
If gates are used they shall be positioned to ensure that there are no potential shear points
that may injure personnel.
3.6.6.3 Fixed level operation
Where the hoist is serving two fixed levels the following requirements shall apply:
(a) The platform hoist shall be fully enclosed within a shaft with interlocked full height
and width doors to ensure there are no shear points or access to the shaft while the
hoist is operating. All access doors to the shaft shall be interlocked with the operation
of the hoist.
(b) All doors at each level shall be fully interlocked to the operation of the hoist in the
following manner:
(i) The hoist shall not operate unless all doors at all levels are fully closed.
(ii) Doors shall not be capable of being opened while the hoist is not at that level.
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(c) The controls at each level shall provide an indication when the hoist is in use and at
which level the platform is positioned.
(d) The control system of the hoist shall be capable of positioning and holding its
platform within ±5 mm of each floor level serviced.
(e) The hoist shall be fitted with an automatic audiovisual alarm and shall cease
operation if for any reason the platform inadvertently lowers away from a level by
more than 25 mm while the landing door is open.
3.6.7 Automatic or semi-automatic operation of a platform hoist
Where a platform hoist is to be operated automatically or semi-automatically, the following
requirements shall apply:
(a) The platform hoist shall be enclosed at each level within fencing and interlocked
gates at least 2.1 m high or fully enclosed within a shaft and interlocked doors. The
enclosure shall be of a design to ensure there are no shear points or potential for
access to the shaft while the hoist is operating. All access doors to the shaft shall be
interlocked with the operation of the hoist.
(b) Operation shall be from outside of the enclosure only, unless the hoist is intended to
be operated by a person riding on the platform in which case controls shall comply
with Clauses 3.6.8 or 3.6.9.
(c) A manual reset emergency stop button shall be provided at each control position.
3.6.8 Platform hoists carrying a load and personnel between floors
Where a hoist is intended to carry loads and personnel between floors the following
requirements shall apply:
(a) The platform hoist shall be enclosed at each level within fencing and interlocked
gates at least 2.1 m high or fully enclosed within a shaft with interlocked landing
doors to ensure there are no shear points or access to the shaft while the hoist is
operating. All access doors to the shaft shall be interlocked with the operation of the
hoist.
(b) The platform shall be fitted with walls and an interlocked door, or other suitable
means such as a light curtain, to protect the operator from the mechanism and the
movement of the hoist within the shaft. The minimum height of the walls shall be
2.1 m and a roof shall be fitted in either mesh or solid material.
(c) Means shall be provided to lower the platform in a controlled manner to the lower
level and to exit the hoist at that level to enable safe emergency egress for the
operator in the event of an emergency or power failure. If necessary to facilitate safe
egress, an emergency power supply may be provided.
Portable ladders shall not be provided as a means to facilitate emergency egress in the
event of failure of the power supply.
Detailed instructions relating to emergency retrieval shall be provided adjacent to the
controls.
(d) Wire rope hoists shall comply with the requirements for hoisting personnel specified
in AS 1418.1.
(e) Lighting and emergency lighting shall be provided.
(f) The hoist shall be prominently marked at the entrance to the platform with the
following:
′AUTHORIZED OPERATORS ONLY′.
(g) A key system or similar security access type system shall be fitted to the controls to
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(d) Detailed instructions relating to emergency retrieval shall be provided adjacent to the
controls.
(e) Wire rope hoists shall comply with the requirements for hoisting personnel specified
in AS 1418.1.
(f) Handrailing and gates shall comply with the requirements of AS 1657.
(g) The minimum clearance above the platform shall be 2.1 m.
(h) The hoist shall be prominently marked at the entrance to the platform with the
following
‘AUTHORIZED OPERATORS ONLY’.
(i) A key system or similar security access type system shall be fitted to the controls to
help ensure that only authorized operators will operate the hoist.
(j) Sensing devices interlocked to the operation of the hoist shall be fitted to prevent
operation of the hoist if the load is not correctly placed within the confines of the
platform.
NOTE: Loads may include a wide variety of goods or materials, restrained or unrestrained
and may include vehicles.
3.6.10 Drainage
Where required, effective drainage of the platform hoist and, where applicable, the
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3.7 MARKING
The platform hoist shall display at a readily accessible and prominent location, and on
permanent and legible notices, the following information, as appropriate:
(a) Name or mark of the manufacturer or distributor of the platform hoist.
(b) Model designation of the platform hoist.
(c) Owner’s identification number of the platform hoist.
(d) Classification of the platform hoist.
(e) The load rating (see Clause 3.3)—
(i) at the platform hoist adjacent to the principal loading and unloading position;
(ii) on the platform; and
(iii) at the operator’s normal operating position.
(f) A notice at the control station stating the following
‘HOIST TO BE OPERATED BY AUTHORIZED PERSONS ONLY’.
(g) Where the hoist has been designed for goods only operation and not to carry
personnel, a notice stating ‘PERSONS SHALL NOT RIDE ON THIS HOIST’.
The notice shall be affixed—
(i) at the platform hoist adjacent to all loading and unloading positions; and
(ii) on the platform.
(h) For hoists designed to carry persons, a notice at the entrance to the platform stating
‘ AUTHORIZED PERSONS ONLY ’ and the number of persons permitted on the
platform.
(i) Where wire ropes are used, rope and reeving details (at the driving machine) as
follows:
(i) Size, grade, construction, breaking strain, lay and maximum operating length of
rope or ropes.
(ii) Reeving diagram indicating direction of rope winding on drum and minimum
distance from winding drum to rope-deflection sheaves.
(j) Statement of compliance with this Standard.
4.2 TYPES
Tip truck hoisting systems shall include—
(a) hydraulically actuated systems;
(b) pneumatically actuated systems; and
(c) mechanically actuated systems.
TABLE 4.3
COMBINATIONS AND VALUES OF LOADINGS
Loading values
In-service
Description of Load
Load type Without With Out-of-service
load symbol
wind wind
1 2 3 4
Principal Dead load P GS P GS P GS P GS P GS
load
Hoisted load PD ψPD 0.9ψPD — —
Additional Wind forces— PIW — 0.9PIW — —
loads In-service wind
load
Wind forces— P OW — — 0.9POW —
Out-of-service
wind load
Special loads Erection and PX — — — 0.75PX
commissioning
forces
Testing forces PTG — — — 1+ψ
× PTG
2
NOTES:
1 ψ is the hoisting factor (see AS 1418.1).
2 General load combinations are tabulated in AS 1418.1.
4.6 COMPONENTS
4.6.1 Accumulators
Where provided, gas accumulators shall comply with AS 1210.
Accumulators shall be provided with a relief valve to protect against the effects of thermal
expansion (e.g., in the event of fire).
NOTES:
1 Accumulators should be charged with nitrogen or an inert gas.
2 Provision should be made to isolate the accumulator or discharge the hydraulic circuit to
prevent unintentional opening of the circuit while there is fluid under pressure in the
accumulator.
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4.6.2 Controls
4.6.2.1 General
In addition to the relevant provisions of AS 1418.1, operating buttons or levers shall require
constant pressure to operate and return to the neutral position when released.
4.6.2.2 Location
The controls shall be located so that the operator will not be exposed to hazardous
circumstances (e.g., falling objects or shear and crushing hazards).
4.6.3 Rope-reeving system
Where applicable, the rope-reeving system of each hoist-driving mechanism shall comply
with AS 1418.1 and with the following requirements:
(a) Except where the rope is attached to a drum, rope terminations shall be effected by
hand splicing, a swaged ferrule or wedge-type socket.
(b) Rope terminations shall not be effected by bulldog grips or metalled sockets.
4.7 MARKING
The hoisting system shall display, at a readily accessible and prominent location and on
permanent and legible notices, the following information, as appropriate:
(a) Name or mark of the manufacturer or distributor of the hoisting system.
(b) Model designation of the hoisting system.
(c) Owner’s identification number of the hoisting system.
(d) A notice stating that ‘Persons shall not work under the raised tipping tray unless the
tray has been securely chocked or otherwise secured’.
(e) Where applicable, a notice stating ‘PERSONNEL SHALL NOT RIDE ON THE TIP
TRUCK ’—
(i) at the hoisting system controls adjacent to the principal loading and unloading
position; and
(ii) on the tip truck chassis.
(f) Where applicable, rope and reeving details (at the driving machine)—
(i) size, grade, construction, lay and maximum operating length of rope or ropes;
and
(ii) reeving diagram indicating direction of rope winding on drum and minimum
distance from winding drum to rope-deflection sheaves.
(g) Where applicable, type of hydraulic fluid.
Other types of hydraulic fluids shall not be used, either alone or mixed with the
specified fluid.
(h) Where applicable for the accumulator, the precharge pressure and charging medium.
(i) Statement of compliance with this Standard.
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SE C T ION 5 R E QU IR E ME NT S F OR
E ART HMOV I NG E QU I PME NT
5.1 GENERAL
Together with Section 1, the requirements of this Section shall apply when earthmoving
equipment, including backhoes, front-end loaders, excavators, tool carriers and similar units
are used for lifting freely suspended loads as secondary function associated with the normal
applications of the equipment (e.g., lifting and moving pipes, unloading construction
equipment, manoeuvring accessories associated with the equipment).
Where it is intended to use the earthmoving equipment for cranage operations other than
those indicated above, or where variable rated capacities are specified, all requirements of
AS 1418.5 and this Section shall apply.
5.2 DEFINITIONS
For the purpose of this Section the definitions below apply.
5.2.1 Lift point
A lifting lug located on the boom, arm, linkage, front end loader bucket (see Clause 5.4.1)
or quickhitch as specified by the manufacturer, to which a load may be attached for lifting
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Lift point
Rated load
Axis of rotation
Lift point radius/reach
Lift point
Rated load
Axis of rotation
Lift point radius/reach
NOTE: Boom and dipper stick at maximum radius; bucket fully crowded out.
Lift point
Rated load
Axis of rotation
Lift point radius/reach
Lift point
Rated load
Axis of rotation
Lift point radius
Lift point
NOTES:
1 Lift point at maximum reach.
2 Bucket fully tilted/rolled forward. Care should be taken that the lifting cable should not come in contact
with cutting edge of bucket.
Lift point
NOTES:
1 Lift point at maximum reach.
2 Quickhitch tilted/rolled forward.
handled at the maximum lift point radius, or reach, expressed in metres in the most adverse
configuration for each lift point without the strength, hydraulic, and stability requirements
being exceeded.
The rated capacity shall comprise the mass of the lifted load and the lifting attachments.
Where a bucket is fitted, the rated capacity shall be established at the rated lift bucket
position that results in the maximum radius.
A rated capacity chart, identifying the lift point location(s) and the corresponding rated
capacity at that position, shall be mounted inside the operator’s cab and shall show the
following:
(a) Manufacturer’s name and model.
(b) Boom identification (length in metres), where applicable.
(c) Arm identification (length in metres), where applicable.
(d) Shoe width (in millimetres) and track gauge and length (in metres), where applicable.
(e) Deductions for attachments such as a bucket, lifting devices or quickhitch device to
allow determination of the net load that can be lifted.
(f) Tyre track and size (in millimetres) and inflation pressure (in kilopascal), where
applicable.
(g) Bucket mass (in kilograms) and width (in millimetres), or quickhitch mass
(in kilograms), as applicable.
NOTE: Buckets and quickhitches should have their mass marked on them.
(h) Ground speed limit for pick-and-carry rated load for rubber-tyred equipment (in
kilometres per hour).
(i) The maximum permitted slope for lifting and pick and carry operations.
(j) Where controlled lowering devices are fitted, a notice of the effect to be displayed.
(k) Any other equipment conditions that may impact on rated capacity.
NOTE: Examples of typical rated capacity chart types are given in Appendix C.
5.4 DESIGN
5.4.1 Lift points
The following shall be observed:
(a) The basis of design of any lift point or lug shall be in accordance with AS 1418.1,
except as given in Clause 5.7.5.
(b) The lift point shall form a closed eye.
(c) A lift point shall not be attached to buckets designated for hydraulic excavators or
backhoes.
(d) A lift point shall only be fitted to pinned front end loader buckets that have been
designed to accommodate one. The lift point shall be positioned to minimize its
damage and wear.
NOTE: Advice should be provided that the bucket be monitored periodically to ensure the
structural integrity of the lift point.
5.4.2 Indicating and warning equipment
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5.4.2.1 General
Indicating and warning devices described herein shall be fitted in accordance with
Table 5.4.2, as appropriate. All displays shall be clearly legible from the operator’s
position. The indicating and warning devices shall be effective for operation in an ambient
temperature range of −20°C to +60°C.
5.4.2.2 Performance indicators
5.4.2.2.1 Load indicators
The load indicator system shall measure and display the mass of the load being lifted.
The accuracy of the load-indicating system shall be such that the indicated load is within
the tolerance of 100% to 110% of the actual load.
5.4.2.2.2 Level indicator
The level indicator shall depict to the operator the relevant levelness of the earthmover
chassis.
5.4.2.2.3 Slope indicator
Non-slewing machines intended for pick-and-carry operations shall be fitted with a slope
indicator that indicates the out-of-level extent of the earthmoving equipment. The indicator
shall be clearly legible from the operator's normal operating position and shall indicate
when the earthmoving equipment is level, or the permitted slope, as specified by the rated
capacity chart.
5.4.2.3 Audible warning device
A warning device, readily controllable from the operating position, shall be fitted to give
audible warning to personnel in the vicinity of the earthmoving equipment. The warning
device should have a sound level of at least 93 dB(A) at a 7 m distance from the front end
of the earthmoving equipment, measured from the base machine, as defined in ISO 6742-1.
NOTE: A horn is the most common device used as the audible warning device.
TABLE 5.4.2
APPLICATION OF INDICATING
AND WARNING DEVICES (see Note)
Device Applicability
Audible warning device R
Load indicator O
Level indicator R
Slope indicator R1
LEGEND:
R = required
O = option
R1 = required for non-slewing machines intended for
pick-and-carry operations.
NOTE: The above designations are the minimum
requirements. Devices should be applied with due
consideration for safe operation.
shall meet the requirement of ISO 8643, to protect against hydraulic hose failure.
Where control lowering devices are not provided, the following shall apply:
(a) A load greater than 1 t shall not be lifted.
(b) Controls shall be in place to ensure that uncontrolled lowering shall not result in
injury or death to persons in the area.
Suspended loads shall not be lifted over personnel, in any circumstances.
5.5 STABILITY
Stability of earthmoving equipment shall be such that the rated capacity is not greater than
the appropriate percentage of the tipping load that has to be applied to tip the earthmoving
equipment, as given in Table 5.5.
TABLE 5.5
STABILITY REQUIREMENTS FOR LOAD
RATING CONDITION
Stability requirement
Load rating condition
(% of tipping load)
Stationary 75
Pick and carry
General 66
Articulated wheel loaders and tool carriers 50
5.7 TESTING
5.7.1 General
Earthmoving equipment shall be tested in accordance with this Clause.
Suitable precautions should be taken during testing and only those persons directly
necessary to carry out the testing should be in the test area. Tests should include the
following:
(a) For each custom or serial model earthmoving equipment—
(i) visual inspection;
(ii) performance test;
(iii) static stability test;
(iv) strength test; and
(v) hydraulic test.
(b) For each subsequent serially-produced model earthmoving equipment—
(i) visual inspection; and
(ii) performance test.
5.7.2 Visual inspection
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Visual inspection shall include checking for compliance with specifications and condition
of all vital components such as—
(a) mechanisms, electrical equipment, safety devices, brakes, controls, lighting and
indicating systems;
(b) all guarding;
(c) load-handling attachments and their connections; and
(d) boom and jib connections.
The inspection shall verify that all manuals and copies of test certificates are readily
available.
5.7.3 Performance test
The performance test shall demonstrate the capability of the earthmoving equipment to
operate in accordance with the manufacturer’s specifications.
5.7.4 Static stability test
5.7.4.1 General
A static stability test, as set out in Clause 5.7.4.3, shall be carried out for each lift point at
maximum radius in the least stable position or slew zone.
5.7.4.2 Purpose
The purpose of the static stability test is to verify the stability of the earthmoving
equipment under static loading conditions.
5.7.4.3 Procedure
The machine shall be set up on the maximum permitted slope.
The boom shall be located at the least stable position. A test load of mass equivalent to the
rated capacity divided by the stability requirement given in Table 5.5 shall be suspended
from the lifting lug throughout the duration of the test.
For non-slewing machines intended for pick-and-carry operations, the slope shall be not
less than 5° fore and aft and 5° sideways.
Travel and slew motions shall not be used when under test load.
NOTE: For machines intended for pick-and-carry operations, the least stable configuration may
be with the boom raised causing lateral instability.
5.7.4.4 Requirements
The earthmoving equipment shall be deemed to have complied with the static stability test
if the test load remains clear of the supporting surface with the earthmoving equipment in
the tipping condition, as follows:
(a) Wheel-type earthmoving equipment, on outriggers The tipping condition of a wheel-
type earthmoving equipment supporting a load on outriggers is deemed to have been
reached when the application of additional load moment causes one or more of the
outrigger footplates, or wheels where only two outriggers are used, to lose contact
with the supporting surface.
(b) Wheel-type earthmoving equipment, on wheels, as follows:
(i) General The tipping condition of a wheel-type earthmoving equipment
supporting a load is deemed to have been reached when at least one wheel on
the opposite side to the load loses contact with the supporting surface.
(ii) Articulating The tipping condition of an articulated earthmoving equipment is
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deemed to have been reached when at least one of the rear wheels loses contact
with the supporting surface when in the fully articulated condition.
(c) Track type earthmoving equipment, on crawlers The tipping condition of a track-
type earthmoving equipment supporting a load on crawlers is deemed to have been
reached when a track roller of the track opposite the load lifts more than 6 mm.
5.7.5 Strength test
A static strength test of each lift point shall be carried out at 200% of the rated capacity and
shall not show any permanent deformation after testing. Adequate precautions shall be
taken not to overload any other components of the equipment by more than 125% of the
rated capacity. This test may be performed with the component dismantled from the
machine.
5.7.6 Hydraulic test
A static hydraulic lift test shall be carried out for each lift point at maximum radius/reach in
the least stable position or slew zone when the hydraulic ability of the earthmoving
equipment limits the rated lift capacity. A test load equal to the rated hydraulic lift capacity
(refer to ISO 10567) divided by 0.87 shall be applied to the lift point. The test will be
deemed satisfactory if the test load can be lifted just clear of the ground.
5.8 QUICKHITCHES
Quickhitches that are fitted to earthmoving equipment used to lift freely suspended loads
shall comply with AS 4772.
5.9 MARKING
5.9.1 General
The earthmoving equipment configured to lift freely suspended loads shall display at a
readily accessible and prominent location, and on permanent and legible notices the
following information, where appropriate:
(a) Name or mark of the supplier.
they are selected so as to achieve the levels of safety set out in AS 1418.1 and in this
Section. All side-boom pipelaying operations shall be performed as designed lifts in
accordance with AS 2550.1.
TABLE 6.3.1
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Working range
per ASME B30.14
(d) The luffing drum shall have sufficient rope capacity to operate the boom at all
positions from horizontal to the highest angle, utilizing specified reeving and rope
diameter, as follows:
(i) No less than 2 full wraps of rope shall remain on the drum with boom point
lowered to the level of the pipelayer supporting surface.
(ii) The rope end shall be anchored by a clamp attached to the drum or by a wedge
socket arrangement specified by the side-boom or rope manufacturer. The rope
clamp shall be tightened evenly to the manufacturer’s recommended torque.
(e) The drum diameter shall provide a first layer rope pitch diameter of not less than
10 times the nominal diameter of the rope used.
(b) The hoist drum shall have a rope capacity with recommended rope size and reeving to
perform the appropriate operation within the range of boom lengths, operating
overhang, and vertical lifts stipulated by the manufacturer. The following shall be
observed:
(i) No less than 2 full wraps of rope shall remain on the drum when the hook is in
its extreme low working position.
(ii) The rope end shall be anchored by a clamp attached to the drum or by a wedge
socket arrangement specified by the side-boom or rope manufacturer. The rope
clamp shall be tightened evenly to the manufacturer’s recommended torque.
(iii) Drums shall be provided with a means to prevent the rope from jumping off the
drum.
(c) The diameter of the hoist drum shall provide a first layer rope pitch diameter of no
less than 10 times the nominal diameter of the rope used.
(d) Positive means, controllable from the operator’s station, shall be provided to prevent
the drum from rotating in the lowering direction and be capable of holding the
maximum load capacity without further attention from the operator.
6.5.2 Hoist brakes
When power-operated brakes, having no continuous mechanical linkage between the
actuating and braking means, are used for controlling loads, an automatic means shall be
provided to prevent the load from falling in the event of loss of brake-actuating power.
6.5.3 Power-controlled lowering device
A power-controlled lowering device shall be capable of handling maximum load capacity
and speeds as specified by the manufacturer. Such a device should provide precision
lowering and reduce demand on the brake.
6.6 ADJUSTMENTS
Brakes and clutches shall be provided with adjustments, where necessary, to compensate for
lining wear.
6.7 DIMENSIONS
The dimensions of the SBP shall be designated as follows, by reference to Figure 6.7:
(a) Overall width, less counterweight—Dimension A.
(b) Overall width with counterweights retracted, if counterweights are adjustable—
Dimension B.
(c) Overall width with counterweights fully extended, applicable only to pipelayers with
adjustable counterweights—Dimension C.
(d) Overall height without boom—Dimension D.
(e) Overall height of pipelayer, induction and exhaust pipes removed—Dimension E.
(f) Overall height with boom fully raised—Dimension F.
(g) Overall length—the total length of the pipelayer, disregarding the drawbar.
(h) Track gauge—the transverse centre distance of drive sprockets—Dimension G.
(i) Track bearing length—the horizontal distance between centre-lines of front idlers and
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6.8 ROPES
Ropes shall comply with AS 1418.1.
6.11 MARKING
The side-boom pipe layer shall display at a readily accessible and prominent location, and
on permanent and legible notices, the following information, as appropriate:
(a) Name or mark of the manufacturer or distributor of the side-boom pipe layer.
(b) Model designation of the side-boom pipe layer.
(c) The manufacturer’s serial number of the side-boom pipe layer.
(d) Classification of the side-boom pipe layer in accordance with Clause 2.1.3.
(e) The rated capacities of the side-boom pipe layer, which shall be shown on the rated
capacity chart.
(f) A statement of compliance with this Standard.
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APPENDIX A
COMMISSIONING INSPECTION
(Informative)
A1 GENERAL
This Appendix provides guidance on specific items of an appliance installation, which
should be inspected prior to initial operation of the appliance at a site, to ensure that the
appliance complies physically with this Standard, and following the site test
(see Clause 2.6.2), to ensure that the appliance is restored correctly to operational
condition.
NOTES:
1 The lists are not necessarily comprehensive.
2 Compliance of performance is ascertained by the appropriate testing clauses.
A2 PLATFORM HOIST
The following items should be inspected for compliance with this Standard:
(a) Footings and foundation.
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APPENDIX B
LIST OF TYPICAL HAZARDS FOR PLATFORM HOISTS
(Informative)
This Appendix lists the typical hazards of which a designer should be aware when
designing a platform hoist. Other potential hazards, which are not shown, may exist. The
listing is for information only and is not exhaustive.
The following hazards are applicable in the situations described and could involve risks to
persons if not reduced or eliminated:
(a) Mechanical hazards These may include the following:
(i) Crushing.
(ii) Shearing.
(iii) Cutting or severing.
(iv) Entanglement.
(v) Drawing-in or trapping.
(vi) Impact.
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(iii) Dangerous environments (e.g., contact with moving parts, gases, fluids, etc.).
(iv) Inadequate/non-ergonomic design/positioning of controls.
(i) Hazard due to lifting operations These may include the following:
(i) Lack of stability.
(ii) Derailment of machinery.
(iii) Loss of mechanical strength of machinery and lifting accessories.
(iv) Hazards caused by uncontrolled movement.
(v) Inadequate view of trajectories of the moving parts.
(vi) Hazards due to loading/overloading.
(j) Hazards to persons lifted by hoists If the hoist is intended to carry personnel,
hazards may include the following:
(i) Overloading or overcrowding of the hoist.
(ii) Unexpected movement of the hoist in response to external controls or other
movement of the machine.
(iii) Excess speed.
(iv) Persons falling from hoist.
(v) Falling or overturning hoist.
(vi) Excess acceleration or braking of the hoist.
(vii) Hazards due to imprecise markings.
(k) Hazard combinations.
APPENDIX C
TYPICAL RATED CAPACITY CHART TYPES FOR
EARTHMOVING EQUIPMENT
(Informative)
Over side
Axis of rotation
Rear tipping line Front tipping line
Quickhitch
Side tipping line lifting point
Over rear
Over front
Area diagram Max. lift point radius 6.5 m
360° rotation
Over side
Stationary Mobile
Boom over side or 360° * 1230 kg 870 kg
NOTES:
1 The above capacities are the maximum freely suspended loads permitted in AS 1418.8, with machine,
including mass of lifting tackle, on firm level ground.
2 Capacities are based on excavator equipped with Standard dipper arm (1.17 m), quickhitch device (mass
95 kg), 450 mm triple grouser shoes and blade attachment.
Standard 0.28 m 3 (ISO heaped) bucket (mass 204 kg) must be removed before lifting.
3 The lifting point provided on quickhitch device should only be used in conjunction with certified lifting
gear.
4 For safe operation, the user should make due allowance for particular job conditions such as soft or uneven
ground, out of level conditions, side loads, swinging of loads due to jerking or sudden stopping, and
experience of personnel.
5 Operator should be fully acquainted with the operator’s manual before operating this machine. Rules for
safe operation of equipment should be followed at all times.
6 Suspended loads should not be lifted over personnel.
Over side
Axis of rotation
Rear tipping line Front tipping line
Quickhitch
Side tipping line lifting point
Over rear
Over front
Area diagram Max. lift point radius 6.5 m
360° rotation
Over side
Stationary Mobile
Boom over side or 360° * 1230 kg 870 kg
NOTES:
1 The above capacities are the maximum freely suspended loads permitted in AS 1418.8, with machine,
including mass of all lifting tackle, on firm level ground.
2 Capacities are based on excavator equipped with Standard dipper arm (1.71 m), 0.28 m 3 (ISO heaped)
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bucket (mass 204 kg) and 450 mm triple grouser shoes. If the bucket is removed when lifting, lifting
capacity may be increased by bucket mass but should not exceed 1430 kg.
3 The lifting point provided on dipper arm should only be used in conjunction with certified lifting gear.
4 For safe operation, the user should make due allowance for particular job conditions such as soft or uneven
ground, out of level conditions, side loads, swinging of loads due to jerking or sudden stopping, and
experience of personnel.
5 Operator should be fully acquainted with the operator’s manual before operating this machine. Rules for
safe operation of equipment should be followed at all times.
6 Suspended loads should not be lifted over personnel.
Lift point
NOTES:
1 The above capacity is the maximum freely suspended load permitted in compliance with AS 1418.8, with
machine, including mass of all lifting tackle, on firm level ground. Capacity does not exceed 50% of full
turn tipping.
2 Capacities are based on loader equipped with hydraulic quick coupler, quick coupler mass 389 kg,
20.5 × 25 × 16 PR(L3) tyres, inflated to a pressure of 324–343 kPa, standard 2.2 m 3 bucket with B.O.C.E
(mass 1156 kg) removed.
3 Lifting point should only be used with certified lifting gear.
4 For safe operation, the user should make due allowance for particular job conditions such as soft or uneven
ground, out of level conditions, side loads, swinging of loads due to jerking or sudden stopping, and
experience of personnel. When mobiling with a load, 4.0 k/h should not be exceeded.
5 Operator should be fully acquainted with the operator’s manual before operating this machine. Rules for
safe operation of equipment should be followed at all times.
6 Suspended loads should not be lifted over personnel.
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NOTES:
1 The above capacity is the maximum freely suspended load permitted in AS 1418.8, with machine,
including mass of all lifting tackle, on firm level ground. Capacity does not exceed 50% of full turn tipping
with the lift arm at maximum reach and the jib set horizontal.
2 Capacities are based on loader equipped with 2.07 m jib (mass 230 kg), 20.5 × 25 × 12 PR(L2) tyres,
inflated to a pressure of 255–274 kPa.
3 The lifting point should only be used in conjunction with certified lifting gear.
4 For safe operation, the user should make due allowance for particular job conditions such as soft or uneven
ground, out of level conditions, side loads, swinging of loads due to jerking or sudden stopping, and
experience of personnel. When mobiling with a load, 4.0 k/h should not be exceeded.
5 Operator should be fully acquainted with the operator’s manual before operating this machine. Rules for
safe operation of equipment should be followed at all times.
6 Suspended loads should not be lifted over personnel.
7 Before using the jib it should be set level with the lift arm at maximum reach. Luffing of the laden jib, up
or down, should be done by using the lift arm control. Do not luff the laden jib using the crowd control.
Lift point
NOTES:
1 The above capacity is the maximum freely suspended load permitted in AS 1418.8, with machine,
including mass of all lifting tackle, on firm level ground. Capacity does not exceed 50% of full turn tipping
with empty bucket.
2 Capacities are based on loader equipped with 2.7 m 3 bucket with bolt on cutting edge (mass 1220 kg) and
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B I B I L O GRAPHY
AS
3990 Mechanical equipment—Steelwork
4100 Steel structures
ASME
B30.14 Side boom tractors
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AS 1418.8—2008
50
NOTES
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51
NOTES
AS 1418.8—2008
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AS 1418.8—2008
52
NOTES
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