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    Temasek Polytechnic School of Informatics & It

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    Melvin Wang
    The team was tasked to design a risk information framework for Traders Bank Ltd to address their operational risks and comply with regulatory standards. They researched the definition of operational risks and risk information frameworks. Their proposed framework provides an overview and explains how it will benefit the bank by addressing operational risks and ensuring compliance. They submitted weekly progress reports documenting their research, ideas, learning issues and action plans.

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    Temasek Polytechnic School of Informatics & It

    Uploaded by

    Melvin Wang
    33 views9 pages
    The team was tasked to design a risk information framework for Traders Bank Ltd to address their operational risks and comply with regulatory standards. They researched the definition of operational risks and risk information frameworks. Their proposed framework provides an overview and explains how it will benefit the bank by addressing operational risks and ensuring compliance. They submitted weekly progress reports documenting their research, ideas, learning issues and action plans.

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    Draft Executive Report

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    The team was tasked to design a risk information framework for Traders Bank Ltd to address their operational risks and comply with regulatory standards. They researched the definition of operational risks and risk information frameworks. Their proposed framework provides an overview and explains how it will benefit the bank by addressing operational risks and ensuring compliance. They submitted weekly progress reports documenting their research, ideas, learning issues and action plans.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as DOCX, PDF, TXT or read online from Scribd
    Download as docx, pdf, or txt
    33 views9 pages

    Temasek Polytechnic School of Informatics & It

    Uploaded by

    Melvin Wang
    The team was tasked to design a risk information framework for Traders Bank Ltd to address their operational risks and comply with regulatory standards. They researched the definition of operational risks and risk information frameworks. Their proposed framework provides an overview and explains how it will benefit the bank by addressing operational risks and ensuring compliance. They submitted weekly progress reports documenting their research, ideas, learning issues and action plans.

    Copyright:

    Attribution Non-Commercial (BY-NC)
    Download as DOCX, PDF, TXT or read online from Scribd
    Download as docx, pdf, or txt
    of 9

    TEMASEK POLYTECHNIC

    SCHOOL OF INFORMATICS & IT

    Diploma in Financial Business Informatics


    AY 2011 / 2012 Level 3 Apr Semester

    RISK AND GOVERNANCE (CFI3C01)


    <Report Title>

    Class Group: C2__


    Team Name:
    Team Leader Name: Admin No:

    Team Member Name: Admin No:

    Date of Submission:
    Word Count of Executive Summary:
    Table of Contents

    Executive Summary.........................................................................................................................3
    1. Introduction..............................................................................................................................3
    1.1 Background.......................................................................................................................3
    1.2 Purpose.............................................................................................................................3
    1.3 Operational Risks..............................................................................................................3
    2 Literature Review....................................................................................................................4
    3 Proposed Framework...............................................................................................................4
    3 Conclusion...............................................................................................................................4
    4 References................................................................................................................................5
    Appendix A - Weekly Progress Report (FILA Chart).....................................................................6
    Appendix B – Weekly Summary of Research.................................................................................8
    Appendix C – Reflective Journal.....................................................................................................9
    Executive Summary

    1. Introduction

    The introduction part can be divided into sub sections as shown below:

    1.1 Background

    Describe the background of the task given to the Risk Management Department of Traders Bank
    Ltd.

    1.2 Purpose

    Describe the purpose of this executive summary.

    1.3 Operational Risks

    Describe the operational risks currently faced by Traders Bank Ltd.

    1.4 Regulatory / Standard

    Describe the regulatory / standard that governs Traders Bank in term of information / processes
    related to the business information.
    2 Literature Review

    List out the sources of your weekly research and make comparison of at least TWO (2) sources
    on similarities and differences. In addition, you are expected to evaluate the strengths and
    weaknesses of each sources used.

    3 Proposed Framework

    The proposed framework can be divided into sub sections as shown below:

    2.1 Overview

    Provide illustration of the proposed framework with its explanation.

    2.2 Benefits of the Framework

    Describe how the proposed framework will address Traders Bank’s operational risks and how
    the proposed framework will lead to the compliance of regulatory / standard that governs Traders
    Bank in term of information / processes related to the business information.

    3 Conclusion

    Conclude that the proposed framework will benefit the Traders Bank and thus, your Risk
    Management Department are seeking Board of Governance approval to implement the proposed
    risk information framework.
    4 References

    Use APA format to list out all the references of your literature reviews. Index the references
    and state the reference index in your literature review pages. For example:

    I. Operational Risk Definition, retrieved from http://xxx.com, on 14 April 2011. (i.e. see the
    literature review example)
    Appendix A - Weekly Progress Report (FILA Chart)

    Please include week 1 to week 7 FILA Charts, so that tutor can see your team’s weekly progress.
    For example,

    Week: __1__

    Facts Ideas Learning Issues Action Plan

    1. Traders Bank has no 1. To design Risk 1. No idea. 1. Search for book in


    Risk Information Information Updates: library to find out
    Framework to address Framework. added. We still the definition of
    their operational risks. Updates: added. have no idea at Operational Risks.
    Updates: added. 2. The framework this point of Updates: person in-
    2. Framework has to has to address time. Waiting charge: A.
    comply with the related Bank’s for the 2. Search for book in
    regulatory/standards. operational findings from library to find out
    Updates: added. risks. Updates: action plan. the definition of
    added. Risk Information
    Framework?
    Updates: person in-
    charge: B.
    Week: __2__

    Facts Ideas Learning Issues Action Plan

    1. Traders Bank has 1. To design Risk 1. No idea. Updates: 1. Search for book in
    no Risk Information Information removed because it library to find out
    Framework to Framework. is not relevant to the definition of
    address their Updates: keep. the facts. Operational Risks.
    operational risks. 2. The framework 2. How to design Updates:
    Updates: keep. has to address Risks Information Completed - A has
    2. Framework has to Bank’s Framework that completed this task
    comply with the operational will address and shared his
    related risks. Updates: Traders Bank’s findings to team
    regulatory/standards keep. Operational Risks? members.
    . Updates: keep. 3. The framework Updates: added. 2. Search for book in
    has to comply library to find out
    with Basel II the definition of
    Note: please do NOT
    standards. Risk Information
    keep changing the facts
    Updates: Framework.
    because your ideas,
    added. Updates: In
    action plan and
    progress - B has not
    learning issues will be
    completed this task.
    affected.
    3. Search for ejournal
    in library to find
    out more about
    Basel II standards.
    Updates: person in-
    charge: B.
    Appendix B – Weekly Summary of Research

    Action for Week: <1> Completed on Week: <2>

    Team Member Name: <Eric Tay>

    Title: <Definition of Operational Risks>

    Summary:

    <Start of summary: Operational Risks is xxx>

    References #: <I> (i.e. this must be linked to the Executive Summary’s References section)
    Appendix C – Reflective Journal

    Team Member Name:

    <Start of reflective Journal: xxx>

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