Ground Wave Modeling and Simulation Strategies and Path Loss Prediction Virtual Tools
Ground Wave Modeling and Simulation Strategies and Path Loss Prediction Virtual Tools
Ground Wave Modeling and Simulation Strategies and Path Loss Prediction Virtual Tools
Dedicated to the memory of a long-lasting collaboration with that may cause surface and/or elevated ducts, tunnels, etc. Since
Leopold B. Felsen there was no globally applicable propagation method, we then
focused on numerical propagators based on observable wave ob-
jects and their hybridization [3]–[5]. After that, we started to
Abstract—Reliable and accurate groundwave propagation path develop and design user-friendly virtual propagation prediction
loss prediction between a pair of transmitter/receiver necessitates a tools [6]–[11] most of which can be used as teaching aids in
good understanding of electromagnetic wave scattering in the pres- virtual propagation labs of various propagation lectures. We al-
ence of non-flat terrain and inhomogeneous atmosphere, and this is ways looked for effective tools which would give physical in-
one of the major issues in radio communication and radar systems sight and be useful at the same time. He used to believe that
design. A propagation engineer desires to have a numerical prop-
agator that calculates the radiowave path loss, without going into physics-based, problem-matched tools either analytical or nu-
details and/or having a deep knowledge of the propagation phe- merical, are really important in teaching electromagnetics to a
nomena, between any two points specified on a digital map of the computer-weaned generation of students, with access to the in-
area of interest. Since a generally applicable, all-purpose propaga- ternet and consequent globalization of information [12].
tion prediction method has not developed yet one has to understand Groundwave propagation studies began with analytically
validity and accuracy ranges, and the limitations of available pre-
diction models and tools; this certainly requires, to some extent, the solvable idealized models over a smooth spherical earth (ba-
physical insight of the propagation problem at hand. This article sically in two-dimensional (2-D) space), then had progressed
aims to summarize groundwave propagation modeling and numer- toward more “reality” through physics-based numerical algo-
ical simulation strategies, and to review some of the virtual tools, rithms, operating in the frequency and short-pulse time domain,
introduced recently. which took advantage of computational resources. An extensive
Index Terms—Analytical methods, atmospheric refractivity sequence of simulations for various terrain and atmospheric
effects, electromagnetic wave propagation, finite-difference time- refractivities, as well as different source-receiver arrangements
domain (FDTD), groundwaves, Matlab, method of moments
and operating frequencies, served to calibrate these algorithms
(MoM), mixed-path propagation, non-flat terrain modeling,
numerical methods, numerical simulator, parabolic equation one against the other, and established the range of problem pa-
method, ray-mode approximations, short pulse propagation, split- rameters for which each was more effective. As it is inevitably
step PE (SSPE), surface impedance, surface waves, transmission difficult to give a chronological and complete list of references
line matrix (TLM), virtual tools, wave scattering. for a topic like this, only a small subset is included here. Most of
the early analytical works may be found in [13]–[16], statistical
studies and models in [17], [18], the details of the parabolic
I. INTRODUCTION
equation (PE) propagator and related studies in [19], the method
N THIS overview of groundwave propagation, dedicated to
I the memory of Leopold Benno Felsen (Leo), a particular
class of groundwave propagation scenarios in the presence of
of moments (MoM) [20] based propagators in [21], [22], the
finite-difference time-domain (FDTD) and the transmission
line matrix (TLM) based propagators in [6], [7], [23], [24], and
surface irregularities and atmospheric refractivities is addressed. an extended summary of groundwave propagation modeling in
The aim of this article is to pay homage to a long-lasting col- [8]. Recent tutorial papers on rural outdoor propagation in [4]
laboration with Leo Felsen on the design of various numerical and [25] are also worthwhile to list.
virtual tools (VT) that can be used for both educational and re-
search purposes in the propagation society. Our collaboration II. THE PROBLEM
[1]–[12] started in 1988 when I joined his research group as a
Ph.D. student in Farmingdale Campus of New York Polytechnic Maxwell equations represent wave propagation in both
University. Initially, we investigated various modal approaches spatial and time domains in open regions. One needs to take
for wave propagation modeling in guiding and anti-guiding en- into account necessary boundary (BC) and source conditions
vironments with longitudinal and transverse variations [1], [2] if propagation through natural and/or artificial waveguiding
structures is of interest. Long and medium (rural), and short
Manuscript received March 28, 2006; revised October 30, 2006.
(urban) range groundwave propagation problems are very
The author is with the Electronics and Communication Engineering Depart- complex and challenging. For realistic propagation prediction,
ment, Dogus University, Faculty of Engineering, Acibadem, 34722 Kadikoy/Is- a theoretical model (mathematical representations) and its
tanbul, Turkey (e-mail: lsevgi@dogus.edu.tr). discrete (computer) implementation must include all relevant
Color versions of one or more of the figures in this paper are available online
at http://ieeexplore.ieee.org. scattering components (e.g., multiple reflections and refrac-
Digital Object Identifier 10.1109/TAP.2007.897256 tions, edge/tip diffractions, surface and/or leaky waves, etc.)
0018-926X/$25.00 © 2007 IEEE
1592 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 55, NO. 6, JUNE 2007
that account for path loss between any two points in a 3-D digi-
tally-parameterized environment. Moreover, the terrain profile, “earth-flattening” non-dimensional 2-D rectangular co-
vegetation, Earth’s curvature, atmospheric refractivity, and the ordinates [3], [4], [8], [25]. The Earth’s curvature under the
presence of other obstacles must also be considered. Although standard atmosphere condition can be included by using
hardware and software technology is well-advanced toward , where is the refractivity value at the surface and
this goal, it is hard to say that current simulation algorithms is the effective Earth’s radius. Extra
are adequate enough to deal with this problem. The modelers terms are also added to model various super or sub-refraction
are still away from satisfying these requirements directly in propagation cases in terms of refractivity , or modified refrac-
3-D digital environments, and hence, field strength predictions tivity
along with 2-D paths are still of interest.
equations. They are orthonormal wave functions with finite en- where
ergy and are tagged by distinct longitudinal propagation con-
stants. The mode concept can be extended to weakly non-sepa- (5)
rable environments with slowly varying longitudinal character-
is the free-space field strength at the distance , is the free-
istics. This gives rise to adiabatic modes (AM) [26], which are
space wavenumber, is the dipole moment, , and
the solutions of weakly non-separable wave equation, and in-
trinsic modes (IM) [1], [2], [27], [28], which, in turn, extend the (6)
AM concept. There are also analytical studies based on edge
and/or tip diffraction effects, surface waves, traveling waves, is the ground reflection coefficient for the vertical polarization.
etc., [29], [30]. Other parameters are
A chronological order of a variety of analytic models for
groundwave propagation has already been listed, and the ide- (7)
alized conditions under which they apply have been discussed
in [4], [8]. Among these, a special attention was given to the (8)
(ray-optical) plus (surface wave) model of Norton [31] and the
surface guided mode model of Wait [32]. Novel numerical al-
gorithms were also presented [3] which, for any specified set (9)
of problem parameters, is designed to dynamically home in on
the best hybridization of the Norton and Wait analytic models; Here, is the angular frequency, is the complex permittivity
as the observer moves parallel to the Earth’s surface, passing of the ground, and are the heights of the transmitter and
from the illuminated region (where the Norton model is effi- receiver, respectively. The surface wave attenuation function is
cient) through the LOS into the shadow region (where the Wait defined as
model is efficient), the algorithm determines where and how to
affect the transition. The mixed-path propagation problem (i.e.,
Millington effect [33]) was also investigated to handle land-sea (10)
transitions, especially at HF and VHF frequencies [34]–[36].
It should be noted that emerging HF and VHF communica-
tion and radar technologies, intelligent transportation systems, where is the complementary error function with the
or Digital Radio Mondiale (DRM) (www.drm.org) necessitate complex argument . The function introduces an attenu-
revisiting [10] and using these early analytical models for short ation which depends on the range, frequency and electrical pa-
to long-wave systems, endorsed by the ITU Recommendations rameters of the ground. At ranges of a few wavelengths from the
[37]–[39]. The ITU-R P-368-7 [37] fully covers both homoge- transmitter, has a value of nearly unity [(3), (4) are called
neous and mixed-path groundwave propagation problems, and non-attenuated surface wave at these ranges], and causes
gives a set of predicted field strength versus distance curves almost exponential decay at medium ranges and varies inversely
for the vertically polarized waves in the MF and HF bands for as the square of the distance from the transmitter.
variety of ground conductivity and relative permittivity 2) Wait’s Surface Wave Contribution: The Wait formulation
values. These curves are valid for a certain range of antenna restructures the spectral integral as a series of NM propagating
heights up to if , and for the along the earth’s surface. Wait expressed the attenuation func-
non-flat longitudinal paths with obstacles not higher than a tion in terms of height gain functions for the vertical (radial)
wavelength and not closer than 8–10 km either to the component of electric field [41] in flatted-Earth as
transmitter or receiver. The field strength prediction for digital
(11)
sound broadcasting systems is covered by ITU-R P-1321 [38]
and BS-1615 [39], and points out the usage of ITU-R P-368-7, with the same given in (5), and the attenuation function
for the groundwave field strength prediction in the MW band.
1) Norton’s Surface Wave Contribution: The Norton formu-
lation [31] extracts a ray-optical asymptotic approximation from
(12)
a wavenumber spectral integral representation, under the stan-
Here, is the refractive index at Earth’s surface and is the
dard (homogeneous) atmosphere assumption. Since the space
surface impedance given as
wave cancels out at long ranges (and/or when transmitter/re-
ceiver is on or close to the ground) it is sufficient to use Norton’s
expressions for the vertical and tangential electric field compo-
nents of the surface waves in the earth-flattening approximation
as (13)
(3) The transverse mode functions for the standard atmosphere with
inclusion of the Earth’s curvature are the well-known solutions
of the Airy equation
(4)
(14)
1594 IEEE TRANSACTIONS ON ANTENNAS AND PROPAGATION, VOL. 55, NO. 6, JUNE 2007
which satisfy the impedance boundary condition on the surface for non-penetrable surfaces [22]. Moreover, the spectral acceler-
ation algorithms were proposed to overcome the computational
limitation of the FBM over slightly rough 1-D PEC surfaces.
(15)
C. Recent Time Domain Approaches
and the radiation condition at . Now, the wave phe- Time domain (TD) techniques such as the finite-difference
nomenology is modeled via transverse (x-domain) oscillatory time domain (FDTD) and the transmission line matrix (TLM)
modal fields, which progress with fixed wavenumber along have also been applied to realistic propagation problems [6], [8],
z. Only the radial component of the electric field excited by a [51]. The entire propagation domain can not be discretized in the
vertically polarized short dipole is given because the tangential FDTD or TLM scheme when long-range and/or high frequency
component is negligible in this formulation. The height propagation is of interest. One approach for modeling ground-
gain functions, i.e., the last two terms in (12), are convenient for wave propagation of localized wave objects through complex
parameterizing the effects of both transmit and receive antenna environment is to apply a sliding window technique. Since the
heights with respect to path loss variations. propagation (sliding) window traces a semi-open region, pow-
Norton-ray and Wait-mode formulations parameterize the erful signal processing techniques and free-space simulators are
propagation process in terms of different phenomenological essential for the success of the FDTD and TLM simulations.
models, and therefore their ranges of validity, accuracy, rate The two simulators introduced recently, TD wave propagator
of convergence, etc., depend on various parameters such as (TDWP) [6] and TLMWP [7], based on the FDTD and TLM, re-
operational frequency, source/observer locations, and physical spectively, have been validated and calibrated against analytical
propagation environment [3]. The ray-mode methods individ- exact as well as measurement results for a variety of different
ually, or their hybridization, can not handle problems such as groundwave propagation scenarios in 2-D [23]. Their extension
propagation over rough surface (non-flat) terrain or propagation to 3-D scenarios is quite straightforward, but requires massive
through surface and/or elevated ducts formed by inhomogeneous computer resources as well as parallel processing techniques.
vertical as well as horizontal atmospheric conditions [4], [8]. Hybrid methods that combine the asymptotic ray technique and
the FDTD have also been introduced, with alternative moving
B. Frequency Domain (FD) Methods window formulations for a pulsed, plane wave propagation in
various environments [24].
Groundwave propagation of general, source-excited wave
fields can be synthesized in terms of these building blocks
IV. CHARACTERISTIC EXAMPLES
(modes and rays) if available, and may serve as reference for the
validation, verification and calibration purposes. To go beyond A few characteristic examples related to the groundwave
into more realistic environments, one has to resort numerical propagation modeling and simulation studies are included in
modeling simulation approaches. Pioneering numerical mod- this section. The challenge is to predict groundwave path loss
eling studies are in FD, and one of the well-known methods is between any pair of transmitter/receiver via [37]
the parabolic equation (PE) [19], [40]–[43] (see [19] for details (16)
and all other related studies). The PE has been in use for many
decades, first applied in 2-D underwater acoustics and then in which requires the calculation of electric field strength at
EM and optics under various names (e.g., split-step PE (SSPE), the receiver at a distance . It should be noted that signal versus
implicit finite-difference PE (IFD-PE) and beam propagation range curves may be plotted in three different ways; path loss
method (BPM) as listed in Fig. 2). The PE techniques have been versus range using (16), propagation factor, defined as the field
improved to handle propagation effects over irregular terrain as strength in the presence of ground and atmospheric irregular-
well as lossy boundaries [19], [44]–[48]. The 3-D PE techniques, ities normalized to the free space field strength, versus range,
either in scalar or vector forms, have also been developed to or only field strength versus range. Note also that the spherical
study HF to microwave propagation for the last couple of years and cylindrical electromagnetic wave spread factors are and
[49], [50]. Today, PE-based tools have become essential for as- , respectively.
sessing clear-air and terrain effects on groundwave propagation.
Its applicability has been extended to regions where regular A. The Millington Mixed-Path Problem
PE does not work by including domain truncation, impedance The Millington curve fitting method described in ITU-R
boundaries and the implementation of fast hybrid methods P-368-7 [37] is an effective and quite accurate approach, but
combining ray-tracing and PE techniques [19]. unfortunately, its application by using the propagation curves
Wave scattering from irregular surfaces has also been treated given in the ITU-R P-368-7 is quite time consuming. Based
with the well-known MoM [8], based on integral equation for- on the previous mixed path calculator (which we developed
mulations (see the special issue [21] for the review of MoM- with Leo Felsen [3]) that uses the hybridization of Norton-Wait
based propagation modeling approaches). The primary factor formulations, a new VT which calculates groundwave field
limiting the use of MoM-based propagators in the calculation of strength values over smooth, spherical, lossy Earth and auto-
EM groundwave propagation is that a linear system of equations mates the application of Millington curve fitting method has
must be solved to yield currents induced on the ground scat- just been developed [10]. It becomes a very handy propagation
terers. The forward-backward method (FBM) is a stationary it- tool that can be used for everywhere for MF and HF bands
erative technique to overcome memory and computation burden instead of ITU-R P-368-7 curves.
SEVGI: GROUNDWAVE MODELING AND SIMULATION STRATEGIES AND PATH LOSS PREDICTION VIRTUAL TOOLS 1595
Fig. 4. The front panel of the Millington package and surface wave path loss
versus range over a 3-segment mixed path (sea-land-sea transition) due to a ver-
tically polarized short electric dipole on the surface, with the dipole moment
M = 5=2 [Am] at various frequencies. A 50-km long islands is located
at 75 km away from the source. Physical parameters: land, = 0:003 [S=m],
Fig. 3. A 2-D multi mixed-path surface wave propagation scenario (d , i = " = 15; sea: = 5: [S=m], " = 70.
; ; ; , represent the length of ith segment, S and r are total lengths from
1 2 3 ...
the transmitter and receiver, respectively up to the ith segment).
(17)
Fig. 6. The front panel of the GrSSPE, user specified terrain profile, Gaussian
source with specified vertical beamwidth and beam tilt. The 3-D field strength
versus range-height is plotted in the output window. The parameters are as sup- Fig. 7. The front panel of the GrFDTD and an instant of the pulse propagation
plied in the front panel. The example belongs to a typical tri-linear vertical re- along a user-specified terrain profile. Different colors correspond to different
fractivity profile that may cause surface as well as elevated ducts as observed. field strength values. Observe the line source emanating two short Gaussian-
shaped pulses, cylindrical wave spread and ground reflections.
Fig. 8. The calibration of the GrMoM and GrSSPE VTs against the two-ray an-
alytical model over the flat Earth; (top) a 20-km flat propagation path at 10 MHz.
The transmitter and receiver heights are 300 m. The source is a line source, Fig. 9. Propagation factor versus range curves for two different non-flat propa-
(bottom) a 15-km path at 15 MHz. The transmitter and receiver heights are both gation scenarios; (top) a 20-km propagation path at 10 MHz. The transmitter is a
500 m above the ground. horizontal line source and is 400 m above the ground the receiver is 300 m above
the ground, (bottom) a 10-km propagation path at 15 MHz. The transmitter is
a vertical short dipole (TE -type problem) and is 300 m above the ground the
receiver is 10 m above the terrain.
the TD pulse spectrum, and the application of inverse Fourier
transform. The FD calibration necessitates time accumulation
of the short pulse propagation and the application of Fourier V. CONCLUSION
transform. Analytical and numerical groundwave propagation modeling
In Fig. 8, the results of MoM and SSPE are calibrated against and simulation studies conducted in collaboration with Leo
the exact solution of this idealized test scenario. The top figure Felsen and some of the virtual tools developed during this
shows the three curves for a 20 km propagation path at 10 MHz. period are reviewed in this paper. The beauty of the FD and
The transmitter and receiver heights are 300 m. The source is TD numerical propagators presented in this article resides in
a line source (i.e., it represents a -type 2-D problem). The the fact that they allow visualization, which is very important
field strength versus range curves obtained via the GrMoM in gaining physical insight for the problem at hand (as gained
and the GrSSPE virtual tools show very good agreement with from canonical problems through analytical formulations, such
the two-ray model. The bottom figure presents the propagation as ray and/or mode methods). As Leo always said, one should
factor versus range curves for a 15-km path at 15 MHz. The keep in mind the physics behind these numerical simulators in
transmitter and receiver heights are both 500 m which again order to use them efficiently and effectively.
shows a good agreement (note that some parameters of the
virtual tools are fixed to their average values to decrease their REFERENCES
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propagation,” Proc. IRE, vol. 21, pp. 427–463, March 1933. to work with Prof. L. B. Felsen at Weber Research
[30] J. Deygout, “Multiple knife-edge diffraction of microwaves,” IEEE Institute/New York Polytechnic University York for
Trans. Antennas Propag., vol. 51, no. 7, pp. 1679–1683, Jul. 1966. two years. His work at the Polytechnic concerned the
[31] K. A. Norton, “The propagation of radio waves over the surface of earth propagation phenomena in nonhomogeneous open and closed waveguides. He
and in the upper atmosphere,” Proc. IRE, vol. 24, pp. 1367–1387, 1936. was with the Center for Defense Studies, ITUV-SAM, from 1993 to 2001. He
[32] J. R. Wait, “On the theory of mixed-path ground-wave propagation on spent nearly a year with the Scientific Research Group of Raytheon Systems
a spherical earth,” J. Research NBS, vol. 65D, pp. 401–410, 1961. Canada from September 1998 until June 1999, during the field trials of the Cana-
[33] G. Millington, “Ground wave propagation over an inhomogeneous dian East Coast Integrated Maritime Surveillance System based on surface wave
smooth earth,” Proc. IRE, vol. 96, no. 39, pp. 53–64, 1949. HF Radars. He joined the Information Technologies Research Institute of the
[34] J. R. Wait and L. C. Walters, “Curves for ground wave propagation Turkish Scientific Research and Technology Council (TUBITAK-MRC) as the
over mixed land sea paths,” IEEE Trans. Antennas Propag., vol. 11,
Chair of Electronic Systems Department in June 1999 and spent nearly two years
pp. 38–45, 1963.
there . Since February 2002, he has been a member of the Engineering Faculty in
[35] D. A. Hill and J. R. Wait, “HF ground wave propagation over mixed
land, sea, sea-ice paths,” IEEE Trans. Geosci. Remote Sensing, vol. 19, the Electronics and Communication Engineering Department at Doğuş Univer-
pp. 210–216, 1981. sity in Kadikoy-Istanbul. He is the author or coauthor of nearly 150 journal and
[36] CCIR, Ground Wave Propagation Curves for Frequencies Between 10 conference papers, a few book chapters and an IEEE Press book. His research
kHz and 30 MHz CCIR Rec. 368-6, 1990. study has focused on propagation in complex environments, analytical and nu-
[37] ITU-R, Recommendations, P-368-7, Groundwave Propagation Curves merical methods in electromagnetics and radar systems, EMC/EMI modeling
for Frequencies Between 10 kHz and 30 MHz International Telecom- and measurement, surface wave HF radars, FDTD, TLM, SSPE and MoM tech-
munications Union, Mar. 1992. niques and their applications, RCS modeling, and bioelectromagnetics. He is
[38] ITU-R, Recommendations, P-1321, Propagation Factors Affecting also interested in novel approaches in engineering education, teaching electro-
Systems Using Digital Modulation Techniques at LF and MF Interna- magnetics via virtual tools. Recently, he started to teach popular science lectures
tional Telecommunications Union, Aug. 1997. like Science, Technology and Society.